UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-4603
Thrivent Series Fund, Inc.
(Exact name of registrant as specified in charter)
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Address of principal executive offices) (Zip code)
John L. Sullivan, Assistant Secretary
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Name and address of agent for service)
Registrant’s telephone number, including area code: (612) 844-5704
Date of fiscal year end: December 31
Date of reporting period: July 1, 2008 - June 30, 2009
<PRE>
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Aggressive Allocation Portfolio
07/01/2008 - 06/30/2009
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Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
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Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
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Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
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Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
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Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Moderately Aggressive Allocation Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Moderate Allocation Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Moderately Conservative Allocation Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Equity Income Plus Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTEQINV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTHIYDV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINCMV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTLCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Large Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Limited Maturity Bond Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTLMMAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Growth Portfolio II
Ticker Security ID: Meeting Date Meeting Status
VTMCGTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Mid Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner International Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTINSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Mid Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Growth Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCGRV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Small Cap Value Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCVAV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Partner Worldwide Allocation Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTWWALV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Real Estate Securities Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTRESEV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Small Cap Stock Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTSCSTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Technology Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTTECHV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Technology Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTTECHV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For Against Against
Director
1.2 Elect F. Gregory Campbell as Mgmt For Against Against
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For Against Against
Director
1.4 Elect Noel K. Estenson as Director Mgmt For Against Against
1.5 Elect Richard L. Gady as Director Mgmt For Against Against
1.6 Elect Richard A. Hauser as Director Mgmt For Against Against
1.7 Elect Paul R. Laubscher as Director Mgmt For Against Against
1.8 Elect Connie M. Levi as Director Mgmt For Against Against
1.9 Elect Douglas D. Sims as Director Mgmt For Against Against
1.10 Elect Constance L. Souders as Mgmt For Against Against
Director
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Technology Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
3Par Inc.
Ticker Security ID: Meeting Date Meeting Status
PAR CUSIP 88580F109 09/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kevin Fong Mgmt For For For
1.2 Elect Director Jeffrey A. Price Mgmt For For For
1.3 Elect Director Mark A. Siegel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Alcon Inc.
Ticker Security ID: Meeting Date Meeting Status
ACL CUSIP H01301102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For For For
8 Elect Joan Miller Mgmt For For For
9 Elect Hermann Wirz Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect Gregory Myers Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
9 Amendment to the 1987 Employee Mgmt For For For
Stock Purchase Plan
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Superconductor Corp.
Ticker Security ID: Meeting Date Meeting Status
AMSC CUSIP 030111108 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory J. Yurek Mgmt For For For
1.2 Elect Director Vikram S. Budhraja Mgmt For For For
1.3 Elect Director Peter O. Crisp Mgmt For For For
1.4 Elect Director Richard Drouin Mgmt For For For
1.5 Elect Director David R. Oliver, Jr. Mgmt For For For
1.6 Elect Director John B. Vander Sande Mgmt For For For
1.7 Elect Director John W. Wood, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Mgmt For For For
Acts
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 PROPOSAL TO ADOPT A DIVIDEND OF Mgmt For For For
EUR 0.20 PER ORDINARY SHARE OF EUR
0.09.
5 Performance Stock Grants to Mgmt For For For
Management Board
6 Sign-on Performance Stock Grants Mgmt For For For
to Management Board
7 Stock Option Grants to Management Mgmt For For For
Board
8 Sign-on Stock Option Grants to Mgmt For For For
Management Board
9 Stock Option Grants to Employees Mgmt For For For
10 Elect H. van den Burg Mgmt For For For
11 Elect O.B. Bilous Mgmt For For For
12 Elect Josephus Westerburgen Mgmt For For For
13 Elect P.F.M. Van der Meer Mohr Mgmt For For For
14 Elect W. Ziebart Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 CANCELLATION OF ORDINARY SHARES. Mgmt For For For
21 CANCELLATION OF ADDITIONAL Mgmt For For For
ORDINARY SHARES.
- ------------------------------------------------------------------------------------------------------------------
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David Sugishita Mgmt For For For
4 Elect Papken Der Torossian Mgmt For For For
5 Elect Jack Saltich Mgmt For Against Against
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Amendment to the 2005 Stock Plan Mgmt For For For
to Allow a One-Time Stock Option
Exchange
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Mgmt For For For
Brenneman
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brocade Communications Systems
Ticker Security ID: Meeting Date Meeting Status
BRCD CUSIP 111621306 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For For
2 ELECTION OF DIRECTOR: DAVID L. Mgmt For For For
HOUSE
3 ELECTION OF DIRECTOR: L. WILLIAM Mgmt For For For
KRAUSE
4 APPROVAL OF THE 2009 STOCK PLAN Mgmt For For For
5 APPROVAL OF THE 2009 DIRECTOR PLAN Mgmt For For For
6 APPROVAL OF THE 2009 EMPLOYEE Mgmt For For For
STOCK PURCHASE PLAN
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Mgmt For For For
Kovacevich
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Compuware Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors Dennis W. Archer Mgmt For For For
1.2 Elect Directors Gurminder S. Bedi Mgmt For For For
1.3 Elect Directors William O. Grabe Mgmt For For For
1.4 Elect Directors William R. Halling Mgmt For For For
1.5 Elect Directors Peter Karmanos, Jr Mgmt For For For
1.6 Elect Directors Faye Alexander Mgmt For For For
Nelson
1.7 Elect Directors Glenda D. Price Mgmt For For For
1.8 Elect Directors W. James Prowse Mgmt For For For
1.9 Elect Directors G. Scott Romney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
COMVERGE, INC.
Ticker Security ID: Meeting Date Meeting Status
COMV CUSIP 205859101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Hagewood Mgmt For For For
1.2 Elect R. Blake Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Craig Kennedy Mgmt For For For
1.3 Elect James Nolan Mgmt For For For
1.4 Elect J. Thomas Presby Mgmt For For For
1.5 Elect Paul Stebbins Mgmt For For For
1.6 Elect Michael Sweeney Mgmt For For For
1.7 Elect Jose Villarreal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------
MEMC Electronic Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Boehlke Mgmt For For For
1.2 Elect C. Douglas Marsh Mgmt For For For
1.3 Elect Michael McNamara Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Gilmartin Mgmt For For For
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Motorola, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOT CUSIP 620076109 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gregory Brown Mgmt For For For
2 Elect David Dorman Mgmt For For For
3 Elect William Hambrecht Mgmt For For For
4 Elect Sanjay Jha Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Keith Meister Mgmt For For For
7 Elect Thomas Meredith Mgmt For For For
8 Elect Samuel Scott III Mgmt For Against Against
9 Elect Ron Sommer Mgmt For For For
10 Elect James Stengel Mgmt For For For
11 Elect Anthony Vinciquerra Mgmt For For For
12 Elect Douglas Warner III Mgmt For For For
13 Elect John White Mgmt For For For
14 Decrease in Par Value of Common Mgmt For For For
Stock
15 Stock Option Exchange Program Mgmt For Against Against
16 Amendment to the Employee Stock Mgmt For For For
Purchase Plan OF 1999
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
21 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Global Human Rights
Standards
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Mgmt For For For
Warmenhoven
1.2 Elect Director Donald T. Valentine Mgmt For For For
1.3 Elect Director Jeffry R. Allen Mgmt For For For
1.4 Elect Director Carol A. Bartz Mgmt For For For
1.5 Elect Director Alan L. Earhart Mgmt For For For
1.6 Elect Director Thomas Georgens Mgmt For For For
1.7 Elect Director Edward Kozel Mgmt For For For
1.8 Elect Director Mark Leslie Mgmt For For For
1.9 Elect Director Nicholas G. Moore Mgmt For For For
1.10 Elect Director George T. Shaheen Mgmt For For For
1.11 Elect Director Robert T. Wall Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NVS CUSIP 66987V109 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Mgmt For For For
Management Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 REDUCTION OF SHARE CAPITAL Mgmt For For For
5 Shareholder Proposal Regarding an Mgmt Against For Against
Advisory Vote on Compensation (Say
on Pay)
6 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION - PURPOSE
7 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
INCORPORATION - AUDITORS
8 RE-ELECTION OF PROF. SRIKANT M. Mgmt For For For
DATAR PH.D. FOR A THREE-YEAR TERM
9 RE-ELECTION OF ANDREAS VON PLANTA Mgmt For For For
PH.D. FOR A THREE-YEAR TERM
10 RE-ELECTION OF DR.-ING. WENDELIN Mgmt For For For
WIEDEKING FOR A THREE-YEAR TERM
11 RE-ELECTION OF PROF. ROLF M. Mgmt For For For
ZINKERNAGEL M.D. FOR A THREE-YEAR
TERM
12 ELECTION OF PROF. WILLIAM BRODY, Mgmt For For For
M.D., PH.D. FOR A THREE-YEAR TERM
13 APPOINTMENT OF THE AUDITOR Mgmt For For For
14 ADDITIONAL AND/OR Mgmt For Against Against
COUNTER-PROPOSALS PRESENTED AT THE
MEETING
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
Polycom, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCM CUSIP 73172K104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For For For
1.3 Elect Betsy Atkins Mgmt For Withhold Against
1.4 Elect David DeWalt Mgmt For For For
1.5 Elect John Kelley, Jr. Mgmt For For For
1.6 Elect D. Scott Mercer Mgmt For For For
1.7 Elect William Owens Mgmt For For For
1.8 Elect Kevin Parker Mgmt For For For
2 Amendments to the 2004 Equity Mgmt For For For
Incentive Plan and the 1996 Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC.
Ticker Security ID: Meeting Date Meeting Status
PPO CUSIP 73179V103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Dries Mgmt For For For
1.2 Elect Frederick Flynn Mgmt For For For
1.3 Elect Kevin Kruse Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Ball Mgmt For For For
1.2 Elect John Colson Mgmt For For For
1.3 Elect John Conaway Mgmt For For For
1.4 Elect Ralph DiSibio Mgmt For For For
1.5 Elect Bernard Fried Mgmt For For For
1.6 Elect Louis Golm Mgmt For For For
1.7 Elect Worthing Jackman Mgmt For For For
1.8 Elect Bruce Ranck Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quest Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUSIP 74834T103 02/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from California to Mgmt For Against Against
Delaware
2 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Balsillie, Mike Mgmt For For For
Lazaridis, James Estill, David
Kerr, Roger Martin, John
Richardson, Barbara Stymiest and
John Wetmore as Directors
2 Approve Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Salesforce.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 07/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Marc Benioff Mgmt For For For
1.2 Elect Director Craig Conway Mgmt For For For
1.3 Elect Director Alan Hassenfeld Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Mgmt For Against Against
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules of Mgmt For For For
Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
VMWARE, INC.
Ticker Security ID: Meeting Date Meeting Status
VMW CUSIP 928563402 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Ratification of Auditor Mgmt For For For
2 Amendment to the 2007 Equity and Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Patterson Mgmt For For For
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Roy Bostock Mgmt For For For
4 Elect Ronald Burkle Mgmt For For For
5 Elect John Chapple Mgmt For For For
6 Elect Eric Hippeau Mgmt For For For
7 Elect Carl Icahn Mgmt For Against Against
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Arthur Kern Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Elect Gary Wilson Mgmt For For For
12 Elect Jerry Yang Mgmt For For For
13 Amendment to the 1995 Stock Plan Mgmt For For For
14 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director Ronald W. Burkle Mgmt For For For
1.3 Elect Director Eric Hippeau Mgmt For For For
1.4 Elect Director Vyomesh Joshi Mgmt For For For
1.5 Elect Director Arthur H. Kern Mgmt For For For
1.6 Elect Director Robert A. Kotick Mgmt For For For
1.7 Elect Director Mary Agnes Mgmt For For For
Wilderotter
1.8 Elect Director Gary L. Wilson Mgmt For For For
1.9 Elect Director Jerry Yang Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Pay For Superior Performance ShrHldr Against For Against
4 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
5 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lucian A. Bebchuk ShrHldr N/A TNA N/A
1.2 Elect Director Frank J. Biondi, Jr. ShrHldr N/A TNA N/A
1.3 Elect Director John H. Chapple ShrHldr N/A TNA N/A
1.4 Elect Director Mark Cuban ShrHldr N/A TNA N/A
1.5 Elect Director Adam Dell ShrHldr N/A TNA N/A
1.6 Elect Director Carl C. Icahn ShrHldr N/A TNA N/A
1.7 Elect Director Keith A, Meister ShrHldr N/A TNA N/A
1.8 Elect Director Edward H. Meyer ShrHldr N/A TNA N/A
1.9 Elect Director Brian S. Posner ShrHldr N/A TNA N/A
2 Ratify Auditors ShrHldr N/A TNA N/A
3 Pay For Superior Performance ShrHldr N/A TNA N/A
4 Adopt Policies to Protect Freedom ShrHldr N/A TNA N/A
of Access to the Internet
5 Amend Bylaws to Establish a Board ShrHldr N/A TNA N/A
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Healthcare Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director R.J. Alpern Mgmt For For For
1.2 Elect Director R.S. Austin Mgmt For For For
1.3 Elect Director W.M. Daley Mgmt For For For
1.4 Elect Director W.J. Farrell Mgmt For For For
1.5 Elect Director H.L. Fuller Mgmt For For For
1.6 Elect Director W.A. Osborn Mgmt For For For
1.7 Elect Director D.A.L. Owen Mgmt For For For
1.8 Elect Director W.A. Reynolds Mgmt For For For
1.9 Elect Director R.S. Roberts Mgmt For For For
1.10 Elect Director S.C. Scott, III Mgmt For For For
1.11 Elect Director W.D. Smithburg Mgmt For For For
1.12 Elect Director G.F. Tilton Mgmt For For For
1.13 Elect Director M.D. White Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Approve Nonqualified Employee Mgmt For For For
Stock Purchase Plan
4 Ratify Auditors Mgmt For For For
5 Report on Animal Testing ShrHldr Against Against For
6 Adopt Principles for Health Care ShrHldr Against Against For
Reform
7 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
AFFYMAX INC
Ticker Security ID: Meeting Date Meeting Status
AFFY CUSIP 00826A109 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ted W. Love Mgmt For Withhold Against
1.2 Elect Director Arlene M. Morris Mgmt For Withhold Against
1.3 Elect Director Daniel K. Spiegelman Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leonard Bell Mgmt For For For
1.2 Elect Director Max Link Mgmt For For For
1.3 Elect Director Joseph A. Madri Mgmt For Withhold Against
1.4 Elect Director Larry L. Mathis Mgmt For For For
1.5 Elect Director R. Douglas Norby Mgmt For For For
1.6 Elect Director Alvin S. Parven Mgmt For For For
1.7 Elect Director Ruedi E. Waeger Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Align Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALGN CUSIP 016255101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David E. Collins Mgmt For For For
1.2 Elect Director Joseph Lacob Mgmt For For For
1.3 Elect Director C. Raymond Larkin, Mgmt For For For
Jr.
1.4 Elect DirectorGeorge J. Morrow Mgmt For For For
1.5 Elect Director Thomas M. Prescott Mgmt For For For
1.6 Elect Director Greg J. Santora Mgmt For For For
1.7 Elect Director Warren S. Thaler Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Herbert W. Boyer Mgmt For For For
1.2 Elect Director Robert A. Ingram Mgmt For For For
1.3 Elect Director David E.I. Pyott Mgmt For For For
1.4 Elect Director Russell T. Ray Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Report on Animal Testing ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Amgen, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director David Baltimore Mgmt For For For
2 Elect Director Frank J. Biondi, Jr. Mgmt For For For
3 Elect Director Francois de Mgmt For For For
Carbonnel
4 Elect Director Jerry D. Choate Mgmt For For For
5 Elect Director Vance D. Coffman Mgmt For For For
6 Elect Director Frederick W. Gluck Mgmt For For For
7 Elect Director Frank C. Herringer Mgmt For For For
8 Elect Director Gilbert S. Omenn Mgmt For For For
9 Elect Director Judith C. Pelham Mgmt For For For
10 Elect Director J. Paul Reason Mgmt For For For
11 Elect Director Leonard D. Schaeffer Mgmt For For For
12 Elect Director Kevin W. Sharer Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Approve Omnibus Stock Plan Mgmt For For For
15 Reduce Supermajority Vote Mgmt For For For
Requirement
16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
17 Reincorporate in Another State ShrHldr Against Against For
[from Delaware to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
Basilea Pharmaceutica AG
Ticker Security ID: Meeting Date Meeting Status
CINS H05131109 04/29/2009 Unvoted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For N/A N/A
Statutory Reports
2 Approve Carry Forward of Net Loss Mgmt For N/A N/A
3 Approve Discharge of Board and Mgmt For N/A N/A
Senior Management
4.1 Reelect Daniel Lew as Director Mgmt For N/A N/A
4.2 Elect Hans-Beat Guertler as Mgmt For N/A N/A
Director
5 Ratify PricewaterhouseCoopers AG Mgmt For N/A N/A
as Auditors
6 Approve Creation of CHF 2 Million Mgmt For N/A N/A
Pool of Capital without Preemptive
Rights
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Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For For For
1.2 Elect Director Alan B. Glassberg Mgmt For For For
1.3 Elect Director Robert W. Pangia Mgmt For For For
1.4 Elect Director William D. Young Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Fix Size of Board at 13 and Remove ShrHldr Against Abstain N/A
the Board's Ability to Change the
Size of the Board
5 Reincorporate in Another State ShrHldr Against Abstain N/A
[North Dakota]
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Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Take No Action
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alexander J. Denner Mgmt For TNA N/A
1.2 Elect Director Richard C. Mulligan Mgmt For TNA N/A
1.3 Elect Director Thomas F. Deuel Mgmt For TNA N/A
1.4 Elect Director David Sidransky Mgmt For TNA N/A
2 Fix Size of Board at 13 and Remove Mgmt For TNA N/A
the Board's Ability to Change the
Size of the Board
3 Reincorporate in Another State Mgmt For TNA N/A
[North Dakota]
4 Ratify Auditors Mgmt For TNA N/A
5 Adopt Majority Voting for Mgmt For TNA N/A
Uncontested Election of Directors
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BioMarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Director Michael Grey Mgmt For For For
1.3 Elect Director Elaine J. Heron, Mgmt For For For
Ph.D.
1.4 Elect Director Joseph Klein, III Mgmt For For For
1.5 Elect Director Pierre Lapalme Mgmt For For For
1.6 Elect Director V. Bryan Lawlis, Mgmt For For For
Ph.D.
1.7 Elect Director Alan J. Lewis, Ph.D. Mgmt For For For
1.8 Elect Director Richard A. Meier Mgmt For For For
2 Ratify Auditors Mgmt For For For
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Bristol-Myers Squibb Co.
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director L. Andreotti Mgmt For For For
2 Elect Director L. B. Campbell Mgmt For For For
3 Elect Director J. M. Cornelius Mgmt For For For
4 Elect Director L. J. Freeh Mgmt For For For
5 Elect Director L. H. Glimcher Mgmt For For For
6 Elect Director M. Grobstein Mgmt For For For
7 Elect Director L. Johansson Mgmt For For For
8 Elect Director A. J. Lacy Mgmt For For For
9 Elect Director V. L. Sato Mgmt For For For
10 Elect Director T. D. West, Jr. Mgmt For For For
11 Elect Director R. S. Williams Mgmt For For For
12 Ratify Auditors Mgmt For For For
13 Increase Disclosure of Executive ShrHldr Against Against For
Compensation
14 Reduce Supermajority Vote ShrHldr Against Against For
Requirement
15 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
16 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
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Celgene Corp.
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Sol J. Barer Mgmt For For For
1.2 Elect Director Robert J. Hugin Mgmt For For For
1.3 Elect Director Michael D. Casey Mgmt For For For
1.4 Elect Director Rodman L. Drake Mgmt For For For
1.5 Elect Director A. Hull Hayes, Jr. Mgmt For For For
1.6 Elect Director Gilla Kaplan Mgmt For For For
1.7 Elect Director James J. Loughlin Mgmt For For For
1.8 Elect Director Ernest Mario Mgmt For For For
1.9 Elect Director Walter L. Robb Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
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Hikma Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
CINS G4576K104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 4.0 Mgmt For For For
Cents Per Ordinary Share
3 Re-elect Samih Darwazah as Director Mgmt For Abstain Against
4 Re-elect Mazen Darwazah as Director Mgmt For For For
5 Re-elect Breffni Byrne as Director Mgmt For For For
6 Re-elect Sir David Rowe-Ham as Mgmt For For For
Director
7 Re-elect Michael Ashton as Director Mgmt For For For
8 Re-elect Ali Al-Husry as Director Mgmt For For For
9 Reappoint Deloitte LLP as Auditors Mgmt For For For
of the Company
10 Authorise Board to Fix Mgmt For For For
Remuneration of Auditors
11 Approve Remuneration Report Mgmt For For For
12 Auth. Issue of Equity Securities Mgmt For For For
with Rights Under a General
Authority up to GBP 6,320,227 and
an Additional Amount Pursuant to a
Rights Issue of up to GBP
12,640,454 After Deducting Any
Securities Issued Under the
General Authority
13 Subject to the Passing of Mgmt For For For
Resolution 12, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP
948,034
14 Authorise 18,960,680 Ordinary Mgmt For For For
Shares for Market Purchase
15 Approve That a General Meeting Mgmt For For For
Other Than an Annual General
Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
16 Approve Waiver on Tender-Bid Mgmt For Against Against
Requirement to Make a General
Offer to Shareholders of the
Company by Reason of Any Buy Back
of up to 18,960,680 Ordinary
Shares of the Company
17 Approve Waiver on Tender-Bid Mgmt For Against Against
Requirement to Make a General
Offer to Shareholders by Reason of
the Issue of up to 203,000 Ord.
Shares to Members of the Concert
Party Pursuant to the Grant and
Vesting of 200,000 LTIP Awards and
up to 3,000 MIP Awards
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Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director A. Blaine Bowman Mgmt For For For
2 Elect Director Karin Eastham Mgmt For For For
3 Elect Director Jay T. Flatley Mgmt For For For
4 Elect Director William H. Mgmt For For For
Rastetter, Ph.D.
5 Ratify Auditors Mgmt For For For
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InterMune, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITMN CUSIP 45884X103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lars G. Ekman Mgmt For For For
1.2 Elect Director Jonathan S. Leff Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
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Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald W. Grimm Mgmt For For For
1.2 Elect Director Gregory T. Lucier Mgmt For For For
1.3 Elect Director Per A. Peterson, Mgmt For For For
Ph. D.
1.4 Elect Director William S. Shanahan Mgmt For For For
1.5 Elect Director Arnold J. Levine, Mgmt For For For
Ph. D.
2 Ratify Auditors Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Approve Omnibus Stock Plan Mgmt For For For
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Luminex Corp
Ticker Security ID: Meeting Date Meeting Status
LMNX CUSIP 55027E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Patrick J. Mgmt For For For
Balthrop, Sr.
1.2 Elect Director G. Walter Mgmt For For For
Loewenbaum II
1.3 Elect Director Kevin M. McNamara Mgmt For For For
1.4 Elect Director Edward A. Ogunro Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
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Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leslie A. Brun Mgmt For For For
2 Elect Director Thomas R. Cech Mgmt For For For
3 Elect Director Richard T. Clark Mgmt For For For
4 Elect Director Thomas H. Glocer Mgmt For For For
5 Elect Director Steven F. Goldstone Mgmt For For For
6 Elect Director William B. Mgmt For For For
Harrison, Jr.
7 Elect Director Harry R. Jacobson Mgmt For For For
8 Elect Director William N. Kelley Mgmt For For For
9 Elect Director Rochelle B. Lazarus Mgmt For For For
10 Elect Director Carlos E. Represas Mgmt For For For
11 Elect Director Thomas E. Shenk Mgmt For For For
12 Elect Director Anne M. Tatlock Mgmt For For For
13 Elect Director Samuel O. Thier Mgmt For For For
14 Elect Director Wendell P. Weeks Mgmt For For For
15 Elect Director Peter C. Wendell Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Fix Number of Directors Mgmt For For For
18 Amend Bylaws-- Call Special ShrHldr Against For Against
Meetings
19 Require Independent Lead Director ShrHldr Against Against For
20 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
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Momenta Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNTA CUSIP 60877T100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John K. Clarke Mgmt For For For
1.2 Elect Director James Sulat Mgmt For For For
1.3 Elect Director Craig A. Wheeler Mgmt For For For
2 Ratify Auditors Mgmt For For For
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Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter Gilbert, N/A Mgmt For N/A
Ph.D.
1.2 Elect Director D.H. Langer, M.D. N/A Mgmt For N/A
2.0 Increase Authorized Common Stock N/A Mgmt Against N/A
3.0 Amend Stock Option Plan N/A Mgmt For N/A
4.0 Ratify Auditors N/A Mgmt For N/A
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Nichi-Iko Pharmaceutical Co. Ltd. (formerly Nihon Iyakuhin Kogyo)
Ticker Security ID: Meeting Date Meeting Status
4541 CINS J49614100 02/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With N/A Mgmt For N/A
a Final Dividend of JY 13
2.0 Amend Articles to Reflect N/A Mgmt For N/A
Digitalization of Share
Certificates
3.1 Elect Director N/A Mgmt For N/A
3.2 Elect Director N/A Mgmt For N/A
3.3 Elect Director N/A Mgmt For N/A
3.4 Elect Director N/A Mgmt For N/A
3.5 Elect Director N/A Mgmt For N/A
3.6 Elect Director N/A Mgmt For N/A
3.7 Elect Director N/A Mgmt For N/A
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Novartis AG
Ticker Security ID: Meeting Date Meeting Status
CINS H5820Q150 02/24/2009 Unvoted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and N/A Mgmt N/A N/A
Statutory Reports
2.0 Approve Discharge of Board and N/A Mgmt N/A N/A
Senior Management
3.0 Approve Allocation of Income and N/A Mgmt N/A N/A
Dividends of CHF 2 per Share
4.0 Approve CHF 3 Million Reduction in N/A Mgmt N/A N/A
Share Capital via Cancellation of
Repurchased Shares
5.1 Amend Articles Re: Require Annual N/A Mgmt N/A N/A
Advisory Vote on Remuneration
Report, incl. Disclosure of
Compensation Amount Paid to Board
of Directors and Executive
Management
5.2 Amend Corporate Purpose Re: N/A Mgmt N/A N/A
Sustainability
5.3 Amend Articles Re: Auditors N/A Mgmt N/A N/A
6.101 Retirement of Peter Burckhardt and N/A Mgmt N/A N/A
William George as Directors
(Non-Voting)
6.201 Reelect Srikant Datar as Director N/A Mgmt N/A N/A
6.202 Reelect Andreas von Planta as N/A Mgmt N/A N/A
Director
6.203 Reelect Wendelin Wiedeking as N/A Mgmt N/A N/A
Director
6.204 Reelect Rolf Zinkernagel as N/A Mgmt N/A N/A
Director
6.301 Elect William Brody as Director N/A Mgmt N/A N/A
7.0 Ratify PricewaterhouseCoopers AG N/A Mgmt N/A N/A
as Auditors
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ONYX Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONXX CUSIP 683399109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Goddard, Ph.D. Mgmt For Withhold Against
1.2 Elect Director Antonio J. Mgmt For For For
Grillo-Lopez, M.D.
1.3 Elect Director Wendell Wierenga, Mgmt For For For
Ph.D.
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
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Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis A. Ausiello Mgmt For For For
1.2 Elect Director Michael S. Brown Mgmt For For For
1.3 Elect Director M. Anthony Burns Mgmt For For For
1.4 Elect Director Robert N. Burt Mgmt For For For
1.5 Elect Director W. Don Cornwell Mgmt For For For
1.6 Elect Director William H. Gray, III Mgmt For For For
1.7 Elect Director Constance J. Horner Mgmt For For For
1.8 Elect Director James M. Kilts Mgmt For For For
1.9 Elect Director Jeffrey B. Kindler Mgmt For For For
1.10 Elect Director George A. Lorch Mgmt For For For
1.11 Elect Director Dana G. Mead Mgmt For For For
1.12 Elect Director Suzanne Nora Johnson Mgmt For For For
1.13 Elect Director Stephen W. Sanger Mgmt For For For
1.14 Elect Director William C. Steere, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Limit/Prohibit Executive ShrHldr Against Against For
Stock-Based Awards
5 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
6 Provide for Cumulative Voting ShrHldr Against For Against
7 Amend Bylaws -- Call Special ShrHldr Against For Against
Meetings
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Progenics Pharmaceuticals, Inc
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 06/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kurt W. Briner Mgmt For For For
1.2 Elect Director Charles A. Baker Mgmt For For For
1.3 Elect Director Peter J. Crowley Mgmt For For For
1.4 Elect Director Mark F. Dalton Mgmt For For For
1.5 Elect Director Stephen P. Goff, Mgmt For Withhold Against
Ph.D.
1.6 Elect Director Paul J. Maddon, Mgmt For For For
M.D., Ph.D.
1.7 Elect Director David A. Mgmt For For For
Scheinberg, M.D., Ph.D.
1.8 Elect Director Nicole S. Williams Mgmt For For For
2 Amend Bundled Compensation Plans Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Other Business Mgmt For Against Against
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Richter Gedeon RT
Ticker Security ID: Meeting Date Meeting Status
CINS X3124R133 04/28/2009 Unvoted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Use of Computerized Voting Mgmt For N/A N/A
Machine for AGM
2 Approve Use of Sound Recording for Mgmt For N/A N/A
Minute Preparation
3 Elect Chairman of Meeting and Mgmt For N/A N/A
Other Meeting Officials
4 Approve Board of Directors Report Mgmt For N/A N/A
on Company's Operations in Fiscal
2008
5 Receive Auditor's Report Mgmt N/A N/A N/A
6 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report
7.1 Approve Dividends of HUF 590 Per Mgmt For N/A N/A
Share for Fiscal 2008
7.2 Approve Allocation of Remaining Mgmt For N/A N/A
Net Income
8 Approve Annual Report and Mgmt For N/A N/A
Financial Statements
9 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Board of Directors
Report on Group's Operations in
Fiscal 2008
10 Receive Auditor's Report on Mgmt N/A N/A N/A
Consolidated Report
11 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report
on Consolidated Report
12 Approve Consolidated Report Mgmt For N/A N/A
13 Accept Company's Corporate Mgmt For N/A N/A
Governance Report
14 Authorize Share Repurchase Program Mgmt For N/A N/A
15.1 Amend Articles of Association Re: Mgmt For N/A N/A
Corporate Purpose
15.2 Amend Articles of Association Re: Mgmt For N/A N/A
Exercise of Employer's Rights over
Company Employees
15.3 Amend Articles of Association Re: Mgmt For N/A N/A
Technical Amendments Regarding
Terminology Used in Current
Articles of Association
15.4 Amend Articles of Association Re: Mgmt For N/A N/A
Eliminate General Meeting
Authority to Decide on Acceptance
of Public Purchase Offers with
Respect to Treasury Shares
15.5 Amend Articles of Association Re: Mgmt For N/A N/A
Voting Right Cap
15.6 Amend Articles of Association Re: Mgmt For N/A N/A
Eliminate General Meeting's
Exclusive Authority to Decide on
Measures to Be Taken in Order to
Disturb Public Purchase Offers
16 Approve Consolidated Text of Mgmt For N/A N/A
Articles of Association
17 Approve Remuneration of Members of Mgmt For N/A N/A
Board of Directors
18.1 Reelect Attila Chikan as Member of Mgmt For N/A N/A
Supervisory Board
18.2 Reelect Jozsef Eros as Member of Mgmt For N/A N/A
Supervisory Board
18.3 Reelect Janokine dr. Maria Balogh Mgmt For N/A N/A
as Member of Supervisory Board
18.4 Reelect Gabor Simon Kis as Member Mgmt For N/A N/A
of Supervisory Board
18.5 Reelect Andras Sugar S. as Member Mgmt For N/A N/A
of Supervisory Board
18.6 Reelect Gabor Toth as Member of Mgmt For N/A N/A
Supervisory Board
18.7 Reelect Jeno Fodor as Employee Mgmt For N/A N/A
Representative on Company's
Supervisory Board
18.8 Elect Andras Balasko as Employee Mgmt For N/A N/A
Representative on Company's
Supervisory Board
18.9 Reelect Attila Chikan, Jozsef Mgmt For N/A N/A
Eros, and Janokine dr. Maria
Balogh as Members of Audit
Committee
20 Approve Remuneration of Mgmt For N/A N/A
Supervisory Board Members
21 Approve Rules of Procedure of Mgmt For N/A N/A
Supervisory Board
22 Ratify Deloitte Ltd. as Auditor Mgmt For N/A N/A
23 Approve Auditor's Remuneration Mgmt For N/A N/A
24 Transact Other Business Mgmt For N/A N/A
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Sequenom, Inc.
Ticker Security ID: Meeting Date Meeting Status
SQNM CUSIP 817337405 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ernst-Gunter Afting Mgmt For Withhold Against
1.2 Elect Director Charles R. Cantor Mgmt For Withhold Against
1.3 Elect Director John A. Fazio Mgmt For Withhold Against
1.4 Elect Director Harry F. Hixson, Jr. Mgmt For Withhold Against
1.5 Elect Director Richard A. Lerner Mgmt For Withhold Against
1.6 Elect Director Ronald M. Lindsay Mgmt For Withhold Against
1.7 Elect Director Harry Stylli Mgmt For Withhold Against
1.8 Elect Director Kathleen M. Wiltsey Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For For For
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Shire plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 82481R106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 To Receive The Company'S Accounts Mgmt For For For
For The Year Ended December 31,
2008.
2 To Approve The Directors Mgmt For For For
Remuneration Report For The Year
Ended December 31, 2008.
3 To Re-Elect Dr Barry Price As A Mgmt For For For
Director Of The Company.
4 To Re-Appoint Deloitte Llp As Mgmt For For For
Auditors Of The Company To Hold
Office From The Conclusion Of The
Meeting To The Conclusion Of The
Annual General Meeting Of The
Company To Be Held In 2010.
5 To Authorize The Audit, Compliance Mgmt For For For
& Risk Committee Of The Board To
Determine The Remuneration Of The
Auditors.
6 To Resolve That The Authority To Mgmt For For For
Allot Relevant Securities (As
Defined In The Company'S Articles
Of Association) Conferred On The
Directors By Article 10 Paragraph
(B) Of The Company'S Articles Of
Association Be Renewed.
7 To Resolve That, Subject To The Mgmt For For For
Passing Of The Previous
Resolution, The Authority To Allot
Equity Securities (As Defined In
The Company S Articles Of
Association) Wholly For Cash, All
As More Fully Described In The
Proxy Statement.
8 To Resolve That The Company Be And Mgmt For For For
Is Hereby Generally And
Unconditionally Authorized, All As
More Fully Described In The Proxy
Statement.
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Shire plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 82481R106 09/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 To Elect Mr Matthew Emmens As A Mgmt For For For
Director Of The Company
2.0 To Elect Mr Angus Russell As A Mgmt For For For
Director Of The Company
3.0 To Elect Mr Graham Hetherington As Mgmt For For For
A Director Of The Company
4.0 To Elect Dr Barry Price As A Mgmt For For For
Director Of The Company
5.0 To Elect Mr David Kappler As A Mgmt For For For
Director Of The Company
6.0 To Elect Dr Jeffrey Leiden As A Mgmt For For For
Director Of The Company
7.0 To Elect Mr Patrick Langois As A Mgmt For For For
Director Of The Company
8.0 To Elect Ms Kate Nealon As A Mgmt For For For
Director Of The Company
9.0 To Elect Mr David Mott As A Mgmt For For For
Director Of The Company
10.0 To Elect Dr Michael Rosenblatt As Mgmt For For For
A Director Of The Company
11.0 Ratify Auditors Mgmt For For For
12.0 To Authorise The Audit, Compliance Mgmt For For For
And Risk Committee Of The Board To
Determine The Remuneration Of The
Auditors.
13.0 To Resolve That The Authority To Mgmt For For For
Allot Relevant Securities.
14.0 To Resolve That, Subject To The Mgmt For For For
Passing Of The Previous
Resolution, The Authority To Allot
Equity Securities.
15.0 To Resolve That The Company Be And Mgmt For For For
Is Hereby Generally And
Unconditionally Authorised.
16.0 To Resolve That The Name Of The Mgmt For For For
Company Be Changed To Shire Plc
And That The Requisite Changes Be
Made To The Company S Memorandum
And Articles Of Association.
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St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Brown Mgmt For For For
1.2 Elect Director Daniel J. Starks Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
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Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
CINS D76226113 06/10/2009 Unvoted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and Mgmt For N/A N/A
Dividends of EUR 0.52 per Share
3 Approve Discharge of Management Mgmt For N/A N/A
Board for Fiscal 2008
4 Approve Discharge of Supervisory Mgmt For N/A N/A
Board for Fiscal 2008
5 Ratify PKF Deutschland GmbH as Mgmt For N/A N/A
Auditors for Fiscal 2009
6 Authorize Share Repurchase Program Mgmt For N/A N/A
and Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Stryker Corp.
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Brown Mgmt For For For
1.2 Elect Director Howard E. Cox. Jr. Mgmt For For For
1.3 Elect Director Donald M. Engelman Mgmt For For For
1.4 Elect Director Louise L. Mgmt For For For
Francesconi
1.5 Elect Director Howard L. Lance Mgmt For For For
1.6 Elect Director Stephen P. MacMillan Mgmt For For For
1.7 Elect Director William U. Parfet Mgmt For For For
1.8 Elect Director Ronda E. Stryker Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Final Dividend Mgmt For For For
2.1 Elect Phillip Frost as Director Mgmt For For For
2.2 Elect Roger Abravanel as Director Mgmt For For For
2.3 Elect Elon Kohlberg as Director Mgmt For For For
2.4 Elect Yitzhak Peterburg as Director Mgmt For For For
2.5 Elect Erez Vigodman as Director Mgmt For For For
3 Approve Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 881624209 09/25/2008 Unvoted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Joseph (Yosi) Nitzani as N/A Mgmt N/A N/A
External Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corp.
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ray Kurzweil Mgmt For Withhold Against
1.2 Elect Director Martine Rothblatt, Mgmt For Withhold Against
Ph.D.
1.3 Elect Director Louis Sullivan, M.D. Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Timothy E. Guertin N/A Mgmt For N/A
1.2 Elect Director David W. Martin, Jr N/A Mgmt For N/A
1.3 Elect Director R. Naumann-Etienne N/A Mgmt For N/A
1.4 Elect Director V. Thyagarajan N/A Mgmt For N/A
2.0 Amend Omnibus Stock Plan N/A Mgmt For N/A
3.0 Approve Executive Incentive Bonus N/A Mgmt For N/A
Plan
4.0 Ratify Auditors N/A Mgmt For N/A
- ------------------------------------------------------------------------------------------------------------------
ZENTIVA NV
Ticker Security ID: Meeting Date Meeting Status
CINS N9768B103 09/03/2008 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting N/A Mgmt TNA N/A
2.0 Receive Announcements (non-voting) N/A Mgmt TNA N/A
3.0 Discussion of Unsolicited N/A Mgmt TNA N/A
Voluntary Takeover Offer Published
by Sanofi-Aventis Europe
4.0 Discussion of Potential Competing N/A Mgmt TNA N/A
Offers
5.0 Designation of a Company N/A Mgmt TNA N/A
Representative in Accordance with
Article 19 (5) of the Articles of
Association
6.0 Close Meeting N/A Mgmt TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Natural Resources Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Acergy SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP 00443E 12/18/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend 2003 Stock Option Plan Mgmt For For For
2.0 Approve 2008 Restricted Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Addax Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
AXC CUSIP 00652V102 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
2.1 Elect Director Peter Dey Mgmt For For For
2.2 Elect Director Jean Claude Gandur Mgmt For For For
2.3 Elect Director Brian Anderson Mgmt For For For
2.4 Elect Director James Davie Mgmt For For For
2.5 Elect Director Stephen Paul de Mgmt For For For
Heinrich
2.6 Elect Director Gerry Macey Mgmt For For For
2.7 Elect Director Afolabi Oladele Mgmt For For For
2.8 Elect Director Wesley Twiss Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aegean Marine Petroleum Network Inc
Ticker Security ID: Meeting Date Meeting Status
ANW CINS Y0017S102 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Abel L. Rasterhoff as a Mgmt For For For
Director
1.2 Elect George Konomos as a Director Mgmt For For For
2.0 Ratify Deloitte Hadjipavlou Mgmt For For For
Sofianos & Cambanis S.A. as
Auditors
- ------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kathryn S. Fuller Mgmt For For For
1.2 Elect Director Judith M. Gueron Mgmt For For For
1.3 Elect Director Patricia F. Russo Mgmt For For For
1.4 Elect Director Ernesto Zedillo Mgmt For For For
2.0 Ratify Auditor Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Amend Vote Requirements to Amend ShrHoldr Against For Against
Articles/Bylaws/Charter
- ------------------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP 022276109 05/26/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Report of the Directors Mgmt For For For
2.0 Accept Report of the Supervisory Mgmt For For For
Committee
3.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
4.0 Approve Non-Payment of Final Mgmt For For For
Dividend for the Year Ended Dec.
31, 2008
5.0 Elect Xiong Weiping as Executive Mgmt For For For
Director
6.0 Approve Remuneration Standard for Mgmt For For For
Directors and Supervisors for 2009
and the Distribution of 2008
Annual Incentive Salary of
Directors and Supervisors in the
Form of Discretionary Bonus with a
Total Amount of RMB 1.1 Million
7.0 Approve Renewal of One-Year Mgmt For Against Against
Liability Insurance for Directors,
Supervisors, and Senior Management
from May 18, 2009 to May 17, 2010
8.0 Reelect PricewaterhouseCoopers, Mgmt For For For
Hong Kong Certified Public
Accountants, and
PricewaterhouseCoopers Zhong Tian
CPAs Ltd. Co. as the Company's
Independent and PRC Auditors,
Respectively; and Authorize the
Board to Fix Their Remuneration
9.0 Other Business (Voting) Mgmt For Against Against
10.0 Amend Articles Re: Corporate Mgmt For For For
Communication By Electronic Means
11.0 Approve Issuance of H Shares Mgmt For Against Against
without Preemptive Rights
12.0 Authorize Repurchase of H Shares Mgmt For For For
of Up to 10 Percent of Issued H
Share Capital
13.0 Authorize Issuance of Short-Term Mgmt For For For
Bills in the Principal Amount of
Up to RMB 10 Billion
14.0 Authorize Issuance of Medium-Term Mgmt For For For
Notes in the Principal Amount of
Up to RMB 10 Billion
- ------------------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP 022276109 05/26/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued H Share Capital
- ------------------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD
Ticker Security ID: Meeting Date Meeting Status
ACH CUSIP 022276109 10/28/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Profit Distribution Mgmt For For For
Proposal and Interim Dividend of
RMB0.052 Per Share
2.0 Approve Issuance of Corporate Mgmt For For For
Bonds in the Principal Amount of
Not More than RMB 10 Billion
3.0 Amend Articles Re: Business Scope Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD
Ticker Security ID: Meeting Date Meeting Status
ACH CUSIP 022276109 12/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 That The Revisions Of Annual Caps Mgmt For For For
For The Existing Non-Exempt
Continuing Connected Transactions
With Chinalco Under Provision Of
Engineering, Construction And
Supervisory Services Agreement
2.0 That The New Continuing Connected Mgmt For For For
Transactions With Xinan Aluminum
And The Setting Of Annual Caps In
Relation To Sales Of Products To
Xinan Aluminum
3.0 That The Entering Into By The Mgmt For For For
Company Of The Mutual Provision Of
Products And Services Framework
Agreement With Xinan Aluminum.
4.0 Board Is Hereby Authorized To Do Mgmt For For For
All Further Acts And Things And
Execute Further Documents And Take
All Steps Necessary, Desirable And
Expedient To Implement And/Or Give
Effect To Res. 1 And 3 Above.
5.0 That To Consider And Approve The Mgmt For For For
Mandate On Authorising The Board
Of Directors To Repurchase H
Shares Of The Company.
6.0 That To Consider And Approve The Mgmt For For For
Mandate On Authorising The Board
Of Directors To Repurchase H
Shares Of The Company.
- ------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Allison, Mgmt For For For
Jr.
1.2 Elect Director Peter J. Fluor Mgmt For For For
1.3 Elect Director John W. Poduska, Sr. Mgmt For For For
1.4 Elect Director Paula Rosput Mgmt For For For
Reynolds
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Amend EEO Policy to Prohibit ShrHoldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
- ------------------------------------------------------------------------------------------------------------------
Apache Corp.
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frederick M. Bohen Mgmt For For For
1.2 Elect Director George D. Lawrence Mgmt For For For
1.3 Elect Director Rodman D. Patton Mgmt For For For
1.4 Elect Director Charles J. Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACI CUSIP 039380100 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frank Burke Mgmt For Withhold Against
1.2 Elect Director Patricia Godley Mgmt For For For
1.3 Elect Director Thomas A. Lockhart Mgmt For Withhold Against
1.4 Elect Director Welsey M. Taylor Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Larry D. Brady Mgmt For For For
1.2 Elect Director Clarence P. Mgmt For For For
Cazalot, Jr.
1.3 Elect Director Chad C. Deaton Mgmt For For For
1.4 Elect Director Edward P. Djerejian Mgmt For Withhold Against
1.5 Elect Director Anthony G. Fernandes Mgmt For For For
1.6 Elect Director Claire W. Gargalli Mgmt For Withhold Against
1.7 Elect Director Pierre H. Jungels Mgmt For Withhold Against
1.8 Elect Director James A. Lash Mgmt For For For
1.9 Elect Director J. Larry Nichols Mgmt For Withhold Against
1.10 Elect Director H. John Riley, Jr. Mgmt For Withhold Against
1.11 Elect Director Charles L. Watson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Amend Articles/Bylaws/Charter -- ShrHoldr Against For Against
Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Barrick Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Howard L. Beck Mgmt For For For
1.2 Elect Director C. William D. Mgmt For For For
Birchall
1.3 Elect Director Donald J. Carty Mgmt For For For
1.4 Elect Director Gustavo Cisneros Mgmt For For For
1.5 Elect Director Marshall A. Cohen Mgmt For For For
1.6 Elect Director Peter A. Crossgrove Mgmt For For For
1.7 Elect Director Robert M. Franklin Mgmt For For For
1.8 Elect Director Peter C. Godsoe Mgmt For For For
1.9 Elect Director J. Brett Harvey Mgmt For For For
1.10 Elect Director Brian Mulroney Mgmt For For For
1.11 Elect Director Anthony Munk Mgmt For For For
1.12 Elect Director Peter Munk Mgmt For For For
1.13 Elect Director Aaron W. Regent Mgmt For For For
1.14 Elect Director Steven J. Shapiro Mgmt For For For
1.15 Elect Director Gregory C. Wilkins Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
3.0 Convene an Independent Third Party ShrHoldr Against Against For
to Review Company's Community
Engagement Practices
- ------------------------------------------------------------------------------------------------------------------
BHP Billiton Limited (Formerly BHP Ltd.)
Ticker Security ID: Meeting Date Meeting Status
BHP CUSIP Q1498M100 11/27/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive and Consider BHP Billiton Mgmt For For For
Plc's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year
Ended June 30, 2008
2.0 Receive and Consider BHP Billiton Mgmt For For For
Ltd's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year
Ended June 30, 2008
3.0 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Plc
4.0 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Ltd
5.0 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Plc
6.0 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Ltd
7.0 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Plc
8.0 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Ltd
9.0 Elect David Crawford as Director Mgmt For For For
of BHP Billiton Plc
10.0 Elect David Crawford as Director Mgmt For For For
of BHP Billiton Ltd
11.0 Elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton Plc
12.0 Elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton Ltd
13.0 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Plc
14.0 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Ltd
15.0 Elect Alan Boeckmann as Director Mgmt For For For
of BHP Billiton Plc
16.0 Elect Alan Boeckmann as Director Mgmt For For For
of BHP Billiton Ltd
17.0 Elect Stephen Mayne as Director of ShrHoldr Against Against For
BHP Billiton Plc
18.0 Elect Stephen Mayne as Director of ShrHoldr Against Against For
BHP Billiton Ltd
19.0 Elect David Morgan as Director of Mgmt For For For
BHP Billiton Plc
20.0 Elect David Morgan as Director of Mgmt For For For
BHP Billiton Ltd
21.0 Elect Keith Rumble as Director of Mgmt For For For
BHP Billiton Plc
22.0 Elect Keith Rumble as Director of Mgmt For For For
BHP Billiton Ltd
23.0 Approve KPMG Audit plc as Auditors Mgmt For For For
of BHP Billiton Plc
24.0 Approve Issuance of 555.97 Million Mgmt For For For
Shares at $0.50 Each to BHP
Billiton Plc Pursuant to its Group
Incentive Schemes
25.0 Renew the Disapplication of Mgmt For For For
Pre-Emption Rights in BHP Billiton
Plc
26.0 Authorize Repurchase of Up To Mgmt For For For
223.11 Million Shares in BHP
Billiton Plc
27.1 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on April 30, 2009
27.2 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on May 29, 2009
27.3 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on June 15, 2009
27.4 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on July 31, 2009
27.5 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on Sept. 15, 2009
27.6 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP
Billiton Ltd. on on Nov. 30, 2009
28.0 Approve Remuneration Report for Mgmt For For For
the Financial Year Ended June 30,
2008
29.0 Approve Amendment to the Group Mgmt For For For
Incentive Scheme to Increase
Target Bonus Amount from 140
Percent to 160 Percent and to
Increase the Maximum Bonus from
1.5 to 2.0 Times the Target Bonus
Amount
30.0 Approve Grant of Approximately Mgmt For For For
49,594 Deferred Shares, 197,817
Options, and 349,397 Performance
Shares to Marius Kloppers, CEO,
Pursuant to the Group Incentive
Scheme and Long Term Incentive
Plan
31.0 Approve Increase in The Total Mgmt For For For
Remuneration Pool for
Non-Executive Directors of BHP
Billiton Plc to $3.8 Million
32.0 Approve Increase in The Total Mgmt For For For
Remuneration Pool for
Non-Executive Directors of BHP
Billiton Ltd to $3.8 Million
33.0 Approve Amendments to the Articles Mgmt For For For
of Association of BHP Billiton Plc
34.0 Approve Amendments to the Mgmt For For For
Constitution of BHP Billiton Ltd
- ------------------------------------------------------------------------------------------------------------------
BJ Services Company
Ticker Security ID: Meeting Date Meeting Status
BJS CUSIP 055482103 01/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John R. Huff Mgmt For For For
1.2 Elect Director Michael E. Patrick Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05562210 04/16/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 To Receive The Directors Annual Mgmt For For For
Report And Accounts
2.0 To Approve The Directors Mgmt For Against Against
Remuneration Report
3.0 Director Mr A Burgmans Mgmt For For For
4.0 Director Mrs C B Carroll Mgmt For For For
5.0 Director Sir William Castell Mgmt For For For
6.0 Director Mr I C Conn Mgmt For For For
7.0 Director Mr G David Mgmt For For For
8.0 Director Mr E B Davis, Jr Mgmt For For For
9.0 Director Mr R Dudley Mgmt For For For
10.0 Director Mr D J Flint Mgmt For For For
11.0 Director Dr B E Grote Mgmt For For For
12.0 Director Dr A B Hayward Mgmt For For For
13.0 Director Mr A G Inglis Mgmt For For For
14.0 Director Dr D S Julius Mgmt For For For
15.0 Director Sir Tom Mckillop Mgmt For For For
16.0 Director Sir Ian Prosser Mgmt For For For
17.0 Director Mr P D Sutherland Mgmt For For For
18.0 To Re-Appoint Ernst & Young Llp As Mgmt For For For
Auditors And Authorize Theboard To
Fix Their Remuneration
19.0 Special Resolution: To Give Mgmt For For For
Limited Authority For The
Purchaseof Its Own Shares By The
Company
20.0 To Give Limited Authority To Allot Mgmt For For For
Shares Up To A Specifiedamount
21.0 Special Resolution: To Give Mgmt For For For
Authority To Allot A Limited
Numberof Shares For Cash Free Of
Pre-Emption Rights
22.0 Special Resolution: To Authorize Mgmt For For For
The Calling Of General
Meetings(Excluding Annual General
Meetings) By Notice Of At Least
14Clear Days
- ------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corp.
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 1.27097e+008 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Rhys J. Best Mgmt For For For
1.2 Elect Director Robert Kelley Mgmt For For For
1.3 Elect Director P. Dexter Peacock Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cameron International Corp
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Baker Cunningham Mgmt For For For
1.2 Elect Director Sheldon R. Erikson Mgmt For For For
1.3 Elect Director Douglas L. Foshee Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Canadian Natural Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Catherine M. Best Mgmt For For For
1.2 Elect Director N. Murray Edwards Mgmt For For For
1.3 Elect Director Gary A. Filmon Mgmt For For For
1.4 Elect Director Gordon D. Giffin Mgmt For For For
1.5 Elect Director John G. Langille Mgmt For For For
1.6 Elect Director Steve W. Laut Mgmt For For For
1.7 Elect Director Keith A.J. MacPhail Mgmt For For For
1.8 Elect Director Allan P. Markin Mgmt For For For
1.9 Elect Director Frank J. McKenna Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Canadian Natural Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James S. Palmer Mgmt For For For
1.11 Elect Director Eldon R. Smith Mgmt For For For
1.12 Elect Director David A. Tuer Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S.P. Johnson IV Mgmt For For For
1.2 Elect Director Steven A. Webster Mgmt For For For
1.3 Elect Director Thomas L. Carter, Mgmt For For For
Jr.
1.4 Elect Director Paul B. Loyd, Jr. Mgmt For For For
1.5 Elect Director F. Gardner Parker Mgmt For For For
1.6 Elect Director Roger A. Ramsey Mgmt For For For
1.7 Elect Director Frank A. Wojtek Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S. H. Armacost Mgmt For For For
1.2 Elect Director L. F. Deily Mgmt For For For
1.3 Elect Director R. E. Denham Mgmt For For For
1.4 Elect Director R. J. Eaton Mgmt For For For
1.5 Elect Director E. Hernandez Mgmt For For For
1.6 Elect Director F. G. Jenifer Mgmt For For For
1.7 Elect Director S. Nunn Mgmt For For For
1.8 Elect Director D. J. O'Reilly Mgmt For For For
1.9 Elect Director D. B. Rice Mgmt For For For
1.10 Elect Director K. W. Sharer Mgmt For For For
1.11 Elect Director C. R. Shoemate Mgmt For For For
1.12 Elect Director R. D. Sugar Mgmt For For For
1.13 Elect Director C. Ware Mgmt For For For
1.14 Elect Director J. S. Watson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
4.0 Amend Omnibus Stock Plan Mgmt For For For
5.0 Amend Articles/Bylaws/Charter -- ShrHoldr Against For Against
Call Special Meetings
6.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
7.0 Adopt Quantitative GHG Goals for ShrHoldr Against Against For
Products and Operations
8.0 Adopt Guidelines for Country ShrHoldr Against For Against
Selection
9.0 Adopt Human Rights Policy ShrHoldr Against For Against
10.0 Report on Market Specific ShrHoldr Against Against For
Environmental Laws
- ------------------------------------------------------------------------------------------------------------------
Cimarex Energy Co
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Jerry Box Mgmt For For For
2.0 Elect Director Paul D. Holleman Mgmt For For For
3.0 Elect Director Michael J. Sullivan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CNOOC LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP 126132109 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend Mgmt For For For
3.0 Reelect Wu Guangqi as Executive Mgmt For For For
Director
4.0 Reelect Cao Xinghe as Mgmt For For For
Non-Executive Director
5.0 Reelect Wu Zhenfang as Mgmt For For For
Non-Executive Director
6.0 Reelect Edgar W. K. Cheng as Mgmt For For For
Independent Non-Executive Director
7.0 Authorise Board Of Directors To Mgmt For For For
Fix Remuneration Of Directors.
8.0 Re-appoint The Company S Mgmt For For For
Independent Auditors And
Toauthorise The Board Of Directors
To Fix Their Remuneration.
9.0 Grant General Mandate To Directors Mgmt For For For
To Repurchase Shares In Thecapital
Of Company Not Exceeding 10% Of
Share Capital.
10.0 Grant General Mandate To Directors Mgmt For Against Against
To Allot, Issue And Deal
Withadditional Shares In Capital
Of Company Not Exceeding 20%.
11.0 Extend General Mandate Granted To Mgmt For Against Against
Directors To Allot, Issue Anddeal
With Shares In Capital Of Company.
12.0 Approve Resolution C.1 In Relation Mgmt For For For
To The Proposed Amendmentto
Article 85 Of The Articles Of
Association Of The Company.
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
CUSIP 204412209 05/22/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Appreciation Of The Managements Mgmt For For For
Report And Analysis, Discussionand
Vote On The Financial Statements
For The Fiscal Year Endingdecember
31, 2008
2.0 Proposal For The Destination Of Mgmt For For For
Profits Of The Said Fiscal Yearand
Approval Of The Investment Budget
For Vale
3.0 Appointment Of The Members Of The Mgmt For For For
Board Of Directors
4.0 Appointment Of The Members Of The Mgmt For For For
Fiscal Council
5.0 Establishment Of The Remuneration Mgmt For For For
Of The Senior Management Andfiscal
Council Members
6.0 To Change The Legal Name Of The Mgmt For For For
Company To Vale S.A. , With
Theconsequent Amendment Of Article
1 Of Vale S By-Laws Inaccordance
With The New Global Brand
Unification
7.0 To Adjust Article 5 Of Vale S Mgmt For For For
By-Laws To Reflect The
Capitalincrease Resolved In The
Board Of Directors Meetings Held
Onjuly 22, 2008 And August 05, 2008
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
CUSIP 204412209 12/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 The Approval For The Protocol And Mgmt For For For
Justification Of The Consolidarion
Of Mineracao Onca Puma S.A. Into
Vale Pursuant To Articles 224 And
225 Of The Brazilian Corporate Law.
2.0 Ratify Auditors Mgmt For For For
3.0 To Decide On The Appraisal Report, Mgmt For For For
Prepared By The Expert Appraisers.
4.0 The Approval For The Consolidation Mgmt For For For
Of Mineracao Onca Puma S.A. Into
Vale, Without A Capital Increase
Or The Issuance Of New Vale Shares.
5.0 To Ratify The Appointment Of A Mgmt For For For
Member And An Alternate Of The
Board Of Directors, Duly Nominated
During The Board Of Directors
Meetings Held On April 17, 2008
And May 21, 2008 In Accordance
With Section 10 Of Article 11 Of
Vale S By-Laws.
6.0 To Amend Article 1 Of Vale S Mgmt For For For
By-Laws In Order To Replace The
Acronym Cvrd For Vale In
Accordance With The New Global
Brand Unification.
7.0 To Adjust Articles 5 And 6 Of Vale Mgmt For For For
S By-Laws To Reflect The Capital
Increase Resolved In The Board Of
Directors Meetings Held On July
22, 2008 And August 05, 2008.
- ------------------------------------------------------------------------------------------------------------------
Complete Production Services Inc.
Ticker Security ID: Meeting Date Meeting Status
CPX CUSIP 20453E109 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph C. Winkler Mgmt For For For
1.2 Elect Director R. Graham Whaling Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Compton Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
CMT CUSIP 204940100 05/11/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Stephens Allan Mgmt For For For
1.2 Elect Director Mel F. Belich Mgmt For For For
1.3 Elect Director David Fitzpatrick Mgmt For For For
1.4 Elect Director Tim Granger Mgmt For For For
1.5 Elect Director R. Bradley Hurtubise Mgmt For For For
1.6 Elect Director Irvine J. Koop Mgmt For For For
1.7 Elect Director Peter K. Seldin Mgmt For For For
1.8 Elect Director Warren Shimmerlik Mgmt For For For
1.9 Elect Director Jeffrey T. Smith Mgmt For For For
2.0 Approve Grant Thornton LLP Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
3.0 Approve Shareholder Rights Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Connacher Oil & Gas Ltd.
Ticker Security ID: Meeting Date Meeting Status
CLL CUSIP 20588Y103 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect D. Hugh Bessell, Colin M. Mgmt For For For
Evans, Richard A. Gusella,
Jennifer K. Kennedy, Stewart D.
McGregor, Kelly J. Ogle, Peter D.
Sametz and W. C. (Mike) Seth as
Directors
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard L. Armitage Mgmt For For For
1.2 Elect Director Richard H. Mgmt For For For
Auchinleck
1.3 Elect Director James E. Copeland, Mgmt For For For
Jr.
1.4 Elect Director Kenneth M. Mgmt For For For
Duberstein
1.5 Elect Director Ruth R. Harkin Mgmt For For For
1.6 Elect Director Harold W. McGraw III Mgmt For For For
1.7 Elect Director James J. Mulva Mgmt For For For
1.8 Elect Director Harald J. Norvik Mgmt For For For
1.9 Elect Director William K. Reilly Mgmt For For For
1.10 Elect Director Bobby S. Shackouls Mgmt For For For
1.11 Elect Director Victoria J. Mgmt For For For
Tschinkel
1.12 Elect Director Kathryn C. Turner Mgmt For For For
1.13 Elect Director William E. Wade, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Adopt Principles for Health Care ShrHoldr Against Against For
Reform
5.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
6.0 Report on Political Contributions ShrHoldr Against Against For
7.0 Adopt Quantitative GHG Goals for ShrHoldr Against Against For
Products and Operations
8.0 Report on Environmental Impact of ShrHoldr Against For Against
Oil Sands Operations in Canada
9.0 Require Director Nominee ShrHoldr Against Against For
Qualifications
- ------------------------------------------------------------------------------------------------------------------
Consol Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John Whitmire Mgmt For For For
1.2 Elect Director J. Brett Harvey Mgmt For For For
1.3 Elect Director James E. Altmeyer, Sr. Mgmt For For For
1.4 Elect Director Philip W. Baxter Mgmt For For For
1.5 Elect Director William E. Davis Mgmt For For For
1.6 Elect Director Raj K. Gupta Mgmt For For For
1.7 Elect Director Patricia A. Hammick Mgmt For For For
1.8 Elect Director David C. Hardesty, Jr. Mgmt For For For
1.9 Elect Director John T. Mills Mgmt For For For
1.10 Elect Director William P. Powell Mgmt For For For
1.11 Elect Director Joseph T. Williams Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
5.0 Provide Early Disclosure of ShrHoldr Against For Against
Shareholder Proposal Voting Results
- ------------------------------------------------------------------------------------------------------------------
Crew Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 226533107 05/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Five Mgmt For For For
2.0 Elect John A. Brussa, Dale O. Shwed, Mgmt For For For
David G. Smith, Dennis L. Nerland,
and Jefferey E. Errico as Directors
3.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Wieland F. Wettstein Mgmt For For For
1.2 Elect Director Michael L. Beatty Mgmt For For For
1.3 Elect Director Michael B. Decker Mgmt For For For
1.4 Elect Director Ronald G. Greene Mgmt For For For
1.5 Elect Director David I. Heather Mgmt For For For
1.6 Elect Director Gregory L. McMichael Mgmt For For For
1.7 Elect Director Gareth Roberts Mgmt For For For
1.8 Elect Director Randy Stein Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Stock Option Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Howard Mgmt For For For
1.2 Elect Director Michael M. Kanovsky Mgmt For For For
1.3 Elect Director J. Todd Mitchell Mgmt For For For
1.4 Elect Director J. Larry Nichols Mgmt For For For
2.0 Elect Director Robert A. Mosbacher, Mgmt For For For
Jr.
3.0 Ratify Auditors Mgmt For For For
4.0 Approve Omnibus Stock Plan Mgmt For For For
5.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James S. Tisch Mgmt For Withhold Against
1.2 Elect Director Lawrence R. Dickerson Mgmt For Withhold Against
1.3 Elect Director John R. Bolton Mgmt For For For
1.4 Elect Director Charles L. Fabrikant Mgmt For For For
1.5 Elect Director Paul G. Gaffney II Mgmt For For For
1.6 Elect Director Edward Grebow Mgmt For For For
1.7 Elect Director Herbert C. Hofmann Mgmt For Withhold Against
1.8 Elect Director Arthur L. Rebell Mgmt For Withhold Against
1.9 Elect Director Raymond S. Troubh Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dresser-Rand Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DRC CUSIP 261608103 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William E. Macaulay Mgmt For For For
1.2 Elect Director Vincent R. Volpe Jr. Mgmt For For For
1.3 Elect Director Rita V. Foley Mgmt For For For
1.4 Elect Director Louis A. Raspino Mgmt For For For
1.5 Elect Director Philip R. Roth Mgmt For For For
1.6 Elect Director Michael L. Underwood Mgmt For For For
1.7 Elect Director Jean-Paul Vettier Mgmt For For For
1.8 Elect Director Joseph C. Winkler III Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Larry E. Reimert Mgmt For Withhold Against
1.2 Elect Director Gary D. Smith Mgmt For Withhold Against
1.3 Elect Director L.H. Dick Robertson Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
E.I. Du Pont De Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Samuel W. Bodman Mgmt For For For
2.0 Elect Director Richard H. Brown Mgmt For For For
3.0 Elect Director Robert A. Brown Mgmt For For For
4.0 Elect Director Bertrand P. Collomb Mgmt For For For
5.0 Elect Director Curtis J. Crawford Mgmt For For For
6.0 Elect Director Alexander M. Cutler Mgmt For For For
7.0 Elect Director John T. Dillon Mgmt For For For
8.0 Elect Director Eleuthere I. Du Mgmt For For For
Pont**p*
9.0 Elect Director Marillyn Hewson Mgmt For For For
10.0 Elect Director Charles O. Holliday, Mgmt For For For
Jr.
11.0 Elect Director Lois D. Juliber Mgmt For For For
12.0 Elect Director Ellen J. Kullman Mgmt For For For
13.0 Elect Director William K. Mgmt For For For
Reily**p* **p*
14.0 Ratify Auditors Mgmt For For For
15.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Eldorado Gold Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 05/07/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John S. Auston Mgmt For For For
1.2 Elect Director K. Ross Cory Mgmt For For For
1.3 Elect Director Robert R. Gilmore Mgmt For For For
1.4 Elect Director Geoffrey A. Handley Mgmt For For For
1.5 Elect Director Hugh C. Morris Mgmt For For For
1.6 Elect Director Wayne D. Lenton Mgmt For For For
1.7 Elect Director Jonathan Rubenstein Mgmt For For For
1.8 Elect Director Donald M. Shumka Mgmt For For For
1.9 Elect Director Paul N. Wright Mgmt For For For
2.0 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
3.0 Authorize Board to Fix Remuneration Mgmt For For For
of Auditors
4.0 Amend Incentive Stock Option Plans Mgmt For Against Against
5.0 Adopt By-Law No. 1 Mgmt For For For
6.0 Change Location of Annual Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ember Resources
Ticker Security ID: Meeting Date Meeting Status
EBR CUSIP 29081X108 09/03/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement and Private Mgmt For For For
Placement
2.0 Approve 2.5:1 Stock Consolidation Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EnCana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 DIRECTOR RALPH S. CUNNINGHAM Mgmt For For For
1.2 DIRECTOR PATRICK D. DANIEL Mgmt For For For
1.3 DIRECTOR IAN W. DELANEY Mgmt For For For
1.4 DIRECTOR RANDALL K. ERESMAN Mgmt For For For
1.5 DIRECTOR CLAIRE S. FARLEY Mgmt For For For
1.6 DIRECTOR MICHAEL A. GRANDIN Mgmt For For For
1.7 DIRECTOR BARRY W. HARRISON Mgmt For For For
1.8 DIRECTOR VALERIE A.A. NIELSEN Mgmt For For For
1.9 DIRECTOR DAVID P. O'BRIEN Mgmt For For For
1.10 DIRECTOR JANE L. PEVERETT Mgmt For For For
1.11 DIRECTOR ALLAN P. SAWIN Mgmt For For For
1.12 DIRECTOR WAYNE G. THOMSON Mgmt For For For
1.13 DIRECTOR CLAYTON H. WOITAS Mgmt For For For
2.0 APPOINTMENT OF AUDITORS - Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AT
AREMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George A. Alcorn Mgmt For For For
1.2 Elect Director Charles R. Crisp Mgmt For For For
1.3 Elect Director James C. Day Mgmt For For For
1.4 Elect Director Mark G. Papa Mgmt For For For
1.5 Elect Director H. Leighton Steward Mgmt For For For
1.6 Elect Director Donald F. Textor Mgmt For For For
1.7 Elect Director Frank G. Wisner Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EQT Corp
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philip G. Behrman Mgmt For For For
1.2 Elect Director A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Director Barbara S. Jeremiah Mgmt For For For
1.4 Elect Director Lee T. Todd, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M.J. Boskin Mgmt For For For
1.2 Elect Director L.R. Faulkner Mgmt For For For
1.3 Elect Director K.C. Frazier Mgmt For For For
1.4 Elect Director .W. George Mgmt For For For
1.5 Elect Director R.C. King Mgmt For For For
1.6 Elect Director M.C. Nelson Mgmt For For For
1.7 Elect Director S.J. Palmisano Mgmt For For For
1.8 Elect Director S.S Reinemund Mgmt For For For
1.9 Elect Director R.W. Tillerson Mgmt For For For
1.10 Elect Director E.E. Whitacre, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Provide for Cumulative Voting ShrHoldr Against Against For
4.0 Amend Articles/Bylaws/Charter -- Call ShrHoldr Against For Against
Special Meetings
5.0 Reincorporate in Another State [from ShrHoldr Against Against For
New Jersey to North Dakota]
6.0 Require Independent Board Chairman ShrHoldr Against Against For
7.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
8.0 Compare CEO Compensation to Average ShrHoldr Against For Against
U.S. per Capita Income**p*
9.0 Review Anti-discrimination Policy on ShrHoldr Against Against For
Corporate Sponsorships and Executive
Perks
10.0 Amend EEO Policy to Prohibit ShrHoldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
11.0 Adopt Quantitative GHG Goals for ShrHoldr Against Against For
Products and Operations
12.0 Report on Climate Change Impacts on ShrHoldr Against Against For
Emerging Countries
13.0 Adopt Policy to Increase Renewable ShrHoldr Against For Against
Energy
- ------------------------------------------------------------------------------------------------------------------
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CUSIP 335934105 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Eight Mgmt For For For
2.1 Elect Director Philip K.R. Pascall Mgmt For For For
2.2 Elect Director G. Clive Newall Mgmt For For For
2.3 Elect Director Martin Rowley Mgmt For For For
2.4 Elect Director Michael Martineau Mgmt For For For
2.5 Elect Director Rupert Pennant-Rea Mgmt For For For
2.6 Elect Director Andrew Adams Mgmt For For For
2.7 Elect Director Peter St. George Mgmt For For For
2.8 Elect Director Paul Brunner Mgmt For For For
3.0 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
4.0 Approve Long Term Incentive Mgmt For For For
(Treasury) Plan
- ------------------------------------------------------------------------------------------------------------------
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/15/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect DirectorMike R. Bowlin Mgmt For For For
1.2 Elect DirectorPhilip J. Burguieres Mgmt For For For
1.3 Elect DirectorPeter D. Kinnear Mgmt For For For
1.4 Elect DirectorEdward J. Mooney Mgmt For For For
1.5 Elect DirectorJames M. Ringler Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forest Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dod A. Fraser **p* Mgmt For For For
1.2 Elect Director James D. Lightner Mgmt For For For
2.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956177 05/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ian W. Telfer Mgmt For For For
1.2 Elect Director Douglas M. Holtby Mgmt For For For
1.3 Elect Director Charles A. Jeannes Mgmt For For For
1.4 Elect Director John P. Bell Mgmt For For For
1.5 Elect Director Lawrence I. Bell Mgmt For For For
1.6 Elect Director Beverley A. Briscoe Mgmt For For For
1.7 Elect Director Peter J. Dey Mgmt For For For
1.8 Elect Director P. Randy Reifel Mgmt For For For
1.9 Elect Director A. Dan Rovig Mgmt For For For
1.10 Elect Director Kenneth F. Williamson Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Halliburton Co.
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alan M. Bennett Mgmt For For For
1.2 Elect Director James R. Boyd Mgmt For For For
1.3 Elect Director Milton Carroll Mgmt For For For
1.4 Elect Director S. Malcolm Gillis Mgmt For For For
1.5 Elect Director James T. Hackett Mgmt For For For
1.6 Elect Director David J. Lesar Mgmt For For For
1.7 Elect Director Robert A. Malone Mgmt For For For
1.8 Elect Director J. Landis Martin Mgmt For For For
1.9 Elect Director Jay A. Precourt Mgmt For For For
1.10 Elect Director Debra L. Reed Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5.0 Review and Asses Human Rights Policies ShrHoldr Against Against For
6.0 Report on Political Contributions ShrHoldr Against Against For
7.0 Adopt Low Carbon Energy Policy ShrHoldr Against Against For
8.0 Disclose Information on Compensation ShrHoldr Against For Against
Consultant
9.0 Amend Articles/Bylaws/Charter -- Call ShrHoldr Against For Against
Special Meetings
10.0 Establish Independent Director ShrHoldr Against Against For
Committee to Review and Report on
Financial Misconducts and Human
Rights Abuses
- ------------------------------------------------------------------------------------------------------------------
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/04/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. H. Helmerich, III Mgmt For For For
1.2 Elect Director Francis Rooney Mgmt For For For
1.3 Elect Director Edward B. Rust, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J.B. Hess Mgmt For For For
1.2 Elect Director S.W. Bodman Mgmt For For For
1.3 Elect Director R. Lavizzo-Mourey Mgmt For For For
1.4 Elect Director C.G. Matthews Mgmt For For For
1.5 Elect Director E.H. von Metzsch Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HudBay Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
HBM CUSIP 443628102 03/25/2009 Take No Action
Meeting Type Country of Trade
Contest
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Remove Directors and Elect Eight Mgmt Against TNA N/A
Dissident Nominees
- ------------------------------------------------------------------------------------------------------------------
HudBay Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
HBM CUSIP 443628102 03/25/2009 Voted
Meeting Type Country of Trade
Contest
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Remove Directors and Elect Eight ShrHoldr For For For
Dissident Nominees
- ------------------------------------------------------------------------------------------------------------------
HudBay Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
HBM CUSIP 443628102 06/19/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Bruce Barraclough Mgmt For For For
1.2 Elect Director Brian D. Gordon Mgmt For For For
1.3 Elect Director Alan Roy Hibben Mgmt For For For
1.4 Elect Director W. Warren Holmes Mgmt For For For
1.5 Elect Director Peter R. Jones Mgmt For For For
1.6 Elect Director John L. Knowles Mgmt For For For
1.7 Elect Director Alan Lenczer Mgmt For For For
1.8 Elect Director G. Wesley Voorheis Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3.0 Amend By-law Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CUSIP 448055103 04/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 DIRECTOR VICTOR T.K. LI Mgmt For For For
1.2 DIRECTOR CANNING K.N. FOK Mgmt For For For
1.3 DIRECTOR R. DONALD FULLERTON Mgmt For For For
1.4 DIRECTOR MARTIN J.G. GLYNN Mgmt For For For
1.5 DIRECTOR POH CHAN KOH Mgmt For For For
1.6 DIRECTOR EVA LEE KWOK Mgmt For For For
1.7 DIRECTOR STANLEY T.L. KWOK Mgmt For For For
1.8 DIRECTOR JOHN C.S. LAU Mgmt For For For
1.9 DIRECTOR COLIN S. RUSSEL Mgmt For For For
1.10 DIRECTOR WAYNE E. SHAW Mgmt For For For
1.11 DIRECTOR WILLIAM SHURNIAK Mgmt For For For
1.12 DIRECTOR FRANK J. SIXT Mgmt For For For
2.0 THE APPOINTMENT OF KPMG LLP AS Mgmt For For For
AUDITORS OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------
Intrepid Potash, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPI CUSIP 46121Y102 05/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry Considine Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Iteration Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITX CUSIP 46564U104 05/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Donald Archibald, Pat Breen, Mgmt For For For
Howard Crone, Dallas Droppo, James T.
Grenon, Michael J. Hibberd, Brian
Illing, Gary Peddle, and Robert
Waters as Directors
2.0 Approve Ernst & Young LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Marathon Oil Corp
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles F. Bolden, Jr. Mgmt For For For
1.2 Elect Director Gregory H. Boyce Mgmt For For For
1.3 Elect Director Clarence P. Cazalot, Mgmt For For For
Jr.
1.4 Elect Director David A. Daberko Mgmt For For For
1.5 Elect Director William L. Davis Mgmt For For For
1.6 Elect Director Shirley Ann Jackson Mgmt For For For
1.7 Elect Director Philip Lader Mgmt For For For
1.8 Elect Director Charles R. Lee Mgmt For For For
1.9 Elect Director Michael E. J. Phelps Mgmt For For For
1.10 Elect Director Dennis H. Reilley Mgmt For For For
1.11 Elect Director Seth E. Schofield Mgmt For For For
1.12 Elect Director John W. Snow Mgmt For For For
1.13 Elect Director Thomas J. Usher Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Bylaws-- Call Special Meetings ShrHoldr Against For Against
4.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Mariner Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ME CUSIP 56845T305 05/11/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bernard Aronson Mgmt For Withhold Against
1.2 Elect Director H. Clayton Peterson Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Murphy Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frank W. Blue Mgmt For For For
1.2 Elect Director Claiborne P. Deming Mgmt For For For
1.3 Elect Director Robert A. Hermes Mgmt For For For
1.4 Elect Director James V. Kelley Mgmt For For For
1.5 Elect Director R. Madison Murphy Mgmt For For For
1.6 Elect Director William C. Nolan, Jr. Mgmt For For For
1.7 Elect Director Ivar B. Ramberg Mgmt For For For
1.8 Elect Director Neal E. Schmale Mgmt For For For
1.9 Elect Director David J. H. Smith Mgmt For For For
1.10 Elect Directors Caroline G. Theus Mgmt For For For
1.11 Elect Director David M. Wood Mgmt For For For
2.0 Amend EEO Policy to Prohibit ShrHoldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nabors Industries, Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CINS G6359F103 06/02/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene M. Isenberg as Director Mgmt For For For
1.2 Elect William T. Comfort as Director Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
their Remuneration
3.0 Pay for Superior Performance ShrHoldr Against For Against
4.0 Adopt a Policy in which the Company ShrHoldr Against For Against
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- ------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Merrill A. Miller, Jr. Mgmt For For For
1.2 Elect Director Greg L. Armstrong Mgmt For For For
1.3 Elect Director David D. Harrison Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newcrest Mining Ltd.
Ticker Security ID: Meeting Date Meeting Status
NCM CUSIP Q6651B114 10/30/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive and Consider the Financial Mgmt N/A N/A N/A
Report of the Company and the Reports
of the Directors and Auditors for the
Year Ended June 30, 2008
2.1 Elect Richard Knight as Director Mgmt For For For
2.2 Elect Don Mercer as Director Mgmt For For For
3.0 Approve Remuneration Report for the Mgmt For For For
Year Ended June 30, 2008
4.0 Renew Partial Takeover Provision Mgmt For For For
5.0 Approve Amendments to the Company's Mgmt For For For
Constitution
- ------------------------------------------------------------------------------------------------------------------
Newfield Exploration Co.
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David A. Trice Mgmt For For For
2.0 Elect Director Lee K. Boothby Mgmt For For For
3.0 Elect Director Philip J. Burguieres Mgmt For For For
4.0 Elect Director Pamela J. Gardner Mgmt For For For
5.0 Elect Director Dennis R. Hendrix Mgmt For For For
6.0 Elect Director John Randolph Kemp III Mgmt For For For
7.0 Elect Director J. Michael Lacey Mgmt For For For
**p*
8.0 Elect Director Joseph H. Netherland Mgmt For For For
9.0 Elect Director Howard H. Newman Mgmt For For For
10.0 Elect Director Thomas G. Ricks Mgmt For For For
11.0 Elect Director Juanita F. Romans Mgmt For For For
12.0 Elect Director C. E. (Chuck) Shultz Mgmt For For For
13.0 Elect Director J. Terry Strange Mgmt For For For
14.0 Approve Omnibus Stock Plan Mgmt For For For
15.0 Approve Non-Employee Director Mgmt For For For
Restricted Stock Plan
16.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newmont Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glen A. Barton**p* Mgmt For For For
1.2 Elect Director Vincent A. Calarco Mgmt For For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For For
1.4 Elect Director Noreen Doyle Mgmt For For For
1.5 Elect Director Veronica M. Hagen Mgmt For For For
1.6 Elect Director Michael S. Hamson Mgmt For For For
1.7 Elect Director Robert J. Miller Mgmt For For For
1.8 Elect Director Richard T. O'Brien Mgmt For For For
1.9 Elect Director John B. Prescott Mgmt For For For
1.10 Elect Director Donald C. Roth Mgmt For For For
1.11 Elect Director James V. Taranik Mgmt For For For
1.12 Elect Director Simon Thompson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Articles/Bylaws/Charter -- Call ShrHoldr Against For Against
Special Meetings
4.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CUSIP 65334H102 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W.B. Berry Mgmt For For For
1.2 Elect Director R.G. Bertram Mgmt For For For
1.3 Elect Director D.G. Flanagan Mgmt For For For
1.4 Elect Director S.B. Jackson Mgmt For For For
1.5 Elect Director K.J. Jenkins Mgmt For For For
1.6 Elect Director A.A. McLellan Mgmt For For For
1.7 Elect Director E.P. Newell Mgmt For For For
1.8 Elect Director T.C. O'Neill Mgmt For For For
1.9 Elect Director M.F. Romanow Mgmt For For For
1.10 Elect Director F.M. Saville Mgmt For For For
1.11 Elect Director J.M. Willson Mgmt For For For
1.12 Elect Director V.J. Zaleschuk Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Audit and
Conduct Review Committee to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Niko Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
NKO CUSIP 653905109 09/11/2008 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Six Mgmt For For For
2.0 Elect Edward S. Sampson, C.J. (Jim) Mgmt For For For
Cummings, Walter DeBoni, William T.
Hornaday, Conrad P. Kathol and
Wendell W. Robinson as Directors
3.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
4.0 Amend Stock Option Plan Mgmt For For For
5.0 Approve Shareholder Rights Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Change Country of Incorporation to Mgmt For For For
Switzerland Through a Scheme of
Arrangement
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey L. Berenson Mgmt For For For
1.2 Elect Director Michael A. Cawley Mgmt For For For
1.3 Elect Director Edward F. Cox Mgmt For For For
1.4 Elect Director Charles D. Davidson Mgmt For For For
1.5 Elect Director Thomas J. Edelman Mgmt For For For
1.6 Elect Director Eric P. Grubman Mgmt For For For
1.7 Elect Director Kirby L. Hedrick Mgmt For For For
1.8 Elect Director Scott D. Urban Mgmt For For For
1.9 Elect Director William T. Van Kleef Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Spencer Abraham Mgmt For Against Against
1.2 Elect Director Ronald W. Burkle Mgmt For Against Against
1.3 Elect Director John S. Chalsty Mgmt For Against Against
1.4 Elect Director Edward P. Djerejian Mgmt For Against Against
1.5 Elect Director John E. Feick Mgmt For Against Against
1.6 Elect Director Ray R. Irani Mgmt For Against Against
1.7 Elect Director Irvin W. Maloney Mgmt For Against Against
1.8 Elect Director Avedick B. Poladian Mgmt For Against Against
1.9 Elect Director Rodolfo Segovia Mgmt For Against Against
1.10 Elect Director Aziz D. Syriani Mgmt For Against Against
1.11 Elect Director Rosemary Tomich Mgmt For Against Against
1.12 Elect Director Walter L. Weisman Mgmt For Against Against
2.0 Ratify Auditors Mgmt For For For
3.0 Provide Right to Call Special Meeting Mgmt For For For
4.0 Report on Host Country Social and ShrHoldr Against Against For
Environmental Laws
- ------------------------------------------------------------------------------------------------------------------
Oil States International Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S. James Nelson Mgmt For For For
1.2 Elect Director Gary L. Rosenthal Mgmt For For For
1.3 Elect Director William T. Van Kleef Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pan Orient Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
POE CUSIP 69806Y106 10/31/2008 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
2.0 Fix Number of Directors at Six Mgmt For For For
3.1 Elect Director Jeff Chisholm Mgmt For For For
3.2 Elect Director Michael Hibberd Mgmt For For For
3.3 Elect Director Waleed Jazrawi Mgmt For For For
3.4 Elect Director Gerald Macey Mgmt For For For
3.5 Elect Director Cameron Taylor Mgmt For For For
3.6 Elect Director Paul Wright Mgmt For For For
4.0 Re-approval of Rolling 10% Stock Mgmt For For For
Option Plan
- ------------------------------------------------------------------------------------------------------------------
Paramount Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
POU CUSIP 699320107 05/13/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect C.H. Riddell, J.H.T. Riddell, Mgmt For For For
J.C. Gorman, D. Junge, D.M. Knott,
W.B. MacInnes, V.S.A. Riddell, S.L.
Riddell Rose, J.B. Roy, A.S. Thomson,
and B.M. Wylie as Directors
2.0 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3.0 Approve Unallocated Options Under the Mgmt For Against Against
Stock Option Plan
- ------------------------------------------------------------------------------------------------------------------
Patriot Coal Corporation
Ticker Security ID: Meeting Date Meeting Status
PCX CUSIP 70336T104 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director B. R. Brown Mgmt For Withhold Against
1.2 Elect Director John F. Erhard Mgmt For For For
1.3 Elect Director John E. Lushefski Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Approve Executive Incentive Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Peabody Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory H. Boyce Mgmt For For For
1.2 Elect Director William E. James Mgmt For For For
1.3 Elect Director Robert B. Karn III Mgmt For For For
1.4 Elect Director M. Frances Keeth Mgmt For For For
1.5 Elect Director Henry E. Lentz Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petro-Canada
Ticker Security ID: Meeting Date Meeting Status
PCA CUSIP 71644E106 06/04/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Plan of Arrangement - Merger Mgmt For For For
with Suncor Energy Inc
2.0 Amend Stock Option Plan Mgmt For Against Against
3.1 Elect Director Ron A. Brenneman Mgmt For For For
3.2 Elect Director Hans Brenninkmeyer Mgmt For For For
3.3 Elect Director Claude Fontaine Mgmt For For For
3.4 Elect Director Paul Haseldonckx Mgmt For For For
3.5 Elect Director Thomas E. Kierans Mgmt For For For
3.6 Elect Director Brian F. MacNeill Mgmt For For For
3.7 Elect Director Maureen McCaw Mgmt For For For
3.8 Elect Director Paul D. Melnuk Mgmt For For For
3.9 Elect Director Guylaine Saucier Mgmt For For For
3.10 Elect Director James W. Simpson Mgmt For For For
3.11 Elect Director Daniel L. Valot Mgmt For For For
4.0 Ratify Deloitte & Touche LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Capital Budget for Upcoming Mgmt For For For
Fiscal Year
3.0 Approve Allocation of Income and Mgmt For For For
Dividends for Fiscal 2008
4.0 Elect Directors Mgmt For For For
5.0 Elect Board Chairman Mgmt For For For
6.0 Elect Fiscal Council Members and Mgmt For For For
Alternates
7.0 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council Members
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Absorption of 17 de Maio Mgmt For For For
Participacoes SA
2.0 Appoint Independent Firm to Appraise Mgmt For For For
Proposed Absorption
- ------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Co.
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 06/17/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas D. Arthur Mgmt For For For
1.2 Elect Director Andrew F. Cates Mgmt For For For
1.3 Elect Director Scott J. Reiman Mgmt For For For
1.4 Elect Director Scott D. Sheffield Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For For For
1.2 Elect Director Nance K. Dicciani Mgmt For For For
1.3 Elect Director Edward G. Galante Mgmt For For For
1.4 Elect Director Claire W. Gargalli Mgmt For For For
1.5 Elect Director Ira D. Hall Mgmt For For For
1.6 Elect Director Raymond W. LeBoeuf Mgmt For For For
1.7 Elect Director Larry D. McVay Mgmt For For For
1.8 Elect Director Wayne T. Smith Mgmt For For For
1.9 Elect Director H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Director Robert L. Wood Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jerry D. Choate Mgmt For Against Against
1.2 Elect Director William R. Klesse Mgmt For Against Against
1.3 Elect Director Donald L. Nickles Mgmt For Against Against
1.4 Elect Director Susan Kaufman Purcell Mgmt For Against Against
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
4.0 Stock Retention/Holding Period ShrHoldr Against For Against
5.0 Disclose Information on Compensation ShrHoldr Against For Against
Consultant
6.0 Report on Political Contributions ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Pride International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDE CUSIP 74153Q102 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David A. B. Brown Mgmt For For For
1.2 Elect Director Kenneth M. Burke Mgmt For For For
1.3 Elect Director Archie W. Dunham Mgmt For For For
1.4 Elect Director David A. Hager Mgmt For For For
1.5 Elect Director Francis S. Kalman Mgmt For For For
1.6 Elect Director Ralph D. McBride Mgmt For For For
1.7 Elect Director Robert G. Phillips Mgmt For For For
1.8 Elect Director Louis A. Raspino Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PROEX Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRQ CUSIP 74310Q102 01/14/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Arrangement for Merger with Mgmt For For For
Progress Energy Trust
2.0 Change Company Name to Progress Mgmt For For For
Energy Resources Corp.
3.0 Approve Share Unit Plan upon Mgmt For For For
Completion of the Arrangement
4.0 Approve Stock Option Plan upon Mgmt For For For
Completion of the Arrangement
- ------------------------------------------------------------------------------------------------------------------
Progress Energy Resources Corp
Ticker Security ID: Meeting Date Meeting Status
PRQ CUSIP 74326Y107 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Eight Mgmt For For For
2.0 Elect David D. Johnson, Howard J. Mgmt For For For
Crone, Gary E. Perron, Donald F.
Archibald, Michael R. Culbert,
Terrance D. Svarich, John A. Brussa
and Brian McLachlan as Directors
3.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
4.0 Amend Articles Re: Removal of Mgmt For For For
Performance Shares from Authorized
Share Capital
- ------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles L. Blackburn Mgmt For For For
1.2 Elect Director Anthony V. Dub Mgmt For For For
1.3 Elect Director V. Richard Eales Mgmt For For For
1.4 Elect Director Allen Finkelson Mgmt For For For
1.5 Elect Director James M. Funk Mgmt For For For
1.6 Elect Director Jonathan S. Linker Mgmt For For For
1.7 Elect Director Kevin S. McCarthy Mgmt For For For
1.8 Elect Director John H. Pinkerton Mgmt For For For
1.9 Elect Director Jeffrey L. Ventura Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Rowan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP 779382100 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas R. Hix Mgmt For For For
1.2 Elect Director Robert E. Kramek Mgmt For For For
1.3 Elect Director Frederick R. Lausen Mgmt For For For
1.4 Elect Director Lawrence J. Ruisi Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Schlumberger Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect P. Camus as Director Mgmt For For For
1.2 Elect J.S. Gorelick as Director Mgmt For For For
1.3 Elect A. Gould as Director Mgmt For For For
1.4 Elect T. Issac as Director Mgmt For For For
1.5 Elect N. Kudryavtsev as Director Mgmt For For For
1.6 Elect A. Lajous as Director Mgmt For For For
1.7 Elect M.E. Marks as Director Mgmt For For For
1.8 Elect L.R. Reif as Director Mgmt For For For
1.9 Elect T.I. Sandvold as Director Mgmt For For For
1.10 Elect H. Seydoux as Director Mgmt For For For
1.11 Elect L.G. Stuntz as Director Mgmt For For For
2.0 Adopt and Approve Financials and Mgmt For For For
Dividends
3.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
4.0 Approval of Independent Registered Mgmt For For For
Public Accounting Firm
- ------------------------------------------------------------------------------------------------------------------
Smith International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert Kelley Mgmt For For For
1.2 Elect Director Luiz Rodolfo Landim Mgmt For For For
Machado
1.3 Elect Director Doug Rock Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
PCU CUSIP 84265V105 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director German Larrea Mgmt For Withhold Against
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha Mgmt For Withhold Against
1.3 Elect Director Emilio Carrillo Gamboa Mgmt For Withhold Against
1.4 Elect Director Alfredo Casar Perez Mgmt For For For
1.5 Elect Director Alberto de la Parra Mgmt For For For
Zavala
1.6 Elect Director Xavier Garcia de Mgmt For Withhold Against
Quevedo Topete
1.7 Elect Director Genaro Larrea Mgmt For For For
Mota-Velasco
1.8 Elect Director Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Director Armando Ortega Gomez Mgmt For For For
1.10 Elect Director Luis Manuel Palomino Mgmt For For For
Bonilla
1.11 Elect Director Gilberto Perezalonso Mgmt For For For
Cifuentes
1.12 Elect Director Juan Rebolledo Gout Mgmt For For For
1.13 Elect Director Carlos Ruiz Sacristan Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Co.
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For For
1.2 Elect Director Robert L. Howard Mgmt For For For
1.3 Elect Director Harold M. Korell Mgmt For For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For For
1.6 Elect Director Charles E. Scharlau Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867229106 06/04/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Plan of Arrangement - Merger Mgmt For For For
with Petro-Canada
2.0 Amend Stock Option Plan Mgmt For Against Against
3.1 Elect Director Mel E. Benson Mgmt For For For
3.2 Elect Director Brian A. Canfield Mgmt For For For
3.3 Elect Director Bryan P. Davies Mgmt For For For
3.4 Elect Director Brian A. Felesky Mgmt For For For
3.5 Elect Director John T. Ferguson Mgmt For For For
3.6 Elect Director W. Douglas Ford Mgmt For For For
3.7 Elect Director Richard L. George Mgmt For For For
3.8 Elect Director John R. Huff Mgmt For For For
3.9 Elect Director M. Ann McCaig Mgmt For For For
3.10 Elect Director Michael W. O'Brien Mgmt For For For
3.11 Elect Director Eira M. Thomas Mgmt For For For
4.0 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Talisman Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
TLM ISIN CA87425E1034 04/29/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Christiane Bergevin Mgmt For For For
1.2 Elect Director Donald J. Carty Mgmt For For For
1.3 Elect Director William R.P. Dalton Mgmt For For For
1.4 Elect Director Kevin S. Dunne Mgmt For For For
1.5 Elect Director John A. Manzoni Mgmt For For For
1.6 Elect Director Stella M. Thompson Mgmt For For For
1.7 Elect Director John D. Watson Mgmt For For For
1.8 Elect Director Robert G. Welty Mgmt For For For
1.9 Elect Director Charles R. Williamson Mgmt For For For
1.10 Elect Director Charles W. Wilson Mgmt For For For
1.11 Elect Director Charles M. Winograd Mgmt For For For
2.0 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3.0 Amend By-Laws No. 1 Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/15/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Fred J. Dyment Mgmt For For For
1.2 Elect Director Gary L. Kott Mgmt For For For
1.3 Elect Director R. Vance Milligan Mgmt For For For
1.4 Elect Director Julio M. Quintana Mgmt For For For
1.5 Elect Director Norman W. Robertson Mgmt For For For
1.6 Elect Director Michael W. Sutherlin Mgmt For For For
1.7 Elect Director Clifton T. Weatherford Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Irl F. Engelhardt Mgmt For For For
1.2 Elect Director William E. Green Mgmt For For For
1.3 Elect Director W. R. Howell Mgmt For For For
1.4 Elect Director George A. Lorch Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP Null 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP 89151E109 05/15/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.28 per Share
4.0 Approve Special Auditors' Report Mgmt For For For
Presenting Ongoing Related-Party
Transactions
5.0 Approve Transaction with Thierry Mgmt For For For
Desmarest
6.0 Approve Transaction with Christophe Mgmt For Against Against
de Margerie
7.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
8.0 Reelect Anne Lauvergeon as Director Mgmt For For For
9.0 Reelect Daniel Bouton as Director Mgmt For For For
10.0 Reelect Bertrand Collomb as Director Mgmt For For For
11.0 Reelect Christophe de Margerie as Mgmt For For For
Director
12.0 Reelect Michel Pebereau as Director Mgmt For For For
13.0 Electe Patrick Artus as Director Mgmt For For For
14.0 Amend Article 12 of Bylaws Re: Age Mgmt For For For
Limit for Chairman
15.0 Amend Article 19 of Bylaws Re: ShrHoldr Against Against For
Disclosure of Individual Stock Option
Plans
16.0 Amend Article 11 of Bylaws Re: ShrHoldr Against Against For
Nomination of Employee's Shareholder
Representative to the Board of
Directors
17.0 Approve Restricted Stock Plan for ShrHoldr Against Against For
Employee
- ------------------------------------------------------------------------------------------------------------------
Transocean Inc.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approval Of The Merger Transaction To Mgmt For For For
Be Effected By The Schemes Of
Arrangement, Attached To The
Accompanying Proxy Statement As Annex
B.
2.0 Approval Of The Motion To Adjourn The Mgmt For For For
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Votes At The Time Of The
Meeting To Approve The Merger
Transaction.
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CINS H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approval Of The 2008 Annual Report, Mgmt For For For
The Consolidated Financialstatements
Of Transocean Ltd. For Fiscal Year
2008 And Thestatutory Financial
Statements Of Transocean Ltd.
2.0 Discharge Of The Members Of The Board Mgmt For For For
Of Directors And Theexecutive
Officers For Fiscal Year 2008
3.0 Appropriation Of The Available Mgmt For For For
Retained Earnings Without Paymentof A
Dividend To Shareholders For Fiscal
Year 2008 And Releaseof Chf 3.5
Billion Of Legal Reserves To Other
Reserves.
4.0 Authorization Of A Share Repurchase Mgmt For For For
Program
5.0 Approval Of The Long-Term Incentive Mgmt For For For
Plan Of Transocean Ltd. Inthe Form As
Amended And Restated Effective As Of
2/12/09
6.0 Reelection Of Class I Director For A Mgmt For For For
Three Year Term:W. Richard Anderson
7.0 Reelection Of Class I Director For A Mgmt For For For
Three Year Term:Richard L. George
8.0 Reelection Of Class I Director For A Mgmt For For For
Three Year Term:Robert L. Long
9.0 Reelection Of Class I Director For A Mgmt For For For
Three Year Term:Edward R. Muller
10.0 Reelection Of Class Iii Director For Mgmt For For For
A Two-Year Term:Victor E. Grijalva
11.0 Appointment Of Ernst & Young Llp As Mgmt For For For
Transocean Ltd. Sindependent
Registered Public Accounting Firm For
Fiscal Year2009 And Reelection Of
Ernst & Young Ltd., Zurich, As
Transoceanltd. S Auditor Pursuant To
The Swiss Code Of Obligations For
Afurther One-Yea
- ------------------------------------------------------------------------------------------------------------------
Trican Well Service Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCW CUSIP 895945103 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Eight Mgmt For For For
2.1 Elect Director Kenneth M. Bagan Mgmt For For For
2.2 Elect Director Donald R. Luft Mgmt For For For
2.3 Elect Director Gary R. Bugeaud Mgmt For For For
2.4 Elect Director Douglas F. Robinson Mgmt For For For
2.5 Elect Director Murray L. Cobbe Mgmt For For For
2.6 Elect Director Kevin L. Nugent Mgmt For For For
2.7 Elect Director G. Allen Brooks Mgmt For For For
2.8 Elect Director Gary L. Warren Mgmt For For For
3.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Tristar Oil & Gas Ltd. (formerly Real Resources Inc)
Ticker Security ID: Meeting Date Meeting Status
TOG CUSIP 89677E 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at Nine Mgmt For For For
2.0 Elect Paul Colborne, Brett Herman, Mgmt For For For
James Bertram, Dallas L. Droppo,
Richard N. Edgar, Martin Hislop,
Robert B. Michaleski, Jim Pasieka,
and Robert G. Peters as Directors
3.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Tusk Energy Corp
Ticker Security ID: Meeting Date Meeting Status
TSK CUSIP 900891102 03/31/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Arrangement for Merger with Mgmt For For For
Polar Star Canadian Oil and Gas Inc
2.0 Approve any Changes to the Mgmt For Against Against
Arrangement (Voting)
- ------------------------------------------------------------------------------------------------------------------
UTS Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
UTS CUSIP 903396109 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect D. Campbell Deacon, Bonnie D. Mgmt For For For
DuPont, Bruce C. Galloway, Donald R.
Ingram, Douglas H. Mitchell, William
J.F. Roach, Glen D. Roane, Dennis A.
Sharp and John D. Watson as Directors
2.0 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
3.0 Amend Deferred Share Unit Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Court
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Reincorporation through Mgmt For For For
Scheme of Arrangement with Subsiadiary
2.0 Adjourn Meeting Mgmt For For For
3.0 Transact Other Business (Non-Voting) N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Reelect Bernhard Duroc-Danner as Mgmt For For For
Director
1.2 Reelect Nicholas Brady as Director Mgmt For For For
1.3 Reelect David Butters as Director Mgmt For For For
1.4 Reelect William Macaulay as Director Mgmt For For For
1.5 Reelect Robert Millard as Director Mgmt For For For
1.6 Reelect Robert Moses as Director Mgmt For For For
1.7 Reelect Robert Rayne as Director Mgmt For For For
2.0 Ratify Ernst & Young LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and Ernst & Young AG
as Statutory Auditors
3.0 Transact Other Business (Non-Voting) N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Whiting Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James J. Volker Mgmt For For For
1.2 Elect Director William N. Hahne Mgmt For For For
1.3 Elect Director Graydon D. Hubbard Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Declassify the Board of Directors Mgmt For For For
2.1 Elect Director Phillip R. Kevil Mgmt For For For
2.2 Elect Director Herbert D. Simons Mgmt For For For
2.3 Elect Director Vaughn O. Vennerberg II Mgmt For For For
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
5.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
6.0 Adopt a Policy in which the Company ShrHoldr Against For Against
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Emerging Markets Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Accenture Ltd
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Directors (Majority Mgmt For For For
Voting)
2 Election Of Directors (Majority Mgmt For For For
Voting)
3 Election Of Directors (Majority Mgmt For For For
Voting)
4 Election Of Directors (Majority Mgmt For Abstain Against
Voting)
5 Election Of Directors (Majority Mgmt For For For
Voting)
6 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Akbank
Ticker Security ID: Meeting Date Meeting Status
ISIN TRAAKBNK91N6 03/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting and Elect Presiding Mgmt For For For
Council
2.0 Receive Statutory Reports Mgmt N/A N/A N/A
3.0 Approve Financial Statements and Mgmt For For For
Discharge of Board and Auditors
4.0 Approve Allocation of Income Mgmt For For For
5.0 Appoint Internal Auditors and Approve Mgmt For For For
Their Remuneration
6.0 Receive Information on Charitable Mgmt N/A N/A N/A
Donations
7.0 Grant Permission for Board Members to Mgmt For For For
Engage in Commercial Transactions
with Company and Be Involved with
Companies with Similar Corporate
Purpose
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of William V. Campbell Mgmt For For For
1.2 Election Of Millard S. Drexler Mgmt For For For
1.3 Election Of Albert A. Gore, Jr. Mgmt For For For
1.4 Election Of Steven P. Jobs Mgmt For For For
1.5 Election Of Andrea Jung Mgmt For For For
1.6 Election Of A.D. Levinson, Ph.D. Mgmt For For For
1.7 Election Of Eric E. Schmidt, Ph.D. Mgmt For For For
1.8 Election Of Jerome B. York Mgmt For For For
2 S/H Proposal - Political/Government ShrHldr Against Against For
3 S/H Proposal - Health Issues ShrHldr Against Against For
4 S/H Proposal - Environmental ShrHldr Against Against For
5 S/H Proposal - Executive Compensation ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Ayala Land Inc.
Ticker Security ID: Meeting Date Meeting Status
ISIN PHY0488F1004 04/01/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fernando Zobel de Ayala as a Mgmt For For For
Director
1.2 Elect Jaime Augusto Zobel de Ayala as Mgmt For For For
a Director
1.3 Elect Delfin L. Lazaro as a Director Mgmt For For For
1.4 Elect Aurelio R. Montinola III as a Mgmt For For For
Director
1.5 Elect Mercedita S. Nolledo as a Mgmt For For For
Director
1.6 Elect Corazon S. de la Paz-Bernardo Mgmt For For For
as a Director
1.7 Elect Francis G. Estrada as a Director Mgmt For For For
1.8 Elect Oscar S. Reyes as a Director Mgmt For For For
2.0 Approve Minutes of Previous Mgmt For For For
Stockholder Meetings
3.0 Approve Annual Report of Management Mgmt For For For
4.0 Ratify All Acts and Resolutions of Mgmt For For For
the Board of Directors and of the
Executive Committee
5.0 Appoint Sycip Gorres Velayo & Co. as Mgmt For For For
the Company's Independent Auditors
and Fix Their Remuneration
6.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Baidu.Com Inc.
Ticker Security ID: Meeting Date Meeting Status
BIDU CUSIP 056752108 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Miscellaneous Corporate Actions Mgmt For For For
2 Approve Article Amendments Mgmt For For For
3 Approve Company Name Change Mgmt For For For
4 Approve Article Amendments Mgmt For For For
5 Adopt Stock Option Plan Mgmt For For For
6 Approve Stock Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Banco Santander Chile
Ticker Security ID: Meeting Date Meeting Status
ISIN CLP1506A1070 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-08
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of CLP 1.13 Per Share,
Corresponding to 65 Percent of the
Profits for the Year and the
Remaining 35 Percent be Allocated to
Reserves
3.0 Approve External Auditors Mgmt For For For
4.0 Elect Directors Mgmt For For For
5.0 Approve Remuneration of Directors Mgmt For For For
6.0 Approve Directors' Committee (Audit Mgmt For For For
Committee) Report and Approve Its
Budget for 2009
7.0 Receive Special Auditors' Report Mgmt For For For
Regarding Related-Party Transactions
- ------------------------------------------------------------------------------------------------------------------
Bank of The Philippine Islands
Ticker Security ID: Meeting Date Meeting Status
ISIN PHY0967S1694 03/31/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jaime Augusto Zobel de Ayala II Mgmt For For For
as a Director
1.2 Elect Aurelio R. Montinola III as a Mgmt For For For
Director
1.3 Elect Fernando Zobel de Ayala as a Mgmt For For For
Director
1.4 Elect Gerardo C. Ablaza, Jr. as a Mgmt For For For
Director
1.5 Elect Emily A. Abrera as a Director Mgmt For For For
1.6 Elect Lilia R. Bautista as a Director Mgmt For For For
1.7 Elect Romeo L. Bernardo as a Director Mgmt For For For
1.8 Elect Chng Sok Hui as a Director Mgmt For For For
1.9 Elect Rebecca G. Fernando as a Mgmt For For For
Director
1.10 Elect Octavio V. Espiritu as a Mgmt For For For
Director
1.11 Elect Xavier P. Loinaz as a Director Mgmt For For For
1.12 Elect Ma Yuen Lin Annie as a Director Mgmt For For For
1.13 Elect Mercedita S. Nolledo as a Mgmt For For For
Director
1.14 Elect Oscar S. Reyes as a Director Mgmt For For For
1.15 Elect Wong Ann Chai as a Director Mgmt For For For
2.0 Approve Minutes of Previous Annual Mgmt For For For
Stockholders' Meeting Held on April
3, 2008
3.0 Approve Annual Report of Management Mgmt For For For
for the Year Ended Dec. 31, 2008
4.0 Approval and Confirmation of All Acts Mgmt For For For
and Resolution During the Past Year
of the Board of Directors and
Management
5.0 Elect Isla Lipana & Co. as Mgmt For For For
Independent Auditors and Authorize
Board to Fix Their Remuneration
6.0 Approve Grant of Directors' Bonus Mgmt For For For
7.0 Other Matters Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Bim Birlesik Magazalar AS
Ticker Security ID: Meeting Date Meeting Status
ISIN TREBIMM00018 04/24/2009 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting; Elect Presiding Mgmt For TNA N/A
Council; Authorize Signing of Minutes
2.0 Receive Statutory Reports Mgmt N/A TNA N/A
3.0 Accept Financial Statements Mgmt For TNA N/A
4.0 Approve Allocation of Income Mgmt For TNA N/A
5.0 Approve Discharge of Board and Mgmt For TNA N/A
Auditors
6.0 Elect Directors and Approve Their Mgmt For TNA N/A
Remuneration
7.0 Appoint Internal Statutory Auditors Mgmt For TNA N/A
and Approve Their Remuneration
8.0 Receive Information on Charitable Mgmt N/A TNA N/A
Donations
9.0 Ratify External Auditors Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN MYL1023OO000 02/03/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Issuance of Five-Year Mgmt For For For
Warrants to TPG Malaysia Finance, L.P.
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN MYL1023OO000 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended Dec. 31, 2008
2.0 Elect Haidar Mohamed Nor as Director Mgmt For For For
3.0 Elect Hamzah Bakar as Director Mgmt For For For
4.0 Elect Zainal Abidin Putih as Director Mgmt For For For
5.0 Approve Remuneration of Directors in Mgmt For For For
the Amount of MYR 90,000 Per Director
for the Financial Year Ended Dec. 31,
2008
6.0 Approve PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
7.0 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued Share Capital
8.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN MYL1023OO000 07/11/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Between PT Bank Niaga Mgmt For For For
Tbk, an Indirect Subsidiary of the
Company, and PT Bank Lippo Tbk, an
Indirect Subsidiary of Khazanah
Nasional Bhd
- ------------------------------------------------------------------------------------------------------------------
Busan Bank
Ticker Security ID: Meeting Date Meeting Status
ISIN KR7005280003 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Appropriation of Income and Mgmt For For For
Dividend of KRW 200 per Share
2.0 Amend Articles of Incorporation Mgmt For For For
Regarding Company Name, Preemptive
Rights, Issuance Limit of New Shares,
Convertible Bonds, Bonds with
Warrants, and Public Notice for
Shareholder Meetings
3.0 Elect Lee Jang-Ho as Inside Director Mgmt For For For
and Shin Jeong-Taek, Chae
Jeong-Byeong, and Kang Mun-Jong as
Outside Directors
4.0 Elect Shin Jeong-Taek and Kang Mgmt For For For
Mun-Jong as Members of Audit Committee
- ------------------------------------------------------------------------------------------------------------------
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN IL0010824113 09/04/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Election Of Directors: Gil Shwed, Mgmt For For For
Marius Nacht, Jerry Ungerman, Dan
Propper, David Rubner, Tal Shavit
Note: Directors Are Elected As A
Group, Not Individually
2.0 Reelection Of Outside Director: Irwin Mgmt For For For
Federman
3.0 Reelection Of Outside Director: Ray Mgmt For For For
Rothrock
4.0 To Ratify The Appointment And Mgmt For For For
Compensation Of Check Point S
Independent Public Accountants.
5.0 To Approve Compensation To Check Mgmt For Against Against
Point S Chief Executive Officer Who
Is Also The Chairman Of The Board Of
Directors.
- ------------------------------------------------------------------------------------------------------------------
China Mobile (Hong Kong) Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN HK0941009539 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend Mgmt For For For
3.1 Reelect Wang Jianzhou as Director Mgmt For For For
3.2 Reelect Zhang Chunjiang as Director Mgmt For For For
3.3 Reelect Sha Yuejia as Director Mgmt For For For
3.4 Reelect Liu Aili as Director Mgmt For For For
3.5 Reelect Xu Long as Director Mgmt For For For
3.6 Reelect Moses Cheng Mo Chi as Director Mgmt For For For
3.7 Reelect Nicholas Jonathan Read as Mgmt For For For
Director
4.0 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
6.0 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
7.0 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Directors (Majority Mgmt For For For
Voting)
2 Election Of Directors (Majority Mgmt For For For
Voting)
3 Election Of Directors (Majority Mgmt For For For
Voting)
4 Election Of Directors (Majority Mgmt For For For
Voting)
5 Election Of Directors (Majority Mgmt For For For
Voting)
6 Election Of Directors (Majority Mgmt For For For
Voting)
7 Election Of Directors (Majority Mgmt For For For
Voting)
8 Election Of Directors (Majority Mgmt For For For
Voting)
9 Election Of Directors (Majority Mgmt For For For
Voting)
10 Election Of Directors (Majority Mgmt For For For
Voting)
11 Election Of Directors (Majority Mgmt For For For
Voting)
12 Election Of Directors (Majority Mgmt For Abstain Against
Voting)
13 Ratify Appointment Of Independent Mgmt For For For
Auditors
14 S/H Proposal - Research Renewable ShrHldr Against Against For
Energy
15 S/H Proposal - Research Renewable ShrHldr Against Against For
Energy
- ------------------------------------------------------------------------------------------------------------------
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Lew Frankfort Mgmt For For For
1.2 Election Of Susan Kropf Mgmt For For For
1.3 Election Of Gary Loveman Mgmt For For For
1.4 Election Of Ivan Menezes Mgmt For For For
1.5 Election Of Irene Miller Mgmt For For For
1.6 Election Of Keith Monda Mgmt For For For
1.7 Election Of Michael Murphy Mgmt For For For
1.8 Election Of Jide Zeitlin Mgmt For For For
2 Amend Stock Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
ISIN BRVALEACNPA3 05/22/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Appreciation Of The Managements Mgmt For For For
Report And Analysis, Discussion And
Vote On The Financial Statements For
The Fiscal Year Ending December 31,
2008
2.0 Proposal For The Destination Of Mgmt For For For
Profits Of The Said Fiscal Year And
Approval Of The Investment Budget
3.0 Appointment Of The Members Of The Mgmt For Against Against
Board Of Directors
4.0 Appointment Of The Members Of The Mgmt For Against Against
Fiscal Council
5.0 Establishment Of The Remuneration Of Mgmt For For For
The Senior Management And Fiscal
Council Members
6.0 To Change The Legal Name Of The Mgmt For For For
Company To Vale S.A. , With The
Consequent Amendment Of Article 1 Of
Vale S By-Laws In Accordance With The
New Global Brand Unification
7.0 To Adjust Article 5 Of Vale S By-Laws Mgmt For For For
To Reflect The Capital Increase
Resolved In The Board Of Directors
Meetings Held On July 22, 2008 And
August 05, 2008
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
ISIN BRVALEACNPA3 12/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 The Approval For The Protocol And Mgmt For For For
Justification Of The Consolidarion Of
Mineracao Onca Puma S.A. Into Vale
Pursuant To Articles 224 And 225 Of
The Brazilian Corporate Law.
2.0 Ratify Auditors Mgmt For For For
3.0 To Decide On The Appraisal Report, Mgmt For For For
Prepared By The Expert Appraisers.
4.0 The Approval For The Consolidation Of Mgmt For For For
Mineracao Onca Puma S.A. Into Vale,
Without A Capital Increase Or The
Issuance Of New Vale Shares.
5.0 To Amend Article 1 Of Vale S By-Laws Mgmt For For For
In Order To Replace The Acronym
Cvrd For Vale In Accordance With
The New Global Brand Unification.
6.0 To Adjust Articles 5 And 6 Of Vale S Mgmt For For For
By-Laws To Reflect The Capital
Increase Resolved In The Board Of
Directors Meetings Held On July 22,
2008 And August 05, 2008.
- ------------------------------------------------------------------------------------------------------------------
Consorcio Ara, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP001161019 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Fiscal Year
Ended Dec. 31, 2008
2.0 Accept Tax Report on Adherance to Mgmt For For For
Fiscal Obligations
3.0 Approve Allocation of Income Mgmt For For For
4.0 Elect Directors, Board Secretary and Mgmt For For For
Deputy Board Secretary; Approve Their
Discharge and Remuneration
5.0 Elect or Ratify Chairman of Audit Mgmt For For For
Committee
6.0 Elect or Ratify Chairman of Corporate Mgmt For For For
Practices Committee
7.0 Set Maximum Aggregate Nominal Amount Mgmt For For For
of Share Repurchase Reserve
8.0 Present Report on the Policies of Mgmt For For For
Share Repurchases
9.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25468Y107 09/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For Abstain Against
2 Stock Issuance Mgmt For Abstain Against
3 Authorize Common Stock Increase Mgmt For Abstain Against
4 Approve Stock Compensation Plan Mgmt For Abstain Against
5 Election Of John C Malone Mgmt For Withhold Against
6 Election Of Robert R Bennett Mgmt For Withhold Against
7 Ratify Appointment Of Independent Mgmt For Abstain Against
Auditors
- ------------------------------------------------------------------------------------------------------------------
Dolby Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLB CUSIP 25659T107 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Ray Dolby Mgmt For For For
1.2 Election Of Bill Jasper Mgmt For For For
1.3 Election Of Peter Gotcher Mgmt For For For
1.4 Election Of Ted Hall Mgmt For For For
1.5 Election Of Sanford Robertson Mgmt For For For
1.6 Election Of Roger Siboni Mgmt For For For
2 Approve Charter Amendment Mgmt For For For
3 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Factset Research Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUSIP 303075105 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Michael F. Dichristina Mgmt For For For
1.2 Election Of Walter F. Siebecker Mgmt For For For
1.3 Election Of Joseph R. Zimmel Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
3 Adopt Non-Employee Director Plan Mgmt For For For
4 Adopt Employee Stock Purchase Plan Mgmt For For For
5 Amend Articles-Board Related Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fomento Economico Mexicano S.A.B. de C.V. (FEMSA)
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP320321310 03/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Report of the Board of Mgmt For For For
Directors on Financial Statements and
Statutory Reports for Fiscal Year
2008; Report of the CEO; Report of
the Audit and Corporate Practices
Committee
2.0 Accept Tax Report on Compliance of Mgmt For For For
Fiscal Obligations in Accordance with
Article 86 of Income Tax Law
3.0 Approve Allocation of Income and Mgmt For For For
Distribution of Dividends of MXN 0.08
per Series B Shares; MXN 0.10 per
Series D Shares; Corresponding to a
Total of MXN 0.40 per B Unit and MXN
0.48 per BD Unit
4.0 Set Aggregate Nominal Share Mgmt For For For
Repurchase Reserve to a Maximum
Amount of up to MXN 3 Billion in
Accordance with Article 56 of the
Securities Market Law
5.0 Elect Proprietary and Alternate Mgmt For For For
Directors, Board Secretaries,
Qualification of Independence;
Approve their Remuneration
6.0 Approve Integration of Committees on Mgmt For For For
1) Finance and Planning, 2) Audit and
3) Corporate Practices; Appoint
Respective Chairmen; and Approve
their Remuneration
7.0 Appoint delegates for the execution Mgmt For For For
and formalization of the meeting's
resolutions
8.0 Approve Minutes of Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Grasim Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN INE047A01013 08/02/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Dividend of INR 30.00 Per Mgmt For For For
Share
3.0 Reappoint B.V. Bhargava as Director Mgmt For For For
4.0 Reappoint K.M. Birla as Director Mgmt For For For
5.0 Reappoint M.L. Apte as Director Mgmt For For For
6.1 Approve G.P. Kapadia & Co. as Mgmt For For For
Statutory Auditors and Authorize
Board to Fix Their Remuneration
6.2 Approve Deloitte Haskins & Sells as Mgmt For For For
Branch Auditors and Authorize Board
to Fix Their Remuneration
6.3 Approve Vidyarthi & Sons as Branch Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
7.0 Approve Revision in Remuneration of Mgmt For For For
S.K. Jain, Executive Director
8.0 Approve Revision in Remuneration of Mgmt For For For
D.D. Rathi, Executive Director
9.0 Amend Articles of Association Re: Mgmt For For For
Share Buy Back
- ------------------------------------------------------------------------------------------------------------------
Grupo Aeroportuario del Sureste, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP001661018 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Approve CEO and Auditors' Report on Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-08
1.2 Approve Board's Report on Accounting Mgmt For Abstain Against
Criteria Policy and Disclosure Policy
in Accordance with Article 172-B of
Company Law
1.3 Approve Report Re: Activities and Mgmt For Abstain Against
Operations Undertaken by the Board in
Accordance with Article 28 IV (E) of
Company Law
1.4 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-08
1.5 Approve Audit Committee's Report Mgmt For For For
Regarding Company's Subsidiaries in
Accordance with Article 43 of Company
Law
1.6 Approve Report on Tax Obligations in Mgmt For For For
Accordance with Article 86 of Tax Law
2.1 Approve Increase in Legal Reserves Mgmt For For For
2.2 Set Aggregate Nominal Amount of Share Mgmt For Abstain Against
Repurchase Reserve for 2008; Approve
Policy Related to Acquisition of Own
Shares
2.3 Approve Dividends Mgmt For For For
3.0 Approve Discharge of Management and Mgmt For Abstain Against
CEO
3.1 Elect/Ratify Directors; Verify Mgmt For Abstain Against
Independecy of Board Members
3.2 Elect/Ratify Chairman of Audit Mgmt For Abstain Against
Committee
3.3 Elect/Ratify Members to the Different Mgmt For Abstain Against
Board Committees
3.4 Approve Remuneration of Directors and Mgmt For Abstain Against
Members of Board Committees
4.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP370711014 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Allocation of Income Mgmt For Abstain Against
3.0 Elect/Ratify Directors (Bundled); Mgmt For For For
Verify Independence of Board Members;
Approve Their Remuneration
4.0 Elect Chairman and Members of Audit Mgmt For For For
and Corporate Practices Committee;
Approve Their Remuneration
5.0 Present Report on Company's 2008 Mgmt For For For
Share Repurchase Program; Set Maximum
Nominal Amount of Share Repurchase
Reserve for 2009
6.0 Approve Cancellation of Treasury Mgmt For For For
Shares
7.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
8.0 Approve Minutes of Meeting Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP370711014 04/30/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Modification of Article 2 of Mgmt For For For
the Company Bylaws Re: Removal of
Credito Pronegocio S.A. de C.V., as
an Integrating Entity in Connection
with its Merger with Banco Mercantil
del Norte, S.A.
2.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
3.0 Approve Minutes of Meeting Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP370711014 10/06/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Cash Dividends of MXN 0.47 Mgmt For For For
Per Share
2.0 Approve External Auditor Report Mgmt For For For
3.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
4.0 Approve Minutes of Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hang Lung Group Limited (Fm. Hang Lung Development Co.).
Ticker Security ID: Meeting Date Meeting Status
ISIN HK0010000088 11/03/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend Mgmt For For For
3.1 Reelect Gerald Lokchung Chan as Mgmt For Abstain Against
Director
3.2 Reelect Ronnie Chichung Chan as Mgmt For For For
Director
3.3 Reelect Nelson Wai Leung Yuen as Mgmt For For For
Director
3.4 Authorize Board to Fix the Mgmt For For For
Remuneration of Directors
4.0 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5.1 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5.2 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Hong Kong Exchanges And Clearing Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN HK0388045442 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Director's and Auditor's Reports
2.0 Approve Final Dividend of HK$1.80 Per Mgmt For For For
Share
3.1 Elect Ignatius T C Chan as Director Mgmt For For For
3.2 Elect John M M Williamson as Director Mgmt For For For
4.0 Reappoint PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
5.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Infosys Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
ISIN INE009A01021 06/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of INR 13.50 Mgmt For For For
Per Share
3.0 Reappoint D.M. Satwalekar as Director Mgmt For For For
4.0 Reappoint O. Goswami as Director Mgmt For For For
5.0 Reappoint R. Bijapurkar as Director Mgmt For For For
6.0 Reappoint D.L. Boyles as Director Mgmt For For For
7.0 Reappoint J.S. Lehman as Director Mgmt For For For
8.0 Approve BSR & Co. as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
9.0 Appoint K.V. Kamath as Director Mgmt For For For
10 Receive, Consider And Adopt The Mgmt For For For
Balance Sheet As Atmarch 31, 2009 And
The Profit And Loss Account For The
Yearended On That Date And The Report
Of The Directors And Auditors
11 Declare A Final Dividend For The Mgmt For For For
Financial Year Endedmarch 31, 2009.
12 Appoint A Director In Place Of Deepak Mgmt For For For
M. Satwalekar, Who retires By
Rotation And, Being Eligible, Seeks
Re-appointment.
13 Appoint A Director In Place Of Dr. Mgmt For For For
Omkar Goswami, Who Retires by
Rotation And, Being Eligible, Seeks
Re-appointment.
14 Appoint A Director In Place Of Rama Mgmt For For For
Bijapurkar, Who Retires by Rotation
And, Being Eligible, Seeks
Re-appointment.
15 Appoint A Director In Place Of David Mgmt For For For
L. Boyles, Who Retires by Rotation
And, Being Eligible, Seeks
Re-appointment.
16 Appoint A Director In Place Of Prof. Mgmt For For For
Jeffrey S. Lehman, Who retires By
Rotation And, Being Eligible, Seeks
Re-appointment.
17 Appoint Auditors To Hold Office From Mgmt For For For
The Conclusion Of The Annual General
Meeting Held On June 20, 2009, Until
Theconclusion Of The Next Annual
General Meeting, And To Fix Their
Remuneration.
18 Appoint K.v. Kamath As Director, Mgmt For For For
Liable To Retire By rotation.
- ------------------------------------------------------------------------------------------------------------------
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEC CUSIP 469814107 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Directors (Majority Mgmt For For For
Voting)
2 Election Of Directors (Majority Mgmt For For For
Voting)
3 Election Of Directors (Majority Mgmt For For For
Voting)
4 Election Of Directors (Majority Mgmt For For For
Voting)
5 Amend Employee Stock Purchase Plan Mgmt For For For
6 Amend Stock Compensation Plan Mgmt For For For
7 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Kookmin Bank
Ticker Security ID: Meeting Date Meeting Status
ISIN KR7105560007 08/25/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approval of Stock Transfer Plan to Mgmt For Abstain Against
Establish Financial Holding Company
through Comprehensive Stock Transfer
2.0 Amend Articles Regarding Settlement Mgmt For Abstain Against
Method for Outstanding Stock Options
- ------------------------------------------------------------------------------------------------------------------
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Robert H. Swanson, Jr. Mgmt For For For
1.2 Election Of David S. Lee Mgmt For For For
1.3 Election Of Lothar Maier Mgmt For For For
1.4 Election Of Richard M. Moley Mgmt For For For
1.5 Election Of Thomas S. Volpe Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Lojas Renner
Ticker Security ID: Meeting Date Meeting Status
ISIN BRLRENACNOR1 03/30/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Amend Articles 2 and 5 of Company Mgmt For For For
Bylaws
1.2 Amend Articles 13, 16, 20, 22, 24, Mgmt For For For
26, 27, and 30 of Company Bylaws
2.0 Amend Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lojas Renner
Ticker Security ID: Meeting Date Meeting Status
ISIN BRLRENACNOR1 04/15/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Allocation of Income and Mgmt For For For
Dividends
3.0 Elect Directors and Approve their Mgmt For For For
Remuneration
4.0 Elect Fiscal Council Members and Mgmt For For For
Approve their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
ISIN RU0009024277 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Annual Report, Financial Mgmt For For For
Statements, and Allocation of Income,
Including Dividends of RUB 50 per
Share
2.1 Elect Vagit Alekperov as Director Mgmt For For For
2.2 Elect Igor Belikov as Director Mgmt For For For
2.3 Elect Viktor Blazheyev as Director Mgmt For Against Against
2.4 Elect Donald Evert Wallette as Mgmt For For For
Director
2.5 Elect Valery Grayfer as Director Mgmt For For For
2.6 Elect German Gref as Director Mgmt For For For
2.7 Elect Igor Ivanov as Director Mgmt For For For
2.8 Elect Ravil Maganov as Director Mgmt For For For
2.9 Elect Richard Matzke as Director Mgmt For For For
2.10 Elect Sergey Mikhaylov as Director Mgmt For For For
2.11 Elect Nikolay Tsvetkov as Director Mgmt For For For
2.12 Elect Aleksandr Shokhin as Director Mgmt For For For
3.1 Elect Lyubov Ivanova as Member of Mgmt For Against Against
Audit Commission
3.2 Elect Pavel Kondratyev as Member of Mgmt For Against Against
Audit Commission
3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For
Audit Commission
4.1 Approve Disbursement of Remuneration Mgmt For For For
to Directors and Members of Audit
Commission
4.2 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
5.0 Ratify ZAO KPMG as Auditor Mgmt For For For
6.0 Amend Regulations on General Meetings Mgmt For For For
7.0 Approve Related-Party Transaction Mgmt For For For
with OAO Kapital Strakhovanie Re:
Liability Insurance for Directors,
Officers, and Corporations
- ------------------------------------------------------------------------------------------------------------------
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
ISIN RU0009024277 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Annual Report, Financial Mgmt For For For
Statements, and Allocation of Income,
Including Dividends of RUB 50 per
Share
2.1 Elect Vagit Alekperov as Director Mgmt For For For
2.2 Elect Igor Belikov as Director Mgmt For For For
2.3 Elect Viktor Blazheyev as Director Mgmt For Against Against
2.4 Elect Donald Evert Wallette as Mgmt For For For
Director
2.5 Elect Valery Grayfer as Director Mgmt For For For
2.6 Elect German Gref as Director Mgmt For For For
2.7 Elect Igor Ivanov as Director Mgmt For For For
2.8 Elect Ravil Maganov as Director Mgmt For For For
2.9 Elect Richard Matzke as Director Mgmt For For For
2.10 Elect Sergey Mikhaylov as Director Mgmt For For For
2.11 Elect Nikolay Tsvetkov as Director Mgmt For For For
2.12 Elect Aleksandr Shokhin as Director Mgmt For For For
3.1 Elect Lyubov Ivanova as Member of Mgmt For Against Against
Audit Commission
3.2 Elect Pavel Kondratyev as Member of Mgmt For Against Against
Audit Commission
3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For
Audit Commission
4.1 Approve Disbursement of Remuneration Mgmt For For For
to Directors and Members of Audit
Commission
4.2 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
5.0 Ratify ZAO KPMG as Auditor Mgmt For For For
6.0 Amend Regulations on General Meetings Mgmt For For For
7.0 Approve Related-Party Transaction Mgmt For For For
with OAO Kapital Strakhovanie Re:
Liability Insurance for Directors,
Officers, and Corporations
- ------------------------------------------------------------------------------------------------------------------
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN ZAE000029534 11/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Year Ended June
30 2008
2.0 Reelect IN Mathews as Director Mgmt For For For
3.0 Reelect DNM Mokhobo as Director Mgmt For For For
4.0 Reelect GM Pattison as Director Mgmt For For For
5.0 Reelect MJ Rubin as Director Mgmt For For For
6.0 Reelect CS Seabrooke as Director Mgmt For For For
7.0 Approve Remuneration of Directors Mgmt For For For
8.0 Reappoint Deloitte & Touche as Mgmt For For For
Auditors
9.0 Place Authorized But Unissued Shares Mgmt For For For
under Control of Directors
10.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of
5 Percent of Issued Capital
11.0 Authorize for the Sale of 100,000 Mgmt For For For
Shares to the Black Non-Executive
Directors
- ------------------------------------------------------------------------------------------------------------------
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN ZAE000029534 11/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Repurchase of Up to 15 Mgmt For For For
Percent of Issued Share Capital
2.0 Authorize the Giving of Financial Mgmt For For For
Assistance for the Purchase of Shares
by the Black Non-Executive Directors
- ------------------------------------------------------------------------------------------------------------------
Micros Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRS CUSIP 594901100 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Louis M. Brown, Jr. Mgmt For For For
1.2 Election Of B. Gary Dando Mgmt For For For
1.3 Election Of A.L. Giannopoulos Mgmt For For For
1.4 Election Of F. Suzanne Jenniches Mgmt For For For
1.5 Election Of John G. Puente Mgmt For For For
1.6 Election Of Dwight S. Taylor Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
3 Amend Stock Option Plan Mgmt For For For
4 Transact Other Business Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Millicom International Cellular S.A.
Ticker Security ID: Meeting Date Meeting Status
MICC CUSIP L6388F110 07/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Miscellaneous Corporate Governance Mgmt For For For
2 Receive Directors' Report Mgmt For For For
3 Receive Consolidated Financial Mgmt For For For
Statements
4 Miscellaneous Corporate Actions Mgmt For For For
5 Approve Discharge Of Management Board Mgmt For For For
6 Election Of Directors (Majority Mgmt For For For
Voting)
7 Ratify Appointment Of Independent Mgmt For For For
Auditors
8 Director Fees Mgmt For For For
9 Miscellaneous Compensation Plans Mgmt For For For
10 Miscellaneous Corporate Actions Mgmt For For For
11 Approve Article Amendments Mgmt For For For
12 Miscellaneous Corporate Actions Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Daniel J. Warmenhoven Mgmt For For For
1.2 Election Of Donald T. Valentine Mgmt For For For
1.3 Election Of Jeffry R. Allen Mgmt For For For
1.4 Election Of Carol A. Bartz Mgmt For For For
1.5 Election Of Alan L. Earhart Mgmt For For For
1.6 Election Of Thomas Georgens Mgmt For For For
1.7 Election Of Edward Kozel Mgmt For For For
1.8 Election Of Mark Leslie Mgmt For For For
1.9 Election Of Nicholas G. Moore Mgmt For For For
1.10 Election Of George T. Shaheen Mgmt For For For
1.11 Election Of Robert T. Wall Mgmt For For For
2 Amend Stock Compensation Plan Mgmt For For For
3 Amend Stock Compensation Plan Mgmt For For For
4 Amend Employee Stock Purchase Plan Mgmt For For For
5 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Jill K. Conway Mgmt For For For
1.2 Election Of Alan B. Graf, Jr. Mgmt For For For
1.3 Election Of Jeanne P. Jackson Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Reorganization Plan Mgmt For For For
2 Approve Motion To Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Organizacion Soriana, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP8728U1671 04/22/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
2008; Accept CEO and Board's Opinion
Reports; Accept Audit and Corporate
Practices Committee Report; Accept
Report on Fiscal Obligations
2.0 Accept Report of Board of Directors Mgmt For Abstain Against
Activities
3.0 Elect Directors and Approve their Mgmt For Abstain Against
Remuneration
4.0 Authorize Establishment of Short and Mgmt For Abstain Against
Long Term Certificate Program with
Dual Revolving Character in the
Amount of Up to MXN 15 Billion
5.0 Approve Allocation of Income; Set Mgmt For Abstain Against
Aggregate Nominal Amount of Share
Repurchase Reserve
6.0 Grant Special Authorities to Indeval Mgmt For Abstain Against
Institucion Para El Deposito de
Valores, S.A. de C.V.
7.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
8.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Organizacion Soriana, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ISIN MXP8728U1671 04/22/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Modifications to Item 4 of Mgmt For Abstain Against
the Company By-Laws
2.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Parametric Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Donald K. Grierson Mgmt For For For
1.2 Election Of James E. Heppelmann Mgmt For For For
1.3 Election Of Oscar B. Marx, Iii Mgmt For For For
2 Approve Stock Compensation Plan Mgmt For For For
3 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of William E. Kassling Mgmt For For For
1.2 Election Of Joseph M. Scaminace Mgmt For For For
1.3 Election Of Wolfgang R. Schmitt Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN CNE1000007Q1 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Report of the Board of Mgmt For For For
Directors
2.0 Accept Report of the Supervisory Mgmt For For For
Committee
3.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
4.0 Approve Final Dividends Mgmt For For For
5.0 Approve Distribution of Interim Mgmt For For For
Dividends for the Year 2009
6.0 Reappoint PricewaterhouseCoopers, Mgmt For For For
Certified Public Accountants,
and**p*PricewaterhouseCoopers
Zhong Tian CPAs Co. Ltd., Certified
Public Accountants, as International
and Domestic Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
7.0 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
8.0 Approve Issuance of Debt Financing Mgmt For For For
Instruments in the Aggregate
Principal Amount of Up to RMB 100
Billion
9.0 Elect Wang Daocheng as Independent ShrHoldr For For For
Supervisor
- ------------------------------------------------------------------------------------------------------------------
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN CNE1000007Q1 07/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Issuance of Domestic Mgmt For For For
Corporate Bonds in Principal Amount
Not Exceeding RMB 60.0 Billion
- ------------------------------------------------------------------------------------------------------------------
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN CNE1000007Q1 10/21/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve New Comprehensive Agreement Mgmt For For For
and Revised Non-Exempt Annual Caps
2.0 Approve Supplemental Agreement to the Mgmt For For For
CRMSC Products and Services Agreement
and Related Annual Caps
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
ISIN BRPETRACNPR6 04/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Mgmt For Abstain Against
2.0 Elect Fiscal Council Members and Mgmt For Abstain Against
Alternates
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Don R. Graber Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Lester L. Lyles Mgmt For Withhold Against
2 Adopt Employee Stock Purchase Plan Mgmt For Abstain Against
3 Amend Stock Compensation Plan Mgmt For Abstain Against
4 Ratify Appointment Of Independent Mgmt For Abstain Against
Auditors
- ------------------------------------------------------------------------------------------------------------------
PT Astra International Tbk.
Ticker Security ID: Meeting Date Meeting Status
ISIN ID1000057607 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Annual Report and Financial Mgmt For For For
Statements
2.0 Approve Allocation of Income Mgmt For For For
3.0 Approve Remuneration of Directors and Mgmt For For For
Commissioners
4.0 Appoint Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PTT Exploration & Production PCL
Ticker Security ID: Meeting Date Meeting Status
ISIN TH0355A10Z04 03/31/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Acknowledge 2008 Performance Result Mgmt For For For
and 2009 Work Plan
2.0 Accept 2008 Financial Statements Mgmt For For For
3.0 Approve Dividend of THB 5.42 Per Share Mgmt For For For
4.0 Approve Office of the Auditor General Mgmt For For For
of Thailand as Auditors and Authorize
Board to Fix Their Remuneration
5.1 Elect Pala Sookawesh as Director Mgmt For For For
5.2 Elect Bhusana Premanode as Director Mgmt For For For
5.3 Elect Anon Sirisaengtaksin as Director Mgmt For For For
5.4 Elect Sirinuj Bisonyabut as Director Mgmt For For For
5.5 Elect Rathakit Manathat as Director Mgmt For For For
6.0 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
7.0 Amend Clause 9 of the Articles of Mgmt For For For
Association
8.0 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding THB 50 Billion or its
Equivalent in Other Currency
9.0 Other Business Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Public Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
ISIN MYL1295OO004 02/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended Dec. 31, 2008
2.0 Approve Final Cash Dividend of MYR Mgmt For For For
0.25 Per Share Less 25 Percent Income
Tax and the Distribution of a Share
Dividend on the Basis of of One
Treasury Share for Every 35 Ordinary
Shares Held for the Financial Year
Ended Dec. 31, 2008
3.0 Elect Tay Ah Lek as Director Mgmt For For For
4.0 Elect Haji Abdul Aziz bin Omar as Mgmt For For For
Director
5.0 Elect Quah Poh Keat as Director Mgmt For For For
6.0 Elect Teh Hong Piow as Director Mgmt For For For
7.0 Elect Thong Yaw Hong as Director Mgmt For For For
8.0 Elect Haji Mohamed Ishak bin Haji Mgmt For For For
Mohamed Ariff as Director
9.0 Approve Remuneration of Directors in Mgmt For For For
the Amount of MYR 1.14 Million for
the Financial Year Ended Dec. 31, 2008
10.0 Approve KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
11.0 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued Share Capital
12.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Qualcomm, Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Barbara T. Alexander Mgmt For For For
1.2 Election Of Stephen M. Bennett Mgmt For For For
1.3 Election Of Donald G. Cruickshank Mgmt For For For
1.4 Election Of Raymond V. Dittamore Mgmt For For For
1.5 Election Of Thomas W. Horton Mgmt For For For
1.6 Election Of Irwin Mark Jacobs Mgmt For For For
1.7 Election Of Paul E. Jacobs Mgmt For For For
1.8 Election Of Robert E. Kahn Mgmt For For For
1.9 Election Of Sherry Lansing Mgmt For For For
1.10 Election Of Duane A. Nelles Mgmt For For For
1.11 Election Of Marc I. Stern Mgmt For For For
1.12 Election Of Brent Scowcroft Mgmt For For For
2 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIMM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Directors (Full Slate) Mgmt For For For
2 Approve Remuneration Of Directors And Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Richter Gedeon Vegyeszeti Gyar Rt.
Ticker Security ID: Meeting Date Meeting Status
ISIN HU0000067624 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Use of Computerized Voting Mgmt For For For
Machine for AGM
2.0 Approve Use of Sound Recording for Mgmt For For For
Minute Preparation
3.0 Elect Chairman of Meeting and Other Mgmt For For For
Meeting Officials
4.0 Approve Board of Directors Report on Mgmt For For For
Company's Operations in Fiscal 2008
5.0 Receive Auditor's Report Mgmt N/A N/A N/A
6.0 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report
7.1 Approve Dividends of HUF 590 Per Mgmt For For For
Share for Fiscal 2008
7.2 Approve Allocation of Remaining Net Mgmt For For For
Income
8.0 Approve Annual Report and Financial Mgmt For For For
Statements
9.0 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Board of Directors
Report on Group's Operations in
Fiscal 2008
10.0 Receive Auditor's Report on Mgmt N/A N/A N/A
Consolidated Report
11.0 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report on
Consolidated Report
12.0 Approve Consolidated Report Mgmt For For For
13.0 Accept Company's Corporate Governance Mgmt For For For
Report
14.0 Authorize Share Repurchase Program Mgmt For For For
15.1 Amend Articles of Association Re: Mgmt For For For
Corporate Purpose
15.2 Amend Articles of Association Re: Mgmt For For For
Exercise of Employer's Rights over
Company Employees
15.3 Amend Articles of Association Re: Mgmt For For For
Technical Amendments Regarding
Terminology Used in Current Articles
of Association
15.4 Amend Articles of Association Re: Mgmt For Against Against
Eliminate General Meeting Authority
to Decide on Acceptance of Public
Purchase Offers with Respect to
Treasury Shares
15.5 Amend Articles of Association Re: Mgmt For Against Against
Voting Right Cap
15.6 Amend Articles of Association Re: Mgmt For Against Against
Eliminate General Meeting's Exclusive
Authority to Decide on Measures to Be
Taken in Order to Disturb Public
Purchase Offers
16.0 Approve Consolidated Text of Articles Mgmt For Against Against
of Association
17.0 Approve Remuneration of Members of Mgmt For For For
Board of Directors
18.1 Reelect Attila Chikan as Member of Mgmt For For For
Supervisory Board
18.2 Reelect Jozsef Eros as Member of Mgmt For For For
Supervisory Board
18.3 Reelect Janokine dr. Maria Balogh as Mgmt For For For
Member of Supervisory Board
18.4 Reelect Gabor Simon Kis as Member of Mgmt For For For
Supervisory Board
18.5 Reelect Andras Sugar S. as Member of Mgmt For For For
Supervisory Board
18.6 Reelect Gabor Toth as Member of Mgmt For For For
Supervisory Board
18.7 Reelect Jeno Fodor as Employee Mgmt For For For
Representative on Company's
Supervisory Board
18.8 Elect Andras Balasko as Employee Mgmt For For For
Representative on Company's
Supervisory Board
18.9 Reelect Attila Chikan, Jozsef Eros, Mgmt For For For
and Janokine dr. Maria Balogh as
Members of Audit Committee
20.0 Approve Remuneration of Supervisory Mgmt For For For
Board Members
21.0 Approve Rules of Procedure of Mgmt For For For
Supervisory Board
22.0 Ratify Deloitte Ltd. as Auditor Mgmt For For For
23.0 Approve Auditor's Remuneration Mgmt For For For
24.0 Transact Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Samsung Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN KR7005930003 03/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Appropriation of Income and Mgmt For For For
Year-End Dividend of KRW 5,000 per
Common Share
2.1 Elect Three Outside Directors Mgmt For For For
(Bundled)
2.2 Elect Four Inside Directors (Bundled) Mgmt For For For
2.3 Elect Two Members of Audit Committee Mgmt For For For
(Bundled)
3.0 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
- ------------------------------------------------------------------------------------------------------------------
Satyam Computer Services Ltd
Ticker Security ID: Meeting Date Meeting Status
ISIN INE275A01028 08/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 TO RECEIVE, CONSIDER AND ADOPT: THE Mgmt For For For
AUDITED BALANCE SHEET AS OF MARCH 31,
2008.
2.0 TO RECEIVE, CONSIDER AND ADOPT: THE Mgmt For For For
AUDITED PROFIT AND LOSS ACCOUNT FOR
THE YEAR ENDED ON THAT DATE.
3.0 TO RECEIVE, CONSIDER AND ADOPT: THE Mgmt For For For
AUDITORS REPORT, THEREON.
4.0 TO RECEIVE, CONSIDER AND ADOPT: THE Mgmt For For For
DIRECTORS REPORT.
5.0 TO DECLARE DIVIDEND ON EQUITY SHARES. Mgmt For For For
6.0 APPROVAL TO REAPPOINT PROF. M. Mgmt For For For
RAMMOHAN RAO, AS DIRECTOR.
7.0 APPROVAL TO REAPPOINT MR. VINOD K. Mgmt For For For
DHAM, AS DIRECTOR.
8.0 RATIFY AUDITORS Mgmt For For For
9.0 RESOLVED THAT MR. B. RAMALINGA RAJU, Mgmt For For For
IS REAPPOINTED AS CHAIRMAN AND
DIRECTOR OF THE COMPANY FOR A FURTHER
PERIOD OF FIVE YEARS.
10.0 RESOLVED THAT MR. B. RAMA RAJU, IS Mgmt For For For
REAPPOINTED AS MANAGING DIRECTOR OF
THE COMPANY FOR A FURTHER PERIOD OF
FIVE YEARS.
11.0 RESOLVED THAT THE CONSENT OF THE Mgmt For For For
COMPANY BE AND IS HEREBY ACCORDED FOR
THE PAYMENT OF REMUNERATION TO THE
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
Shinsegae Co. (Formerly Shinsegae Department Store)
Ticker Security ID: Meeting Date Meeting Status
ISIN KR7004170007 03/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Appropriation of Income and Mgmt For For For
Dividend of KRW 1,250 per Share
2.0 Amend Articles of Incorporation Mgmt For Against Against
regarding Business Objectives, Public
Notice for Shareholder Meeting,
Preemptive Rights, Stock Options,
Public Offerings, Audit Committee,
and Share Cancellation
3.0 Elect Four Directors Mgmt For For For
4.0 Elect Two Members of Audit Committee Mgmt For For For
5.0 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
- ------------------------------------------------------------------------------------------------------------------
Souza Cruz S.A
Ticker Security ID: Meeting Date Meeting Status
ISIN BRCRUZACNOR0 03/19/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Allocation of Income and Mgmt For For For
Dividends
3.0 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council Members
4.0 Authorize Capitalization of Reserves Mgmt For For For
5.0 Amend Articles to Reflect Changes in Mgmt For For For
Capital
- ------------------------------------------------------------------------------------------------------------------
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
ISIN GB0004082847 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 42.32 US Mgmt For For For
Cents Per Ordinary Share
3.0 Approve Remuneration Report Mgmt For For For
4.0 Re-elect Jamie Dundas as Director Mgmt For For For
5.0 Re-elect Rudolph Markham as Director Mgmt For For For
6.0 Re-elect Ruth Markland as Director Mgmt For For For
7.0 Re-elect Richard Meddings as Director Mgmt For For For
8.0 Re-elect John Peace as Director Mgmt For For For
9.0 Elect Steve Bertamini as Director Mgmt For For For
10.0 Elect John Paynter as Director Mgmt For For For
11.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
12.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
13.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and Incur EU
Political Expenditure up to GBP
100,000
14.0 Increase Auth. Share Capital from USD Mgmt For For For
2,816,000,000, GBP 500,000,000 and
EUR 1,000,000,000 to USD
3,316,000,000, GBP 500,000,000, EUR
1,000,000,000, AED 100,000,000, HKD
100,000,000, INR 1,000,000,000, KRW
500,000,000,000 and SGD 100,000,000
15.0 Issue Equity with Rights up to USD Mgmt For For For
316,162,105.50 (Relevant Authorities
and Share Dividend Scheme) and
Additional Amount of USD 632,324,211
(Rights Issue) After Deducting Any
Securities Issued Under the Relevant
Authorities and Share Dividend Scheme
16.0 Extend Directors' Authority to Issue Mgmt For For For
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
189,697,263 Pursuant to Paragraph A
of Resolution 15 to Include the
Shares Repurchased by the Company
Under Authority Granted by Resolution
18
17.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 47,424,315.50
18.0 Authorise 189,697,263 Ordinary Shares Mgmt For For For
for Market Purchase
19.0 Authorise Market Purchase of 477,500 Mgmt For For For
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP
1.00
20.0 Adopt New Articles of Association Mgmt For For For
21.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Swire Pacific Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN HK0019000162 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Final Dividends Mgmt For For For
2.1 Reelect C D Pratt as Director Mgmt For For For
2.2 Reelect P N L Chen as Director Mgmt For For For
2.3 Reelect D Ho as Director Mgmt For For For
2.4 Reelect J W J Hughes-Hallett as Mgmt For For For
Director
2.5 Reelect C K M Kwok as Director Mgmt For For For
2.6 Reelect M M T Yang as Director Mgmt For For For
2.7 Elect P A Kilgour as Director Mgmt For For For
2.8 Elect M B Swire as Director Mgmt For For For
3.0 Reappoint PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize the Board to
Fix Their Remuneration
4.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5.0 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Taiwan Mobile Co Ltd (frmly TAIWAN CELLULAR CORP)
Ticker Security ID: Meeting Date Meeting Status
ISIN TW0003045001 06/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve 2008 Business Operations Mgmt For For For
Report and Financial Statements and
Statutory Reports
2.0 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3.0 Amend Articles of Association Mgmt For For For
4.0 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties and for
Endorsement and Guarantee
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co.
Ticker Security ID: Meeting Date Meeting Status
ISIN TW0002330008 06/10/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve 2008 Business Operations Mgmt For For For
Report and Financial Statements
2.0 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3.0 Approve Capitalization of 2008 Mgmt For For For
Dividends and Employee Profit Sharing
4.0 Approve to Amend the Company's Mgmt For For For
Internal Policies
4.1 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties
4.2 Approve Amendment on the Procedures Mgmt For For For
for Endorsement and Guarantee
5.1 Elect Morris Chang, ID No. 4515 as Mgmt For For For
Director
5.2 Elect F.C. Tseng, ID No. 104 as Mgmt For For For
Director
5.3 Elect Rick Tsai, ID No. 7252 as Mgmt For For For
Director
5.4 Elect Tain-Jy Chen (Representative of Mgmt For For For
National**p*Development Fund,
Executive Yuan), ID No. 1 as Director
5.5 Elect Peter Leahy Bonfield, ID No. Mgmt For For For
093180657 as Independent Director
5.6 Elect Stan Shih, ID No. 534770 as Mgmt For For For
Independent Director
5.7 Elect Carleton Sneed Fiorina, ID No. Mgmt For For For
438012153 as Independent Director
5.8 Elect Thomas J. Engibous, ID No. Mgmt For For For
135021464 as Independent Director
- ------------------------------------------------------------------------------------------------------------------
TENARIS SA
Ticker Security ID: Meeting Date Meeting Status
ISIN LU0156801721 06/03/2009 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Consolidated Financial Mgmt For TNA N/A
Statements
2.0 Accept Financial Statements Mgmt For TNA N/A
3.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends
4.0 Approve Discharge of Directors Mgmt For TNA N/A
5.0 Elect Directors (Bundled) Mgmt For TNA N/A
6.0 Approve Remuneration of Directors Mgmt For TNA N/A
7.0 Approve Auditors and Authorize Board Mgmt For TNA N/A
to Fix Their Remuneration
8.0 Approve Share Repurchase Program Mgmt For TNA N/A
9.0 Allow Electronic Distribution of Mgmt For TNA N/A
Company Communications
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN IL0006290147 06/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Final Dividend Mgmt For For For
2.1 Elect Phillip Frost as Director Mgmt For For For
2.2 Elect Roger Abravanel as Director Mgmt For For For
2.3 Elect Elon Kohlberg as Director Mgmt For For For
2.4 Elect Yitzhak Peterburg as Director Mgmt For For For
2.5 Elect Erez Vigodman as Director Mgmt For For For
3.0 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN IL0006290147 09/25/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Joseph (Yosi) Nitzani as Mgmt For For For
External Director
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The Siam Cement Public Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISIN TH0003010Z04 03/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Minutes of Previous AGM Mgmt For For For
2.0 Acknowledge 2008 Annual Report Mgmt For For For
3.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
4.0 Approve Allocation of Income Mgmt For For For
5.1 Elect Snoh Unakul as Director Mgmt For For For
5.2 Elect Panas Simasathien as Director Mgmt For For For
5.3 Elect Arsa Sarasin as Director Mgmt For For For
5.4 Elect Chumpol NaLamlieng as Director Mgmt For For For
6.0 Approve KPMG Phoomchai Audit as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
7.0 Approve the Indemnification of Mgmt For For For
Directors
8.0 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV Cusip Null 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Approve Motion To Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Truworths International Ltd
Ticker Security ID: Meeting Date Meeting Status
ISIN ZAE000028296 11/06/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Year Ended June
29, 2008
2.1 Reelect MS Mark as Director Mgmt For For For
2.2 Reelect RG Dow as Director Mgmt For For For
2.3 Reelect H Saven as Director Mgmt For For For
3.0 Place Authorized But Unissued Shares Mgmt For For For
under Control of Directors
4.0 Authorize Repurchase of Up to 20 Mgmt For For For
Percent of Issued Share Capital
5.0 Approve Ernst & Young Inc. as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
6.0 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Period Ended June 29,
2008
7.1 Approve Remuneration of Non-Executive Mgmt For For For
Chairman for Period to June 28, 2009
7.2 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Period to June 28, 2009
7.3 Approve Remuneration of Audit Mgmt For For For
Committee Chairman for Period to June
28, 2009
7.4 Approve Remuneration of Audit Mgmt For For For
Committee Members for Period to June
28, 2009
7.5 Approve Remuneration of Remuneration Mgmt For For For
Committee Chairman for Period to June
28, 2009
7.6 Approve Remuneration of Remuneration Mgmt For For For
Committee Member for Period to June
28, 2009
7.7 Approve Remuneration of Risk Mgmt For For For
Committee Member for Period to June
28, 2009
7.8 Approve Remuneration of Non-Executive Mgmt For For For
Committee Chairman for Period to June
28, 2009
- ------------------------------------------------------------------------------------------------------------------
Ultrapar participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ISIN BRUGPAACNPR5 02/11/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Observe Capital Increase in Refinaria Mgmt For For For
de Petroleo Riograndense SA, and
Consequently the Change in its Status
from Wholly-Owned Subsidiary to a
Joint-Stock Company
2.0 Observe Conditions for the Exercise Mgmt For For For
of Preemptive Rights in Subsequent
Share Issuances by Refinaria de
Petroleo Riograndense SA
- ------------------------------------------------------------------------------------------------------------------
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ISIN BRUGPAACNPR5 04/29/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Capital Budget for Fiscal 2009 Mgmt For For For
3.0 Approve Allocation of Income and Mgmt For For For
Dividends
4.0 Elect Directors and Approve the Mgmt For For For
Remuneration of Directors and
Executive Officers
5.0 Elect Fiscal Council Members and Mgmt For For For
Approve their Remuneration
6.0 Approve Acquisition of Controlling Mgmt For For For
Stake in Companhia Brasileira de
Petroleo Ipiranga, Distribuidora de
Productos de Petroleo Ipiranga SA,
and Refinaria de Petroleo Ipiranga SA
6.1 Appoint Apsis Consultoria Empresarial Mgmt For For For
to Appraise Proposed Acquisitions
6.2 Approve Appraisal Report by Apsis Mgmt For For For
Consultoria Empresarial
6.3 Ratify Acquisitions and All of the Mgmt For For For
Acts Taken by Management to Execute
the Acquisitions
7.0 Approve Acquisition of Uniao Mgmt For For For
Terminais e Armazens Gerais Ltda, and
Lexington Participacoes Ltda
7.1 Appoint Apsis Consultoria Empresarial Mgmt For For For
to Appraise Proposed Acquisitions
7.2 Approve Appraisal Report by Apsis Mgmt For For For
Consultoria Empresarial
7.3 Ratify Acquisitions and All of the Mgmt For For For
Acts Taken by Management to Execute
the Acquisitions
- ------------------------------------------------------------------------------------------------------------------
Western Digital Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Directors (Majority Mgmt For For For
Voting)
2 Election Of Directors (Majority Mgmt For For For
Voting)
3 Election Of Directors (Majority Mgmt For For For
Voting)
4 Election Of Directors (Majority Mgmt For For For
Voting)
5 Election Of Directors (Majority Mgmt For For For
Voting)
6 Election Of Directors (Majority Mgmt For For For
Voting)
7 Election Of Directors (Majority Mgmt For For For
Voting)
8 Election Of Directors (Majority Mgmt For For For
Voting)
9 Election Of Directors (Majority Mgmt For For For
Voting)
10 Election Of Directors (Majority Mgmt For For For
Voting)
11 Amend Employee Stock Purchase Plan Mgmt For For For
12 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election Of Harold H. Bach, Jr. Mgmt For For For
1.2 Election Of Robert J. Bahash Mgmt For For For
1.3 Election Of Brian R. Gamache Mgmt For For For
1.4 Election Of Patricia M. Nazemetz Mgmt For Withhold Against
1.5 Election Of Louis J. Nicastro Mgmt For For For
1.6 Election Of Neil D. Nicastro Mgmt For For For
1.7 Election Of Edward W. Rabin, Jr. Mgmt For For For
1.8 Election Of Ira S. Sheinfeld Mgmt For For For
1.9 Election Of Bobby L. Siller Mgmt For For For
1.10 Election Of W.J. Vareschi, Jr. Mgmt For For For
2 Adopt Employee Stock Purchase Plan Mgmt For For For
3 Ratify Appointment Of Independent Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Real Estate Securities Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Bernstein Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect Suzanne Hopgood Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Wendy Luscombe Mgmt For For For
1.6 Elect William Spitz Mgmt For For For
1.7 Elect Lee Wielansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joel Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For For For
1.3 Elect John Atkins, III Mgmt For For For
1.4 Elect Richard Klein Mgmt For For For
1.5 Elect James Richardson Mgmt For For For
1.6 Elect Martin Simonetti Mgmt For For For
1.7 Elect Alan Walton Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
AMB Property Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hamid Moghadam Mgmt For For For
2 Elect T. Robert Burke Mgmt For For For
3 Elect David Cole Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For For For
6 Elect Frederick Reid Mgmt For For For
7 Elect Jeffrey Skelton Mgmt For For For
8 Elect Thomas Tusher Mgmt For For For
9 Elect Carl Webb Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bayless, Jr. Mgmt For For For
1.2 Elect R.D. Burck Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect Cydney Donnell Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect Joseph Macchione Mgmt For For For
1.7 Elect Brian Nickel Mgmt For For For
1.8 Elect Winston Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lloyd McAdams Mgmt For For For
1.2 Elect Lee Ault, III Mgmt For For For
1.3 Elect Charles Black Mgmt For For For
1.4 Elect Joe Davis Mgmt For For For
1.5 Elect Robert Davis Mgmt For For For
1.6 Elect Joseph McAdams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Majority Vote for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
AvalonBay Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For For For
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect Peter Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 2009 Stock Option and Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
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BioMed Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMR CUSIP 09063H107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Award Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter D'Alessio Mgmt For For For
1.2 Elect D. Pike Aloian Mgmt For For For
1.3 Elect Anthony Nichols, Sr. Mgmt For For For
1.4 Elect Donald Axinn Mgmt For For For
1.5 Elect Wyche Fowler Mgmt For For For
1.6 Elect Michael Joyce Mgmt For For For
1.7 Elect Charles Pizzi Mgmt For For For
1.8 Elect Gerard Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BRE Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRE CUSIP 05564E106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paula Downey Mgmt For For For
1.2 Elect Edward Lange, Jr. Mgmt For For For
1.3 Elect Irving Lyons, III Mgmt For For For
1.4 Elect Edward Mace Mgmt For For For
1.5 Elect Christopher McGurk Mgmt For For For
1.6 Elect Matthew Medeiros Mgmt For For For
1.7 Elect Constance Moore Mgmt For For For
1.8 Elect Jeanne Myerson Mgmt For For For
1.9 Elect Thomas Robinson Mgmt For For For
1.10 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brookfield Properties Corporation
Ticker Security ID: Meeting Date Meeting Status
BPO CUSIP 112900105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gordon Arnell Mgmt For For For
1.2 Elect William Cahill Mgmt For For For
1.3 Elect Richard Clark Mgmt For For For
1.4 Elect Jack Cockwell Mgmt For For For
1.5 Elect J. Bruce Flatt Mgmt For For For
1.6 Elect Roderick Fraser Mgmt For For For
1.7 Elect Paul McFarlane Mgmt For For For
1.8 Elect Allan Olson Mgmt For For For
1.9 Elect Linda Rabbitt Mgmt For For For
1.10 Elect Robert Stelzl Mgmt For For For
1.11 Elect Diana Taylor Mgmt For For For
1.12 Elect John E. Zuccotti Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- ------------------------------------------------------------------------------------------------------------------
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Campo Mgmt For For For
1.2 Elect William Cooper Mgmt For For For
1.3 Elect Scott Ingraham Mgmt For For For
1.4 Elect Lewis Levey Mgmt For For For
1.5 Elect William McGuire, Jr. Mgmt For For For
1.6 Elect William Paulsen Mgmt For For For
1.7 Elect D. Keith Oden Mgmt For For For
1.8 Elect F. Gardner Parker Mgmt For For For
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ProLogis
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Feinberg Mgmt For For For
1.2 Elect George Fotiades Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect Lawrence Jackson Mgmt For For For
1.5 Elect Donald Jacobs Mgmt For For For
1.6 Elect Walter Rakowich Mgmt For For For
1.7 Elect D. Michael Steuert Mgmt For For For
1.8 Elect J. Andre Teixeira Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
1.10 Elect Andrea Zulberti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CBL & Associates Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBL CUSIP 124830100 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Matthew Dominski Mgmt For For For
1.2 Elect John Foy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Colonial Properties Trust
Ticker Security ID: Meeting Date Meeting Status
CLP CUSIP 195872106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Bailey Mgmt For For For
1.2 Elect M. Miller Gorrie Mgmt For For For
1.3 Elect William Johnson Mgmt For For For
1.4 Elect Glade Knight Mgmt For For For
1.5 Elect James Lowder Mgmt For For For
1.6 Elect Thomas Lowder Mgmt For For For
1.7 Elect Herbert Meisler Mgmt For For For
1.8 Elect Claude Nielsen Mgmt For For For
1.9 Elect Harold Ripps Mgmt For For For
1.10 Elect John Spiegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jay Shidler Mgmt For For For
1.2 Elect Clay Hamlin, III Mgmt For For For
1.3 Elect Thomas Brady Mgmt For For For
1.4 Elect Robert Denton Mgmt For For For
1.5 Elect Douglas Firstenberg Mgmt For For For
1.6 Elect Randall Griffin Mgmt For For For
1.7 Elect Steven Kesler Mgmt For For For
1.8 Elect Kenneth Sweet, Jr. Mgmt For For For
1.9 Elect Kenneth Wethe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DCT Industrial Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
DCT CUSIP 233153105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Wattles Mgmt For For For
1.2 Elect Philip Hawkins Mgmt For For For
1.3 Elect Phillip Altinger Mgmt For For For
1.4 Elect Thomas August Mgmt For For For
1.5 Elect John Gates, Jr. Mgmt For For For
1.6 Elect Tripp Hardin Mgmt For For For
1.7 Elect James Mulvilhill Mgmt For For For
1.8 Elect John O'Keeffe Mgmt For For For
1.9 Elect Bruce Warwick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Developers Diversified Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DDR CUSIP 251591103 04/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock and Warrants Mgmt For For For
2 Amendments to the Articles Mgmt For For For
Incorporation Related to the Stock
Issuance
3 Amendments to the Articles of Mgmt For For For
Incorporation to Update Transfer
Restriction and Excess Share
Provisions
4 Authorization of Board to Set Board Mgmt For Against Against
Size
5 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Developers Diversified Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DDR CUSIP 251591103 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dean Adler Mgmt For For For
1.2 Elect Terrance Ahern Mgmt For For For
1.3 Elect Robert Gidel Mgmt For For For
1.4 Elect Daniel Hurwitz Mgmt For For For
1.5 Elect Volker Kraft Mgmt For For For
1.6 Elect Victor MacFarlane Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Scott Roulston Mgmt For For For
1.9 Elect Barry Sholem Mgmt For For For
1.10 Elect William Summers, Jr. Mgmt For For For
1.11 Elect Scott Wolstein Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2008 Equity-Based Mgmt For Against Against
Award Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Diamondrock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William McCarten Mgmt For For For
1.2 Elect Daniel Altobello Mgmt For For For
1.3 Elect Mark Brugger Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect Maureen McAvey Mgmt For For For
1.6 Elect Gilbert Ray Mgmt For For For
1.7 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Digital Realty Trust, Inc
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Magnuson Mgmt For For For
1.2 Elect Michael Foust Mgmt For For For
1.3 Elect Laurence Chapman Mgmt For For For
1.4 Elect Kathleen Earley Mgmt For For For
1.5 Elect Ruann Ernst Mgmt For For For
1.6 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dan Emmett Mgmt For For For
1.2 Elect Jordan Kaplan Mgmt For For For
1.3 Elect Kenneth Panzer Mgmt For For For
1.4 Elect Leslie Bider Mgmt For For For
1.5 Elect Victor Coleman Mgmt For For For
1.6 Elect Ghebre Mehreteab Mgmt For For For
1.7 Elect Thomas O'Hern Mgmt For For For
1.8 Elect Andrea Rich Mgmt For For For
1.9 Elect William Wilson III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
DuPont Fabros Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFT CUSIP 26613Q106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Amin Mgmt For For For
1.2 Elect Michael Coke Mgmt For For For
1.3 Elect Lammot du Pont Mgmt For For For
1.4 Elect Thomas Eckert Mgmt For For For
1.5 Elect Hossein Fateh Mgmt For For For
1.6 Elect Frederic Malek Mgmt For For For
1.7 Elect John Toole Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect D. Pike Aloian Mgmt For For For
1.2 Elect H.C. Bailey, Jr. Mgmt For For For
1.3 Elect Hayden Eaves III Mgmt For For For
1.4 Elect Fredric Gould Mgmt For For For
1.5 Elect David Hoster II Mgmt For For For
1.6 Elect Mary McCormick Mgmt For For For
1.7 Elect David Osnos Mgmt For For For
1.8 Elect Leland Speed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Entertainment Properties Trust
Ticker Security ID: Meeting Date Meeting Status
EPR CUSIP 29380T105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Newman Mgmt For For For
1.2 Elect James Olson Mgmt For For For
2 Amendment to the the 2007 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Equity One, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQY CUSIP 294752100 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Noam Ben-Ozer Mgmt For For For
1.2 Elect James Cassel Mgmt For For For
1.3 Elect Cynthia Cohen Mgmt For For For
1.4 Elect Neil Flanzraich Mgmt For For For
1.5 Elect Nathan Hetz Mgmt For Withhold Against
1.6 Elect Chaim Katzman Mgmt For Withhold Against
1.7 Elect Peter Linneman Mgmt For For For
1.8 Elect Jeffrey Olson Mgmt For For For
1.9 Elect Dori Segal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Boone Knox Mgmt For For For
1.4 Elect John Neal Mgmt For For For
1.5 Elect David Neithercut Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Gerald Spector Mgmt For For For
1.8 Elect B. Joseph White Mgmt For For For
1.9 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of Trustees
- ------------------------------------------------------------------------------------------------------------------
Extra Space Storage Inc.
Ticker Security ID: Meeting Date Meeting Status
EXR CUSIP 30225T102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Spencer Kirk Mgmt For For For
1.2 Elect Anthony Fanticola Mgmt For For For
1.3 Elect Hugh Horne Mgmt For For For
1.4 Elect Joseph Margolis Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect K. Fred Skousen Mgmt For For For
1.7 Elect Kenneth Woolley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Potomac Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FPO CUSIP 33610F109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Arnold Mgmt For For For
1.2 Elect Richard Chess Mgmt For For For
1.3 Elect Douglas Donatelli Mgmt For For For
1.4 Elect J. Roderick Heller, III Mgmt For For For
1.5 Elect R. Michael McCullough Mgmt For For For
1.6 Elect Alan Merten Mgmt For For For
1.7 Elect Terry Stevens Mgmt For For For
2 2009 Equity Compensation Plan Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
General Growth Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GGP CUSIP 370021107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Metz Mgmt For Withhold Against
1.2 Elect Thomas Nolan, Jr. Mgmt For Withhold Against
1.3 Elect John Riordan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Fanning, Jr. Mgmt For For For
1.2 Elect James Flaherty III Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Lauralee Martin Mgmt For For For
1.6 Elect Michael McKee Mgmt For For For
1.7 Elect Harold Messmer, Jr. Mgmt For For For
1.8 Elect Peter Rhein Mgmt For For For
1.9 Elect Kenneth Roath Mgmt For For For
1.10 Elect Richard Rosenberg Mgmt For For For
1.11 Elect Joseph Sullivan Mgmt For For For
2 To Approve Amendments To Hcp S 2006 Mgmt For Against Against
Performance Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Errol Biggs Mgmt For For For
1.2 Elect Charles Fernandez Mgmt For For For
1.3 Elect Bruce Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gene Anderson Mgmt For For For
1.2 Elect David Hartzell Mgmt For For For
1.3 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2009 Long-Term Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Home Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect Josh Fidler Mgmt For For For
1.3 Elect Alan Gosule Mgmt For For For
1.4 Elect Leonard Helbig, III Mgmt For For For
1.5 Elect Norman Leenhouts Mgmt For For For
1.6 Elect Nelson Leenhouts Mgmt For For For
1.7 Elect Edward Pettinella Mgmt For For For
1.8 Elect Clifford Smith, Jr. Mgmt For For For
1.9 Elect Paul Smith Mgmt For For For
1.10 Elect Amy Tait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hospitality Properties Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUSIP 44106M102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Gans Mgmt For For For
1.2 Elect Adam Portnoy Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Baylis Mgmt For For For
2 Elect Terence Golden Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Richard Marriott Mgmt For For For
5 Elect Judith McHale Mgmt For For For
6 Elect John Morse, Jr. Mgmt For For For
7 Elect W. Edward Walter Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Comprehensive Stock and Cash Mgmt For For For
Incentive Plan
10 Increase of Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hrpt Properties Trust
Ticker Security ID: Meeting Date Meeting Status
HRP CUSIP 40426W101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Lamkin Mgmt For For For
1.2 Elect Adam Portnoy Mgmt For For For
2 Reverse Stock Split Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Inland Real Estate Corporation
Ticker Security ID: Meeting Date Meeting Status
ILDR CUSIP 457461200 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas D'Arcy Mgmt For For For
1.2 Elect Daniel Goodwin Mgmt For For For
1.3 Elect Joel Herter Mgmt For For For
1.4 Elect Heidi Lawton Mgmt For For For
1.5 Elect Thomas McAuley Mgmt For For For
1.6 Elect Thomas McWilliams Mgmt For For For
1.7 Elect Joel Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board of Mgmt For For For
Directors
2.1 Elect John Kilroy, Sr. Mgmt For For For
2.2 Elect John Kilroy, Jr. Mgmt For For For
2.3 Elect Edward Brennan Mgmt For For For
2.4 Elect William Dickey Mgmt For For For
2.5 Elect Scott Ingraham Mgmt For For For
2.6 Elect Dale Kinsella Mgmt For For For
3 Amendment to the Kilroy Realty 2006 Mgmt For Against Against
Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milton Cooper Mgmt For Withhold Against
1.2 Elect Richard Dooley Mgmt For Withhold Against
1.3 Elect Joe Grills Mgmt For Withhold Against
1.4 Elect David Henry Mgmt For Withhold Against
1.5 Elect F. Patrick Hughes Mgmt For For For
1.6 Elect Frank Lourenso Mgmt For Withhold Against
1.7 Elect Richard Saltzman Mgmt For For For
1.8 Elect Philip Coviello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lasalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Hartley-Leonard Mgmt For For For
1.2 Elect Kelly Kuhn Mgmt For For For
1.3 Elect William McCalmont Mgmt For For For
1.4 Elect Michael Barnello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 To Consider And Approve The 2009 Mgmt For For For
Equity Incentive Plan.
- ------------------------------------------------------------------------------------------------------------------
Lexington Realty Trust
Ticker Security ID: Meeting Date Meeting Status
LXP CUSIP 529043101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. Robert Roskind Mgmt For For For
1.2 Elect Richard Rouse Mgmt For For For
1.3 Elect T. Wilson Eglin Mgmt For For For
1.4 Elect Clifford Broser Mgmt For For For
1.5 Elect Geoffrey Dohrmann Mgmt For For For
1.6 Elect Harold First Mgmt For For For
1.7 Elect Richard Frary Mgmt For For For
1.8 Elect Carl Glickman Mgmt For For For
1.9 Elect James Grosfeld Mgmt For Withhold Against
1.10 Elect Kevin Lynch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LRY CUSIP 531172104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Hankowsky Mgmt For For For
1.2 Elect David Lingerfelt Mgmt For For For
1.3 Elect Jose Mejia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Share Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
LTC Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTC CUSIP 502175102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andre Dimitriadis Mgmt For Withhold Against
1.2 Elect Boyd Hendrickson Mgmt For Withhold Against
1.3 Elect Edmund King Mgmt For For For
1.4 Elect Wendy Simpson Mgmt For Withhold Against
1.5 Elect Timothy Triche Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mack-Cali Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
CLI CUSIP 554489104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mitchell Hersh Mgmt For For For
1.2 Elect John Cali Mgmt For For For
1.3 Elect Irvin Reid Mgmt For For For
1.4 Elect Martin Berger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Equity Lifestyle Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELS CUSIP 29472R108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip Calian Mgmt For For For
1.2 Elect David Contis Mgmt For For For
1.3 Elect Thomas Dobrowski Mgmt For For For
1.4 Elect Thomas Heneghan Mgmt For For For
1.5 Elect Sheli Rosenberg Mgmt For For For
1.6 Elect Howard Walker Mgmt For For For
1.7 Elect Gary Waterman Mgmt For For For
1.8 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Aldag, Jr. Mgmt For For For
1.2 Elect Virginia Clarke Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect R. Steven Hamner Mgmt For For For
1.5 Elect Robert Holmes Mgmt For For For
1.6 Elect Sherry Kellett Mgmt For For For
1.7 Elect William McKenzie Mgmt For For For
1.8 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Dahir Mgmt For For For
1.2 Elect George Krauss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Eric Bolton, Jr. Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Grinalds Mgmt For For For
1.4 Elect Ralph Horn Mgmt For For For
1.5 Elect Simon Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt Abstain Against Against
- ------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect Dennis Gershenson Mgmt For For For
1.3 Elect Kevin Habicht Mgmt For For For
1.4 Elect Richard Jennings Mgmt For For For
1.5 Elect Ted Lanier Mgmt For For For
1.6 Elect Robert Legler Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Robert Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Nationwide Health Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHP CUSIP 638620104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Doyle Mgmt For For For
1.2 Elect Richard Gilchrist Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
1.4 Elect Jeffrey Rush Mgmt For For For
1.5 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Franke Mgmt For For For
1.2 Elect Bernard Korman Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pennsylvania Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PEI CUSIP 709102107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dorrit Bern Mgmt For For For
1.2 Elect Stephen Cohen Mgmt For For For
1.3 Elect Joseph Coradino Mgmt For For For
1.4 Elect M. Walter D'Alessio Mgmt For For For
1.5 Elect Lee Javitch Mgmt For For For
1.6 Elect Leonard Korman Mgmt For For For
1.7 Elect Donald Mazziotti Mgmt For For For
1.8 Elect Mark Pasquerilla Mgmt For For For
1.9 Elect John Roberts Mgmt For For For
1.10 Elect Ronald Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rick Holley Mgmt For For For
2 Elect Robin Josephs Mgmt For For For
3 Elect John McDonald Mgmt For For For
4 Elect Robert McLeod Mgmt For For For
5 Elect John Morgan, Sr. Mgmt For For For
6 Elect John Scully Mgmt For For For
7 Elect Stephen Tobias Mgmt For For For
8 Elect Martin White Mgmt For For For
9 Adoption of Majority Vote for Mgmt For For For
Election of Directors
10 Amendment to Increase Ownership Limit Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say on
Pay)
- ------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Goddard, III Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect David Stockert Mgmt For For For
1.4 Elect Herschel Bloom Mgmt For For For
1.5 Elect Walter Deriso, Jr. Mgmt For For For
1.6 Elect Russell French Mgmt For For For
1.7 Elect Dale Anne Reiss Mgmt For For For
1.8 Elect David Schwartz Mgmt For For For
1.9 Elect Stella Thayer Mgmt For For For
1.10 Elect Ronald de Waal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 10/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert C. Goddard, III Mgmt For For For
1.2 Elect Director David P. Stockert Mgmt For For For
1.3 Elect Director Herschel M. Bloom Mgmt For For For
1.4 Elect Director Douglas Crocker Ii Mgmt For For For
1.5 Elect Director Walter M. Deriso, Jr. Mgmt For For For
1.6 Elect Director Russell R. French Mgmt For For For
1.7 Elect Director David R. Schwartz Mgmt For For For
1.8 Elect Director Stella F. Thayer Mgmt For For For
1.9 Elect Director Ronald De Waal Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Havner, Jr. Mgmt For For For
1.2 Elect Joseph Russell, Jr. Mgmt For For For
1.3 Elect R. Wesley Burns Mgmt For For For
1.4 Elect Jennifer Dunbar Mgmt For For For
1.5 Elect Arthur Friedman Mgmt For For For
1.6 Elect James Kropp Mgmt For For For
1.7 Elect Harvey Lenkin Mgmt For For For
1.8 Elect Michael McGee Mgmt For For For
1.9 Elect Alan Pribble Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner, Jr. Mgmt For For For
1.3 Elect Dann Angeloff Mgmt For For For
1.4 Elect William Baker Mgmt For Withhold Against
1.5 Elect John Evans Mgmt For For For
1.6 Elect Tamara Hughes Gustavson Mgmt For For For
1.7 Elect Uri Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For
1.9 Elect Harvey Lenkin Mgmt For For For
1.10 Elect Gary Pruitt Mgmt For For For
1.11 Elect Daniel Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ramco-Gershenson Properties Trust
Ticker Security ID: Meeting Date Meeting Status
RPT CUSIP 751452202 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For Withhold Against
1.2 Elect Joel Paschow Mgmt For Withhold Against
1.3 Elect Matthew Ostrower Mgmt For Withhold Against
1.4 Elect David Nettina Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Long-Term Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Kincaid Mgmt For Against Against
2 Elect V. Larkin Martin Mgmt For Against Against
3 Elect Ronald Townsend Mgmt For Against Against
4 Elect John Bush Mgmt For Against Against
5 Elect David Oskin Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Regency Centers Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Stein, Jr. Mgmt For For For
1.2 Elect Raymond Bank Mgmt For For For
1.3 Elect C. Ronald Blankenship Mgmt For For For
1.4 Elect Alvin Carpenter Mgmt For For For
1.5 Elect J. Dix Druce Jr. Mgmt For For For
1.6 Elect Mary Lou Fiala Mgmt For For For
1.7 Elect Bruce Johnson Mgmt For For For
1.8 Elect Douglas Luke Mgmt For For For
1.9 Elect John Schweitzer Mgmt For For For
1.10 Elect Brian Smith Mgmt For For For
1.11 Elect Thomas Wattles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Senior Housing Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SNH CUSIP 81721M109 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Somers Mgmt For For For
1.2 Elect Barry Portnoy Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Increase of Authorized Common Stock Mgmt For For For
4 Delete or Change Obsolete or Mgmt For For For
Unnecessary Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Green Mgmt For For For
1.2 Elect John Alschuler, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sovran Self Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSS CUSIP 84610H108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Attea Mgmt For For For
1.2 Elect Kenneth Myszka Mgmt For For For
1.3 Elect John Burns Mgmt For For For
1.4 Elect Anthony Gammie Mgmt For For For
1.5 Elect Charles Lannon Mgmt For For For
1.6 Elect James Boldt Mgmt For For For
2 2009 Outside Directors' Stock Option Mgmt For For For
and Award Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sunstone Hotel Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHO CUSIP 867892101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alter Mgmt For For For
1.2 Elect Arthur Buser, Jr. Mgmt For For For
1.3 Elect Lewis Wolff Mgmt For For For
1.4 Elect Z. Jamie Behar Mgmt For For For
1.5 Elect Thomas Lewis Jr. Mgmt For For For
1.6 Elect Keith Locker Mgmt For For For
1.7 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UDR, INC.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Katherine Cattanach Mgmt For For For
1.2 Elect Eric Foss Mgmt For For For
1.3 Elect Robert Freeman Mgmt For For For
1.4 Elect Jon Grove Mgmt For For For
1.5 Elect James Klingbeil Mgmt For For For
1.6 Elect Robert Larson Mgmt For For For
1.7 Elect Thomas Oliver Mgmt For For For
1.8 Elect Lynne Sagalyn Mgmt For For For
1.9 Elect Mark Sandler Mgmt For For For
1.10 Elect Thomas Toomey Mgmt For For For
1.11 Elect Thomas Wajnert Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 1999 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Ronald Geary Mgmt For For For
1.4 Elect Jay Gellert Mgmt For For For
1.5 Elect Robert Reed Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect James Shelton Mgmt For For For
1.8 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Roth Mgmt For Withhold Against
1.2 Elect Michael Fascitelli Mgmt For Withhold Against
1.3 Elect Russell Wight, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------
Washington Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
WRE CUSIP 939653101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Derrick, Jr. Mgmt For For For
1.2 Elect Charles Nason Mgmt For For For
1.3 Elect Thomas Russell, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Utilities Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
AES Tiete S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P4991B101 01/06/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Directors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Allegheny Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYE CUSIP 017361106 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director H. Furlong Baldwin Mgmt For For For
1.2 Elect Director Eleanor Baum Mgmt For For For
1.3 Elect Director Paul J. Evanson Mgmt For For For
1.4 Elect Director Cyrus F. Freidheim, Jr Mgmt For For For
1.5 Elect Director Julia L. Johnson Mgmt For For For
1.6 Elect Director Ted J. Kleisner Mgmt For For For
1.7 Elect Director Christopher D. Pappas Mgmt For For For
1.8 Elect Director Steven H. Rice Mgmt For For For
1.9 Elect Director Gunner E. Sarsten Mgmt For For For
1.10 Elect Director Michael H. Sutton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Amend Articles/Bylaws/Charter -- Call ShrHoldr Against For Against
Special Meetings
- ------------------------------------------------------------------------------------------------------------------
America Movil, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Directors for Class L Shares Mgmt For For For
(Bundled)
2.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
American Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director E. R. Brooks Mgmt For For For
1.2 Elect Director Donald M. Carlton Mgmt For For For
1.3 Elect Director Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect Director Linda A. Goodspeed Mgmt For For For
1.5 Elect Director Thomas E. Hoaglin Mgmt For For For
1.6 Elect Director Lester A. Hudson, Jr. Mgmt For For For
1.7 Elect Director Michael G. Morris Mgmt For For For
1.8 Elect Director Lionel L. Nowell III Mgmt For For For
1.9 Elect Director Richard L. Sandor Mgmt For For For
1.10 Elect Director Kathryn D. Sullivan Mgmt For For For
1.11 Elect Director Sara Martinez Tucker Mgmt For For For
1.12 Elect Director John F. Turner Mgmt For For For
2.0 Eliminate Cumulative Voting and Adopt Mgmt For For For
Majority Voting for Uncontested
Election of Directors
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James L. Anderson Mgmt For For For
1.2 Elect Director Diana M. Bonta Mgmt For For For
1.3 Elect Director Anne M. Holloway Mgmt For For For
1.4 Elect Director Robert J. Sprowls Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
American Tower Corp.
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Raymond P. Dolan Mgmt For For For
1.2 Elect Director Ronald M. Dykes Mgmt For For For
1.3 Elect Director Carolyn F. Katz Mgmt For For For
1.4 Elect Director Gustavo Lara Cantu Mgmt For For For
1.5 Elect Director JoAnn A. Reed Mgmt For For For
1.6 Elect Director Pamela D.A. Reeve Mgmt For For For
1.7 Elect Director David E. Sharbutt Mgmt For For For
1.8 Elect Director James D. Taiclet, Jr. Mgmt For For For
1.9 Elect Director Samme L. Thompson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Water Works Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald L. Corell Mgmt For For For
1.2 Elect Director Martha Clark Goss Mgmt For For For
1.3 Elect Director Manfred Doss Mgmt For For For
1.4 Elect Director Richard R. Grigg Mgmt For For For
1.5 Elect Director Julia L. Johnson Mgmt For For For
1.6 Elect Director George MacKenzie Mgmt For For For
1.7 Elect Director William J. Marrazzo Mgmt For For For
1.8 Elect Director Rolf Pohlig Mgmt For For For
1.9 Elect Director Andreas G. Zetzsche Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Nicholas DeBenedictis Mgmt For For For
1.2 Elect Director Richard H. Glanton Mgmt For For For
1.3 Elect Director Lon R. Greenberg Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Prepare Sustainability Report ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
AT&T Inc
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Randall L. Stephenson Mgmt For For For
1.2 Elect Director William F. Aldinger III Mgmt For For For
1.3 Elect Director Gilbert F. Amelio Mgmt For For For
1.4 Elect Director Reuben V. Anderson Mgmt For For For
1.5 Elect Director James H. Blanchard Mgmt For For For
1.6 Elect Director August A. Busch III Mgmt For For For
1.7 Elect Director Jaime Chico Pardo Mgmt For For For
1.8 Elect Director James P. Kelly Mgmt For For For
1.9 Elect Director Jon C. Madonna Mgmt For For For
1.10 Elect Director Lynn M. Martin Mgmt For For For
1.11 Elect Director John B. McCoy Mgmt For For For
1.12 Elect Director Mary S. Metz Mgmt For For For
1.13 Elect Director Joyce M. Roche Mgmt For For For
1.14 Elect Director Laura D Andrea Tyson Mgmt For For For
1.15 Elect Director Patricia P. Upton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Report on Political Contributions ShrHoldr Against Against For
5.0 Amend Articles/Bylaws/Charter -- Call ShrHoldr Against For Against
Special Meetings
6.0 Provide for Cumulative Voting ShrHoldr Against Against For
7.0 Require Independent Board Chairman ShrHoldr Against For Against
8.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
9.0 Exclude Pension Credits ftom Earnings ShrHoldr Against For Against
Performance Measure
- ------------------------------------------------------------------------------------------------------------------
BCE Inc.
Ticker Security ID: Meeting Date Meeting Status
BCE CUSIP 05534B760 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director B.K. Allen Mgmt For For For
1.2 Elect Director A. Berard Mgmt For For For
1.3 Elect Director R.A. Brenneman Mgmt For For For
1.4 Elect Director R.E. Brown Mgmt For For For
1.5 Elect Director G.A. Cope Mgmt For For For
1.6 Elect Director A.S. Fell Mgmt For For For
1.7 Elect Director D. Soble Kaufman Mgmt For For For
1.8 Elect Director B.M. Levitt Mgmt For For For
1.9 Elect Director E.C. Lumley Mgmt For For For
1.10 Elect Director T.C. O'Neill Mgmt For For For
1.11 Elect Director P.M. Tellier Mgmt For For For
1.12 Elect Director P.R. Weiss Mgmt For For For
1.13 Elect Director V.L. Young Mgmt For For For
2.0 Ratify Deloitte & Touche LLP as Mgmt For For For
Auditors
3.1 Cancel Share Repurchase Program dated ShrHoldr Against Against For
December 12, 2008
3.2 Declare as Special Dividend the ShrHoldr Against Against For
Amount That Would Have Been Payable
in July and October 2008
3.3 Restore Missed Dividend Payments of ShrHoldr Against Against For
July 15, 2008 and October 15, 2008
3.4 Cut Compensation of Directors, CEO ShrHoldr Against Against For
and Top Executives by 50% in 2009
3.5 Independence of Compensation ShrHoldr Against Against For
Committee Members and External
Compensation Advisors
3.6 Advisory Vote on Executive Officers' ShrHoldr For For For
Compensation
3.7 Increase Fermale Representation on ShrHoldr Against Against For
Board of Directors
3.8 Adopt Policy to Limit the Number of ShrHoldr Against Against For
Directorships
- ------------------------------------------------------------------------------------------------------------------
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Douglas M. Brown Mgmt For For For
1.2 Elect Director Robert W. Foy Mgmt For For For
1.3 Elect Director Edwin A. Guiles Mgmt For For For
1.4 Elect Director Edward D. Harris, Jr., Mgmt For For For
M.D.
1.5 Elect Director Bonnie G. Hill Mgmt For For For
1.6 Elect Director Richard P. Magnuson Mgmt For For For
1.7 Elect Director Linda R. Meier Mgmt For For For
1.8 Elect Director Peter C. Nelson Mgmt For For For
1.9 Elect Director George A. Vera Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G2018Z143 11/21/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
275,100,000 to GBP 432,098,765;
Authorise Issue of Equity or
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 180,515,131
2.0 Subject to the Passing of Resolution Mgmt For For For
1, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 15,700,000
- ------------------------------------------------------------------------------------------------------------------
CMS Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Merribel S. Ayres Mgmt For For For
1.2 Elect Director Jon E. Barfield Mgmt For For For
1.3 Elect Director Richard M. Gabrys Mgmt For For For
1.4 Elect Director David W. Joos Mgmt For For For
1.5 Elect Director Philip R. Lochner, Jr. Mgmt For For For
1.6 Elect Director Michael T. Monahan Mgmt For For For
1.7 Elect Director Joseph F. Paquette, Jr. Mgmt For For For
1.8 Elect Director Percy A. Pierre Mgmt For For For
1.9 Elect Director Kenneth L. Way Mgmt For For For
1.10 Elect Director Kenneth Whipple Mgmt For For For
1.11 Elect Director John B. Yasinsky Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Executive Incentive Bonus Plan Mgmt For For For
5.0 Adopt Majority Voting for Uncontested Mgmt For For For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Companhia de Saneamento de Minas Gerais COPASA
Ticker Security ID: Meeting Date Meeting Status
CUSIP P28269101 11/24/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect a Principal and an Alternate Mgmt For For For
Fiscal Council Member
2.0 Ratify Administrative Bidding Process Mgmt For For For
DVLI 1020080124 in the Amount of BRL
118.95 Million
3.0 Approve Bids Resulting from Mgmt For For For
Administrative Bidding Process DVLI
1020080124
4.0 Authorize Increase in Share Capital Mgmt For For For
and Amend Article 5 Accordingly
- ------------------------------------------------------------------------------------------------------------------
Consol Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John Whitmire Mgmt For For For
1.2 Elect Director J. Brett Harvey Mgmt For For For
1.3 Elect Director James E. Altmeyer, Sr. Mgmt For For For
1.4 Elect Director Philip W. Baxter Mgmt For For For
1.5 Elect Director William E. Davis Mgmt For For For
1.6 Elect Director Raj K. Gupta Mgmt For For For
1.7 Elect Director Patricia A. Hammick Mgmt For For For
1.8 Elect Director David C. Hardesty, Jr. Mgmt For For For
1.9 Elect Director John T. Mills Mgmt For For For
1.10 Elect Director William P. Powell Mgmt For For For
1.11 Elect Director Joseph T. Williams Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
5.0 Provide Early Disclosure of ShrHoldr Against For Against
Shareholder Proposal Voting Results
- ------------------------------------------------------------------------------------------------------------------
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kevin Burke Mgmt For For For
1.2 Elect Director Vincent A. Calarco Mgmt For For For
1.3 Elect Director George Campbell, Jr. Mgmt For For For
1.4 Elect Director Gordon J. Davis Mgmt For For For
1.5 Elect Director Michael J. Del Giudice Mgmt For For For
1.6 Elect Director Ellen V. Futter Mgmt For For For
1.7 Elect Director John F. Hennessy III Mgmt For For For
1.8 Elect Director Sally Hernandez Mgmt For For For
1.9 Elect Director John F. Kilian Mgmt For For For
1.10 Elect Director Eugene R. McGrath Mgmt For For For
1.11 Elect Director Michael W. Ranger Mgmt For For For
1.12 Elect Director L. Frederick Sutherland Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Increase Disclosure of Executive ShrHoldr Against For Against
Compensation
- ------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 05/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Yves C. de Balmann Mgmt For For For
2.0 Elect Director Ann C. Berzin Mgmt For For For
3.0 Elect Director James T. Brady Mgmt For For For
4.0 Elect Director James R. Curtiss Mgmt For For For
5.0 Elect Director Freeman A. Hrabowski, Mgmt For For For
III
6.0 Elect Director Nancy Lampton Mgmt For For For
7.0 Elect Director Robert J. Lawless Mgmt For For For
8.0 Elect Director Lynn M. Martin Mgmt For For For
9.0 Elect Director Mayo A. Shattuck III Mgmt For For For
10.0 Elect Director John L. Skolds Mgmt For For For
11.0 Elect Director Michael D. Sullivan Mgmt For For For
12.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA S A
Ticker Security ID: Meeting Date Meeting Status
CUSIP 126153105 04/23/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2.0 Approve Allocation of Income and Mgmt For For For
Dividends
3.0 Elect Principal and Alternate Mgmt For For For
Directors
4.0 Approve Remuneration of Executive Mgmt For For For
Officers, and Non-Executive Directors
5.0 Elect Principal and Alternate Fiscal Mgmt For For For
Council Members
6.0 Approve Remuneration of Fiscal Mgmt For For For
Council Members
7.0 Amend Article 19 re: Executive Mgmt For For For
Officer Board
- ------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Howard Mgmt For For For
1.2 Elect Director Michael M. Kanovsky Mgmt For For For
1.3 Elect Director J. Todd Mitchell Mgmt For For For
1.4 Elect Director J. Larry Nichols Mgmt For For For
2.0 Elect Director Robert A. Mosbacher, Mgmt For For For
Jr.
3.0 Ratify Auditors Mgmt For For For
4.0 Approve Omnibus Stock Plan Mgmt For For For
5.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter W. Brown Mgmt For For For
1.2 Elect Director George A. Davidson, Jr. Mgmt For For For
1.3 Elect Director Thomas F. Farrell, II Mgmt For For For
1.4 Elect Director John W. Harris Mgmt For For For
1.5 Elect Director Robert S. Jepson, Jr. Mgmt For For For
1.6 Elect Director Mark J. Kington Mgmt For For For
1.7 Elect Director Benjamin J. Lambert, Mgmt For For For
III
1.8 Elect Director Margaret A. McKenna Mgmt For For For
1.9 Elect Director Frank S. Royal Mgmt For For For
1.10 Elect Director David A. Wollard Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Establish Fossil-Fuel-Free Energy Goal ShrHoldr Against Against For
5.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
6.0 Submit SERP to Shareholder Vote ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 2.33293e+008 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul R. Bishop Mgmt For For For
1.2 Elect Director Frank F. Gallaher Mgmt For For For
1.3 Elect Director Lester L. Lyles Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William Barnet, III Mgmt For For For
1.2 Elect Director G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Director Michael G. Browning Mgmt For For For
1.4 Elect Director Daniel R. DiMicco Mgmt For For For
1.5 Elect Director Ann Maynard Gray Mgmt For For For
1.6 Elect Director James H. Hance, Jr Mgmt For For For
1.7 Elect Director James T. Rhodes Mgmt For For For
1.8 Elect Director James E. Rogers Mgmt For For For
1.9 Elect Director Philip R. Sharp Mgmt For For For
1.10 Elect Director Dudley S. Taft Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vanessa C.L. Chang Mgmt For For For
1.2 Elect Director France A. Cordova Mgmt For For For
1.3 Elect Director Theodore F. Craver, Jr. Mgmt For For For
1.4 Elect Director Charles B. Curtis Mgmt For For For
1.5 Elect Director Bradford M. Freeman Mgmt For For For
1.6 Elect Director Luis G. Nogales Mgmt For For For
1.7 Elect Director Ronald L. Olson Mgmt For For For
1.8 Elect Director James M. Rosser Mgmt For For For
1.9 Elect Director Richard T. Schlosberg, Mgmt For For For
III
1.10 Elect Director Thomas C. Sutton Mgmt For For For
1.11 Elect Director Brett White Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
EDP ENERGIAS DO BRASIL SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP P3769R108 10/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Article 5 to Reflect the Mgmt For For For
Cancellation of Treasury Shares
Approved by the Board on Oct. 3, 2008
- ------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Maureen Scannell Mgmt For For For
Bateman
1.2 Elect Director W. Frank Blount Mgmt For For For
1.3 Elect Director Gary W. Edwards Mgmt For For For
1.4 Elect Director Alexis M. Herman Mgmt For For For
1.5 Elect Director Donald C. Hintz Mgmt For For For
1.6 Elect Director J. Wayne Leonard Mgmt For For For
1.7 Elect Director Stuart L. Levenick Mgmt For For For
1.8 Elect Director James R. Nichols Mgmt For For For
1.9 Elect Director William A. Percy, II Mgmt For For For
1.10 Elect Director W.J. Tauzin Mgmt For For For
1.11 Elect Director Steven V. Wilkinson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George A. Alcorn Mgmt For For For
1.2 Elect Director Charles R. Crisp Mgmt For For For
1.3 Elect Director James C. Day Mgmt For For For
1.4 Elect Director Mark G. Papa Mgmt For For For
1.5 Elect Director H. Leighton Steward Mgmt For For For
1.6 Elect Director Donald F. Textor Mgmt For For For
1.7 Elect Director Frank G. Wisner Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EQT Corp
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philip G. Behrman Mgmt For For For
1.2 Elect Director A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Director Barbara S. Jeremiah Mgmt For For For
1.4 Elect Director Lee T. Todd, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John A. Canning, Jr. Mgmt For For For
1.2 Elect Director M. Walter D'Alessio Mgmt For For For
1.3 Elect Director Bruce DeMars Mgmt For For For
1.4 Elect Director Nelson A. Diaz Mgmt For For For
1.5 Elect Director Rosemarie B. Greco Mgmt For For For
1.6 Elect Director Paul L. Joskow Mgmt For For For
1.7 Elect Director John M. Palms Mgmt For For For
1.8 Elect Director John W. Rogers, Jr. Mgmt For For For
1.9 Elect Director John W. Rowe Mgmt For For For
1.10 Elect Director Stephen D. Steinour Mgmt For For For
2.0 Approve Executive Incentive Bonus Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Report on Global Warming ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
FirstEnergy Corp
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul T. Addison Mgmt For Withhold Against
1.2 Elect Director Anthony J. Alexander Mgmt For Withhold Against
1.3 Elect Director Michael J. Anderson Mgmt For Withhold Against
1.4 Elect Director Dr. Carol A. Cartwright Mgmt For Withhold Against
1.5 Elect Director William T. Cottle Mgmt For Withhold Against
1.6 Elect Director Robert B. Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Director Ernest J. Novak, Jr. Mgmt For Withhold Against
1.8 Elect Director Catherine A. Rein Mgmt For Withhold Against
1.9 Elect Director George M. Smart Mgmt For Withhold Against
1.10 Elect Director Wes M. Taylor Mgmt For Withhold Against
1.11 Elect Director Jesse T. Williams, Sr. Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Simple Majority Vote ShrHoldr Against For Against
4.0 Amend Bylaws to Reduce the Percentage ShrHoldr Against For Against
of Shares Required to Call Special
Shareholder Meeting
5.0 Establish Shareholder Proponent ShrHoldr Against For Against
Engagement Process
6.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Sherry S. Barrat Mgmt For For For
1.2 Elect Director Robert M. Beall, II Mgmt For For For
1.3 Elect Director J. Hyatt Brown Mgmt For For For
1.4 Elect Director James L. Camaren Mgmt For For For
1.5 Elect Director J. Brian Ferguson Mgmt For For For
1.6 Elect Director Lewis Hay, III Mgmt For For For
1.7 Elect Director Toni Jennings Mgmt For For For
1.8 Elect Director Oliver D. Kingsley, Jr. Mgmt For For For
1.9 Elect Director Rudy E. Schupp Mgmt For For For
1.10 Elect Director Michael H. Thaman Mgmt For For For
1.11 Elect Director Hansel E. Tookes, II Mgmt For For For
1.12 Elect Director Paul R. Tregurtha Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Frontier Communications Corp.
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kathleen Q. Abernathy Mgmt For For For
1.2 Elect Director Leroy T. Barnes, Jr. Mgmt For For For
1.3 Elect Director Peter C.B. Bynoe Mgmt For For For
1.4 Elect Director Michael T. Dugan Mgmt For For For
1.5 Elect Director Jeri B. Finard Mgmt For For For
1.6 Elect Director Lawton Wehle Fitt Mgmt For For For
1.7 Elect Director William M. Kraus Mgmt For For For
1.8 Elect Director Howard L. Schrott Mgmt For For For
1.9 Elect Director Larraine D. Segil Mgmt For For For
1.10 Elect Director David H. Ward Mgmt For For For
1.11 Elect Director Myron A. Wick, III Mgmt For For For
1.12 Elect Director Mary Agnes Wilderotter Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GDF Suez (fka Gaz de France)
Ticker Security ID: Meeting Date Meeting Status
CUSIP F42768105 12/17/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 31
2.0 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 37
3.0 Amend Article 16 of the Bylaws Re: Mgmt For For For
Election of Vice-Chairman
4.0 Amend Articles 13.1 and 13.3 of the Mgmt For For For
Bylaws Re: Election of Shareholder
Employee Representative to the Board
of Directors
5.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
ITC Holdings Corp
Ticker Security ID: Meeting Date Meeting Status
ITC CUSIP 465685105 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward G. Jepsen Mgmt For For For
1.2 Elect Director Richard D. McLellan Mgmt For For For
1.3 Elect Director William J. Museler Mgmt For For For
1.4 Elect Director Hazel R. O Leary Mgmt For For For
1.5 Elect Director Gordon Bennett Stewart Mgmt For For For
1.6 Elect Director Lee C. Stewart Mgmt For For For
1.7 Elect Director Joseph L. Welch Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Michael B. Bracy Mgmt For For For
2.0 Elect Director Kirby A. Dyess Mgmt For For For
3.0 Elect Director Graham M. Wilson Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Manitoba Telecom Services Inc.
Ticker Security ID: Meeting Date Meeting Status
MBT CUSIP 563486109 05/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Pierre J. Blouin Mgmt For For For
1.2 Elect Director Jocelyne M. Cote-O'Hara Mgmt For For For
1.3 Elect Director N. Ashleigh Everett Mgmt For For For
1.4 Elect Director Gary A. Filmon Mgmt For For For
1.5 Elect Director Gregory J. Hanson Mgmt For For For
1.6 Elect Director Kishore Kapoor Mgmt For For For
1.7 Elect Director David G. Leith Mgmt For For For
1.8 Elect Director Donald H. Penny Mgmt For For For
1.9 Elect Director D. Samuel Schellenberg Mgmt For For For
1.10 Elect Director Thomas E. Stefanson Mgmt For For For
1.11 Elect Director Carol M. Stephenson Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
MetroPCS Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCS CUSIP 591708102 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. Michael Barnes Mgmt For For For
1.2 Elect Director Jack F. Callahan, Jr. Mgmt For For For
**p*
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
New Jersey Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
NJR CUSIP 646025 01/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald L. Correll Mgmt For For For
1.2 Elect Director M. William Howard, Mgmt For For For
Jr.
1.3 Elect Director J. Terry Strange Mgmt For For For
1.4 Elect Director George R. Zoffinger Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northeast Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Richard H. Booth Mgmt For For For
2.0 Elect Director John S. Clarkeson Mgmt For For For
3.0 Elect Director Cotton M. Cleveland Mgmt For For For
4.0 Elect Director Sanford Cloud, Jr. Mgmt For For For
5.0 Elect Director James F. Cordes Mgmt For For For
6.0 Elect Director E. Gail de Planque Mgmt For For For
7.0 Elect Director John G. Graham Mgmt For For For
8.0 Elect Director Elizabeth T. Kennan Mgmt For For For
9.0 Elect Director Kenneth R. Leibler Mgmt For For For
10.0 Elect Director Robert E. Patricelli Mgmt For For For
11.0 Elect Director Charles W. Shivery Mgmt For For For
12.0 Elect Director John F. Swope Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NSTAR
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP 67019E107 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas G. Dignan, Mgmt For For For
Jr.
1.2 Elect Director Matina S. Horner Mgmt For For For
1.3 Elect Director Gerald L. Wilson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
NV Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVE CUSIP 67073Y106 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Susan F. Clark Mgmt For For For
1.2 Elect Director Theodore J. Day Mgmt For Withhold Against
1.3 Elect Director Stephen E. Frank Mgmt For For For
1.4 Elect Director Maureen T. Mullarkey Mgmt For For For
1.5 Elect Director Donald D. Snyder Mgmt For For For
2.0 Declassify the Board of Directors Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Yehudit Bronicki Mgmt For Withhold Against
1.2 Elect Director Jacob J. Worenklein Mgmt For For For
1.3 Elect Director Robert F. Clarke Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PG&E Corp.
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David R. Andrews Mgmt For For For
2.0 Elect Director C. Lee Cox Mgmt For For For
3.0 Elect Director Peter A. Darbee Mgmt For For For
4.0 Elect Director Maryellen C. Mgmt For For For
Herringer
5.0 Elect Director Roger H. Kimmel Mgmt For For For
6.0 Elect Director Richard A. Meserve Mgmt For For For
7.0 Elect Director Forrest E. Miller Mgmt For For For
8.0 Elect Director Barbara L. Rambo Mgmt For For For
9.0 Elect Director Barry Lawson Mgmt For For For
Williams
10.0 Ratify Auditors Mgmt For For For
11.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
12.0 Reincorporate in Another State ShrHoldr Against Against For
[California to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Conway Mgmt For For For
1.2 Elect Director E. Allen Deaver Mgmt For For For
1.3 Elect Director James H. Miller Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Progress Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGN CUSIP 743263105 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director James E. Bostic, Jr. Mgmt For For For
2.0 Elect Director Harris E. DeLoach, Mgmt For For For
Jr.
3.0 Elect Director James B. Hyler, Jr. Mgmt For For For
4.0 Elect Director William D. Johnson Mgmt For For For
5.0 Elect Director Robert W. Jones Mgmt For For For
6.0 Elect Director W. Steven Jones Mgmt For For For
7.0 Elect Director E. Marie McKee Mgmt For For For
8.0 Elect Director John H. Mullin, III Mgmt For For For
9.0 Elect Director Charles W. Pryor, Mgmt For For For
Jr.
10.0 Elect Director Carlos A. Saladrigas Mgmt For For For
11.0 Elect Director Theresa M. Stone Mgmt For For For
12.0 Elect Director Alfred C. Tollison, Mgmt For For For
Jr.
13.0 Ratify Auditors Mgmt For For For
14.0 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Public Service Enterprise Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Albert R. Gamper, Mgmt For For For
Jr.
1.2 Elect Director Conrad K. Harper Mgmt For For For
1.3 Elect Director Shirley Ann Jackson Mgmt For For For
1.4 Elect Director David Lilley Mgmt For For For
1.5 Elect Director Thomas A. Renyi Mgmt For For For
1.6 Elect Director Hak Cheol Shin Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James R. Ball Mgmt For For For
1.2 Elect Director John R. Colson Mgmt For For For
1.3 Elect Director J. Michal Conaway Mgmt For For For
1.4 Elect Director Ralph R. Disibio Mgmt For For For
1.5 Elect Director Bernard Fried Mgmt For For For
1.6 Elect Director Louis C. Golm Mgmt For For For
1.7 Elect Director Worthing F. Jackman Mgmt For For For
1.8 Elect Director Bruce Ranck Mgmt For For For
1.9 Elect Director John R. Wilson Mgmt For For For
1.10 Elect Director Pat Wood, III Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Questar Corp.
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Keith O. Rattie Mgmt For For For
1.2 Elect Director Harris H. Simmons Mgmt For For For
1.3 Elect Director M. W. Scoggins Mgmt For For For
1.4 Elect Director James A. Harmon Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Amend Director/Officer Liability Mgmt For For For
and Indemnification
5.0 Increase Authorized Common Stock Mgmt For For For
6.0 Eliminate a Provision Imposing Mgmt For For For
Limits on Issuance of Preferred
Stock
7.0 Amend Executive Incentive Bonus Mgmt For Against Against
Plan
8.0 Require a Majority Vote for the ShrHoldr Against For Against
Election of Directors
9.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 749121109 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward A. Mueller Mgmt For For For
1.2 Elect Director Linda G. Alvarado Mgmt For For For
1.3 Elect Director Charles L. Biggs Mgmt For For For
1.4 Elect Director K. Dane Brooksher Mgmt For For For
1.5 Elect Director Peter S. Hellman Mgmt For For For
1.6 Elect Director R. David Hoover Mgmt For For For
1.7 Elect Director Patrick J. Martin Mgmt For For For
1.8 Elect Director Caroline Matthews Mgmt For For For
1.9 Elect Director Wayne W. Murdy Mgmt For For For
1.10 Elect Director Jan L. Murley Mgmt For For For
1.11 Elect Director James A. Unruh Mgmt For For For
1.12 Elect Director Anthony Welters Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Terms of Severance Payments Mgmt For For For
to Executives
4.0 Submit SERP to Shareholder Vote ShrHoldr Against For Against
5.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
6.0 Amend Bylaws-- Call Special ShrHoldr Against For Against
Meetings
7.0 Reincorporate in Another State ShrHoldr Against Against For
[Delaware to North Dakota]
- ------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles L. Blackburn Mgmt For For For
1.2 Elect Director Anthony V. Dub Mgmt For For For
1.3 Elect Director V. Richard Eales Mgmt For For For
1.4 Elect Director Allen Finkelson Mgmt For For For
1.5 Elect Director James M. Funk Mgmt For For For
1.6 Elect Director Jonathan S. Linker Mgmt For For For
1.7 Elect Director Kevin S. McCarthy Mgmt For For For
1.8 Elect Director John H. Pinkerton Mgmt For For For
1.9 Elect Director Jeffrey L. Ventura Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian C. Carr Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Juanita Powell Mgmt For For For
Baranco
1.2 Elect Director Francis S. Blake Mgmt For For For
1.3 Elect Director Jon A. Boscia Mgmt For For For
1.4 Elect Director Thomas F. Chapman Mgmt For For For
1.5 Elect Director H. William Mgmt For For For
Habermeyer, Jr.
1.6 Elect Director Veronica M. "Ronee" Mgmt For For For
Hagen
1.7 Elect Director Warren A. Hood, Jr. Mgmt For For For
1.8 Elect Director Donald M. James Mgmt For For For
1.9 Elect Director J. Neal Purcell Mgmt For For For
1.10 Elect Director David M. Ratcliffe Mgmt For For For
1.11 Elect Director William G. Smith, Mgmt For For For
Jr.
1.12 Elect Director Gerald J. St. Pe Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting and Mgmt For For For
Eliminate Cumulative Voting for
Uncontested Election of Directors
4.0 Eliminate Cumulative Voting Mgmt For For For
5.0 Report on Reducing GHG Emissions ShrHoldr Against Against For
6.0 Submit SERP to Shareholder Vote ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Co.
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For For For
1.2 Elect Director Robert L. Howard Mgmt For For For
1.3 Elect Director Harold M. Korell Mgmt For For For
1.4 Elect Director Vello A. Kuuskraa Mgmt For For For
1.5 Elect Director Kenneth R. Mourton Mgmt For For For
1.6 Elect Director Charles E. Scharlau Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Spectra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Declassify the Board of Directors Mgmt For For For
2.1 Elect Director Gregory L. Ebel Mgmt For For For
2.2 Elect Director Peter B. Hamilton Mgmt For For For
2.3 Elect Director Michael E. J. Phelps Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sprint Nextel Corporation
Ticker Security ID: Meeting Date Meeting Status
S CUSIP 852061100 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. Bennett Mgmt For For For
1.2 Elect Director Gordon M. Bethune Mgmt For For For
1.3 Elect Director Larry C. Glasscock Mgmt For For For
1.4 Elect Director James H. Hance, Jr. Mgmt For For For
1.5 Elect Director Daniel R. Hesse Mgmt For For For
1.6 Elect Director V. Janet Hill Mgmt For For For
1.7 Elect Director Frank Ianna Mgmt For For For
1.8 Elect Director Sven-Christer Mgmt For For For
Nilsson
1.9 Elect Director William R. Nuti Mgmt For For For
1.10 Elect Director Rodney O'Neal Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Amend Bylaws-- Call Special ShrHoldr Against For Against
Meetings
5.0 Report on Political Contributions ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457886 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Irl F. Engelhardt Mgmt For For For
1.2 Elect Director William E. Green Mgmt For For For
1.3 Elect Director W. R. Howell Mgmt For For For
1.4 Elect Director George A. Lorch Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
TW Telecom, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWTC CUSIP 87311L104 06/04/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory J. Attorri Mgmt For For For
1.2 Elect Director Spencer B. Hays Mgmt For For For
1.3 Elect Director Larissa L. Herda Mgmt For For For
1.4 Elect Director Kevin W. Mooney Mgmt For For For
1.5 Elect Director Kirby G. Pickle Mgmt For For For
1.6 Elect Director Roscoe C. Young, II Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Adopt Shareholder Rights Plan Mgmt For For For
(Poison Pill)
5.0 Advisory Vote to Ratify Director's ShrHoldr Against For Against
and Officer's Compensation
- ------------------------------------------------------------------------------------------------------------------
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681 01/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S.D. Ban Mgmt For For For
1.2 Elect Director R.C. Gozon Mgmt For For For
1.3 Elect Director L.R. Greenberg Mgmt For For For
1.4 Elect Director M.O. Schlanger Mgmt For For For
1.5 Elect Director A. Pol Mgmt For For For
1.6 Elect Director E.E. Jones Mgmt For For For
1.7 Elect Director J.L. Walsh Mgmt For For For
1.8 Elect Director R.B. Vincent Mgmt For For For
1.9 Elect Director M.S. Puccio Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Verizon Communications
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard L. Carrion Mgmt For For For
1.2 Elect Director M. Frances Keeth Mgmt For For For
1.3 Elect Director Robert W. Lane Mgmt For For For
1.4 Elect Director Sandra O. Moose Mgmt For For For
1.5 Elect Director Joseph Neubauer Mgmt For For For
1.6 Elect Director Donald T. Nicolaisen Mgmt For For For
1.7 Elect Director Thomas H. O'Brien Mgmt For For For
1.8 Elect Director Clarence Otis, Jr. Mgmt For For For
1.9 Elect Director Hugh B. Price Mgmt For For For
1.10 Elect Director Ivan G. Seidenberg Mgmt For For For
1.11 Elect Director John W. Snow Mgmt For For For
1.12 Elect Director John R. Stafford Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
4.0 Approve Omnibus Stock Plan Mgmt For For For
5.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
6.0 Prohibit Executive Stock-Based ShrHoldr Against Against For
Awards
7.0 Amend Articles/Bylaws/Charter -- ShrHoldr Against For Against
Call Special Meetings
8.0 Require Independent Board Chairman ShrHoldr Against For Against
9.0 Provide for Cumulative Voting ShrHoldr Against Against For
10.0 Adopt a Policy in which the ShrHoldr Against Against For
Company will not Make or Promise
to Make Any Death Benefit Payments
to Senior Executives
- ------------------------------------------------------------------------------------------------------------------
Windstream Corp.
Ticker Security ID: Meeting Date Meeting Status
WIN CUSIP 97381W104 05/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carol B. Armitage Mgmt For For For
1.2 Elect Director Samuel E. Beall, III Mgmt For For For
1.3 Elect Director Dennis E. Foster Mgmt For For For
1.4 Elect Director Francis X. Frantz Mgmt For For For
1.5 Elect Director Jeffery R. Gardner Mgmt For For For
1.6 Elect Director Jeffrey T. Hinson Mgmt For For For
1.7 Elect Director Judy K. Jones Mgmt For For For
1.8 Elect Director William A. Mgmt For For For
Montgomery
1.9 Elect Director Frank E. Reed Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHoldr Against For Against
Executive Officers' Compensation
4.0 Require Independent Board Chairman ShrHoldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Wisconsin Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John F. Bergstrom Mgmt For For For
1.2 Elect Director Barbara L. Bowles Mgmt For For For
1.3 Elect Director Patricia W. Chadwick Mgmt For For For
1.4 Elect Director Robert A. Cornog Mgmt For For For
1.5 Elect Director Curt S. Culver Mgmt For For For
1.6 Elect Director Thomas J. Fischer Mgmt For For For
1.7 Elect Director Gale E. Klappa Mgmt For For For
1.8 Elect Director Ulice Payne, Jr. Mgmt For For For
1.9 Elect Director Frederick P. Mgmt For For For
Stratton, Jr.
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Small Cap Growth Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Acorda Therapeutics, Inc
Ticker Security ID: Meeting Date Meeting Status
ACOR CUSIP 00484M106 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barry Greene Mgmt For For For
1.2 Elect Director Ian Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AECOM Technology Corp
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Fordyce Mgmt For For For
1.2 Elect Linda Griego Mgmt For Withhold Against
1.3 Elect Richard Newman Mgmt For For For
1.4 Elect William Ouchi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AECOM Technology Corp
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James H. Fordyce Mgmt For For For
1.2 Elect Director Linda Griego Mgmt For For For
1.3 Elect Director Richard G. Newman Mgmt For Withhold Against
1.4 Elect Director William G. Ouchi Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Aeropostale, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARO CUSIP 007865108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Julian R. Geiger Mgmt For Withhold Against
1.2 Elect Director Bodil Arlander Mgmt For Withhold Against
1.3 Elect Director Ronald R. Beegle Mgmt For For For
1.4 Elect Director John N. Haugh Mgmt For For For
1.5 Elect Director Robert B. Chavez Mgmt For For For
1.6 Elect Director Mindy C. Meads Mgmt For Withhold Against
1.7 Elect Director John D. Howard Mgmt For Withhold Against
1.8 Elect Director David B. Vermylen Mgmt For For For
1.9 Elect Director Karin Hirtler-Garvey Mgmt For For For
1.10 Elect Director Evelyn Dilsaver Mgmt For For For
1.11 Elect Director Thomas P. Johnson Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Aeropostale, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARO CUSIP 007865108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Julian R. Geiger Mgmt For For For
1.2 Elect Bodil Arlander Mgmt For For For
1.3 Elect Ronald Beegle Mgmt For For For
1.4 Elect John Haugh Mgmt For For For
1.5 Elect Robert Chavez Mgmt For For For
1.6 Elect Mindy Meads Mgmt For For For
1.7 Elect John Howard Mgmt For For For
1.8 Elect David Vermylen Mgmt For For For
1.9 Elect Karin Hirtler-Garvey Mgmt For For For
1.10 Elect Evelyn Dilsaver Mgmt For For For
1.11 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leonard Bell Mgmt For Withhold Against
1.2 Elect Director Max Link Mgmt For Withhold Against
1.3 Elect Director Joseph A. Madri Mgmt For Withhold Against
1.4 Elect Director Larry L. Mathis Mgmt For For For
1.5 Elect Director R. Douglas Norby Mgmt For For For
1.6 Elect Director Alvin S. Parven Mgmt For For For
1.7 Elect Director Ruedi E. Waeger Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amedisys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMED CUSIP 023436108 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William F. Borne Mgmt For Withhold Against
1.2 Elect Director Larry R. Graham Mgmt For Withhold Against
1.3 Elect Director Ronald A. LaBorde Mgmt For Withhold Against
1.4 Elect Director Jake L. Netterville Mgmt For Withhold Against
1.5 Elect Director David R. Pitts Mgmt For Withhold Against
1.6 Elect Director Peter F. Ricchiuti Mgmt For Withhold Against
1.7 Elect Director Donald A. Washburn Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Amerigroup Corporation
Ticker Security ID: Meeting Date Meeting Status
AGP CUSIP 03073T102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas E. Capps Mgmt For For For
1.2 Elect Director Emerson U. Fullwood Mgmt For For For
1.3 Elect Director William J. McBride Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Approve Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Arena Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP 040049108 12/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lloyd T. Rochford Mgmt For For For
1.2 Elect Director Stanley M. McCabe Mgmt For For For
1.3 Elect Director Clayton E. Woodrum Mgmt For For For
1.4 Elect Director Anthony B. Petrelli Mgmt For For For
1.5 Elect Director Carl H. Fiddner Mgmt For For For
2 Amend Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arena Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP 040049108 12/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lloyd T. Rochford Mgmt For Withhold Against
1.2 Elect Director Stanley M. McCabe Mgmt For Withhold Against
1.3 Elect Director Clayton E. Woodrum Mgmt For Withhold Against
1.4 Elect Director Anthony B. Petrelli Mgmt For Withhold Against
1.5 Elect Director Carl H. Fiddner Mgmt For Withhold Against
2.0 Amend Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ariba, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARBA CUSIP 04033V203 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harriet Edelman Mgmt For For For
1.2 Elect Director Richard A. Kashnow Mgmt For Withhold Against
1.3 Elect Director Robert D. Johnson Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AsiaInfo Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASIA CUSIP 04518A104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James Ding Mgmt For Withhold Against
1.2 Elect Director Yingang Lu Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Atheros Communications, Inc
Ticker Security ID: Meeting Date Meeting Status
ATHR CUSIP 04743P108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John L. Hennessy Mgmt For Withhold Against
1.2 Elect Director Craig H. Barratt Mgmt For Withhold Against
1.3 Elect Director Christine King Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Atheros Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATHR CUSIP 04743P108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hennessy Mgmt For For For
1.2 Elect Craig Barratt Mgmt For For For
1.3 Elect Christine King Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Auxilium Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AUXL CUSIP 05334D107 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Rolf A. Classon Mgmt For For For
1.2 Elect Director Al Altomari Mgmt For For For
1.3 Elect Director Armando Anido Mgmt For For For
1.4 Elect Director Edwin A. Bescherer, Mgmt For For For
Jr.
1.5 Elect Director P.o. Chambon Mgmt For For For
1.6 Elect Director Oliver S. Fetzer Mgmt For For For
1.7 Elect Director Renato Fuchs Mgmt For For For
1.8 Elect Director Dennis Langer Mgmt For For For
1.9 Elect Director William T. McKee Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Capella Education Company
Ticker Security ID: Meeting Date Meeting Status
CPLA CUSIP 139594105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Kevin Gilligan Mgmt For For For
1.2 Elect Mark Greene Mgmt For For For
1.3 Elect Jody Miller Mgmt For For For
1.4 Elect James Mitchell Mgmt For For For
1.5 Elect Stephen Shank Mgmt For For For
1.6 Elect Andrew Slavitt Mgmt For For For
1.7 Elect David Smith Mgmt For For For
1.8 Elect Jeffrey Taylor Mgmt For For For
1.9 Elect Sandra Taylor Mgmt For For For
1.10 Elect Darrell Tukua Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Capella Education Company
Ticker Security ID: Meeting Date Meeting Status
CPLA CUSIP 139594105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Kevin Gilligan Mgmt For For For
1.2 Elect Director Mark N. Greene Mgmt For For For
1.3 Elect Director Jody G. Miller Mgmt For For For
1.4 Elect Director James A. Mitchell Mgmt For For For
1.5 Elect Director Stephen G. Shank Mgmt For Withhold Against
1.6 Elect Director Andrew M. Slavitt Mgmt For For For
1.7 Elect Director David W. Smith Mgmt For Withhold Against
1.8 Elect Director Jeffrey W. Taylor Mgmt For For For
1.9 Elect Director Sandra E. Taylor Mgmt For For For
1.10 Elect Director Darrell R. Tukua Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S.P. Johnson IV Mgmt For Withhold Against
1.2 Elect Director Steven A. Webster Mgmt For Withhold Against
1.3 Elect Director Thomas L. Carter, Mgmt For Withhold Against
Jr.
1.4 Elect Director Paul B. Loyd, Jr. Mgmt For Withhold Against
1.5 Elect Director F. Gardner Parker Mgmt For Withhold Against
1.6 Elect Director Roger A. Ramsey Mgmt For Withhold Against
1.7 Elect Director Frank A. Wojtek Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cellcom Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 08/18/2008 Voted
Meeting Type Country of Trade
Consent Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Election Of Director: Ami Erel Mgmt For For For
2.0 Election Of Director: Shay Livnat Mgmt For For For
3.0 Election Of Director: Raanan Cohen Mgmt For For For
4.0 Election Of Director: Avraham Mgmt For For For
Bigger
5.0 Election Of Director: Rafi Bisker Mgmt For For For
6.0 Election Of Director: Shlomo Waxe Mgmt For For For
7.0 Election Of Director: Haim Gavrieli Mgmt For For For
8.0 Election Of Director: Ari Mgmt For For For
Bronshtein
9.0 Approval Of The Grant Of Letter Of Mgmt For For For
Exemption And Indemnification To
Office Holders Who Are Controlling
Shareholders.
10.0 Approval Of The Amendment Of Terms Mgmt For Against Against
Of Outstanding Options Held By The
Chairman Of The Board Of The
Company.
11.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chattem, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHTT CUSIP 162456107 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert E. Bosworth Mgmt For Withhold Against
1.2 Elect Director Gary D. Chazen Mgmt For For For
1.3 Elect Director Joey B. Hogan Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 07/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael L. Hackworth Mgmt For For For
1.2 Elect Director D. James Guzy Mgmt For For For
1.3 Elect Director Suhas S. Patil Mgmt For For For
1.4 Elect Director Walden C. Rhines Mgmt For For For
1.5 Elect Director Jason P. Rhode Mgmt For For For
1.6 Elect Director William D. Sherman Mgmt For For For
1.7 Elect Director Robert H. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 07/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael L. Hackworth Mgmt For Withhold Against
1.2 Elect Director D. James Guzy Mgmt For Withhold Against
1.3 Elect Director Suhas S. Patil Mgmt For Withhold Against
1.4 Elect Director Walden C. Rhines Mgmt For Withhold Against
1.5 Elect Director Jason P. Rhode Mgmt For Withhold Against
1.6 Elect Director William D. Sherman Mgmt For For For
1.7 Elect Director Robert H. Smith Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Collective Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
PSS CUSIP 19421W100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mylle H. Mangum Mgmt For Withhold Against
1.2 Elect Director John F. Mcgovern Mgmt For For For
1.3 Elect Director D. Scott Olivet Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Compass Minerals International, Inc
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David J. D'Antoni Mgmt For For For
1.2 Elect Director Perry W. Premdas Mgmt For For For
1.3 Elect Director Allan R. Rothwell Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Concho Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steven L. Beal Mgmt For For For
1.2 Elect Director Tucker S. Bridwell Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Concur Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNQR CUSIP 206708109 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Steven Singh Mgmt For Withhold Against
1.2 Elect Jeffrey Seely Mgmt For For For
1.3 Elect Randall Talbot Mgmt For Withhold Against
2 Amendment Of Certificate Of Mgmt For Against Against
Incorporation
3 Adoption Of 2008 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification Of Independent Public Mgmt For For For
Accounting Firm
- ------------------------------------------------------------------------------------------------------------------
Concur Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNQR CUSIP 206708109 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S. Steven Singh Mgmt For Withhold Against
1.2 Elect Director Jeffrey T. Seely Mgmt For For For
1.3 Elect Director Randall H. Talbot Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For Against Against
3.0 Approve Qualified Employee Stock Mgmt For Against Against
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Core Laboratories N V
Ticker Security ID: Meeting Date Meeting Status
CLB CINS N22717107 01/29/2009 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorization Of Management Board Mgmt For For For
To Repurchase Up To 25.6% Of Our
Issued Share Capital Until July
29, 2010.
- ------------------------------------------------------------------------------------------------------------------
Core Laboratories N V
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/14/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard L. Bergmark as Mgmt For For For
Supervisory Board Member
1.2 Elect Alexander Vriesendorp as Mgmt For For For
Supervisory Board Member
2 Approve Financial Statements and Mgmt For For For
Statutory Reports
3 Grant Board Authority to Issue Mgmt For Against Against
Shares Up To 20 Percent of Issued
Capital
4 Authorize Board to Exclude Mgmt For Against Against
Preemptive Rights from Issuance
under Item 3
5 Ratify PricewaterhouseCoopers as Mgmt For For For
Auditors
6 Transact Other Business Mgmt None None N/A
- ------------------------------------------------------------------------------------------------------------------
CyberSource Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBS CUSIP 23251J106 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert E. Donahue Mgmt For Withhold Against
1.2 Elect Director John J. McDonnell, Mgmt For For For
Jr.
1.3 Elect Director William S. McKiernan Mgmt For Withhold Against
1.4 Elect Director Steven P. Novak Mgmt For Withhold Against
1.5 Elect Director Richard Scudellari Mgmt For Withhold Against
1.6 Elect Director Kenneth R. Thornton Mgmt For For For
1.7 Elect Director Carl F. Pascarella Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUSIP 232572107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles J. Abbe Mgmt For For For
1.2 Elect Director Robert P. Akins Mgmt For Withhold Against
1.3 Elect Director Edward H. Braun Mgmt For For For
1.4 Elect Director Michael R. Gaulke Mgmt For For For
1.5 Elect Director William G. Oldham Mgmt For For For
1.6 Elect Director Peter J. Simone Mgmt For Withhold Against
1.7 Elect Director Young K. Sohn Mgmt For For For
1.8 Elect Director Jon D. Tompkins Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald R. Horton Mgmt For Withhold Against
1.2 Elect Director Bradley S. Anderson Mgmt For Withhold Against
1.3 Elect Director Michael R. Buchanan Mgmt For Withhold Against
1.4 Elect Director Michael W. Hewatt Mgmt For Withhold Against
1.5 Elect Director Bob G. Scott Mgmt For Withhold Against
1.6 Elect Director Donald J. Tomnitz Mgmt For Withhold Against
1.7 Elect Director Bill W. Wheat Mgmt For Withhold Against
2.0 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
3.0 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
4.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Angel Martinez Mgmt For For For
1.2 Elect Rex Licklider Mgmt For For For
1.3 Elect John Gibbons Mgmt For For For
1.4 Elect John Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Tore Steen Mgmt For For For
1.7 Elect Ruth Owades Mgmt For For For
1.8 Elect Karyn Barsa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Angel R. Martinez Mgmt For Withhold Against
1.2 Elect Director Rex A. Licklider Mgmt For Withhold Against
1.3 Elect Director John M. Gibbons Mgmt For Withhold Against
1.4 Elect Director John G. Perenchio Mgmt For Withhold Against
1.5 Elect Director Maureen Conners Mgmt For Withhold Against
1.6 Elect Director Tore Steen Mgmt For For For
1.7 Elect Director Ruth M. Owades Mgmt For For For
1.8 Elect Director Karyn O. Barsa Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Increase Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Diodes Inc.
Ticker Security ID: Meeting Date Meeting Status
DIOD CUSIP 254543101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C.H. Chen Mgmt For Withhold Against
1.2 Elect Director Michael R. Giordano Mgmt For Withhold Against
1.3 Elect Director L.P. Hsu Mgmt For For For
1.4 Elect Director Keh-Shew Lu Mgmt For Withhold Against
1.5 Elect Director Shing Mao Mgmt For Withhold Against
1.6 Elect Director Raymond Soong Mgmt For Withhold Against
1.7 Elect Director John M. Stich Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Energy Conversion Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENER CUSIP 292659109 11/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph A. Avila Mgmt For For For
1.2 Elect Director Alan E. Barton Mgmt For For For
1.3 Elect Director Christopher P. Mgmt For For For
Belden
1.4 Elect Director Robert I. Frey Mgmt For For For
1.5 Elect Director William J. Ketelhut Mgmt For For For
1.6 Elect Director Mark D. Morelli Mgmt For For For
1.7 Elect Director Stephen Rabinowitz Mgmt For For For
1.8 Elect Director George A Mgmt For For For
Schreiber, Jr.
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ESCO Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
ESE CUSIP 296315104 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J.M. McConnell Mgmt For Withhold Against
1.2 Elect Director D.C. Trauscht Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Karl D. Guelich Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Fairchild Semiconductor International, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCS CUSIP 303726103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Carinalli Mgmt For For For
1.2 Elect Randy Carson Mgmt For For For
1.3 Elect Anthony Lear Mgmt For For For
1.4 Elect Thomas Magnanti Mgmt For For For
1.5 Elect Kevin McGarity Mgmt For For For
1.6 Elect Bryan Roub Mgmt For For For
1.7 Elect Ronald Shelly Mgmt For For For
1.8 Elect Mark Thompson Mgmt For For For
2 Stock Option Exchange Program Mgmt For Against Against
3 Amendment to the 2007 Stock Plan Mgmt For For For
4 Employee Stock Purchase Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fairchild Semiconductor International, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCS CUSIP 303726103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles P. Carinalli Mgmt For For For
1.2 Elect Director Randy W. Carson Mgmt For For For
1.3 Elect Director Anthony Lear Mgmt For For For
1.4 Elect Director Thomas L. Magnanti Mgmt For For For
1.5 Elect Director Kevin J. McGarity Mgmt For For For
1.6 Elect Director Bryan R. Roub Mgmt For For For
1.7 Elect Director Ronald W. Shelly Mgmt For Withhold Against
1.8 Elect Director Mark S. Thompson Mgmt For Withhold Against
2 Approve Stock Option Exchange Mgmt For For For
Program
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David C. Hurley Mgmt For Withhold Against
1.2 Elect Director Peter O. Scannell Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Greenhill & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GHL CUSIP 395259104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert F. Greenhill Mgmt For Withhold Against
1.2 Elect Director Scott L. Bok Mgmt For Withhold Against
1.3 Elect Director Simon A. Borrows Mgmt For Withhold Against
1.4 Elect Director John C. Danforth Mgmt For For For
1.5 Elect Director Steven F. Goldstone Mgmt For For For
1.6 Elect Director Stephen L. Key Mgmt For For For
1.7 Elect Director Robert T. Blakely Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
GSI Commerce, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSIC CUSIP 36238G102 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Rubin Mgmt For For For
1.2 Elect M. Jeffrey Branman Mgmt For For For
1.3 Elect Michael Donahue Mgmt For For For
1.4 Elect Ronald Fisher Mgmt For For For
1.5 Elect John Hunter Mgmt For For For
1.6 Elect Mark Menell Mgmt For For For
1.7 Elect Jeffrey Rayport Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Andrea Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GSI Commerce, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSIC CUSIP 36238G102 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael G. Rubin Mgmt For Withhold Against
1.2 Elect Director M. Jeffrey Branman Mgmt For For For
1.3 Elect Director Michael J. Donahue Mgmt For For For
1.4 Elect Director Ronald D. Fisher Mgmt For For For
1.5 Elect Director John A. Hunter Mgmt For For For
1.6 Elect Director Mark S. Menell Mgmt For For For
1.7 Elect Director Jeffrey F. Rayport Mgmt For For For
1.8 Elect Director Lawrence S. Smith Mgmt For For For
1.9 Elect Director Andrea M. Weiss Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Haemonetics Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For For For
1.2 Elect Director Richard M. Meelia Mgmt For For For
1.3 Elect Director Ronald L. Merriman Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Home Properties Inc
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen R. Blank Mgmt For For For
1.2 Elect Director Josh E. Fidler Mgmt For For For
1.3 Elect Director Alan L. Gosule Mgmt For Withhold Against
1.4 Elect Director Leonard F. Helbig, Mgmt For Withhold Against
III
1.5 Elect Director Norman P. Leenhouts Mgmt For Withhold Against
1.6 Elect Director Nelson B. Leenhouts Mgmt For Withhold Against
1.7 Elect Director Edward J. Pettinella Mgmt For Withhold Against
1.8 Elect Director Clifford W. Smith, Mgmt For Withhold Against
Jr.
1.9 Elect Director Paul L. Smith Mgmt For Withhold Against
1.10 Elect Director Amy L. Tait Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Home Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect Josh Fidler Mgmt For For For
1.3 Elect Alan Gosule Mgmt For For For
1.4 Elect Leonard Helbig, III Mgmt For For For
1.5 Elect Norman Leenhouts Mgmt For For For
1.6 Elect Nelson Leenhouts Mgmt For For For
1.7 Elect Edward Pettinella Mgmt For For For
1.8 Elect Clifford Smith, Jr. Mgmt For For For
1.9 Elect Paul Smith Mgmt For For For
1.10 Elect Amy Tait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Huron Consulting Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HURN CUSIP 447462102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dubose Ausley Mgmt For For For
1.2 Elect John Moody Mgmt For For For
2 Amendment to the 2004 Omnibus Mgmt For Against Against
Stock Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Icon plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CINS 45103T107 07/21/2008 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Reelect Dr. John Climax as Director Mgmt For For For
3.0 Reelect Edward Roberts as Director Mgmt For For For
4.0 Reelect Professor Dermot Kelleher Mgmt For For For
as Director
5.0 Authorize Board to Fix Mgmt For For For
Remuneration of Auditors
6.0 Approve ICON plc 2008 Employees Mgmt For Against Against
Restricted Share Unit Plan
7.0 Approve ICON plc Employee Share Mgmt For Against Against
Option Plan 2008
8.0 Approve ICON plc Consultants Share Mgmt For Against Against
Option Plan 2008
9.0 Increase Authorized Common Stock Mgmt For For For
10.0 Approve Stock Split Mgmt For For For
11.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights
12.0 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
13.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance of Shares
14.0 Amend Articles Re: Give Chairman a Mgmt For For For
Second or Casting Vote
- ------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 09/09/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interactive Data Corporation
Ticker Security ID: Meeting Date Meeting Status
IDC CUSIP 45840J107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond D'Arcy Mgmt For Withhold Against
1.2 Elect Myra Drucker Mgmt For For For
1.3 Elect Rona Fairhead Mgmt For Withhold Against
1.4 Elect Donald Greenberg Mgmt For For For
1.5 Elect Casper Hobbs Mgmt For Withhold Against
1.6 Elect Philip Hoffman Mgmt For Withhold Against
1.7 Elect Robert Lamb Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interactive Data Corporation
Ticker Security ID: Meeting Date Meeting Status
IDC CUSIP 45840J107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Raymond L. D'Arcy Mgmt For Withhold Against
1.2 Elect Director Myra R. Drucker Mgmt For For For
1.3 Elect Director Rona A. Fairhead Mgmt For Withhold Against
1.4 Elect Director Donald P. Greenberg Mgmt For Withhold Against
1.5 Elect Director Caspar J.A. Hobbs Mgmt For Withhold Against
1.6 Elect Director Philip J. Hoffman Mgmt For Withhold Against
1.7 Elect Director Robert C. Lamb, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
ITC Holdings Corp
Ticker Security ID: Meeting Date Meeting Status
ITC CUSIP 465685105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward G. Jepsen Mgmt For Withhold Against
1.2 Elect Director Richard D. McLellan Mgmt For Withhold Against
1.3 Elect Director William J. Museler Mgmt For For For
1.4 Elect Director Hazel R. O Leary Mgmt For For For
1.5 Elect Director Gordon Bennett Mgmt For Withhold Against
Stewart
1.6 Elect Director Lee C. Stewart Mgmt For Withhold Against
1.7 Elect Director Joseph L. Welch Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ITC Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
ITC CUSIP 465685105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Jepsen Mgmt For For For
1.2 Elect Richard McLellan Mgmt For For For
1.3 Elect William Museler Mgmt For For For
1.4 Elect Hazel R. O'Leary Mgmt For For For
1.5 Elect Gordon Bennett Stewart, III Mgmt For For For
1.6 Elect Lee Stewart Mgmt For For For
1.7 Elect Joseph Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Michael B. Bracy Mgmt For Against Against
2 Elect Director Kirby A. Dyess Mgmt For For For
3 Elect Director Graham M. Wilson Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
J.Crew Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUSIP 46612H402 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Director James Coulter Mgmt For Withhold Against
1.2 Director Millard Drexler Mgmt For Withhold Against
1.3 Director Steven Grand-jean Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
kforce, Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. R. Carey, Jr. Mgmt For Withhold Against
1.2 Elect Director David L. Dunkel Mgmt For Withhold Against
1.3 Elect Director Mark F. Furlong Mgmt For For For
1.4 Elect Director Patrick D. Mgmt For Withhold Against
Moneymaker
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval Of An Amendment To The Mgmt For For For
Company S 2002 Employee Stock
Option Plan.
- ------------------------------------------------------------------------------------------------------------------
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Henry H. Gerkins Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Leap Wireless International
Ticker Security ID: Meeting Date Meeting Status
LWIN CUSIP 521863308 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Harkey, Jr. Mgmt For Withhold Against
1.2 Elect S. Douglas Hutcheson Mgmt For For For
1.3 Elect Robert LaPenta Mgmt For For For
1.4 Elect Mark Rachesky Mgmt For For For
1.5 Elect Michael Targoff Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Mgmt For Against Against
Option, Restricted Stock and
Deferred Stock Unit Plan
- ------------------------------------------------------------------------------------------------------------------
Leap Wireless International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LEAP CUSIP 521863308 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John D. Harkey, Jr. Mgmt For For For
1.2 Elect Director S. Douglas Hutcheson Mgmt For Withhold Against
1.3 Elect Director Robert V. LaPenta Mgmt For For For
1.4 Elect Director Mark H. Rachesky Mgmt For For For
1.5 Elect Director Michael B. Targoff Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ManTech International Corporation
Ticker Security ID: Meeting Date Meeting Status
MANT CUSIP 564563104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George J. Pedersen Mgmt For Withhold Against
1.2 Elect Director Richard L. Armitage Mgmt For Withhold Against
1.3 Elect Director Mary K. Bush Mgmt For Withhold Against
1.4 Elect Director Barry G. Campbell Mgmt For For For
1.5 Elect Director Robert A. Coleman Mgmt For Withhold Against
1.6 Elect Director Walter R. Mgmt For For For
Fatzinger, Jr.
1.7 Elect Director David E. Jeremiah Mgmt For For For
1.8 Elect Director Richard J. Kerr Mgmt For For For
1.9 Elect Director Kenneth A. Minihan Mgmt For For For
1.10 Elect Director Stephen W. Porter Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Masimo Corp.
Ticker Security ID: Meeting Date Meeting Status
MASI CUSIP 574795100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward L. Cahill Mgmt For For For
1.2 Elect Director Robert Coleman Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Masimo Corp.
Ticker Security ID: Meeting Date Meeting Status
MASI CUSIP 574795100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Cahill Mgmt For For For
1.2 Elect Robert Coleman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Massey Energy Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James B. Crawford Mgmt For Withhold Against
1.2 Elect Director E. Gordon Gee Mgmt For For For
1.3 Elect Director Lady Judge Mgmt For Withhold Against
1.4 Elect Director Stanley C. Suboleski Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Report on Implementation of EPA ShrHldr Against For Against
Settlement Reforms and CSR
Commitments
5 Adopt Report on Plans to Reduce ShrHldr Against For Against
Greenhouse Gas from Products and
Operations
6 Provide Early Disclosure of ShrHldr Against For Against
Shareholder Proposal Voting Results
- ------------------------------------------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Martin de los Santos Mgmt For Withhold Against
1.2 Elect Director Nicolas Galperin Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Peterson Mgmt For For For
1.2 Elect Dennis Leibel Mgmt For For For
1.3 Elect Thomas Anderson Mgmt For For For
1.4 Elect William Bendush Mgmt For For For
1.5 Elect William Healey Mgmt For For For
1.6 Elect Paul Folino Mgmt For For For
1.7 Elect Matthew Massengill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James J. Peterson Mgmt For For For
1.2 Elect Director Dennis R. Leibel Mgmt For Withhold Against
1.3 Elect Director Thomas R. Anderson Mgmt For For For
1.4 Elect Director William E. Bendush Mgmt For For For
1.5 Elect Director William L. Healey Mgmt For Withhold Against
1.6 Elect Director Paul F. Folino Mgmt For Withhold Against
1.7 Elect Director Matthew E. Mgmt For Withhold Against
Massengill
2.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Mobile Mini, Inc.
Ticker Security ID: Meeting Date Meeting Status
MINI CUSIP 60740F105 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen McConnell Mgmt For For For
1.2 Elect Jeffrey Goble Mgmt For For For
1.3 Elect Michael Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Mobile Mini, Inc.
Ticker Security ID: Meeting Date Meeting Status
MINI CUSIP 60740F105 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen A Mcconnell Mgmt For Withhold Against
1.2 Elect Director Jeffrey S. Goble Mgmt For For For
1.3 Elect Director Michael E. Donovan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter Gilbert, Mgmt For Withhold Against
Ph.D.
1.2 Elect Director D.H. Langer, M.D. Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For Against Against
3.0 Amend Stock Option Plan Mgmt For Against Against
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navigant Consulting Inc.
Ticker Security ID: Meeting Date Meeting Status
NCI CUSIP 63935N107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas A. Gildehaus Mgmt For For For
1.2 Elect Director Peter B. Pond Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Net 1 Ueps Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
UEPS CUSIP 64107N206 11/27/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dr. Serge C.P. Mgmt For Withhold Against
Belamant
1.2 Elect Director Herman G. Kotze Mgmt For For For
1.3 Elect Director C.S. Seabrooke Mgmt For Withhold Against
1.4 Elect Director Antony C. Ball Mgmt For For For
1.5 Elect Director Alasdair J.K. Pein Mgmt For For For
1.6 Elect Director Paul Edwards Mgmt For For For
1.7 Elect Director Tom C. Tinsley Mgmt For For For
2.0 Amend Articles of Incorporation Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NetLogic Microsystems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NETL CUSIP 64118B100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steven Domenik Mgmt For For For
1.2 Elect Director Douglas Broyles Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Novellus Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVLS CUSIP 670008101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Mgmt For For For
Incentive Plan
3 Amendment to the 1992 Employee Mgmt For For For
Stock Purchase Plan
4 Reapproval of the 1998 Senior Mgmt For For For
Executive 162(m) Bonus Program
5 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Novellus Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVLS CUSIP 670008101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard S. Hill Mgmt For Withhold Against
1.2 Elect Director Neil R. Bonke Mgmt For For For
1.3 Elect Director Youssef A. El-Mansy Mgmt For For For
1.4 Elect Director J. David Litster Mgmt For Withhold Against
1.5 Elect Director Yoshio Nishi Mgmt For For For
1.6 Elect Director Glen G. Possley Mgmt For Withhold Against
1.7 Elect Director Ann D. Rhoads Mgmt For For For
1.8 Elect Director William R. Spivey Mgmt For Withhold Against
1.9 Elect Director Delbert A. Whitaker Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Amend Executive Incentive Bonus Mgmt For Against Against
Plan
5 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NTELOS Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NTLS CUSIP 67020Q107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Timothy G. Biltz Mgmt For For For
1.2 Elect Director Daniel Fine Mgmt For Withhold Against
1.3 Elect Director Daniel J. Heneghan Mgmt For For For
1.4 Elect Director Eric B. Hertz Mgmt For For For
1.5 Elect Director Michael Huber Mgmt For Withhold Against
1.6 Elect Director Julia B. North Mgmt For For For
1.7 Elect Director Jerry E. Vaughn Mgmt For For For
1.8 Elect Director James S. Quarforth Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NuVasive, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUVA CUSIP 670704105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter C. Farrell, Mgmt For For For
Ph.D.
1.2 Elect Director Lesley H. Howe Mgmt For For For
1.3 Elect Director Eileen M. More Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gray Benoist Mgmt For For For
1.2 Elect Donald Bogus Mgmt For For For
1.3 Elect John O'Connor Mgmt For For For
1.4 Elect Philip Schulz Mgmt For For For
1.5 Elect Vincent Smith Mgmt For For For
2 Approval Of The 2009 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gray G. Benoist Mgmt For For For
1.2 Elect Director Donald W. Bogus Mgmt For For For
1.3 Elect Director John M. B. O'Connor Mgmt For For For
1.4 Elect Director Philip J. Schulz Mgmt For For For
1.5 Elect Director Vincent J. Smith Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Omniture, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMTR CUSIP 68212S109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dana L. Evan Mgmt For For For
1.2 Elect Director Joshua G. James Mgmt For For For
1.3 Elect Director Rory T. O'Driscoll Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ONYX Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONXX CUSIP 683399109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Goddard, Ph.D. Mgmt For Withhold Against
1.2 Elect Director Antonio J. Mgmt For For For
Grillo-Lopez, M.D.
1.3 Elect Director Wendell Wierenga, Mgmt For Withhold Against
Ph.D.
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
OSI Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSIP CUSIP 671040103 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert A. Ingram Mgmt For Withhold Against
1.2 Elect Director Colin Goddard, Ph.D. Mgmt For For For
1.3 Elect Director Santo J. Costa Mgmt For For For
1.4 Elect Director Joseph Klein, III Mgmt For Withhold Against
1.5 Elect Director Kenneth B. Lee, Jr. Mgmt For For For
1.6 Elect Director Viren Mehta Mgmt For For For
1.7 Elect Director David W. Niemiec Mgmt For For For
1.8 Elect Director Herbert M. Pinedo, Mgmt For For For
M.D., Ph.D.
1.9 Elect Director Katharine B. Mgmt For For For
Stevenson
1.10 Elect Director John P. White Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Owens & Minor Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Crotty Mgmt For For For
1.2 Elect Richard Fogg Mgmt For For For
1.3 Elect James Rogers Mgmt For For For
1.4 Elect James Ukrop Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Owens & Minor, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John T. Crotty Mgmt For For For
1.2 Elect Director Richard E. Fogg Mgmt For For For
1.3 Elect Director James E. Rogers Mgmt For Withhold Against
1.4 Elect Director James E. Ukrop Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Patrick J. Fortune Mgmt For Withhold Against
1.2 Elect Director Ellen M. Zane Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Perrigo Co.
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Moshe Arkin Mgmt For Withhold Against
1.2 Elect Director Gary K. Kunkle, Jr. Mgmt For Withhold Against
1.3 Elect Director Herman Morris, Jr. Mgmt For For For
1.4 Elect Director Ben-Zion Zilberfarb Mgmt For Withhold Against
2.0 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Plexus Corp.
Ticker Security ID: Meeting Date Meeting Status
PLXS CUSIP 729132100 02/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ralf R. Boer Mgmt For Withhold Against
1.2 Elect Director Stephen P. Mgmt For Withhold Against
Cortinovis
1.3 Elect Director David J. Drury Mgmt For Withhold Against
1.4 Elect Director Dean A. Foate Mgmt For Withhold Against
1.5 Elect Director Peter Kelly Mgmt For Withhold Against
1.6 Elect Director John L. Nussbaum Mgmt For Withhold Against
1.7 Elect Director Michael V. Schrock Mgmt For Withhold Against
1.8 Elect Director Dr. Charles M. Mgmt For Withhold Against
Strother
1.9 Elect Director Mary A. Winston Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Bailey Mgmt For Withhold Against
1.2 Elect Director Richard E. Belluzzo Mgmt For For For
1.3 Elect Director James V. Diller, Sr. Mgmt For Withhold Against
1.4 Elect Director Michael R. Farese Mgmt For For For
1.5 Elect Director Jonathan J. Judge Mgmt For For For
1.6 Elect Director William H. Kurtz Mgmt For For For
1.7 Elect Director Gregory S. Lang Mgmt For Withhold Against
1.8 Elect Director Frank J. Marshall Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
3 Performance-Based Equity Awards ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
ProAssurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jerry Brant Mgmt For For For
1.2 Elect John McMahon, Jr. Mgmt For For For
1.3 Elect William Woodhams Mgmt For For For
1.4 Elect Wilfred Yeargan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ProAssurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jerry D. Brant Mgmt For Withhold Against
1.2 Elect Director John J. McMahon Mgmt For Withhold Against
1.3 Elect Director William H. Woodhams Mgmt For For For
1.4 Elect Director Wilfred W. Yeargan, Mgmt For Withhold Against
Jr.
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Psychiatric Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSYS CUSIP 74439H108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Grant, Jr. Mgmt For For For
1.2 Elect David Dill Mgmt For For For
2 Outside Directors' Non-Qualified Mgmt For For For
Stock Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Psychiatric Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSYS CUSIP 74439H108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Christopher Grant, Mgmt For Withhold Against
Jr.
1.2 Elect Director David M. Dill Mgmt For For For
2 Amend Non-Employee Director Mgmt For Against Against
Omnibus Stock Plan
3 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
RBC Bearings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROLL CUSIP 75524B104 09/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Michael J. Hartnett Mgmt For Against Against
2.0 Elect Director Thomas O'Brien Mgmt For For For
3.0 Elect Director Amir Faghri Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Riverbed Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
RVBD CUSIP 768573107 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jerry M. Kennelly Mgmt For Withhold Against
1.2 Elect Director Stanley J. Meresman Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian C. Carr Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A. Lorne Weil Mgmt For Withhold Against
1.2 Elect Director Peter A. Cohen Mgmt For Withhold Against
1.3 Elect Director Gerald J. Ford Mgmt For For For
1.4 Elect DirectorJ. Robert Kerrey Mgmt For For For
1.5 Elect Director Ronald O. Perelman Mgmt For For For
1.6 Elect Director Michael J. Regan Mgmt For For For
1.7 Elect Director Barry F. Schwartz Mgmt For For For
1.8 Elect Director Eric M. Turner Mgmt For For For
1.9 Elect Director Joseph R. Wright Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Semtech Corporation
Ticker Security ID: Meeting Date Meeting Status
SMTC CUSIP 816850101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glen M. Antle Mgmt For For For
1.2 Elect Director W. Dean Baker Mgmt For For For
1.3 Elect Director James P. Burra Mgmt For Withhold Against
1.4 Elect Director Bruce C. Edwards Mgmt For For For
1.5 Elect Director Rockell N. Hankin Mgmt For Withhold Against
1.6 Elect Director James T. Lindstrom Mgmt For For For
1.7 Elect Director Mohan R. Maheswaran Mgmt For Withhold Against
1.8 Elect Director John L. Piotrowski Mgmt For For For
1.9 Elect Director James T. Schraith Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Keith E. Busse Mgmt For Withhold Against
1.2 Elect Director Mark D. Millett Mgmt For Withhold Against
1.3 Elect Director Richard P. Teets, Mgmt For Withhold Against
Jr.
1.4 Elect Director John C. Bates Mgmt For Withhold Against
1.5 Elect Director Frank D. Byrne, M.D. Mgmt For For For
1.6 Elect Director Paul B. Edgerley Mgmt For For For
1.7 Elect Director Richard J. Freeland Mgmt For For For
1.8 Elect Director Dr. Jurgen Kolb Mgmt For Withhold Against
1.9 Elect Director James C. Marcuccilli Mgmt For For For
1.10 Elect Director Joseph D. Ruffolo Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles A. Dill Mgmt For Withhold Against
1.2 Elect Director Richard F. Ford Mgmt For Withhold Against
1.3 Elect Director Richard J. Himelfarb Mgmt For Withhold Against
1.4 Elect Director James M. Zemlyak Mgmt For Withhold Against
2 Increase Authorized Common Stock Mgmt For Against Against
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sybase, Inc.
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Michael Daniels Mgmt For For For
1.4 Elect Alan Salisbury Mgmt For For For
1.5 Elect Jack Sum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sybase, Inc.
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John S. Chen Mgmt For Withhold Against
1.2 Elect Director Richard C. Alberding Mgmt For Withhold Against
1.3 Elect Director Michael A. Daniels Mgmt For For For
1.4 Elect Director Alan B. Salisbury Mgmt For Withhold Against
1.5 Elect Director Jack E. Sum Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Teledyne Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDY CUSIP 879360105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Simon M. Lorne Mgmt For For For
1.2 Elect Director Paul D. Miller Mgmt For For For
1.3 Elect Director Wesley W. von Schack Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Bagley Mgmt For Against Against
1.2 Elect Director Michael A. Bradley Mgmt For Against Against
1.3 Elect Director Albert Carnesale Mgmt For Against Against
1.4 Elect Director Edwin J. Gillis Mgmt For For For
1.5 Elect Director Vincent M. O'Reilly Mgmt For Against Against
1.6 Elect Director Paul J. Tufano Mgmt For For For
1.7 Elect Director Roy A. Vallee Mgmt For For For
1.8 Elect Director Patricia S. Wolpert Mgmt For Against Against
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dan L. Batrack Mgmt For Withhold Against
1.2 Elect Director Hugh M. Grant Mgmt For For For
1.3 Elect Director Patrick C. Haden Mgmt For Withhold Against
1.4 Elect Director J. Christopher Mgmt For Withhold Against
Lewis
1.5 Elect Director Albert E. Smith Mgmt For Withhold Against
1.6 Elect Director J. Kenneth Thompson Mgmt For For For
1.7 Elect Director Richard H. Truly Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For Against Against
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
5.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Texas Roadhouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
TXRH CUSIP 882681109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Martin T. Hart Mgmt For For For
1.2 Elect Director W. Kent Taylor Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
The Buckle, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Hirschfeld Mgmt For Withhold Against
1.2 Elect Director Dennis H. Nelson Mgmt For Withhold Against
1.3 Elect Director Karen B. Rhoads Mgmt For Withhold Against
1.4 Elect Director James E. Shada Mgmt For Withhold Against
1.5 Elect Director Robert E. Campbell Mgmt For Withhold Against
1.6 Elect Director Bill L. Fairfield Mgmt For Withhold Against
1.7 Elect Director Bruce L. Hoberman Mgmt For For For
1.8 Elect Director John P. (Jack) Mgmt For For For
Peetz, III
1.9 Elect Director Michael E. Huss Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
3 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
4 Amend Restricted Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thoratec Corporation
Ticker Security ID: Meeting Date Meeting Status
TLC CUSIP 885175307 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Neil Dimick Mgmt For For For
1.2 Elect Gerhard Burbach Mgmt For For For
1.3 Elect J. Daniel Cole Mgmt For For For
1.4 Elect Steven Collis Mgmt For For For
1.5 Elect Elisha Finney Mgmt For For For
1.6 Elect D. Keith Grossman Mgmt For Withhold Against
1.7 Elect Paul LaViolette Mgmt For For For
1.8 Elect Daniel Mulvena Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thoratec Corporation
Ticker Security ID: Meeting Date Meeting Status
THOR CUSIP 885175307 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Neil F. Dimick Mgmt For Withhold Against
1.2 Elect Director Gerhard F. Burbach Mgmt For Withhold Against
1.3 Elect Director J. Daniel Cole Mgmt For Withhold Against
1.4 Elect Director Steven H. Collis Mgmt For For For
1.5 Elect Director Elisha W. Finney Mgmt For For For
1.6 Elect Director D. Keith Grossman Mgmt For Withhold Against
1.7 Elect Director Paul A. LaViolette Mgmt For For For
1.8 Elect Director Daniel M. Mulvena Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Transdigm Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 07/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
True Religion Apparel, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLG CUSIP 89784N104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey Lubell Mgmt For Withhold Against
1.2 Elect Director Marcello Bottoli Mgmt For For For
1.3 Elect Director Joseph Coulombe Mgmt For For For
1.4 Elect Director G. Louis Graziadio, Mgmt For Withhold Against
III
1.5 Elect Director Robert L. Harris, II Mgmt For Withhold Against
1.6 Elect Director Mark S. Maron Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UAL Corporation
Ticker Security ID: Meeting Date Meeting Status
UAUA CUSIP 902549807 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard J. Almeida Mgmt For Withhold Against
1.2 Elect Director Mary K. Bush Mgmt For For For
1.3 Elect Director W. James Farrell Mgmt For Withhold Against
1.4 Elect Director Walter Isaacson Mgmt For For For
1.5 Elect Director Robert D. Krebs Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director James J. O'Connor Mgmt For Withhold Against
1.8 Elect Director Glenn F. Tilton Mgmt For Withhold Against
1.9 Elect Director David J. Vitale Mgmt For Withhold Against
1.10 Elect Director John H. Walker Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corp.
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ray Kurzweil Mgmt For Withhold Against
1.2 Elect Director Martine Rothblatt, Mgmt For Withhold Against
Ph.D.
1.3 Elect Director Louis Sullivan, M.D. Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corp.
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond Kurzweil Mgmt For For For
1.2 Elect Martine A. Rothblatt Mgmt For For For
1.3 Elect Louis Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Valmont Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
VMI CUSIP 920253101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glen A. Barton Mgmt For For For
1.2 Elect Director Daniel P. Neary Mgmt For For For
1.3 Elect Director Kenneth E. Stinson Mgmt For Withhold Against
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Varian Semiconductor Equipment Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSEA CUSIP 922207105 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gary E. Dickerson Mgmt For For For
1.2 Elect Director Robert W. Dutton Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Verigy Ltd.
Ticker Security ID: Meeting Date Meeting Status
VRGY CUSIP Y93691106 04/14/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reelect Edward Grady as Director Mgmt For Against Against
2 Reelect Ernest Godshalk as Director Mgmt For For For
3 Reelect Bobby Cheng as Director Mgmt For For For
4 Reelect Keith Barnes as Director Mgmt For Against Against
5 Reappoint PricewaterhouseCoopers Mgmt For For For
LLP as Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Cash Compensation to Mgmt For For For
Non-Employee Directors; Pro Rated
Cash Compensation to New
Non-Employee Directors; and
Additional Cash Compensation to
the Lead Independent Director and
Chairperson of the Audit Committee
for Services Rendered
7 Approve Issuance of Shares without Mgmt For Against Against
Preemptive Rights
8 Authorize Share Repurchase Program Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vocus Inc.
Ticker Security ID: Meeting Date Meeting Status
VOCS CUSIP 92858J108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gary Golding Mgmt For For For
1.2 Elect Director Richard Moore Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael W. Harlan Mgmt For Withhold Against
1.2 Elect Director William J. Razzouk Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Watsco, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSO.B CUSIP 942622200 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Berner III Mgmt For Withhold Against
1.2 Elect Director Denise Dickins Mgmt For Withhold Against
1.3 Elect Director Gary L. Tapella Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For Against Against
3 Authorize Board to Fill Vacancies Mgmt For For For
4 Authorize New Class of Preferred Mgmt For Against Against
Stock
- ------------------------------------------------------------------------------------------------------------------
Wendy's/Arby's Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEN CUSIP 950587105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Nelson Peltz Mgmt For Withhold Against
1.2 Elect Director Peter W. May Mgmt For Withhold Against
1.3 Elect Director Hugh L. Carey Mgmt For Withhold Against
1.4 Elect Director Clive Chajet Mgmt For Withhold Against
1.5 Elect Director Edward P. Garden Mgmt For Withhold Against
1.6 Elect Director Janet Hill Mgmt For For For
1.7 Elect Director Joseph A. Levato Mgmt For Withhold Against
1.8 Elect Director J. Randolph Lewis Mgmt For For For
1.9 Elect Director David E. Schwab II Mgmt For Withhold Against
1.10 Elect Director Roland C. Smith Mgmt For Withhold Against
1.11 Elect Director Raymond S. Troubh Mgmt For Withhold Against
1.12 Elect Director Jack G. Wasserman Mgmt For For For
2 Eliminate Class of Common Stock Mgmt For For For
3 Company Specific--Board-Related Mgmt For For For
4 Amend Advance Notice Procedures Mgmt For For For
For Stockholder Proposals And
Director Nominations
5 Adopt Supermajority Vote Mgmt For Against Against
Requirement for Removal of
Directors
6 Repeal Supermajority Vote Mgmt For For For
Requirement for Mergers
7 Approve Executive Incentive Bonus Mgmt For Against Against
Plan
8 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For Withhold Against
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For Withhold Against
1.6 Elect Director Neil D. Nicastro Mgmt For Withhold Against
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For Withhold Against
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Woodward Governor Company
Ticker Security ID: Meeting Date Meeting Status
WGOV CUSIP 980745103 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Donovan Mgmt For For For
1.2 Elect Director Thomas A. Gendron Mgmt For Withhold Against
1.3 Elect Director John A. Halbrook Mgmt For For For
1.4 Elect Director Dr. Ronald M. Sega Mgmt For For For
2.0 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Wright Medical Group
Ticker Security ID: Meeting Date Meeting Status
WMGI CUSIP 98235T107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gary D. Blackford Mgmt For For For
1.2 Elect Director Martin J. Emerson Mgmt For For For
1.3 Elect Director Lawrence W. Hamilton Mgmt For For For
1.4 Elect Director Gary D. Henley Mgmt For For For
1.5 Elect Director John L. Miclot Mgmt For For For
1.6 Elect Director Amy S. Paul Mgmt For For For
1.7 Elect Director Robert J. Quillinan Mgmt For For For
1.8 Elect Director David D. Stevens Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Wright Medical Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMGI CUSIP 98235T107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Blackford Mgmt For For For
1.2 Elect Martin Emerson Mgmt For For For
1.3 Elect Lawrence Hamilton Mgmt For For For
1.4 Elect Gary Henley Mgmt For For For
1.5 Elect John Miclot Mgmt For For For
1.6 Elect Amy Paul Mgmt For For For
1.7 Elect Robert Quillinan Mgmt For For For
1.8 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Compensation Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
XenoPort, Inc.
Ticker Security ID: Meeting Date Meeting Status
XNPT CUSIP 98411C100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Catherine J. Mgmt For For For
Friedman
1.2 Elect Director Per G. H. Lofberg Mgmt For For For
2 Ratify Auditors Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Small Cap Value Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
A. O. Smith Corp.
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors William P. Greubel Mgmt For Withhold Against
1.2 Elect Directors Robert J. O'Toole Mgmt For For For
1.3 Elect Directors Idelle K. Wolf Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
A. O. Smith Corp.
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For Against Against
2 Adopt Amended Charter Mgmt For Against Against
3 Issue Shares in Connection with Mgmt For Against Against
Acquisition
- ------------------------------------------------------------------------------------------------------------------
Accuride Corporation
Ticker Security ID: Meeting Date Meeting Status
AURD CUSIP 004398103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mark D. Dalton Mgmt For For For
1.2 Elect Director John D. Durrett, Jr. Mgmt For For For
1.3 Elect Director Donald T. Johnson, Mgmt For For For
Jr.
1.4 Elect Director William M. Lasky Mgmt For For For
1.5 Elect Director Charles E. Mitchell Mgmt For For For
Rentschler
1.6 Elect Director Donald C. Roof Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Acme Packet, Inc.
Ticker Security ID: Meeting Date Meeting Status
APKT CUSIP 004764106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David B. Elsbree Mgmt For For For
1.2 Elect Director Patrick J. MeLampy Mgmt For For For
1.3 Elect Director Robert G. Ory Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Douglas S. Schatz Mgmt For For For
2 Elect Director Frederick A. Ball Mgmt For For For
3 Elect Director Richard P. Beck Mgmt For For For
4 Elect Director Hans Georg Betz Mgmt For For For
5 Elect Director Trung T. Doan Mgmt For For For
6 Elect Director Edward C. Grady Mgmt For For For
7 Elect Director Thomas M. Rohrs Mgmt For For For
8 Elect Director Elwood Spedden Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William O. Albertini Mgmt For For For
1.2 Elect Director Lee M. Thomas Mgmt For For For
1.3 Elect Director John C. Van Roden, Mgmt For For For
Jr.
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William S. Ayer Mgmt For For For
1.2 Elect Director Patricia M. Bedient Mgmt For For For
1.3 Elect Director Phyllis J. Campbell Mgmt For For For
1.4 Elect Director Mark R. Hamilton Mgmt For For For
1.5 Elect Director Jessie J. Knight, Mgmt For For For
Jr.
1.6 Elect Director R. Marc Langland Mgmt For For For
1.7 Elect Director Dennis F. Madsen Mgmt For For For
1.8 Elect Director Byron I. Mallott Mgmt For For For
1.9 Elect Director J. Kenneth Thompson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officer's Compensation
4 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Alliance One International, Inc.
Ticker Security ID: Meeting Date Meeting Status
AOI CUSIP 018772103 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Richard Green, Mgmt For For For
Jr.
1.2 Elect Director Nigel G. Howard Mgmt For For For
1.3 Elect Director Joseph L. Lanier, Mgmt For For For
Jr.
1.4 Elect Director William S. Sheridan Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMCOL International Corporation
Ticker Security ID: Meeting Date Meeting Status
ACO CUSIP 02341W103 05/07/2009 Voted
Meeting Type Country of Trade
Annual/Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel P. Casey Mgmt For For For
1.2 Elect Director Dale E. Stahl Mgmt For For For
1.3 Elect Director Lawrence E. Washow Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Vanguard Corporation
Ticker Security ID: Meeting Date Meeting Status
AVD CUSIP 030371108 06/05/2009 Voted
Meeting Type Country of Trade
Annual/Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence S. Clark Mgmt For For For
1.2 Elect Director John L. Killmer Mgmt For For For
1.3 Elect Director Herbert A. Kraft Mgmt For Withhold Against
1.4 Elect Director John B. Miles Mgmt For Withhold Against
1.5 Elect Director Carl R. Soderlind Mgmt For For For
1.6 Elect Director Irving J. Thau Mgmt For For For
1.7 Elect Director Eric G. Wintemute Mgmt For Withhold Against
1.8 Elect Director Glenn A. Wintemute Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Ameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
AMN CUSIP 030710107 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry L. Haines Mgmt For For For
1.2 Elect Director John E. Peppercorn Mgmt For For For
1.3 Elect Director William D. Horsfall Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Analogic Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUSIP 032657207 01/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James J. Judge Mgmt For For For
1.2 Elect Director Gerald L. Wilson Mgmt For For For
2.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vincent A. Bucci Mgmt For For For
1.2 Elect Director Howard W. Donnelly Mgmt For For For
1.3 Elect Director Charles T. Orsatti Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director L. Thomas Hiltz Mgmt For For For
1.2 Elect Director John F. Meier Mgmt For For For
1.3 Elect Director David L. Pugh Mgmt For For For
1.4 Elect Director Peter C. Wallace Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stefan A. Baustert Mgmt For For For
1.2 Elect Director Rodney L. Goldstein Mgmt For For For
1.3 Elect Director Leo A. Guthart Mgmt For For For
1.4 Elect Director Ralf K. Wunderlich Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arch Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARJ CUSIP 03937R102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William H. Powell Mgmt For For For
1.2 Elect Director Daniel S. Sanders Mgmt For For For
1.3 Elect Director Janice J. Teal Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ares Cap Corp
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory W. Penske Mgmt For For For
1.2 Elect Director Robert L. Rosen Mgmt For For For
1.3 Elect Director Bennett Rosenthal Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Sale of Common Shares Mgmt For For For
Below Net Asset Value
4 Approve Issuance of Mgmt For For For
Warrants/Convertible Debentures
5 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Ariba, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARBA CUSIP 04033V203 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harriet Edelman Mgmt For For For
1.2 Elect Director Richard A. Kashnow Mgmt For Withhold Against
1.3 Elect Director Robert D. Johnson Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel K. Frierson Mgmt For For For
1.2 Elect Director Glen E. Tellock Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ATMI, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATMI CUSIP 00207R101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen H. Mahle Mgmt For For For
1.2 Elect Director C. Douglas Marsh Mgmt For For For
1.3 Elect Director Douglas A. Neugold Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Atrion Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Hugh J. Morgan, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Deborah A. Beck Mgmt For For For
1.2 Elect Director George S. Dotson Mgmt For For For
1.3 Elect Director John R. Irwin Mgmt For For For
1.4 Elect Director Robert W. Burgess Mgmt For For For
1.5 Elect Director Hans Helmerich Mgmt For For For
1.6 Elect Director James R. Montague Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. Buck Mgmt For For For
1.2 Elect Director H. Arthur Bellows, Mgmt For For For
Jr.
1.3 Elect Director James J. Gaffney Mgmt For For For
1.4 Elect Director Peter M. Gotsch Mgmt For For For
1.5 Elect Director Andrew R. Logie Mgmt For For For
1.6 Elect Director Stuart A. Randle Mgmt For For For
1.7 Elect Director Wilson B. Sexton Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Belden, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDC CUSIP 077454106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David Aldrich Mgmt For For For
1.2 Elect Director Lorne D. Bain Mgmt For For For
1.3 Elect Director Lance C. Balk Mgmt For For For
1.4 Elect Director Judy L. Brown Mgmt For For For
1.5 Elect Director Bryan C. Cressey Mgmt For For For
1.6 Elect Director Glenn Kalnasy Mgmt For For For
1.7 Elect Director Mary S. McLeod Mgmt For For For
1.8 Elect Director John M. Monter Mgmt For For For
1.9 Elect Director Bernard G. Rethore Mgmt For For For
1.10 Elect Director John S. Stroup Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Black Hills Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUSIP 092113109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David C. Ebertz Mgmt For For For
1.2 Elect Director John R. Howard Mgmt For For For
1.3 Elect Director Stephen D. Newlin Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 02/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A. Clinton Allen Mgmt For For For
1.2 Elect Director Robert J. Lepofsky Mgmt For For For
1.3 Elect Director Joseph R. Martin Mgmt For For For
1.4 Elect Director John K. McGillicuddy Mgmt For For For
1.5 Elect Director Krishna G. Palepu Mgmt For For For
1.6 Elect Director C.S. Park Mgmt For For For
1.7 Elect Director Kirk P. Pond Mgmt For For For
1.8 Elect Director Alfred Woollacott, Mgmt For For For
III
1.9 Elect Director Mark S. Wrighton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabot Microelectronics Corporation
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John P. Frazee, Jr. Mgmt For For For
1.2 Elect Director Barbara A. Klein Mgmt For For For
1.3 Elect Director William P. Noglows Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. McMaster Mgmt For For For
1.2 Elect Director Gregory A. Pratt Mgmt For For For
1.3 Elect Director Anne L. Stevens Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cascade Bancorp
Ticker Security ID: Meeting Date Meeting Status
CACB CUSIP 147154108 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gary L. Hoffman Mgmt For For For
1.2 Elect Director Patricia L. Moss Mgmt For For For
1.3 Elect Director Thomas M. Wells Mgmt For For For
1.4 Elect Director Ryan R. Patrick Mgmt For For For
1.5 Elect Director James E. Petersen Mgmt For Withhold Against
1.6 Elect Director Jerol E. Andres Mgmt For For For
1.7 Elect Director Henry H. Hewitt Mgmt For For For
1.8 Elect Director Judith A. Johansen Mgmt For For For
1.9 Elect Director Clarence Jones Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cascade Corporation
Ticker Security ID: Meeting Date Meeting Status
CASC CUSIP 147195101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Duane C. McDougall Mgmt For For For
1.2 Elect Director James S. Osterman Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald M. Lamb Mgmt For For For
1.2 Elect Director Robert J. Myers Mgmt For For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For For
1.4 Elect Director Johnny Danos Mgmt For For For
1.5 Elect Director Patricia Clare Mgmt For For For
Sullivan
1.6 Elect Director Kenneth H. Haynie Mgmt For For For
1.7 Elect Director William C. Kimball Mgmt For For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Catapult Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
CATT CUSIP 149016107 02/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter S. Cross Mgmt For For For
1.2 Elect Director R. Stephen Heinrichs Mgmt For For For
1.3 Elect Director Nancy H. Karp Mgmt For For For
1.4 Elect Director Richard A. Karp Mgmt For For For
1.5 Elect Director John M. Scandalios Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph H. Stegmayer Mgmt For For For
1.2 Elect Director William C. Boor Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cedar Shopping Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDR CUSIP 150602209 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director James J. Burns Mgmt For For For
2 Elect Director Richard Homburg Mgmt For For For
3 Elect Director Pamela N. Hootkin Mgmt For For For
4 Elect Director Paul G. Kirk, Jr. Mgmt For For For
5 Elect Director Everett B. Miller, Mgmt For For For
III
6 Elect Director Leo S. Ullman Mgmt For For For
7 Elect Director Roger M. Widmann Mgmt For For For
8 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David F. Dietz Mgmt For Withhold Against
1.2 Elect Director Douglas M. Hayes Mgmt For For For
1.3 Elect Director Thomas E. Naugle Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Clearwater Paper Corp
Ticker Security ID: Meeting Date Meeting Status
CLW CUSIP 18538R103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Boh A. Dickey Mgmt For For For
2 Elect Director Gordon L. Jones Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cleco Corporation
Ticker Security ID: Meeting Date Meeting Status
CNL CUSIP 12561W105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Patrick Garrett Mgmt For For For
1.2 Elect Director Elton R. King Mgmt For For For
1.3 Elect Director Logan W. Kruger Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William F. Murdy Mgmt For For For
1.2 Elect Director Darcy G. Anderson Mgmt For For For
1.3 Elect Director Herman E. Bulls Mgmt For For For
1.4 Elect Director Alfred J. Mgmt For For For
Giardinelli, Jr.
1.5 Elect Director Alan P. Krusi Mgmt For For For
1.6 Elect Director Franklin Myers Mgmt For For For
1.7 Elect Director James H. Schultz Mgmt For For For
1.8 Elect Director Robert D. Wagner, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corinthian Colleges, Inc.
Ticker Security ID: Meeting Date Meeting Status
COCO CUSIP 218868107 11/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry O. Hartshorn Mgmt For For For
1.2 Elect Director Alice T. Kane Mgmt For For For
1.3 Elect Director Timothy J. Sullivan Mgmt For For For
1.4 Elect Director Peter C. Waller Mgmt For For For
2.0 Declassify the Board of Directors Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Courier Corporation
Ticker Security ID: Meeting Date Meeting Status
CRRC CUSIP 222660102 01/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James F. Conway III Mgmt For For For
1.2 Elect Director Kathleen Foley Mgmt For For For
Curley
1.3 Elect Director W. Nicholas Mgmt For For For
Thorndike
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CSS Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSS CUSIP 125906107 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Scott A. Beaumont Mgmt For For For
1.2 Elect Director James H. Bromley Mgmt For For For
1.3 Elect Director Jack Farber Mgmt For For For
1.4 Elect Director John J. Gavin Mgmt For For For
1.5 Elect Director Leonard E. Grossman Mgmt For For For
1.6 Elect Director James E. Ksansnak Mgmt For For For
1.7 Elect Director Rebecca C. Matthias Mgmt For For For
1.8 Elect Director Christopher J. Mgmt For For For
Munyan
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUSIP 232572107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles J. Abbe Mgmt For For For
1.2 Elect Director Robert P. Akins Mgmt For For For
1.3 Elect Director Edward H. Braun Mgmt For For For
1.4 Elect Director Michael R. Gaulke Mgmt For For For
1.5 Elect Director William G. Oldham Mgmt For For For
1.6 Elect Director Peter J. Simone Mgmt For For For
1.7 Elect Director Young K. Sohn Mgmt For For For
1.8 Elect Director Jon D. Tompkins Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Deltic Timber Corporation
Ticker Security ID: Meeting Date Meeting Status
DEL CUSIP 247850100 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ray C. Dillon Mgmt For For For
1.2 Elect Director Robert C. Nolan Mgmt For For For
1.3 Elect Director Robert B. Tudor, III Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dollar Thrifty Automotive Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DTG CUSIP 256743105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas P. Capo Mgmt For Withhold Against
1.2 Elect Director Maryann N. Keller Mgmt For Withhold Against
1.3 Elect Director The Hon. Edward C. Mgmt For Withhold Against
Lumley
1.4 Elect Director Richard W. Neu Mgmt For For For
1.5 Elect Director John C. Pope Mgmt For Withhold Against
1.6 Elect Director Scott L. Thompson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dorman Products Inc
Ticker Security ID: Meeting Date Meeting Status
DORM CUSIP 258278100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard N. Berman Mgmt For For For
1.2 Elect Director Steven L. Berman Mgmt For For For
1.3 Elect Director George L. Bernstein Mgmt For For For
1.4 Elect Director John F. Creamer, Jr. Mgmt For For For
1.5 Elect Director Paul R. Lederer Mgmt For For For
1.6 Elect Director Edgar W. Levin Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Drew Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
DW CUSIP 26168L205 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward W. Rose, III Mgmt For For For
1.2 Elect Director Leigh J. Abrams Mgmt For For For
1.3 Elect Director Fredric M. Zinn Mgmt For For For
1.4 Elect Director James F. Gero Mgmt For For For
1.5 Elect Director Frederick B. Hegi, Mgmt For For For
Jr.
1.6 Elect Director David A. Reed Mgmt For For For
1.7 Elect Director John B. Lowe. Jr. Mgmt For For For
1.8 Elect Director Jason D. Lippert Mgmt For For For
2 Reduce Authorized Common Stock Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peggy Cherng Mgmt For For For
1.2 Elect Director Rudolph I. Estrada Mgmt For For For
1.3 Elect Director Julia S. Gouw Mgmt For For For
1.4 Elect Director Andrew S. Kane Mgmt For For For
1.5 Elect Director John Lee Mgmt For For For
1.6 Elect Director Herman Y. Li Mgmt For For For
1.7 Elect Director Jack C. Liu Mgmt For For For
1.8 Elect Director Dominic Ng Mgmt For For For
1.9 Elect Director Keith W. Renken Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
El Paso Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Harris Mgmt For For For
1.2 Elect Director David W. Stevens Mgmt For For For
1.3 Elect Director Stephen N. Mgmt For For For
Wertheimer
1.4 Elect Director Charles A. Yamarone Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Electro Rent Corporation
Ticker Security ID: Meeting Date Meeting Status
ELRC CUSIP 285218103 10/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director G.D. Barrone Mgmt For For For
1.2 Elect Director N.Y. Bekavac Mgmt For For For
1.3 Elect Director K.J. Curtin Mgmt For For For
1.4 Elect Director D. Greenberg Mgmt For For For
1.5 Elect Director J.J. Kearns Mgmt For For For
1.6 Elect Director J.S. Pignatelli Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Empire District Electric Co. (The)
Ticker Security ID: Meeting Date Meeting Status
EDE CUSIP 291641108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director D. Randy Laney Mgmt For For For
1.2 Elect Director Bonnie C. Lind Mgmt For For For
1.3 Elect Director B. Thomas Mueller Mgmt For For For
1.4 Elect Director Paul R. Portney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Employers Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EIG CUSIP 292218104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald F. Mosher Mgmt For For For
1.2 Elect Director Katherine W. Ong Mgmt For Withhold Against
1.3 Elect Director Michael D. Rumbolz Mgmt For Withhold Against
1.4 Elect Director Valerie R. Glenn Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Opportunity Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 320228109 07/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard I. Barr Mgmt For For For
1.2 Elect Director John S. Horejsi Mgmt For For For
1.3 Elect Director SUnited Statesn L. Mgmt For For For
Ciciora
1.4 Elect Director Dr. Dean L. Jacobson Mgmt For For For
1.5 Elect Director Joel W. Looney Mgmt For For For
2.0 Approve Change of Fundamental Mgmt For For For
Investment Objective and
Reclassify as Non-fundamental
3.0 Approve Change of Fundamental Mgmt For For For
Investment Policy - Diversification
4.0 Approve Change of Fundamental Mgmt For For For
Investment Policy - Single Issuer
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James A. Prestridge Mgmt For For For
1.2 Elect Director Harvey A. Wagner Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jerome D. Brady Mgmt For Withhold Against
1.2 Elect Director David M. Wathen Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Freds, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRED CUSIP 356108100 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael J. Hayes Mgmt For Withhold Against
1.2 Elect Director John R. Eisenman Mgmt For Withhold Against
1.3 Elect Director Roger T. Knox Mgmt For Withhold Against
1.4 Elect Director Thomas H. Tashjian Mgmt For For For
1.5 Elect Director B. Mary McNabb Mgmt For Withhold Against
1.6 Elect Director Michael T. McMillan Mgmt For Withhold Against
1.7 Elect Director Bruce A. Efird Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
G&K Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
GKSR CUSIP 361268105 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lynn Crump-Caine Mgmt For For For
1.2 Elect Director J. Patrick Doyle Mgmt For Withhold Against
1.3 Elect Director M. Lenny Pippin Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David C. Hurley Mgmt For For For
1.2 Elect Director Peter O. Scannell Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David N. Campbell Mgmt For For For
1.2 Elect Director Robert E. Sadler, Mgmt For Withhold Against
Jr.
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael J. Blodnick Mgmt For For For
1.2 Elect Director James M. English Mgmt For For For
1.3 Elect Director Allen J. Fetscher Mgmt For For For
1.4 Elect Director Dallas I. Herron Mgmt For For For
1.5 Elect Director Jon W. Hippler Mgmt For For For
1.6 Elect Director Craig A. Langel Mgmt For For For
1.7 Elect Director L. Peter Larson Mgmt For For For
1.8 Elect Director Douglas J. McBride Mgmt For For For
1.9 Elect Director John W. Murdoch Mgmt For For For
1.10 Elect Director Everit A. Sliter Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Maurice W. Coulon Mgmt For For For
1.2 Elect Director Gerard Mead Mgmt For For For
1.3 Elect Director David A.R. Dullum Mgmt For For For
1.4 Elect Director Terry Lee Brubaker Mgmt For For For
2.0 Authorize Company to Sell Shares Mgmt For For For
Below Net Asset Value
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hatteras Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
HTS CUSIP 41902R103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael R. Hough Mgmt For For For
1.2 Elect Director Benjamin M. Hough Mgmt For For For
1.3 Elect Director David W. Berson Mgmt For For For
1.4 Elect Director Ira G. Kawaller Mgmt For Withhold Against
1.5 Elect Director Jeffrey D. Miller Mgmt For For For
1.6 Elect Director Thomas D. Wren Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hercules Offshore, Inc.
Ticker Security ID: Meeting Date Meeting Status
HERO CUSIP 427093109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas N. Amonett Mgmt For For For
1.2 Elect Director John T. Rynd Mgmt For For For
1.3 Elect Director Steven A. Webster Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hercules Technology Growth Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Allyn C. Woodward, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Approve Sale of Common Shares Mgmt For For For
Below Net Asset Value
4 Approve Issuance of Warrants and Mgmt For For For
Convertible Debentures
- ------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 01/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Terms of Preferred Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hooker Furniture Corp.
Ticker Security ID: Meeting Date Meeting Status
HOFT CUSIP 439038100 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For
1.2 Elect Director W.c. Beeler, Jr. Mgmt For For For
1.3 Elect Director John L. Gregory, III Mgmt For For For
1.4 Elect Director Mark F. Schreiber Mgmt For For For
1.5 Elect Director David G. Sweet Mgmt For For For
1.6 Elect Director Henry G. Mgmt For For For
Williamson, Jr
- ------------------------------------------------------------------------------------------------------------------
Hub Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HUBG CUSIP 443320106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David P. Yeager Mgmt For For For
1.2 Elect Director Mark A. Yeager Mgmt For For For
1.3 Elect Director Gary D. Eppen Mgmt For For For
1.4 Elect Director Charles R. Reaves Mgmt For For For
1.5 Elect Director Martin P. Slark Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William M. Cook Mgmt For For For
1.2 Elect Director Frank S. Hermance Mgmt For For For
1.3 Elect Director Michael T. Tokarz Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Innospec Inc
Ticker Security ID: Meeting Date Meeting Status
IOSP CUSIP 45768S105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James M.C. Puckridge Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Insituform Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSU CUSIP 457667103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director J. Joseph Burgess Mgmt For For For
2 Elect Director Stephen P. Mgmt For Against Against
Cortinovis
3 Elect Director Stephanie A. Cuskley Mgmt For Against Against
4 Elect Director John P. Dubinsky Mgmt For Against Against
5 Elect Director Juanita H. Hinshaw Mgmt For Against Against
6 Elect Director Alfred L. Woods Mgmt For Against Against
7 Approve Omnibus Stock Plan Mgmt For For For
8 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
International Royalty Corporation
Ticker Security ID: Meeting Date Meeting Status
IRC CUSIP 460277106 05/13/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
2 Fix Number of Directors at Eight Mgmt For For For
3.1 Elect Director Douglas B. Silver Mgmt For For For
3.2 Elect Director Douglas J. Hurst Mgmt For For For
3.3 Elect Director Robert W. Schafer Mgmt For For For
3.4 Elect Director Gordon J. Fretwell Mgmt For For For
3.5 Elect Director Rene G. Carrier Mgmt For For For
3.6 Elect Director Christopher Daly Mgmt For For For
3.7 Elect Director Gordon J. Bodgen Mgmt For For For
3.8 Elect Director Christopher L. Mgmt For For For
Verbiski
4 Approve Shareholder Rights Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
JMP GROUP INC
Ticker Security ID: Meeting Date Meeting Status
JMP CUSIP 46629U107 06/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph A. Jolson Mgmt For For For
1.2 Elect Director Craig R. Johnson Mgmt For For For
1.3 Elect Director Mark L. Lehmann Mgmt For For For
1.4 Elect Director Carter D. Mack Mgmt For For For
1.5 Elect Director Edward J. Sebastian Mgmt For For For
1.6 Elect Director Glenn H. Tongue Mgmt For For For
1.7 Elect Director Kenneth M. Karmin Mgmt For For For
1.8 Elect Director Harris S. Barton Mgmt For For For
1.9 Elect Director H. Mark Lunenburg Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kaman Corporation
Ticker Security ID: Meeting Date Meeting Status
KAMN CUSIP 483548103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director E. Reeves Callaway Mgmt For For For
III
1.2 Elect Director Karen M. Garrison Mgmt For For For
1.3 Elect Director A. William Higgins Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
kforce, Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. R. Carey, Jr. Mgmt For For For
1.2 Elect Director David L. Dunkel Mgmt For For For
1.3 Elect Director Mark F. Furlong Mgmt For For For
1.4 Elect Director Patrick D. Mgmt For For For
Moneymaker
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Declassify the Board of Directors Mgmt For For For
2.1 Elect Director John B. Kilroy, Sr. Mgmt For For For
2.2 Elect Director John B. Kilroy, Jr. Mgmt For For For
2.3 Elect Director Edward F. Brennan Mgmt For For For
2.4 Elect Director William P. Dickey Mgmt For For For
2.5 Elect Director Scott S. Ingraham Mgmt For For For
2.6 Elect Director Dale F. Kinsella Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP 497266106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bob G. Gower Mgmt For For For
1.2 Elect Director Monte J. Miller Mgmt For For For
1.3 Elect Director Joseph H. Pyne Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Kite Realty Group Trust
Ticker Security ID: Meeting Date Meeting Status
KRG CUSIP 49803T102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John A. Kite Mgmt For For For
1.2 Elect Director William E. Bindley Mgmt For For For
1.3 Elect Director Richard A. Cosier Mgmt For For For
1.4 Elect Director Eugene Golub Mgmt For For For
1.5 Elect Director Gerald L. Moss Mgmt For For For
1.6 Elect Director Michael L. Smith Mgmt For For For
1.7 Elect Director Darell E. Zink, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Knology, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNOL CUSIP 499183804 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alan A. Burgess Mgmt For For For
1.2 Elect Director O. Gene Gabbard Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kohlberg Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 500233101 07/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Company to Sell Shares Mgmt For For For
Below Net Asset Value
- ------------------------------------------------------------------------------------------------------------------
Kratos Defense & Security Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B108 06/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Scott Anderson Mgmt For For For
1.2 Elect Director Bandel Carano Mgmt For For For
1.3 Elect Director Eric DeMarco Mgmt For For For
1.4 Elect Director William Hoglund Mgmt For For For
1.5 Elect Director Scot Jarvis Mgmt For For For
1.6 Elect Director Samuel Liberatore Mgmt For For For
2 Approve Reverse Stock Split Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kratos Defense & Security Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B108 12/22/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
- ------------------------------------------------------------------------------------------------------------------
LaSalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Darryl Mgmt For For For
Hartley-Leonard
1.2 Elect Director Kelly L. Kuhn Mgmt For Withhold Against
1.3 Elect Director William S. McCalmont Mgmt For Withhold Against
1.4 Elect Director Michael D. Barnello Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lexicon Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXRX CUSIP 528872104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Arthur T. Sands Mgmt For For For
1.2 Elect Director Philippe J. Amouyal Mgmt For For For
1.3 Elect Director Frank P. Palantoni Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Non-Employee Director Stock Mgmt For For For
Option Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director T.J. Chung Mgmt For For For
1.2 Elect Director John P. Driscoll Mgmt For For For
1.3 Elect Director Anthony Grillo Mgmt For For For
1.4 Elect Director Gordon Hunter Mgmt For For For
1.5 Elect Director John E. Major Mgmt For For For
1.6 Elect Director William P. Noglows Mgmt For For For
1.7 Elect Director Ronald L. Schubel Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
M/I Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 03/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Stock Ownership Limitations Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
M/I Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Yvette McGee Brown Mgmt For For For
1.2 Elect Director Thomas D. Igoe Mgmt For For For
1.3 Elect Director J. Thomas Mason Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Approve Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MarineMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director William H. McGill Mgmt For For For
Jr.
2.0 Elect Director John B. Furman Mgmt For For For
3.0 Elect Director Robert S. Kant Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mariner Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ME CUSIP 56845T305 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bernard Aronson Mgmt For For For
1.2 Elect Director H. Clayton Peterson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Markel Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Alfred Broaddus, Mgmt For For For
Jr.
1.2 Elect Director Douglas C. Eby Mgmt For For For
1.3 Elect Director Leslie A. Grandis Mgmt For For For
1.4 Elect Director Stewart M. Kasen Mgmt For For For
1.5 Elect Director Alan I. Kirshner Mgmt For For For
1.6 Elect Director Lemuel E. Lewis Mgmt For For For
1.7 Elect Director Anthony F. Markel Mgmt For For For
1.8 Elect Director Steven A. Markel Mgmt For For For
1.9 Elect Director Jay M. Weinberg Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Matthews International Corporation
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William J. Stallkamp Mgmt For For For
1.2 Elect Director Joseph C. Bartolacci Mgmt For For For
1.3 Elect Director Katherine E. Dietze Mgmt For For For
1.4 Elect Director Glenn R. Mahone Mgmt For Withhold Against
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Max Capital Group LTD
Ticker Security ID: Meeting Date Meeting Status
MXGL CUSIP G6052F103 06/12/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Elimination of Mgmt For For For
Supermajority Vote Requirement for
Amalgamations
2 Approve Agreement with IPC Mgmt For For For
Holdings, Ltd. and IPC Limited
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
McGrath RentCorp
Ticker Security ID: Meeting Date Meeting Status
MGRC CUSIP 580589109 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William J. Dawson Mgmt For For For
1.2 Elect Director Robert C. Hood Mgmt For For For
1.3 Elect Director Dennis C. Kakures Mgmt For For For
1.4 Elect Director Robert P. McGrath Mgmt For For For
1.5 Elect Director Dennis P. Stradford Mgmt For For For
1.6 Elect Director Ronald H. Zech Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Meadowbrook Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MIG CUSIP 58319P108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert S. Cubbin Mgmt For For For
1.2 Elect Director Robert F. Fix Mgmt For For For
1.3 Elect Director Hugh W. Greenberg Mgmt For For For
1.4 Elect Director Florine Mark Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Meritage Homes Corp
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 02/16/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Stock Ownership Limitations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter J. Aspatore Mgmt For For For
1.2 Elect Director Warren L. Batts Mgmt For For For
1.3 Elect Director J. Edward Colgate Mgmt For For For
1.4 Elect Director Darren M. Dawson Mgmt For For For
1.5 Elect Director Donald W. Duda Mgmt For For For
1.6 Elect Director Isabelle C. Goossen Mgmt For For For
1.7 Elect Director Christopher J. Mgmt For For For
Hornung
1.8 Elect Director Paul G. Shelton Mgmt For For For
1.9 Elect Director Lawrence B. Skatoff Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Minerals Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTX CUSIP 603158106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kristina M. Johnson Mgmt For For For
1.2 Elect Director Michael F. Pasquale Mgmt For For For
1.3 Elect Director John T. Reid Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Momenta Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNTA CUSIP 60877T100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John K. Clarke Mgmt For For For
1.2 Elect Director James Sulat Mgmt For For For
1.3 Elect Director Craig A. Wheeler Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MPS Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPS CUSIP 553409103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Derek E. Dewan Mgmt For For For
1.2 Elect Director Timothy D. Payne Mgmt For For For
1.3 Elect Director Peter J. Tanous Mgmt For For For
1.4 Elect Director T. Wayne Davis Mgmt For For For
1.5 Elect Director John R. Kennedy Mgmt For For For
1.6 Elect Director Michael D. Abney Mgmt For For For
1.7 Elect Director William M. Isaac Mgmt For For For
1.8 Elect Director Darla D. Moore Mgmt For For For
1.9 Elect Director Arthur B. Laffer Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MPS Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPS CUSIP 553409103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert P. Crouch Mgmt For For For
2 Amend Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Myers Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYE CUSIP 628464109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Keith A. Brown Mgmt For For For
1.2 Elect Director Vincent C. Byrd Mgmt For For For
1.3 Elect Director Richard P. Johnston Mgmt For For For
1.4 Elect Director Edward W. Kissel Mgmt For For For
1.5 Elect Director Stephen E. Myers Mgmt For For For
1.6 Elect Director John C. Orr Mgmt For For For
1.7 Elect Director John B. Crowe Mgmt For For For
1.8 Elect Director Jon H. Outcalt Mgmt For For For
1.9 Elect Director Robert A. Stefanko Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Amend Code of Regulations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Healthcare Corporation
Ticker Security ID: Meeting Date Meeting Status
NHC CUSIP 635906100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Paul Abernathy Mgmt For For For
1.2 Elect Director Robert G. Adams Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Interstate Corp
Ticker Security ID: Meeting Date Meeting Status
NATL CUSIP 63654U100 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph E. (Jeff) Mgmt For For For
Consolino
1.2 Elect Director Theodore H. Mgmt For For For
Elliott, Jr.
1.3 Elect Director Gary J.Gruber Mgmt For Withhold Against
1.4 Elect Director Donald D. Larson Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navigant Consulting Inc.
Ticker Security ID: Meeting Date Meeting Status
NCI CUSIP 63935N107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas A. Gildehaus Mgmt For For For
1.2 Elect Director Peter B. Pond Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nordson Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUSIP 655663102 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward P. Campbell Mgmt For For For
1.2 Elect Director William W. Colville Mgmt For For For
1.3 Elect Director David W. Ignat Mgmt For For For
1.4 Elect Director William P. Madar Mgmt For Withhold Against
1.5 Elect Director Michael J. Mgmt For Withhold Against
Merriman, Jr.
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Overseas Shipholding Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSG CUSIP 690368105 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Morten Arntzen Mgmt For For For
1.2 Elect Director Oudi Recanati Mgmt For Withhold Against
1.3 Elect Director G. Allen Andreas, Mgmt For For For
III
1.4 Elect Director Alan R. Batkin Mgmt For For For
1.5 Elect Director Thomas B. Coleman Mgmt For Withhold Against
1.6 Elect Director Charles A. Fribourg Mgmt For Withhold Against
1.7 Elect Director Stanley Komaroff Mgmt For For For
1.8 Elect Director Solomon N. Merkin Mgmt For For For
1.9 Elect Director Joel I. Picket Mgmt For For For
1.10 Elect Director Ariel Recanati Mgmt For For For
1.11 Elect Director Thomas F. Robards Mgmt For For For
1.12 Elect Director Jean-Paul Vettier Mgmt For Withhold Against
1.13 Elect Director Michael J. Zimmerman Mgmt For For For
2 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Owens & Minor, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John T. Crotty Mgmt For For For
1.2 Elect Director Richard E. Fogg Mgmt For For For
1.3 Elect Director James E. Rogers Mgmt For For For
1.4 Elect Director James E. Ukrop Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PalmOne, Inc.
Ticker Security ID: Meeting Date Meeting Status
PALM CUSIP 696643105 10/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward T. Colligan Mgmt For For For
1.2 Elect Director D. Scott Mercer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Parkway Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKY CUSIP 70159Q104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel P. Friedman Mgmt For For For
1.2 Elect Director Roger P. Friou Mgmt For For For
1.3 Elect Director Michael J. Lipsey Mgmt For For For
1.4 Elect Director Steven G. Rogers Mgmt For For For
1.5 Elect Director Leland R. Speed Mgmt For For For
1.6 Elect Director Troy A. Stovall Mgmt For For For
1.7 Elect Director Lenore M. Sullivan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PennantPark Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
PNNT CUSIP 708062104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Adam K. Bernstein Mgmt For For For
1.2 Elect Director Jeffrey Flug Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Piper Jaffray Cos
Ticker Security ID: Meeting Date Meeting Status
PJC CUSIP 724078100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael R. Francis Mgmt For For For
1.2 Elect Director B. Kristine Johnson Mgmt For For For
1.3 Elect Director Addison L. Piper Mgmt For For For
1.4 Elect Director Lisa K. Polsky Mgmt For For For
1.5 Elect Director Jean M. Taylor Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Potlatch Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Boh A. Dickey Mgmt For For For
2 Elect Director William L. Driscoll Mgmt For For For
3 Elect Director Judith M. Runstad Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Premiere Global Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGI CUSIP 740585104 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Boland T. Jones Mgmt For For For
1.2 Elect Director Jeffrey T. Arnold Mgmt For For For
1.3 Elect Director Wilkie S. Colyer Mgmt For For For
1.4 Elect Director John R. Harris Mgmt For For For
1.5 Elect Director W. Steven Jones Mgmt For For For
1.6 Elect Director Raymond H. Pirtle, Mgmt For For For
Jr.
1.7 Elect Director J. Walker Smith, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ProAssurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jerry D. Brant Mgmt For For For
1.2 Elect Director John J. McMahon Mgmt For For For
1.3 Elect Director William H. Woodhams Mgmt For For For
1.4 Elect Director Wilfred W. Yeargan, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ProCentury Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 74268T108 07/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Progress Software Corporation
Ticker Security ID: Meeting Date Meeting Status
PRGS CUSIP 743312100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Fix Number of Directors at Six Mgmt For For For
2.1 Elect Director Barry N. Bycoff Mgmt For For For
2.2 Elect Director Ram Gupta Mgmt For For For
2.3 Elect Director Charles F. Kane Mgmt For For For
2.4 Elect Director David A. Krall Mgmt For For For
2.5 Elect Director Michael L. Mark Mgmt For For For
2.6 Elect Director Richard D. Reidy Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Provident Bankshares Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 743859100 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George E. Bull, III Mgmt For For For
1.2 Elect Director Thomas C. Brown Mgmt For For For
1.3 Elect Director Diane L. Merdian Mgmt For For For
1.4 Elect Director Georganne C. Proctor Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Safeguard Scientifics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFE CUSIP 786449108 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter J. Boni Mgmt For For For
1.2 Elect Director Michael J. Cody Mgmt For For For
1.3 Elect Director Julie A. Dobson Mgmt For For For
1.4 Elect Director Robert E. Keith, Jr. Mgmt For For For
1.5 Elect Director Andrew E. Lietz Mgmt For For For
1.6 Elect Director George Mackenzie Mgmt For For For
1.7 Elect Director George D. McClelland Mgmt For For For
1.8 Elect Director Jack L. Messman Mgmt For For For
1.9 Elect Director John W. Poduska, Sr. Mgmt For For For
1.10 Elect Director John J. Roberts Mgmt For For For
1.11 Elect Director Robert J. Rosenthal Mgmt For For For
2.0 Approve Reverse Stock Split Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Saga Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGA CUSIP 786598300 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Alt Mgmt For For For
1.2 Elect Director Brian W. Brady Mgmt For For For
1.3 Elect Director Clarke R. Brown Mgmt For Withhold Against
1.4 Elect Director Edward K. Christian Mgmt For For For
1.5 Elect Director Robert J. Maccini Mgmt For For For
1.6 Elect Director David B. Stephens Mgmt For For For
1.7 Elect Director Gary Stevens Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SeaBright Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBX CUSIP 811656107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John G. Pasqualetto Mgmt For For For
1.2 Elect Director Peter Y. Chung Mgmt For For For
1.3 Elect Director Joseph A. Edwards Mgmt For For For
1.4 Elect Director William M. Feldman Mgmt For For For
1.5 Elect Director Mural R. Josephson Mgmt For For For
1.6 Elect Director George M. Morvis Mgmt For For For
1.7 Elect Director Michael D. Rice Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shiloh Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLO CUSIP 824543102 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David J. Hessler Mgmt For Withhold Against
1.2 Elect Director Gary A. Oatey Mgmt For For For
1.3 Elect Director John J. Tanis Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sonus Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
SONS CUSIP 835916107 06/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James K. Brewington Mgmt For For For
1.2 Elect Director Richard N. Mgmt For For For
Nottenburg , Ph. D.
1.3 Elect Director Scott E. Schubert Mgmt For For For
2 Declassify the Board of Directors Mgmt For For For
3 Approve Repricing of Options Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwest Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George C. Biehl Mgmt For For For
1.2 Elect Director Robert L. Boughner Mgmt For For For
1.3 Elect Director Thomas E. Chestnut Mgmt For For For
1.4 Elect Director Stephen C. Comer Mgmt For For For
1.5 Elect Director Richard M. Gardner Mgmt For For For
1.6 Elect Director LeRoy C. Hanneman, Mgmt For For For
Jr.
1.7 Elect Director James J. Kropid Mgmt For For For
1.8 Elect Director Michael O. Maffie Mgmt For For For
1.9 Elect Director Anne L. Mariucci Mgmt For For For
1.10 Elect Director Michael J. Melarkey Mgmt For For For
1.11 Elect Director Jeffrey W. Shaw Mgmt For For For
1.12 Elect Director Thomas A. Thomas Mgmt For For For
1.13 Elect Director Terrence L. Wright Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SPSS Inc.
Ticker Security ID: Meeting Date Meeting Status
SPSS CUSIP 78462K102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jack Noonan Mgmt For Withhold Against
1.2 Elect Director Michael D. Blair Mgmt For Withhold Against
1.3 Elect Director Patricia B. Morrison Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stanley Furniture Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLY CUSIP 854305208 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael P. Haley Mgmt For For For
1.2 Elect Director Albert L. Prillaman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
StarTek, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRT CUSIP 85569C107 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ed Zschau Mgmt For For For
1.2 Elect Director P. Kay Norton Mgmt For For For
1.3 Elect Director Albert C. Yates Mgmt For For For
1.4 Elect Director A. Laurence Jones Mgmt For For For
1.5 Elect Director Harvey A. Wagner Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steak & Shake Company (The)
Ticker Security ID: Meeting Date Meeting Status
SNS CUSIP 857873103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Sardar Biglari Mgmt For For For
1.2 Elect Director Phillip Cooley Mgmt For For For
1.3 Elect Director Ruth J. Person Mgmt For For For
1.4 Elect Director William J. Regan, Mgmt For For For
Jr.
1.5 Elect Director John W. Ryan Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Stein Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMRT CUSIP 858375108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ralph Alexander Mgmt For For For
1.2 Elect Director Alvin R. Carpenter Mgmt For For For
1.3 Elect Director Irwin Cohen Mgmt For For For
1.4 Elect Director Susan Falk Mgmt For For For
1.5 Elect Director Linda M. Farthing Mgmt For For For
1.6 Elect Director Mitchell W. Legler Mgmt For For For
1.7 Elect Director Richard L. Sisisky Mgmt For For For
1.8 Elect Director Jay Stein Mgmt For For For
1.9 Elect Director Martin E. Stein, Jr. Mgmt For For For
1.10 Elect Director David H. Stovall, Mgmt For For For
Jr.
1.11 Elect Director John H. Williams, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Sterling Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
STRL CUSIP 859241101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director John D. Abernathy Mgmt For For For
2 Elect Director Robert W. Frickel Mgmt For For For
3 Elect Director Milton L. Scott Mgmt For For For
4 Elect Director David R. A. Steadman Mgmt For For For
5 Amend Certificate of Incorporation Mgmt For For For
6 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steven Madden, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward R Rosenfeld Mgmt For For For
1.2 Elect Director John L Madden Mgmt For For For
1.3 Elect Director Peter Migliorini Mgmt For For For
1.4 Elect Director Richard P Randall Mgmt For For For
1.5 Elect Director Ravi Sachdev Mgmt For For For
1.6 Elect Director Thomas H Schwartz Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Strategic Hotels & Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
BEE CUSIP 86272T106 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert P. Bowen Mgmt For For For
1.2 Elect Director Kenneth Fisher Mgmt For For For
1.3 Elect Director Laurence S. Geller Mgmt For For For
1.4 Elect Director James A. Jeffs Mgmt For For For
1.5 Elect Director Richard D. Kincaid Mgmt For For For
1.6 Elect Director David M.C. Michels Mgmt For For For
1.7 Elect Director William A. Prezant Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Symyx Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMMX CUSIP 87155S108 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Isy Goldwasser Mgmt For For For
2 Elect Director David C. Hill Mgmt For For For
3 Elect Director Chris van Ingen Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert Huang Mgmt For For For
1.2 Elect Director Kevin Murai Mgmt For For For
1.3 Elect Director Matthew Miau Mgmt For For For
1.4 Elect Director Fred Breidenbach Mgmt For For For
1.5 Elect Director Gregory Quesnel Mgmt For For For
1.6 Elect Director Dwight Steffensen Mgmt For For For
1.7 Elect Director James Van Horne Mgmt For For For
1.8 Elect Director Duane Zitzner Mgmt For For For
2.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 08/19/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Dixie Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXYN CUSIP 255519100 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Don Brock Mgmt For For For
1.2 Elect Director Daniel K. Frierson Mgmt For For For
1.3 Elect Director Paul K. Frierson Mgmt For For For
1.4 Elect Director Walter W. Hubbard Mgmt For For For
1.5 Elect Director Lowry F. Kline Mgmt For For For
1.6 Elect Director John W. Murrey, III Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Greenbrier Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBX CUSIP 393657101 01/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William A. Furman Mgmt For For For
1.2 Elect Director Charles J. Swindells Mgmt For Withhold Against
1.3 Elect Director C. Bruce Ward Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Mens Wearhouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
MW CUSIP 587118100 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George Zimmer Mgmt For For For
1.2 Elect Director David H. Edwab Mgmt For For For
1.3 Elect Director Rinaldo S. Brutoco Mgmt For For For
1.4 Elect Director Michael L. Ray Mgmt For For For
1.5 Elect Director Sheldon I. Stein Mgmt For For For
1.6 Elect Director Deepak Chopra Mgmt For For For
1.7 Elect Director William B. Sechrest Mgmt For For For
1.8 Elect Director Larry R. Katzen Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dan M. Dutton Mgmt For For For
1.2 Elect Director William R. Payne Mgmt For For For
1.3 Elect Director Louis A. Smith Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vectren Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP 92240G101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carl L. Chapman Mgmt For For For
1.2 Elect Director John M. Dunn Mgmt For For For
1.3 Elect Director Niel C. Ellerbrook Mgmt For For For
1.4 Elect Director John D. Engelbrecht Mgmt For For For
1.5 Elect Director Anton H. George Mgmt For For For
1.6 Elect Director Martin C. Jischke Mgmt For For For
1.7 Elect Director Robert L. Koch II Mgmt For For For
1.8 Elect Director William G. Mays Mgmt For For For
1.9 Elect Director J. Timothy McGinley Mgmt For For For
1.10 Elect Director Richard P. Rechter Mgmt For For For
1.11 Elect Director R. Daniel Sadlier Mgmt For For For
1.12 Elect Director Michael L. Smith Mgmt For For For
1.13 Elect Director Jean L. Wojtowicz Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vignette Corporation
Ticker Security ID: Meeting Date Meeting Status
VIGN CUSIP 926734401 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kathleen Earley Mgmt For For For
1.2 Elect Director Joseph M. Grant Mgmt For For For
1.3 Elect Director Jan H. Lindelow Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vitran Corporation Inc.
Ticker Security ID: Meeting Date Meeting Status
VTN CUSIP 928850E107 04/22/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard D. McGraw Mgmt For Withhold Against
1.2 Elect Director Rick E. Gaetz Mgmt For For For
1.3 Elect Director William S. Deluce Mgmt For For For
1.4 Elect Director Anthony F. Griffiths Mgmt For For For
1.5 Elect Director John R. Gossling Mgmt For For For
1.6 Elect Director Georges L. Hebert Mgmt For For For
2 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael W. Harlan Mgmt For For For
1.2 Elect Director William J. Razzouk Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wausau Paper Corp
Ticker Security ID: Meeting Date Meeting Status
WPP CUSIP 943315101 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director G. Watts Humphrey, Mgmt For Withhold Against
Jr.
1.2 Elect Director San W. Orr, Jr. Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James J. Volker Mgmt For For For
1.2 Elect Director William N. Hahne Mgmt For For For
1.3 Elect Director Graydon D. Hubbard Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Winn-Dixie Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WINN CUSIP 974280307 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Evelyn V. Follit Mgmt For For For
1.2 Elect Director Charles P. Garcia Mgmt For For For
1.3 Elect Director Jeffrey C. Girard Mgmt For For For
1.4 Elect Director Yvonne R. Jackson Mgmt For For For
1.5 Elect Director Gregory P. Mgmt For For For
Josefowicz
1.6 Elect Director Peter L. Lynch Mgmt For For For
1.7 Elect Director James P. Olson Mgmt For For For
1.8 Elect Director Terry Peets Mgmt For For For
1.9 Elect Director Richard E. Rivera Mgmt For For For
2.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wintrust Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter D. Crist Mgmt For For For
1.2 Elect Director Bruce K. Crowther Mgmt For For For
1.3 Elect Director Joseph F. Damico Mgmt For For For
1.4 Elect Director Bert A. Getz, Jr. Mgmt For For For
1.5 Elect Director H. Patrick Hackett, Mgmt For For For
Jr.
1.6 Elect Director Scott K. Heitmann Mgmt For For For
1.7 Elect Director Charles H. James III Mgmt For For For
1.8 Elect Director Albin F. Moschner Mgmt For For For
1.9 Elect Director Thomas J. Neis Mgmt For For For
1.10 Elect Director Christopher J. Perry Mgmt For For For
1.11 Elect Director Hollis W. Rademacher Mgmt For For For
1.12 Elect Director Ingrid S. Stafford Mgmt For For For
1.13 Elect Director Edward J. Wehmer Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Woodward Governor Company
Ticker Security ID: Meeting Date Meeting Status
WGOV CUSIP 980745103 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Donovan Mgmt For For For
1.2 Elect Director Thomas A. Gendron Mgmt For For For
1.3 Elect Director John A. Halbrook Mgmt For For For
1.4 Elect Director Dr. Ronald M. Sega Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
XYRATEX LTD
Ticker Security ID: Meeting Date Meeting Status
XRTX CINS G98268108 03/23/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steve Barber as Director Mgmt For For For
1.2 Elect Jonathan Brooks as Director Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Zarlink Semiconductor Inc.
Ticker Security ID: Meeting Date Meeting Status
ZL CUSIP 989139100 07/23/2008 Voted
Meeting Type Country of Trade
Consent Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Adam Chowaniec Mgmt For For For
1.2 Elect Director Oleg Khaykin Mgmt For For For
1.3 Elect Director Hubert T. Lacroix Mgmt For For For
1.4 Elect Director J. Spencer Lanthier Mgmt For For For
1.5 Elect Director Kirk K. Mandy Mgmt For For For
1.6 Elect Director Jules Meunier Mgmt For For For
1.7 Elect Director Dennis Roberson Mgmt For For For
1.8 Elect Director Henry Simon Mgmt For For For
2.0 Ratify Deloitte & Touche LLP as Mgmt For For For
Auditors
3.0 Amend Bylaws Re: Permit Common Mgmt For For For
Shares to be Transferred Without
the Need for a Certificate
4.0 Approve Reduction in Stated Capital Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zarlink Semiconductor Inc.
Ticker Security ID: Meeting Date Meeting Status
ZL CUSIP 989139100 07/23/2008 Take No Action
Meeting Type Country of Trade
Consent Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Owen as Director ShrHldr Against TNA N/A
1.2 Elect Niel Carragher as Director ShrHldr Against TNA N/A
1.3 Elect David Banks as Director ShrHldr Against TNA N/A
1.4 Elect Luke Smith as Director ShrHldr Against TNA N/A
1.5 Elect Kalai Kalaichelvan as ShrHldr Against TNA N/A
Director
1.6 Elect J. Spencer Lanthier as ShrHldr Against TNA N/A
Director
1.7 Elect Hubert T. Lacroix as Director ShrHldr Against TNA N/A
1.8 Elect Adam Chowaniec as Director ShrHldr Against TNA N/A
2.0 Ratify Deloitte & Touche LLP as Mgmt For TNA N/A
Auditors
3.0 Amend Bylaws Re: Permit Common Mgmt For TNA N/A
Shares to be Transferred Without
the Need for a Certificate
4.0 Approve Reduction in Stated Capital Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Small Cap Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Norman Asbjornson Mgmt For Withhold Against
1.2 Elect John Johnson, Jr. Mgmt For Withhold Against
1.3 Elect Charles Stephenson, Jr. Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Aaron Rents, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNT CUSIP 002535 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Charles Loudermilk, Sr. Mgmt For Withhold Against
1.2 Elect Robert Loudermilk, Jr. Mgmt For Withhold Against
1.3 Elect Gilbert Danielson Mgmt For Withhold Against
1.4 Elect William Butler, Jr. Mgmt For Withhold Against
1.5 Elect Ronald Allen Mgmt For Withhold Against
1.6 Elect Leo Benatar Mgmt For Withhold Against
1.7 Elect Earl Dolive Mgmt For Withhold Against
1.8 Elect David Kolb Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For Withhold Against
1.10 Elect John Schuerholz Mgmt For Withhold Against
1.11 Elect John Portman, Jr. Mgmt For Withhold Against
2 Amendment to the 2001 Stock Option Mgmt For For For
and Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------
ADTRAN, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADTN CUSIP 00738A106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Stanton Mgmt For For For
1.2 Elect H. Fenwick Huss Mgmt For For For
1.3 Elect Ross Ireland Mgmt For For For
1.4 Elect William Marks Mgmt For For For
1.5 Elect James Matthews Mgmt For For For
1.6 Elect Balan Nair Mgmt For For For
1.7 Elect Roy Nichols Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AECOM Technology Corp
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Fordyce Mgmt For For For
1.2 Elect Linda Griego Mgmt For Withhold Against
1.3 Elect Richard Newman Mgmt For For For
1.4 Elect William Ouchi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aeropostale, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARO CUSIP 007865108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Julian R. Geiger Mgmt For For For
1.2 Elect Bodil Arlander Mgmt For For For
1.3 Elect Ronald Beegle Mgmt For For For
1.4 Elect John Haugh Mgmt For For For
1.5 Elect Robert Chavez Mgmt For For For
1.6 Elect Mindy Meads Mgmt For For For
1.7 Elect John Howard Mgmt For For For
1.8 Elect David Vermylen Mgmt For For For
1.9 Elect Karin Hirtler-Garvey Mgmt For For For
1.10 Elect Evelyn Dilsaver Mgmt For For For
1.11 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Floor Mgmt For For For
1.2 Elect Sean Healey Mgmt For For For
1.3 Elect Harold Meyerman Mgmt For For For
1.4 Elect William Nutt Mgmt For For For
1.5 Elect Rita Rodriguez Mgmt For For For
1.6 Elect Patrick Ryan Mgmt For For For
1.7 Elect Jide Zeitlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William O. Albertini Mgmt For For For
1.2 Elect Director Lee M. Thomas Mgmt For For For
1.3 Elect Director John C. Van Roden, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Ayer Mgmt For Withhold Against
1.2 Elect Patricia Bedient Mgmt For Withhold Against
1.3 Elect Phyllis Campbell Mgmt For Withhold Against
1.4 Elect Mark Hamilton Mgmt For Withhold Against
1.5 Elect Jessie Knight, Jr. Mgmt For Withhold Against
1.6 Elect R. Marc Langland Mgmt For Withhold Against
1.7 Elect Dennis Madsen Mgmt For Withhold Against
1.8 Elect Byron Mallott Mgmt For Withhold Against
1.9 Elect J. Kenneth Thompson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect Joseph Madri Mgmt For For For
1.4 Elect Larry Mathis Mgmt For For For
1.5 Elect R. Douglas Norby Mgmt For For For
1.6 Elect Alvin Parven Mgmt For For For
1.7 Elect Ruedi Waeger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alliance One International, Inc.
Ticker Security ID: Meeting Date Meeting Status
AOI CUSIP 018772103 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Richard Green, Mgmt For For For
Jr.
1.2 Elect Director Nigel G. Howard Mgmt For For For
1.3 Elect Director Joseph L. Lanier, Mgmt For For For
Jr.
1.4 Elect Director William S. Sheridan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 11/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Medical Systems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMMD CUSIP 02744M108 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Bihl, III Mgmt For For For
1.2 Elect Jane Kiernan Mgmt For For For
1.3 Elect Thomas Timbie Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Public Education Inc.
Ticker Security ID: Meeting Date Meeting Status
APEI CUSIP 02913V103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wallace Boston, Jr. Mgmt For For For
1.2 Elect Phillip Clough Mgmt For For For
1.3 Elect J. Christopher Everett Mgmt For For For
1.4 Elect Barbara Fast Mgmt For For For
1.5 Elect F. David Fowler Mgmt For For For
1.6 Elect Jean Halle Mgmt For For For
1.7 Elect Timothy Landon Mgmt For For For
1.8 Elect David Warnock Mgmt For Withhold Against
1.9 Elect Timothy Weglicki Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amerigroup Corporation
Ticker Security ID: Meeting Date Meeting Status
AGP CUSIP 03073T102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Capps Mgmt For For For
1.2 Elect Emerson Fullwood Mgmt For For For
1.3 Elect William McBride Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Amerisafe, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSF CUSIP 03071H100 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Millard Morris Mgmt For For For
1.2 Elect Randy Roach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ameristar Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASCA CUSIP 03070Q101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Leslie Nathanson Juris Mgmt For Withhold Against
1.2 Elect Thomas Steinbauer Mgmt For Withhold Against
2 2009 Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ANSYS, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANSS CUSIP 03662Q105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Smith Mgmt For For For
1.2 Elect Bradford Morley Mgmt For For For
1.3 Elect Patrick Zilvitis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director L. Thomas Hiltz Mgmt For For For
1.2 Elect Director John F. Meier Mgmt For For For
1.3 Elect Director David L. Pugh Mgmt For For For
1.4 Elect Director Peter C. Wallace Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stefan Baustert Mgmt For For For
1.2 Elect Rodney Goldstein Mgmt For For For
1.3 Elect Leo Guthart Mgmt For For For
1.4 Elect Ralf Wunderlich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For Withhold Against
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aspen Insurance Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
AHL CUSIP G05384105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Houghton Mgmt For For For
1.2 Elect Julian Cusack Mgmt For For For
1.3 Elect Glyn Jones Mgmt For For For
1.4 Elect Glyn Jones Mgmt For For For
1.5 Elect Christopher O'Kane Mgmt For For For
1.6 Elect Richard Bucknall Mgmt For For For
1.7 Elect Ian Cormack Mgmt For For For
1.8 Elect Richard Houghton Mgmt For For For
1.9 Elect Stephen Rose Mgmt For For For
1.10 Elect Oliver Peterken Mgmt For For For
1.11 Elect Heidi Hutter Mgmt For For For
1.12 Elect Christopher O'Kane Mgmt For For For
1.13 Elect Richard Houghton Mgmt For For For
1.14 Elect Stephen Rose Mgmt For For For
1.15 Elect Christopher O'Kane Mgmt For For For
1.16 Elect Richard Houghton Mgmt For For For
1.17 Elect Stephen Rose Mgmt For For For
1.18 Elect Stephen Rose Mgmt For For For
1.19 Elect John Henderson Mgmt For For For
1.20 Elect Christopher Woodman Mgmt For For For
1.21 Elect Michael Cain Mgmt For For For
1.22 Elect Katherine Wade Mgmt For For For
1.23 Elect Karen Green Mgmt For For For
1.24 Elect Christopher O'Brien Mgmt For For For
1.25 Elect Richard Bucknall Mgmt For For For
1.26 Elect John Hobbs Mgmt For For For
1.27 Elect James Ingham Clark Mgmt For For For
1.28 Elect Robert Long Mgmt For For For
1.29 Elect Christopher O'Brien Mgmt For For For
1.30 Elect Matthew Yeldham Mgmt For For For
1.31 Elect Karen Green Mgmt For For For
1.32 Elect Heidi Hutter Mgmt For For For
1.33 Elect Christopher O'Kane Mgmt For For For
1.34 Elect Julian Cusack Mgmt For For For
1.35 Elect James Few Mgmt For For For
1.36 Elect Oliver Peterken Mgmt For For For
1.37 Elect David Skinner Mgmt For For For
1.38 Elect Karen Green Mgmt For For For
1.39 Elect Heather Kitson Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Adoption of New Articles Mgmt For For For
4 Amendments to Memorandum Mgmt For For For
5 Amendments to Articles (Aspen Mgmt For For For
Insurance UK Limited)
6 Amendments to Articles (Aspen Mgmt For For For
Insurance UK Service Limited)
7 Amendments to Articles (Aspen [UK] Mgmt For For For
Holdings Limited)
8 Amendments to Articles (AIUK Mgmt For For For
Trustees Limited)
9 Amendments to Articles (Aspen Mgmt For For For
Underwriting Limited)
10 Amendments to Articles (Aspen Mgmt For For For
Managing Agency Limited)
11 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
12 Amendments to By-Laws (Aspen Mgmt For For For
Insurance Limited)
13 Amendments to Memordandum (Aspen Mgmt For For For
Insurance Limited)
- ------------------------------------------------------------------------------------------------------------------
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David Sugishita Mgmt For For For
4 Elect Papken Der Torossian Mgmt For For For
5 Elect Jack Saltich Mgmt For Against Against
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Amendment to the 2005 Stock Plan Mgmt For For For
to Allow a One-Time Stock Option
Exchange
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Avista Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Kelly Mgmt For For For
2 Elect Scott Morris Mgmt For For For
3 Elect Heidi Stanley Mgmt For For For
4 Elect R. John Taylor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Reapproval of Material Terms of Mgmt For For For
Long-Term Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the Board
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chair and CEO
- ------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Khoury Mgmt For For For
1.2 Elect Director Jonathan M. Mgmt For Withhold Against
Schofield
2 Implement MacBride Principles ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Buck Mgmt For For For
1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For
1.3 Elect James Gaffney Mgmt For For For
1.4 Elect Peter Gotsch Mgmt For For For
1.5 Elect Andrew Logie Mgmt For For For
1.6 Elect Stuart Randle Mgmt For For For
1.7 Elect Wilson Sexton Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Beckman Coulter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEC CUSIP 075811109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Dervan Mgmt For For For
1.2 Elect Scott Garrett Mgmt For For For
1.3 Elect Susan Nowakowski Mgmt For For For
1.4 Elect Glenn Schafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Of The Company S 2007 Mgmt For For For
Long-Term Incentive Plan.
- ------------------------------------------------------------------------------------------------------------------
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Executive Compensation
- ------------------------------------------------------------------------------------------------------------------
Benchmark Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHE CUSIP 08160H101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cary Fu Mgmt For For For
1.2 Elect Michael Dawson Mgmt For For For
1.3 Elect Peter Dorflinger Mgmt For For For
1.4 Elect Douglas Duncan Mgmt For For For
1.5 Elect Laura Lang Mgmt For For For
1.6 Elect Bernee Strom Mgmt For For For
1.7 Elect Clay Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BIGBAND NETWORKS INC
Ticker Security ID: Meeting Date Meeting Status
BBND CUSIP 089750509 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Pohl Mgmt For For For
1.2 Elect Robert Sachs Mgmt For For For
1.3 Elect Geoffrey Yang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BioMed Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMR CUSIP 09063H107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For Against Against
Award Plan
- ------------------------------------------------------------------------------------------------------------------
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Bonanno Mgmt For Withhold Against
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas N. Amonett Mgmt For For For
1.2 Elect Director Charles F. Bolden, Mgmt For For For
Jr.
1.3 Elect Director Stephen J. Cannon Mgmt For For For
1.4 Elect Director Jonathan H. Mgmt For For For
Cartwright
1.5 Elect Director William E. Chiles Mgmt For For For
1.6 Elect Director Michael A. Flick Mgmt For For For
1.7 Elect Director Thomas C. Knudson Mgmt For For For
1.8 Elect Director Ken C. Tamblyn Mgmt For For For
1.9 Elect Director William P. Wyatt Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Hyatt Brown Mgmt For Withhold Against
1.2 Elect Samuel Bell, III Mgmt For For For
1.3 Elect Hugh Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Jr. Mgmt For For For
1.6 Elect Jim Henderson Mgmt For For For
1.7 Elect Theodore Hoepner Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Wendell Reilly Mgmt For For For
1.10 Elect John Riedman Mgmt For For For
1.11 Elect Jan Smith Mgmt For For For
1.12 Elect Chilton Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Buckle Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Hirschfeld Mgmt For For For
1.2 Elect Dennis Nelson Mgmt For For For
1.3 Elect Karen Rhoads Mgmt For For For
1.4 Elect James Shada Mgmt For For For
1.5 Elect Robert Campbell Mgmt For For For
1.6 Elect Bill Fairfield Mgmt For For For
1.7 Elect Bruce Hoberman Mgmt For For For
1.8 Elect John Peetz Mgmt For For For
1.9 Elect Michael Huss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Management Incentive Plan Mgmt For For For
4 Approval of Performance-based Mgmt For For For
Awards Under the 2005 Restricted
Stock Plan
- ------------------------------------------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Chidsey Mgmt For For For
1.2 Elect Director Richard W. Boyce Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Ronald M. Dykes Mgmt For For For
1.5 Elect Director Peter R. Formanek Mgmt For For For
1.6 Elect Director Manuel A. Garcia Mgmt For For For
1.7 Elect Director Sanjeev K. Mehra Mgmt For Withhold Against
1.8 Elect Director Stephen G. Pagliuca Mgmt For For For
1.9 Elect Director Brian T. Swette Mgmt For For For
1.10 Elect Director Kneeland C. Mgmt For For For
Youngblood
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabot Microelectronics Corporation
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Frazee, Jr. Mgmt For For For
1.2 Elect Barbara Klein Mgmt For For For
1.3 Elect William Noglows Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Rhys J. Best Mgmt For For For
2 Election Of Director: Robert Kelley Mgmt For For For
3 Election Of Director: P. Dexter Mgmt For For For
Peacock
4 Increase of Authorized Common Stock Mgmt For For For
5 Amendment to the 2004 Incentive Mgmt For For For
Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CACI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAI CUSIP 127190304 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dan R. Bannister Mgmt For For For
1.2 Elect Director Paul M. Cofoni Mgmt For For For
1.3 Elect Director Gregory G. Johnson Mgmt For For For
1.4 Elect Director Richard L. Mgmt For For For
Leatherwood
1.5 Elect Director J. Phillip London Mgmt For For For
1.6 Elect Director Michael J. Mancuso Mgmt For For For
1.7 Elect Director James L. Pavitt Mgmt For For For
1.8 Elect Director Warren R. Phillips Mgmt For For For
1.9 Elect Director Charles P. Revoile Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Adjourn Meeting Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Calavo Growers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVGW CUSIP 128246105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lecil Cole Mgmt For Withhold Against
1.2 Elect George Barnes Mgmt For For For
1.3 Elect Michael Hause Mgmt For For For
1.4 Elect Donald Sanders Mgmt For Withhold Against
1.5 Elect Fred Ferrazzano Mgmt For For For
1.6 Elect Alva Snider Mgmt For For For
1.7 Elect Scott Van Der Kar Mgmt For Withhold Against
1.8 Elect J. Link Leavens Mgmt For Withhold Against
1.9 Elect Dorcas McFarlane Mgmt For Withhold Against
1.10 Elect John Hunt Mgmt For Withhold Against
1.11 Elect Egidio Carbone, Jr. Mgmt For For For
1.12 Elect Harold Edwards Mgmt For Withhold Against
1.13 Elect Steven Hollister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Career Education Corporation
Ticker Security ID: Meeting Date Meeting Status
CECO CUSIP 141665109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Dennis H. Mgmt For For For
Chookaszian
2 Election Of Director: David W. Mgmt For For For
Devonshire
3 Election Of Director: Patrick W. Mgmt For For For
Gross
4 Election Of Director: Gregory L. Mgmt For For For
Jackson
5 Election Of Director: Thomas B. Mgmt For For For
Lally
6 Election Of Director: Steven H. Mgmt For For For
Lesnik
7 Election Of Director: Gary E. Mgmt For For For
Mccullough
8 Election Of Director: Edward A. Mgmt For For For
Snyder
9 Election Of Director: Leslie T. Mgmt For For For
Thornton
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Carter's, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRI CUSIP 146229109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Fulton Mgmt For For For
1.2 Elect John Welch Mgmt For For For
1.3 Elect Thomas Whiddon Mgmt For For For
2 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ProLogis
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Feinberg Mgmt For For For
1.2 Elect George Fotiades Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect Lawrence Jackson Mgmt For For For
1.5 Elect Donald Jacobs Mgmt For For For
1.6 Elect Walter Rakowich Mgmt For For For
1.7 Elect D. Michael Steuert Mgmt For For For
1.8 Elect J. Andre Teixeira Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
1.10 Elect Andrea Zulberti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CEC Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEC CUSIP 125137109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Frank Mgmt For For For
1.2 Elect Tim Morris Mgmt For For For
1.3 Elect Louis Neeb Mgmt For For For
2 Amendment to the 2004 Restricted Mgmt For For For
Stock Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Ditmore Mgmt For For For
1.2 Elect Frederick Eppinger Mgmt For For For
1.3 Elect David Steward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cephalon, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEPH CUSIP 156708109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Baldino, Jr. Mgmt For For For
1.2 Elect William Egan Mgmt For For For
1.3 Elect Martyn Greenacre Mgmt For For For
1.4 Elect Vaughn Kailian Mgmt For For For
1.5 Elect Kevin Moley Mgmt For For For
1.6 Elect Charles Sanders Mgmt For For For
1.7 Elect Gail Wilensky Mgmt For For For
1.8 Elect Dennis Winger Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Take No Action
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Stephen A. ShrHoldr N/A TNA N/A
Furbacher
2 Election Of Director: David R. ShrHoldr N/A TNA N/A
Harvey
3 Election Of Director: John D. ShrHoldr N/A TNA N/A
Johnson
4 Ratification of Auditor ShrHoldr N/A TNA N/A
5 To Approve Cf Industries Holdings, ShrHoldr N/A TNA N/A
Inc. S 2009 Equity And Incentive
Plan.
- ------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Furbacher Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect John Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 To Approve CF Industries Holdings, Mgmt For Against Against
Inc. S 2009 Equity And Incentive
Plan.
- ------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/29/2009 Take No Action
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Cromie ShrHoldr N/A TNA N/A
1.2 Elect James Foy ShrHoldr N/A TNA N/A
1.3 Elect Clay Lifflander ShrHoldr N/A TNA N/A
1.4 Elect Peter Michel ShrHoldr N/A TNA N/A
1.5 Elect Carroll Wetzel, Jr. ShrHoldr N/A TNA N/A
1.6 Elect Kevin McNamara ShrHoldr N/A TNA N/A
1.7 Elect Joel Gemunder ShrHoldr N/A TNA N/A
1.8 Elect Andrea Lindell ShrHoldr N/A TNA N/A
1.9 Elect Ernest Mrozek ShrHoldr N/A TNA N/A
1.10 Elect Thomas Rice ShrHoldr N/A TNA N/A
1.11 Elect Frank Wood ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/29/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kevin McNamara Mgmt For For For
1.2 Elect Joel Gemunder Mgmt For For For
1.3 Elect Patrick Grace Mgmt For For For
1.4 Elect Thomas Hutton Mgmt For For For
1.5 Elect Walter Krebs Mgmt For For For
1.6 Elect Andrea Lindell Mgmt For For For
1.7 Elect Ernest Mrozek Mgmt For For For
1.8 Elect Thomas Rice Mgmt For For For
1.9 Elect Donald Saunders Mgmt For For For
1.10 Elect George Walsh III Mgmt For For For
1.11 Elect Frank Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BJ's Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJRI CUSIP 09180C106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerald Deitchle Mgmt For For For
1.2 Elect James Dal Pozzo Mgmt For For For
1.3 Elect J. Roger King Mgmt For For For
1.4 Elect Shann M. Brassfield Mgmt For For For
1.5 Elect Larry Bouts Mgmt For For For
1.6 Elect John Grundhofer Mgmt For For For
1.7 Elect Peter Bassi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chico's FAS, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Roeder Mgmt For For For
1.2 Elect Andrea Weiss Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Murdy Mgmt For For For
1.2 Elect Darcy Anderson Mgmt For For For
1.3 Elect Herman Bulls Mgmt For For For
1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For
1.5 Elect Alan Krusi Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect James Schultz Mgmt For For For
1.8 Elect Robert Wagner, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Commerce Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBSH CUSIP 200525103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jonathan Kemper Mgmt For For For
1.2 Elect Terry Meek Mgmt For For For
1.3 Elect Dan Simons Mgmt For For For
1.4 Elect Kimberly Walker Mgmt For For For
2 Ratify Kpmg LLP As Audit And Mgmt For For For
Accounting Firm.
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
CommVault Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVLT CUSIP 204166102 08/27/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alan G. Bunte Mgmt For For For
1.2 Elect Director Frank J. Fanzilli, Mgmt For For For
Jr.
1.3 Elect Director Daniel Pulver Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Compuware Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors Dennis W. Archer Mgmt For For For
1.2 Elect Directors Gurminder S. Bedi Mgmt For For For
1.3 Elect Directors William O. Grabe Mgmt For For For
1.4 Elect Directors William R. Halling Mgmt For For For
1.5 Elect Directors Peter Karmanos, Jr Mgmt For For For
1.6 Elect Directors Faye Alexander Mgmt For For For
Nelson
1.7 Elect Directors Glenda D. Price Mgmt For For For
1.8 Elect Directors W. James Prowse Mgmt For For For
1.9 Elect Directors G. Scott Romney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 12/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ira Kaplan Mgmt For For For
1.2 Elect Director Gerard R. Nocita Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For For For
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Consol Energy Inc. Amendment And Mgmt For For For
Restatement Of Equity Incentive
Plan.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Voting.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Early Disclosure of Voting Results
of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------
Consolidated Graphics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CGX CUSIP 209341106 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joe R. Davis Mgmt For For For
1.2 Elect Director Hugh N. West Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Cooper Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
COO CUSIP 216648402 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.Thomas Bender Mgmt For For For
1.2 Elect Michael Kalkstein Mgmt For For For
1.3 Elect Jody Lindell Mgmt For For For
1.4 Elect Moses Marx Mgmt For For For
1.5 Elect Donald Press Mgmt For For For
1.6 Elect Steven Rosenberg Mgmt For For For
1.7 Elect Allan Rubenstein Mgmt For For For
1.8 Elect Robert Weiss Mgmt For For For
1.9 Elect Stanley Zinberg Mgmt For For For
2 Amendment to the 2007 Long-Term Mgmt For For For
Incentive Plan
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Bergmark Mgmt For For For
1.2 Elect Alexander Vriesendorp Mgmt For For For
2 Accounts and Reports Mgmt For Abstain Against
3 Authority to Issue Common and Mgmt For For For
Preference Shares w/ Preemptive
Rights
4 Authority to Issue Common and Mgmt For For For
Preference Shares w/o Preemptive
Rights
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jay Shidler Mgmt For For For
1.2 Elect Clay Hamlin, III Mgmt For For For
1.3 Elect Thomas Brady Mgmt For For For
1.4 Elect Robert Denton Mgmt For For For
1.5 Elect Douglas Firstenberg Mgmt For For For
1.6 Elect Randall Griffin Mgmt For For For
1.7 Elect Steven Kesler Mgmt For For For
1.8 Elect Kenneth Sweet, Jr. Mgmt For For For
1.9 Elect Kenneth Wethe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cubic Corporation
Ticker Security ID: Meeting Date Meeting Status
CUB CUSIP 229669106 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter J. Zable Mgmt For For For
1.2 Elect Walter C. Zable Mgmt For For For
1.3 Elect Bruce Blakley Mgmt For For For
1.4 Elect William Boyle Mgmt For For For
1.5 Elect Raymond deKozan Mgmt For For For
1.6 Elect Edwin Guiles Mgmt For For For
1.7 Elect Raymond Peet Mgmt For For For
1.8 Elect Robert Sullivan Mgmt For For For
1.9 Elect John Warner, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cullen/Frost Bankers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFR CUSIP 229899109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Crawford Edwards Mgmt For For For
1.2 Elect Ruben Escobedo Mgmt For For For
1.3 Elect Patrick Frost Mgmt For For For
1.4 Elect David Haemisegger Mgmt For For For
1.5 Elect Robert McClane Mgmt For For For
2 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Benante Mgmt For For For
1.2 Elect S. Marce Fuller Mgmt For For For
1.3 Elect Allen Kozinski Mgmt For For For
1.4 Elect Carl Miller Mgmt For For For
1.5 Elect William Mitchell Mgmt For For For
1.6 Elect John Myers Mgmt For For For
1.7 Elect John Nathman Mgmt For For For
1.8 Elect William Sihler Mgmt For For For
1.9 Elect Albert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect T.J. Rodgers Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect Eric Benhamou Mgmt For Withhold Against
1.4 Elect Lloyd Carney Mgmt For For For
1.5 Elect James Long Mgmt For For For
1.6 Elect J. Daniel McCranie Mgmt For For For
1.7 Elect Evert van de Ven Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1994 Stock Plan Mgmt For Against Against
to Provide For Stock Option
Exchange Flexibility
- ------------------------------------------------------------------------------------------------------------------
Dean Foods Company
Ticker Security ID: Meeting Date Meeting Status
DF CUSIP 242370104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Janet Hill Mgmt For For For
1.2 Elect Hector Nevares Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wieland Wettstein Mgmt For For For
1.2 Elect Michael Beatty Mgmt For For For
1.3 Elect Michael Decker Mgmt For For For
1.4 Elect Ronald Greene Mgmt For For For
1.5 Elect David Heather Mgmt For For For
1.6 Elect Gregory McMichael Mgmt For For For
1.7 Elect Gareth Roberts Mgmt For For For
1.8 Elect Randy Stein Mgmt For For For
2 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
3 Amendment to the Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arnold Barron Mgmt For Withhold Against
1.2 Elect J. Douglas Perry Mgmt For Withhold Against
1.3 Elect Thomas Saunders III Mgmt For Withhold Against
1.4 Elect Carl Zeithaml Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Domino's Pizza, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPZ CUSIP 25754A201 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Brandon Mgmt For Withhold Against
1.2 Elect Mark Nunnelly Mgmt For For For
1.3 Elect Diana Cantor Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan to Permit a Stock
Option Exchange Program
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DTS, Inc.
Ticker Security ID: Meeting Date Meeting Status
DTSI CUSIP 23335C101 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jon Kirchner Mgmt For For For
1.2 Elect V. Sue Molina Mgmt For For For
1.3 Elect Ronald Stone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DuPont Fabros Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFT CUSIP 26613Q106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Amin Mgmt For For For
1.2 Elect Michael Coke Mgmt For For For
1.3 Elect Lammot du Pont Mgmt For For For
1.4 Elect Thomas Eckert Mgmt For For For
1.5 Elect Hossein Fateh Mgmt For For For
1.6 Elect Frederic Malek Mgmt For For For
1.7 Elect John Toole Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EarthLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELNK CUSIP 270321102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marce Fuller Mgmt For For For
1.2 Elect Thomas Wheeler Mgmt For For For
1.3 Elect M. Wayne Wisehart Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Internet Network Management
Practices
- ------------------------------------------------------------------------------------------------------------------
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peggy Cherng Mgmt For For For
1.2 Elect Rudolph Estrada Mgmt For For For
1.3 Elect Julia Gouw Mgmt For For For
1.4 Elect Andrew Kane Mgmt For For For
1.5 Elect John Lee Mgmt For For For
1.6 Elect Herman Li Mgmt For For For
1.7 Elect Jack Liu Mgmt For For For
1.8 Elect Dominic Ng Mgmt For For For
1.9 Elect Keith Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Edge Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
EPEX CUSIP 279862106 12/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2.1 Elect Director Vincent S. Andrews Mgmt For For For
2.2 Elect Director Jonathan M. Clarkson Mgmt For For For
2.3 Elect Director Michael A. Creel Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
eHealth, Inc.
Ticker Security ID: Meeting Date Meeting Status
EHTH CUSIP 28238P109 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Lauer Mgmt For For For
1.2 Elect Steven Cakebread Mgmt For For For
1.3 Elect Jack Oliver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Performance Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Harris Mgmt For For For
1.2 Elect David Stevens Mgmt For For For
1.3 Elect Stephen Wertheimer Mgmt For For For
1.4 Elect Charles Yamarone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EMCOR Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank MacInnis Mgmt For For For
1.2 Elect Stephen Bershad Mgmt For For For
1.3 Elect David Brown Mgmt For For For
1.4 Elect Larry Bump Mgmt For For For
1.5 Elect Albert Fried, Jr. Mgmt For For For
1.6 Elect Richard Hamm, Jr. Mgmt For For For
1.7 Elect David Laidley Mgmt For For For
1.8 Elect Jerry Ryan Mgmt For For For
1.9 Elect Michael Yonker Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
EMS Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELMG CUSIP 26873N108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Hermann Buerger Mgmt For For For
1.2 Elect Paul Domorski Mgmt For For For
1.3 Elect Francis Erbrick Mgmt For For For
1.4 Elect John Kreick Mgmt For For For
1.5 Elect John Mowell Mgmt For For For
1.6 Elect Thomas O'Connell Mgmt For For For
1.7 Elect Bradford Parkinson Mgmt For For For
1.8 Elect Norman Thagard Mgmt For For For
1.9 Elect John Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Merritt, PhD Mgmt For For For
1.2 Elect Stephen Snider Mgmt For For For
1.3 Elect Gary Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EnergySolutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 292756202 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R Steve Creamer Mgmt For Withhold Against
1.2 Elect J. Barnie Beasley, Jr. Mgmt For For For
1.3 Elect Jordan Clements Mgmt For Withhold Against
1.4 Elect E. Gail de Planque Mgmt For For For
1.5 Elect J. I. Everest, II Mgmt For Withhold Against
1.6 Elect Lance Hirt Mgmt For Withhold Against
1.7 Elect Robert Whitman Mgmt For For For
1.8 Elect David Winder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Option Purchase Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
EPIQ Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPIQ CUSIP 26882D109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tom Olofson Mgmt For For For
1.2 Elect Christopher Olofson Mgmt For For For
1.3 Elect W. Bryan Satterlee Mgmt For For For
1.4 Elect Edward Connolly, Jr. Mgmt For For For
1.5 Elect James Byrnes Mgmt For For For
1.6 Elect Joel Pelofsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Esterline Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
ESL CUSIP 297425100 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Burns Mgmt For For For
1.2 Elect Robert Cline Mgmt For For For
1.3 Elect Jerry Leitman Mgmt For For For
1.4 Elect Paul Haack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Evercore Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Altman Mgmt For For For
1.2 Elect Pedro Aspe Mgmt For Withhold Against
1.3 Elect Francois de Saint Phalle Mgmt For For For
1.4 Elect Gail Harris Mgmt For For For
1.5 Elect Curt Hessler Mgmt For For For
1.6 Elect Anthony Pritzker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of One Class I Director: Mgmt For For For
Karl D. Guelich
2 Proposal To Approve An Amendment Mgmt For Against Against
To The 2005 Equity Incentive Plan.
3 Proposal To Approve An Amendment Mgmt For For For
To The 1999 Employee Stock
Purchase Plan.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Newill Mgmt For For For
1.2 Elect Robert Ventura Mgmt For For For
1.3 Elect Laurie Singer Mgmt For For For
2 Incentive Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Mercury Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FMR CUSIP 320841109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Kearney Mgmt For Withhold Against
1.2 Elect William Tyler Mgmt For For For
2 Amendment to the Omnibus Incentive Mgmt For For For
Plan of 2006
3 Approval of the Omnibus Plan for Mgmt For For For
purposes of complying with the
requirements of Section 162(m) of
the Internal Revenue Code
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Niagara Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl A. Florio Mgmt For For For
1.2 Elect David Zebro Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FirstMerit Corporation
Ticker Security ID: Meeting Date Meeting Status
FMER CUSIP 337915102 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karen Belden Mgmt For For For
1.2 Elect R. Cary Blair Mgmt For For For
1.3 Elect John Blickle Mgmt For For For
1.4 Elect Robert Briggs Mgmt For For For
1.5 Elect Gina France Mgmt For For For
1.6 Elect Paul Greig Mgmt For For For
1.7 Elect Terry Haines Mgmt For For For
1.8 Elect Clifford Isroff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Patricia Buffler Mgmt For For For
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect C. Scott Greer Mgmt For For For
4 Elect Paul Norris Mgmt For For For
5 Elect Dirk Kempthorne Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------
Fossil, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOSL CUSIP 349882100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kosta Kartsotis Mgmt For For For
1.2 Elect James Skinner Mgmt For For For
1.3 Elect Michael Steinberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fred's, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRED CUSIP 356108100 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Hayes Mgmt For For For
1.2 Elect John Eisenman Mgmt For For For
1.3 Elect Roger Knox Mgmt For For For
1.4 Elect Thomas Tashjian Mgmt For For For
1.5 Elect B. Mary McNabb Mgmt For For For
1.6 Elect Michael McMillan Mgmt For For For
1.7 Elect Bruce Efird Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Freeport-McMoRan Copper & Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For For For
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect J. Bennet Johnston Mgmt For For For
1.7 Elect Charles Krulak Mgmt For For For
1.8 Elect Bobby Lackey Mgmt For For For
1.9 Elect Jon Madonna Mgmt For For For
1.10 Elect Dustan McCoy Mgmt For For For
1.11 Elect Gabrielle McDonald Mgmt For For For
1.12 Elect James Moffett Mgmt For For For
1.13 Elect B. M. Rankin, Jr. Mgmt For For For
1.14 Elect J. Stapleton Roy Mgmt For For For
1.15 Elect Stephen Siegele Mgmt For For For
1.16 Elect J. Taylor Wharton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Annual Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Expertise on Board
- ------------------------------------------------------------------------------------------------------------------
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mohammad Abu-Ghazaleh Mgmt For For For
2 Elect Hani El-Naffy Mgmt For For For
3 Elect John Dalton Mgmt For For For
4 Financial Statements Mgmt For For For
5 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Frontier Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FTO CUSIP 35914P105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect Michael Jennings Mgmt For For For
1.6 Elect James Lee Mgmt For For For
1.7 Elect Paul Loyd, Jr. Mgmt For For For
1.8 Elect Michael Rose Mgmt For For For
2 To Approve The Second Amended And Mgmt For For For
Restated Articles Of Incorporation.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FTI Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCN CUSIP 302941109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Callaghan Mgmt For For For
1.2 Elect Matthew McHugh Mgmt For For For
2 Amendment to the 2009 Omnibus Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fuqi International, Inc.
Ticker Security ID: Meeting Date Meeting Status
FUQI CUSIP 36102A207 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Yu Kwai Chong Mgmt For For For
1.2 Elect Director Ching Wan Wong Mgmt For For For
1.3 Elect Director Lie Xi Zhuang Mgmt For For For
1.4 Elect Director Hon. Lily Lee Chen Mgmt For For For
1.5 Elect Director Eileen B. Brody Mgmt For For For
1.6 Elect Director Victor A. Hollander Mgmt For For For
1.7 Elect Director Jeff Haiyong Liu Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
General Cable Corporation
Ticker Security ID: Meeting Date Meeting Status
BGC CUSIP 369300108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Lawton Mgmt For For For
1.2 Elect Craig Omtvedt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Hurley Mgmt For For For
1.2 Elect Peter Scannell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Blodnick Mgmt For For For
1.2 Elect James English Mgmt For For For
1.3 Elect Allen Fetscher Mgmt For For For
1.4 Elect Dallas Herron Mgmt For For For
1.5 Elect Jon Hippler Mgmt For For For
1.6 Elect Craig Langel Mgmt For For For
1.7 Elect L. Peter Larson Mgmt For For For
1.8 Elect Douglas McBride Mgmt For For For
1.9 Elect John Murdoch Mgmt For For For
1.10 Elect Everit Sliter Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gorman-Rupp Co.
Ticker Security ID: Meeting Date Meeting Status
GRC CUSIP 383082104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Gorman Mgmt For For For
1.2 Elect Jeffrey Gorman Mgmt For For For
1.3 Elect M. Ann Harlan Mgmt For For For
1.4 Elect Thomas Hoaglin Mgmt For For For
1.5 Elect Christopher Lake Mgmt For For For
1.6 Elect Peter Lake Mgmt For For For
1.7 Elect Rick Taylor Mgmt For For For
1.8 Elect W. Wayne Walston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Kelsey Mgmt For For For
1.2 Elect James Bradford, Jr. Mgmt For For For
2 1999 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bodde Mgmt For For For
1.2 Elect Michael Chesser Mgmt For For For
1.3 Elect William Downey Mgmt For For For
1.4 Elect Randall Ferguson, Jr. Mgmt For For For
1.5 Elect Gary Forsee Mgmt For For For
1.6 Elect James Mitchell Mgmt For For For
1.7 Elect William Nelson Mgmt For For For
1.8 Elect Linda Talbott Mgmt For For For
1.9 Elect Robert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Green Mountain Coffee Roasters, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMCR CUSIP 393122106 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Davis Mgmt For For For
1.2 Elect Jules del Vecchio Mgmt For For For
1.3 Elect Robert Stiller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Greif, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEF CUSIP 397624 02/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Vicki Avril Mgmt For For For
1.2 Elect Michael Dempsey Mgmt For For For
1.3 Elect Bruce Edwards Mgmt For For For
1.4 Elect Mark Emkes Mgmt For For For
1.5 Elect John Finn Mgmt For For For
1.6 Elect Michael Gasser Mgmt For For For
1.7 Elect Daniel Gunsett Mgmt For For For
1.8 Elect Judith Hook Mgmt For For For
1.9 Elect Patrick Norton Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carlos Alberini Mgmt For For For
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Haemonetics Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For For For
1.2 Elect Director Richard M. Meelia Mgmt For For For
1.3 Elect Director Ronald L. Merriman Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hilltop Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rhodes Bobbitt Mgmt For For For
1.2 Elect Joris Brinkerhoff Mgmt For For For
1.3 Elect Charles Cummings Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect J. Markham Green Mgmt For For For
1.6 Elect Jess Hay Mgmt For For For
1.7 Elect William Hill, Jr. Mgmt For For For
1.8 Elect W. Robert Nichols, III Mgmt For For For
1.9 Elect C. Clifton Robinson Mgmt For For For
1.10 Elect James Staff Mgmt For For For
1.11 Elect Carl Webb Mgmt For For For
1.12 Elect Larry Willard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hittite Microwave Corporation
Ticker Security ID: Meeting Date Meeting Status
HITT CUSIP 43365Y104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Daly Mgmt For For For
1.2 Elect Ernest Godshalk Mgmt For For For
1.3 Elect Rick Hess Mgmt For For For
1.4 Elect Adrienne Markham Mgmt For For For
1.5 Elect Brian McAloon Mgmt For For For
1.6 Elect Cosmo Trapani Mgmt For For For
1.7 Elect Franklin Weigold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Allison Mgmt For For For
1.2 Elect Ron Strother Mgmt For For For
1.3 Elect C. Randall Sims Mgmt For For For
1.4 Elect Robert Adcock Mgmt For For For
1.5 Elect Richard Ashley Mgmt For For For
1.6 Elect Dale Bruns Mgmt For For For
1.7 Elect Richard Buckheim Mgmt For For For
1.8 Elect S. Gene Cauley Mgmt For For For
1.9 Elect Jack Engelkes Mgmt For For For
1.10 Elect James Hinkle Mgmt For For For
1.11 Elect Alex Lieblong Mgmt For For For
1.12 Elect William Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory (Non-Binding) Vote Mgmt For For For
Approving The Company S Executive
Compensation.
- ------------------------------------------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP.
Ticker Security ID: Meeting Date Meeting Status
ZINC CUSIP 440694305 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect T. Grant John Mgmt For For For
1.2 Elect Bryan Rosenberger Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hot Topic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOTT CUSIP 441339108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Evelyn D'An Mgmt For For For
1.2 Elect Lisa Harper Mgmt For For For
1.3 Elect W. Scott Hedrick Mgmt For For For
1.4 Elect Elizabeth McLaughlin Mgmt For For For
1.5 Elect Bruce Quinnell Mgmt For For For
1.6 Elect Andrew Schuon Mgmt For For For
1.7 Elect Thomas Vellios Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IAG CUSIP 450913108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------
IBERIABANK Corporation
Ticker Security ID: Meeting Date Meeting Status
IBKC CUSIP 450828108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ernest Breaux, Jr. Mgmt For For For
1.2 Elect Daryl Byrd Mgmt For For For
1.3 Elect John Casbon Mgmt For For For
1.4 Elect Jefferson Parker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IDACORP, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDA CUSIP 451107106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Stephen Allred Mgmt For For For
1.2 Elect Christine King Mgmt For For For
1.3 Elect Gary Michael Mgmt For For For
1.4 Elect Jan Packwood Mgmt For For For
1.5 Elect Richard Dahl Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
- ------------------------------------------------------------------------------------------------------------------
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Cook Mgmt For For For
1.2 Elect Frank Hermance Mgmt For For For
1.3 Elect Michael Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 09/09/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Infinity Property and Casualty Corporation
Ticker Security ID: Meeting Date Meeting Status
IPCC CUSIP 45665Q103 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maria Teresa Alvarez Canida Mgmt For For For
1.2 Elect Jorge Castro Mgmt For For For
1.3 Elect James Gober Mgmt For For For
1.4 Elect Harold Layman Mgmt For For For
1.5 Elect Drayton Nabers, Jr. Mgmt For For For
1.6 Elect Samuel Simon Mgmt For For For
1.7 Elect Roger Smith Mgmt For For For
1.8 Elect William Starnes Mgmt For For For
1.9 Elect Gregory Thomas Mgmt For For For
1.10 Elect Samuel Weinhoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Insituform Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSU CUSIP 457667103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: J. Joseph Mgmt For For For
Burgess
2 Election Of Director: Stephen P. Mgmt For For For
Cortinovis
3 Election Of Director: Stephanie A. Mgmt For For For
Cuskley
4 Election Of Director: John P. Mgmt For For For
Dubinsky
5 Election Of Director: Juanita H. Mgmt For For For
Hinshaw
6 Election Of Director: Alfred L. Mgmt For For For
Woods
7 2009 Employee Equity Incentive Plan Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interactive Data Corporation
Ticker Security ID: Meeting Date Meeting Status
IDC CUSIP 45840J107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond D'Arcy Mgmt For Withhold Against
1.2 Elect Myra Drucker Mgmt For For For
1.3 Elect Rona Fairhead Mgmt For Withhold Against
1.4 Elect Donald Greenberg Mgmt For For For
1.5 Elect Casper Hobbs Mgmt For Withhold Against
1.6 Elect Philip Hoffman Mgmt For Withhold Against
1.7 Elect Robert Lamb Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
InterOil Corporation
Ticker Security ID: Meeting Date Meeting Status
IOC CUSIP 460951106 06/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 2009 Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Take No Action
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of ShrHoldr N/A TNA N/A
Directors
2 Director and Officer Indemnity ShrHoldr N/A TNA N/A
Provisions
3 Adoption of Advance Notice for ShrHoldr N/A TNA N/A
Shareholder Proposals
4 Elimination of Cumulative Voting ShrHoldr N/A TNA N/A
5 Amendment to Certain Conditions to ShrHoldr N/A TNA N/A
the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common Stock ShrHoldr N/A TNA N/A
7 Company Name Change ShrHoldr N/A TNA N/A
8 Issuance of Common Stock Pursuant ShrHoldr N/A TNA N/A
to Merger
9 Elect Kenneth Hammond ShrHoldr N/A TNA N/A
10 Elect Mark Bridges ShrHoldr N/A TNA N/A
11 Elect Michael Cascio ShrHoldr N/A TNA N/A
12 Elect Peter Christie ShrHoldr N/A TNA N/A
13 Elect L. Anthony Joaquin ShrHoldr N/A TNA N/A
14 Elect Antony Lancaster ShrHoldr N/A TNA N/A
15 Elect W. Marston Becker ShrHoldr N/A TNA N/A
16 Elect Gordon Cheesbrough ShrHoldr N/A TNA N/A
17 Elect K. Bruce Connell ShrHoldr N/A TNA N/A
18 Elect Willis King Jr. ShrHoldr N/A TNA N/A
19 Elect Mario Torisello ShrHoldr N/A TNA N/A
20 Elect James Zech ShrHoldr N/A TNA N/A
21 Revised Remuneration Plan ShrHoldr N/A TNA N/A
22 Appointment of Auditor ShrHoldr N/A TNA N/A
23 Right to Adjourn Meeting ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of Mgmt For For For
Directors
2 Director and Officer Indemnity Mgmt For For For
Provisions
3 Adoption of Advance Notice for Mgmt For For For
Shareholder Proposals
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Amendment to Certain Conditions to Mgmt For For For
the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common Stock Mgmt For For For
7 Company Name Change Mgmt For For For
8 Issuance of Common Stock Pursuant Mgmt For For For
to Merger
9 Elect Kenneth Hammond Mgmt For For For
10 Elect Mark Bridges Mgmt For For For
11 Elect Michael Cascio Mgmt For For For
12 Elect Peter Christie Mgmt For For For
13 Elect L. Anthony Joaquin Mgmt For For For
14 Elect Antony Lancaster Mgmt For Abstain Against
15 Elect W. Marston Becker Mgmt For For For
16 Elect Gordon Cheesbrough Mgmt For For For
17 Elect K. Bruce Connell Mgmt For For For
18 Elect Willis King Jr. Mgmt For For For
19 Elect Mario Torisello Mgmt For For For
20 Elect James Zech Mgmt For For For
21 Revised Remuneration Plan Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/26/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Shareholder Proposal to Call a Mgmt N/A Abstain N/A
Special Meeting
- ------------------------------------------------------------------------------------------------------------------
IPC The Hospitalist Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPCM CUSIP 44984A105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Brooks Mgmt For For For
1.2 Elect Woodrin Grossman Mgmt For For For
1.3 Elect R. Jeffrey Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jos. A. Bank Clothiers, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP 480838101 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Giordano Mgmt For For For
1.2 Elect William Herron Mgmt For For For
1.3 Elect Henry Homes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Management Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
K-V Pharmaceutical Co.
Ticker Security ID: Meeting Date Meeting Status
KV.B CUSIP 482740206 09/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Declassify the Board of Directors Mgmt For For For
2.1 Elect Director Jean M. Bellin Mgmt For For For
2.2 Elect Director Kevin S. Carlie Mgmt For Withhold Against
2.3 Elect Director Terry B. Hatfield Mgmt For For For
2.4 Elect Director David S. Hermelin Mgmt For For For
2.5 Elect Director Marc S. Hermelin Mgmt For For For
2.6 Elect Director Ronald J. Kanterman Mgmt For For For
2.7 Elect Director Jonathon E. Killmer Mgmt For For For
2.8 Elect Director Norman D. Mgmt For Withhold Against
Schellenger
2.9 Elect Director Jean M. Bellin Mgmt For For For
2.10 Elect Director Terry B. Hatfield Mgmt For For For
2.11 Elect Director Norman D. Mgmt For Withhold Against
Schellenger
2.12 Elect Director Jean M. Bellin Mgmt For For For
2.13 Elect Director Marc S. Hermelin Mgmt For For For
3 Amend Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kaydon Corporation
Ticker Security ID: Meeting Date Meeting Status
KDN CUSIP 486587108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Alexander Mgmt For For For
1.2 Elect David Brandon Mgmt For Withhold Against
1.3 Elect Patrick Coyne Mgmt For For For
1.4 Elect William Gerber Mgmt For For For
1.5 Elect Timothy O'Donovan Mgmt For For For
1.6 Elect James O'Leary Mgmt For For For
1.7 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Knight Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NITE CUSIP 499005106 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Bolster Mgmt For For For
2 Elect Gary Griffith Mgmt For For For
3 Elect Thomas Joyce Mgmt For For For
4 Elect James Lewis Mgmt For For For
5 Elect Thomas Lockburner Mgmt For For For
6 Elect James Milde Mgmt For For For
7 Elect Christopher Quick Mgmt For For For
8 Elect Laurie Shahon Mgmt For For For
9 2009 Executive Incentive Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
LaBranche & Co Inc.
Ticker Security ID: Meeting Date Meeting Status
LAB CUSIP 505447102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael LaBranche Mgmt For For For
1.2 Elect Alfred Hayward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lance, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCE CUSIP 514606102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Atkins Mgmt For For For
1.2 Elect J.P. Bolduc Mgmt For Withhold Against
1.3 Elect Isaiah Tidwell Mgmt For For For
2 Ratification Of Selection Of Kpmg Mgmt For For For
LLP As Independent Public
Accountants.
- ------------------------------------------------------------------------------------------------------------------
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval Of An Amendment To The Mgmt For For For
Company S 2002 Employee Stock
Option Plan.
- ------------------------------------------------------------------------------------------------------------------
Lennox International Inc.
Ticker Security ID: Meeting Date Meeting Status
LII CUSIP 526107107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Alvarado Mgmt For Withhold Against
1.2 Elect Steven Booth Mgmt For For For
1.3 Elect John Major Mgmt For For For
1.4 Elect Jeffrey Storey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Grimm Mgmt For For For
1.2 Elect Gregory Lucier Mgmt For For For
1.3 Elect Per Peterson Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect Arnold Levine Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment Of The Invitrogen Mgmt For For For
Corporation 1998 Employee Stock
Purchase Plan
4 Adoption of the 1999 Employee Mgmt For For For
Stock Purchase Plan
5 Adoption Of The Company S 2009 Mgmt For Against Against
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Lincare Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP 532791100 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For For For
1.4 Elect Frank Byrne Mgmt For For For
1.5 Elect William Miller, III Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Loral Space & Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
LORL CUSIP 543881106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Rachesky Mgmt For Withhold Against
1.2 Elect Hal Goldstein Mgmt For Withhold Against
1.3 Elect Mark Rachesky Mgmt For Withhold Against
2 Cancellation of Authorized Mgmt For For For
Preferred Stock
3 Increase of Authorized Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ManTech International Corporation
Ticker Security ID: Meeting Date Meeting Status
MANT CUSIP 564563104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Pedersen Mgmt For For For
1.2 Elect Richard Armitage Mgmt For For For
1.3 Elect Mary Bush Mgmt For For For
1.4 Elect Barry Campbell Mgmt For For For
1.5 Elect Robert Coleman Mgmt For For For
1.6 Elect Walter Fatzinger, Jr. Mgmt For For For
1.7 Elect David Jeremiah Mgmt For For For
1.8 Elect Richard Kerr Mgmt For For For
1.9 Elect Kenneth Minihan Mgmt For For For
1.10 Elect Stephen Porter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Martek Biosciences Corp.
Ticker Security ID: Meeting Date Meeting Status
MATK CUSIP 572901106 03/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Harry J. D Mgmt For For For
Andrea
2 Election Of Director: James R. Mgmt For For For
Beery
3 Election Of Director: Michael G. Mgmt For For For
Devine
4 Election Of Director: Steve Dubin Mgmt For For For
5 Election Of Director: Robert J. Mgmt For For For
Flanagan
6 Election Of Director: Polly B. Mgmt For For For
Kawalek
7 Election Of Director: Jerome C. Mgmt For For For
Keller
8 Election Of Director: Douglas J. Mgmt For For For
Macmaster, Jr.
9 Election Of Director: Robert H. Mgmt For For For
Mayer
10 Election Of Director: Eugene H. Mgmt For For For
Rotberg
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MASI CUSIP 574795100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Cahill Mgmt For For For
1.2 Elect Robert Coleman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Massey Energy Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Crawford Mgmt For For For
1.2 Elect E. Gordon Gee Mgmt For For For
1.3 Elect Lady Judge Mgmt For Withhold Against
1.4 Elect Stanley Suboleski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Progress Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Climate Change Report
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Early Disclosure of Voting Results
of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772KSMH 12/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Tunc Doluca Mgmt For For For
1.2 Elect Director B. Kipling Hagopian Mgmt For Withhold Against
1.3 Elect Director James R. Bergman Mgmt For Withhold Against
1.4 Elect Director Joseph R. Bronson Mgmt For For For
1.5 Elect Director Robert E. Grady Mgmt For For For
1.6 Elect Director William D. Watkins Mgmt For For For
1.7 Elect Director A.R. Frank Wazzan Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin de los Santos Mgmt For Withhold Against
1.2 Elect Nicolas Galperin Mgmt For For For
2 2009 Equity Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 02/16/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
NOLs
- ------------------------------------------------------------------------------------------------------------------
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Ax Mgmt For For For
1.2 Elect Robert Sarver Mgmt For For For
1.3 Elect Gerald Haddock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Dahir Mgmt For For For
1.2 Elect George Krauss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112SMH 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Teruaki Aoki Mgmt For For For
2 Elect Director Steven R. Appleton Mgmt For For For
3 Elect Director James W. Bagley Mgmt For For For
4 Elect Director Robert L. Bailey Mgmt For For For
5 Elect Director Mercedes Johnson Mgmt For For For
6 Elect Director Lawrence N. Mondry Mgmt For For For
7 Elect Director Robert E. Switz Mgmt For For For
8 Amend Omnibus Stock Plan Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mirant Corporation
Ticker Security ID: Meeting Date Meeting Status
MIR CUSIP 60467R100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Cason Mgmt For For For
1.2 Elect A.D. Correll Mgmt For For For
1.3 Elect Terry Dallas Mgmt For For For
1.4 Elect Thomas Johnson Mgmt For For For
1.5 Elect John Miller Mgmt For For For
1.6 Elect Edward Muller Mgmt For For For
1.7 Elect Robert Murray Mgmt For For For
1.8 Elect John Quain Mgmt For For For
1.9 Elect William Thacker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Global Warming
- ------------------------------------------------------------------------------------------------------------------
MKS Instruments, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKSI CUSIP 55306N104 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Leo Berlinghieri Mgmt For For For
1.2 Elect Hans-Jochen Kahl Mgmt For For For
1.3 Elect Louis Valente Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Amendment to the Employee Stock Mgmt For Against Against
Purchase Plan
4 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karen Smith Bogart Mgmt For For For
1.2 Elect James Moyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect Dennis Gershenson Mgmt For For For
1.3 Elect Kevin Habicht Mgmt For For For
1.4 Elect Richard Jennings Mgmt For For For
1.5 Elect Ted Lanier Mgmt For For For
1.6 Elect Robert Legler Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Robert Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NCI, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCIT CUSIP 62886K104 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Narang Mgmt For For For
1.2 Elect Terry Glasgow Mgmt For For For
1.3 Elect James Allen Mgmt For For For
1.4 Elect John Lawler Mgmt For For For
1.5 Elect Paul Lombardi Mgmt For For For
1.6 Elect J. Patrick McMahon Mgmt For For For
1.7 Elect Gurvinder Singh Mgmt For For For
1.8 Elect Stephen Waechter Mgmt For For For
1.9 Elect Daniel Young Mgmt For For For
2 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NEUTRAL TANDEM, INC.
Ticker Security ID: Meeting Date Meeting Status
TNDM CUSIP 64128B108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rian Wren Mgmt For For For
1.2 Elect James Hynes Mgmt For For For
1.3 Elect Dixon Doll Mgmt For For For
1.4 Elect Peter Barris Mgmt For For For
1.5 Elect Robert Hawk Mgmt For For For
1.6 Elect Lawrence Ingeneri Mgmt For For For
1.7 Elect G. Edward Evans Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NewAlliance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NAL CUSIP 650203102 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Lyons, Jr. Mgmt For For For
1.2 Elect Eric Marziali Mgmt For For For
1.3 Elect Julia McNamara Mgmt For For For
1.4 Elect Peyton Patterson Mgmt For For For
1.5 Elect Gerald Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Ntelos Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NTLS CUSIP 67020Q107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Biltz Mgmt For For For
1.2 Elect Daniel Fine Mgmt For Withhold Against
1.3 Elect Daniel Heneghan Mgmt For For For
1.4 Elect Eric Hertz Mgmt For Withhold Against
1.5 Elect Michael Huber Mgmt For Withhold Against
1.6 Elect Julia North Mgmt For For For
1.7 Elect Jerry Vaughn Mgmt For For For
1.8 Elect James Quarforth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tench Coxe Mgmt For For For
1.2 Elect Mark Perry Mgmt For For For
1.3 Elect Mark Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 686091109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles O'Reilly, Jr. Mgmt For Withhold Against
1.2 Elect John Murphy Mgmt For For For
1.3 Elect Ronald Rashkow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Purchase Plan Mgmt For For For
4 2009 Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Huff Mgmt For For For
1.2 Elect Jerold DesRoche Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ocwen Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
OCN CUSIP 675746309 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Erbey Mgmt For For For
1.2 Elect Ronald Faris Mgmt For For For
1.3 Elect Martha Goss Mgmt For For For
1.4 Elect Ronald Korn Mgmt For For For
1.5 Elect William Lacy Mgmt For For For
1.6 Elect David Reiner Mgmt For For For
1.7 Elect Barry Wish Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. James Nelson Mgmt For For For
1.2 Elect Gary L. Rosenthal Mgmt For For For
1.3 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omniture Inc
Ticker Security ID: Meeting Date Meeting Status
OMTR CUSIP 68212S109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dana Evan Mgmt For For For
1.2 Elect Joshua James Mgmt For For For
1.3 Elect Rory O'Driscoll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ONNN CUSIP 682189105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Curtis Crawford Mgmt For For For
1.2 Elect Daryl Ostrander Mgmt For For For
1.3 Elect Robert Smith Mgmt For For For
2 2000 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oshkosh Truck Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. William Andersen Mgmt For For For
1.2 Elect Robert Bohn Mgmt For For For
1.3 Elect Richard Donnelly Mgmt For For For
1.4 Elect Frederick Franks, Jr. Mgmt For For For
1.5 Elect Michael Grebe Mgmt For For For
1.6 Elect Kathleen Hempel Mgmt For For For
1.7 Elect Harvey Medvin Mgmt For For For
1.8 Elect J. Peter Mosling, Jr. Mgmt For For For
1.9 Elect Craig Omtvedt Mgmt For For For
1.10 Elect Timothy Roemer Mgmt For For For
1.11 Elect Richard Sim Mgmt For For For
1.12 Elect Charles Szews Mgmt For For For
2 Approval Of The 2009 Incentive Mgmt For For For
Stock And Awards Plan.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Owens & Minor Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Crotty Mgmt For For For
1.2 Elect Richard Fogg Mgmt For For For
1.3 Elect James Rogers Mgmt For For For
1.4 Elect James Ukrop Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pactiv Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For For For
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Beaty Mgmt For For For
1.2 Elect Geoffrey Burns Mgmt For For For
1.3 Elect Robert Pirooz Mgmt For For For
1.4 Elect William Fleckenstein Mgmt For For For
1.5 Elect Michael Maloney Mgmt For Withhold Against
1.6 Elect Michael Larson Mgmt For For For
1.7 Elect Paul Sweeney Mgmt For Withhold Against
1.8 Elect David Press Mgmt For For For
1.9 Elect Walter Segsworth Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Panera Bread Company
Ticker Security ID: Meeting Date Meeting Status
PNRA CUSIP 69840W108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Domenic Colasacco Mgmt For For For
1.2 Elect W. Austin Ligon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pantry, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTRY CUSIP 698657103 03/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Sodini Mgmt For For For
1.2 Elect Robert Bernstock Mgmt For For For
1.3 Elect Paul Brunswick Mgmt For For For
1.4 Elect Wilfred Finnegan Mgmt For For For
1.5 Elect Edwin Holman Mgmt For For For
1.6 Elect Terry McElroy Mgmt For For For
1.7 Elect Mark Miles Mgmt For For For
1.8 Elect Bryan Monkhouse Mgmt For For For
1.9 Elect Thomas Murnane Mgmt For For For
1.10 Elect Maria Richter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Parametric Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Grierson Mgmt For For For
1.2 Elect James Heppelmann Mgmt For For For
1.3 Elect Oscar Marx, III Mgmt For For For
2 Amendment to the 2000 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Patrick J. Fortune Mgmt For For For
1.2 Elect Director Ellen M. Zane Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PartnerRe Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan Holsboer Mgmt For For For
1.2 Elect Kevin Twomey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendment to the Swiss Share Mgmt For For For
Purchase Plan
6 Elimination of Supermajority Mgmt For For For
Voting Requirement
7 Advance Notice Provision Mgmt For For For
8 Amendment to Shareholder Voting Mgmt For For For
and Ownership Limitations
9 Amendment to the Bye-Laws Mgmt For For For
Regarding Indemnification of
Officers and Directors
10 Amendments to the Bye-Laws Mgmt For For For
Regarding Election,
Disqualification and Removal of
Directors
11 Amendment to the Bye-Laws Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Kenneth Berns Mgmt For For For
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Handler Mgmt For For For
1.2 Elect John Jacquemin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Perot Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
PER CUSIP 714265105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Perot Mgmt For For For
1.2 Elect Ross Perot, Jr. Mgmt For For For
1.3 Elect Peter Altabef Mgmt For For For
1.4 Elect Steve Blasnik Mgmt For For For
1.5 Elect John Gallagher Mgmt For For For
1.6 Elect Carl Hahn Mgmt For For For
1.7 Elect DeSoto Jordan Mgmt For For For
1.8 Elect Caroline Matthews Mgmt For For For
1.9 Elect Thomas Meurer Mgmt For For For
1.10 Elect Cecil Moore, Jr. Mgmt For For For
1.11 Elect Anthony Principi Mgmt For For For
1.12 Elect Anuroop Singh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Perrigo
Co.
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Moshe Arkin Mgmt For For For
1.2 Elect Director Gary K. Kunkle, Jr. Mgmt For For For
1.3 Elect Director Herman Morris, Jr. Mgmt For For For
1.4 Elect Director Ben-Zion Zilberfarb Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
HK CUSIP 716495106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Christmas Mgmt For For For
1.2 Elect James Irish III Mgmt For For For
1.3 Elect Robert Stone, Jr. Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2004 Employee Mgmt For For For
Incentive Plan
4 Amendment to the 2004 Non-Employee Mgmt For For For
Director Incentive Plan
5 Authority of Board to Amend Bylaws Mgmt For Against Against
Without Shareholder Consent
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Phase Forward Incorporated
Ticker Security ID: Meeting Date Meeting Status
PFWD CUSIP 71721R406 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Weiler Mgmt For For For
1.2 Elect Paul Bleicher Mgmt For For For
1.3 Elect Axel Bichara Mgmt For For For
1.4 Elect Richard D'Amore Mgmt For For For
1.5 Elect Gary Haroian Mgmt For For For
1.6 Elect Paul Joubert Mgmt For For For
1.7 Elect Kenneth Kaitin Mgmt For For For
1.8 Elect Dennis Shaughnessy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Option Mgmt For Against Against
and Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Piedmont Natural Gas Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNY CUSIP 720186105 03/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. James Burton Mgmt For For For
1.2 Elect John Harris Mgmt For For For
1.3 Elect Aubrey Harwell, Jr. Mgmt For For For
1.4 Elect David Shi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Platinum Underwriters Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTP CUSIP G7127P100 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Furlong Baldwin Mgmt For For For
1.2 Elect Dan Carmichael Mgmt For For For
1.3 Elect A. John Hass Mgmt For For For
1.4 Elect Edmund Megna Mgmt For For For
1.5 Elect Michael Price Mgmt For For For
1.6 Elect Peter Pruitt Mgmt For Withhold Against
1.7 Elect James Slattery Mgmt For For For
2 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Peggy Fowler Mgmt For For For
1.5 Elect Mark Ganz Mgmt For For For
1.6 Elect Corbin McNeill, Jr. Mgmt For For For
1.7 Elect Neil Nelson Mgmt For For For
1.8 Elect M. Lee Pelton Mgmt For For For
1.9 Elect James Piro Mgmt For For For
1.10 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Potlatch Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Boh Dickey Mgmt For For For
2 Elect William Driscoll Mgmt For Against Against
3 Elect Judith Runstad Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Premiere Global Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGI CUSIP 740585104 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Boland Jones Mgmt For For For
1.2 Elect Jeffrey Arnold Mgmt For For For
1.3 Elect Wilkie Colyer Mgmt For For For
1.4 Elect John Harris Mgmt For For For
1.5 Elect W. Steven Jones Mgmt For For For
1.6 Elect Raymond Pirtle, Jr. Mgmt For For For
1.7 Elect J. Walker Smith, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
priceline.com Incorporated
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Boyd Mgmt For For For
1.2 Elect Ralph Bahna Mgmt For For For
1.3 Elect Howard Barker, Jr. Mgmt For For For
1.4 Elect Jan Docter Mgmt For For For
1.5 Elect Jeffrey Epstein Mgmt For For For
1.6 Elect James Guyette Mgmt For For For
1.7 Elect Nancy Peretsman Mgmt For For For
1.8 Elect Craig Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Restoration of Right to Call a Mgmt For For For
Special Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------
ProAssurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jerry Brant Mgmt For For For
1.2 Elect John McMahon, Jr. Mgmt For For For
1.3 Elect William Woodhams Mgmt For For For
1.4 Elect Wilfred Yeargan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSP CUSIP 743606105 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bouligny Mgmt For For For
1.2 Elect Robert Steelhammer Mgmt For For For
1.3 Elect H. E. Timanus, Jr. Mgmt For For For
1.4 Elect Ervan Zouzalik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pulte Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Kelly-Ennis Mgmt For Withhold Against
1.2 Elect Bernard Reznicek Mgmt For Withhold Against
1.3 Elect Richard Wolford Mgmt For Withhold Against
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
Net Operating Losses
3 Amendment to the 2004 Stock Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
7 Shareholder Proposal Regarding an ShrHoldr Against Against For
Independent Board Chairman
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Ratio Between CEO and
Employee Pay
- ------------------------------------------------------------------------------------------------------------------
Quest Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
QSFT CUSIP 74834T103 02/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from California to Mgmt For Against Against
Delaware
2 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Radiant Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
RADS CUSIP 75025N102 10/01/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GOLD CUSIP 752344309 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Christopher Coleman Mgmt For For For
3 Elect Jon Walden Mgmt For For For
4 Directors' Remuneration Report Mgmt For Against Against
5 Directors' Fees Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Blackburn Mgmt For For For
2 Elect Anthony Dub Mgmt For For For
3 Elect V. Richard Eales Mgmt For For For
4 Elect Allen Finkelson Mgmt For For For
5 Elect James Funk Mgmt For For For
6 Elect Jonathan Linker Mgmt For For For
7 Elect Kevin McCarthy Mgmt For For For
8 Elect John Pinkerton Mgmt For For For
9 Elect Jeffrey Ventura Mgmt For For For
10 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation Plan
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Regal-Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: G. Frederick Mgmt For For For
Kasten, Jr.
2 Election Of Director: Henry W. Mgmt For For For
Knueppel
3 Election Of Director: Dean A. Foate Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RenaissanceRe Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNR CUSIP G7496G103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Cooper Mgmt For For For
1.2 Elect Neill Currie Mgmt For For For
1.3 Elect W. James MacGinnitie Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------
RLI Corp.
Ticker Security ID: Meeting Date Meeting Status
RLI CUSIP 749607107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kaj Ahlmann Mgmt For For For
1.2 Elect Charles Linke Mgmt For For For
1.3 Elect Jonathan Michael Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Roper Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Johnson Mgmt For For For
1.2 Elect Robert Knowling, Jr. Mgmt For For For
1.3 Elect Wilbur Prezzano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Balmuth Mgmt For For For
1.2 Elect K. Gunnar Bjorklund Mgmt For For For
1.3 Elect Sharon Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RPM International Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frederick R. Nance Mgmt For Withhold Against
1.2 Elect Director Charles A. Ratner Mgmt For For For
1.3 Elect Director William B. Summers, Mgmt For For For
Jr.
1.4 Elect Director Jerry Sue Thornton Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Santander Bancorp
Ticker Security ID: Meeting Date Meeting Status
SBP CUSIP 802809103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gonzalo de las Heras Mgmt For Withhold Against
1.2 Elect Jesus Zabalza Mgmt For Withhold Against
1.3 Elect Juan Moreno Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ScanSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael L. Baur Mgmt For Withhold Against
1.2 Elect Director Steven R. Fischer Mgmt For For For
1.3 Elect Director James G. Foody Mgmt For For For
1.4 Elect Director Michael J. Grainger Mgmt For For For
1.5 Elect Director John P. Reilly Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Schweitzer-Mauduit International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect K.C. Caldabaugh Mgmt For For For
1.2 Elect William Finn Mgmt For For For
2 Approval of the Annual Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Senior Housing Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SNH CUSIP 81721M109 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Somers Mgmt For For For
1.2 Elect Barry Portnoy Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shanda Interactive Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
SNDA CUSIP 81941Q203 12/08/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect The Director For The Ensuing Mgmt For Against Against
Year: Tianqiao Chen
2 Elect The Director For The Ensuing Mgmt For Against Against
Year: Danian Chen
3 Elect The Director For The Ensuing Mgmt For Against Against
Year: Qianqian Luo
4 Elect The Director For The Ensuing Mgmt For For For
Year: Jingsheng Huang
5 Elect The Director For The Ensuing Mgmt For For For
Year: Chengyu Xiong
6 Elect The Director For The Ensuing Mgmt For For For
Year: Bruno Wu
7 Elect The Director For The Ensuing Mgmt For Against Against
Year: Qunzhao Tan
8 Elect The Director For The Ensuing Mgmt For Against Against
Year: Grace Wu
- ------------------------------------------------------------------------------------------------------------------
SHIRE PLC
Ticker Security ID: Meeting Date Meeting Status
SHPGY CUSIP 82481R106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 To Receive The Company S Accounts Mgmt For For For
For The Year Ended December 31,
2008.
2 Directors' Remuneration Report Mgmt For Against Against
3 To Re-Elect Dr Barry Price As A Mgmt For Against Against
Director Of The Company.
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 82481R106 09/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 To Elect Mr Matthew Emmens As A Mgmt For For For
Director Of The Company
2 To Elect Mr Angus Russell As A Mgmt For For For
Director Of The Company
3 To Elect Mr Graham Hetherington As Mgmt For For For
A Director Of The Company
4 To Elect Dr Barry Price As A Mgmt For For For
Director Of The Company
5 To Elect Mr David Kappler As A Mgmt For For For
Director Of The Company
6 To Elect Dr Jeffrey Leiden As A Mgmt For For For
Director Of The Company
7 To Elect Mr Patrick Langois As A Mgmt For For For
Director Of The Company
8 To Elect Ms Kate Nealon As A Mgmt For For For
Director Of The Company
9 To Elect Mr David Mott As A Mgmt For For For
Director Of The Company
10 To Elect Dr Michael Rosenblatt As Mgmt For For For
A Director Of The Company
11 Ratify Auditors Mgmt For For For
12 To Authorise The Audit, Compliance Mgmt For For For
And Risk Committee Of The Board To
Determine The Remuneration Of The
Auditors.
13 To Resolve That The Authority To Mgmt For For For
Allot Relevant Securities.
14 To Resolve That, Subject To The Mgmt For For For
Passing Of The Previous
Resolution, The Authority To Allot
Equity Securities.
15 To Resolve That The Company Be And Mgmt For For For
Is Hereby Generally And
Unconditionally Authorised.
16 To Resolve That The Name Of The Mgmt For For For
Company Be Changed To Shire Plc
And That The Requisite Changes Be
Made To The Company S Memorandum
And Articles Of Association.
- ------------------------------------------------------------------------------------------------------------------
Shuffle Master, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP 825549108 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Garry Saunders Mgmt For For For
1.2 Elect Louis Castle Mgmt For For For
1.3 Elect Phillip Peckman Mgmt For For For
1.4 Elect John Bailey Mgmt For For For
1.5 Elect William Warner Mgmt For For For
1.6 Elect Khatchig Zaven "Chris" Mgmt For For For
Philibbosian
1.7 Elect Timothy Parrott Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Byrne Mgmt For For For
1.2 Elect Alfonse D'Amato Mgmt For For For
1.3 Elect Jeffrey Meshel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory (Non-Binding) Vote On Mgmt For For For
Executive Compensation.
- ------------------------------------------------------------------------------------------------------------------
Silgan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLGN CUSIP 827048109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Allott Mgmt For Withhold Against
1.2 Elect Jeffrey Crowe Mgmt For Withhold Against
1.3 Elect Edward Lapekas Mgmt For Withhold Against
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Silicon Motion Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 08/14/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Re-Elect Lien-Chun Liu as Director Mgmt For For For
2 Ratify Deloitte & Touche as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
SINA Corp. (formerly SINA.com)
Ticker Security ID: Meeting Date Meeting Status
SINA CUSIP G81477104 09/08/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Pehong Chen Mgmt For For For
1.2 Elect Director Lip-Bu Tan Mgmt For For For
1.3 Elect Director Yichen Zhang Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approval Of The Amendment And Mgmt For Against Against
Restatement Of Amended And
Restated Articles Of Association.
- ------------------------------------------------------------------------------------------------------------------
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Balakrishnan Iyer Mgmt For For For
1.2 Elect Thomas Leonard Mgmt For For For
1.3 Elect Robert Schriesheim Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 08/27/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Burrus, Mgmt For For For
Jr.
1.2 Elect Director Hon. Carol T. Mgmt For For For
Crawford
1.3 Elect Director David C. Nelson Mgmt For For For
1.4 Elect Director Gaoning Ning Mgmt For For For
1.5 Elect Director Frank S. Royal, M.D. Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Solera Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SLH CUSIP 83421A104 11/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Tony Aquila Mgmt For For For
1.2 Elect Director Philip A. Canfield Mgmt For For For
1.3 Elect Director Arthur F. Kingsbury Mgmt For For For
1.4 Elect Director Jerrell W. Shelton Mgmt For For For
1.5 Elect Director Stuart J. Yarbrough Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
South Jersey Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SJI CUSIP 838518108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Shirli Billings Mgmt For For For
1.2 Elect Joseph Petrowski Mgmt For For For
1.3 Elect Shirli Billings Mgmt For For For
1.4 Elect Thomas Bracken Mgmt For For For
1.5 Elect Sheila Hartnett-Devlin Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwest Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Biehl Mgmt For For For
1.2 Elect Robert Boughner Mgmt For For For
1.3 Elect Thomas Chestnut Mgmt For For For
1.4 Elect Stephen Comer Mgmt For For For
1.5 Elect Richard Gardner Mgmt For For For
1.6 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.7 Elect James Kropid Mgmt For For For
1.8 Elect Michael Maffie Mgmt For For For
1.9 Elect Anne Mariucci Mgmt For For For
1.10 Elect Michael Melarkey Mgmt For For For
1.11 Elect Jeffrey Shaw Mgmt For For For
1.12 Elect Thomas Thomas Mgmt For For For
1.13 Elect Terrence Wright Mgmt For For For
2 Management Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Christopher Mgmt For For For
J. Kearney
2 Election Of Director: Martha B. Mgmt For For For
Wyrsch
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Starent Networks, Corp.
Ticker Security ID: Meeting Date Meeting Status
STAR CUSIP 85528P108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Dolce, Jr. Mgmt For For For
1.2 Elect Kenneth Goldman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sterling Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
STRL CUSIP 859241101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Abernathy Mgmt For For For
2 Elect Robert Frickel Mgmt For For For
3 Elect Milton Scott Mgmt For For For
4 Elect David Steadman Mgmt For For For
5 Approval of an Amended and Mgmt For For For
Restated Certificate of
Incorporation
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Dill Mgmt For For For
1.2 Elect Richard Ford Mgmt For For For
1.3 Elect Richard Himelfarb Mgmt For For For
1.4 Elect James Zemlyak Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sunstone Hotel Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHO CUSIP 867892101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alter Mgmt For For For
1.2 Elect Arthur Buser, Jr. Mgmt For For For
1.3 Elect Lewis Wolff Mgmt For For For
1.4 Elect Z. Jamie Behar Mgmt For For For
1.5 Elect Thomas Lewis Jr. Mgmt For For For
1.6 Elect Keith Locker Mgmt For For For
1.7 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sybase, Inc.
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Michael Daniels Mgmt For For For
1.4 Elect Alan Salisbury Mgmt For For For
1.5 Elect Jack Sum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sykes Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYKE CUSIP 871237103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Sykes Mgmt For For For
1.2 Elect William Meurer Mgmt For For For
1.3 Elect Furman Bodenheimer, Jr. Mgmt For For For
2 Amendment to the 2004 Non-employee Mgmt For For For
Director Fee Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Syniverse Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVR CUSIP 87163F106 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jason Few Mgmt For For For
1.2 Elect Robert Gerrard Jr. Mgmt For For For
1.3 Elect Tony Holcombe Mgmt For For For
1.4 Elect James Lipham Mgmt For For For
1.5 Elect Robert Marino Mgmt For For For
1.6 Elect Fritz von Mering Mgmt For For For
1.7 Elect Jack Pearlstein Mgmt For For For
1.8 Elect Timothy Samples Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Huang Mgmt For For For
1.2 Elect Kevin M. Murai Mgmt For For For
1.3 Elect Matthew Miau Mgmt For Withhold Against
1.4 Elect Fred Breidenbach Mgmt For For For
1.5 Elect Gregory Quesnel Mgmt For For For
1.6 Elect Dwight Steffensen Mgmt For For For
1.7 Elect James Van Horne Mgmt For For For
1.8 Elect Duane Zitzner Mgmt For For For
2 Amendment of the 2003 Employee Mgmt For For For
Stock Purchase Plan
3 Approval Of 2009 Profit Sharing Mgmt For For For
Plan For Section 16(B) Officers.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Mgmt For Against Against
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
T-3 Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTES CUSIP 87306E107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Tidwell Mgmt For For For
1.2 Elect Robert Ayers Mgmt For For For
1.3 Elect Thomas Bates, Jr. Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
TeleCommunication Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSYS CUSIP 87929J103 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Brandt Mgmt For For For
1.2 Elect Weldon Latham Mgmt For For For
1.3 Elect Jan Huly Mgmt For For For
1.4 Elect Richard Young Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teledyne Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDY CUSIP 879360105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Simon Lorne Mgmt For For For
1.2 Elect Paul Miller Mgmt For For For
1.3 Elect Wesley von Schack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Dyment Mgmt For For For
1.2 Elect Gary Kott Mgmt For For For
1.3 Elect R. Vance Milligan Mgmt For Withhold Against
1.4 Elect Julio Quintana Mgmt For For For
1.5 Elect Norman Robertson Mgmt For For For
1.6 Elect Michael Sutherlin Mgmt For For For
1.7 Elect Clifton Weatherford Mgmt For Withhold Against
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------
Texas Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXI CUSIP 882491103 10/21/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Sam Coats Mgmt For For For
1.2 Elect Director Thomas R. Ransdell Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Prepare Sustainability Report ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Texas Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXI CUSIP 882491103 10/21/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Sam Coats ShrHldr Withhold TNA N/A
2 Elect Director Thomas R. Ransdell ShrHldr Withhold TNA N/A
3 Ratify Auditors Mgmt For TNA N/A
4 Prepare Sustainability Report ShrHldr Against TNA N/A
- ------------------------------------------------------------------------------------------------------------------
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
TIBCO Software Inc.
Ticker Security ID: Meeting Date Meeting Status
TIBX CUSIP 88632Q103 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Vivek Ranadive Mgmt For For For
1.2 Elect Eric Dunn Mgmt For For For
1.3 Elect Narendra Gupta Mgmt For For For
1.4 Elect Peter Job Mgmt For For For
1.5 Elect Philip Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A Stockholder Proposal To ShrHoldr Against For Against
Declassify The Board Of Directors.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tredegar Corporation
Ticker Security ID: Meeting Date Meeting Status
TG CUSIP 894650100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Austin Brockenbrough, III Mgmt For For For
1.2 Elect William Gottwald Mgmt For For For
1.3 Elect Richard Morrill Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank O'Connell Mgmt For For For
1.2 Elect Terdema Ussery, II Mgmt For For For
2 Ratification Of Selection Of Mgmt For For For
Deloitte & Touche Llp As
Independent Auditors.
3 Increase in Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kriss Cloninger, III Mgmt For For For
2 Elect Joe Lee Mgmt For For For
3 Elect Bob Marbut Mgmt For Against Against
4 Elect David Parker Mgmt For For For
5 Elect J. Patrick Spainhour Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
UMB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
UMBF CUSIP 902788108 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Mariner Kemper Mgmt For For For
1.2 Elect John Mize, Jr. Mgmt For For For
1.3 Elect Thomas Sanders Mgmt For For For
1.4 Elect L. Joshua Sosland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Union Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
UDRL CUSIP 90653P105 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Harrell Mgmt For For For
1.2 Elect M. Joseph McHugh Mgmt For For For
1.3 Elect Robert Wohleber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Mgmt For For For
Stock
2 Adjourn Meeting Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
United Natural Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael S. Funk Mgmt For For For
1.2 Elect Director James P. Heffernan Mgmt For For For
1.3 Elect Director Steven L. Spinner Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Adopt ILO Based Code of Conduct ShrHldr Against Abstain N/A
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond Kurzweil Mgmt For For For
1.2 Elect Martine A. Rothblatt Mgmt For For For
1.3 Elect Louis Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Universal Corporation
Ticker Security ID: Meeting Date Meeting Status
UVV CUSIP 913456109 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George C. Freeman, Mgmt For For For
III
1.2 Elect Director Eddie N. Moore, Jr. Mgmt For For For
1.3 Elect Director Hubert R. Stallard Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
URS Corporation
Ticker Security ID: Meeting Date Meeting Status
URS CUSIP 903236107 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Jesse Arnelle Mgmt For For For
2 Elect Armen Der Marderosian Mgmt For For For
3 Elect Mickey Foret Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect Martin Koffel Mgmt For For For
6 Elect Joseph Ralston Mgmt For For For
7 Elect John Roach Mgmt For For For
8 Elect Douglas Stotlar Mgmt For For For
9 Elect William Sullivan Mgmt For For For
10 Elect William Walsh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Validus Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
VR CUSIP G9319H102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sander Levy Mgmt For For For
1.2 Elect George Reeth Mgmt For For For
1.3 Elect Alok Singh Mgmt For For For
1.4 Elect Christopher Watson Mgmt For Withhold Against
1.5 Elect Edward J. Noonan Mgmt For For For
1.6 Elect C.N. Rupert Atkin Mgmt For For For
1.7 Elect Patrick G. Barry Mgmt For For For
1.8 Elect Julian P. Bosworth Mgmt For For For
1.9 Elect Michael E.A. Carpenter Mgmt For For For
1.10 Elect Jane S. Clouting Mgmt For For For
1.11 Elect Joseph E. (Jeff) Consolino Mgmt For For For
1.12 Elect C. Jerome Dill Mgmt For For For
1.13 Elect Kerry A. Emanuel Mgmt For For For
1.14 Elect Jonathan D. Ewington Mgmt For For For
1.15 Elect Nicholas J. Hales Mgmt For For For
1.16 Elect Mark S. Johnson Mgmt For For For
1.17 Elect Anthony J. Keys Mgmt For For For
1.18 Elect Gillian S. Langford Mgmt For For For
1.19 Elect Stuart W. Mercer Mgmt For For For
1.20 Elect Paul J. Miller Mgmt For For For
1.21 Elect George P. Reeth Mgmt For For For
1.22 Elect Julian G. Ross Mgmt For For For
1.23 Elect Verner G. Southey Mgmt For For For
1.24 Elect Guiseppe Venesiani Mgmt For For For
1.25 Elect Nigel D. Wachman Mgmt For For For
1.26 Elect Conan M. Ward Mgmt For For For
1.27 Elect Lixin Zeng Mgmt For For For
2 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Validus Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
VR CUSIP G9319H102 06/25/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Stock Pursuant to Mgmt For For For
Exchange Offer and/or Scheme of
Arrangement
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Varian Semiconductor Equipment Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSEA CUSIP 922207 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Dickerson Mgmt For For For
1.2 Elect Robert Dutton Mgmt For For For
2 Approve An Amendment To The Mgmt For For For
Amended And Restated 2006 Stock
Incentive Plan.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vectren Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP 92240G101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Chapman Mgmt For For For
1.2 Elect John Dunn Mgmt For For For
1.3 Elect Niel Ellerbrook Mgmt For For For
1.4 Elect John Engelbrecht Mgmt For For For
1.5 Elect Anton George Mgmt For For For
1.6 Elect Martin Jischke Mgmt For For For
1.7 Elect Robert Koch II Mgmt For For For
1.8 Elect William Mays Mgmt For For For
1.9 Elect J. Timothy McGinley Mgmt For For For
1.10 Elect Richard Rechter Mgmt For For For
1.11 Elect R. Daniel Sadlier Mgmt For For For
1.12 Elect Michael Smith Mgmt For For For
1.13 Elect Jean Wojtowicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Brimblecombe Mgmt For For For
1.2 Elect Bruce Sachs Mgmt For For For
2 Amendment to the 2006 Stock and Mgmt For Against Against
Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vnus Medical Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
VNUS CUSIP 928566108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lori Robson Mgmt For For For
1.2 Elect Gregory Schiffman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Washington Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
WRE CUSIP 939653101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Derrick, Jr. Mgmt For For For
1.2 Elect Charles Nason Mgmt For For For
1.3 Elect Thomas Russell, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Watsco Inc.
Ticker Security ID: Meeting Date Meeting Status
WSOB CUSIP 942622200 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Berner, III Mgmt For For For
1.2 Elect Denise Dickins Mgmt For For For
1.3 Elect Gary Tapella Mgmt For For For
2 Amendment to the 2001 Incentive Mgmt For For For
Compensation Plan
3 Amendment to the Articles of Mgmt For For For
Incorporation
4 Authorization of Preferred Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Watson Wyatt Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WW CUSIP 942712100 11/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director John J. Gabarro Mgmt For For For
2 Elect Director John J. Haley Mgmt For For For
3 Elect Director R. Michael Mgmt For For For
McCullough
4 Elect Director Brendan R. O'Neill Mgmt For For For
5 Elect Director Linda D. Rabbitt Mgmt For For For
6 Elect Director Gilbert T. Ray Mgmt For For For
7 Elect Director John C. Wright Mgmt For For For
8 Ratify Auditors Mgmt For For For
9 Amend Deferred Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wausau Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
WPP CUSIP 943315101 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Watts Humphrey, Jr. Mgmt For For For
1.2 Elect San Orr, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Western Refining, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNR CUSIP 959319104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Hogan Mgmt For For For
1.2 Elect Scott Weaver Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------
Westfield Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFD CUSIP 96008P104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Colton, Jr. Mgmt For For For
1.2 Elect James Hagan Mgmt For For For
1.3 Elect Philip Smith Mgmt For For For
1.4 Elect Donald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Stebbins Mgmt For For For
1.2 Elect Michael Kasbar Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Joachim Heel Mgmt For For For
1.5 Elect Richard Kassar Mgmt For For For
1.6 Elect Myles Klein Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Stephen Roddenberry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Wright Medical Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMGI CUSIP 98235T107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Blackford Mgmt For For For
1.2 Elect Martin Emerson Mgmt For For For
1.3 Elect Lawrence Hamilton Mgmt For For For
1.4 Elect Gary Henley Mgmt For For For
1.5 Elect John Miclot Mgmt For For For
1.6 Elect Amy Paul Mgmt For For For
1.7 Elect Robert Quillinan Mgmt For For For
1.8 Elect David Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Compensation Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Patterson Mgmt For For For
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zoran Corporation
Ticker Security ID: Meeting Date Meeting Status
ZRAN CUSIP 98975F101 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Levy Gerzberg Mgmt For For For
1.2 Elect Uzia Galil Mgmt For For For
1.3 Elect Raymond Burgess Mgmt For For For
1.4 Elect James Meindl Mgmt For For For
1.5 Elect Jim Owens, Jr. Mgmt For For For
1.6 Elect Arthur Stabenow Mgmt For For For
1.7 Elect Philip Young Mgmt For For For
2 Amendment to the 2005 Outside Mgmt For Against Against
Directors Equity Plan
3 Amendment to the 1995 Employee Mgmt For For For
Stock Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 Option exchange program Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Small Cap Index Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
A. M. Castle & Co.
Ticker Security ID: Meeting Date Meeting Status
CAS CUSIP 148411101 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Thomas Donahoe Mgmt For For For
1.3 Elect Ann Drake Mgmt For For For
1.4 Elect Michael Goldberg Mgmt For For For
1.5 Elect William Hall Mgmt For For For
1.6 Elect Robert Hamada Mgmt For For For
1.7 Elect Patrick Herbert, III Mgmt For For For
1.8 Elect Terrence Keating Mgmt For For For
1.9 Elect Pamela Forbes Lieberman Mgmt For For For
1.10 Elect John McCartney Mgmt For For For
1.11 Elect Michael Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Restricted Stock, Stock Mgmt For For For
Option and Equity Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP 808194104 12/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David G. Birney Mgmt For For For
1.2 Elect Director John B. Yasinsky Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Articles of Incorporation Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
A.O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Greubel Mgmt For For For
1.2 Elect Robert O'Toole Mgmt For For For
1.3 Elect Idelle Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the A.O. Smith Mgmt For For For
Combined Incentive Compensation
Plan
- ------------------------------------------------------------------------------------------------------------------
A.O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/14/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to Charter Mgmt For For For
3 Issuance of Common Stock Pursuant Mgmt For For For
to the Merger
- ------------------------------------------------------------------------------------------------------------------
AAR Corp.
Ticker Security ID: Meeting Date Meeting Status
AIR CUSIP 000361105 10/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald R. Fogleman Mgmt For For For
1.2 Elect Director Patrick J. Kelly Mgmt For For For
1.3 Elect Director Timothy J. Romenesko Mgmt For For For
1.4 Elect Director Ronald B. Woodard Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aaron Rents, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNT CUSIP 002535 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Charles Loudermilk, Sr. Mgmt For Withhold Against
1.2 Elect Robert Loudermilk, Jr. Mgmt For Withhold Against
1.3 Elect Gilbert Danielson Mgmt For Withhold Against
1.4 Elect William Butler, Jr. Mgmt For Withhold Against
1.5 Elect Ronald Allen Mgmt For Withhold Against
1.6 Elect Leo Benatar Mgmt For Withhold Against
1.7 Elect Earl Dolive Mgmt For Withhold Against
1.8 Elect David Kolb Mgmt For Withhold Against
1.9 Elect Ray Robinson Mgmt For Withhold Against
1.10 Elect John Schuerholz Mgmt For Withhold Against
1.11 Elect John Portman, Jr. Mgmt For Withhold Against
2 Amendment to the 2001 Stock Option Mgmt For For For
and Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------
Abaxis, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABAX CUSIP 002567105 10/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Clinton H. Severson Mgmt For For For
1.2 Elect Director R.J. Bastiani Mgmt For For For
1.3 Elect Director Henk J. Evenhuis Mgmt For For For
1.4 Elect Director Brenton G.A. Hanlon Mgmt For For For
1.5 Elect Director Prithipal Singh Mgmt For For For
1.6 Elect Director E.S. Tucker III Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ABM Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Chavez Mgmt For For For
1.2 Elect Henrik Slipsager Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Bernstein Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect Suzanne Hopgood Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Wendy Luscombe Mgmt For For For
1.6 Elect William Spitz Mgmt For For For
1.7 Elect Lee Wielansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Actel Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTL CUSIP 004934105 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John East Mgmt For Withhold Against
1.2 Elect James Fiebiger Mgmt For For For
1.3 Elect Jacob Jacobsson Mgmt For For For
1.4 Elect Patrick Little Mgmt For Withhold Against
1.5 Elect J. Daniel McCranie Mgmt For For For
1.6 Elect Jeffrey Smith Mgmt For Withhold Against
1.7 Elect Robert Spencer Mgmt For For For
1.8 Elect Eric Zahler Mgmt For Withhold Against
2 Amendment to the 1993 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Adaptec, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADPT CUSIP 00651F108 10/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jon S. Castor Mgmt For For For
1.2 Elect Director Jack L. Howard Mgmt For For For
1.3 Elect Director Joseph S. Kennedy Mgmt For For For
1.4 Elect Director Robert J. Loarie Mgmt For For For
1.5 Elect Director John Mutch Mgmt For For For
1.6 Elect Director John J. Quicke Mgmt For For For
1.7 Elect Director Lawrence J. Ruisi Mgmt For For For
1.8 Elect Director S. "sundi" Sundaresh Mgmt For For For
1.9 Elect Director D.E. Van Houweling Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Stock Option Plan Grants Mgmt For For For
4 Approve Reverse Stock Split Mgmt For For For
5 Approve Reverse Stock Split Mgmt For For For
6 Approve Reverse Stock Split Mgmt For For For
7 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Administaff, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASF CUSIP 007094105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Sarvadi Mgmt For For For
1.2 Elect Austin Young Mgmt For For For
2 Amendment to the 2001 Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Schatz Mgmt For For For
2 Elect Frederick Ball Mgmt For For For
3 Elect Richard Beck Mgmt For For For
4 Elect Hans Georg Betz Mgmt For For For
5 Elect Trung Doan Mgmt For For For
6 Elect Edward Grady Mgmt For For For
7 Elect Thomas Rohrs Mgmt For For For
8 Elect Elwood Spedden Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Agilysys Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 03/26/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Mutch ShrHoldr N/A TNA N/A
1.2 Elect Steve Tepedino ShrHoldr N/A TNA N/A
1.3 Elect James Zierick ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Agilysys Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 03/26/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Commes Mgmt For Withhold Against
1.2 Elect R. Andrew Cueva Mgmt For For For
1.3 Elect Howard Knicely Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Air Methods Corporation
Ticker Security ID: Meeting Date Meeting Status
AIRM CUSIP 009128307 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ralph Bernstein Mgmt For For For
2 Elect Mark Carleton Mgmt For For For
3 Elect Lowell Miller Mgmt For For For
4 Elect David Roehr Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Air Methods Corporation
Ticker Security ID: Meeting Date Meeting Status
AIRM CUSIP 009128307 07/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Samuel H. Gray Mgmt For For For
1.2 Elect Director Morad Tahbaz Mgmt For For For
1.3 Elect Director Aaron D. Todd Mgmt For For For
2 Increase Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Albany International Corp.
Ticker Security ID: Meeting Date Meeting Status
AIN CUSIP 012348108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cassidy, Jr. Mgmt For For For
1.2 Elect Paula Cholmondeley Mgmt For For For
1.3 Elect Edgar Hotard Mgmt For For For
1.4 Elect Erland Kailbourne Mgmt For For For
1.5 Elect Joseph Morone Mgmt For For For
1.6 Elect Juhani Pakkala Mgmt For For For
1.7 Elect Christine Standish Mgmt For For For
1.8 Elect John Standish Mgmt For For For
2 Directors' Annual Retainer Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ALLETE, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Brekken Mgmt For For For
1.2 Elect Heidi Eddins Mgmt For For For
1.3 Elect Sidney Emery, Jr. Mgmt For For For
1.4 Elect James Hoolihan Mgmt For For For
1.5 Elect Madeleine Ludlow Mgmt For For For
1.6 Elect George Mayer Mgmt For For For
1.7 Elect Douglas Neve Mgmt For For For
1.8 Elect Jack Rajala Mgmt For For For
1.9 Elect Leonard Rodman Mgmt For For For
1.10 Elect Donald Shippar Mgmt For For For
1.11 Elect Bruce Stender Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Technical Amendment to Articles of Mgmt For For For
Incorporation
- ------------------------------------------------------------------------------------------------------------------
Alliance One International, Inc.
Ticker Security ID: Meeting Date Meeting Status
AOI CUSIP 018772103 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Richard Green, Mgmt For For For
Jr.
1.2 Elect Director Nigel G. Howard Mgmt For For For
1.3 Elect Director Joseph L. Lanier, Mgmt For For For
Jr.
1.4 Elect Director William S. Sheridan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMCOL International Corporation
Ticker Security ID: Meeting Date Meeting Status
ACO CUSIP 02341W103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Casey Mgmt For For For
1.2 Elect Dale Stahl Mgmt For For For
1.3 Elect Lawrence Washow Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Medical Systems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMMD CUSIP 02744M108 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Bihl, III Mgmt For For For
1.2 Elect Jane Kiernan Mgmt For For For
1.3 Elect Thomas Timbie Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Physicians Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACAP CUSIP 028884104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Billy Baumann Mgmt For For For
1.2 Elect R. Kevin Clinton Mgmt For For For
1.3 Elect Larry Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Public Education Inc.
Ticker Security ID: Meeting Date Meeting Status
APEI CUSIP 02913V103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wallace Boston, Jr. Mgmt For For For
1.2 Elect Phillip Clough Mgmt For For For
1.3 Elect J. Christopher Everett Mgmt For For For
1.4 Elect Barbara Fast Mgmt For For For
1.5 Elect F. David Fowler Mgmt For For For
1.6 Elect Jean Halle Mgmt For For For
1.7 Elect Timothy Landon Mgmt For For For
1.8 Elect David Warnock Mgmt For Withhold Against
1.9 Elect Timothy Weglicki Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Anderson Mgmt For For For
1.2 Elect Diana Bonta Mgmt For For For
1.3 Elect Anne Holloway Mgmt For For For
1.4 Elect Robert Sprowls Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
American Vanguard Corporation
Ticker Security ID: Meeting Date Meeting Status
AVD CUSIP 030371108 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lawrence Clark Mgmt For For For
1.2 Elect John Killmer Mgmt For For For
1.3 Elect Herbert Kraft Mgmt For For For
1.4 Elect John Miles Mgmt For For For
1.5 Elect Carl Soderlind Mgmt For For For
1.6 Elect Irving Thau Mgmt For For For
1.7 Elect Eric Wintemute Mgmt For For For
1.8 Elect Glenn Wintemute Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Amerisafe, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSF CUSIP 03071H100 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Millard Morris Mgmt For For For
1.2 Elect Randy Roach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMN Healthcare Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHS CUSIP 001744101 04/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: R. Jeffrey Mgmt For For For
Harris
2 Election Of Director: Michael M.E. Mgmt For For For
Johns
3 Election Of Director: Hala G. Mgmt For For For
Moddelmog
4 Election Of Director: Susan R. Mgmt For For For
Nowakowski
5 Election Of Director: Andrew M. Mgmt For For For
Stern
6 Election Of Director: Paul E. Mgmt For For For
Weaver
7 Election Of Director: Douglas D. Mgmt For For For
Wheat
8 Approval Of The Amendments To The Mgmt For For For
Company S Equity Plan.
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amsurg Corp.
Ticker Security ID: Meeting Date Meeting Status
AMSG CUSIP 03232P405 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Cigarran Mgmt For For For
1.2 Elect Debora Guthrie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Anchor BanCorp Wisconsin, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABCW CUSIP 032839102 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard A. Bergstrom Mgmt For For For
1.2 Elect Director Donald D. Parker Mgmt For For For
1.3 Elect Director James D. Smessaert Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Anderson Mgmt For For For
1.2 Elect Gerard Anderson Mgmt For For For
1.3 Elect Catherine Kilbane Mgmt For For For
1.4 Elect Robert King, Jr. Mgmt For For For
1.5 Elect Ross Manire Mgmt For For For
1.6 Elect Donald Mennel Mgmt For For For
1.7 Elect David Nichols Mgmt For For For
1.8 Elect Charles Sullivan Mgmt For For For
1.9 Elect Jacqueline Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Angelica Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 034663104 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Anixter International Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Blyth Mgmt For Withhold Against
1.2 Elect Federic Brace Mgmt For For For
1.3 Elect Linda Bynoe Mgmt For For For
1.4 Elect Robert Crandall Mgmt For For For
1.5 Elect Robert Eck Mgmt For For For
1.6 Elect Robert Grubbs, Jr. Mgmt For Withhold Against
1.7 Elect F. Philip Handy Mgmt For For For
1.8 Elect Melvyn Klein Mgmt For For For
1.9 Elect George Munoz Mgmt For For For
1.10 Elect Stuart Sloan Mgmt For For For
1.11 Elect Thomas Theobald Mgmt For For For
1.12 Elect Matthew Zell Mgmt For Withhold Against
1.13 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ansoft Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 036384105 07/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bernard Aldrich Mgmt For For For
1.2 Elect Sara Hays Mgmt For For For
1.3 Elect Russell Huffer Mgmt For For For
1.4 Elect John Manning Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 2009 Non-Employee Director Stock Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director L. Thomas Hiltz Mgmt For For For
1.2 Elect Director John F. Meier Mgmt For For For
1.3 Elect Director David L. Pugh Mgmt For For For
1.4 Elect Director Peter C. Wallace Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Applied Signal Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
APSG CUSIP 038237103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Devine Mgmt For For For
1.2 Elect David Elliman Mgmt For For For
1.3 Elect Robert Richardson Mgmt For For For
1.4 Elect William Van Vleet III Mgmt For For For
2 Amendment to the 1993 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arbitron Inc.
Ticker Security ID: Meeting Date Meeting Status
ARB CUSIP 03875Q108 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Shellye Archambeau Mgmt For For For
1.2 Elect David Devonshire Mgmt For For For
1.3 Elect Philip Guarascio Mgmt For For For
1.4 Elect William Kerr Mgmt For For For
1.5 Elect Larry Kittelberger Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Richard Post Mgmt For For For
1.8 Elect Michael Skarzynski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arch Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARJ CUSIP 03937R102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Powell Mgmt For For For
1.2 Elect Daniel Sanders Mgmt For For For
1.3 Elect Janice Teal Mgmt For For For
2 Approval Of The Arch Chemicals, Mgmt For For For
Inc. 2009 Long Term Incentive Plan.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arctic Cat, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACAT CUSIP 039670104 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Mgmt For For For
Dondelinger
1.2 Elect Director Kenneth J. Roering Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arkansas Best Corporation
Ticker Security ID: Meeting Date Meeting Status
ABFS CUSIP 040790107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Allardyce Mgmt For For For
1.2 Elect John Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ArQule, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARQL CUSIP 04269E107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Barabe Mgmt For For For
1.2 Elect Paolo Pucci Mgmt For For For
2 Amendment to the 1994 Equity Mgmt For For For
Incentive Plan
3 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arris Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRS CUSIP 04269Q100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alex Best Mgmt For For For
1.2 Elect Harry Bosco Mgmt For For For
1.3 Elect John Craig Mgmt For For For
1.4 Elect Matthew Kearney Mgmt For For For
1.5 Elect William Lambert Mgmt For For For
1.6 Elect John Petty Mgmt For For For
1.7 Elect Robert Stanzione Mgmt For For For
1.8 Elect David Woodle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Employee Mgmt For For For
Stock Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Frierson Mgmt For For For
1.2 Elect Glen Tellock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ATC Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
ATAC CUSIP 00211W104 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Evans Mgmt For For For
1.2 Elect Curtland Fields Mgmt For For For
1.3 Elect Michael Hartnett Mgmt For For For
1.4 Elect Michael Jordan Mgmt For For For
1.5 Elect Todd Peters Mgmt For For For
1.6 Elect S. Lawrence Prendergast Mgmt For For For
1.7 Elect Edward Stewart Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
ATMI, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATMI CUSIP 00207R101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Mahle Mgmt For For For
1.2 Elect C. Douglas Marsh Mgmt For For For
1.3 Elect Douglas Neugold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect George Dotson Mgmt For For For
1.3 Elect John Irwin Mgmt For For For
1.4 Elect Robert Burgess Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Audiovox Corporation
Ticker Security ID: Meeting Date Meeting Status
VOXX CUSIP 050757103 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul C. Kreuch, Jr. Mgmt For For For
1.2 Elect Director Dennis F. McManus Mgmt For For For
1.3 Elect Director Peter A. Lesser Mgmt For For For
1.4 Elect Director John J. Shalam Mgmt For Withhold Against
1.5 Elect Director Patrick M. Lavelle Mgmt For Withhold Against
1.6 Elect Director Charles M.Stoehr Mgmt For Withhold Against
1.7 Elect Director Philip Christopher Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Avista Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Kelly Mgmt For For For
2 Elect Scott Morris Mgmt For For For
3 Elect Heidi Stanley Mgmt For For For
4 Elect R. John Taylor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Reapproval of Material Terms of Mgmt For For For
Long-Term Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Declassification of the Board
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chair and CEO
- ------------------------------------------------------------------------------------------------------------------
Axsys Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
AXYS CUSIP 054615109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Bershad Mgmt For For For
1.2 Elect Anthony Fiorelli, Jr. Mgmt For For For
1.3 Elect Eliot Fried Mgmt For For For
1.4 Elect Richard Hamm, Jr. Mgmt For For For
1.5 Elect Robert G. Stevens Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward McMillan Mgmt For For For
1.2 Elect Kenneth Mitchell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Baldor Electric Company
Ticker Security ID: Meeting Date Meeting Status
BEZ CUSIP 057741100 05/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Merlin Augustine, Jr. Mgmt For For For
1.2 Elect John McFarland Mgmt For For For
1.3 Elect Robert Proost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Plan for Tax Deductible Executive Mgmt For Against Against
Incentive Compensation
- ------------------------------------------------------------------------------------------------------------------
Bank Mutual Corporation
Ticker Security ID: Meeting Date Meeting Status
BKMU CUSIP 063750103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Buestrin Mgmt For For For
1.2 Elect Michael Crowley, Jr. Mgmt For For For
1.3 Elect William Mielke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bankrate, Inc.
Ticker Security ID: Meeting Date Meeting Status
RATE CUSIP 06646V108 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert P. O'Block Mgmt For For For
1.2 Elect Randall Poliner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Barnes Group Inc.
Ticker Security ID: Meeting Date Meeting Status
B CUSIP 067806109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Albani Mgmt For For For
1.2 Elect Thomas Barnes Mgmt For For For
1.3 Elect Gary Benanav Mgmt For For For
1.4 Elect Mylle Mangum Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Basic Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
BAS CUSIP 06985P100 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sylvester Johnson, IV Mgmt For Withhold Against
1.2 Elect Steven Webster Mgmt For Withhold Against
1.3 Elect H.H. Wommack, III Mgmt For For For
2 Approval of the Fourth Amended and Mgmt For For For
Restated 2003 Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Basic Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
BAS CUSIP 06985P100 09/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James S. D'Agostino Mgmt For For For
1.2 Elect Director Kenneth V. Huseman Mgmt For For For
1.3 Elect Director Thomas P. Moore, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Belden, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDC CUSIP 077454106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Aldrich Mgmt For For For
1.2 Elect Lorne Bain Mgmt For For For
1.3 Elect Lance Balk Mgmt For For For
1.4 Elect Judy Brown Mgmt For For For
1.5 Elect Bryan Cressey Mgmt For For For
1.6 Elect Glenn Kalnasy Mgmt For For For
1.7 Elect Mary McLeod Mgmt For For For
1.8 Elect John Monter Mgmt For For For
1.9 Elect Bernard Rethore Mgmt For For For
1.10 Elect John Stroup Mgmt For For For
2 2001 Long-Term Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Benchmark Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHE CUSIP 08160H101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cary Fu Mgmt For For For
1.2 Elect Michael Dawson Mgmt For For For
1.3 Elect Peter Dorflinger Mgmt For For For
1.4 Elect Douglas Duncan Mgmt For For For
1.5 Elect Laura Lang Mgmt For For For
1.6 Elect Bernee Strom Mgmt For For For
1.7 Elect Clay Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Big 5 Sporting Goods Corporation
Ticker Security ID: Meeting Date Meeting Status
BGFV CUSIP 08915P101 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Michael Brown Mgmt For Withhold Against
1.2 Elect David Jessick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Savient Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVNT CUSIP 80517Q100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Herbert Conrad Mgmt For For For
1.2 Elect Alan Heller Mgmt For For For
1.3 Elect Stephen Jaeger Mgmt For For For
1.4 Elect Joseph Klein III Mgmt For For For
1.5 Elect Lee Simon Mgmt For For For
1.6 Elect Virgil Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BioMed Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMR CUSIP 09063H107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For Against Against
Award Plan
- ------------------------------------------------------------------------------------------------------------------
Black Box Corp.
Ticker Security ID: Meeting Date Meeting Status
BBOX CUSIP 091826107 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William F. Andrews Mgmt For For For
1.2 Elect Director R. Terry Blakemore Mgmt For For For
1.3 Elect Director Richard L. Crouch Mgmt For For For
1.4 Elect Director Thomas W. Golonski Mgmt For For For
1.5 Elect Director Thomas G. Greig Mgmt For For For
1.6 Elect Director E.A. Nicholson, Mgmt For For For
Ph.D.
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Blackbaud, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLKB CUSIP 09227Q100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Ellis Mgmt For For For
1.2 Elect Andrew Leitch Mgmt For For For
2 Amendment to the Certificate of Mgmt For Against Against
Incorporation to Subject Previous
Shareholder to Section 203 of the
Delaware General Corporation Law
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Blue Coat Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCSI CUSIP 09534T508 10/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian M. NeSmith Mgmt For For For
1.2 Elect Director David W. Hanna Mgmt For For For
1.3 Elect Director James A. Barth Mgmt For For For
1.4 Elect Director Keith Geeslin Mgmt For For For
1.5 Elect Director Timothy A. Howes Mgmt For For For
1.6 Elect Director James R. Tolonen Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Boston Beer Co.
Ticker Security ID: Meeting Date Meeting Status
SAM CUSIP 100557107 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Burwick Mgmt For For For
1.2 Elect Pearson Cummin, III Mgmt For For For
1.3 Elect Jean-Michel Valette Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Herbert Alexander Mgmt For For For
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Lynn Hoffman Mgmt For For For
1.4 Elect John Morton III Mgmt For For For
2 2009 Stock Option and Incentive Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 09/30/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For For For
2 Approve Conversion of Securities Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bowne & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BNE CUSIP 103043105 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Murphy Mgmt For For For
1.2 Elect Gloria Portela Mgmt For For For
1.3 Elect Vincent Tese Mgmt For For For
1.4 Elect Richard West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Brightpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
CELL CUSIP 109473405 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kari-Pekka Wilska Mgmt For Withhold Against
1.2 Elect Jorn Jensen Mgmt For Withhold Against
1.3 Elect Jerre Stead Mgmt For Withhold Against
2 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Brookline Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKL CUSIP 11373M107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Doyle, Jr. Mgmt For For For
1.2 Elect Thomas Hollister Mgmt For For For
1.3 Elect Charles Peck Mgmt For For For
1.4 Elect Paul Perrault Mgmt For For For
1.5 Elect Joseph Slotnik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brown Shoe Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWS CUSIP 115736100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mario Baeza Mgmt For For For
1.2 Elect Joseph Bower Mgmt For For For
1.3 Elect Julie Esrey Mgmt For For For
1.4 Elect Carla Hendra Mgmt For For For
1.5 Elect Michael Neidorff Mgmt For For For
1.6 Elect Harold Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anne Belec Mgmt For For For
1.2 Elect J. Steven Whisler Mgmt For For For
1.3 Elect Manuel Fernandez Mgmt For For For
2 2003 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brush Engineered Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
BW CUSIP 117421107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Hipple Mgmt For For For
2 Elect William Lawrence Mgmt For For For
3 Elect William Madar Mgmt For For For
4 Elect Craig Shular Mgmt For For For
5 Amendment to the Code of Mgmt For Against Against
Regulations to Allow the Board to
Make Certain Amendments Without
Shareholder Approval
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Buckeye Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 118255108 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George W. Bryan Mgmt For For For
1.2 Elect Director R. Howard Cannon Mgmt For For For
1.3 Elect Director K. Buckman Gibson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Buckle Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Hirschfeld Mgmt For For For
1.2 Elect Dennis Nelson Mgmt For For For
1.3 Elect Karen Rhoads Mgmt For For For
1.4 Elect James Shada Mgmt For For For
1.5 Elect Robert Campbell Mgmt For For For
1.6 Elect Bill Fairfield Mgmt For For For
1.7 Elect Bruce Hoberman Mgmt For For For
1.8 Elect John Peetz Mgmt For For For
1.9 Elect Michael Huss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Management Incentive Plan Mgmt For For For
4 Approval of Performance-based Mgmt For For For
Awards Under the 2005 Restricted
Stock Plan
- ------------------------------------------------------------------------------------------------------------------
C&D Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHP CUSIP 124661109 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kevin Dowd Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Jeffrey Graves Mgmt For For For
1.4 Elect William Harral III Mgmt For For For
1.5 Elect Robert Harries Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Stanley Silverman Mgmt For For For
1.8 Elect Ellen Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabela's Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAB CUSIP 126804301 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Theodore Armstrong Mgmt For For For
1.2 Elect Richard Cabela Mgmt For For For
1.3 Elect James Cabela Mgmt For For For
1.4 Elect John Edmondson Mgmt For For For
1.5 Elect John Gottschalk Mgmt For For For
1.6 Elect Dennis Highby Mgmt For For For
1.7 Elect Reuben Mark Mgmt For For For
1.8 Elect Michael McCarthy Mgmt For For For
1.9 Elect Thomas Millner Mgmt For For For
2 Amendment to the 2004 Stock Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabot Microelectronics Corporation
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Frazee, Jr. Mgmt For For For
1.2 Elect Barbara Klein Mgmt For For For
1.3 Elect William Noglows Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CACI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dan R. Bannister Mgmt For For For
1.2 Elect Director Paul M. Cofoni Mgmt For For For
1.3 Elect Director Gregory G. Johnson Mgmt For For For
1.4 Elect Director Richard L. Mgmt For For For
Leatherwood
1.5 Elect Director J. Phillip London Mgmt For For For
1.6 Elect Director Michael J. Mancuso Mgmt For For For
1.7 Elect Director James L. Pavitt Mgmt For For For
1.8 Elect Director Warren R. Phillips Mgmt For For For
1.9 Elect Director Charles P. Revoile Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Adjourn Meeting Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Newlin Mgmt For For For
1.2 Elect John Stanik Mgmt For For For
1.3 Elect William Lyons Mgmt For For For
2 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS INDEPENDENT AUDITORS FOR
2009.
- ------------------------------------------------------------------------------------------------------------------
California Pizza Kitchen, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPKI CUSIP 13054D109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Baker Mgmt For For For
1.2 Elect Leslie Bider Mgmt For For For
1.3 Elect Marshall Geller Mgmt For For For
1.4 Elect Larry Flax Mgmt For For For
1.5 Elect Charles Phillips Mgmt For For For
1.6 Elect Richard Rosenfield Mgmt For For For
1.7 Elect Alan Rothenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bethune Mgmt For For For
1.2 Elect Kathryn Harrigan Mgmt For For For
1.3 Elect Steven Klosk Mgmt For For For
1.4 Elect William Korb Mgmt For For For
1.5 Elect John Miller Mgmt For For For
1.6 Elect Peter Tombros Mgmt For For For
2 APPROVAL OF THE LONG TERM Mgmt For For For
INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker Security ID: Meeting Date Meeting Status
CPLA CUSIP 139594105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Kevin Gilligan Mgmt For For For
1.2 Elect Mark Greene Mgmt For For For
1.3 Elect Jody Miller Mgmt For For For
1.4 Elect James Mitchell Mgmt For For For
1.5 Elect Stephen Shank Mgmt For For For
1.6 Elect Andrew Slavitt Mgmt For For For
1.7 Elect David Smith Mgmt For For For
1.8 Elect Jeffrey Taylor Mgmt For For For
1.9 Elect Sandra Taylor Mgmt For For For
1.10 Elect Darrell Tukua Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Captaris, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 14071N104 10/31/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CARBO Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Chad Deaton Mgmt For For For
1.2 Elect James Jennings Mgmt For For For
1.3 Elect Gary Kolstad Mgmt For For For
1.4 Elect Henry Lentz Mgmt For For For
1.5 Elect Randy Limbacher Mgmt For For For
1.6 Elect William Morris Mgmt For For For
1.7 Elect Robert Rubin Mgmt For For For
2 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Carter's, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRI CUSIP 146229109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Fulton Mgmt For For For
1.2 Elect John Welch Mgmt For For For
1.3 Elect Thomas Whiddon Mgmt For For For
2 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cascade Corporation
Ticker Security ID: Meeting Date Meeting Status
CAE CUSIP 147195101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Duane McDougall Mgmt For For For
1.2 Elect James Osterman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald M. Lamb Mgmt For For For
1.2 Elect Director Robert J. Myers Mgmt For For For
1.3 Elect Director Diane C. Bridgewater Mgmt For For For
1.4 Elect Director Johnny Danos Mgmt For For For
1.5 Elect Director Patricia Clare Mgmt For For For
Sullivan
1.6 Elect Director Kenneth H. Haynie Mgmt For For For
1.7 Elect Director William C. Kimball Mgmt For For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cash America International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For For For
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
3 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ANTI-PREDATORY LENDING POLICIES.
- ------------------------------------------------------------------------------------------------------------------
Catalyst Health Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
CHSI CUSIP 14888B103 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Epstein Mgmt For For For
1.2 Elect Michael McDonnell Mgmt For For For
1.3 Elect Dale Wolf Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Catapult Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
CATT CUSIP 149016107 02/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Cross Mgmt For For For
1.2 Elect R. Stephen Heinrichs Mgmt For For For
1.3 Elect Nancy Karp Mgmt For For For
1.4 Elect Richard Karp Mgmt For For For
1.5 Elect John Scandalios Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Cato Corp.
Ticker Security ID: Meeting Date Meeting Status
CTR CUSIP 149205106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cato Mgmt For For For
1.2 Elect Bailey Patrick Mgmt For For For
1.3 Elect Thomas Meckley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
CDI Corp.
Ticker Security ID: Meeting Date Meeting Status
CDI CUSIP 125071100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Ballou Mgmt For For For
1.2 Elect Michael Emmi Mgmt For For For
1.3 Elect Walter Garrison Mgmt For For For
1.4 Elect Lawrence Karlson Mgmt For For For
1.5 Elect Ronald J. Kozich Mgmt For For For
1.6 Elect Albert Smith Mgmt For For For
1.7 Elect Barton Winokur Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms Mgmt For For For
of the 2004 Omnibus Stock Plan
4 Reapproval of the Material Terms Mgmt For For For
of the Bonus Plan for the CEO
- ------------------------------------------------------------------------------------------------------------------
CEC Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEC CUSIP 125137109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Frank Mgmt For For For
1.2 Elect Tim Morris Mgmt For For For
1.3 Elect Louis Neeb Mgmt For For For
2 Amendment to the 2004 Restricted Mgmt For For For
Stock Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cedar Shopping Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDR CUSIP 150602209 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Burns Mgmt For For For
2 Elect Richard Homburg Mgmt For For For
3 Elect Pamela Hootkin Mgmt For For For
4 Elect Paul Kirk, Jr. Mgmt For For For
5 Elect Everett Miller, III Mgmt For For For
6 Elect Leo Ullman Mgmt For For For
7 Elect Roger Widmann Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Ditmore Mgmt For For For
1.2 Elect Frederick Eppinger Mgmt For For For
1.3 Elect David Steward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Central Pacific Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CPF CUSIP 154760102 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Blangiardi Mgmt For Withhold Against
1.2 Elect Paul Kosasa Mgmt For Withhold Against
1.3 Elect Mike Sayama Mgmt For Withhold Against
1.4 Elect Dwight Yoshimura Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Central Vermont Public Service Corporation
Ticker Security ID: Meeting Date Meeting Status
CV CUSIP 155771108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Barnett Mgmt For For For
1.2 Elect Robert Clarke Mgmt For For For
1.3 Elect Mary McKenzie Mgmt For For For
1.4 Elect William Sayre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Century Aluminum Company
Ticker Security ID: Meeting Date Meeting Status
CENX CUSIP 156431108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Logan Kruger Mgmt For For For
1.2 Elect Willy Strothotte Mgmt For For For
1.3 Elect Jarl Berntzen Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 1996 Stock Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ceradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRDN CUSIP 156710105 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joel Moskowitz Mgmt For For For
1.2 Elect Richard Alliegro Mgmt For For For
1.3 Elect Frank Edelstein Mgmt For For For
1.4 Elect Richard Kertson Mgmt For For For
1.5 Elect William LaCourse Mgmt For For For
1.6 Elect Milton Lohr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CH Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHG CUSIP 12541M102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Manuel Iraola Mgmt For For For
1.2 Elect E. Michel Kruse Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Champion Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHB CUSIP 158496109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Anestis Mgmt For For For
1.2 Elect Eric Belsky Mgmt For For For
1.3 Elect William Griffiths Mgmt For For For
1.4 Elect Selwyn Isakow Mgmt For For For
1.5 Elect G. Michael Lynch Mgmt For For For
1.6 Elect Thomas Madden Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Charlotte Russe Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHIC CUSIP 161048103 04/28/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Allan Karp ShrHoldr N/A TNA N/A
1.2 Elect Hezy Shaked ShrHoldr N/A TNA N/A
1.3 Elect Gabriel Bitton ShrHoldr N/A TNA N/A
1.4 Elect Michael Blitzer ShrHoldr N/A TNA N/A
1.5 Elect Paul Del Rossi ShrHoldr N/A TNA N/A
1.6 Elect John Goodman ShrHoldr N/A TNA N/A
1.7 Elect Herbert Kleinberger ShrHoldr N/A TNA N/A
2 APPROVAL OF THE CHARLOTTE RUSSE ShrHoldr N/A TNA N/A
HOLDING, INC. 2009 EQUITY
INCENTIVE PLAN
3 RATIFICATION OF INDEPENDENT ShrHoldr N/A TNA N/A
AUDITORS
- ------------------------------------------------------------------------------------------------------------------
Charlotte Russe Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHIC CUSIP 161048103 04/28/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Blitzer Mgmt For For For
1.2 Elect Paul Del Rossi Mgmt For For For
1.3 Elect Emilia Fabricant Mgmt For For For
1.4 Elect John Goodman Mgmt For For For
1.5 Elect Herbert Kleinberger Mgmt For For For
1.6 Elect Leonard Mogil Mgmt For For For
1.7 Elect Jennifer Salopek Mgmt For For For
2 APPROVAL OF THE CHARLOTTE RUSSE Mgmt For Against Against
HOLDING, INC. 2009 EQUITY
INCENTIVE PLAN
3 RATIFICATION OF INDEPENDENT Mgmt For For For
AUDITORS
- ------------------------------------------------------------------------------------------------------------------
Chattem Inc.
Ticker Security ID: Meeting Date Meeting Status
CHTT CUSIP 162456107 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bosworth Mgmt For Withhold Against
1.2 Elect Gary Chazen Mgmt For Withhold Against
1.3 Elect Joey Hogan Mgmt For Withhold Against
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Checkpoint Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CKP CUSIP 162825103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Babich, Jr. Mgmt For For For
1.2 Elect Alan Hirsig Mgmt For For For
1.3 Elect Sally Pearson Mgmt For For For
1.4 Elect Robert Wildrick Mgmt For For For
2 Amendment to the 423 Employee Mgmt For For For
Stock Purchase Plan
3 Amendment to the 2004 Omnibus Mgmt For For For
Incentive Compensation Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/29/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Cromie ShrHoldr N/A TNA N/A
1.2 Elect James Foy ShrHoldr N/A TNA N/A
1.3 Elect Clay Lifflander ShrHoldr N/A TNA N/A
1.4 Elect Peter Michel ShrHoldr N/A TNA N/A
1.5 Elect Carroll Wetzel, Jr. ShrHoldr N/A TNA N/A
1.6 Elect Kevin McNamara ShrHoldr N/A TNA N/A
1.7 Elect Joel Gemunder ShrHoldr N/A TNA N/A
1.8 Elect Andrea Lindell ShrHoldr N/A TNA N/A
1.9 Elect Ernest Mrozek ShrHoldr N/A TNA N/A
1.10 Elect Thomas Rice ShrHoldr N/A TNA N/A
1.11 Elect Frank Wood ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/29/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kevin McNamara Mgmt For For For
1.2 Elect Joel Gemunder Mgmt For For For
1.3 Elect Patrick Grace Mgmt For For For
1.4 Elect Thomas Hutton Mgmt For For For
1.5 Elect Walter Krebs Mgmt For For For
1.6 Elect Andrea Lindell Mgmt For For For
1.7 Elect Ernest Mrozek Mgmt For For For
1.8 Elect Thomas Rice Mgmt For For For
1.9 Elect Donald Saunders Mgmt For For For
1.10 Elect George Walsh III Mgmt For For For
1.11 Elect Frank Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Christopher & Banks Corp
Ticker Security ID: Meeting Date Meeting Status
CBK CUSIP 171046105 07/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Larry C. Barenbaum Mgmt For For For
1.2 Elect Director Martin L. Bassett Mgmt For For For
1.3 Elect Director Lorna E. Nagler Mgmt For For For
2 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Declassify the Board of Directors ShrHldr Against For Against
6 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
CIBER, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBR CUSIP 17163B102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Jacobs Mgmt For For For
1.2 Elect Archibald McGill Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Dietz Mgmt For For For
1.2 Elect Douglas Hayes Mgmt For For For
1.3 Elect Thomas Naugle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CKE Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
CKR CUSIP 12561E105 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carl Karcher Mgmt For For For
2 Elect Jerold Rubinstein Mgmt For For For
3 Elect Daniel Ponder, Jr. Mgmt For For For
4 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Compensation Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CLARCOR Inc.
Ticker Security ID: Meeting Date Meeting Status
CLC CUSIP 179895107 03/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Marc Adam Mgmt For For For
1.2 Elect James Bradford, Jr. Mgmt For For For
1.3 Elect James Packard Mgmt For For For
2 ADOPTION OF THE 2009 CLARCOR Mgmt For For For
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CLW CUSIP 18538R103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Boh Dickey Mgmt For For For
2 Elect Gordon Jones Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cleco Corporation
Ticker Security ID: Meeting Date Meeting Status
CNL CUSIP 12561W105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Patrick Garrett Mgmt For For For
1.2 Elect Elton King Mgmt For For For
1.3 Elect Logan Kruger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Cognex Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUSIP 192422103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Alias Mgmt For For For
1.2 Elect Robert Shillman Mgmt For For For
1.3 Elect Reuben Wasserman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cohu Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Harry Casari Mgmt For For For
1.2 Elect Harold Harrigian Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Coinstar, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSTR CUSIP 19259P300 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Paul Davis Mgmt For For For
2 Elect Daniel O'Connor Mgmt For For For
3 Amendment to the 1997 Amended and Mgmt For For For
Restated Equity Incentive Plan
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Colonial Properties Trust
Ticker Security ID: Meeting Date Meeting Status
CLP CUSIP 195872106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Bailey Mgmt For For For
1.2 Elect M. Miller Gorrie Mgmt For For For
1.3 Elect William Johnson Mgmt For For For
1.4 Elect Glade Knight Mgmt For For For
1.5 Elect James Lowder Mgmt For For For
1.6 Elect Thomas Lowder Mgmt For For For
1.7 Elect Herbert Meisler Mgmt For For For
1.8 Elect Claude Nielsen Mgmt For For For
1.9 Elect Harold Ripps Mgmt For For For
1.10 Elect John Spiegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Columbia Banking System, Inc.
Ticker Security ID: Meeting Date Meeting Status
COLB CUSIP 197236102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Melanie Dressel Mgmt For For For
1.2 Elect John Folsom Mgmt For For For
1.3 Elect Frederick Goldberg Mgmt For For For
1.4 Elect Thomas Hulbert Mgmt For For For
1.5 Elect Thomas Matson, Sr. Mgmt For For For
1.6 Elect Daniel Regis Mgmt For For For
1.7 Elect Donald Rodman Mgmt For For For
1.8 Elect William Weyerhaeuser Mgmt For For For
1.9 Elect James Will Mgmt For For For
2 Amendment to the Stock Option and Mgmt For Against Against
Equity Compensation Plan
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Community Bank System, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBU CUSIP 203607106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Gibson, Jr. Mgmt For For For
1.2 Elect David Patterson Mgmt For For For
1.3 Elect Sally Steele Mgmt For For For
1.4 Elect Mark Tryniski Mgmt For For For
1.5 Elect James Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Declassify the Board Mgmt For For For
of Directors
- ------------------------------------------------------------------------------------------------------------------
Computer Programs and Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPSI CUSIP 205306103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Seifert, II Mgmt For For For
1.2 Elect W. Austin Mulherin, III Mgmt For Withhold Against
1.3 Elect John Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 12/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ira Kaplan Mgmt For For For
1.2 Elect Director Gerard R. Nocita Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Concur Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNQR CUSIP 206708109 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Steven Singh Mgmt For Withhold Against
1.2 Elect Jeffrey Seely Mgmt For For For
1.3 Elect Randall Talbot Mgmt For Withhold Against
2 AMENDMENT OF CERTIFICATE OF Mgmt For Against Against
INCORPORATION
3 ADOPTION OF 2008 EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN
4 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For For
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------
CONMED Corporation
Ticker Security ID: Meeting Date Meeting Status
CNMD CUSIP 207410101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene Corasanti Mgmt For For For
1.2 Elect Joseph Corasanti Mgmt For For For
1.3 Elect Bruce Daniels Mgmt For For For
1.4 Elect Jo Ann Golden Mgmt For For For
1.5 Elect Stephen Mandia Mgmt For For For
1.6 Elect Stuart Schwartz Mgmt For For For
1.7 Elect Mark Tryniski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Consolidated Graphics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CGX CUSIP 209341106 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joe R. Davis Mgmt For For For
1.2 Elect Director Hugh N. West Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Cooper Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
COO CUSIP 216648402 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.Thomas Bender Mgmt For For For
1.2 Elect Michael Kalkstein Mgmt For For For
1.3 Elect Jody Lindell Mgmt For For For
1.4 Elect Moses Marx Mgmt For For For
1.5 Elect Donald Press Mgmt For For For
1.6 Elect Steven Rosenberg Mgmt For For For
1.7 Elect Allan Rubenstein Mgmt For For For
1.8 Elect Robert Weiss Mgmt For For For
1.9 Elect Stanley Zinberg Mgmt For For For
2 Amendment to the 2007 Long-Term Mgmt For For For
Incentive Plan
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CPI Corp.
Ticker Security ID: Meeting Date Meeting Status
CPY CUSIP 125902106 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James Abel Mgmt For For For
1.2 Elect Director Peter Feld Mgmt For For For
1.3 Elect Director Michael Koeneke Mgmt For For For
1.4 Elect Director David Meyer Mgmt For For For
1.5 Elect Director Turner White Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cracker Barrel Old Country Store, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRL CUSIP 12489V106 11/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James D. Carreker Mgmt For For For
1.2 Elect Director Robert V. Dale Mgmt For For For
1.3 Elect Director Richard J. Dobkin Mgmt For For For
1.4 Elect Director Robert C. Hilton Mgmt For For For
1.5 Elect Director Charles E. Jones, Mgmt For For For
Jr.
1.6 Elect Director B.F. "Jack" Lowery Mgmt For For For
1.7 Elect Director Martha M. Mitchell Mgmt For For For
1.8 Elect Director Andrea M. Weiss Mgmt For For For
1.9 Elect Director Jimmie D. White Mgmt For For For
1.10 Elect Director Michael A. Woodhouse Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Change Company Name Mgmt For For For
4 Amend Stock Option Plan Mgmt For For For
5 Amend Omnibus Stock Plan Mgmt For For For
6 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Crocs, Inc.
Ticker Security ID: Meeting Date Meeting Status
CROX CUSIP 227046109 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Stephen Cannon Mgmt For For For
1.2 Elect Ronald Frasch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joseph Boshart Mgmt For For For
1.2 Elect Emil Hensel Mgmt For For For
1.3 Elect W. Larry Cash Mgmt For For For
1.4 Elect C. Taylor Cole, Jr. Mgmt For Withhold Against
1.5 Elect Thomas Dircks Mgmt For For For
1.6 Elect Gale Fitzgerald Mgmt For For For
1.7 Elect Joseph Trunfio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CryoLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Anderson Mgmt For For For
1.2 Elect Thomas Ackerman Mgmt For For For
1.3 Elect James Benson Mgmt For For For
1.4 Elect Daniel Bevevino Mgmt For For For
1.5 Elect John Cook Mgmt For For For
1.6 Elect Ronald Elkins Mgmt For For For
1.7 Elect Ronald McCall Mgmt For For For
1.8 Elect Harvey Morgan Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CSG Systems International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Kalan Mgmt For For For
1.2 Elect Frank Sica Mgmt For For For
1.3 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CTS Corporation
Ticker Security ID: Meeting Date Meeting Status
CTS CUSIP 126501105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter Catlow Mgmt For For For
1.2 Elect Lawrence Ciancia Mgmt For For For
1.3 Elect Thomas Cody Mgmt For For For
1.4 Elect Patricia Collawn Mgmt For For For
1.5 Elect Roger Hemminghaus Mgmt For For For
1.6 Elect Michael Henning Mgmt For For For
1.7 Elect Vinod Khilnani Mgmt For For For
1.8 Elect Robert Profusek Mgmt For For For
2 2009 Omnibus Equity and Mgmt For For For
Performance Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cubic Corporation
Ticker Security ID: Meeting Date Meeting Status
CUB CUSIP 229669106 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter J. Zable Mgmt For For For
1.2 Elect Walter C. Zable Mgmt For For For
1.3 Elect Bruce Blakley Mgmt For For For
1.4 Elect William Boyle Mgmt For For For
1.5 Elect Raymond deKozan Mgmt For For For
1.6 Elect Edwin Guiles Mgmt For For For
1.7 Elect Raymond Peet Mgmt For For For
1.8 Elect Robert Sullivan Mgmt For For For
1.9 Elect John Warner, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cubist Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBST CUSIP 229678107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Bate Mgmt For For For
1.2 Elect Nancy Hutson Mgmt For For For
1.3 Elect Martin Soeters Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Amendment to the 2002 Directors' Mgmt For Against Against
Equity Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Benante Mgmt For For For
1.2 Elect S. Marce Fuller Mgmt For For For
1.3 Elect Allen Kozinski Mgmt For For For
1.4 Elect Carl Miller Mgmt For For For
1.5 Elect William Mitchell Mgmt For For For
1.6 Elect John Myers Mgmt For For For
1.7 Elect John Nathman Mgmt For For For
1.8 Elect William Sihler Mgmt For For For
1.9 Elect Albert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUSIP 23251P102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Guy C. Jackson Mgmt For For For
1.2 Elect Director J.E. Laptewicz, Jr. Mgmt For For For
1.3 Elect Director Daniel J. Moore Mgmt For For For
1.4 Elect Director Hugh M. Morrison Mgmt For For For
1.5 Elect Director Alfred J. Novak Mgmt For For For
1.6 Elect Director Alan Olsen Mgmt For For For
1.7 Elect Director A.L. Rosenthal Mgmt For For For
1.8 Elect Director M.J. Strauss Mgmt For For For
1.9 Elect Director Reese S. Terry, Jr. Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CyberSource Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBS CUSIP 23251J106 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Donahue Mgmt For For For
1.2 Elect John McDonnell, Jr. Mgmt For For For
1.3 Elect William McKiernan Mgmt For For For
1.4 Elect Steven Novak Mgmt For For For
1.5 Elect Richard Scudellari Mgmt For For For
1.6 Elect Kenneth Thornton Mgmt For For For
1.7 Elect Carl Pascarella Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 1999 Stock Option Mgmt For For For
Plan
4 Amendment to the 1999 Employee Mgmt For For For
Stock Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Cymer, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYMI CUSIP 232572107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Abbe Mgmt For For For
1.2 Elect Robert Akins Mgmt For For For
1.3 Elect Edward Braun Mgmt For For For
1.4 Elect Michael Gaulke Mgmt For For For
1.5 Elect William Oldham Mgmt For For For
1.6 Elect Peter Simone Mgmt For For For
1.7 Elect Young Sohn Mgmt For For For
1.8 Elect Jon Tompkins Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect T.J. Rodgers Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect Eric Benhamou Mgmt For Withhold Against
1.4 Elect Lloyd Carney Mgmt For For For
1.5 Elect James Long Mgmt For For For
1.6 Elect J. Daniel McCranie Mgmt For For For
1.7 Elect Evert van de Ven Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1994 Stock Plan Mgmt For Against Against
to Provide For Stock Option
Exchange Flexibility
- ------------------------------------------------------------------------------------------------------------------
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 08/27/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Aelred J. Kurtenbach Mgmt For For For
1.2 Elect Director Robert D. Dutcher Mgmt For For For
1.3 Elect Director Nancy D. Frame Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Darling International Inc
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Randall Stuewe Mgmt For For For
2 Elect O. Thomas Albrecht Mgmt For For For
3 Elect C. Dean Carlson Mgmt For For For
4 Elect Marlyn Jorgensen Mgmt For For For
5 Elect John March Mgmt For For For
6 Elect Charles Macaluso Mgmt For For For
7 Elect Michael Urbut Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DealerTrack Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRAK CUSIP 242309102 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Foy Mgmt For For For
1.2 Elect Howard Tischler Mgmt For For For
1.3 Elect James Power III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Option Exchange Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Angel Martinez Mgmt For For For
1.2 Elect Rex Licklider Mgmt For For For
1.3 Elect John Gibbons Mgmt For For For
1.4 Elect John Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Tore Steen Mgmt For For For
1.7 Elect Ruth Owades Mgmt For For For
1.8 Elect Karyn Barsa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Delphi Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFG CUSIP 247131105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip O'Connor Mgmt For For For
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For For For
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert Wright Mgmt For For For
2 Annual Incentive Compensation Plan Mgmt For Against Against
3 Amendment to the 2003 Employee Mgmt For Against Against
Long-Term Incentive and Share
Award Plan
4 Option Exchange Program Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Deltic Timber Corporation
Ticker Security ID: Meeting Date Meeting Status
DEL CUSIP 247850100 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ray Dillon Mgmt For For For
1.2 Elect Robert Nolan Mgmt For For For
1.3 Elect Robert Tudor, III Mgmt For For For
2 RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For For
AS AUDITORS.
- ------------------------------------------------------------------------------------------------------------------
Diamondrock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William McCarten Mgmt For For For
1.2 Elect Daniel Altobello Mgmt For For For
1.3 Elect Mark Brugger Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect Maureen McAvey Mgmt For For For
1.6 Elect Gilbert Ray Mgmt For For For
1.7 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dime Community Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Devine Mgmt For For For
1.2 Elect Anthony Bergamo Mgmt For For For
1.3 Elect Fred Fehrenbach Mgmt For For For
1.4 Elect Joseph Perry Mgmt For For For
2 Amendment to the Annual Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DineEquity Inc.
Ticker Security ID: Meeting Date Meeting Status
DIN CUSIP 254423106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Frederick Christie Mgmt For For For
1.2 Elect Richard Dahl Mgmt For For For
1.3 Elect Patrick Rose Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Diodes Incorporated
Ticker Security ID: Meeting Date Meeting Status
DIOD CUSIP 254543101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. H. Chen Mgmt For For For
1.2 Elect Michael Giordano Mgmt For For For
1.3 Elect L.P. Hsu Mgmt For For For
1.4 Elect Keh-Shew Lu Mgmt For For For
1.5 Elect Shing Mao Mgmt For For For
1.6 Elect Raymond Soong Mgmt For For For
1.7 Elect John Stich Mgmt For For For
2 Amendment to the 2001 Omnibus Mgmt For For For
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dionex Corporation
Ticker Security ID: Meeting Date Meeting Status
DNEX CUSIP 254546104 10/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David L. Anderson Mgmt For For For
1.2 Elect Director A. Blaine Bowman Mgmt For For For
1.3 Elect Director Lukas Braunschweiler Mgmt For For For
1.4 Elect Director Roderick McGeary Mgmt For For For
1.5 Elect Director Riccardo Pigliucci Mgmt For For For
1.6 Elect Director Michael W. Pope Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ditech Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
DITC CUSIP 25500T108 09/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mr. Gregory M. Avis Mgmt For For For
1.2 Elect Director Mr. Francis A Mgmt For For For
Dramis Jr
1.3 Elect Director Mr. Edwin L. Harper Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Drew Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
DW CUSIP 26168L205 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Rose, III Mgmt For For For
1.2 Elect Leigh Abrams Mgmt For For For
1.3 Elect Fredric Zinn Mgmt For For For
1.4 Elect James Gero Mgmt For For For
1.5 Elect Frederick Hegi, Jr. Mgmt For For For
1.6 Elect David Reed Mgmt For For For
1.7 Elect John Lowe, Jr. Mgmt For For For
1.8 Elect Jason Lippert Mgmt For For For
2 Decrease of Authorized Common Stock Mgmt For For For
3 Amendment to the 2002 Equity Award Mgmt For For For
and Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Reimert Mgmt For For For
1.2 Elect Gary Smith Mgmt For For For
1.3 Elect L. H. Dick Robertson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Tanguy Mgmt For For For
1.2 Elect Avigdor Willenz Mgmt For For For
2 Amendment to the 1993 Employee Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
E.W. Scripps Co.
Ticker Security ID: Meeting Date Meeting Status
SSP CUSIP 811054402 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Ogden Mgmt For For For
1.2 Elect J. Marvin Quin Mgmt For For For
1.3 Elect Kim Williams Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peggy Cherng Mgmt For For For
1.2 Elect Rudolph Estrada Mgmt For For For
1.3 Elect Julia Gouw Mgmt For For For
1.4 Elect Andrew Kane Mgmt For For For
1.5 Elect John Lee Mgmt For For For
1.6 Elect Herman Li Mgmt For For For
1.7 Elect Jack Liu Mgmt For For For
1.8 Elect Dominic Ng Mgmt For For For
1.9 Elect Keith Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect D. Pike Aloian Mgmt For For For
1.2 Elect H.C. Bailey, Jr. Mgmt For For For
1.3 Elect Hayden Eaves III Mgmt For For For
1.4 Elect Fredric Gould Mgmt For For For
1.5 Elect David Hoster II Mgmt For For For
1.6 Elect Mary McCormick Mgmt For For For
1.7 Elect David Osnos Mgmt For For For
1.8 Elect Leland Speed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Eclipsys Corporation
Ticker Security ID: Meeting Date Meeting Status
ECLP CUSIP 278856109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Casey Mgmt For For For
1.2 Elect Jay Pieper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
eHealth, Inc.
Ticker Security ID: Meeting Date Meeting Status
EHTH CUSIP 28238P109 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Lauer Mgmt For For For
1.2 Elect Steven Cakebread Mgmt For For For
1.3 Elect Jack Oliver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Performance Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Harris Mgmt For For For
1.2 Elect David Stevens Mgmt For For For
1.3 Elect Stephen Wertheimer Mgmt For For For
1.4 Elect Charles Yamarone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Electro Scientific Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESIO CUSIP 285229100 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barry L. Harmon Mgmt For Withhold Against
1.2 Elect Director Gerald F. Taylor Mgmt For For For
1.3 Elect Director W. Arthur Porter Mgmt For For For
1.4 Elect Director Edward C. Grady Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EMCOR Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank MacInnis Mgmt For For For
1.2 Elect Stephen Bershad Mgmt For For For
1.3 Elect David Brown Mgmt For For For
1.4 Elect Larry Bump Mgmt For For For
1.5 Elect Albert Fried, Jr. Mgmt For For For
1.6 Elect Richard Hamm, Jr. Mgmt For For For
1.7 Elect David Laidley Mgmt For For For
1.8 Elect Jerry Ryan Mgmt For For For
1.9 Elect Michael Yonker Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
EMS Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELMG CUSIP 26873N108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Hermann Buerger Mgmt For For For
1.2 Elect Paul Domorski Mgmt For For For
1.3 Elect Francis Erbrick Mgmt For For For
1.4 Elect John Kreick Mgmt For For For
1.5 Elect John Mowell Mgmt For For For
1.6 Elect Thomas O'Connell Mgmt For For For
1.7 Elect Bradford Parkinson Mgmt For For For
1.8 Elect Norman Thagard Mgmt For For For
1.9 Elect John Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EnPro Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPO CUSIP 29355X107 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Holland Mgmt For For For
1.2 Elect Stephen Macadam Mgmt For For For
1.3 Elect J.P. Bolduc Mgmt For For For
1.4 Elect Peter Browning Mgmt For For For
1.5 Elect Don DeFosset Mgmt For For For
1.6 Elect Gordon Harnett Mgmt For For For
1.7 Elect David Hauser Mgmt For For For
1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For
2 Amendment to the 2002 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Entertainment Properties Trust
Ticker Security ID: Meeting Date Meeting Status
EPR CUSIP 29380T105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Newman Mgmt For For For
1.2 Elect James Olson Mgmt For For For
2 Amendment to the the 2007 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Epicor Software Corporation
Ticker Security ID: Meeting Date Meeting Status
EPIC CUSIP 29426L108 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect L. George Klaus Mgmt For For For
1.2 Elect Michael Kelly Mgmt For For For
1.3 Elect Robert Smith Mgmt For For For
1.4 Elect James Richardson Mgmt For For For
1.5 Elect Michael Hackworth Mgmt For For For
1.6 Elect John Dillon Mgmt For For For
1.7 Elect Richard Pickup Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EPIQ Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPIQ CUSIP 26882D109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tom Olofson Mgmt For For For
1.2 Elect Christopher Olofson Mgmt For For For
1.3 Elect W. Bryan Satterlee Mgmt For For For
1.4 Elect Edward Connolly, Jr. Mgmt For For For
1.5 Elect James Byrnes Mgmt For For For
1.6 Elect Joel Pelofsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
eResearchTechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERES CUSIP 29481V108 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael McKelvey Mgmt For For For
1.2 Elect Stephen Scheppmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Esterline Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
ESL CUSIP 297425100 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Burns Mgmt For For For
1.2 Elect Robert Cline Mgmt For For For
1.3 Elect Jerry Leitman Mgmt For For For
1.4 Elect Paul Haack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ethan Allen Interiors Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M. Farooq Kathwari Mgmt For For For
1.2 Elect Director John P. Birkelund Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Exar Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAR CUSIP 300645108 10/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Pierre Guilbault Mgmt For For For
1.2 Elect Director Brian Hilton Mgmt For For For
1.3 Elect Director Richard L. Leza Mgmt For For For
1.4 Elect Director Gary Meyers Mgmt For For For
1.5 Elect Director Juan (Oscar) Mgmt For For For
Rodriguez
1.6 Elect Director Pedro P. Rodriguez Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
Extra Space Storage Inc.
Ticker Security ID: Meeting Date Meeting Status
EXR CUSIP 30225T102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Spencer Kirk Mgmt For For For
1.2 Elect Anthony Fanticola Mgmt For For For
1.3 Elect Hugh Horne Mgmt For For For
1.4 Elect Joseph Margolis Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect K. Fred Skousen Mgmt For For For
1.7 Elect Kenneth Woolley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fairpoint Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRP CUSIP 305560104 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patricia Garrison-Corbin Mgmt For Withhold Against
1.2 Elect Eugene Johnson Mgmt For Withhold Against
1.3 Elect Robert Kennedy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FARO Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FARO CUSIP 311642102 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Simon Raab Mgmt For For For
1.2 Elect Andre Julien Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FEI Company
Ticker Security ID: Meeting Date Meeting Status
FEIC CUSIP 30241L109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lawrence Bock Mgmt For For For
1.2 Elect Wilfred Corrigan Mgmt For For For
1.3 Elect Don Kania Mgmt For For For
1.4 Elect Thomas Kelly Mgmt For For For
1.5 Elect William Lattin Mgmt For For For
1.6 Elect Jan Lobbezoo Mgmt For For For
1.7 Elect Gerhard Parker Mgmt For For For
1.8 Elect James Richardson Mgmt For For For
1.9 Elect Richard Wills Mgmt For For For
2 Amendment to the 1995 Stock Mgmt For For For
Incentive Plan
3 Amendment to the Employee Share Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Financial Federal Corp.
Ticker Security ID: Meeting Date Meeting Status
FIF CUSIP 317492106 12/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence B. Fisher Mgmt For For For
1.2 Elect Director Michael C. Palitz Mgmt For For For
1.3 Elect Director Paul R. Sinsheimer Mgmt For For For
1.4 Elect Director Leopold Swergold Mgmt For For For
1.5 Elect Director H.E. Timanus, Jr. Mgmt For For For
1.6 Elect Director Michael J. Zimmerman Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First BanCorp.
Ticker Security ID: Meeting Date Meeting Status
FBP CUSIP 318672102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Luis M. Mgmt For For For
Beauchamp
2 Election Of Director: Aurelio Mgmt For For For
Aleman
3 Election Of Director: Jose Mgmt For For For
Menendez-Cortada
4 Election Of Director: Jose Teixidor Mgmt For For For
5 Election Of Director: Jorge L. Diaz Mgmt For For For
6 Election Of Director: Jose L. Mgmt For For For
Ferrer-Canals
7 Election Of Director: Sharee Ann Mgmt For For For
Umpierre-Catinchi
8 Election Of Director: Fernando Mgmt For For For
Rodriguez Amaro
9 Election Of Director: Hector M. Mgmt For For For
Nevares
10 Election Of Director: Frank Mgmt For For For
Kolodziej
11 Election Of Director: Jose F. Mgmt For For For
Rodriguez
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Newill Mgmt For For For
1.2 Elect Robert Ventura Mgmt For For For
1.3 Elect Laurie Singer Mgmt For For For
2 Incentive Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Financial Bancorp (OH)
Ticker Security ID: Meeting Date Meeting Status
FFBC CUSIP 320209109 12/11/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Mgmt For For For
Stock
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Financial Bancorp.
Ticker Security ID: Meeting Date Meeting Status
FFBC CUSIP 320209109 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Collar Mgmt For For For
1.2 Elect Murph Knapke Mgmt For For For
1.3 Elect William Kramer Mgmt For For For
2 2009 Employee Stock Plan Mgmt For For For
3 2009 Non-Employee Director Stock Mgmt For For For
Plan
4 Increase of Authorized Preferred Mgmt For Against Against
Stock
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
8 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
First Financial Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIN CUSIP 32020R109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tucker Bridwell Mgmt For For For
1.2 Elect Joseph Canon Mgmt For For For
1.3 Elect Mac Coalson Mgmt For For For
1.4 Elect David Copeland Mgmt For For For
1.5 Elect F. Scott Dueser Mgmt For For For
1.6 Elect Murray Edwards Mgmt For For For
1.7 Elect Ron Giddiens Mgmt For For For
1.8 Elect Derrell Johnson Mgmt For For For
1.9 Elect Kade Matthews Mgmt For For For
1.10 Elect Kenneth Murphy Mgmt For For For
1.11 Elect Dian Stai Mgmt For For For
1.12 Elect Johnny Trotter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Midwest Bancorp Inc
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Barbara Boigegrain Mgmt For For For
2 Elect Bruce Chelberg Mgmt For For For
3 Elect Joseph England Mgmt For For For
4 Elect Patrick McDonnell Mgmt For For For
5 Elect Robert O'Meara Mgmt For For For
6 Elect Thomas Schwartz Mgmt For For For
7 Elect Michael Scudder Mgmt For For For
8 Elect Michael Scudder Mgmt For For For
9 Amendment to the Omnibus Stock and Mgmt For For For
Incentive Plan
10 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Flagstar Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBC CUSIP 337930101 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter Carter Mgmt For Withhold Against
1.2 Elect James Coleman Mgmt For For For
1.3 Elect Gregory Eng Mgmt For Withhold Against
1.4 Elect Lesley Goldwasser Mgmt For For For
1.5 Elect Mark Hammond Mgmt For Withhold Against
1.6 Elect Jay Hansen Mgmt For For For
1.7 Elect David Matlin Mgmt For Withhold Against
1.8 Elect Mark Patterson Mgmt For Withhold Against
1.9 Elect B. Brian Tauber Mgmt For For For
1.10 Elect David L. Treadwell Mgmt For For For
2 Increase in Authorized Common Stock Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation
5 Issuance of Common Stock Mgmt For For For
6 Issuance of Common Stock Mgmt For For For
7 Adoption of Majority Vote for Mgmt For For For
Election of Directors
8 Elimination of Supermajority Mgmt For For For
Requirement
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Flagstar Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBC CUSIP 337930101 08/12/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Conversion of Securities Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forestar Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346233109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Currie Mgmt For For For
1.2 Elect James Rubright Mgmt For For For
1.3 Elect Louis Brill Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forrester Research, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Galford Mgmt For For For
1.2 Elect Gretchen Teichgraeber Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Campbell Mgmt For For For
1.2 Elect C. Robert Campbell Mgmt For For For
1.3 Elect Richard Hanselman Mgmt For For For
1.4 Elect C. John Langley, Jr. Mgmt For For For
1.5 Elect Tracy Leinbach Mgmt For For For
1.6 Elect G. Michael Lynch Mgmt For For For
1.7 Elect Ray Mundy Mgmt For For For
1.8 Elect Gary Paxton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fossil, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOSL CUSIP 349882100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kosta Kartsotis Mgmt For For For
1.2 Elect James Skinner Mgmt For For For
1.3 Elect Michael Steinberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Franklin Street Properties Corp.
Ticker Security ID: Meeting Date Meeting Status
FSP CUSIP 35471R106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Burke Mgmt For Withhold Against
1.2 Elect Barbara Fournier Mgmt For Withhold Against
1.3 Elect Barry Silverstein Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Fred's, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRED CUSIP 356108100 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Hayes Mgmt For For For
1.2 Elect John Eisenman Mgmt For For For
1.3 Elect Roger Knox Mgmt For For For
1.4 Elect Thomas Tashjian Mgmt For For For
1.5 Elect B. Mary McNabb Mgmt For For For
1.6 Elect Michael McMillan Mgmt For For For
1.7 Elect Bruce Efird Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
G&K Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
GKSR CUSIP 361268105 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lynn Crump-Caine Mgmt For For For
1.2 Elect Director J. Patrick Doyle Mgmt For Withhold Against
1.3 Elect Director M. Lenny Pippin Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gardner Denver, Inc.
Ticker Security ID: Meeting Date Meeting Status
GDI CUSIP 365558105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barry Pennypacker Mgmt For For For
1.2 Elect Richard Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GenCorp Inc.
Ticker Security ID: Meeting Date Meeting Status
GY CUSIP 368682100 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Corcoran Mgmt For For For
1.2 Elect James Henderson Mgmt For For For
1.3 Elect Warren Lichtenstein Mgmt For For For
1.4 Elect David Lorber Mgmt For For For
1.5 Elect James Perry Mgmt For For For
1.6 Elect Martin Turchin Mgmt For For For
1.7 Elect Robert Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval Of The 2009 Equity And Mgmt For For For
Performance Incentive Plan.
- ------------------------------------------------------------------------------------------------------------------
General Communication, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNCMA CUSIP 369385109 06/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Brett Mgmt For For For
1.2 Elect Ronald Duncan Mgmt For For For
1.3 Elect Stephen Mooney Mgmt For For For
1.4 Elect Mark Kroloff Mgmt For For For
2 Stock Option Exchange Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Genesco Inc.
Ticker Security ID: Meeting Date Meeting Status
GCO CUSIP 371532102 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Beard Mgmt For For For
1.2 Elect Leonard Berry Mgmt For For For
1.3 Elect William Blaufuss, Jr. Mgmt For For For
1.4 Elect James Bradford Mgmt For For For
1.5 Elect Robert Dale Mgmt For For For
1.6 Elect Robert Dennis Mgmt For For For
1.7 Elect Matthew Diamond Mgmt For For For
1.8 Elect Marty Dickens Mgmt For For For
1.9 Elect Ben Harris Mgmt For For For
1.10 Elect Kathleen Mason Mgmt For For For
1.11 Elect Hal Pennington Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Gentiva Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTIV CUSIP 37247A102 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Victor Ganzi Mgmt For For For
1.2 Elect Ronald Malone Mgmt For Withhold Against
1.3 Elect Stuart Olsten Mgmt For For For
1.4 Elect Tony Strange Mgmt For Withhold Against
1.5 Elect Raymond Troubh Mgmt For For For
1.6 Elect Rodney Windley Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Gerber Scientific, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRB CUSIP 373730100 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald P. Aiken Mgmt For For For
1.2 Elect Director Marc T. Giles Mgmt For For For
1.3 Elect Director Edward G. Jepsen Mgmt For For For
1.4 Elect Director Randall D. Ledford Mgmt For For For
1.5 Elect Director John R. Lord Mgmt For For For
1.6 Elect Director Carole F. St. Mark Mgmt For For For
1.7 Elect Director W. Jerry Vereen Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gevity HR, Inc.
Ticker Security ID: Meeting Date Meeting Status
GVHR CUSIP 374393106 05/20/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Campbell Mgmt For For For
1.2 Elect Robert Sadler, Jr. Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Blodnick Mgmt For For For
1.2 Elect James English Mgmt For For For
1.3 Elect Allen Fetscher Mgmt For For For
1.4 Elect Dallas Herron Mgmt For For For
1.5 Elect Jon Hippler Mgmt For For For
1.6 Elect Craig Langel Mgmt For For For
1.7 Elect L. Peter Larson Mgmt For For For
1.8 Elect Douglas McBride Mgmt For For For
1.9 Elect John Murdoch Mgmt For For For
1.10 Elect Everit Sliter Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Great Atlantic & Pacific Tea Co., Inc. (The)
Ticker Security ID: Meeting Date Meeting Status
GAP CUSIP 390064103 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J.D. Barline Mgmt For For For
1.2 Elect Director J.J. Boeckel Mgmt For For For
1.3 Elect Director B. Gaunt Mgmt For For For
1.4 Elect Director A. Guldin Mgmt For For For
1.5 Elect Director C.W.E. Haub Mgmt For For For
1.6 Elect Director D. Kourkoumelis Mgmt For For For
1.7 Elect Director E. Lewis Mgmt For For For
1.8 Elect Director G. Mays Mgmt For For For
1.9 Elect Director M.B. Tart-Bezer Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Greatbatch, Inc.
Ticker Security ID: Meeting Date Meeting Status
GB CUSIP 39153L106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pamela Bailey Mgmt For For For
1.2 Elect Michael Dinkins Mgmt For For For
1.3 Elect Thomas Hook Mgmt For For For
1.4 Elect Kevin Melia Mgmt For For For
1.5 Elect Joseph Miller, Jr. Mgmt For For For
1.6 Elect Bill Sanford Mgmt For For For
1.7 Elect Peter Soderberg Mgmt For For For
1.8 Elect William Summers, Jr. Mgmt For For For
1.9 Elect John Wareham Mgmt For For For
1.10 Elect Helena Wisniewski Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Green Mountain Coffee Roasters, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMCR CUSIP 393122106 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Davis Mgmt For For For
1.2 Elect Jules del Vecchio Mgmt For For For
1.3 Elect Robert Stiller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Group 1 Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPI CUSIP 398905109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Earl Hesterberg, Jr. Mgmt For For For
1.2 Elect Beryl Raff Mgmt For For For
2 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gulf Island Fabrication, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIFI CUSIP 402307102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alden Laborde Mgmt For Withhold Against
1.2 Elect Kerry Chauvin Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Gymboree Corp.
Ticker Security ID: Meeting Date Meeting Status
GYMB CUSIP 403777105 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Matthew McCauley Mgmt For For For
1.2 Elect Gary Heil Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Juliana Chugg Mgmt For For For
1.2 Elect Richard Marcantonio Mgmt For For For
1.3 Elect Alfredo Rovira Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 To Approve The H.B. Fuller Company Mgmt For For For
2009 Director Stock Incentive Plan.
- ------------------------------------------------------------------------------------------------------------------
Haemonetics Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For For For
1.2 Elect Director Richard M. Meelia Mgmt For For For
1.3 Elect Director Ronald L. Merriman Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hain Celestial Group
Ticker Security ID: Meeting Date Meeting Status
HAIN CUSIP 405217100 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Irwin Simon Mgmt For For For
1.2 Elect Barry Alperin Mgmt For For For
1.3 Elect Richard Berke Mgmt For For For
1.4 Elect Beth Bronner Mgmt For For For
1.5 Elect Jack Futterman Mgmt For For For
1.6 Elect Daniel Glickman Mgmt For For For
1.7 Elect Marina Hahn Mgmt For For For
1.8 Elect Andrew Heyer Mgmt For For For
1.9 Elect Roger Meltzer Mgmt For For For
1.10 Elect Lewis Schiliro Mgmt For For For
1.11 Elect Lawrence Zilavy Mgmt For For For
2 To Approve The Amendment Of The Mgmt For For For
2000 Directors Stock Option Plan.
3 Amendment to the 2002 Long-Term Mgmt For Against Against
Incentive and Stock Award Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hancock Holding Company
Ticker Security ID: Meeting Date Meeting Status
HBHC CUSIP 410120109 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alton Bankston Mgmt For For For
1.2 Elect John Hairston Mgmt For For For
1.3 Elect James Horne Mgmt For For For
1.4 Elect Christine Pickering Mgmt For For For
1.5 Elect George Schloegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hanmi Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
HAFC CUSIP 410495105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect I. Joon Ahn Mgmt For For For
1.2 Elect Joon Lee Mgmt For For For
1.3 Elect Joseph K. Rho Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Harshman Mgmt For For For
1.2 Elect Harold Covert Mgmt For For For
1.3 Elect Patrick Gallagher Mgmt For For For
1.4 Elect E. Floyd Kvamme Mgmt For For For
1.5 Elect Anthony Ley Mgmt For For For
1.6 Elect William Reddersen Mgmt For For For
1.7 Elect Lewis Solomon Mgmt For For For
1.8 Elect David Van Valkenburg Mgmt For For For
2 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarence Ridley Mgmt For For For
1.2 Elect John Glover Mgmt For For For
1.3 Elect Rawson Haverty, Jr. Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For For For
1.5 Elect Mylle Mangum Mgmt For Withhold Against
1.6 Elect Frank McGaughey, III Mgmt For For For
1.7 Elect Clarence Smith Mgmt For For For
1.8 Elect Al Trujillo Mgmt For For For
1.9 Elect Terence McGuirk Mgmt For For For
1.10 Elect Vicki Palmer Mgmt For For For
1.11 Elect Fred Schuermann Mgmt For For For
2 Election of Directors (Common Mgmt For For For
Stock)
- ------------------------------------------------------------------------------------------------------------------
Headwaters Incorporated
Ticker Security ID: Meeting Date Meeting Status
HW CUSIP 42210P102 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Blake Fisher Jr. Mgmt For For For
1.2 Elect James Herickhoff Mgmt For For For
2 Approve Amendments To The Long Mgmt For For For
Term Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Healthcare Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCSG CUSIP 421906108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel McCartney Mgmt For For For
1.2 Elect Joseph McCartney Mgmt For For For
1.3 Elect Robert Frome Mgmt For For For
1.4 Elect Thomas Cook Mgmt For For For
1.5 Elect Robert Moss Mgmt For For For
1.6 Elect John Briggs Mgmt For For For
1.7 Elect Dino Ottaviano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HealthSpring
Ticker Security ID: Meeting Date Meeting Status
HS CUSIP 42224N101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Fried Mgmt For For For
1.2 Elect Herbert Fritch Mgmt For For For
1.3 Elect Joseph Nolan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Heartland Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTLD CUSIP 422347104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Benjamin Allen Mgmt For For For
1.2 Elect Richard Jacobson Mgmt For For For
1.3 Elect Lawrence Crouse Mgmt For For For
1.4 Elect Russell Gerdin Mgmt For For For
1.5 Elect Michael Gerdin Mgmt For For For
1.6 Elect James Pratt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Knell Mgmt For For For
1.2 Elect Jill Kanin-Lovers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 02/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A. Clinton Allen Mgmt For Withhold Against
1.2 Elect Robert Lepofsky Mgmt For For For
1.3 Elect Joseph Martin Mgmt For For For
1.4 Elect John McGillicuddy Mgmt For For For
1.5 Elect Krishna Palepu Mgmt For For For
1.6 Elect C.S. Park Mgmt For For For
1.7 Elect Kirk Pond Mgmt For For For
1.8 Elect Alfred Woollacott, III Mgmt For For For
1.9 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hibbett Sports, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIBB CUSIP 428567101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Terrance Finley Mgmt For For For
1.2 Elect Alton Yother Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Hilb Rogal & Hobbs Co
Ticker Security ID: Meeting Date Meeting Status
CUSIP 431294107 09/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker Security ID: Meeting Date Meeting Status
HI CUSIP 431571108 02/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Cernugel Mgmt For For For
1.2 Elect Eduardo Menasce Mgmt For For For
1.3 Elect Stuart Taylor, II Mgmt For For For
2 Short-Term Incentive Compensation Mgmt For For For
Plan for Key Executives
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hittite Microwave Corporation
Ticker Security ID: Meeting Date Meeting Status
HITT CUSIP 43365Y104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Daly Mgmt For For For
1.2 Elect Ernest Godshalk Mgmt For For For
1.3 Elect Rick Hess Mgmt For For For
1.4 Elect Adrienne Markham Mgmt For For For
1.5 Elect Brian McAloon Mgmt For For For
1.6 Elect Cosmo Trapani Mgmt For For For
1.7 Elect Franklin Weigold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HMS Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
HMSY CUSIP 40425J101 06/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Miller III Mgmt For Withhold Against
1.2 Elect William Neal Mgmt For Withhold Against
1.3 Elect Ellen Rudnick Mgmt For Withhold Against
1.4 Elect Michael Stocker Mgmt For Withhold Against
1.5 Elect Richard Stowe Mgmt For Withhold Against
2 Amendment to the 2006 Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Holly Corporation
Ticker Security ID: Meeting Date Meeting Status
HOC CUSIP 435758305 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Marcus Hickerson Mgmt For For For
1.5 Elect Thomas Matthews, II Mgmt For For For
1.6 Elect Robert McKenzie Mgmt For For For
1.7 Elect Jack Reid Mgmt For For For
1.8 Elect Paul Stoffel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Allison Mgmt For For For
1.2 Elect Ron Strother Mgmt For For For
1.3 Elect C. Randall Sims Mgmt For For For
1.4 Elect Robert Adcock Mgmt For For For
1.5 Elect Richard Ashley Mgmt For For For
1.6 Elect Dale Bruns Mgmt For For For
1.7 Elect Richard Buckheim Mgmt For For For
1.8 Elect S. Gene Cauley Mgmt For For For
1.9 Elect Jack Engelkes Mgmt For For For
1.10 Elect James Hinkle Mgmt For For For
1.11 Elect Alex Lieblong Mgmt For For For
1.12 Elect William Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING THE COMPANY S EXECUTIVE
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------
Home Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect Josh Fidler Mgmt For For For
1.3 Elect Alan Gosule Mgmt For For For
1.4 Elect Leonard Helbig, III Mgmt For For For
1.5 Elect Norman Leenhouts Mgmt For For For
1.6 Elect Nelson Leenhouts Mgmt For For For
1.7 Elect Edward Pettinella Mgmt For For For
1.8 Elect Clifford Smith, Jr. Mgmt For For For
1.9 Elect Paul Smith Mgmt For For For
1.10 Elect Amy Tait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hornbeck Offshore Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOS CUSIP 440543106 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Hornbeck Mgmt For For For
1.2 Elect Steven Krablin Mgmt For For For
1.3 Elect David Trice Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hot Topic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOTT CUSIP 441339108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Evelyn D'An Mgmt For For For
1.2 Elect Lisa Harper Mgmt For For For
1.3 Elect W. Scott Hedrick Mgmt For For For
1.4 Elect Elizabeth McLaughlin Mgmt For For For
1.5 Elect Bruce Quinnell Mgmt For For For
1.6 Elect Andrew Schuon Mgmt For For For
1.7 Elect Thomas Vellios Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HSN, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSNI CUSIP 404303109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Blatt Mgmt For Withhold Against
1.2 Elect Michael Boyd Mgmt For Withhold Against
1.3 Elect Patrick Bousquet-Chavanne Mgmt For For For
1.4 Elect William Costello Mgmt For Withhold Against
1.5 Elect James Follo Mgmt For For For
1.6 Elect Mindy Grossman Mgmt For Withhold Against
1.7 Elect Stephanie Kugelman Mgmt For For For
1.8 Elect Arthur Martinez Mgmt For For For
1.9 Elect Thomas McInerney Mgmt For Withhold Against
1.10 Elect John Morse, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock and Mgmt For Against Against
Annual Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Hub Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HUBG CUSIP 443320106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Yeager Mgmt For For For
1.2 Elect Mark Yeager Mgmt For For For
1.3 Elect Gary Eppen Mgmt For For For
1.4 Elect Charles Reaves Mgmt For For For
1.5 Elect Martin Slark Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ICU Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICUI CUSIP 44930G107 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Brown Mgmt For For For
1.2 Elect Richard Sherman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
II-VI Inc.
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 11/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carl J. Johnson Mgmt For Withhold Against
1.2 Elect Director Thomas E. Mistler Mgmt For For For
1.3 Elect Director Joseph J. Corasanti Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Immucor, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUD CUSIP 452526106 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James F. Clouser Mgmt For For For
1.2 Elect Director G. De Chirico Mgmt For For For
1.3 Elect Director Ralph A. Eatz Mgmt For For For
1.4 Elect Director Jack Goldstein Mgmt For For For
1.5 Elect Director Hiroshi Hoketsu Mgmt For For For
1.6 Elect Director Paul V. Holland Mgmt For For For
1.7 Elect Director Ronny B. Lancaster Mgmt For For For
1.8 Elect Director Chris E. Perkins Mgmt For For For
1.9 Elect Director Joseph E. Rosen Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Independent Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
INDB CUSIP 453836108 02/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Independent Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
INDB CUSIP 453836108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect Kevin Jones Mgmt For For For
1.3 Elect Donna Lopolito Mgmt For For For
1.4 Elect Richard Sgarzi Mgmt For For For
1.5 Elect Thomas Teuten Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Independent Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
IBCP CUSIP 453838104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hetzler Mgmt For For For
1.2 Elect Michael Magee, Jr. Mgmt For For For
1.3 Elect James McCarty Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Infinity Property and Casualty Corporation
Ticker Security ID: Meeting Date Meeting Status
IPCC CUSIP 45665Q103 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maria Teresa Alvarez Canida Mgmt For For For
1.2 Elect Jorge Castro Mgmt For For For
1.3 Elect James Gober Mgmt For For For
1.4 Elect Harold Layman Mgmt For For For
1.5 Elect Drayton Nabers, Jr. Mgmt For For For
1.6 Elect Samuel Simon Mgmt For For For
1.7 Elect Roger Smith Mgmt For For For
1.8 Elect William Starnes Mgmt For For For
1.9 Elect Gregory Thomas Mgmt For For For
1.10 Elect Samuel Weinhoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Informatica Corporation
Ticker Security ID: Meeting Date Meeting Status
INFA CUSIP 45666Q102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Pidwell Mgmt For For For
1.2 Elect Sohaib Abbasi Mgmt For For For
1.3 Elect Geoffrey W. Squire Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
InfoSpace, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSP CUSIP 45678T201 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cunningham, lV Mgmt For For For
1.2 Elect Lewis Taffer Mgmt For For For
1.3 Elect William Ruckelshaus Mgmt For For For
2 Amendment to Certificate to Mgmt For For For
Preserve Value of NOLs
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Inland Real Estate Corporation
Ticker Security ID: Meeting Date Meeting Status
ILDR CUSIP 457461200 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas D'Arcy Mgmt For For For
1.2 Elect Daniel Goodwin Mgmt For For For
1.3 Elect Joel Herter Mgmt For For For
1.4 Elect Heidi Lawton Mgmt For For For
1.5 Elect Thomas McAuley Mgmt For For For
1.6 Elect Thomas McWilliams Mgmt For For For
1.7 Elect Joel Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Crown Mgmt For For For
1.2 Elect Anthony Ibarguen Mgmt For For For
1.3 Elect Kathleen Pushor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Insituform Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSU CUSIP 457667103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: J. Joseph Mgmt For For For
Burgess
2 Election Of Director: Stephen P. Mgmt For For For
Cortinovis
3 Election Of Director: Stephanie A. Mgmt For For For
Cuskley
4 Election Of Director: John P. Mgmt For For For
Dubinsky
5 Election Of Director: Juanita H. Mgmt For For For
Hinshaw
6 Election Of Director: Alfred L. Mgmt For For For
Woods
7 2009 Employee Equity Incentive Plan Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Integra LifeSciences Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 07/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Thomas J. Mgmt For For For
Baltimore, Jr.
2 Elect Director Keith Bradley Mgmt For For For
3 Elect Director Richard E. Caruso Mgmt For Against Against
4 Elect Director Stuart M. Essig Mgmt For For For
5 Elect Director Neal Moszkowski Mgmt For For For
6 Elect Director Christian S. Schade Mgmt For For For
7 Elect Director James M. Sullivan Mgmt For For For
8 Elect Director Anne M. VanLent Mgmt For For For
9 Ratify Auditors Mgmt For For For
10 Amend Omnibus Stock Plan Mgmt For For For
11 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Integra LifeSciences Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Keith Bradley Mgmt For For For
3 Elect Richard Caruso Mgmt For For For
4 Elect Stuart Essig Mgmt For For For
5 Elect Neal Moszkowski Mgmt For For For
6 Elect Raymond Murphy Mgmt For For For
7 Elect Christian Schade Mgmt For For For
8 Elect James Sullivan Mgmt For Against Against
9 Elect Anne VanLent Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Integral Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISYS CUSIP 45810H107 02/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Albertine Mgmt For For For
1.2 Elect James Armor, Jr. Mgmt For For For
1.3 Elect Alan Baldwin Mgmt For For For
1.4 Elect Paul Casner, Jr. Mgmt For For For
1.5 Elect John Higginbotham Mgmt For For For
1.6 Elect William Leimkuhler Mgmt For For For
1.7 Elect R. Doss McComas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement
4 Clarifying Amendments to the Mgmt For For For
Charter
- ------------------------------------------------------------------------------------------------------------------
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
IFSIA CUSIP 458665106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dianne Dillon-Ridgley Mgmt For For For
1.2 Elect June Henton Mgmt For For For
1.3 Elect Christopher Kennedy Mgmt For For For
1.4 Elect K. David Kohler Mgmt For For For
1.5 Elect Thomas Oliver Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Intermec, Inc.
Ticker Security ID: Meeting Date Meeting Status
IN CUSIP 458786100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Patrick Byrne Mgmt For For For
2 Elect Eric Draut Mgmt For For For
3 Elect Gregory Hinckley Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect Allen Lauer Mgmt For For For
6 Elect Stephen Reynolds Mgmt For For For
7 Elect Steven Sample Mgmt For For For
8 Elect Oren Shaffer Mgmt For For For
9 Elect Larry Yost Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interval Leisure Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
IILG CUSIP 46113M108 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Craig Nash Mgmt For For For
1.2 Elect Gregory Blatt Mgmt For For For
1.3 Elect David Flowers Mgmt For For For
1.4 Elect Gary Howard Mgmt For Withhold Against
1.5 Elect Lewis Korman Mgmt For For For
1.6 Elect Thomas Kuhn Mgmt For For For
1.7 Elect Thomas McInerney Mgmt For Withhold Against
1.8 Elect Thomas Murphy, Jr. Mgmt For For For
1.9 Elect Avy Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interwoven, Inc.
Ticker Security ID: Meeting Date Meeting Status
IWOV CUSIP 46114T508 03/11/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Norman Pond Mgmt For For For
1.2 Elect Kevin Fairbairn Mgmt For For For
1.3 Elect David Dury Mgmt For For For
1.4 Elect Stanley Hill Mgmt For For For
1.5 Elect Robert Lemos Mgmt For For For
1.6 Elect Ping Yang Mgmt For For For
2 Amendment to the 2003 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect Gerald Blouch Mgmt For For For
1.3 Elect William Weber Mgmt For For For
2 Amendment to the 2003 Performance Mgmt For For For
Plan
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Adoption of Advance Notice Mgmt For Against Against
Requirement
5 Amend the Company's Code of Mgmt For Against Against
Regulations to Authorize the Board
of Directors to Amend the Code of
Regulations
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
inVentiv Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTIV CUSIP 46122E105 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eran Broshy Mgmt For For For
1.2 Elect R. Blane Walter Mgmt For For For
1.3 Elect Terrell Herring Mgmt For For For
1.4 Elect Mark Jennings Mgmt For For For
1.5 Elect Per Lofberg Mgmt For For For
1.6 Elect A. Clayton Perfall Mgmt For For For
1.7 Elect Craig Saxton Mgmt For For For
2 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Investment Technology Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITG CUSIP 46145F105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. William Burdett Mgmt For For For
1.2 Elect Christopher Dodds Mgmt For For For
1.3 Elect Robert Gasser Mgmt For For For
1.4 Elect Timothy Jones Mgmt For For For
1.5 Elect Robert King Mgmt For For For
1.6 Elect Kevin O'Hara Mgmt For For For
1.7 Elect Maureen O'Hara Mgmt For For For
1.8 Elect Brian Steck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2007 Omnibus Mgmt For For For
Equity Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker Security ID: Meeting Date Meeting Status
IO CUSIP 462044108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Theodore Elliott, Jr. Mgmt For For For
1.2 Elect James Lapeyre, Jr. Mgmt For For For
1.3 Elect G. Thomas Marsh Mgmt For For For
2 Employee Equity Replenishment Mgmt For Against Against
Program
3 Reverse Stock Split Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Iowa Telecommunications Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
IWA CUSIP 462594201 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Cole Mgmt For For For
1.2 Elect Norman Frost Mgmt For For For
1.3 Elect Kendrik Packer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Irwin Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
IFC CUSIP 464119106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Goodrich Mgmt For For For
1.2 Elect Brenda Lauderback Mgmt For For For
1.3 Elect John McGinty, Jr. Mgmt For For For
1.4 Elect Marita Zuraitis Mgmt For For For
2 Amendment to the Employees' Stock Mgmt For For For
Purchase Plan III
3 Amendment to the Short Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Irwin Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
IFC CUSIP 464119106 11/03/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For Against Against
2 Approve Conversion of Securities Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors Mgmt For For For
2 Elect Kirby Dyess Mgmt For For For
3 Elect Graham Wilson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
j2 Global Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 46626E205 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Douglas Bech Mgmt For For For
1.2 Elect Robert Cresci Mgmt For For For
1.3 Elect W. Brian Kretzmer Mgmt For For For
1.4 Elect Richard Ressler Mgmt For For For
1.5 Elect John Rieley Mgmt For For For
1.6 Elect Stephen Ross Mgmt For For For
1.7 Elect Michael Schulhof Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jakks Pacific, Inc.
Ticker Security ID: Meeting Date Meeting Status
JAKK CUSIP 47012E106 09/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jack Friedman Mgmt For For For
1.2 Elect Director Stephen G. Berman Mgmt For For For
1.3 Elect Director Dan Almagor Mgmt For For For
1.4 Elect Director David C. Blatte Mgmt For For For
1.5 Elect Director Robert E. Glick Mgmt For For For
1.6 Elect Director Michael G. Miller Mgmt For For For
1.7 Elect Director Murray L. Skala Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
JDA Software Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
JDAS CUSIP 46612K108 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Michael Gullard Mgmt For Withhold Against
2 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jo-Ann Stores
Ticker Security ID: Meeting Date Meeting Status
JASA CUSIP 47758P307 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Cowen Mgmt For For For
1.2 Elect Joseph DePinto Mgmt For For For
1.3 Elect Ira Gumberg Mgmt For For For
1.4 Elect Patricia Morrison Mgmt For For For
1.5 Elect Frank Newman Mgmt For For For
1.6 Elect David Perdue Mgmt For For For
1.7 Elect Beryl Raff Mgmt For For For
1.8 Elect Alan Rosskamm Mgmt For For For
1.9 Elect Tracey Travis Mgmt For For For
1.10 Elect Darrell Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker Security ID: Meeting Date Meeting Status
JBT CUSIP 477839104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Maury Devine Mgmt For For For
1.2 Elect James Ringler Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jos. A. Bank Clothiers, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP 480838101 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Giordano Mgmt For For For
1.2 Elect William Herron Mgmt For For For
1.3 Elect Henry Homes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Management Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
K-Swiss Inc.
Ticker Security ID: Meeting Date Meeting Status
KSWS CUSIP 482686102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Fine Mgmt For For For
1.2 Elect Mark Louie Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kaman Corporation
Ticker Security ID: Meeting Date Meeting Status
KAMN CUSIP 483548103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E.Reeves Callaway, III Mgmt For For For
1.2 Elect Karen Garrison Mgmt For For For
1.3 Elect A. William Higgins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kaydon Corporation
Ticker Security ID: Meeting Date Meeting Status
KDN CUSIP 486587108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Alexander Mgmt For For For
1.2 Elect David Brandon Mgmt For Withhold Against
1.3 Elect Patrick Coyne Mgmt For For For
1.4 Elect William Gerber Mgmt For For For
1.5 Elect Timothy O'Donovan Mgmt For For For
1.6 Elect James O'Leary Mgmt For For For
1.7 Elect Thomas Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kendle International Inc.
Ticker Security ID: Meeting Date Meeting Status
KNDL CUSIP 48880L107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Candace Kendle Mgmt For For For
1.2 Elect Christopher Bergen Mgmt For For For
1.3 Elect Robert Buck Mgmt For For For
1.4 Elect G. Steven Geis Mgmt For For For
1.5 Elect Donald Harrison Mgmt For For For
1.6 Elect Timothy Johnson Mgmt For For For
1.7 Elect Timothy Mooney Mgmt For For For
1.8 Elect Frederick Russ Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amend the Company's Code of Mgmt For Against Against
Regulations to Authorize the Board
of Directors to Amend the Code of
Regulations
- ------------------------------------------------------------------------------------------------------------------
Kensey Nash Corporation
Ticker Security ID: Meeting Date Meeting Status
KNSY CUSIP 490057106 12/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Douglas G. Evans, Mgmt For For For
P.E.
1.2 Elect Director C.M. Evarts, M.D. Mgmt For For For
1.3 Elect Director Walter R. Maupay, Mgmt For For For
Jr.
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
of Directors
2.1 Elect John Kilroy, Sr. Mgmt For For For
2.2 Elect John Kilroy, Jr. Mgmt For For For
2.3 Elect Edward Brennan Mgmt For For For
2.4 Elect William Dickey Mgmt For For For
2.5 Elect Scott Ingraham Mgmt For For For
2.6 Elect Dale Kinsella Mgmt For For For
3 Amendment to the Kilroy Realty Mgmt For Against Against
2006 Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP 497266106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: BOB G. GOWER Mgmt For For For
2 ELECTION OF DIRECTOR: MONTE J. Mgmt For For For
MILLER
3 ELECTION OF DIRECTOR: JOSEPH H. Mgmt For For For
PYNE
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kite Realty Group Trust
Ticker Security ID: Meeting Date Meeting Status
KRG CUSIP 49803T102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Kite Mgmt For For For
1.2 Elect William Bindley Mgmt For For For
1.3 Elect Richard Cosier Mgmt For For For
1.4 Elect Eugene Golub Mgmt For For For
1.5 Elect Gerald Moss Mgmt For For For
1.6 Elect Michael Smith Mgmt For For For
1.7 Elect Darell Zink Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Knight Transportation, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNX CUSIP 499064103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Knight Mgmt For For For
1.2 Elect G.D. Madden Mgmt For For For
1.3 Elect Kathryn Munro Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For For For
3 Amendment to the 2003 Stock Option Mgmt For For For
and Equity Incentive Plan
4 Option Exchange Program Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Knot Inc.
Ticker Security ID: Meeting Date Meeting Status
KNOT CUSIP 499184109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ira Carlin Mgmt For For For
1.2 Elect Eileen Naughton Mgmt For For For
2 Approval of the 2009 Stock Mgmt For For For
Incentive Plan
3 Approval of the 2009 Employee Mgmt For For For
Stock Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kopin Corporation
Ticker Security ID: Meeting Date Meeting Status
KOPN CUSIP 500600101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Fan Mgmt For For For
1.2 Elect James Brewington Mgmt For For For
1.3 Elect David Brook Mgmt For For For
1.4 Elect Andrew Chapman Mgmt For For For
1.5 Elect Morton Collins Mgmt For For For
1.6 Elect Chi Chia Hsieh Mgmt For For For
1.7 Elect Michael Landine Mgmt For For For
2 Amendment to the 2001 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kulicke and Soffa Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLIC CUSIP 501242101 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Garrett Pierce Mgmt For For For
1.2 Elect C. William Zadel Mgmt For For For
2 Approval Of Our 2009 Equity Plan. Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
La-Z-Boy Inc.
Ticker Security ID: Meeting Date Meeting Status
LZB CUSIP 505336107 08/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kurt L. Darrow Mgmt For For For
1.2 Elect Director James W. Johnston Mgmt For For For
1.3 Elect Director H. George Levy Mgmt For For For
1.4 Elect Director W. Alan McCollough Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Reduce Supermajority Vote Mgmt For For For
Requirement
4 Reduce Supermajority Vote Mgmt For For For
Requirement Relating to Business
Combinations
5 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
LaBranche & Co Inc.
Ticker Security ID: Meeting Date Meeting Status
LAB CUSIP 505447102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael LaBranche Mgmt For For For
1.2 Elect Alfred Hayward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lance, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCE CUSIP 514606102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Atkins Mgmt For For For
1.2 Elect J.P. Bolduc Mgmt For Withhold Against
1.3 Elect Isaiah Tidwell Mgmt For For For
2 RATIFICATION OF SELECTION OF KPMG Mgmt For For For
LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------
Landry's Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNY CUSIP 51508L103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tilman Fertitta Mgmt For Withhold Against
1.2 Elect Steven Scheinthal Mgmt For Withhold Against
1.3 Elect Kenneth Brimmer Mgmt For For For
1.4 Elect Michael Chadwick Mgmt For For For
1.5 Elect Joe Max Taylor Mgmt For Withhold Against
1.6 Elect Richard Liem Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Lasalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Hartley-Leonard Mgmt For For For
1.2 Elect Kelly Kuhn Mgmt For For For
1.3 Elect William McCalmont Mgmt For For For
1.4 Elect Michael Barnello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO CONSIDER AND APPROVE THE 2009 Mgmt For For For
EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
LCA-Vision Inc.
Ticker Security ID: Meeting Date Meeting Status
LCAV CUSIP 501803308 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bahl Mgmt For For For
1.2 Elect John Gutfreund Mgmt For For For
1.3 Elect John Hassan Mgmt For For For
1.4 Elect Edgar Heizer III Mgmt For For For
1.5 Elect Steven Straus Mgmt For For For
1.6 Elect E. Anthony Woods Mgmt For For For
2 Adoption of the Stockholder Rights Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lexington Realty Trust
Ticker Security ID: Meeting Date Meeting Status
LXP CUSIP 529043101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. Robert Roskind Mgmt For For For
1.2 Elect Richard Rouse Mgmt For For For
1.3 Elect T. Wilson Eglin Mgmt For For For
1.4 Elect Clifford Broser Mgmt For For For
1.5 Elect Geoffrey Dohrmann Mgmt For For For
1.6 Elect Harold First Mgmt For For For
1.7 Elect Richard Frary Mgmt For For For
1.8 Elect Carl Glickman Mgmt For For For
1.9 Elect James Grosfeld Mgmt For Withhold Against
1.10 Elect Kevin Lynch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Monica Azare Mgmt For For For
1.2 Elect John Breaux Mgmt For For For
1.3 Elect Dan Wilford Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Parod Mgmt For For For
1.2 Elect Michael Walter Mgmt For For For
2 Approval Of Management Incentive Mgmt For For For
Umbrella Plan.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sidney DeBoer Mgmt For For For
1.2 Elect Thomas Becker Mgmt For For For
1.3 Elect Bryan DeBoer Mgmt For For For
1.4 Elect William Glick Mgmt For For For
1.5 Elect Charles Hughes Mgmt For For For
1.6 Elect A.J. Wagner Mgmt For For For
2 2003 Stock Incentive Plan Mgmt For Against Against
3 TO APPROVE THE LITHIA MOTORS, INC. Mgmt For For For
2009 EMPLOYEE STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tzau-Jin Chung Mgmt For For For
1.2 Elect John Driscoll Mgmt For For For
1.3 Elect Anthony Grillo Mgmt For For For
1.4 Elect Gordon Hunter Mgmt For For For
1.5 Elect John Major Mgmt For For For
1.6 Elect William Noglows Mgmt For For For
1.7 Elect Ronald Schubel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Liz Claiborne, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIZ CUSIP 539320101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Aronson Mgmt For For For
2 Elect Kenneth Gilman Mgmt For For For
3 Elect Nancy Karch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Elimination of Supermajority Mgmt For For For
Requirement
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
LoJack Corporation
Ticker Security ID: Meeting Date Meeting Status
LOJN CUSIP 539451104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rory Cowan Mgmt For For For
1.2 Elect John MacKinnon Mgmt For For For
1.3 Elect Robert Murray Mgmt For For For
1.4 Elect Robert Rewey Mgmt For For For
1.5 Elect Richard Riley Mgmt For For For
1.6 Elect Harvey Rosenthal Mgmt For For For
1.7 Elect Maria Renna Sharpe Mgmt For For For
1.8 Elect Ronald Waters III Mgmt For For For
2 Amendment to 2008 Stock Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
LTC Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTC CUSIP 502175102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andre Dimitriadis Mgmt For Withhold Against
1.2 Elect Boyd Hendrickson Mgmt For Withhold Against
1.3 Elect Edmund King Mgmt For For For
1.4 Elect Wendy Simpson Mgmt For Withhold Against
1.5 Elect Timothy Triche Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lufkin Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LUFK CUSIP 549764108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Douglas Smith Mgmt For For For
1.2 Elect John Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dale Barnhart Mgmt For For For
1.2 Elect Kathleen Burdett Mgmt For For For
1.3 Elect W. Leslie Duffy Mgmt For For For
1.4 Elect Matthew Farrell Mgmt For For For
1.5 Elect Marc Giles Mgmt For For For
1.6 Elect William Gurley Mgmt For For For
1.7 Elect Suzanne Hammett Mgmt For For For
1.8 Elect S. Carl Soderstrom, Jr. Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 03/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Code of Regulations Mgmt For For For
to Preserve Value of NOLs
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Yvette Brown Mgmt For For For
1.2 Elect Thomas Igoe Mgmt For For For
1.3 Elect J. Thomas Mason Mgmt For For For
2 2009 Annual Incentive Plan Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Magellan Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGLH CUSIP 559079207 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rene Lerer Mgmt For For For
1.2 Elect Nancy Johnson Mgmt For For For
1.3 Elect Eran Broshy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Magnetek, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 559424106 10/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dewain K. Cross Mgmt For For For
1.2 Elect Director David A. Bloss, Sr. Mgmt For For For
1.3 Elect Director Yon Y. Jorden Mgmt For For For
1.4 Elect Director Mitchell I. Quain Mgmt For For For
1.5 Elect Director David P. Reiland Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Maidenform Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFB CUSIP 560305104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karen Rose Mgmt For For For
1.2 Elect Maurice Reznik Mgmt For For For
1.3 Elect Norman Axelrod Mgmt For For For
1.4 Elect Harold Compton Mgmt For For For
1.5 Elect Barbara Eisenberg Mgmt For For For
1.6 Elect David Kaplan Mgmt For For For
1.7 Elect Adam Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Manhattan Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
MANH CUSIP 562750109 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Kight Mgmt For For For
1.2 Elect Deepak Raghavan Mgmt For For For
1.3 Elect Peter Sinisgalli Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MarineMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William McGill, Jr. Mgmt For For For
2 Elect John Furman Mgmt For For For
3 Elect Robert Kant Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Martek Biosciences Corp.
Ticker Security ID: Meeting Date Meeting Status
MATK CUSIP 572901106 03/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Harry J. D Mgmt For For For
Andrea
2 Election Of Director: James R. Mgmt For For For
Beery
3 Election Of Director: Michael G. Mgmt For For For
Devine
4 Election Of Director: Steve Dubin Mgmt For For For
5 Election Of Director: Robert J. Mgmt For For For
Flanagan
6 Election Of Director: Polly B. Mgmt For For For
Kawalek
7 Election Of Director: Jerome C. Mgmt For For For
Keller
8 Election Of Director: Douglas J. Mgmt For For For
Macmaster, Jr.
9 Election Of Director: Robert H. Mgmt For For For
Mayer
10 Election Of Director: Eugene H. Mgmt For For For
Rotberg
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Matrix Service Co.
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael J. Bradley Mgmt For For For
1.2 Elect Director Michael J. Hall Mgmt For For For
1.3 Elect Director I. Edgar (Ed) Mgmt For For For
Hendrix
1.4 Elect Director Paul K. Lackey Mgmt For For For
1.5 Elect Director Tom E. Maxwell Mgmt For For For
1.6 Elect Director David J. Tippeconnic Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Montoni Mgmt For For For
1.2 Elect Raymond Ruddy Mgmt For For For
1.3 Elect Wellington Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MedCath Corporation
Ticker Security ID: Meeting Date Meeting Status
MDTH CUSIP 58404W109 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Casey Mgmt For For For
1.2 Elect Woodrin Grossman Mgmt For For For
1.3 Elect Edwin French Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Outside Directors' Mgmt For For For
Stock Option Plan
- ------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Aldag, Jr. Mgmt For For For
1.2 Elect Virginia Clarke Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect R. Steven Hamner Mgmt For For For
1.5 Elect Robert Holmes Mgmt For For For
1.6 Elect Sherry Kellett Mgmt For For For
1.7 Elect William McKenzie Mgmt For For For
1.8 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mednax, Inc.
Ticker Security ID: Meeting Date Meeting Status
MD CUSIP 58502B106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cesar Alvarez Mgmt For For For
1.2 Elect Waldemar Carlo Mgmt For For For
1.3 Elect Michael Fernandez Mgmt For For For
1.4 Elect Roger Freeman Mgmt For For For
1.5 Elect Paul Gabos Mgmt For For For
1.6 Elect Dany Garcia Mgmt For For For
1.7 Elect Pascal Goldschmidt Mgmt For For For
1.8 Elect Roger Medel Mgmt For For For
1.9 Elect Manuel Kadre Mgmt For For For
1.10 Elect Enrique Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Mednax, Inc.
Ticker Security ID: Meeting Date Meeting Status
MD CUSIP 705324101 09/24/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Nonqualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Mercury Computer Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 05/08/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Option Exchange Program Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Mercury Computer Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 11/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mark Aslett Mgmt For For For
1.2 Elect Director George W. Chamillard Mgmt For For For
1.3 Elect Director William K. O'Brien Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Merit Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMSI CUSIP 589889104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Lampropoulos Mgmt For For For
1.2 Elect Franklin Miller Mgmt For For For
2 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 02/16/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
NOLs
- ------------------------------------------------------------------------------------------------------------------
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Ax Mgmt For For For
1.2 Elect Robert Sarver Mgmt For For For
1.3 Elect Gerald Haddock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter J. Aspatore Mgmt For For For
1.2 Elect Director Warren L. Batts Mgmt For For For
1.3 Elect Director J. Edward Colgate Mgmt For For For
1.4 Elect Director Darren M. Dawson Mgmt For For For
1.5 Elect Director Donald W. Duda Mgmt For For For
1.6 Elect Director Isabelle C. Goossen Mgmt For For For
1.7 Elect Director Christopher J. Hornung Mgmt For For For
1.8 Elect Director Paul G. Shelton Mgmt For For For
1.9 Elect Director Lawrence B. Skatoff Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Micrel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRL CUSIP 594793101 10/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Establish Range For Board Size Mgmt For For For
2.1 Elect Director Raymond D. Zinn Mgmt For For For
2.2 Elect Director Daniel A. Artusi Mgmt For For For
2.3 Elect Director Michael J. Callahan Mgmt For For For
2.4 Elect Director Neil J. Miotto Mgmt For For For
2.5 Elect Director Frank W. Schneider Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Micrel, Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCRL CUSIP 594793101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond Zinn Mgmt For For For
1.2 Elect Daniel Artusi Mgmt For For For
1.3 Elect Michael Callahan Mgmt For For For
1.4 Elect Daniel Heneghan Mgmt For For For
1.5 Elect Neil Miotto Mgmt For For For
1.6 Elect Frank Schneider Mgmt For For For
2 Stock Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Rights Agreement Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Micros Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRS CUSIP 594901100 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Louis M. Brown, Jr. Mgmt For For For
1.2 Elect Director B. Gary Dando Mgmt For For For
1.3 Elect Director A.L. Giannopoulos Mgmt For For For
1.4 Elect Director F. Suzanne Jenniches Mgmt For For For
1.5 Elect Director John G. Puente Mgmt For For For
1.6 Elect Director Dwight S. Taylor Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Stock Option Plan Mgmt For For For
4 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Peterson Mgmt For For For
1.2 Elect Dennis Leibel Mgmt For For For
1.3 Elect Thomas Anderson Mgmt For For For
1.4 Elect William Bendush Mgmt For For For
1.5 Elect William Healey Mgmt For For For
1.6 Elect Paul Folino Mgmt For For For
1.7 Elect Matthew Massengill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Eric Bolton, Jr. Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Grinalds Mgmt For For For
1.4 Elect Ralph Horn Mgmt For For For
1.5 Elect Simon Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt Abstain Against Against
- ------------------------------------------------------------------------------------------------------------------
Midas, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDS CUSIP 595626102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jarobin Gilbert, Jr. Mgmt For For For
1.2 Elect Diane Routson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MKS Instruments, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKSI CUSIP 55306N104 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Leo Berlinghieri Mgmt For For For
1.2 Elect Hans-Jochen Kahl Mgmt For For For
1.3 Elect Louis Valente Mgmt For For For
2 Amendment to the 2004 Stock Incentive Mgmt For For For
Plan
3 Amendment to the Employee Stock Mgmt For Against Against
Purchase Plan
4 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mobile Mini, Inc.
Ticker Security ID: Meeting Date Meeting Status
MINI CUSIP 60740F105 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen McConnell Mgmt For For For
1.2 Elect Jeffrey Goble Mgmt For For For
1.3 Elect Michael Donovan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Murray Mgmt For For For
1.2 Elect John Szabo, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Monarch Casino & Resort, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRI CUSIP 609027107 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bob Farahi Mgmt For Withhold Against
1.2 Elect Ronald Zideck Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Movado Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Margaret Adame Mgmt For For For
1.2 Elect Richard Cote Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Nathan Leventhal Mgmt For For For
1.7 Elect Donald Oresman Mgmt For For For
1.8 Elect Leonard Silverstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1996 Stock Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Mueller Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLI CUSIP 624756102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alexander Federbush Mgmt For For For
1.2 Elect Paul Flaherty Mgmt For For For
1.3 Elect Gennaro Fulvio Mgmt For For For
1.4 Elect Gary Gladstein Mgmt For For For
1.5 Elect Scott Goldman Mgmt For For For
1.6 Elect Terry Hermanson Mgmt For For For
1.7 Elect Harvey Karp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
and Minority Representation on the
Board of Directors
- ------------------------------------------------------------------------------------------------------------------
Myers Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYE CUSIP 628464109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Brown Mgmt For For For
1.2 Elect Vincent Byrd Mgmt For For For
1.3 Elect Richard Johnston Mgmt For For For
1.4 Elect Edward Kissel Mgmt For For For
1.5 Elect Stephen Myers Mgmt For For For
1.6 Elect John Orr Mgmt For For For
1.7 Elect John Crowe Mgmt For For For
1.8 Elect Jon Outcalt Mgmt For For For
1.9 Elect Robert Stefanko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 To Approve The Adoption Of The 2008 Mgmt For For For
Incentive Stock Plan.
4 To Approve And Adopt An Amendment To Mgmt For Against Against
The Code Of Regulations.
- ------------------------------------------------------------------------------------------------------------------
Nara Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NARA CUSIP 63080P105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Howard Gould Mgmt For For For
1.2 Elect Min Kim Mgmt For For For
1.3 Elect Dr. Chong-Moon Lee Mgmt For For For
1.4 Elect Jesun Paik Mgmt For For For
1.5 Elect John Park Mgmt For For For
1.6 Elect Ki Suh Park Mgmt For For For
1.7 Elect Terry Schwakopf Mgmt For For For
1.8 Elect James Staes Mgmt For For For
1.9 Elect Scott Yoon-suk Whang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Nash-Finch Company
Ticker Security ID: Meeting Date Meeting Status
NAFC CUSIP 631158102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bagby Mgmt For For For
1.2 Elect Alec Covington Mgmt For For For
1.3 Elect Sam Duncan Mgmt For For For
1.4 Elect Mickey Foret Mgmt For For For
1.5 Elect Douglas Hacker Mgmt For For For
1.6 Elect Hawthorne Proctor Mgmt For For For
1.7 Elect William Voss Mgmt For For For
2 Amendment to Certificate of Mgmt For For For
Incorporation Regarding Removal of
Directors by Majority Vote
3 Amendment to Certificate of Mgmt For Against Against
Incorporation Regarding Advance
Notice Provisions
4 2009 Incentive Award Plan Mgmt For Against Against
5 Performance Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NATCO Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NTG CUSIP 63227W203 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Allan Mgmt For For For
1.2 Elect George Hickox, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Compensation Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
National Financial Partners Corp.
Ticker Security ID: Meeting Date Meeting Status
NFP CUSIP 63607P208 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephanie Abramson Mgmt For For For
1.2 Elect Arthur Ainsberg Mgmt For For For
1.3 Elect Jessica Bibliowicz Mgmt For For For
1.4 Elect R. Bruce Callahan Mgmt For For For
1.5 Elect John Elliott Mgmt For For For
1.6 Elect Shari Loessberg Mgmt For For For
1.7 Elect Kenneth Mlekush Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 2009 Management Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Penn Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPBC CUSIP 637138108 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Ralph Borneman, Jr. Mgmt For For For
1.2 Elect Thomas Kennedy Mgmt For For For
1.3 Elect Albert Kramer Mgmt For For For
1.4 Elect Glenn Moyer Mgmt For For For
1.5 Elect Robert Rigg Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 RATIFICATION OF NATIONAL PENN S Mgmt For For For
INDEPENDENT AUDITORS FOR 2009.
4 Advisory Vote On Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
National Presto Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPK CUSIP 637215104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maryjo Cohen Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect Dennis Gershenson Mgmt For For For
1.3 Elect Kevin Habicht Mgmt For For For
1.4 Elect Richard Jennings Mgmt For For For
1.5 Elect Ted Lanier Mgmt For For For
1.6 Elect Robert Legler Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Robert Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Natus Medical Incorporated
Ticker Security ID: Meeting Date Meeting Status
BABY CUSIP 639050103 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Doris Engibous Mgmt For For For
1.2 Elect William Moore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Bramson Mgmt For For For
1.2 Elect Ronald Badie Mgmt For For For
1.3 Elect Gerard Eastman Mgmt For For For
1.4 Elect Richard Horn Mgmt For For For
1.5 Elect Marvin Siegert Mgmt For For For
1.6 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navigators Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NAVG CUSIP 638904102 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H.J. Mervyn Blakeney Mgmt For For For
1.2 Elect Peter Cheney Mgmt For For For
1.3 Elect Terence Deeks Mgmt For For For
1.4 Elect W. Thomas Forrester Mgmt For For For
1.5 Elect Stanley Galanski Mgmt For For For
1.6 Elect Leandro Galban, Jr. Mgmt For For For
1.7 Elect John Kirby Mgmt For For For
1.8 Elect Marc Tract Mgmt For For For
1.9 Elect Robert Wright Mgmt For For For
2 Amendment to the 2005 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NCI Building Systems, Inc
Ticker Security ID: Meeting Date Meeting Status
NCS CUSIP 628852105 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Edwards Mgmt For For For
1.2 Elect Ed Phipps Mgmt For For For
1.3 Elect W. Bernard Pieper Mgmt For For For
1.4 Elect John Sterling Mgmt For For For
2 Amendment to the 2003 Long-Term Stock Mgmt For For For
Incentive Plan
3 RATIFICATION OF ERNST & YOUNG LLP FOR Mgmt For For For
FISCAL 2009.
- ------------------------------------------------------------------------------------------------------------------
Neenah Paper Inc.
Ticker Security ID: Meeting Date Meeting Status
NP CUSIP 640079109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Leeper Mgmt For For For
1.2 Elect Stephen Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NetGear, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTGR CUSIP 64111Q104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Lo Mgmt For For For
1.2 Elect Jocelyn Carter-Miller Mgmt For For For
1.3 Elect Ralph Faison Mgmt For For For
1.4 Elect A. Timothy Godwin Mgmt For For For
1.5 Elect Jef Graham Mgmt For For For
1.6 Elect Linwood Lacy, Jr. Mgmt For For For
1.7 Elect George Parker Mgmt For For For
1.8 Elect Gregory Rossmann Mgmt For For For
1.9 Elect Julie Shimer Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Network Equipment Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWK CUSIP 641208103 08/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frederick D. D'Alessio Mgmt For For For
1.2 Elect Director C. Nicholas Keating, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Approve Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NEUTRAL TANDEM, INC.
Ticker Security ID: Meeting Date Meeting Status
TNDM CUSIP 64128B108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rian Wren Mgmt For For For
1.2 Elect James Hynes Mgmt For For For
1.3 Elect Dixon Doll Mgmt For For For
1.4 Elect Peter Barris Mgmt For For For
1.5 Elect Robert Hawk Mgmt For For For
1.6 Elect Lawrence Ingeneri Mgmt For For For
1.7 Elect G. Edward Evans Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NewMarket Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP 651587107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Cothran Mgmt For For For
1.2 Elect Mark Gambill Mgmt For For For
1.3 Elect Bruce Gottwald Mgmt For For For
1.4 Elect Thomas Gottwald Mgmt For For For
1.5 Elect Patrick Hanley Mgmt For For For
1.6 Elect James Rogers Mgmt For For For
1.7 Elect Charles Walker Mgmt For For For
2 Amendment to the 2004 Incentive Mgmt For For For
Compensation and Stock Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newport Corporation
Ticker Security ID: Meeting Date Meeting Status
NEWP CUSIP 651824104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael O'Neill Mgmt For For For
1.2 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Northwest Natural Gas Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUSIP 667655104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Boyle Mgmt For For For
1.2 Elect Mark Dodson Mgmt For For For
1.3 Elect George Puentes Mgmt For For For
1.4 Elect George Kantor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Novatel Wireless, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVTL CUSIP 66987M604 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Leparulo Mgmt For For For
1.2 Elect Horst Pudwill Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 2009 Omnibus Incentive Compensation Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Noven Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 670009109 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Brandt Mgmt For For For
1.2 Elect John Clarkson Mgmt For For For
1.3 Elect Donald Denkhaus Mgmt For For For
1.4 Elect Pedro Granadillo Mgmt For For For
1.5 Elect Phillip Satow Mgmt For For For
1.6 Elect Robert Savage Mgmt For For For
1.7 Elect Wayne Yetter Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NutriSystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRI CUSIP 67069D108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ian Berg Mgmt For For For
1.2 Elect Robert Bernstock Mgmt For For For
1.3 Elect Michael Devine, III Mgmt For For For
1.4 Elect Theodore Leonisis Mgmt For For For
1.5 Elect Warren Musser Mgmt For Withhold Against
1.6 Elect Joseph Redling Mgmt For For For
1.7 Elect Brian Tierney Mgmt For For For
1.8 Elect Stephen Zarrilli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Gender ShrHoldr Against Against For
and Minority Representation on the
Board of Directors
- ------------------------------------------------------------------------------------------------------------------
O'Charley's Inc.
Ticker Security ID: Meeting Date Meeting Status
CHUX CUSIP 670823103 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arnaud Ajdler Mgmt For For For
1.2 Elect Philip Hickey, Jr. Mgmt For For For
1.3 Elect Gregory Monahan Mgmt For For For
1.4 Elect Dale Polley Mgmt For For For
1.5 Elect Richard Reiss, Jr. Mgmt For For For
1.6 Elect Robert Walker Mgmt For For For
1.7 Elect Shirley Zeitlin Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the CHUX Ownership Plan Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Odyssey HealthCare, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODSY CUSIP 67611V101 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Carlyle Mgmt For For For
2 Elect David Cross Mgmt For For For
3 Elect David Steffy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
OfficeMax (fka Boise Cascade Corporation)
Ticker Security ID: Meeting Date Meeting Status
OMX CUSIP 67622P101 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Dorrit J. Bern Mgmt For For For
2 Election Of Director: Warren F. Bryant Mgmt For For For
3 Election Of Director: Joseph M. Mgmt For For For
Depinto
4 Election Of Director: Sam K. Duncan Mgmt For For For
5 Election Of Director: Rakesh Gangwal Mgmt For For For
6 Election Of Director: Francesca Ruiz Mgmt For For For
De Luzuriaga
7 Election Of Director: William J. Mgmt For For For
Montgoris
8 Election Of Director: David M. Mgmt For For For
Szymanski
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. James Nelson Mgmt For For For
1.2 Elect Gary L. Rosenthal Mgmt For For For
1.3 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Old Dominion Freight Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODFL CUSIP 679580100 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Congdon Mgmt For For For
1.2 Elect David Congdon Mgmt For For For
1.3 Elect J. Paul Breitbach Mgmt For For For
1.4 Elect Earl Congdon Mgmt For For For
1.5 Elect John Congdon, Jr. Mgmt For For For
1.6 Elect Robert Culp, III Mgmt For For For
1.7 Elect John Kasarda Mgmt For For For
1.8 Elect Leo Suggs Mgmt For For For
1.9 Elect D. Michael Wray Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Old National Bancorp
Ticker Security ID: Meeting Date Meeting Status
ONB CUSIP 680033107 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joseph Barnette, Jr. Mgmt For For For
1.2 Elect Alan Braun Mgmt For For For
1.3 Elect Larry Dunigan Mgmt For For For
1.4 Elect Niel Ellerbrook Mgmt For For For
1.5 Elect Andrew Goebel Mgmt For For For
1.6 Elect Robert Jones Mgmt For For For
1.7 Elect Phelps Lambert Mgmt For For For
1.8 Elect Arthur McElwee, Jr. Mgmt For For For
1.9 Elect Marjorie Soyugenc Mgmt For For For
1.10 Elect Kelly Stanley Mgmt For For For
1.11 Elect Charles Storms Mgmt For For For
1.12 Elect Linda White Mgmt For For For
2 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Siegal Mgmt For For For
1.2 Elect Arthur Anton Mgmt For For For
1.3 Elect James Meathe Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------
OM Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMG CUSIP 670872100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Blackburn Mgmt For For For
1.2 Elect Steven Demetriou Mgmt For For For
1.3 Elect Gordon Ulsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omnicell, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMCL CUSIP 68213N109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Foley Mgmt For For For
1.2 Elect Randall Lipps Mgmt For For For
1.3 Elect Joseph Whitters Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Amendment to the 1997 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
On Assignment, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 682159108 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeremy Jones Mgmt For For For
1.2 Elect Edward Pierce Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Optionsxpress Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OXPS CUSIP 684010101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Howard Draft Mgmt For For For
1.2 Elect Bruce Evans Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Orbital Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
ORB CUSIP 685564106 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hanisee Mgmt For For For
1.2 Elect James Roche Mgmt For For For
1.3 Elect Harrison Schmitt Mgmt For For For
1.4 Elect James Thompson Mgmt For For For
1.5 Elect Scott Webster Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Osteotech, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSTE CUSIP 688582105 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Fallon III Mgmt For For For
1.2 Elect Stephen Galliker Mgmt For For For
1.3 Elect Cato Laurencin Mgmt For For For
1.4 Elect Sam Owusu-Akyaw Mgmt For For For
1.5 Elect Robert Palmisano Mgmt For For For
1.6 Elect James Shannon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Owens & Minor Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Crotty Mgmt For For For
1.2 Elect Richard Fogg Mgmt For For For
1.3 Elect James Rogers Mgmt For For For
1.4 Elect James Ukrop Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oxford Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
OXM CUSIP 691497309 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Holder Mgmt For For For
2 Elect J. Hicks Lanier Mgmt For Against Against
3 Elect Clarence Smith Mgmt For For For
4 Amendment to the Long Term Stock Mgmt For Against Against
Incentive Plan
5 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
P.F. Chang's China Bistro, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFCB CUSIP 69333Y108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: F. LANE Mgmt For For For
CARDWELL, JR.
2 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
FEDERICO
3 ELECTION OF DIRECTOR: LESLEY H. HOWE Mgmt For Against Against
4 ELECTION OF DIRECTOR: KENNETH A. MAY Mgmt For For For
5 ELECTION OF DIRECTOR: M. ANN RHOADES Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
SHENNAN, JR.
7 ELECTION OF DIRECTOR: ROBERT T. VIVIAN Mgmt For For For
8 ELECTION OF DIRECTOR: R. MICHAEL Mgmt For For For
WELBORN
9 ELECTION OF DIRECTOR: KENNETH J. Mgmt For For For
WESSELS
10 Ratification of Auditor Mgmt For For For
11 APPROVAL OF ADJOURNMENT OF THE Mgmt For For For
MEETING TO SOLICIT ADDITIONAL PROXIES.
- ------------------------------------------------------------------------------------------------------------------
Palomar Medical Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMTI CUSIP 697529303 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joseph Caruso Mgmt For Withhold Against
1.2 Elect Jeanne Cohane Mgmt For Withhold Against
1.3 Elect Nicholas Economou Mgmt For Withhold Against
1.4 Elect James Martin Mgmt For Withhold Against
1.5 Elect A. Neil Pappalardo Mgmt For Withhold Against
1.6 Elect Louis Valente Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Papa John's International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZZA CUSIP 698813102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Philip Guarascio Mgmt For For For
2 Election Of Director: Olivia F. Mgmt For For For
Kirtley
3 Election Of Director: J. Jude Thompson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Par Pharmaceutical Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRX CUSIP 69888P106 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Knight Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Patrick J. Fortune Mgmt For For For
1.2 Elect Director Ellen M. Zane Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Park Electrochemical Corp.
Ticker Security ID: Meeting Date Meeting Status
PKE CUSIP 700416209 07/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dale Blanchfield Mgmt For For For
1.2 Elect Director Lloyd Frank Mgmt For For For
1.3 Elect Director Brian E. Shore Mgmt For For For
1.4 Elect Director Steven T. Warshaw Mgmt For For For
2 Amend Stock Option Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Parkway Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKY CUSIP 70159Q104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Friedman Mgmt For For For
1.2 Elect Roger Friou Mgmt For For For
1.3 Elect Michael Lipsey Mgmt For For For
1.4 Elect Steven Rogers Mgmt For For For
1.5 Elect Leland Speed Mgmt For For For
1.6 Elect Troy Stovall Mgmt For For For
1.7 Elect Lenore Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Patriot Coal Corporation
Ticker Security ID: Meeting Date Meeting Status
PCX CUSIP 70336T104 07/22/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
- ------------------------------------------------------------------------------------------------------------------
PCTEL, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Brian Jackman Mgmt For For For
2 Elect John Sheehan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Peet's Coffee & Tea, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEET CUSIP 705560100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerald Baldwin Mgmt For For For
1.2 Elect Hilary Billings Mgmt For For For
1.3 Elect Elizabeth Sartain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Penn Virginia Corporation
Ticker Security ID: Meeting Date Meeting Status
PVA CUSIP 707882106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Cloues, II Mgmt For Withhold Against
1.2 Elect A. James Dearlove Mgmt For For For
1.3 Elect Robert Garrett Mgmt For For For
1.4 Elect Keith Horton Mgmt For For For
1.5 Elect Marsha Perelman Mgmt For For For
1.6 Elect William Shea Mgmt For For For
1.7 Elect Philippe van Marcke de Lummen Mgmt For For For
1.8 Elect Gary Wright Mgmt For For For
2 Amendment to the 1999 Employee Stock Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Pep Boys-Manny Moe & Jack
Ticker Security ID: Meeting Date Meeting Status
PBY CUSIP 713278109 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jane Scaccetti Mgmt For For For
2 Elect John Sweetwood Mgmt For For For
3 Elect M. Shan Atkins Mgmt For For For
4 Elect Robert Hotz Mgmt For For For
5 Elect James Mitarotonda Mgmt For Against Against
6 Elect Nick White Mgmt For For For
7 Elect James Williams Mgmt For For For
8 Elect Irvin Reid Mgmt For Against Against
9 Elect Michael Odell Mgmt For For For
10 Elect Max Lukens Mgmt For For For
11 Radification of Auditor Mgmt For For For
12 Amendment of the Stock Incentive Plan Mgmt For For For
13 Amendment of the Annual Incentive Mgmt For For For
Bonus Plan
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John McDonald Mgmt For For For
1.2 Elect Ralph Derrickson Mgmt For For For
1.3 Elect John Hamlin Mgmt For For For
1.4 Elect Max Hopper Mgmt For For For
1.5 Elect David Lundeen Mgmt For For For
1.6 Elect David May Mgmt For For For
2 APPROVAL OF PERFICIENT, INC. S 2009 Mgmt For Against Against
LONG-TERM INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pericom Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEM CUSIP 713831105 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alex Chiming Hui Mgmt For For For
1.2 Elect Director Chi-Hung Hui, Ph.D. Mgmt For For For
1.3 Elect Director Hau L. Lee, Ph.D. Mgmt For For For
1.4 Elect Director Siu-Weng Simon Wong, Mgmt For For For
Ph.D.
1.5 Elect Director Michael J. Sophie Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Perry Ellis International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PERY CUSIP 288853104 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Oscar Feldenkreis Mgmt For For For
1.2 Elect Joe Arriola Mgmt For For For
1.3 Elect Joseph Lacher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PetMed Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETS CUSIP 716382106 08/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Menderes Akdag Mgmt For For For
1.2 Elect Director Frank J. Formica Mgmt For For For
1.3 Elect Director Gian M. Fulgoni Mgmt For For For
1.4 Elect Director Ronald J. Korn Mgmt For For For
1.5 Elect Director Robert C. Schweitzer Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petroleum Development Corporation
Ticker Security ID: Meeting Date Meeting Status
PETD CUSIP 716578109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Crisafio Mgmt For For For
1.2 Elect Kimberly Wakim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PetroQuest Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PQ CUSIP 716748108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Goodson Mgmt For For For
1.2 Elect William Rucks, IV Mgmt For For For
1.3 Elect E. Wayne Nordberg Mgmt For Withhold Against
1.4 Elect Michael Finch Mgmt For For For
1.5 Elect W. J. Gordon, III Mgmt For For For
1.6 Elect Charles Mitchell, II, MD Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PharMerica Corp
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frank E. Collins Mgmt For For For
1.2 Elect Director W. Robert Dahl, Jr. Mgmt For For For
1.3 Elect Director Thomas P. Gerrity Mgmt For For For
1.4 Elect Director Thomas P. Mac Mahon Mgmt For For For
1.5 Elect Director Daniel N. Mendelson Mgmt For For For
1.6 Elect Director Robert A. Oakley Mgmt For For For
1.7 Elect Director Gregory S. Weishar Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Phase Forward Incorporated
Ticker Security ID: Meeting Date Meeting Status
PFWD CUSIP 71721R406 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Weiler Mgmt For For For
1.2 Elect Paul Bleicher Mgmt For For For
1.3 Elect Axel Bichara Mgmt For For For
1.4 Elect Richard D'Amore Mgmt For For For
1.5 Elect Gary Haroian Mgmt For For For
1.6 Elect Paul Joubert Mgmt For For For
1.7 Elect Kenneth Kaitin Mgmt For For For
1.8 Elect Dennis Shaughnessy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Option Mgmt For Against Against
and Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Photon Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 719364101 09/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Piedmont Natural Gas Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNY CUSIP 720186105 03/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. James Burton Mgmt For For For
1.2 Elect John Harris Mgmt For For For
1.3 Elect Aubrey Harwell, Jr. Mgmt For For For
1.4 Elect David Shi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pinnacle Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 723456109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Lee Mgmt For For For
1.2 Elect Stephen Comer Mgmt For For For
1.3 Elect John Giovenco Mgmt For For For
1.4 Elect Richard Goeglein Mgmt For For For
1.5 Elect Ellis Landau Mgmt For For For
1.6 Elect Bruce Leslie Mgmt For For For
1.7 Elect James Martineau Mgmt For For For
1.8 Elect Michael Ornest Mgmt For For For
1.9 Elect Lynn Reitnouer Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pinnacle Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVID CUSIP 05367P100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Billings Mgmt For For For
1.2 Elect Nancy Hawthorne Mgmt For For For
1.3 Elect John Park Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pioneer Drilling Company
Ticker Security ID: Meeting Date Meeting Status
PDC CUSIP 723655106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wm. Stacy Locke Mgmt For For For
1.2 Elect C. John Thompson Mgmt For For For
1.3 Elect Scott Urban Mgmt For For For
2 Amendment to the 2007 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Piper Jaffray Companies
Ticker Security ID: Meeting Date Meeting Status
PJC CUSIP 724078100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Francis Mgmt For Withhold Against
1.2 Elect B. Kristine Johnson Mgmt For For For
1.3 Elect Addison Piper Mgmt For For For
1.4 Elect Lisa Polsky Mgmt For For For
1.5 Elect Jean Taylor Mgmt For For For
2 Amendment to the 2003 Annual and Mgmt For Against Against
Long-Term Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Polaris Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Wine Mgmt For For For
1.2 Elect Annette Clayton Mgmt For For For
1.3 Elect Gregory Palen Mgmt For For For
1.4 Elect John Wiehoff Mgmt For For For
2 Deferred Compensation Plan for Mgmt For For For
Directors
3 Amendment to the 2007 Omnibus Mgmt For Against Against
Incentive Plan
4 Amendment to the Senior Executive Mgmt For Against Against
Annual Incentive Compensation Plan
5 Amendment to the Long Term Incentive Mgmt For Against Against
Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Douglas Campbell Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Gale Duff-Bloom Mgmt For For For
1.4 Elect Richard Fearon Mgmt For For For
1.5 Elect Gordon Harnett Mgmt For For For
1.6 Elect Richar Lorraine Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect Stephen Newlin Mgmt For For For
1.9 Elect William Powell Mgmt For For For
1.10 Elect Farah Walters Mgmt For For For
2 Amendment to the Code of Regulations Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUSIP 73278L105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wilson Sexton Mgmt For For For
1.2 Elect Andrew Code Mgmt For For For
1.3 Elect James Gaffney Mgmt For For For
1.4 Elect George Haymaker, Jr. Mgmt For For For
1.5 Elect Manuel Perez de la Mesa Mgmt For For For
1.6 Elect Harlan Seymour Mgmt For For For
1.7 Elect Robert Sledd Mgmt For For For
1.8 Elect John Stokely Mgmt For For For
2 Amendment to the 2007 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Goddard, III Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect David Stockert Mgmt For For For
1.4 Elect Herschel Bloom Mgmt For For For
1.5 Elect Walter Deriso, Jr. Mgmt For For For
1.6 Elect Russell French Mgmt For For For
1.7 Elect Dale Anne Reiss Mgmt For For For
1.8 Elect David Schwartz Mgmt For For For
1.9 Elect Stella Thayer Mgmt For For For
1.10 Elect Ronald de Waal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pre-Paid Legal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPD CUSIP 740065107 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hail Mgmt For For For
1.2 Elect Thomas Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Presidential Life Corporation
Ticker Security ID: Meeting Date Meeting Status
PLFE CUSIP 740884101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Donald Barnes Mgmt For Against Against
2 Elect William DeMilt Mgmt For Against Against
3 Elect W. Thomas Knight Mgmt For Against Against
4 Elect Herbert Kurz Mgmt For Against Against
5 Elect John McMahon Mgmt For Against Against
6 Elect Lawrence Read Mgmt For Against Against
7 Elect Lawrence Rivkin Mgmt For Against Against
8 Elect Stanley Rubin Mgmt For Against Against
9 Elect William Trust, Jr. Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PrivateBancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PVTB CUSIP 742962103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Norman Bobins Mgmt For For For
1.2 Elect Alejandro Silva Mgmt For For For
1.3 Elect James Tyree Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Amendment to Establish a Class of Mgmt For For For
Non-Voting Common Stock
5 Amendment to Authorized Preferred Mgmt For For For
Stock
- ------------------------------------------------------------------------------------------------------------------
ProAssurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jerry Brant Mgmt For For For
1.2 Elect John McMahon, Jr. Mgmt For For For
1.3 Elect William Woodhams Mgmt For For For
1.4 Elect Wilfred Yeargan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Progress Software Corporation
Ticker Security ID: Meeting Date Meeting Status
PRGS CUSIP 743312100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Set Board Size Mgmt For For For
2.1 Elect Barry Bycoff Mgmt For For For
2.2 Elect Ram Gupta Mgmt For For For
2.3 Elect Charles Kane Mgmt For For For
2.4 Elect David Krall Mgmt For For For
2.5 Elect Michael Mark Mgmt For For For
2.6 Elect Richard Reidy Mgmt For For For
3 Amendment to the 1991 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSP CUSIP 743606105 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bouligny Mgmt For For For
1.2 Elect Robert Steelhammer Mgmt For For For
1.3 Elect H. E. Timanus, Jr. Mgmt For For For
1.4 Elect Ervan Zouzalik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Provident Bankshares Corporation
Ticker Security ID: Meeting Date Meeting Status
PBKS CUSIP 743859100 04/08/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Havner, Jr. Mgmt For For For
1.2 Elect Joseph Russell, Jr. Mgmt For For For
1.3 Elect R. Wesley Burns Mgmt For For For
1.4 Elect Jennifer Dunbar Mgmt For For For
1.5 Elect Arthur Friedman Mgmt For For For
1.6 Elect James Kropp Mgmt For For For
1.7 Elect Harvey Lenkin Mgmt For For For
1.8 Elect Michael McGee Mgmt For For For
1.9 Elect Alan Pribble Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PSS World Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSSI CUSIP 69366A100 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles E. Adair Mgmt For For For
1.2 Elect Director Alvin R. Carpenter Mgmt For For For
1.3 Elect Director Stephen H. Rogers Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Caldwell Mgmt For Withhold Against
1.2 Elect William Cook Mgmt For For For
1.3 Elect Jeffry Frisby Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quality Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
QSII CUSIP 747582104 09/04/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George Bristol Mgmt For For For
1.2 Elect Director Patrick Cline Mgmt For For For
1.3 Elect Director Philip N. Kaplan Mgmt For For For
1.4 Elect Director Vincent J. Love Mgmt For For For
1.5 Elect Director Russell Pflueger Mgmt For For For
1.6 Elect Director Steven T. Plochocki Mgmt For For For
1.7 Elect Director Sheldon Razin Mgmt For For For
1.8 Elect Director Robert L. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Bylaws to Replace Definition of ShrHldr Against For Against
Independent Director
- ------------------------------------------------------------------------------------------------------------------
Quality Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
QSII CUSIP 747582104 09/04/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ahmed Hussein ShrHldr For Do Not Vote N/A
1.2 Elect Director Murray Brennan ShrHldr For Do Not Vote N/A
1.3 Elect Director Ibrahim Fawzy ShrHldr For Do Not Vote N/A
1.4 Elect Director Thomas R. DiBenedetto ShrHldr For Do Not Vote N/A
1.5 Elect Director Joseph D. Stilwell ShrHldr For Do Not Vote N/A
1.6 Elect Director Edwin Hoffman ShrHldr For Do Not Vote N/A
2 Ratify Auditors Mgmt For Do Not Vote N/A
3 Amend Bylaws to Replace Definition of ShrHldr For Do Not Vote N/A
Independent Director
- ------------------------------------------------------------------------------------------------------------------
Quanex Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 02/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Barger, Jr Mgmt For For For
1.2 Elect David Petratis Mgmt For For For
2 Performance Criteria Under the 2008 Mgmt For For For
Omnibus Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Quiksilver, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZQK CUSIP 74838C106 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Douglas Ammerman Mgmt For For For
1.2 Elect William Barnum, Jr. Mgmt For For For
1.3 Elect Charles Crowe Mgmt For For For
1.4 Elect James Ellis Mgmt For For For
1.5 Elect Charles Exon Mgmt For For For
1.6 Elect Robert McKnight Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For Against Against
Purchase Plan
3 Amendment to the 2000 Stock Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Radiant Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
RADS CUSIP 75025N102 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Clement, Jr. Mgmt For For For
1.2 Elect Alon Goren Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Radiant Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
RADS CUSIP 75025N102 10/01/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ralcorp Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAH CUSIP 751028101 07/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RC2 Corporation
Ticker Security ID: Meeting Date Meeting Status
RCRC CUSIP 749388104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Dods Mgmt For For For
2 Elect Curtis Stoelting Mgmt For For For
3 Elect John Bakalar Mgmt For For For
4 Elect John Vosicky Mgmt For For For
5 Elect Paul Purcell Mgmt For For For
6 Elect Daniel Wright Mgmt For For For
7 Elect Thomas Collinger Mgmt For For For
8 Elect Michael Merriman, Jr. Mgmt For For For
9 Elect Linda Huett Mgmt For For For
10 Elect Peter Henseler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Red Robin Gourmet Burgers, Inc.
Ticker Security ID: Meeting Date Meeting Status
RRGB CUSIP 75689M101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Taylor Simonton Mgmt For For For
1.2 Elect James Rothe Mgmt For For For
1.3 Elect Richard Howell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Regal-Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: G. Frederick Mgmt For For For
Kasten, Jr.
2 Election Of Director: Henry W. Mgmt For For For
Knueppel
3 Election Of Director: Dean A. Foate Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Baker Mgmt For For For
1.2 Elect Michael Brown Mgmt For For For
1.3 Elect Arthur Ryan Mgmt For For For
1.4 Elect George Sing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RehabCare Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHB CUSIP 759148109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Colleen Conway-Welch Mgmt For For For
1.2 Elect Christopher Hjelm Mgmt For For For
1.3 Elect Anthony Piszel Mgmt For For For
1.4 Elect Suzan Rayner Mgmt For For For
1.5 Elect Harry Rich Mgmt For For For
1.6 Elect John Short Mgmt For For For
1.7 Elect Larry Warren Mgmt For For For
1.8 Elect Theodore Wight Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Res-Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSCR CUSIP 760943100 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bloem Mgmt For For For
1.2 Elect Steven Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rewards Network Inc.
Ticker Security ID: Meeting Date Meeting Status
DINE CUSIP 761557107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Liebentritt Mgmt For For For
1.2 Elect Ronald Blake Mgmt For For For
1.3 Elect Raymond Gross Mgmt For For For
1.4 Elect F. Philip Handy Mgmt For For For
1.5 Elect Marc Particelli Mgmt For For For
1.6 Elect Michael Soenen Mgmt For For For
1.7 Elect Mark Sotir Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Reduction of Authorized Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RLI Corp.
Ticker Security ID: Meeting Date Meeting Status
RLI CUSIP 749607107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kaj Ahlmann Mgmt For For For
1.2 Elect Charles Linke Mgmt For For For
1.3 Elect Jonathan Michael Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter Boomer Mgmt For For For
1.2 Elect Charles Brennan, III Mgmt For For For
1.3 Elect Gregory Howey Mgmt For For For
1.4 Elect J. Carl Hsu Mgmt For For For
1.5 Elect Carol Jensen Mgmt For For For
1.6 Elect Eileen Kraus Mgmt For For For
1.7 Elect William Mitchell Mgmt For For For
1.8 Elect Robert Paul Mgmt For For For
1.9 Elect Robert Wachob Mgmt For For For
2 2009 Long-Term Equity Compensation Mgmt For For For
Plan
3 Amendment to the Annual Incentive Mgmt For For For
Compensation Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RTI International Metals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTI CUSIP 74973W107 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Craig Andersson Mgmt For For For
1.2 Elect Daniel Booker Mgmt For For For
1.3 Elect Donald Fusilli, Jr. Mgmt For For For
1.4 Elect Ronald Gallatin Mgmt For For For
1.5 Elect Charles Gedeon Mgmt For For For
1.6 Elect Robert Hernandez Mgmt For For For
1.7 Elect Dawne Hickton Mgmt For For For
1.8 Elect Edith Holiday Mgmt For For For
1.9 Elect Bryan Moss Mgmt For For For
1.10 Elect Michael Wellham Mgmt For For For
1.11 Elect James Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rudolph Technologies, Inc
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Paul McLaughlin Mgmt For For For
2 Elect Leo Berlinghieri Mgmt For For For
3 2009 Stock Plan Mgmt For Against Against
4 2009 Employee Stock Purchase Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Russ Berrie and Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUS CUSIP 782233100 07/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Raphael Benaroya Mgmt For For For
1.2 Elect Director Mario Ciampi Mgmt For For For
1.3 Elect Director Bruce G. Crain Mgmt For For For
1.4 Elect Director Frederick J. Horowitz Mgmt For For For
1.5 Elect Director Lauren Krueger Mgmt For For For
1.6 Elect Director Salvatore M. Salibello Mgmt For For For
1.7 Elect Director John Schaefer Mgmt For For For
1.8 Elect Director Michael Zimmerman Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Ruth's Hospitality Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUTH CUSIP 783332109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael O'Donnell Mgmt For For For
1.2 Elect Robin Selati Mgmt For For For
1.3 Elect Carla Cooper Mgmt For For For
1.4 Elect Bannus Hudson Mgmt For For For
1.5 Elect Alan Vituli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
S&T Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
STBA CUSIP 783859101 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brenzia Mgmt For For For
1.2 Elect John Delaney Mgmt For Withhold Against
1.3 Elect Michael Donnelly Mgmt For For For
1.4 Elect Frank Jones Mgmt For For For
1.5 Elect Alan Papernick Mgmt For For For
1.6 Elect Robert Rebich, Jr. Mgmt For For For
1.7 Elect Christine Toretti Mgmt For Withhold Against
1.8 Elect Charles Urtin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Safety Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFT CUSIP 78648T100 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Manning Mgmt For For For
1.2 Elect David McKown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Salix Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUSIP 795435106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Chappell Mgmt For For For
1.2 Elect Thomas D'Alonzo Mgmt For For For
1.3 Elect Richard Franco, Sr. Mgmt For For For
1.4 Elect William Keane Mgmt For For For
1.5 Elect Carolyn Logan Mgmt For For For
1.6 Elect Mark Sirgo Mgmt For For For
2 Amendment to the 2005 Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Baker, III Mgmt For For For
1.2 Elect John Bierbusse Mgmt For For For
1.3 Elect Mike Cockrell Mgmt For For For
1.4 Elect Rowan Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO CONSIDER AND ACT UPON A ShrHoldr Against Against For
STOCKHOLDER PROPOSAL REGARDING CAK .
- ------------------------------------------------------------------------------------------------------------------
ScanSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 12/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael L. Baur Mgmt For Withhold Against
1.2 Elect Director Steven R. Fischer Mgmt For For For
1.3 Elect Director James G. Foody Mgmt For For For
1.4 Elect Director Michael J. Grainger Mgmt For For For
1.5 Elect Director John P. Reilly Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
School Specialty, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHS CUSIP 807863105 08/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward C. Emma Mgmt For For For
1.2 Elect Director Jonathan J. Ledecky Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Schweitzer-Mauduit International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect K.C. Caldabaugh Mgmt For For For
1.2 Elect William Finn Mgmt For For For
2 Approval of the Annual Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SEACOR Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CKH CUSIP 811904101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect Pierre de Demandolx Mgmt For For For
1.3 Elect Richard Fairbanks, III Mgmt For For For
1.4 Elect Michael Gellert Mgmt For For For
1.5 Elect John Hadjipateras Mgmt For For For
1.6 Elect Oivind Lorentzen Mgmt For For For
1.7 Elect Andrew Morse Mgmt For For For
1.8 Elect Christopher Regan Mgmt For For For
1.9 Elect Stephen Stamas Mgmt For For For
1.10 Elect Steven Webster Mgmt For For For
1.11 Elect Steven Wisch Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2007 Share Incentive Mgmt For For For
Plan
5 Management Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Secure Computing Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 813705100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Selective Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGI CUSIP 816300107 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A. David Brown Mgmt For For For
1.2 Elect S. Griffin McClellan III Mgmt For For For
1.3 Elect J. Brian Thebault Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr For For For
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Senior Housing Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SNH CUSIP 81721M109 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Somers Mgmt For For For
1.2 Elect Barry Portnoy Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shuffle Master, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP 825549108 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Garry Saunders Mgmt For For For
1.2 Elect Louis Castle Mgmt For For For
1.3 Elect Phillip Peckman Mgmt For For For
1.4 Elect John Bailey Mgmt For For For
1.5 Elect William Warner Mgmt For For For
1.6 Elect Khatchig Zaven "Chris" Mgmt For For For
Philibbosian
1.7 Elect Timothy Parrott Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SI International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 78427V102 11/13/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Byrne Mgmt For For For
1.2 Elect Alfonse D'Amato Mgmt For For For
1.3 Elect Jeffrey Meshel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY (NON-BINDING) VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------
Simpson Manufacturing Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
SSD CUSIP 829073105 04/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barclay Simpson Mgmt For Withhold Against
1.2 Elect Jennifer Chatman Mgmt For For For
1.3 Elect Robin MacGillivray Mgmt For For For
2 Clerical Amendment to 2008 Proxy Mgmt For For For
Statement
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Skechers U.S.A., Inc.
Ticker Security ID: Meeting Date Meeting Status
SKX CUSIP 830566105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Greenberg Mgmt For Withhold Against
1.2 Elect Morton Erlich Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
Skyline Corporation
Ticker Security ID: Meeting Date Meeting Status
SKY CUSIP 830830105 09/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Arthur J. Decio Mgmt For For For
1.2 Elect Director Thomas G. Deranek Mgmt For For For
1.3 Elect Director John C. Firth Mgmt For For For
1.4 Elect Director Jerry Hammes Mgmt For For For
1.5 Elect Director Ronald F. Kloska Mgmt For Withhold Against
1.6 Elect Director William H. Lawson Mgmt For For For
1.7 Elect Director David T. Link Mgmt For For For
1.8 Elect Director Andrew J. McKenna Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP 830879102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jerry Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect J. Ralph Atkin Mgmt For For For
1.4 Elect Margaret Billson Mgmt For For For
1.5 Elect Ian Cumming Mgmt For For For
1.6 Elect Henry Eyring Mgmt For For For
1.7 Elect Robert Sarver Mgmt For For For
1.8 Elect Steven Udvar-Hazy Mgmt For For For
1.9 Elect James Welch Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Balakrishnan Iyer Mgmt For For For
1.2 Elect Thomas Leonard Mgmt For For For
1.3 Elect Robert Schriesheim Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Smith Micro Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMSI CUSIP 832154108 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William W. Smith, Jr. Mgmt For For For
1.2 Elect Director William C. Keiper Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Sonic Solutions
Ticker Security ID: Meeting Date Meeting Status
SNIC CUSIP 835460106 12/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Doris Mgmt For For For
1.2 Elect Director Robert M. Greber Mgmt For For For
1.3 Elect DirectorPeter J. Marguglio Mgmt For For For
1.4 Elect Director Mary C. Sauer Mgmt For For For
1.5 Elect Director R. Warren Langley Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
South Jersey Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SJI CUSIP 838518108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Shirli Billings Mgmt For For For
1.2 Elect Joseph Petrowski Mgmt For For For
1.3 Elect Shirli Billings Mgmt For For For
1.4 Elect Thomas Bracken Mgmt For For For
1.5 Elect Sheila Hartnett-Devlin Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwest Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
SWX CUSIP 844895102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Biehl Mgmt For For For
1.2 Elect Robert Boughner Mgmt For For For
1.3 Elect Thomas Chestnut Mgmt For For For
1.4 Elect Stephen Comer Mgmt For For For
1.5 Elect Richard Gardner Mgmt For For For
1.6 Elect LeRoy Hanneman, Jr. Mgmt For For For
1.7 Elect James Kropid Mgmt For For For
1.8 Elect Michael Maffie Mgmt For For For
1.9 Elect Anne Mariucci Mgmt For For For
1.10 Elect Michael Melarkey Mgmt For For For
1.11 Elect Jeffrey Shaw Mgmt For For For
1.12 Elect Thomas Thomas Mgmt For For For
1.13 Elect Terrence Wright Mgmt For For For
2 Management Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sovran Self Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSS CUSIP 84610H108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Attea Mgmt For For For
1.2 Elect Kenneth Myszka Mgmt For For For
1.3 Elect John Burns Mgmt For For For
1.4 Elect Anthony Gammie Mgmt For For For
1.5 Elect Charles Lannon Mgmt For For For
1.6 Elect James Boldt Mgmt For For For
2 2009 Outside Directors' Stock Option Mgmt For For For
and Award Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Kaczmarek Mgmt For For For
1.2 Elect John Sztykiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Spartan Stores, Inc
Ticker Security ID: Meeting Date Meeting Status
SPTN CUSIP 846822104 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Elizabeth A. Nickels Mgmt For For For
1.2 Elect Director Kenneth T. Stevens Mgmt For For For
1.3 Elect Director James F. Wright Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Spherion Corporation
Ticker Security ID: Meeting Date Meeting Status
SFN CUSIP 848420105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Evans Mgmt For For For
1.2 Elect Roy Krause Mgmt For For For
1.3 Elect Barbara Pellow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SPSS Inc.
Ticker Security ID: Meeting Date Meeting Status
SPSS CUSIP 78462K102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Noonan Mgmt For For For
1.2 Elect Michael Blair Mgmt For For For
1.3 Elect Patricia Morrison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
St. Mary Land & Exploration Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 792228108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Baumann Mgmt For For For
1.2 Elect Anthony Best Mgmt For For For
1.3 Elect Larry Bickle Mgmt For For For
1.4 Elect William Gardiner Mgmt For For For
1.5 Elect Julio Quintana Mgmt For For For
1.6 Elect John Seidl Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
2 Amendment to the Equity Incentive Mgmt For Against Against
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stage Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGE CUSIP 85254C305 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Barocas Mgmt For For For
2 Elect Michael Glazer Mgmt For For For
3 Elect Andrew Hall Mgmt For For For
4 Elect John Mentzer Mgmt For For For
5 Elect William Montgoris Mgmt For For For
6 Elect Sharon Mosse Mgmt For For For
7 Elect James Scarborough Mgmt For For For
8 Elect David Schwartz Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2008 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Stamps.com Inc.
Ticker Security ID: Meeting Date Meeting Status
STMP CUSIP 852857200 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Bradford Jones Mgmt For For For
1.2 Elect Lloyd Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Microsystems Corp.
Ticker Security ID: Meeting Date Meeting Status
SMSC CUSIP 853626109 07/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steven J. Bilodeau Mgmt For For For
1.2 Elect Director Peter F. Dicks Mgmt For For For
1.3 Elect Director Stephen C. McCluski Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Motor Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMP CUSIP 853666105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Gerrity Mgmt For For For
1.2 Elect Pamela Forbes Lieberman Mgmt For For For
1.3 Elect Arthur Sills Mgmt For For For
1.4 Elect Lawrence Sills Mgmt For For For
1.5 Elect Peter Sills Mgmt For For For
1.6 Elect Frederick Sturdivant Mgmt For For For
1.7 Elect William Turner Mgmt For For For
1.8 Elect Richard Ward Mgmt For For For
1.9 Elect Roger Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Pacific Corp.
Ticker Security ID: Meeting Date Meeting Status
SPF CUSIP 85375C101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Foell Mgmt For For For
1.2 Elect Kenneth Campbell Mgmt For For For
1.3 Elect James Doti Mgmt For For For
1.4 Elect Douglas Jacobs Mgmt For For For
1.5 Elect F. Patt Schiewitz Mgmt For For For
1.6 Elect Bruce Choate Mgmt For For For
1.7 Elect David Matlin Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Pacific Corp.
Ticker Security ID: Meeting Date Meeting Status
SPF CUSIP 85375C101 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Conversion of Securities Mgmt For For For
2 Amend Articles of Incorporation Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Register Co.
Ticker Security ID: Meeting Date Meeting Status
SR CUSIP 853887107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bailis Mgmt For For For
1.2 Elect Roy Begley, Jr. Mgmt For For For
1.3 Elect F. David Clarke, III Mgmt For For For
1.4 Elect Michael Kohlsdorf Mgmt For For For
1.5 Elect R. Eric McCarthey Mgmt For For For
1.6 Elect Joseph Morgan Mgmt For For For
1.7 Elect John Schiff, Jr. Mgmt For For For
1.8 Elect John Sherman, II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Standex International Corp.
Ticker Security ID: Meeting Date Meeting Status
SXI CUSIP 854231107 10/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gerald H. Fickenscher Mgmt For For For
1.2 Elect Director Thomas E. Chorman Mgmt For For For
1.3 Elect Director Roger L. Fix Mgmt For For For
1.4 Elect Director Daniel B. Hogan Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
StarTek, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRT CUSIP 85569C107 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ed Zschau Mgmt For For For
1.2 Elect P. Kay Norton Mgmt For For For
1.3 Elect Albert Yates Mgmt For For For
1.4 Elect A. Laurence Jones Mgmt For For For
1.5 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steak N Shake Co.
Ticker Security ID: Meeting Date Meeting Status
SNS CUSIP 857873103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sardar Biglari Mgmt For For For
1.2 Elect Philip Cooley Mgmt For For For
1.3 Elect Ruth Person Mgmt For For For
1.4 Elect William Regan, Jr. Mgmt For For For
1.5 Elect John Ryan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stein Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMRT CUSIP 858375108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ralph Alexander Mgmt For For For
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect Irwin Cohen Mgmt For For For
1.4 Elect Susan Falk Mgmt For For For
1.5 Elect Linda Farthing Mgmt For For For
1.6 Elect Mitchell Legler Mgmt For For For
1.7 Elect Richard Sisisky Mgmt For For For
1.8 Elect Jay Stein Mgmt For For For
1.9 Elect Martin Stein, Jr. Mgmt For For For
1.10 Elect David Stovall, Jr. Mgmt For For For
1.11 Elect John Williams, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the Management Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Stepan Company
Ticker Security ID: Meeting Date Meeting Status
SCL CUSIP 858586100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Hendrickson Mgmt For For For
1.2 Elect Gregory Lawton Mgmt For For For
2 Management Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sterling Bancorp
Ticker Security ID: Meeting Date Meeting Status
STL CUSIP 859158107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Abrams Mgmt For For For
1.2 Elect Joseph Adamko Mgmt For For For
1.3 Elect Louis Cappelli Mgmt For For For
1.4 Elect Fernando Ferrer Mgmt For For For
1.5 Elect Allan Hershfield Mgmt For For For
1.6 Elect Henry Humphreys Mgmt For For For
1.7 Elect Robert Lazar Mgmt For For For
1.8 Elect John Millman Mgmt For For For
1.9 Elect Eugene Rossides Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sterling Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBIB CUSIP 858907108 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Hatcher Mgmt For Withhold Against
1.2 Elect Raimundo Riojas E. Mgmt For For For
1.3 Elect Dan Tutcher Mgmt For For For
1.4 Elect Sheldon Oster Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
Sterling Financial Corporation (PA)
Ticker Security ID: Meeting Date Meeting Status
STSA CUSIP 859319105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Katherine Anderson Mgmt For For For
1.2 Elect Ellen Boyer Mgmt For For For
1.3 Elect William Eisenhart Mgmt For For For
1.4 Elect Donald Lukes Mgmt For For For
1.5 Elect Michael Reuling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Stewart Information Services Corporation
Ticker Security ID: Meeting Date Meeting Status
STC CUSIP 860372101 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Catherine Allen Mgmt For For For
1.2 Elect Robert Clarke Mgmt For For For
1.3 Elect E. Douglas Hodo Mgmt For For For
1.4 Elect Laurie Moore Mgmt For For For
1.5 Elect W. Arthur Porter Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 2008 Strategic Incentive Pool Plan Mgmt For For For
4 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Dill Mgmt For For For
1.2 Elect Richard Ford Mgmt For For For
1.3 Elect Richard Himelfarb Mgmt For For For
1.4 Elect James Zemlyak Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stone Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
SGY CUSIP 861642106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bernhard Mgmt For For For
1.2 Elect Peter Kinnear Mgmt For For For
1.3 Elect Donald Powell Mgmt For For For
1.4 Elect Kay Priestly Mgmt For For For
1.5 Elect David Voelker Mgmt For For For
1.6 Elect David Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2009 Stock Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Stone Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
SGY CUSIP 861642106 08/27/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
- ------------------------------------------------------------------------------------------------------------------
Stratasys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP 862685104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Scott Crump Mgmt For For For
1.2 Elect Ralph Crump Mgmt For For For
1.3 Elect Edward Fierko Mgmt For For For
1.4 Elect John McEleney Mgmt For For For
1.5 Elect Clifford Schwieter Mgmt For For For
1.6 Elect Gregory Wilson Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sturm, Ruger & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGR CUSIP 864159108 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Service Mgmt For For For
1.2 Elect Michael Fifer Mgmt For For For
1.3 Elect John Cosentino, Jr. Mgmt For For For
1.4 Elect C. Michael Jacobi Mgmt For For For
1.5 Elect John Kingsley, Jr. Mgmt For For For
1.6 Elect Stephen Merkel Mgmt For For For
1.7 Elect Ronald Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sunrise Senior Living Inc.
Ticker Security ID: Meeting Date Meeting Status
SRZ CUSIP 86768K106 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glyn F. Aeppel Mgmt For For For
1.2 Elect Director David I. Fuente Mgmt For For For
1.3 Elect Director Stephen D. Harlan Mgmt For For For
2 Declassify the Board of Directors Mgmt For For For
3 Provide Directors May Be Removed With Mgmt For For For
or Without Cause
4 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Superior Industries International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUP CUSIP 868168105 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip Colburn Mgmt For For For
1.2 Elect Margaret Dano Mgmt For For For
2 Change in Board Size Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Superior Well Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWSI CUSIP 86837X105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Mendicino Mgmt For For For
1.2 Elect Mark Snyder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Susquehanna Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUSQ CUSIP 869099101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Agnone, Sr. Mgmt For For For
1.2 Elect Bruce Hepburn Mgmt For For For
1.3 Elect Scott Newkam Mgmt For For For
1.4 Elect M. Zev Rose Mgmt For For For
1.5 Elect Christine Sears Mgmt For For For
1.6 Elect Roger Wiest Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For For For
Compensation Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Swift Energy Company
Ticker Security ID: Meeting Date Meeting Status
SFY CUSIP 870738101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clyde Smith, Jr. Mgmt For For For
1.2 Elect Terry Swift Mgmt For For For
1.3 Elect Charles Swindells Mgmt For For For
2 Amendment to the 2005 Stock Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SWS Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWS CUSIP 78503N107 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don A. Buchholz Mgmt For For For
1.2 Elect Director Donald W. Hultgren Mgmt For For For
1.3 Elect Director Robert A. Buchholz Mgmt For For For
1.4 Elect Director Brodie L. Cobb Mgmt For For For
1.5 Elect Director I.D. Flores III Mgmt For Withhold Against
1.6 Elect Director Larry A. Jobe Mgmt For For For
1.7 Elect Director Dr. R. Jan LeCroy Mgmt For For For
1.8 Elect Director Frederick R. Meyer Mgmt For For For
1.9 Elect Director Dr. Mike Moses Mgmt For For For
1.10 Elect Director Jon L. Mosle, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sykes Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYKE CUSIP 871237103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Sykes Mgmt For For For
1.2 Elect William Meurer Mgmt For For For
1.3 Elect Furman Bodenheimer, Jr. Mgmt For For For
2 Amendment to the 2004 Non-employee Mgmt For For For
Director Fee Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Symmetricom, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYMM CUSIP 871543104 10/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert T. Clarkson Mgmt For For For
1.2 Elect Director Thomas W. Steipp Mgmt For For For
1.3 Elect Director Alfred Boschulte Mgmt For For For
1.4 Elect Director James A. Chiddix Mgmt For For For
1.5 Elect Director Elizabeth A. Fetter Mgmt For For For
1.6 Elect Director Robert J. Stanzione Mgmt For For For
1.7 Elect Director Robert M. Neumeister, Mgmt For For For
Jr
1.8 Elect Director Richard W. Oliver Mgmt For For For
1.9 Elect Director Richard N. Snyder Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Symmetry Medical Inc.
Ticker Security ID: Meeting Date Meeting Status
SMA CUSIP 871546206 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Krelle Mgmt For For For
1.2 Elect Thomas Chorman Mgmt For For For
1.3 Elect Robert Deuster Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Synaptics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Francis F. Lee Mgmt For For For
1.2 Elect Director Richard L. Sanquini Mgmt For For For
1.3 Elect Director Nelson C. Chan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Huang Mgmt For For For
1.2 Elect Kevin M. Murai Mgmt For For For
1.3 Elect Matthew Miau Mgmt For Withhold Against
1.4 Elect Fred Breidenbach Mgmt For For For
1.5 Elect Gregory Quesnel Mgmt For For For
1.6 Elect Dwight Steffensen Mgmt For For For
1.7 Elect James Van Horne Mgmt For For For
1.8 Elect Duane Zitzner Mgmt For For For
2 Amendment of the 2003 Employee Stock Mgmt For For For
Purchase Plan
3 APPROVAL OF 2009 PROFIT SHARING PLAN Mgmt For For For
FOR SECTION 16(B) OFFICERS.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 08/19/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ben Feder Mgmt For For For
1.2 Elect Strauss Zelnick Mgmt For For For
1.3 Elect Robert Bowman Mgmt For For For
1.4 Elect Grover Brown Mgmt For For For
1.5 Elect Michael Dornemann Mgmt For For For
1.6 Elect John Levy Mgmt For Withhold Against
1.7 Elect J Moses Mgmt For For For
1.8 Elect Michael Sheresky Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Increase in Authorized Shares Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 A STOCKHOLDER PROPOSAL, IF PROPERLY ShrHoldr Against Against For
PRESENTED AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------
Taleo Corporation
Ticker Security ID: Meeting Date Meeting Status
TLEO CUSIP 87424N104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Bloom Mgmt For For For
1.2 Elect Greg Santora Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Technitrol, Inc.
Ticker Security ID: Meeting Date Meeting Status
TNL CUSIP 878555101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Barton Mgmt For Withhold Against
1.2 Elect John Burrows, Jr. Mgmt For Withhold Against
1.3 Elect James Papada lll Mgmt For Withhold Against
2 Authorization of Additional Series of Mgmt For For For
Capital Stock
- ------------------------------------------------------------------------------------------------------------------
Tekelec
Ticker Security ID: Meeting Date Meeting Status
TKLC CUSIP 879101103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Buckly Mgmt For For For
1.2 Elect Hubert de Pesquidoux Mgmt For For For
1.3 Elect Mark Floyd Mgmt For For For
1.4 Elect Martin Kaplan Mgmt For For For
1.5 Elect David Laube Mgmt For For For
1.6 Elect Carol Mills Mgmt For For For
1.7 Elect Franco Plastina Mgmt For For For
1.8 Elect Krish Prabhu Mgmt For For For
1.9 Elect Michael Ressner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teledyne Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDY CUSIP 879360105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Simon Lorne Mgmt For For For
1.2 Elect Paul Miller Mgmt For For For
1.3 Elect Wesley von Schack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dan Batrack Mgmt For For For
1.2 Elect Hugh Grant Mgmt For For For
1.3 Elect Patrick Haden Mgmt For For For
1.4 Elect J. Christopher Lewis Mgmt For For For
1.5 Elect Albert Smith Mgmt For For For
1.6 Elect J. Kenneth Thompson Mgmt For For For
1.7 Elect Richard Truly Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 TO APPROVE THE AMENDMENT OF OUR 2005 Mgmt For For For
EQUITY INCENTIVE PLAN.
4 TO APPROVE OUR EXECUTIVE COMPENSATION Mgmt For For For
PLAN.
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TETRA Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTI CUSIP 88162F105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stuart Brightman Mgmt For For For
1.2 Elect Paul Coombs Mgmt For For For
1.3 Elect Ralph Cunningham Mgmt For Withhold Against
1.4 Elect Tom Delimitros Mgmt For For For
1.5 Elect Geoffrey Hertel Mgmt For For For
1.6 Elect Allen McInnes Mgmt For For For
1.7 Elect Kenneth Mitchell Mgmt For For For
1.8 Elect William Sullivan Mgmt For For For
1.9 Elect Kenneth White, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Texas Roadhouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
TXRH CUSIP 882681109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Hart Mgmt For For For
1.2 Elect W. Kent Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Finish Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
FINL CUSIP 317923100 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Alan H. Cohen Mgmt For Against Against
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Marcus Corp.
Ticker Security ID: Meeting Date Meeting Status
MCS CUSIP 566330106 10/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen H. Marcus Mgmt For Withhold Against
1.2 Elect Director Diane Marcus Gershowitz Mgmt For Withhold Against
1.3 Elect Director Daniel F McKeithan, Jr Mgmt For For For
1.4 Elect Director Allan H. Selig Mgmt For Withhold Against
1.5 Elect Director Timothy E. Hoeksema Mgmt For For For
1.6 Elect Director Bruce J. Olson Mgmt For Withhold Against
1.7 Elect Director Philip L. Milstein Mgmt For For For
1.8 Elect Director Bronson J. Haase Mgmt For For For
1.9 Elect Director James D. Ericson Mgmt For For For
1.10 Elect Director Gregory S. Marcus Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
The Men's Wearhouse Inc.
Ticker Security ID: Meeting Date Meeting Status
MW CUSIP 587118100 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Zimmer Mgmt For For For
1.2 Elect David Edwab Mgmt For For For
1.3 Elect Rinaldo Brutoco Mgmt For For For
1.4 Elect Michael Ray Mgmt For For For
1.5 Elect Sheldon Stein Mgmt For For For
1.6 Elect Deepak Chopra Mgmt For For For
1.7 Elect William Sechrest Mgmt For For For
1.8 Elect Larry Katzen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Theragenics Corporation
Ticker Security ID: Meeting Date Meeting Status
TGX CUSIP 883375107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Dahlberg Mgmt For For For
1.2 Elect C. David Moody Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
THQ Inc.
Ticker Security ID: Meeting Date Meeting Status
THQI CUSIP 872443403 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian J. Farrell Mgmt For For For
1.2 Elect Director Lawrence Burstein Mgmt For For For
1.3 Elect Director Henry T. DeNero Mgmt For For For
1.4 Elect Director Brian P. Dougherty Mgmt For For For
1.5 Elect Director Jeffrey W. Griffiths Mgmt For For For
1.6 Elect Director Gary E. Rieschel Mgmt For For For
1.7 Elect Director James L. Whims Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tompkins Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TMP CUSIP 890110109 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell Achzet Mgmt For For For
1.2 Elect John Alexander Mgmt For Withhold Against
1.3 Elect Daniel Fessenden Mgmt For For For
1.4 Elect James W. Fulmer Mgmt For For For
1.5 Elect James R. Hardie Mgmt For For For
1.6 Elect Elizabeth Harrison Mgmt For For For
1.7 Elect Patricia Johnson Mgmt For For For
1.8 Elect Hunter R. Rawlings, III Mgmt For Withhold Against
1.9 Elect Thomas Rochon Mgmt For For For
1.10 Elect Stephen Romaine Mgmt For For For
1.11 Elect Thomas R. Salm Mgmt For For For
1.12 Elect Craig Yunker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Equity Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Janet Cooper Mgmt For For For
1.2 Elect Gary Ellis Mgmt For For For
1.3 Elect Gregg Steinhafel Mgmt For For For
2 Amendment to the 2000 Directors Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TradeStation Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRAD CUSIP 89267P105 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denise Dickins Mgmt For For For
1.2 Elect Michael Fipps Mgmt For For For
1.3 Elect Nathan Leight Mgmt For For For
1.4 Elect Salomon Sredni Mgmt For For For
1.5 Elect Charles Wright Mgmt For For For
2 Amendment to the Director Stock Mgmt For Against Against
Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tredegar Corporation
Ticker Security ID: Meeting Date Meeting Status
TG CUSIP 894650100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Austin Brockenbrough, III Mgmt For For For
1.2 Elect William Gottwald Mgmt For For For
1.3 Elect Richard Morrill Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank O'Connell Mgmt For For For
1.2 Elect Terdema Ussery, II Mgmt For For For
2 Ratification Of Selection Of Deloitte Mgmt For For For
& Touche Llp As Independent Auditors.
3 Increase in Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
TriQuint Semiconductor, Inc.
Ticker Security ID: Meeting Date Meeting Status
TQNT CUSIP 89674K103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Gary Mgmt For For For
1.2 Elect C. Scott Gibson Mgmt For For For
1.3 Elect Nicolas Kauser Mgmt For For For
1.4 Elect Ralph Quinsey Mgmt For For For
1.5 Elect Walden Rhines Mgmt For For For
1.6 Elect Steven Sharp Mgmt For For For
1.7 Elect Willis Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Amendments to Articles of Association Mgmt For For For
Regarding Director and Officer
Indemnification
5 2009 Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
True Religion Apparel, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLG CUSIP 89784N104 10/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey Lubell Mgmt For For For
1.2 Elect Director Joseph Coulombe Mgmt For For For
1.3 Elect Director G. Louis Graziadio, III Mgmt For Withhold Against
1.4 Elect Director Robert L. Harris, II Mgmt For For For
1.5 Elect Director Mark S. Maron Mgmt For For For
2 Approve Executive Incentive Bonus Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TrueBlue, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBI CUSIP 89785X101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Cooper Mgmt For For For
2 Elect Thomas McChesney Mgmt For For For
3 Elect Gates McKibbin Mgmt For For For
4 Elect Joseph Sambataro, Jr. Mgmt For For For
5 Elect William Steele Mgmt For For For
6 Elect Robert Sullivan Mgmt For For For
7 Elect Craig Tall Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TrustCo Bank Corp NY
Ticker Security ID: Meeting Date Meeting Status
TRST CUSIP 898349105 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Maggs Mgmt For Withhold Against
1.2 Elect Robert McCormick Mgmt For Withhold Against
1.3 Elect William Purdy Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TTM Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTMI CUSIP 87305R109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Klatell Mgmt For For For
1.2 Elect John Mayer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tuesday Morning Corp.
Ticker Security ID: Meeting Date Meeting Status
TUES CUSIP 899035505 11/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bruce A. Quinnell Mgmt For Withhold Against
1.2 Elect Director Kathleen Mason Mgmt For Withhold Against
1.3 Elect Director William J. Hunckler, Mgmt For Withhold Against
III
1.4 Elect Director Robin P. Selati Mgmt For Withhold Against
1.5 Elect Director Starlette Johnson Mgmt For For For
1.6 Elect Director Benjamin D. Chereskin Mgmt For Withhold Against
1.7 Elect Director David B. Green Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tween Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWB CUSIP 901166108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Elizabeth Eveillard Mgmt For For For
1.2 Elect Fredric Roberts Mgmt For For For
2 Reapproval of the Incentive Mgmt For For For
Compensation Performance Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tyler Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TYL CUSIP 902252105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Brattain Mgmt For For For
1.2 Elect J. Luther King, Jr. Mgmt For For For
1.3 Elect John S. Marr, Jr. Mgmt For For For
1.4 Elect G. Stuart Reeves Mgmt For For For
1.5 Elect Michael D. Richards Mgmt For For For
1.6 Elect Dustin Womble Mgmt For For For
1.7 Elect John Yeaman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UCBH Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCBH CUSIP 90262T308 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Howard Hoover Mgmt For For For
2 Elect Joseph Jou Mgmt For For For
3 Elect David Ng Mgmt For For For
4 Elect Daniel Riley Mgmt For For For
5 Elect Qingyuan Wan Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UIL Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UIL CUSIP 902748102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thelma Albright Mgmt For For For
1.2 Elect Marc Breslawsky Mgmt For For For
1.3 Elect Arnold Chase Mgmt For For For
1.4 Elect Betsy Henley-Cohn Mgmt For For For
1.5 Elect John Lahey Mgmt For For For
1.6 Elect F. Patrick McFadden, Jr. Mgmt For For For
1.7 Elect Daniel Miglio Mgmt For For For
1.8 Elect William Murdy Mgmt For For For
1.9 Elect Donald Shassian Mgmt For For For
1.10 Elect James Thomas Mgmt For For For
1.11 Elect James Torgerson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ultratech Inc.
Ticker Security ID: Meeting Date Meeting Status
UTEK CUSIP 904034105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joel F. Gemunder Mgmt For For For
1.2 Elect Director Nicholas Konidaris Mgmt For For For
1.3 Elect Director Rick Timmins Mgmt For For For
1.4 Elect Director Arthur W. Zafiropoulo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors ShrHldr Against For Against
4 Adopt Policy for Engagement With ShrHldr Against For Against
Proponents of Shareholder Proposals
Supported by a Majority Vote
- ------------------------------------------------------------------------------------------------------------------
UMB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
UMBF CUSIP 902788108 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Mariner Kemper Mgmt For For For
1.2 Elect John Mize, Jr. Mgmt For For For
1.3 Elect Thomas Sanders Mgmt For For For
1.4 Elect L. Joshua Sosland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Angell Mgmt For For For
1.2 Elect Raymond Davis Mgmt For For For
1.3 Elect Allyn Ford Mgmt For For For
1.4 Elect David Frohnmayer Mgmt For For For
1.5 Elect Stephen Gambee Mgmt For For For
1.6 Elect Dan Giustina Mgmt For For For
1.7 Elect Jose Hermocillo Mgmt For For For
1.8 Elect William Lansing Mgmt For For For
1.9 Elect Diane Miller Mgmt For For For
1.10 Elect Bryan Timm Mgmt For For For
1.11 Elect Frank Whittaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
UniSource Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
UNS CUSIP 909205106 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Bonavia Mgmt For For For
1.2 Elect Lawrence Aldrich Mgmt For For For
1.3 Elect Barbara Baumann Mgmt For For For
1.4 Elect Larry Bickle Mgmt For For For
1.5 Elect Elizabeth Bilby Mgmt For For For
1.6 Elect Harold Burlingame Mgmt For For For
1.7 Elect John Carter Mgmt For For For
1.8 Elect Robert Elliott Mgmt For For For
1.9 Elect Daniel Fessler Mgmt For For For
1.10 Elect Louise Francesconi Mgmt For For For
1.11 Elect Warren Jobe Mgmt For For For
1.12 Elect Ramiro Peru Mgmt For For For
1.13 Elect Gregory Pivirotto Mgmt For For For
1.14 Elect Joaquin Ruiz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Adams Mgmt For For For
1.2 Elect Robert Astorg Mgmt For For For
1.3 Elect W. Gaston Caperton, III Mgmt For Withhold Against
1.4 Elect Lawrence Doll Mgmt For For For
1.5 Elect Theodore Georgelas Mgmt For Withhold Against
1.6 Elect F. T. Graff, Jr. Mgmt For For For
1.7 Elect John McMahon Mgmt For For For
1.8 Elect J. Paul McNamara Mgmt For For For
1.9 Elect G. Ogden Nutting Mgmt For For For
1.10 Elect William Pitt, III Mgmt For For For
1.11 Elect Donald Unger Mgmt For For For
1.12 Elect Mary Weddle Mgmt For For For
1.13 Elect Gary White Mgmt For For For
1.14 Elect P. Clinton Winter, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Stock Mgmt For For For
2 Adjourn Meeting Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
United Fire & Casualty Company
Ticker Security ID: Meeting Date Meeting Status
UFCS CUSIP 910331107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Drahozal Mgmt For For For
1.2 Elect Jack Evans Mgmt For For For
1.3 Elect Thomas Hanley Mgmt For For For
1.4 Elect George Milligan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Natural Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNFI CUSIP 911163103 12/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael S. Funk Mgmt For For For
1.2 Elect Director James P. Heffernan Mgmt For For For
1.3 Elect Director Steven L. Spinner Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Adopt ILO Based Code of Conduct ShrHldr Against Abstain N/A
- ------------------------------------------------------------------------------------------------------------------
United Online, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNTD CUSIP 911268100 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Armstrong Mgmt For For For
1.2 Elect Dennis Holt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Stationers Inc.
Ticker Security ID: Meeting Date Meeting Status
USTR CUSIP 913004107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Connors Mgmt For For For
1.2 Elect Charles Crovitz Mgmt For For For
1.3 Elect Frederick Hegi, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Universal Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Arling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dan Dutton Mgmt For For For
1.2 Elect William Payne Mgmt For For For
1.3 Elect Louis Smith Mgmt For For For
2 Amendment to the 1999 Long Term Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Urstadt Biddle Properties Inc
Ticker Security ID: Meeting Date Meeting Status
UBP CUSIP 917286205 03/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kevin Bannon Mgmt For For For
1.2 Elect Robert Douglass Mgmt For For For
1.3 Elect George Lawrence Mgmt For For For
1.4 Elect Charles J. Urstadt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Valmont Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
VMI CUSIP 920253101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Daniel Neary Mgmt For For For
1.3 Elect Kenneth Stinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Varian Semiconductor Equipment Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSEA CUSIP 922207 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Dickerson Mgmt For For For
1.2 Elect Robert Dutton Mgmt For For For
2 Approve An Amendment To The Amended Mgmt For For For
And Restated 2006 Stock Incentive
Plan.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Braun Mgmt For For For
1.2 Elect Richard D'Amore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Viad Corp.
Ticker Security ID: Meeting Date Meeting Status
VVI CUSIP 92552R406 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Boggan Jr. Mgmt For For For
2 Elect Richard H. Dozer Mgmt For For For
3 Elect Robert Munzenrider Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ViaSat, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSAT CUSIP 92552V100 10/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mark D. Dankberg Mgmt For For For
1.2 Elect Director Michael B. Targoff Mgmt For Withhold Against
1.3 Elect Director Harvey P. White Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vicor Corporation
Ticker Security ID: Meeting Date Meeting Status
VICR CUSIP 925815102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Samuel Anderson Mgmt For Withhold Against
1.2 Elect Estia Eichten Mgmt For Withhold Against
1.3 Elect Barry Kelleher Mgmt For Withhold Against
1.4 Elect David Riddiford Mgmt For Withhold Against
1.5 Elect James Simms Mgmt For Withhold Against
1.6 Elect Claudio Tuozzolo Mgmt For Withhold Against
1.7 Elect Patrizio Vinciarelli Mgmt For Withhold Against
1.8 Elect Jason Carlson Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------
ViroPharma Incorporated
Ticker Security ID: Meeting Date Meeting Status
VPHM CUSIP 928241108 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Brooke Mgmt For For For
1.2 Elect Michael Dougherty Mgmt For For For
1.3 Elect Robert Glaser Mgmt For For For
2 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vital Signs, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 928469105 10/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Volcom, Inc.
Ticker Security ID: Meeting Date Meeting Status
VLCM CUSIP 92864N101 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rene Woolcott Mgmt For For For
1.2 Elect Richard Woolcott Mgmt For For For
1.3 Elect Douglas Ingram Mgmt For For For
1.4 Elect Anthony Palma Mgmt For For For
1.5 Elect Joseph Tyson Mgmt For For For
1.6 Elect Carl Womack Mgmt For For For
1.7 Elect Kevin Wulff Mgmt For For For
2 Amendment to the 2005 Incentive Award Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Volt Information Sciences
Ticker Security ID: Meeting Date Meeting Status
VOL CUSIP 928703107 03/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Theresa Havell Mgmt For For For
1.2 Elect Deborah Shaw Mgmt For Withhold Against
1.3 Elect William Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Giromini Mgmt For For For
2 Elect Martin Jischke Mgmt For For For
3 Elect J.D. Kelly Mgmt For For For
4 Elect Stephanie Kushner Mgmt For For For
5 Elect Larry Magee Mgmt For For For
6 Elect Scott Sorensen Mgmt For For For
7 Elect Ronald Stewart Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Geo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEO CUSIP 36159R103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wayne Calabrese Mgmt For For For
1.2 Elect Norman Carlson Mgmt For For For
1.3 Elect Anne Foreman Mgmt For For For
1.4 Elect Richard Glanton Mgmt For For For
1.5 Elect John Palms Mgmt For For For
1.6 Elect John Perzel Mgmt For For For
1.7 Elect George Zoley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE AN AMENDMENT TO THE GEO Mgmt For For For
GROUP, INC. 2006 STOCK INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Semi-Annual Disclosure of Political
Contributions
- ------------------------------------------------------------------------------------------------------------------
Watsco Inc.
Ticker Security ID: Meeting Date Meeting Status
WSOB CUSIP 942622200 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Berner, III Mgmt For For For
1.2 Elect Denise Dickins Mgmt For For For
1.3 Elect Gary Tapella Mgmt For For For
2 Amendment to the 2001 Incentive Mgmt For For For
Compensation Plan
3 Amendment to the Articles of Mgmt For For For
Incorporation
4 Authorization of Preferred Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Watson Wyatt Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WW CUSIP 942712100 11/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director John J. Gabarro Mgmt For For For
2 Elect Director John J. Haley Mgmt For For For
3 Elect Director R. Michael McCullough Mgmt For For For
4 Elect Director Brendan R. O'Neill Mgmt For For For
5 Elect Director Linda D. Rabbitt Mgmt For For For
6 Elect Director Gilbert T. Ray Mgmt For For For
7 Elect Director John C. Wright Mgmt For For For
8 Ratify Auditors Mgmt For For For
9 Amend Deferred Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Watts Water Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTS CUSIP 942749102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Ayers Mgmt For For For
1.2 Elect Kennett Burnes Mgmt For For For
1.3 Elect Richard Cathcart Mgmt For For For
1.4 Elect Timothy Horne Mgmt For For For
1.5 Elect Ralph Jackson, Jr. Mgmt For For For
1.6 Elect Kenneth McAvoy Mgmt For For For
1.7 Elect John McGillicuddy Mgmt For For For
1.8 Elect Gordon Moran Mgmt For For For
1.9 Elect Daniel Murphy, III Mgmt For For For
1.10 Elect Patrick O'Keefe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wausau Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
WPP CUSIP 943315101 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Watts Humphrey, Jr. Mgmt For For For
1.2 Elect San Orr, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wd-40 Company
Ticker Security ID: Meeting Date Meeting Status
WDFC CUSIP 929236107 12/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J.C. Adams Jr. Mgmt For For For
1.2 Elect Director G.H. Bateman Mgmt For For For
1.3 Elect Director P.D. Bewley Mgmt For For For
1.4 Elect Director R.A. Collato Mgmt For For For
1.5 Elect Director M.L. Crivello Mgmt For For For
1.6 Elect Director L.A. Lang Mgmt For For For
1.7 Elect Director G.O. Ridge Mgmt For For For
1.8 Elect Director N.E. Schmale Mgmt For For For
2 Approve Amendment to Bylaws to Reduce Mgmt For For For
the Minimum Number of Directors from
Nine to Seven and Fix Authorized
Number of Directors at Eight
3 Approve Executive Incentive Bonus Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Websense, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBSN CUSIP 947684106 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Coleman Mgmt For For For
1.2 Elect Gene Hodges Mgmt For For For
1.3 Elect John Schaefer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement to Amend the Bylaws
5 2009 Equity Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
West Pharmaceutical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WST CUSIP 955306105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paula Johnson Mgmt For For For
1.2 Elect Anthony Welters Mgmt For For For
1.3 Elect Patrick Zenner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Whitney Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
WTNY CUSIP 966612103 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Stock Mgmt For For For
2 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Whitney Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
WTNY CUSIP 966612103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.R. Blossman, Jr. Mgmt For For For
1.2 Elect Angus Cooper II Mgmt For For For
1.3 Elect Terence Hall Mgmt For For For
1.4 Elect John Turner Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wilshire Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
WIBC CUSIP 97186T108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mel Elliot Mgmt For For For
1.2 Elect Richard Lim Mgmt For For For
1.3 Elect Harry Siafaris Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Winnebago Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WGO CUSIP 974637100 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John V. Hanson Mgmt For For For
1.2 Elect Director Gerald C. Kitch Mgmt For For For
1.3 Elect Director Robert J. Olson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wintrust Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WTFC CUSIP 97650W108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Crist Mgmt For For For
1.2 Elect Bruce Crowther Mgmt For For For
1.3 Elect Joseph Damico Mgmt For For For
1.4 Elect Bert Getz, Jr. Mgmt For For For
1.5 Elect H. Patrick Hackett Mgmt For For For
1.6 Elect Scott Heitmann Mgmt For For For
1.7 Elect Charles James Mgmt For For For
1.8 Elect Albin Moschner Mgmt For For For
1.9 Elect Thomas Neis Mgmt For For For
1.10 Elect Christopher Perry Mgmt For For For
1.11 Elect Hollis Rademacher Mgmt For For For
1.12 Elect Ingrid Stafford Mgmt For For For
1.13 Elect Edward Wehmer Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Amendment to the 2007 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
World Acceptance Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A. Alexander McLean III Mgmt For For For
1.2 Elect Director James R. Gilreath Mgmt For For For
1.3 Elect Director William S. Hummers, III Mgmt For For For
1.4 Elect Director Charles D. Way Mgmt For For For
1.5 Elect Director Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Director Mark C. Roland Mgmt For For For
1.7 Elect Director Darrell E. Whitaker Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Stebbins Mgmt For For For
1.2 Elect Michael Kasbar Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Joachim Heel Mgmt For For For
1.5 Elect Richard Kassar Mgmt For For For
1.6 Elect Myles Klein Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Stephen Roddenberry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Wright Express Corporation
Ticker Security ID: Meeting Date Meeting Status
WXS CUSIP 98233Q105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George McTavish Mgmt For Withhold Against
1.2 Elect Jack VanWoerkom Mgmt For Withhold Against
1.3 Elect Regina Sommer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zale Corporation
Ticker Security ID: Meeting Date Meeting Status
ZLC CUSIP 988858106 11/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Glen Adams Mgmt For For For
1.2 Elect Director Yuval Braverman Mgmt For For For
1.3 Elect Director Richard C. Breeden Mgmt For For For
1.4 Elect Director James M. Cotter Mgmt For For For
1.5 Elect Director Neal L. Goldberg Mgmt For For For
1.6 Elect Director John B. Lowe, Jr. Mgmt For For For
1.7 Elect Director Thomas C. Shull Mgmt For For For
1.8 Elect Director Charles M. Sonsteby Mgmt For For For
1.9 Elect Director David M. Szymanski Mgmt For For For
2 Amend Bundled Compensation Plans Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation- Approve Application of
Compensation Policies and Procedures
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zenith National Insurance Corp.
Ticker Security ID: Meeting Date Meeting Status
ZNT CUSIP 989390109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jerome Coben Mgmt For For For
1.2 Elect Max Kampelman Mgmt For For For
1.3 Elect Robert Miller Mgmt For For For
1.4 Elect Fabian Nunez Mgmt For For For
1.5 Elect Catherine Reynolds Mgmt For For For
1.6 Elect Alan Rothenberg Mgmt For For For
1.7 Elect William Sessions Mgmt For For For
1.8 Elect Michael Zavis Mgmt For For For
1.9 Elect Stanley Zax Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zumiez Inc.
Ticker Security ID: Meeting Date Meeting Status
ZUMZ CUSIP 989817101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Brooks Mgmt For For For
2 Elect Matthew Hyde Mgmt For For For
3 Elect James Weber Mgmt For For For
4 One-Time Option Exchange Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Mid Cap Growth Portfolio II
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 004930202 07/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Change Company Name Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Eliminate Class of Preferred Stock Mgmt For For For
5 Amend Quorum Requirements Mgmt For For For
6 Adopt Supermajority Vote Requirement Mgmt For For For
for Amendments
7 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
8 Permit Directors Designated by Mgmt For For For
Vivendi Certain Voting Powers
9 Amend Certificate of Incorporation to Mgmt For For For
Limit Certain Business Activities
10 Amend Certificate of Incorporation to Mgmt For For For
Establish Procedures Allocating
Certain Corporate Opportunities
11 Amend Certificate of Incorporation to Mgmt For For For
Require Vivendi or Activision
Blizzard to Acquire all Outstanding
Shares
12 Amend Certificate of Incorporation to Mgmt For For For
Approve a Affiliate Transactions
Provision
13 Amend Certificate of Incorporation to Mgmt For For For
Restrict Business Combination
Provision
14 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
15 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philippe G. H. Capron Mgmt For Withhold Against
1.2 Elect Director Robert J. Corti Mgmt For Withhold Against
1.3 Elect Director Frederic R. Crepin Mgmt For Withhold Against
1.4 Elect Director Bruce L. Hack Mgmt For Withhold Against
1.5 Elect Director Brian G. Kelly Mgmt For Withhold Against
1.6 Elect Director Robert A. Kotick Mgmt For Withhold Against
1.7 Elect Director Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Director Robert J. Morgado Mgmt For Withhold Against
1.9 Elect Director Douglas P. Morris Mgmt For Withhold Against
1.10 Elect Director Rene P. Penisson Mgmt For Withhold Against
1.11 Elect Director Richard Sarnoff Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For For For
3 Adopt Policy and Report on Board ShrHldr Against Against For
Diversity
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMR Corporation
Ticker Security ID: Meeting Date Meeting Status
AMR CUSIP 001765106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Rajat Gupta Mgmt For For For
1.6 Elect Alberto Ibarguen Mgmt For For For
1.7 Elect Ann McLaughlin Korologos Mgmt For Withhold Against
1.8 Elect Michael Miles Mgmt For For For
1.9 Elect Philip Purcell Mgmt For For For
1.10 Elect Ray Robinson Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Matthew Rose Mgmt For For For
1.13 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding the ShrHldr Against Against For
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Amylin Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMLN CUSIP 032346108 05/27/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Adams ShrHldr N/A TNA N/A
1.2 Elect Steven Altman ShrHldr N/A TNA N/A
1.3 Elect Teresa Beck ShrHldr N/A TNA N/A
1.4 Elect Daniel Bradbury ShrHldr N/A TNA N/A
1.5 Elect Paul Clark ShrHldr N/A TNA N/A
1.6 Elect Joseph Cook, Jr. ShrHldr N/A TNA N/A
1.7 Elect Paulo Costa ShrHldr N/A TNA N/A
1.8 Elect Karin Eastham ShrHldr N/A TNA N/A
1.9 Elect James Gavin, III ShrHldr N/A TNA N/A
1.10 Elect Jay Skyler ShrHldr N/A TNA N/A
1.11 Elect Joseph Sullivan ShrHldr N/A TNA N/A
1.12 Elect James Wilson ShrHldr N/A TNA N/A
2 2009 Equity Incentive Plan ShrHldr N/A TNA N/A
3 Amendment to the 2001 Employee Stock ShrHldr N/A TNA N/A
Purchase Plan
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Amylin Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMLN CUSIP 032346108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect M. Kathleen Behrens Mgmt For For For
1.2 Elect Charles Fleischman Mgmt For Withhold Against
1.3 Elect Jay Sherwood Mgmt For For For
1.4 Elect Alexander Denner Mgmt For For For
1.5 Elect Thomas Deuel Mgmt For Withhold Against
1.6 Elect Adrian Adams Mgmt For For For
1.7 Elect Teresa Beck Mgmt For For For
1.8 Elect Daniel Bradbury Mgmt For For For
1.9 Elect Paul Clark Mgmt For For For
1.10 Elect Paulo Costa Mgmt For For For
1.11 Elect Karin Eastham Mgmt For For For
1.12 Elect Jay Skyler Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr N/A Against N/A
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Acts Mgmt For For For
4 PROPOSAL TO ADOPT A DIVIDEND OF EUR Mgmt For For For
0.20 PER ORDINARY SHARE OF EUR 0.09.
5 Performance Stock Grants to Mgmt For For For
Management Board
6 Sign-on Performance Stock Grants to Mgmt For For For
Management Board
7 Stock Option Grants to Management Mgmt For For For
Board
8 Sign-on Stock Option Grants to Mgmt For For For
Management Board
9 Stock Option Grants to Employees Mgmt For For For
10 Elect H. van den Burg Mgmt For For For
11 Elect O.B. Bilous Mgmt For For For
12 Elect Josephus Westerburgen Mgmt For For For
13 Elect P.F.M. Van der Meer Mohr Mgmt For For For
14 Elect W. Ziebart Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 CANCELLATION OF ORDINARY SHARES. Mgmt For For For
21 CANCELLATION OF ADDITIONAL ORDINARY Mgmt For For For
SHARES.
- ------------------------------------------------------------------------------------------------------------------
Atheros Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATHR CUSIP 04743P108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hennessy Mgmt For For For
1.2 Elect Craig Barratt Mgmt For For For
1.3 Elect Christine King Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Khoury Mgmt For For For
1.2 Elect Director Jonathan M. Schofield Mgmt For Withhold Against
2 Implement MacBride Principles ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Beckman Coulter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEC CUSIP 075811109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Dervan Mgmt For For For
1.2 Elect Scott Garrett Mgmt For For For
1.3 Elect Susan Nowakowski Mgmt For For For
1.4 Elect Glenn Schafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Warren Eisenberg Mgmt For For For
1.2 Elect Leonard Feinstein Mgmt For For For
1.3 Elect Steven Temares Mgmt For For For
1.4 Elect Dean Adler Mgmt For For For
1.5 Elect Stanley Barshay Mgmt For For For
1.6 Elect Klaus Eppler Mgmt For For For
1.7 Elect Patrick Gaston Mgmt For For For
1.8 Elect Jordan Heller Mgmt For For For
1.9 Elect Victoria Morrison Mgmt For For For
1.10 Elect Fran Stoller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Express Supermajority Mgmt For For For
Vote Requirement
5 Elimination of Statutory Mgmt For For For
Supermajority Vote Requirement
6 Amendment to the 2004 Incentive Mgmt For For For
Compensation Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Chidsey Mgmt For For For
1.2 Elect Director Richard W. Boyce Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Ronald M. Dykes Mgmt For For For
1.5 Elect Director Peter R. Formanek Mgmt For For For
1.6 Elect Director Manuel A. Garcia Mgmt For For For
1.7 Elect Director Sanjeev K. Mehra Mgmt For Withhold Against
1.8 Elect Director Stephen G. Pagliuca Mgmt For For For
1.9 Elect Director Brian T. Swette Mgmt For For For
1.10 Elect Director Kneeland C. Youngblood Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Stake Mgmt For For For
2 Elect John Wiehoff Mgmt For For For
3 Change in Board Size Range Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. JAMES E. Mgmt For For For
BARLETT
2 ELECTION OF DIRECTOR: MR. DAVID F. Mgmt For For For
HOFFMEISTER
3 ELECTION OF DIRECTOR: MR. PAUL H. O Mgmt For For For
NEILL
4 Ratification of Auditor Mgmt For For For
5 2009 Global Incentive Plan Mgmt For For For
6 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Central European Media Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
CETV CUSIP G20045202 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Lauder Mgmt For For For
1.2 Elect Herbert Granath Mgmt For For For
1.3 Elect Frank Ehmer Mgmt For For For
1.4 Elect Charles Frank Mgmt For For For
1.5 Elect Herbert Kloiber Mgmt For For For
1.6 Elect Igor Kolomoisky Mgmt For Withhold Against
1.7 Elect Alfred Langer Mgmt For For For
1.8 Elect Bruce Maggin Mgmt For For For
1.9 Elect Ann Mather Mgmt For For For
1.10 Elect Duco Sickinghe Mgmt For For For
1.11 Elect Christian Stahl Mgmt For For For
1.12 Elect Eric Zinterhofer Mgmt For For For
2 Issuance of Stock to TW Media Holdings Mgmt For For For
3 Amendment to the 1995 Stock Incentive Mgmt For For For
Plan
4 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- ------------------------------------------------------------------------------------------------------------------
Chico's FAS, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Roeder Mgmt For For For
1.2 Elect Andrea Weiss Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Clearwire Corporation
Ticker Security ID: Meeting Date Meeting Status
CLWR CUSIP 185385309 11/20/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Certificate of Incorporation Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For Against Against
4 Adjourn Meeting Mgmt For For For
5 BR Note: Unless check Yes Box, to Mgmt N/A Against N/A
Extent that You have not Voted on
Matter in Person or By Proxy, Proxies
are Authorized to Vote in Their
Discretion Any Matter Properly Before
the SP Mtg and Adj. or Postponement
of SP Mtg. Mark For =Yes or Against
=No
- ------------------------------------------------------------------------------------------------------------------
Coldwater Creek, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWTR CUSIP 193068103 06/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Pence Mgmt For For For
1.2 Elect Robert McCall Mgmt For For For
1.3 Elect Frank Lesher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Con-Way, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNW CUSIP 205944101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corinthian Colleges, Inc.
Ticker Security ID: Meeting Date Meeting Status
COCO CUSIP 218868107 11/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry O. Hartshorn Mgmt For For For
1.2 Elect Director Alice T. Kane Mgmt For For For
1.3 Elect Director Timothy J. Sullivan Mgmt For For For
1.4 Elect Director Peter C. Waller Mgmt For For For
2 Declassify the Board of Directors Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For Against Against
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David S. Brown Mgmt For For For
1.2 Elect Director Lisa W. Pickrum Mgmt For For For
1.3 Elect Director Fernando Ruiz Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25468Y107 09/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Approve Issuance of Shares for a Mgmt For For For
Private Placement
3 Increase Authorized Preferred and Mgmt For For For
Common Stock
4 Amend Omnibus Stock Plan Mgmt For Against Against
5.1 Elect Director John C Malone Mgmt For Withhold Against
5.2 Elect Director Robert R Bennett Mgmt For Withhold Against
6 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Reimert Mgmt For For For
1.2 Elect Gary Smith Mgmt For For For
1.3 Elect L. H. Dick Robertson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF ONE CLASS I DIRECTOR: Mgmt For For For
KARL D. GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For Against Against
THE 2005 EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For For
THE 1999 EMPLOYEE STOCK PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FOILB CUSIP 346091705 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dod Fraser Mgmt For For For
1.2 Elect James Lightner Mgmt For For For
2 Amendment to the 1999 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect James Firestone Mgmt For For For
1.3 Elect Robert Keegan Mgmt For For For
1.4 Elect W. Alan McCollough Mgmt For For For
1.5 Elect Denise Morrison Mgmt For For For
1.6 Elect Rodney O'Neal Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
1.8 Elect Stephanie Streeter Mgmt For For For
1.9 Elect G. Craig Sullivan Mgmt For For For
1.10 Elect Thomas Weidemeyer Mgmt For For For
1.11 Elect Michael Wessel Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorize the Board to Mgmt For Against Against
Amend Regulations Pursuant to Ohio Law
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Requirement Mgmt For For For
to Amend Limitation of Director
Liability and Director/Officer
Indemnification
15 Reduce Supermajority Vote Requirement Mgmt For For For
to Approve Certain Business
Combinations
- ------------------------------------------------------------------------------------------------------------------
Hittite Microwave Corporation
Ticker Security ID: Meeting Date Meeting Status
HITT CUSIP 43365Y104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Daly Mgmt For For For
1.2 Elect Ernest Godshalk Mgmt For For For
1.3 Elect Rick Hess Mgmt For For For
1.4 Elect Adrienne Markham Mgmt For For For
1.5 Elect Brian McAloon Mgmt For For For
1.6 Elect Cosmo Trapani Mgmt For For For
1.7 Elect Franklin Weigold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cumming Mgmt For For For
1.2 Elect Robert Cascella Mgmt For For For
1.3 Elect David LaVance, Jr. Mgmt For For For
1.4 Elect Nancy Leaming Mgmt For For For
1.5 Elect Lawrence Levy Mgmt For For For
1.6 Elect Glenn Muir Mgmt For For For
1.7 Elect Elaine Ullian Mgmt For For For
1.8 Elect Sally Crawford Mgmt For For For
1.9 Elect Wayne Wilson Mgmt For For For
2 Adoption of Option Exchange Program Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 09/09/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For For For
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For For For
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sharilyn Gasaway Mgmt For For For
1.2 Elect Coleman Peterson Mgmt For For For
1.3 Elect James Robo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Heyer Mgmt For For For
1.2 Elect Sylvia Jay Mgmt For For For
1.3 Elect Vernon Jordan, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
LeapFrog Enterprises, Inc
Ticker Security ID: Meeting Date Meeting Status
LF CUSIP 52186N106 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Katz Mgmt For Withhold Against
1.2 Elect Thomas Kalinske Mgmt For Withhold Against
1.3 Elect Paul Marinelli Mgmt For Withhold Against
1.4 Elect Stanley Maron Mgmt For For For
1.5 Elect E. Stanton McKee, Jr. Mgmt For For For
1.6 Elect David Nagel Mgmt For For For
1.7 Elect Philip Simon Mgmt For Withhold Against
1.8 Elect Caden Wang Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Marvel Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVL CUSIP 57383T103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Laurence Charney Mgmt For For For
1.3 Elect Richard Solar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin de los Santos Mgmt For Withhold Against
1.2 Elect Nicolas Galperin Mgmt For For For
2 2009 Equity Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Monster Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWW CUSIP 611742107 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Salvatore Iannuzzi Mgmt For For For
1.2 Elect Robert Chrenc Mgmt For For For
1.3 Elect John Gaulding Mgmt For For For
1.4 Elect Edmund Giambastiani, Jr. Mgmt For For For
1.5 Elect Ronald Kramer Mgmt For For For
1.6 Elect Roberto Tunioli Mgmt For For For
1.7 Elect Timothy Yates Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter Gilbert, Mgmt For For For
Ph.D.
1.2 Elect Director D.H. Langer, M.D. Mgmt For For For
2 Increase Authorized Common Stock Mgmt For Against Against
3 Amend Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Cope Mgmt For For For
1.2 Elect Raymond Dolan Mgmt For For For
1.3 Elect Carolyn Katz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Frankenberg Mgmt For For For
1.2 Elect Patrick Hackett Mgmt For For For
1.3 Elect William Janeway Mgmt For For For
1.4 Elect Katharine Martin Mgmt For For For
1.5 Elect Mark Myers Mgmt For For For
1.6 Elect Philip Quigley Mgmt For For For
1.7 Elect Paul Ricci Mgmt For For For
1.8 Elect Robert Teresi Mgmt For For For
2 TO APPROVE THE AMENDED AND Mgmt For For For
RESTATED 2000 STOCK PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tench Coxe Mgmt For For For
1.2 Elect Mark Perry Mgmt For For For
1.3 Elect Mark Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. James Nelson Mgmt For For For
1.2 Elect Gary L. Rosenthal Mgmt For For For
1.3 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omniture Inc
Ticker Security ID: Meeting Date Meeting Status
OMTR CUSIP 68212S109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dana Evan Mgmt For For For
1.2 Elect Joshua James Mgmt For For For
1.3 Elect Rory O'Driscoll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Award Plan
- ------------------------------------------------------------------------------------------------------------------
Pactiv Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For For For
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms Mgmt For For For
of the 2004 Long-Term Equity
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Pepsi Bottling Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PBG CUSIP 713409100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect Barry Beracha Mgmt For For For
3 Elect John Compton Mgmt For For For
4 Elect Eric Foss Mgmt For For For
5 Elect Ira Hall Mgmt For For For
6 Elect Susan Kronick Mgmt For For For
7 Elect Blythe McGarvie Mgmt For Against Against
8 Elect John Quelch Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect Cynthia Trudell Mgmt For For For
11 Amendment to the Directors' Stock Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
HK CUSIP 716495106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Christmas Mgmt For For For
1.2 Elect James Irish III Mgmt For For For
1.3 Elect Robert Stone, Jr. Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2004 Employee Mgmt For For For
Incentive Plan
4 Amendment to the 2004 Non-Employee Mgmt For For For
Director Incentive Plan
5 Authority of Board to Amend Bylaws Mgmt For Against Against
Without Shareholder Consent
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
Polycom, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCM CUSIP 73172K104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For For For
1.3 Elect Betsy Atkins Mgmt For Withhold Against
1.4 Elect David DeWalt Mgmt For For For
1.5 Elect John Kelley, Jr. Mgmt For For For
1.6 Elect D. Scott Mercer Mgmt For For For
1.7 Elect William Owens Mgmt For For For
1.8 Elect Kevin Parker Mgmt For For For
2 Amendments to the 2004 Equity Mgmt For For For
Incentive Plan and the 1996 Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Ball Mgmt For For For
1.2 Elect John Colson Mgmt For For For
1.3 Elect John Conaway Mgmt For For For
1.4 Elect Ralph DiSibio Mgmt For For For
1.5 Elect Bernard Fried Mgmt For For For
1.6 Elect Louis Golm Mgmt For For For
1.7 Elect Worthing Jackman Mgmt For For For
1.8 Elect Bruce Ranck Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Carr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Seagate Technology
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP G7945J104 10/30/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECT WILLIAM D. WATKINS AS A Mgmt For For For
DIRECTOR
2 ELECT STEPHEN J. LUCZO AS A Mgmt For For For
DIRECTOR
3 ELECT FRANK J. BIONDI AS A DIRECTOR Mgmt For For For
4 ELECT WILLIAM W. BRADLEY AS A Mgmt For For For
DIRECTOR
5 ELECT DONALD E. KIERNAN AS A Mgmt For For For
DIRECTOR
6 ELECT DAVID F. MARQUARDT AS A Mgmt For For For
DIRECTOR
7 ELECT LYDIA M. MARSHALL AS A Mgmt For For For
DIRECTOR
8 ELECT C.S. PARK AS A DIRECTOR Mgmt For For For
9 ELECT GREGORIO REYES AS A DIRECTOR Mgmt For For For
10 ELECT JOHN W. THOMPSON AS A Mgmt For For For
DIRECTOR
11 PROPOSAL TO APPROVE THE SEAGATE Mgmt For For For
TECHNOLOGY EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
12 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR
ENDING JULY 3, 2009.
- ------------------------------------------------------------------------------------------------------------------
SHIRE PLC
Ticker Security ID: Meeting Date Meeting Status
SHPGY CUSIP 82481R106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RECEIVE THE COMPANY S ACCOUNTS Mgmt For For For
FOR THE YEAR ENDED DECEMBER 31,
2008.
2 Directors' Remuneration Report Mgmt For Against Against
3 TO RE-ELECT DR BARRY PRICE AS A Mgmt For Against Against
DIRECTOR OF THE COMPANY.
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 09/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO ELECT MR MATTHEW EMMENS AS A Mgmt For For For
DIRECTOR OF THE COMPANY
2 TO ELECT MR ANGUS RUSSELL AS A Mgmt For For For
DIRECTOR OF THE COMPANY
3 TO ELECT MR GRAHAM HETHERINGTON AS Mgmt For For For
A DIRECTOR OF THE COMPANY
4 TO ELECT DR BARRY PRICE AS A Mgmt For For For
DIRECTOR OF THE COMPANY
5 TO ELECT MR DAVID KAPPLER AS A Mgmt For For For
DIRECTOR OF THE COMPANY
6 TO ELECT DR JEFFREY LEIDEN AS A Mgmt For For For
DIRECTOR OF THE COMPANY
7 TO ELECT MR PATRICK LANGOIS AS A Mgmt For For For
DIRECTOR OF THE COMPANY
8 TO ELECT MS KATE NEALON AS A Mgmt For For For
DIRECTOR OF THE COMPANY
9 TO ELECT MR DAVID MOTT AS A Mgmt For For For
DIRECTOR OF THE COMPANY
10 TO ELECT DR MICHAEL ROSENBLATT AS Mgmt For For For
A DIRECTOR OF THE COMPANY
11 RATIFY AUDITORS Mgmt For For For
12 TO AUTHORISE THE AUDIT, COMPLIANCE Mgmt For For For
AND RISK COMMITTEE OF THE BOARD TO
DETERMINE THE REMUNERATION OF THE
AUDITORS.
13 TO RESOLVE THAT THE AUTHORITY TO Mgmt For For For
ALLOT RELEVANT SECURITIES.
14 TO RESOLVE THAT, SUBJECT TO THE Mgmt For For For
PASSING OF THE PREVIOUS
RESOLUTION, THE AUTHORITY TO ALLOT
EQUITY SECURITIES.
15 TO RESOLVE THAT THE COMPANY BE AND Mgmt For For For
IS HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED.
16 TO RESOLVE THAT THE NAME OF THE Mgmt For For For
COMPANY BE CHANGED TO SHIRE PLC
AND THAT THE REQUISITE CHANGES BE
MADE TO THE COMPANY S MEMORANDUM
AND ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Miller Mgmt For For For
1.2 Elect Jack Schuler Mgmt For For For
1.3 Elect Thomas Brown Mgmt For For For
1.4 Elect Rod Dammeyer Mgmt For For For
1.5 Elect William Hall Mgmt For Withhold Against
1.6 Elect Jonathan Lord Mgmt For For For
1.7 Elect John Patience Mgmt For For For
1.8 Elect Ronald Spaeth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For For For
1.8 Elect James Kaiser Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect John Wulff Mgmt For For For
2 Amendment to the Retainer Stock Mgmt For For For
Plan for Outside Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Mgmt For Against Against
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TD Ameritrade Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
AMTD CUSIP 87236Y108 02/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Edmund Clark Mgmt For Withhold Against
1.2 Elect Mark Mitchell Mgmt For For For
1.3 Elect Joseph Moglia Mgmt For Withhold Against
1.4 Elect Thomas Ricketts Mgmt For Withhold Against
1.5 Elect Fredric Tomczyk Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------
tw telecom inc.
Ticker Security ID: Meeting Date Meeting Status
TWTC CUSIP 87311L104 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Attori Mgmt For For For
1.2 Elect Spencer Hays Mgmt For For For
1.3 Elect Larissa Herda Mgmt For For For
1.4 Elect Kevin Mooney Mgmt For For For
1.5 Elect Kirby Pickle Mgmt For For For
1.6 Elect Roscoe Young, II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Employee Mgmt For Against Against
Stock Purchase Plan
4 Adoption of Shareholder Rights Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Ultra Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
UPL CUSIP 903914109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Watford Mgmt For For For
1.2 Elect Roger Brown Mgmt For For For
1.3 Elect W. Charles Helton Mgmt For For For
1.4 Elect Stephen McDaniel Mgmt For For For
1.5 Elect Robert Rigney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Regarding Report on ShrHldr Against Against For
Climate Change
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
VMWARE INC
Ticker Security ID: Meeting Date Meeting Status
VMW CUSIP 928563402 09/09/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
VMWARE, INC.
Ticker Security ID: Meeting Date Meeting Status
VMW CUSIP 928563402 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Ratification of Auditor Mgmt For For For
2 Amendment to the 2007 Equity and Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Waters Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For Withhold Against
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Management Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969199108 02/02/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward DiPaolo Mgmt For For For
2 Elect Robert Harl Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Patterson Mgmt For For For
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
8 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------
Zumiez Inc.
Ticker Security ID: Meeting Date Meeting Status
ZUMZ CUSIP 989817101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Brooks Mgmt For For For
2 Elect Matthew Hyde Mgmt For For For
3 Elect James Weber Mgmt For For For
4 One-Time Option Exchange Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Mid Cap Growth Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 004930202 07/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Change Company Name Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Eliminate Class of Preferred Stock Mgmt For For For
5 Amend Quorum Requirements Mgmt For For For
6 Adopt Supermajority Vote Mgmt For For For
Requirement for Amendments
7 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
8 Permit Directors Designated by Mgmt For For For
Vivendi Certain Voting Powers
9 Amend Certificate of Incorporation Mgmt For For For
to Limit Certain Business
Activities
10 Amend Certificate of Incorporation Mgmt For For For
to Establish Procedures Allocating
Certain Corporate Opportunities
11 Amend Certificate of Incorporation Mgmt For For For
to Require Vivendi or Activision
Blizzard to Acquire all
Outstanding Shares
12 Amend Certificate of Incorporation Mgmt For For For
to Approve a Affiliate
Transactions Provision
13 Amend Certificate of Incorporation Mgmt For For For
to Restrict Business Combination
Provision
14 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
15 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philippe G. H. Mgmt For Withhold Against
Capron
1.2 Elect Director Robert J. Corti Mgmt For Withhold Against
1.3 Elect Director Frederic R. Crepin Mgmt For Withhold Against
1.4 Elect Director Bruce L. Hack Mgmt For Withhold Against
1.5 Elect Director Brian G. Kelly Mgmt For Withhold Against
1.6 Elect Director Robert A. Kotick Mgmt For Withhold Against
1.7 Elect Director Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Director Robert J. Morgado Mgmt For Withhold Against
1.9 Elect Director Douglas P. Morris Mgmt For Withhold Against
1.10 Elect Director Rene P. Penisson Mgmt For Withhold Against
1.11 Elect Director Richard Sarnoff Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For For For
3 Adopt Policy and Report on Board ShrHldr Against Against For
Diversity
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For Withhold Against
1.2 Elect R. William Ide III Mgmt For Withhold Against
1.3 Elect Richard Morrill Mgmt For Withhold Against
1.4 Elect Jim Nokes Mgmt For Withhold Against
1.5 Elect Mark Rohr Mgmt For Withhold Against
1.6 Elect John Sherman, Jr. Mgmt For Withhold Against
1.7 Elect Charles Stewart Mgmt For Withhold Against
1.8 Elect Harriet Taggart Mgmt For Withhold Against
1.9 Elect Anne Whittemore Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect Joseph Madri Mgmt For For For
1.4 Elect Larry Mathis Mgmt For For For
1.5 Elect R. Douglas Norby Mgmt For For For
1.6 Elect Alvin Parven Mgmt For For For
1.7 Elect Ruedi Waeger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMR Corporation
Ticker Security ID: Meeting Date Meeting Status
AMR CUSIP 001765106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Rajat Gupta Mgmt For For For
1.6 Elect Alberto Ibarguen Mgmt For For For
1.7 Elect Ann McLaughlin Korologos Mgmt For Withhold Against
1.8 Elect Michael Miles Mgmt For For For
1.9 Elect Philip Purcell Mgmt For For For
1.10 Elect Ray Robinson Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Matthew Rose Mgmt For For For
1.13 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding the ShrHldr Against Against For
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Amylin Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMLN CUSIP 032346108 05/27/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Adams Mgmt For TNA N/A
1.2 Elect Steven Altman Mgmt For TNA N/A
1.3 Elect Teresa Beck Mgmt For TNA N/A
1.4 Elect Daniel Bradbury Mgmt For TNA N/A
1.5 Elect Paul Clark Mgmt For TNA N/A
1.6 Elect Joseph Cook, Jr. Mgmt For TNA N/A
1.7 Elect Paulo Costa Mgmt For TNA N/A
1.8 Elect Karin Eastham Mgmt For TNA N/A
1.9 Elect James Gavin, III Mgmt For TNA N/A
1.10 Elect Jay Skyler Mgmt For TNA N/A
1.11 Elect Joseph Sullivan Mgmt For TNA N/A
1.12 Elect James Wilson Mgmt For TNA N/A
2 2009 Equity Incentive Plan Mgmt For TNA N/A
3 Amendment to the 2001 Employee Mgmt For TNA N/A
Stock Purchase Plan
4 Ratification of Auditor Mgmt For TNA N/A
5 Shareholder Proposal Regarding ShrHldr Against TNA N/A
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Amylin Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMLN CUSIP 032346108 05/27/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alexander Denner ShrHldr N/A TNA N/A
1.2 Elect Thomas Deuel ShrHldr N/A TNA N/A
1.3 Elect M. Kathleen Behrens ShrHldr N/A TNA N/A
1.4 Elect Charles Fleischman ShrHldr N/A TNA N/A
1.5 Elect Jay Sherwood ShrHldr N/A TNA N/A
1.6 Elect Adrian Adams ShrHldr N/A TNA N/A
1.7 Elect Teresa Beck ShrHldr N/A TNA N/A
1.8 Elect Daniel Bradbury ShrHldr N/A TNA N/A
1.9 Elect Paul Clark ShrHldr N/A TNA N/A
1.10 Elect Paulo Costa ShrHldr N/A TNA N/A
1.11 Elect Karin Eastham ShrHldr N/A TNA N/A
1.12 Elect Jay Skyler ShrHldr N/A TNA N/A
2 2009 Equity Incentive Plan ShrHldr N/A TNA N/A
3 AMENDMENT TO THE 2001 EMPLOYEE ShrHldr N/A TNA N/A
STOCK PURCHASE PLAN
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Amylin Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMLN CUSIP 032346108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect M. Kathleen Behrens ShrHldr N/A For N/A
1.2 Elect Charles Fleischman ShrHldr N/A Withhold N/A
1.3 Elect Jay Sherwood ShrHldr N/A For N/A
1.4 Elect Alexander Denner ShrHldr N/A For N/A
1.5 Elect Thomas Deuel ShrHldr N/A Withhold N/A
1.6 Elect Adrian Adams ShrHldr N/A For N/A
1.7 Elect Teresa Beck ShrHldr N/A For N/A
1.8 Elect Daniel Bradbury ShrHldr N/A For N/A
1.9 Elect Paul Clark ShrHldr N/A For N/A
1.10 Elect Paulo Costa ShrHldr N/A For N/A
1.11 Elect Karin Eastham ShrHldr N/A For N/A
1.12 Elect Jay Skyler ShrHldr N/A For N/A
2 2009 Equity Incentive Plan ShrHldr N/A Against N/A
3 Amendment to the 2001 Employee ShrHldr N/A For N/A
Stock Purchase Plan
4 Ratification of Auditor ShrHldr N/A For N/A
5 Shareholder Proposal Regarding ShrHldr N/A Against N/A
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Mgmt For For For
Acts
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 PROPOSAL TO ADOPT A DIVIDEND OF Mgmt For For For
EUR 0.20 PER ORDINARY SHARE OF EUR
0.09.
5 Performance Stock Grants to Mgmt For For For
Management Board
6 Sign-on Performance Stock Grants Mgmt For For For
to Management Board
7 Stock Option Grants to Management Mgmt For For For
Board
8 Sign-on Stock Option Grants to Mgmt For For For
Management Board
9 Stock Option Grants to Employees Mgmt For For For
10 Elect H. van den Burg Mgmt For For For
11 Elect O.B. Bilous Mgmt For For For
12 Elect Josephus Westerburgen Mgmt For For For
13 Elect P.F.M. Van der Meer Mohr Mgmt For For For
14 Elect W. Ziebart Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 CANCELLATION OF ORDINARY SHARES. Mgmt For For For
21 CANCELLATION OF ADDITIONAL Mgmt For For For
ORDINARY SHARES.
- ------------------------------------------------------------------------------------------------------------------
Atheros Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATHR CUSIP 04743P108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hennessy Mgmt For For For
1.2 Elect Craig Barratt Mgmt For For For
1.3 Elect Christine King Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Khoury Mgmt For For For
1.2 Elect Director Jonathan M. Mgmt For Withhold Against
Schofield
2 Implement MacBride Principles ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Beckman Coulter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEC CUSIP 075811109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Dervan Mgmt For For For
1.2 Elect Scott Garrett Mgmt For For For
1.3 Elect Susan Nowakowski Mgmt For For For
1.4 Elect Glenn Schafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Warren Eisenberg Mgmt For For For
1.2 Elect Leonard Feinstein Mgmt For For For
1.3 Elect Steven Temares Mgmt For For For
1.4 Elect Dean Adler Mgmt For For For
1.5 Elect Stanley Barshay Mgmt For For For
1.6 Elect Klaus Eppler Mgmt For For For
1.7 Elect Patrick Gaston Mgmt For For For
1.8 Elect Jordan Heller Mgmt For For For
1.9 Elect Victoria Morrison Mgmt For For For
1.10 Elect Fran Stoller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Express Mgmt For For For
Supermajority Vote Requirement
5 Elimination of Statutory Mgmt For For For
Supermajority Vote Requirement
6 Amendment to the 2004 Incentive Mgmt For For For
Compensation Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Shareholder Proposal Regarding a ShrHldr Against Against For
Report on Executive Compensation
- ------------------------------------------------------------------------------------------------------------------
BioMarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jean-Jacques Bienaime Mgmt For For For
1.2 Elect Michael Grey Mgmt For For For
1.3 Elect Elaine Heron Mgmt For For For
1.4 Elect Joseph Klein, III Mgmt For For For
1.5 Elect Pierre Lapalme Mgmt For For For
1.6 Elect V. Bryan Lawlis Mgmt For For For
1.7 Elect Alan Lewis Mgmt For For For
1.8 Elect Richard Meier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Bonanno Mgmt For Withhold Against
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Farinsky Mgmt For For For
1.2 Elect Nancy Handel Mgmt For For For
1.3 Elect Eddy Hartenstein Mgmt For For For
1.4 Elect John Major Mgmt For For For
1.5 Elect Scott McGregor Mgmt For For For
1.6 Elect William Morrow Mgmt For For For
1.7 Elect Robert Switz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Chidsey Mgmt For For For
1.2 Elect Director Richard W. Boyce Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Ronald M. Dykes Mgmt For For For
1.5 Elect Director Peter R. Formanek Mgmt For For For
1.6 Elect Director Manuel A. Garcia Mgmt For For For
1.7 Elect Director Sanjeev K. Mehra Mgmt For Withhold Against
1.8 Elect Director Stephen G. Pagliuca Mgmt For For For
1.9 Elect Director Brian T. Swette Mgmt For For For
1.10 Elect Director Kneeland C. Mgmt For For For
Youngblood
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Stake Mgmt For For For
2 Elect John Wiehoff Mgmt For For For
3 Change in Board Size Range Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
C.R. Bard, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Mgmt For For For
Plan
3 Amendment to the 2003 Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Baker Cunningham Mgmt For For For
1.2 Elect Sheldon Erikson Mgmt For For For
1.3 Elect Douglas Foshee Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. JAMES E. Mgmt For For For
BARLETT
2 ELECTION OF DIRECTOR: MR. DAVID F. Mgmt For For For
HOFFMEISTER
3 ELECTION OF DIRECTOR: MR. PAUL H. Mgmt For For For
O NEILL
4 Ratification of Auditor Mgmt For For For
5 2009 Global Incentive Plan Mgmt For For For
6 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Central European Media Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
CETV CUSIP G20045202 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Lauder Mgmt For For For
1.2 Elect Herbert Granath Mgmt For For For
1.3 Elect Frank Ehmer Mgmt For For For
1.4 Elect Charles Frank Mgmt For For For
1.5 Elect Herbert Kloiber Mgmt For For For
1.6 Elect Igor Kolomoisky Mgmt For Withhold Against
1.7 Elect Alfred Langer Mgmt For For For
1.8 Elect Bruce Maggin Mgmt For For For
1.9 Elect Ann Mather Mgmt For For For
1.10 Elect Duco Sickinghe Mgmt For For For
1.11 Elect Christian Stahl Mgmt For For For
1.12 Elect Eric Zinterhofer Mgmt For For For
2 Issuance of Stock to TW Media Mgmt For For For
Holdings
3 Amendment to the 1995 Stock Mgmt For For For
Incentive Plan
4 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------
Cephalon, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEPH CUSIP 156708109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Baldino, Jr. Mgmt For For For
1.2 Elect William Egan Mgmt For For For
1.3 Elect Martyn Greenacre Mgmt For For For
1.4 Elect Vaughn Kailian Mgmt For For For
1.5 Elect Kevin Moley Mgmt For For For
1.6 Elect Charles Sanders Mgmt For For For
1.7 Elect Gail Wilensky Mgmt For For For
1.8 Elect Dennis Winger Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chico's FAS, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Roeder Mgmt For For For
1.2 Elect Andrea Weiss Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Clearwire Corporation
Ticker Security ID: Meeting Date Meeting Status
CLWR CUSIP 18538Q105 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Craig McCaw Mgmt For Withhold Against
1.2 Elect Jose A. Collazo Mgmt For For For
1.3 Elect Keith Cowan Mgmt For Withhold Against
1.4 Elect Peter Currie Mgmt For For For
1.5 Elect Steven Elfman Mgmt For Withhold Against
1.6 Elect Dennis Hersch Mgmt For For For
1.7 Elect Daniel Hesse Mgmt For Withhold Against
1.8 Elect Frank Ianna Mgmt For Withhold Against
1.9 Elect Sean Maloney Mgmt For Withhold Against
1.10 Elect Brian McAndrews Mgmt For For For
1.11 Elect Theodore Schell Mgmt For For For
1.12 Elect John Stanton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Clearwire Corporation
Ticker Security ID: Meeting Date Meeting Status
CLWR CUSIP 185385309 11/20/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Certificate of Incorporation Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For Against Against
4 Adjourn Meeting Mgmt For For For
5 BR Note: Unless check Yes Box, to Mgmt None Against N/A
Extent that You have not Voted on
Matter in Person or By Proxy,
Proxies are Authorized to Vote in
Their Discretion Any Matter
Properly Before the SP Mtg and
Adj. or Postponement of SP Mtg.
Mark For =Yes or Against =No
- ------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Increase in Size of Board Mgmt For For For
2 Issue Shares in Connection with Mgmt For For For
Acquisition
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Coldwater Creek, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWTR CUSIP 193068103 06/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Pence Mgmt For For For
1.2 Elect Robert McCall Mgmt For For For
1.3 Elect Frank Lesher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Con-Way, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNW CUSIP 205944101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corinthian Colleges, Inc.
Ticker Security ID: Meeting Date Meeting Status
COCO CUSIP 218868107 11/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry O. Hartshorn Mgmt For For For
1.2 Elect Director Alice T. Kane Mgmt For For For
1.3 Elect Director Timothy J. Sullivan Mgmt For For For
1.4 Elect Director Peter C. Waller Mgmt For For For
2 Declassify the Board of Directors Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For Against Against
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David S. Brown Mgmt For For For
1.2 Elect Director Lisa W. Pickrum Mgmt For For For
1.3 Elect Director Fernando Ruiz Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Tisch Mgmt For Withhold Against
1.2 Elect Lawrence Dickerson Mgmt For Withhold Against
1.3 Elect John Bolton Mgmt For Withhold Against
1.4 Elect Charles Fabrikant Mgmt For Withhold Against
1.5 Elect Paul Gaffney, II Mgmt For Withhold Against
1.6 Elect Edward Grebow Mgmt For Withhold Against
1.7 Elect Herbert Hofmann Mgmt For Withhold Against
1.8 Elect Arthur Rebell Mgmt For Withhold Against
1.9 Elect Raymond Troubh Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25468Y107 09/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Approve Issuance of Shares for a Mgmt For For For
Private Placement
3 Increase Authorized Preferred and Mgmt For For For
Common Stock
4 Amend Omnibus Stock Plan Mgmt For Against Against
5.1 Elect Director John C Malone Mgmt For Withhold Against
5.2 Elect Director Robert R Bennett Mgmt For Withhold Against
6 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Reimert Mgmt For For For
1.2 Elect Gary Smith Mgmt For For For
1.3 Elect L. H. Dick Robertson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Expeditors International
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mark Emmert Mgmt For For For
2 Elect R. Jordan Gates Mgmt For For For
3 Elect Dan Kourkoumelis Mgmt For For For
4 Elect Michael Malone Mgmt For For For
5 Elect John Meisenbach Mgmt For For For
6 Elect Peter Rose Mgmt For For For
7 Elect James Wang Mgmt For For For
8 Elect Robert Wright Mgmt For For For
9 2009 Stock Option Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF ONE CLASS I DIRECTOR: Mgmt For For For
KARL D. GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For Against Against
TO THE 2005 EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For For
TO THE 1999 EMPLOYEE STOCK
PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Craig Kennedy Mgmt For For For
1.3 Elect James Nolan Mgmt For For For
1.4 Elect J. Thomas Presby Mgmt For For For
1.5 Elect Paul Stebbins Mgmt For For For
1.6 Elect Michael Sweeney Mgmt For For For
1.7 Elect Jose Villarreal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dod Fraser Mgmt For For For
1.2 Elect James Lightner Mgmt For For For
2 Amendment to the 1999 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
FTI Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCN CUSIP 302941109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Callaghan Mgmt For For For
1.2 Elect Matthew McHugh Mgmt For For For
2 Amendment to the 2009 Omnibus Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For For For
1.4 Elect Robert Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect James Firestone Mgmt For For For
1.3 Elect Robert Keegan Mgmt For For For
1.4 Elect W. Alan McCollough Mgmt For For For
1.5 Elect Denise Morrison Mgmt For For For
1.6 Elect Rodney O'Neal Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
1.8 Elect Stephanie Streeter Mgmt For For For
1.9 Elect G. Craig Sullivan Mgmt For For For
1.10 Elect Thomas Weidemeyer Mgmt For For For
1.11 Elect Michael Wessel Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorize the Board Mgmt For Against Against
to Amend Regulations Pursuant to
Ohio Law
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Green Mountain Coffee Roasters, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMCR CUSIP 393122106 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Davis Mgmt For For For
1.2 Elect Jules del Vecchio Mgmt For For For
1.3 Elect Robert Stiller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carlos Alberini Mgmt For For For
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation of
Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For For For
1.4 Elect Kenneth Bronfin Mgmt For For For
1.5 Elect John Connors, Jr. Mgmt For For For
1.6 Elect Michael Garrett Mgmt For For For
1.7 Elect E. Gordon Gee Mgmt For For For
1.8 Elect Brian Goldner Mgmt For For For
1.9 Elect Jack Greenberg Mgmt For For For
1.10 Elect Alan Hassenfeld Mgmt For For For
1.11 Elect Tracy Leinbach Mgmt For For For
1.12 Elect Edward Philip Mgmt For For For
1.13 Elect Paula Stern Mgmt For For For
1.14 Elect Alfred Verrecchia Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For For For
Incentive Performance Plan
3 2009 Senior Management Annual Mgmt For For For
Performance Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hittite Microwave Corporation
Ticker Security ID: Meeting Date Meeting Status
HITT CUSIP 43365Y104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Daly Mgmt For For For
1.2 Elect Ernest Godshalk Mgmt For For For
1.3 Elect Rick Hess Mgmt For For For
1.4 Elect Adrienne Markham Mgmt For For For
1.5 Elect Brian McAloon Mgmt For For For
1.6 Elect Cosmo Trapani Mgmt For For For
1.7 Elect Franklin Weigold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cumming Mgmt For For For
1.2 Elect Robert Cascella Mgmt For For For
1.3 Elect David LaVance, Jr. Mgmt For For For
1.4 Elect Nancy Leaming Mgmt For For For
1.5 Elect Lawrence Levy Mgmt For For For
1.6 Elect Glenn Muir Mgmt For For For
1.7 Elect Elaine Ullian Mgmt For For For
1.8 Elect Sally Crawford Mgmt For For For
1.9 Elect Wayne Wilson Mgmt For For For
2 Adoption of Option Exchange Program Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 09/09/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For For For
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For For For
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bittman Mgmt For For For
1.2 Elect Richard Burt Mgmt For For For
1.3 Elect Patti Hart Mgmt For For For
1.4 Elect Robert Mathewson Mgmt For For For
1.5 Elect Thomas Matthews Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Frederick Rentschler Mgmt For For For
1.8 Elect David Roberson Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Elect Philip Satre Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sharilyn Gasaway Mgmt For For For
1.2 Elect Coleman Peterson Mgmt For For For
1.3 Elect James Robo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOYG CUSIP 481165108 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Kenneth Johnsen Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Heyer Mgmt For For For
1.2 Elect Sylvia Jay Mgmt For For For
1.3 Elect Vernon Jordan, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
LeapFrog Enterprises, Inc
Ticker Security ID: Meeting Date Meeting Status
LF CUSIP 52186N106 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Katz Mgmt For Withhold Against
1.2 Elect Thomas Kalinske Mgmt For Withhold Against
1.3 Elect Paul Marinelli Mgmt For Withhold Against
1.4 Elect Stanley Maron Mgmt For For For
1.5 Elect E. Stanton McKee, Jr. Mgmt For For For
1.6 Elect David Nagel Mgmt For For For
1.7 Elect Philip Simon Mgmt For Withhold Against
1.8 Elect Caden Wang Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Marvel Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVL CUSIP 57383T103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Laurence Charney Mgmt For For For
1.3 Elect Richard Solar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Marvell Technology Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/11/2008 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS 1 DIRECTOR: JOHN Mgmt For For For
G. KASSAKIAN
2 ELECTION OF CLASS 2 DIRECTOR: KUO Mgmt For Against Against
WEI (HERBERT) CHANG
3 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
JUERGEN GROMER, PH.D.
4 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
ARTURO KRUEGER
5 RATIFY AUDITORS Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Haythornthwaite Mgmt For For For
1.2 Elect David Carlucci Mgmt For For For
1.3 Elect Robert Selander Mgmt For For For
2 Change In Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 12/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Tunc Doluca Mgmt For For For
1.2 Elect Director B. Kipling Hagopian Mgmt For Withhold Against
1.3 Elect Director James R. Bergman Mgmt For Withhold Against
1.4 Elect Director Joseph R. Bronson Mgmt For For For
1.5 Elect Director Robert E. Grady Mgmt For For For
1.6 Elect Director William D. Watkins Mgmt For For For
1.7 Elect Director A.R. Frank Wazzan Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin de los Santos Mgmt For Withhold Against
1.2 Elect Nicolas Galperin Mgmt For For For
2 2009 Equity Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Millipore Corporation
Ticker Security ID: Meeting Date Meeting Status
MIL CUSIP 601073109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rolf Classon Mgmt For For For
1.2 Elect Mark Hoffman Mgmt For For For
1.3 Elect John Reno Mgmt For For For
1.4 Elect Karen Welke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Molex Incorporated
Ticker Security ID: Meeting Date Meeting Status
MOLX CUSIP 608554101 10/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edgar D. Jannotta Mgmt For For For
1.2 Elect Director John H. Krehbiel, Mgmt For For For
Jr.
1.3 Elect Director Donald G. Lubin Mgmt For For For
1.4 Elect Director Robert J. Potter Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Approve Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Monster Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWW CUSIP 611742107 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Salvatore Iannuzzi Mgmt For For For
1.2 Elect Robert Chrenc Mgmt For For For
1.3 Elect John Gaulding Mgmt For For For
1.4 Elect Edmund Giambastiani, Jr. Mgmt For For For
1.5 Elect Ronald Kramer Mgmt For For For
1.6 Elect Roberto Tunioli Mgmt For For For
1.7 Elect Timothy Yates Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter Gilbert, Mgmt For For For
Ph.D.
1.2 Elect Director D.H. Langer, M.D. Mgmt For For For
2 Increase Authorized Common Stock Mgmt For Against Against
3 Amend Stock Option Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Mgmt For For For
Warmenhoven
1.2 Elect Director Donald T. Valentine Mgmt For For For
1.3 Elect Director Jeffry R. Allen Mgmt For For For
1.4 Elect Director Carol A. Bartz Mgmt For For For
1.5 Elect Director Alan L. Earhart Mgmt For For For
1.6 Elect Director Thomas Georgens Mgmt For For For
1.7 Elect Director Edward Kozel Mgmt For For For
1.8 Elect Director Mark Leslie Mgmt For For For
1.9 Elect Director Nicholas G. Moore Mgmt For For For
1.10 Elect Director George T. Shaheen Mgmt For For For
1.11 Elect Director Robert T. Wall Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Cope Mgmt For For For
1.2 Elect Raymond Dolan Mgmt For For For
1.3 Elect Carolyn Katz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Frankenberg Mgmt For For For
1.2 Elect Patrick Hackett Mgmt For For For
1.3 Elect William Janeway Mgmt For For For
1.4 Elect Katharine Martin Mgmt For For For
1.5 Elect Mark Myers Mgmt For For For
1.6 Elect Philip Quigley Mgmt For For For
1.7 Elect Paul Ricci Mgmt For For For
1.8 Elect Robert Teresi Mgmt For For For
2 TO APPROVE THE AMENDED AND Mgmt For For For
RESTATED 2000 STOCK PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tench Coxe Mgmt For For For
1.2 Elect Mark Perry Mgmt For For For
1.3 Elect Mark Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nymex Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 62948N104 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. James Nelson Mgmt For For For
1.2 Elect Gary L. Rosenthal Mgmt For For For
1.3 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omniture Inc
Ticker Security ID: Meeting Date Meeting Status
OMTR CUSIP 68212S109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dana Evan Mgmt For For For
1.2 Elect Joshua James Mgmt For For For
1.3 Elect Rory O'Driscoll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Award Plan
- ------------------------------------------------------------------------------------------------------------------
Pactiv Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For For For
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms Mgmt For For For
of the 2004 Long-Term Equity
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHARLES A. Mgmt For Against Against
HAGGERTY
2 ELECTION OF DIRECTOR: RANDALL J. Mgmt For For For
HOGAN
3 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES
4 Executive Officer Performance Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pepsi Bottling Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PBG CUSIP 713409100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect Barry Beracha Mgmt For For For
3 Elect John Compton Mgmt For For For
4 Elect Eric Foss Mgmt For For For
5 Elect Ira Hall Mgmt For For For
6 Elect Susan Kronick Mgmt For For For
7 Elect Blythe McGarvie Mgmt For Against Against
8 Elect John Quelch Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect Cynthia Trudell Mgmt For For For
11 Amendment to the Directors' Stock Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
HK CUSIP 716495106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Christmas Mgmt For For For
1.2 Elect James Irish III Mgmt For For For
1.3 Elect Robert Stone, Jr. Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2004 Employee Mgmt For For For
Incentive Plan
4 Amendment to the 2004 Non-Employee Mgmt For For For
Director Incentive Plan
5 Authority of Board to Amend Bylaws Mgmt For Against Against
Without Shareholder Consent
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
Polycom, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCM CUSIP 73172K104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For For For
1.3 Elect Betsy Atkins Mgmt For Withhold Against
1.4 Elect David DeWalt Mgmt For For For
1.5 Elect John Kelley, Jr. Mgmt For For For
1.6 Elect D. Scott Mercer Mgmt For For For
1.7 Elect William Owens Mgmt For For For
1.8 Elect Kevin Parker Mgmt For For For
2 Amendments to the 2004 Equity Mgmt For For For
Incentive Plan and the 1996 Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Ball Mgmt For For For
1.2 Elect John Colson Mgmt For For For
1.3 Elect John Conaway Mgmt For For For
1.4 Elect Ralph DiSibio Mgmt For For For
1.5 Elect Bernard Fried Mgmt For For For
1.6 Elect Louis Golm Mgmt For For For
1.7 Elect Worthing Jackman Mgmt For For For
1.8 Elect Bruce Ranck Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rockwood Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROC CUSIP 774415103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nance Dicciani Mgmt For For For
1.2 Elect J. Kent Masters Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2009 ROCKWOOD Mgmt For Against Against
HOLDINGS, INC. STOCK INCENTIVE
PLAN.
4 TO APPROVE THE 2009 ROCKWOOD Mgmt For For For
HOLDINGS, INC. SHORT-TERM
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Roper Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Johnson Mgmt For For For
1.2 Elect Robert Knowling, Jr. Mgmt For For For
1.3 Elect Wilbur Prezzano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Carr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Seagate Technology
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP G7945J104 10/30/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECT WILLIAM D. WATKINS AS A Mgmt For For For
DIRECTOR
2 ELECT STEPHEN J. LUCZO AS A Mgmt For For For
DIRECTOR
3 ELECT FRANK J. BIONDI AS A DIRECTOR Mgmt For For For
4 ELECT WILLIAM W. BRADLEY AS A Mgmt For For For
DIRECTOR
5 ELECT DONALD E. KIERNAN AS A Mgmt For For For
DIRECTOR
6 ELECT DAVID F. MARQUARDT AS A Mgmt For For For
DIRECTOR
7 ELECT LYDIA M. MARSHALL AS A Mgmt For For For
DIRECTOR
8 ELECT C.S. PARK AS A DIRECTOR Mgmt For For For
9 ELECT GREGORIO REYES AS A DIRECTOR Mgmt For For For
10 ELECT JOHN W. THOMPSON AS A Mgmt For For For
DIRECTOR
11 PROPOSAL TO APPROVE THE SEAGATE Mgmt For For For
TECHNOLOGY EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
12 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR
ENDING JULY 3, 2009.
- ------------------------------------------------------------------------------------------------------------------
SHIRE PLC
Ticker Security ID: Meeting Date Meeting Status
SHPGY CUSIP 82481R106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RECEIVE THE COMPANY S ACCOUNTS Mgmt For For For
FOR THE YEAR ENDED DECEMBER 31,
2008.
2 Directors' Remuneration Report Mgmt For Against Against
3 TO RE-ELECT DR BARRY PRICE AS A Mgmt For Against Against
DIRECTOR OF THE COMPANY.
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Miller Mgmt For For For
1.2 Elect Jack Schuler Mgmt For For For
1.3 Elect Thomas Brown Mgmt For For For
1.4 Elect Rod Dammeyer Mgmt For For For
1.5 Elect William Hall Mgmt For Withhold Against
1.6 Elect Jonathan Lord Mgmt For For For
1.7 Elect John Patience Mgmt For For For
1.8 Elect Ronald Spaeth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For For For
1.8 Elect James Kaiser Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect John Wulff Mgmt For For For
2 Amendment to the Retainer Stock Mgmt For For For
Plan for Outside Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Uwe-Ernst Bufe Mgmt For For For
1.2 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Mgmt For Against Against
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
TD Ameritrade Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
AMTD CUSIP 87236Y108 02/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Edmund Clark Mgmt For Withhold Against
1.2 Elect Mark Mitchell Mgmt For For For
1.3 Elect Joseph Moglia Mgmt For Withhold Against
1.4 Elect Thomas Ricketts Mgmt For Withhold Against
1.5 Elect Fredric Tomczyk Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUSIP 879664100 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bo Hedfors Mgmt For For For
2 Elect Michael Lavin Mgmt For For For
3 Elect Jan Suwinski Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Texas Roadhouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
TXRH CUSIP 882681109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Hart Mgmt For For For
1.2 Elect W. Kent Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------
tw telecom inc.
Ticker Security ID: Meeting Date Meeting Status
TWTC CUSIP 87311L104 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Attori Mgmt For For For
1.2 Elect Spencer Hays Mgmt For For For
1.3 Elect Larissa Herda Mgmt For For For
1.4 Elect Kevin Mooney Mgmt For For For
1.5 Elect Kirby Pickle Mgmt For For For
1.6 Elect Roscoe Young, II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Employee Mgmt For Against Against
Stock Purchase Plan
4 Adoption of Shareholder Rights Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Elimination of Supermajority Mgmt For For For
Voting Requirement
3 Increase in Registered Share Mgmt For For For
Capital
4 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Mgmt For For For
Association
9 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit Mgmt For Against Against
the Number of Shares that may be
Registered and/or Voted by a
Single Shareholder or Group to 15%
of the Registered Share Capital
13 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
14 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Incentive Plan
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------
Ultra Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
UPL CUSIP 903914109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Watford Mgmt For For For
1.2 Elect Roger Brown Mgmt For For For
1.3 Elect W. Charles Helton Mgmt For For For
1.4 Elect Stephen McDaniel Mgmt For For For
1.5 Elect Robert Rigney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Regarding Report on ShrHldr Against Against For
Climate Change
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For For For
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
VMWARE, INC.
Ticker Security ID: Meeting Date Meeting Status
VMW CUSIP 928563402 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Ratification of Auditor Mgmt For For For
2 Amendment to the 2007 Equity and Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Waters Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For Withhold Against
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Management Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE EXCELLENCE
PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHldr Against Against For
DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969199108 02/02/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward DiPaolo Mgmt For For For
2 Elect Robert Harl Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Patterson Mgmt For For For
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
8 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------
Zumiez Inc.
Ticker Security ID: Meeting Date Meeting Status
ZUMZ CUSIP 989817101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Brooks Mgmt For For For
2 Elect Matthew Hyde Mgmt For For For
3 Elect James Weber Mgmt For For For
4 One-Time Option Exchange Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Mid Cap Value Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philippe G. H. Mgmt For Withhold Against
Capron
1.2 Elect Director Robert J. Corti Mgmt For For For
1.3 Elect Director Frederic R. Crepin Mgmt For Withhold Against
1.4 Elect Director Brian G. Kelly Mgmt For Withhold Against
1.5 Elect Director Robert A. Kotick Mgmt For Withhold Against
1.6 Elect Director Jean-bernard Levy Mgmt For Withhold Against
1.7 Elect Director Robert J. Morgado Mgmt For For For
1.8 Elect Director Douglas P. Morris Mgmt For Withhold Against
1.9 Elect Director Stephane Roussel Mgmt For Withhold Against
1.10 Elect Director Richard Sarnoff Mgmt For For For
1.11 Elect Director Regis Turrini Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 004930202 07/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Change Company Name Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Eliminate Class of Preferred Stock Mgmt For For For
5.0 Amend Quorum Requirements Mgmt For For For
6.0 Adopt Supermajority Vote Mgmt For For For
Requirement for Amendments
7.0 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
8.0 Permit Directors Designated by Mgmt For For For
Vivendi Certain Voting Powers
9.0 Amend Certificate of Incorporation Mgmt For For For
to Limit Certain Business
Activities
10.0 Amend Certificate of Incorporation Mgmt For For For
to Establish Procedures Allocating
Certain Corporate Opportunities
11.0 Amend Certificate of Incorporation Mgmt For For For
to Require Vivendi or Activision
Blizzard to Acquire all
Outstanding Shares
12.0 Amend Certificate of Incorporation Mgmt For For For
to Approve a Affiliate
Transactions Provision
13.0 Amend Certificate of Incorporation Mgmt For For For
to Restrict Business Combination
Provision
14.0 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
15.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philippe G. H. Mgmt For Withhold Against
Capron
1.2 Elect Director Robert J. Corti Mgmt For Withhold Against
1.3 Elect Director Frederic R. Crepin Mgmt For Withhold Against
1.4 Elect Director Bruce L. Hack Mgmt For Withhold Against
1.5 Elect Director Brian G. Kelly Mgmt For Withhold Against
1.6 Elect Director Robert A. Kotick Mgmt For Withhold Against
1.7 Elect Director Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Director Robert J. Morgado Mgmt For Withhold Against
1.9 Elect Director Douglas P. Morris Mgmt For Withhold Against
1.10 Elect Director Rene P. Penisson Mgmt For Withhold Against
1.11 Elect Director Richard Sarnoff Mgmt For Withhold Against
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Adopt Policy and Report on Board ShrHldr Against Against For
Diversity
4.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Affiliated Computer Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACS CUSIP 008190100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Darwin Deason Mgmt For For For
1.2 Elect Director Lynn R. Blodgett Mgmt For For For
1.3 Elect Director Robert Druskin Mgmt For For For
1.4 Elect Director Kurt R. Krauss Mgmt For For For
1.5 Elect Director Ted B. Miller, Jr. Mgmt For For For
1.6 Elect Director Paul E. Sullivan Mgmt For For For
1.7 Elect Director Frank Varasano Mgmt For For For
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Air Products & Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mario L. Baeza Mgmt For For For
1.2 Elect Director Edward E. Mgmt For For For
Hagenlocker
1.3 Elect Director John E. McGlade Mgmt For For For
1.4 Elect Director Charles H. Noski Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joel S. Marcus Mgmt For For For
1.2 Elect Director Richard B. Jennings Mgmt For Withhold Against
1.3 Elect Director John L. Atkins, III Mgmt For For For
1.4 Elect Director Richard H. Klein Mgmt For Withhold Against
1.5 Elect Director James H. Richardson Mgmt For For For
1.6 Elect Director Martin A. Simonetti Mgmt For For For
1.7 Elect Director Alan G. Walton Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alliant Techsystems Inc.
Ticker Security ID: Meeting Date Meeting Status
ATK CUSIP 018804104 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frances D. Cook Mgmt For For For
1.2 Elect Director Martin C. Faga Mgmt For For For
1.3 Elect Director Ronald R. Fogleman Mgmt For For For
1.4 Elect Director Cynthia L. Lesher Mgmt For For For
1.5 Elect Director Douglas L. Maine Mgmt For For For
1.6 Elect Director Roman Martinez IV Mgmt For For For
1.7 Elect Director Daniel J. Murphy Mgmt For For For
1.8 Elect Director Mark H. Ronald Mgmt For For For
1.9 Elect Director Michael T. Smith Mgmt For For For
1.10 Elect Director William G. Van Dyke Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Adopt Principles for Health Care ShrHldr Against Against For
Reform
- ------------------------------------------------------------------------------------------------------------------
Allied Waste Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AW CUSIP 019589308 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director E. R. Brooks Mgmt For For For
1.2 Elect Director Donald M. Carlton Mgmt For For For
1.3 Elect Director Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect Director Linda A. Goodspeed Mgmt For For For
1.5 Elect Director Thomas E. Hoaglin Mgmt For For For
1.6 Elect Director Lester A. Hudson, Mgmt For For For
Jr.
1.7 Elect Director Michael G. Morris Mgmt For For For
1.8 Elect Director Lionel L. Nowell III Mgmt For For For
1.9 Elect Director Richard L. Sandor Mgmt For For For
1.10 Elect Director Kathryn D. Sullivan Mgmt For For For
1.11 Elect Director Sara Martinez Tucker Mgmt For For For
1.12 Elect Director John F. Turner Mgmt For For For
2.0 Eliminate Cumulative Voting and Mgmt For For For
Adopt Majority Voting for
Uncontested Election of Directors
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward G. Jepsen Mgmt For For For
1.2 Elect Director John R. Lord Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Annaly Capital Management Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. Denahan-Norris Mgmt For For For
1.2 Elect Director Michael Haylon Mgmt For For For
1.3 Elect Director Donnell A. Segalas Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aon Corporation
Ticker Security ID: Meeting Date Meeting Status
AOC CUSIP 037389103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Lester B. Knight Mgmt For For For
2.0 Elect Director Gregory C. Case Mgmt For For For
3.0 Elect Director Fulvio Conti Mgmt For For For
4.0 Elect Director Edgar D. Jannotta Mgmt For For For
5.0 Elect Director Jan Kalff Mgmt For For For
6.0 Elect Director J. Michael Losh Mgmt For For For
7.0 Elect Director R. Eden Martin Mgmt For For For
8.0 Elect Director Andrew J. McKenna Mgmt For For For
9.0 Elect Director Robert S. Morrison Mgmt For For For
10.0 Elect Director Richard B. Myers Mgmt For For For
11.0 Elect Director Richard C. Notebaert Mgmt For For For
12.0 Elect Director John W. Rogers, Jr. Mgmt For For For
13.0 Elect Director Gloria Santona Mgmt For For For
14.0 Elect Director Carolyn Y. Woo Mgmt For For For
15.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arch Capital Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ACGL CUSIP G0450A105 05/06/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Constantine Iordanou as Mgmt For For For
Director
1.2 Elect James J. Meenaghan as Mgmt For For For
Director
1.3 Elect John M. Pasquesi as Director Mgmt For For For
2.1 Elect William Beveridge as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.2 Elect Dennis Brand as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.3 Elect Knud Christensen as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.4 Elect Graham B. Collis as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.5 Elect William J. Cooney as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.6 Elect Elizabeth Fullerton-Rome as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.7 Elect Rutger H.W. Funnekotter as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.8 Elect Marc Grandisson as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.9 Elect Michael A. Greene as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.10 Elect John C.R. Hele as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.11 Elect David Hipkin as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.12 Elect W. Preston Hutchings as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.13 Elect Constantine Iordanou as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.14 Elect Wolbert H. Kamphuijs as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.15 Elect Michael H. Kier as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.16 Elect Mark D. Lyons as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.17 Elect Michael Murphy as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.18 Elect Martin J. Nilsen as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.19 Elect Nicolas Papadopoulo as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.20 Elect Michael Quinn as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.21 Elect Maamoun Rajeh as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.22 Elect Paul S. Robotham as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.23 Elect Soren Scheuer as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.24 Elect Budhi Singh as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.25 Elect Helmut Sohler as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.26 Elect Robert T. Van Gieson as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
2.27 Elect Angus Watson as Designated Mgmt For For For
Company Director of Non-U.S.
Subsidiaries
2.28 Elect James Weatherstone as Mgmt For For For
Designated Company Director of
Non-U.S. Subsidiaries
3.0 Ratify PricewaterhouseCoopers LLP Mgmt For For For
as Auditors
- ------------------------------------------------------------------------------------------------------------------
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles John Koch Mgmt For Withhold Against
1.2 Elect Director H. Carroll Mackin Mgmt For For For
1.3 Elect Director Robert B. Pollock Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Reduce Supermajority Vote Mgmt For For For
Requirement
- ------------------------------------------------------------------------------------------------------------------
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William C. Crowley Mgmt For For For
1.2 Elect Director Sue E. Gove Mgmt For For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For For
1.4 Elect Director Robert R. Grusky Mgmt For For For
1.5 Elect Director J.R. Hyde, III Mgmt For For For
1.6 Elect Director W. Andrew McKenna Mgmt For For For
1.7 Elect Director George R. Mrkonic, Mgmt For For For
Jr.
1.8 Elect Director Luis P. Nieto Mgmt For For For
1.9 Elect Director William C. Rhodes, Mgmt For For For
III
1.10 Elect Director Theodore W. Ullyot Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Claire M. Mgmt For For For
Fraser-Liggett
1.2 Elect Director Edward J. Ludwig Mgmt For For For
1.3 Elect Director Willard J. Mgmt For For For
Overlock, Jr.
1.4 Elect Director Bertram L. Scott Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Amend Omnibus Stock Plan Mgmt For For For
5.0 Amend Omnibus Stock Plan Mgmt For For For
6.0 Amend Bylaws -- Call Special ShrHldr Against For Against
Meetings
7.0 Provide for Cumulative Voting ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For Withhold Against
1.2 Elect Director Alan B. Glassberg Mgmt For For For
1.3 Elect Director Robert W. Pangia Mgmt For For For
1.4 Elect Director William D. Young Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4.0 Fix Size of Board at 13 and Remove ShrHldr Against Against For
the Board's Ability to Change the
Size of the Board
5.0 Reincorporate in Another State ShrHldr Against Against For
[North Dakota]
- ------------------------------------------------------------------------------------------------------------------
Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alexander J. Denner ShrHldr N/A TNA N/A
1.2 Elect Director Richard C. Mulligan ShrHldr N/A TNA N/A
1.3 Elect Director Thomas F. Deuel ShrHldr N/A TNA N/A
1.4 Elect Director David Sidransky ShrHldr N/A TNA N/A
2.0 Fix Size of Board at 13 and Remove ShrHldr N/A TNA N/A
the Board's Ability to Change the
Size of the Board
3.0 Reincorporate in Another State ShrHldr N/A TNA N/A
[North Dakota]
4.0 Ratify Auditors ShrHldr N/A TNA N/A
5.0 Adopt Majority Voting for ShrHldr N/A TNA N/A
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Rhys J. Best Mgmt For For For
1.2 Elect Director Robert Kelley Mgmt For For For
1.3 Elect Director P. Dexter Peacock Mgmt For For For
2.0 Increase Authorized Common Stock Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Campbell Soup Co.
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edmund M. Carpenter Mgmt For For For
1.2 Elect Director Paul R. Charron Mgmt For For For
1.3 Elect Director Douglas R. Conant Mgmt For For For
1.4 Elect Director Bennett Dorrance Mgmt For For For
1.5 Elect Director Harvey Golub Mgmt For For For
1.6 Elect Director Randall W. Larrimore Mgmt For For For
1.7 Elect Director Mary Alice D. Malone Mgmt For For For
1.8 Elect Director Sara Mathew Mgmt For For For
1.9 Elect Director David C. Patterson Mgmt For For For
1.10 Elect Director Charles R. Perrin Mgmt For For For
1.11 Elect Director A. Barry Rand Mgmt For For For
1.12 Elect Director George Strawbridge, Mgmt For For For
Jr.
1.13 Elect Director Les C. Vinney Mgmt For For For
1.14 Elect Director Charlotte C. Weber Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. McMaster Mgmt For For For
1.2 Elect Director Gregory A. Pratt Mgmt For For For
1.3 Elect Director Anne L. Stevens Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Merribel S. Ayres Mgmt For For For
1.2 Elect Director Jon E. Barfield Mgmt For For For
1.3 Elect Director Richard M. Gabrys Mgmt For For For
1.4 Elect Director David W. Joos Mgmt For For For
1.5 Elect Director Philip R. Lochner, Mgmt For For For
Jr.
1.6 Elect Director Michael T. Monahan Mgmt For For For
1.7 Elect Director Joseph F. Paquette, Mgmt For For For
Jr.
1.8 Elect Director Percy A. Pierre Mgmt For For For
1.9 Elect Director Kenneth L. Way Mgmt For For For
1.10 Elect Director Kenneth Whipple Mgmt For For For
1.11 Elect Director John B. Yasinsky Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
5.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Coca-Cola Enterprises Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 191219104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Calvin Darden Mgmt For For For
1.2 Elect Director Donna A. James Mgmt For For For
1.3 Elect Director Thomas H. Johnson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Submit Severance Agreement to ShrHldr Against For Against
(Change in control) to Shareholder
Vote
4.0 Adopt Principles for Health Care ShrHldr Against Against For
Reform
- ------------------------------------------------------------------------------------------------------------------
Commerce Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBSH CUSIP 200525103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jonathan M. Kemper Mgmt For For For
1.2 Elect Director Terry O. Meek Mgmt For For For
1.3 Elect Director Dan C. Simons Mgmt For For For
1.4 Elect Director Kimberly G. Walker Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
CommScope, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTV CUSIP 203372107 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director FRANK M. DRENDEL Mgmt For For For
1.2 Elect Director RICHARD C. SMITH Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Yves C. de Balmann Mgmt For For For
2.0 Elect Director Douglas L. Becker Mgmt For For For
3.0 Elect Director Ann C. Berzin Mgmt For For For
4.0 Elect Director James T. Brady Mgmt For For For
5.0 Elect Director Edward A. Crooke Mgmt For For For
6.0 Elect Director James R. Curtiss Mgmt For For For
7.0 Elect Director Freeman A. Mgmt For For For
Hrabowski, III
8.0 Elect Director Nancy Lampton Mgmt For For For
9.0 Elect Director Robert J. Lawless Mgmt For For For
10.0 Elect Director Lynn M. Martin Mgmt For For For
11.0 Elect Director Mayo A. Shattuck, Mgmt For For For
III
12.0 Elect Director John L. Skolds Mgmt For For For
13.0 Elect Director Michael D. Sullivan Mgmt For For For
14.0 Ratify Auditors Mgmt For For For
15.0 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24182100 04/27/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ivor J. Evan as Director Mgmt For For For
1.2 Elect Kirk S. Hachigian as Director Mgmt For For For
1.3 Elect Lawrence D. Kingsley as Mgmt For For For
Director
1.4 Elect James R. Wilson as Director Mgmt For For For
2.0 Ratify Ernst & Young LLP as Mgmt For For For
Independent Auditors
3.0 Implement Code of Conduct Based on ShrHldr Against Against For
International Labor Organization
Standards
- ------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Richard H. Anderson Mgmt For For For
2.0 Elect Director Roy J. Bostock Mgmt For For For
3.0 Elect Director John S. Brinzo Mgmt For For For
4.0 Elect Director Daniel A. Carp Mgmt For For For
5.0 Elect Director John M. Engler Mgmt For For For
6.0 Elect Director Mickey P. Foret Mgmt For For For
7.0 Elect Director David R. Goode Mgmt For For For
8.0 Elect Director Paula Rosput Mgmt For For For
Reynolds
9.0 Elect Director Kenneth C. Rogers Mgmt For For For
10.0 Elect Director Rodney E. Slater Mgmt For For For
11.0 Elect Director Douglas M. Steenland Mgmt For For For
12.0 Elect Director Kenneth B. Woodrow Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Provide for Cumulative Voting ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
DISH Network Corp.
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James DeFranco Mgmt For Withhold Against
1.2 Elect Director Cantey Ergen Mgmt For Withhold Against
1.3 Elect Director Charles W. Ergen Mgmt For Withhold Against
1.4 Elect Director Steven R. Goodbarn Mgmt For For For
1.5 Elect Director Gary S. Howard Mgmt For For For
1.6 Elect Director David K. Moskowitz Mgmt For Withhold Against
1.7 Elect Director Tom A. Ortolf Mgmt For For For
1.8 Elect Director Carl E. Vogel Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
4.0 Approve Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul R. Bishop Mgmt For For For
1.2 Elect Director Frank F. Gallaher Mgmt For For For
1.3 Elect Director Lester L. Lyles Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Larry E. Reimert Mgmt For Withhold Against
1.2 Elect Director Gary D. Smith Mgmt For Withhold Against
1.3 Elect Director L.H. Dick Robertson Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alexander M. Cutler Mgmt For For For
1.2 Elect Director Arthur E. Johnson Mgmt For For For
1.3 Elect Director Deborah L. McCoy Mgmt For For For
1.4 Elect Director Gary L. Tooker Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vanessa C.L. Chang Mgmt For For For
1.2 Elect Director France A. C=rdova Mgmt For For For
1.3 Elect Director Theodore F. Craver, Mgmt For For For
Jr.
1.4 Elect Director Charles B. Curtis Mgmt For For For
1.5 Elect Director Bradford M. Freeman Mgmt For For For
1.6 Elect Director Luis G. Nogales Mgmt For For For
1.7 Elect Director Ronald L. Olson Mgmt For For For
1.8 Elect Director James M. Rosser Mgmt For For For
1.9 Elect Director Richard T. Mgmt For For For
Schlosberg, III
1.10 Elect Director Thomas C. Sutton Mgmt For For For
1.11 Elect Director Brett White Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Mike R. Bowlin Mgmt For For For
2.0 Elect Director Barbara J. McNeil Mgmt For For For
3.0 Elect Director Michael A. Mussallem Mgmt For For For
4.0 Elect Director William J. Link Mgmt For For For
5.0 Amend Omnibus Stock Plan Mgmt For For For
6.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Embarq Corp
Ticker Security ID: Meeting Date Meeting Status
EQ CUSIP 29078E105 01/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bill G. Armstrong Mgmt For Withhold Against
1.2 Elect Director J. Patrick Mulcahy Mgmt For For For
1.3 Elect Director Pamela M. Nicholson Mgmt For Withhold Against
2.0 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Maureen Scannell Mgmt For For For
Bateman
1.2 Elect Director W. Frank Blount Mgmt For For For
1.3 Elect Director Gary W. Edwards Mgmt For For For
1.4 Elect Director Alexis M. Herman Mgmt For For For
1.5 Elect Director Donald C. Hintz Mgmt For For For
1.6 Elect Director J. Wayne Leonard Mgmt For For For
1.7 Elect Director Stuart L. Levenick Mgmt For For For
1.8 Elect Director James R. Nichols Mgmt For For For
1.9 Elect Director William A. Percy, II Mgmt For For For
1.10 Elect Director W.J. Tauzin Mgmt For For For
1.11 Elect Director Steven V. Wilkinson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George A. Alcorn Mgmt For For For
1.2 Elect Director Charles R. Crisp Mgmt For For For
1.3 Elect Director James C. Day Mgmt For For For
1.4 Elect Director Mark G. Papa Mgmt For For For
1.5 Elect Director H. Leighton Steward Mgmt For For For
1.6 Elect Director Donald F. Textor Mgmt For For For
1.7 Elect Director Frank G. Wisner Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philip G. Behrman Mgmt For For For
1.2 Elect Director A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Director Barbara S. Jeremiah Mgmt For For For
1.4 Elect Director Lee T. Todd, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George M. Marcus Mgmt For Withhold Against
1.2 Elect Director Gary P. Martin Mgmt For For For
1.3 Elect Director Michael J. Schall Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Everest Re Group LTD
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/13/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Abrahams as Director Mgmt For For For
1.2 Elect John R. Dunne as Director Mgmt For For For
1.3 Elect John A. Weber as Director Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
3.0 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Federal Realty Investment Trust
Ticker Security ID: Meeting Date Meeting Status
FRT CUSIP 313747206 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Trustee Gail P. Steinel Mgmt For For For
2.0 Elect Trustee Joseph S. Vassalluzzo Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Declassify the Board of Trustees Mgmt For For For
5.0 Amend Shareholder Rights Plan Mgmt For For For
(Poison Pill)
- ------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director James L. Barksdale Mgmt For For For
2.0 Elect Director August A. Busch IV Mgmt For For For
3.0 Elect Director John A. Edwardson Mgmt For For For
4.0 Elect Director Judith L. Estrin Mgmt For For For
5.0 Elect Director J.R. Hyde, III Mgmt For For For
6.0 Elect Director Shirley A. Jackson Mgmt For For For
7.0 Elect Director Steven R. Loranger Mgmt For For For
8.0 Elect Director Gary W. Loveman Mgmt For For For
9.0 Elect Director Frederick W. Smith Mgmt For For For
10.0 Elect Director Joshua I. Smith Mgmt For For For
11.0 Elect Director Paul S. Walsh Mgmt For For For
12.0 Elect Director Peter S. Willmott Mgmt For For For
13.0 Amend Omnibus Stock Plan Mgmt For For For
14.0 Ratify Auditors Mgmt For For For
15.0 Require Independent Board Chairman ShrHldr Against For Against
16.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 12/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles of Incorporation Mgmt For For For
and Amend Code of Regulations
2.0 Amend Articles of Incorporation to Mgmt For For For
Revise Express Terms of Series G
Preferred Stock
3.0 Amend Articles of Incorporation Mgmt For For For
and Amend Code of Regulations
4.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FirstEnergy Corp
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul T. Addison Mgmt For Withhold Against
1.2 Elect Director Anthony J. Alexander Mgmt For Withhold Against
1.3 Elect Director Michael J. Anderson Mgmt For Withhold Against
1.4 Elect Director Dr. Carol A. Mgmt For Withhold Against
Cartwright
1.5 Elect Director William T. Cottle Mgmt For Withhold Against
1.6 Elect Director Robert B. Heisler, Mgmt For Withhold Against
Jr.
1.7 Elect Director Ernest J. Novak, Jr. Mgmt For Withhold Against
1.8 Elect Director Catherine A. Rein Mgmt For Withhold Against
1.9 Elect Director George M. Smart Mgmt For Withhold Against
1.10 Elect Director Wes M. Taylor Mgmt For Withhold Against
1.11 Elect Director Jesse T. Williams, Mgmt For Withhold Against
Sr.
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Simple Majority Vote ShrHldr Against For Against
4.0 Amend Bylaws to Reduce the ShrHldr Against For Against
Percentage of Shares Required to
Call Special Shareholder Meeting
5.0 Establish Shareholder Proponent ShrHldr Against For Against
Engagement Process
6.0 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Fortune Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
FO CUSIP 349631101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Bruce A. Carbonari Mgmt For For For
1.2 Elect Director Ann F. Hackett Mgmt For For For
1.3 Elect Director David M. Thomas Mgmt For For For
1.4 Elect Director Ronald V. Waters, Mgmt For For For
III
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Reduce Supermajority Vote ShrHldr Against For Against
Requirement
- ------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Samuel H. Armacost Mgmt For For For
2.0 Elect Director Charles Crocker Mgmt For For For
3.0 Elect Director Joseph R. Hardiman Mgmt For For For
4.0 Elect Director Robert D. Joffe Mgmt For For For
5.0 Elect Director Charles B. Johnson Mgmt For For For
6.0 Elect Director Gregory E. Johnson Mgmt For For For
7.0 Elect Director Rupert H. Johnson, Mgmt For For For
Jr.
8.0 Elect Director Thomas H. Kean Mgmt For For For
9.0 Elect Director Chutta Ratnathicam Mgmt For For For
10.0 Elect Director Peter M. Sacerdote Mgmt For For For
11.0 Elect Director Laura Stein Mgmt For For For
12.0 Elect Director Anne M. Tatlock Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Bradbury H. Anderson Mgmt For For For
2.0 Elect Director Paul Danos Mgmt For For For
3.0 Elect Director William T. Esrey Mgmt For For For
4.0 Elect Director Raymond V. Gilmartin Mgmt For For For
5.0 Elect Director Judith Richards Hope Mgmt For For For
6.0 Elect Director Heidi G. Miller Mgmt For For For
7.0 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8.0 Elect Director Steve Odland Mgmt For For For
9.0 Elect Director Kendall J. Powell Mgmt For For For
10.0 Elect Director Lois E. Quam Mgmt For For For
11.0 Elect Director Michael D. Rose Mgmt For For For
12.0 Elect Director Robert L. Ryan Mgmt For For For
13.0 Elect Director Dorothy A. Terrell Mgmt For For For
14.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Alan M. Bennett Mgmt For For For
2.0 Elect Director Thomas M. Bloch Mgmt For For For
3.0 Elect Director Richard C. Breeden Mgmt For For For
4.0 Elect Director Robert A. Gerard Mgmt For For For
5.0 Elect Director Len J. Lauer Mgmt For For For
6.0 Elect Director David B. Lewis Mgmt For For For
7.0 Elect Director Tom D. Seip Mgmt For For For
8.0 Elect Director L. Edward Shaw, Jr. Mgmt For For For
9.0 Elect Director Russell P. Smyth Mgmt For For For
10.0 Elect Director Christianna Wood Mgmt For For For
11.0 Amend Articles of Incorporation to Mgmt For For For
Require an Independent Chairman
12.0 Approve Decrease in Size of Board Mgmt For For For
13.0 Impose Director Term Limits Mgmt For Against Against
14.0 Limit Voting Rights of Preferred Mgmt For For For
Stock
15.0 Advisory Vote on Executive Mgmt For For For
Compensation - Approve Application
of Compensation Philosophy,
Policies and Procedures
16.0 Approve Deferred Compensation Plan Mgmt For For For
17.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Basil L. Anderson Mgmt For For For
1.2 Elect Director Alan R. Batkin Mgmt For For For
1.3 Elect Director Frank J. Biondi, Jr. Mgmt For For For
1.4 Elect Director Kenneth A. Bronfin Mgmt For For For
1.5 Elect Director John M. Connors, Jr. Mgmt For For For
1.6 Elect Director Michael W.O. Garrett Mgmt For For For
1.7 Elect Director E. Gordon Gee Mgmt For For For
1.8 Elect Director Brian Goldner Mgmt For For For
1.9 Elect Director Jack M. Greenberg Mgmt For For For
1.10 Elect Director Alan G. Hassenfeld Mgmt For For For
1.11 Elect Director Tracy A. Leinbach Mgmt For For For
1.12 Elect Director Edward M. Philip Mgmt For For For
1.13 Elect Director Paula Stern Mgmt For For For
1.14 Elect Director Alfred J. Verrecchia Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. Fanning, Mgmt For For For
Jr.
1.2 Elect Director James F. Flaherty Mgmt For For For
III
1.3 Elect Director Christine N. Garvey Mgmt For For For
1.4 Elect Director David B. Henry Mgmt For For For
1.5 Elect Director Lauralee E. Martin Mgmt For For For
1.6 Elect Director Michael D. McKee Mgmt For For For
1.7 Elect Director Harold M. Messmer, Mgmt For For For
Jr.
1.8 Elect Director Peter L. Rhein Mgmt For For For
1.9 Elect Director Kenneth B. Roath Mgmt For For For
1.10 Elect Director Richard M. Rosenberg Mgmt For For For
1.11 Elect Director Joseph P. Sullivan Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Herbalife Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/30/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pedro Cardoso as Director Mgmt For For For
1.2 Elect Murray H. Dashe as Director Mgmt For For For
1.3 Elect Colombe M. Nicholas as Mgmt For Withhold Against
Director
2.0 Ratify KPMG LLP as Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Denis J. Salamone Mgmt For For For
1.2 Elect Director Michael W. Azzara Mgmt For For For
1.3 Elect Director Victoria H. Bruni Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Huntington Bancshares Inc.
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John B. Gerlach, Jr. Mgmt For Withhold Against
1.2 Elect Director D. James Hilliker Mgmt For Withhold Against
1.3 Elect Director Jonathan A. Levy Mgmt For For For
1.4 Elect Director Gene E. Little Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Advisory Vote to Ratify Named Mgmt For Against Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
IMS Health Inc.
Ticker Security ID: Meeting Date Meeting Status
RX CUSIP 449934108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director H. Eugene Lockhart Mgmt For For For
2.0 Elect Director Bradley T. Sheares Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Reduce Supermajority Vote Mgmt For For For
Requirement
- ------------------------------------------------------------------------------------------------------------------
Invesco Ltd. (formerly INVESCO plc)
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/21/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Election Of Director: Martin L. Mgmt For For For
Flanagan
2.0 Election Of Director: Ben F. Mgmt For For For
Johnson, III
3.0 Election Of Director: J. Thomas Mgmt For For For
Presby, Cpa
4.0 To Appoint Ernst & Young Llp As Mgmt For For For
The Company S
Independentregistered Public
Accounting Firm For The Fiscal
Year Endingdecember 31, 2009
- ------------------------------------------------------------------------------------------------------------------
Iron Mountain Inc.
Ticker Security ID: Meeting Date Meeting Status
IRM CUSIP 462846106 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Clarke H. Bailey Mgmt For For For
1.2 Elect Director Constantin R. Boden Mgmt For For For
1.3 Elect Director Robert T. Brennan Mgmt For For For
1.4 Elect Director Kent P. Dauten Mgmt For For For
1.5 Elect Director Michael Lamach Mgmt For For For
1.6 Elect Director Arthur D. Little Mgmt For For For
1.7 Elect Director C. Richard Reese Mgmt For For For
1.8 Elect Director Vincent J. Ryan Mgmt For For For
1.9 Elect Director Laurie A. Tucker Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
J. C. Penney Co., Inc (HLDG CO)
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Colleen C. Barrett Mgmt For For For
2.0 Elect Director M. Anthony Burns Mgmt For For For
3.0 Elect Director Maxine K. Clark Mgmt For For For
4.0 Elect Director Thomas J. Engibous Mgmt For For For
5.0 Elect Director Kent B. Foster Mgmt For For For
6.0 Elect Director Ken C. Hicks Mgmt For For For
7.0 Elect Director Burl Osborne Mgmt For For For
8.0 Elect Director Leonard H. Roberts Mgmt For For For
9.0 Elect Director Javier G. Teruel Mgmt For For For
10.0 Elect Director R. Gerald Turner Mgmt For For For
11.0 Elect Director Myron E. Ullman, III Mgmt For For For
12.0 Elect Director Mary Beth West Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Approve Omnibus Stock Plan Mgmt For For For
15.0 Adopt Principles for Health Care ShrHldr Against Against For
Reform
- ------------------------------------------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis W. Archer Mgmt For Withhold Against
1.2 Elect Director Richard Goodman Mgmt For For For
1.3 Elect Director Southwood J. Mgmt For For For
Morcott
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Policy to Obtain Shareholder ShrHldr Against For Against
Approval of Survivor Benefits
- ------------------------------------------------------------------------------------------------------------------
Kinetic Concepts, Inc.
Ticker Security ID: Meeting Date Meeting Status
KCI CUSIP 49460W208 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carl F. Kohrt, Ph.D. Mgmt For For For
1.2 Elect Director C. Thomas Smith Mgmt For For For
1.3 Elect Director Donald E. Steen Mgmt For For For
1.4 Elect Director Craig R. Callen Mgmt For For For
2.0 Approve Issuance of Mgmt For For For
Warrants/Convertible Debentures
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kohl's Corp.
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Peter Boneparth Mgmt For For For
2.0 Elect Director Steven A. Burd Mgmt For For For
3.0 Elect Director John F. Herma Mgmt For For For
4.0 Elect Director Dale E. Jones Mgmt For For For
5.0 Elect Director William S. Kellogg Mgmt For For For
6.0 Elect Director Kevin Mansell Mgmt For For For
7.0 Elect Director R. Lawrence Mgmt For For For
Montgomery
8.0 Elect Director Frank V. Sica Mgmt For For For
9.0 Elect Director Peter M. Mgmt For For For
Sommerhauser
10.0 Elect Director Stephanie A. Mgmt For For For
Streeter
11.0 Elect Director Stephen E. Watson Mgmt For For For
12.0 Ratify Auditors Mgmt For For For
13.0 Require a Majority Vote for the ShrHldr Against Against For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Thomas P. Mac Mahon Mgmt For For For
2.0 Elect Director Kerrii B. Anderson Mgmt For For For
3.0 Elect Director Jean-Luc Belingard Mgmt For Against Against
4.0 Elect Director David P. King Mgmt For For For
5.0 Elect Director Wendy E. Lane Mgmt For For For
6.0 Elect Director Robert E. Mgmt For For For
Mittelstaedt, Jr.
7.0 Elect Director Arthur H. Rubenstein Mgmt For For For
8.0 Elect Director M. Keith Weikel Mgmt For For For
9.0 Elect Director R. Sanders Williams Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Henry H. Gerkins Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
LAZARD LTD
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven J. Heyer as Director Mgmt For For For
1.2 Elect Sylvia Jay as Director Mgmt For For For
1.3 Elect Vernon E. Jordan Jr. as Mgmt For For For
Director
2.0 Ratify Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis R. Beresford Mgmt For For For
1.2 Elect Director W. Allen Reed Mgmt For For For
1.3 Elect Director Roger W. Schipke Mgmt For For For
1.4 Elect Director Nicholas J. Mgmt For For For
St.George
1.5 Elect Director Mark R. Fetting Mgmt For For For
1.6 Elect Director Scott C. Nuttall Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Require Independent Board Chairman ShrHldr Against Against For
4.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Lennox International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LII CUSIP 526107107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Linda G. Alvarado Mgmt For For For
1.2 Elect Director Steven R. Booth Mgmt For For For
1.3 Elect Director John E. Major Mgmt For For For
1.4 Elect Director Jeffrey D. Storey Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George W. Mgmt For For For
Henderson, III
1.2 Elect Director Eric G. Johnson Mgmt For For For
1.3 Elect Director M. Leanne Lachman Mgmt For For For
1.4 Elect Director Isaiah Tidwell Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
4.0 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert C. Almon Mgmt For Withhold Against
1.2 Elect Director Kit D. Dietz Mgmt For Withhold Against
1.3 Elect Director Nigel Travis Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
M.D.C. Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDC CUSIP 552676108 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David E. Blackford Mgmt For For For
1.2 Elect Director Steven J. Borick Mgmt For For For
2.0 Require Independent Board Chairman ShrHldr Against Against For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leslie M. Baker, Jr. Mgmt For For For
1.2 Elect Director Gwendolyn S. King Mgmt For For For
1.3 Elect Director Marc D. Oken Mgmt For For For
1.4 Elect Director David A. Olsen Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Reincorporate in Another State ShrHldr Against Against For
from Delaware to North Dakota
4.0 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For
Call Special Meetings
5.0 Report on Political Contributions ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Maureen E. Clancy Mgmt For For For
1.2 Elect Director Robert S. Farrell Mgmt For For For
1.3 Elect Director Joseph R. Ficalora Mgmt For For For
1.4 Elect Director James J. O'Donovan Mgmt For For For
1.5 Elect Director Hanif W. Dahya Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newell Rubbermaid Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas E. Clarke Mgmt For For For
1.2 Elect Director Domenico De Sole Mgmt For For For
1.3 Elect Director Elizabeth Mgmt For For For
Cuthbert-Millett
1.4 Elect Director Steven J. Strobel Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newfield Exploration Co.
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David A. Trice Mgmt For For For
2.0 Elect Director Lee K. Boothby Mgmt For For For
3.0 Elect Director Philip J. Burguieres Mgmt For For For
4.0 Elect Director Pamela J. Gardner Mgmt For For For
5.0 Elect Director Dennis R. Hendrix Mgmt For For For
6.0 Elect Director John Randolph Kemp Mgmt For For For
III
7.0 Elect Director J. Michael Lacey Mgmt For For For
8.0 Elect Director Joseph H. Netherland Mgmt For For For
9.0 Elect Director Howard H. Newman Mgmt For For For
10.0 Elect Director Thomas G. Ricks Mgmt For For For
11.0 Elect Director Juanita F. Romans Mgmt For For For
12.0 Elect Director C. E. (Chuck) Shultz Mgmt For For For
13.0 Elect Director J. Terry Strange Mgmt For For For
14.0 Approve Omnibus Stock Plan Mgmt For For For
15.0 Approve Non-Employee Director Mgmt For For For
Restricted Stock Plan
16.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Linda Walker Bynoe Mgmt For For For
1.2 Elect Director Nicholas D. Chabraja Mgmt For For For
1.3 Elect Director Susan Crown Mgmt For For For
1.4 Elect Director Dipak C. Jain Mgmt For For For
1.5 Elect Director Arthur L. Kelly Mgmt For For For
1.6 Elect Director Robert C. McCormack Mgmt For For For
1.7 Elect Director Edward J. Mooney Mgmt For For For
1.8 Elect Director William A. Osborn Mgmt For For For
1.9 Elect Director John W. Rowe Mgmt For For For
1.10 Elect Director Harold B. Smith Mgmt For For For
1.11 Elect Director William D. Smithburg Mgmt For For For
1.12 Elect Director Enrique J. Sosa Mgmt For For For
1.13 Elect Director Charles A. Tribbett Mgmt For For For
III
1.14 Elect Director Frederick H. Waddell Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Timothy M. Donahue Mgmt For For For
1.2 Elect Director William A. Moran Mgmt For For For
1.3 Elect Director Alfred E. Festa Mgmt For For For
1.4 Elect Director W. Grady Rosier Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William E. Kassling Mgmt For For For
1.2 Elect Director Joseph M. Scaminace Mgmt For For For
1.3 Elect Director Wolfgang R. Schmitt Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Partnerre Ltd (frm. Partnerre Holdings Ltd.)
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/22/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan H. Holsboer as Director Mgmt For For For
1.2 Elect Kevin M. Twomey as Director Mgmt For For For
2.0 Approve Deloitte & Touche as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
3.0 Approve 2009 Employee Share Plan Mgmt For For For
4.0 Amend Non-Employee Director Share Mgmt For For For
Plan
5.0 Approve Term Extension of Swiss Mgmt For For For
Share Purchase Plan
6.1 Approve Elimination of Mgmt For For For
Supermajority Vote Requirement
6.2 Amend Bylaws Re: Advance Notice Mgmt For For For
Provisions
6.3 Amend Bylaws Re: Limitations on Mgmt For For For
Ownership and Voting
6.4 Amend Bylaws Re: Idemnification Mgmt For For For
Provisions
6.5 Amend Bylaws Re: Election, Mgmt For Against Against
Disqualification and Removal of
Director Provisions
6.6 Amend Bylaws Re: Other Changes Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George P. Carter Mgmt For Withhold Against
1.2 Elect Director Jerry Franklin Mgmt For Withhold Against
1.3 Elect Director Eunice S. Groark Mgmt For For For
1.4 Elect Director James A. Thomas Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PerkinElmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Robert F. Friel Mgmt For For For
2.0 Elect Director Nicholas A. Lopardo Mgmt For For For
3.0 Elect Director Alexis P. Michas Mgmt For For For
4.0 Elect Director James C. Mullen Mgmt For For For
5.0 Elect Director Vicki L. Sato Mgmt For For For
6.0 Elect Director Gabriel Schmergel Mgmt For For For
7.0 Elect Director Kenton J. Sicchitano Mgmt For For For
8.0 Elect Director Patrick J. Sullivan Mgmt For For For
9.0 Elect Director G. Robert Tod Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PG&E Corp.
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David R. Andrews Mgmt For For For
2.0 Elect Director C. Lee Cox Mgmt For For For
3.0 Elect Director Peter A. Darbee Mgmt For For For
4.0 Elect Director Maryellen C. Mgmt For For For
Herringer
5.0 Elect Director Roger H. Kimmel Mgmt For For For
6.0 Elect Director Richard A. Meserve Mgmt For For For
7.0 Elect Director Forrest E. Miller Mgmt For For For
8.0 Elect Director Barbara L. Rambo Mgmt For For For
9.0 Elect Director Barry Lawson Mgmt For For For
Williams
10.0 Ratify Auditors Mgmt For For For
11.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
12.0 Reincorporate in Another State ShrHldr Against Against For
[California to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
Philadelphia Consolidated Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
PHLY CUSIP 717528103 10/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Conway Mgmt For For For
1.2 Elect Director E. Allen Deaver Mgmt For For For
1.3 Elect Director James H. Miller Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas J. Mgmt For For For
Baltimore, Jr.
1.2 Elect Director Frederic K. Becker Mgmt For For For
1.3 Elect Director Gordon M. Bethune Mgmt For For For
1.4 Elect Director Gaston Caperton Mgmt For For For
1.5 Elect Director Gilbert F. Casellas Mgmt For For For
1.6 Elect Director James G. Cullen Mgmt For For For
1.7 Elect Director William H. Gray, III Mgmt For For For
1.8 Elect Director Mark B. Grier Mgmt For For For
1.9 Elect Director Jon F. Hanson Mgmt For For For
1.10 Elect Director Constance J. Horner Mgmt For For For
1.11 Elect Director Karl J. Krapek Mgmt For For For
1.12 Elect Director Christine A. Poon Mgmt For For For
1.13 Elect Director John R. Strangfield Mgmt For For For
1.14 Elect Director James A. Unruh Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
4.0 Require Independent Board Chairman ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles L. Blackburn Mgmt For For For
1.2 Elect Director Anthony V. Dub Mgmt For For For
1.3 Elect Director V. Richard Eales Mgmt For For For
1.4 Elect Director Allen Finkelson Mgmt For For For
1.5 Elect Director James M. Funk Mgmt For For For
1.6 Elect Director Jonathan S. Linker Mgmt For For For
1.7 Elect Director Kevin S. McCarthy Mgmt For For For
1.8 Elect Director John H. Pinkerton Mgmt For For For
1.9 Elect Director Jeffrey L. Ventura Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
RenaissanceRe Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNR CUSIP G7496G103 05/21/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas A. Cooper as Director Mgmt For For For
1.2 Elect Neill A. Currie as Director Mgmt For For For
1.3 Elect W. James MacGinnitie as Mgmt For For For
Director
2.0 Appoint the Firm of Ernst & Young, Mgmt For For For
Ltd to Serve as Auditors for
the2009 Fiscal Year Until the 2010
AGM and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James E. O'Connor Mgmt For For For
1.2 Elect Director John W. Croghan Mgmt For For For
1.3 Elect Director James W. Crownover Mgmt For For For
1.4 Elect Director William J. Flynn Mgmt For For For
1.5 Elect Director David I. Foley Mgmt For For For
1.6 Elect Director Nolan Lehmann Mgmt For For For
1.7 Elect Director W. Lee Nutter Mgmt For For For
1.8 Elect Director Ramon A. Rodriguez Mgmt For For For
1.9 Elect Director Allan C. Sorensen Mgmt For For For
1.10 Elect Director John M. Trani Mgmt For For For
1.11 Elect Director Michael W. Wickham Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael Balmuth Mgmt For For For
1.2 Elect Director K. Gunnar Bjorklund Mgmt For For For
1.3 Elect Director Sharon D. Garrett Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James S. Beard Mgmt For For For
1.2 Elect Director John M. Berra Mgmt For For For
1.3 Elect Director Luis P. Nieto, Jr. Mgmt For For For
1.4 Elect Director E. Follin Smith Mgmt For For For
1.5 Elect Director Gregory T. Swienton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Seagate Technology
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP G7945J104 10/30/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECT WILLIAM D. WATKINS AS A Mgmt For For For
DIRECTOR
2.0 ELECT STEPHEN J. LUCZO AS A Mgmt For For For
DIRECTOR
3.0 ELECT FRANK J. BIONDI AS A DIRECTOR Mgmt For For For
4.0 ELECT WILLIAM W. BRADLEY AS A Mgmt For For For
DIRECTOR
5.0 ELECT DONALD E. KIERNAN AS A Mgmt For For For
DIRECTOR
6.0 ELECT DAVID F. MARQUARDT AS A Mgmt For For For
DIRECTOR
7.0 ELECT LYDIA M. MARSHALL AS A Mgmt For For For
DIRECTOR
8.0 ELECT C.S. PARK AS A DIRECTOR Mgmt For For For
9.0 ELECT GREGORIO REYES AS A DIRECTOR Mgmt For For For
10.0 ELECT JOHN W. THOMPSON AS A Mgmt For For For
DIRECTOR
11.0 PROPOSAL TO APPROVE THE SEAGATE Mgmt For For For
TECHNOLOGY EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
12.0 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR
ENDING JULY 3, 2009.
- ------------------------------------------------------------------------------------------------------------------
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director James G. Brocksmith Mgmt For For For
Jr.
2.0 Elect Director Richard A. Collato Mgmt For For For
3.0 Elect Director Donald E. Felsinger Mgmt For For For
4.0 Elect Director Wilford D. Godbold Mgmt For For For
Jr.
5.0 Elect Director William D. Jones Mgmt For For For
6.0 Elect Director Richard G. Newman Mgmt For For For
7.0 Elect Director William G. Ouchi Mgmt For For For
8.0 Elect Director Carlos Ruiz Mgmt For For For
Sacristan
9.0 Elect Director William C. Rusnack Mgmt For For For
10.0 Elect Director William P. Rutledge Mgmt For For For
11.0 Elect Director Lynn Schenk Mgmt For For For
12.0 Elect Director Neal E. Schmale Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
15.0 Reincorporate in Another State ShrHldr Against Against For
[California to North Dakota]
- ------------------------------------------------------------------------------------------------------------------
SLM Corporation (Sallie Mae)
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Ann Torre Bates Mgmt For For For
2.0 Elect Director William M. Mgmt For For For
Diefenderfer, III
3.0 Elect Director Diane Suitt Mgmt For For For
Gilleland
4.0 Elect Director Earl A. Goode Mgmt For For For
5.0 Elect Director Ronald F. Hunt Mgmt For For For
6.0 Elect Director Albert L. Lord Mgmt For For For
7.0 Elect Director Michael E. Martin Mgmt For For For
8.0 Elect Director Barry A. Munitz Mgmt For For For
9.0 Elect Director Howard H. Newman Mgmt For For For
10.0 Elect Director A. Alexander Mgmt For For For
Porter, Jr.
11.0 Elect Director Frank C. Puleo Mgmt For For For
12.0 Elect Director Wolfgang Schoellkopf Mgmt For For For
13.0 Elect Director Steven L. Shapiro Mgmt For For For
14.0 Elect Director J. Terry Strange Mgmt For For For
15.0 Elect Director Anthony P. Mgmt For For For
Terracciano
16.0 Elect Director Barry L. Williams Mgmt For For For
17.0 Approve Non-Employee Director Mgmt For For For
Omnibus Stock Plan
18.0 Approve Omnibus Stock Plan Mgmt For For For
19.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Smith International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert Kelley Mgmt For For For
1.2 Elect Director Luiz Rodolfo Landim Mgmt For For For
Machado
1.3 Elect Director Doug Rock Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sprint Nextel Corporation
Ticker Security ID: Meeting Date Meeting Status
S CUSIP 852061100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. Bennett Mgmt For For For
1.2 Elect Director Gordon M. Bethune Mgmt For For For
1.3 Elect Director Larry C. Glasscock Mgmt For For For
1.4 Elect Director James H. Hance, Jr. Mgmt For For For
1.5 Elect Director Daniel R. Hesse Mgmt For For For
1.6 Elect Director V. Janet Hill Mgmt For For For
1.7 Elect Director Frank Ianna Mgmt For For For
1.8 Elect Director Sven-Christer Mgmt For For For
Nilsson
1.9 Elect Director William R. Nuti Mgmt For For For
1.10 Elect Director Rodney O'Neal Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Amend Bylaws-- Call Special ShrHldr Against For Against
Meetings
5.0 Report on Political Contributions ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Keith E. Busse Mgmt For For For
1.2 Elect Director Mark D. Millett Mgmt For For For
1.3 Elect Director Richard P. Teets, Mgmt For For For
Jr.
1.4 Elect Director John C. Bates Mgmt For For For
1.5 Elect Director Frank D. Byrne, M.D. Mgmt For For For
1.6 Elect Director Paul B. Edgerley Mgmt For For For
1.7 Elect Director Richard J. Freeland Mgmt For For For
1.8 Elect Director Dr. Jnrgen Kolb Mgmt For For For
1.9 Elect Director James C. Marcuccilli Mgmt For For For
1.10 Elect Director Joseph D. Ruffolo Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Daniel P. Amos Mgmt For Against Against
2.0 Elect Director Richard E. Anthony Mgmt For For For
3.0 Elect Director James H. Blanchard Mgmt For For For
4.0 Elect Director Richard Y. Bradley Mgmt For For For
5.0 Elect Director Frank W. Brumley Mgmt For Against Against
6.0 Elect Director Elizabeth W. Camp Mgmt For For For
7.0 Elect Director Gardiner W. Mgmt For For For
Garrard, Jr.
8.0 Elect Director T. Michael Goodrich Mgmt For For For
9.0 Elect Director Frederick L. Green, Mgmt For For For
III
10.0 Elect Director V. Nathaniel Mgmt For For For
Hansford
11.0 Elect Director Mason H. Lampton Mgmt For For For
12.0 Elect Director Elizabeth C. Ogie Mgmt For For For
13.0 Elect Director H. Lynn Page Mgmt For For For
14.0 Elect Director Neal Purcell Mgmt For For For
15.0 Elect Director Melvin T. Stith Mgmt For For For
16.0 Elect Director Philip W. Tomlinson Mgmt For For For
17.0 Elect Director William B. Turner, Mgmt For For For
Jr.
18.0 Elect Director James D. Yancey Mgmt For For For
19.0 Ratify Auditors Mgmt For For For
20.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize New Class of Preferred Mgmt For For For
Stock
2.0 Amend Bylaws to Authorize Board of Mgmt For For For
Directors to Fix Board Size
- ------------------------------------------------------------------------------------------------------------------
The Clorox Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Daniel Boggan, Jr. Mgmt For For For
2.0 Elect Director Richard H. Carmona Mgmt For For For
3.0 Elect Director Tully M. Friedman Mgmt For For For
4.0 Elect Director George J. Harad Mgmt For For For
5.0 Elect Director Donald R. Knauss Mgmt For For For
6.0 Elect Director Robert W. Mgmt For For For
Matschullat
7.0 Elect Director Gary G. Michael Mgmt For For For
8.0 Elect Director Edward A. Mueller Mgmt For For For
9.0 Elect Director Jan L. Murley Mgmt For For For
10.0 Elect Director Pamela Thomas-Graham Mgmt For For For
11.0 Elect Director Carolyn M. Ticknor Mgmt For For For
12.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Reuben V. Anderson Mgmt For For For
2.0 Elect Director Robert D. Beyer Mgmt For For For
3.0 Elect Director David B. Dillon Mgmt For For For
4.0 Elect Director Susan J. Kropf Mgmt For For For
5.0 Elect Director John T. Lamacchia Mgmt For For For
6.0 Elect Director David B. Lewis Mgmt For For For
7.0 Elect Director Don W. Mcgeorge Mgmt For For For
8.0 Elect Director W. Rodney Mcmullen Mgmt For For For
9.0 Elect Director Jorge P. Montoya Mgmt For For For
10.0 Elect Director Clyde R. Moore Mgmt For For For
11.0 Elect Director Susan M. Phillips Mgmt For For For
12.0 Elect Director Steven R. Rogel Mgmt For For For
13.0 Elect Director James A. Runde Mgmt For For For
14.0 Elect Director Ronald L. Sargent Mgmt For For For
15.0 Elect Director Bobby S. Shackouls Mgmt For For For
16.0 Ratify Auditors Mgmt For For For
17.0 Increase Purchasing of Cage Free ShrHldr Against Against For
Eggs
18.0 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
The NASDAQ OMX Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Soud Ba'alawy Mgmt For For For
1.2 Elect Director Urban Backstrom Mgmt For For For
1.3 Elect Director H. Furlong Baldwin Mgmt For For For
1.4 Elect Director Michael Casey Mgmt For For For
1.5 Elect Director Lon Gorman Mgmt For For For
1.6 Elect Director Robert Greifeld Mgmt For For For
1.7 Elect Director Glenn H. Hutchins Mgmt For For For
1.8 Elect Director Birgitta Kantola Mgmt For For For
1.9 Elect Director Essa Kazim Mgmt For For For
1.10 Elect Director John D. Markese Mgmt For For For
1.11 Elect Director Hans Munk Nielsen Mgmt For For For
1.12 Elect Director Thomas F. O'Neill Mgmt For For For
1.13 Elect Director James S. Riepe Mgmt For For For
1.14 Elect Director Michael R. Splinter Mgmt For For For
1.15 Elect Director Lars Wedenborn Mgmt For For For
1.16 Elect Director Deborah L. Mgmt For For For
Wince-Smith
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Progressive Corp.
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roger N. Farah Mgmt For For For
1.2 Elect Director Stephen R. Hardis Mgmt For For For
1.3 Elect Director Norman S. Matthews Mgmt For For For
1.4 Elect Director Bradley T. Sheares Mgmt For For For
2.0 Require Advance Notice for Mgmt For For For
Shareholder Proposals
3.0 Amend Nomination Procedures for Mgmt For For For
the Board
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director JosE B. Alvarez Mgmt For For For
1.2 Elect Director Alan M. Bennett Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Bernard Cammarata Mgmt For For For
1.5 Elect Director David T. Ching Mgmt For For For
1.6 Elect Director Michael F. Hines Mgmt For For For
1.7 Elect Director Amy B. Lane Mgmt For For For
1.8 Elect Director Carol Meyrowitz Mgmt For For For
1.9 Elect Director John F. O'Brien Mgmt For For For
1.10 Elect Director Robert F. Shapiro Mgmt For For For
1.11 Elect Director Willow B. Shire Mgmt For For For
1.12 Elect Director Fletcher H. Wiley Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Torchmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP 891027104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David L. Boren Mgmt For For For
1.2 Elect Director M. Jane Buchan Mgmt For For For
1.3 Elect Director Robert W. Ingram Mgmt For For For
1.4 Elect Director Paul J. Zucconi Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Pamela H. Godwin Mgmt For For For
1.2 Elect Director Thomas Kinser Mgmt For For For
1.3 Elect Director A.S. MacMillan, Jr. Mgmt For For For
1.4 Elect Director Edward J. Muhl Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
W. R. Berkley Corp.
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William R. Berkley Mgmt For For For
1.2 Elect Director George G. Daly Mgmt For For For
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Reelect Bernhard Duroc-Danner as Mgmt For For For
Director
1.2 Reelect Nicholas Brady as Director Mgmt For For For
1.3 Reelect David Butters as Director Mgmt For For For
1.4 Reelect William Macaulay as Mgmt For For For
Director
1.5 Reelect Robert Millard as Director Mgmt For For For
1.6 Reelect Robert Moses as Director Mgmt For For For
1.7 Reelect Robert Rayne as Director Mgmt For For For
2.0 Ratify Ernst & Young LLP as Mgmt For For For
Independent Registered Public
Accounting Firm and Ernst & Young
AG as Statutory Auditors
3.0 Transact Other Business Mgmt N/A N/A N/A
(Non-Voting)
- ------------------------------------------------------------------------------------------------------------------
Wellpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Lenox D. Baker, Mgmt For For For
Jr., M.D.
2.0 Elect Director Susan B. Bayh Mgmt For For For
3.0 Elect Director Larry C. Glasscock Mgmt For For For
4.0 Elect Director Julie A. Hill Mgmt For For For
5.0 Elect Director Ramiro G. Peru Mgmt For For For
6.0 Ratify Auditors Mgmt For For For
7.0 Approve Omnibus Stock Plan Mgmt For For For
8.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
9.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LTD
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96655108 04/22/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William W. Bradley as Mgmt For For For
Director
1.2 Elect Joseph A. Califano as Mgmt For For For
Director
1.3 Elect Anna C. Catalano as Director Mgmt For For For
1.4 Elect Sir Roy Gardner as Director Mgmt For For For
1.5 Elect Sir Jeremy Hanley as Director Mgmt For For For
1.6 Elect Robyn S. Kravit as Director Mgmt For For For
1.7 Elect Jeffrey B. Lane as Director Mgmt For For For
1.8 Elect Wendy E. Lane as Director Mgmt For For For
1.9 Elect James F. McCann as Director Mgmt For For For
1.10 Elect Joseph J. Plumeri as Director Mgmt For For For
1.11 Elect Douglas B. Roberts as Mgmt For For For
Director
2.0 Approve Deloitte LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glenn A. Britt Mgmt For For For
1.2 Elect Director Ursula M. Burns Mgmt For For For
1.3 Elect Director Richard J. Mgmt For For For
Harrington
1.4 Elect Director William Curt Hunter Mgmt For For For
1.5 Elect Director Robert A. McDonald Mgmt For For For
1.6 Elect Director Anne M. Mulcahy Mgmt For For For
1.7 Elect Director N. J. Nicholas, Jr. Mgmt For For For
1.8 Elect Director Charles Prince Mgmt For For For
1.9 Elect Director Ann N. Reese Mgmt For For For
1.10 Elect Director Mary Agnes Mgmt For For For
Wilderotter
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zimmer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Betsy J. Bernard Mgmt For For For
2.0 Elect Director Marc N. Casper Mgmt For For For
3.0 Elect Director David C. Dvorak Mgmt For For For
4.0 Elect Director Robert A. Hagemann Mgmt For For For
5.0 Elect Director Arthur J. Higgins Mgmt For For For
6.0 Elect Director Cecil B. Pickett Mgmt For For For
7.0 Elect Director Augustus A. White, Mgmt For For For
III
8.0 Ratify Auditors Mgmt For For For
9.0 Approve Omnibus Stock Plan Mgmt For For For
10.0 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
11.0 Amend Deferred Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Mid Cap Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 004930202 07/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Change Company Name Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Eliminate Class of Preferred Stock Mgmt For For For
5 Amend Quorum Requirements Mgmt For For For
6 Adopt Supermajority Vote Mgmt For For For
Requirement for Amendments
7 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
8 Permit Directors Designated by Mgmt For For For
Vivendi Certain Voting Powers
9 Amend Certificate of Incorporation Mgmt For For For
to Limit Certain Business
Activities
10 Amend Certificate of Incorporation Mgmt For For For
to Establish Procedures Allocating
Certain Corporate Opportunities
11 Amend Certificate of Incorporation Mgmt For For For
to Require Vivendi or Activision
Blizzard to Acquire all
Outstanding Shares
12 Amend Certificate of Incorporation Mgmt For For For
to Approve a Affiliate
Transactions Provision
13 Amend Certificate of Incorporation Mgmt For For For
to Restrict Business Combination
Provision
14 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
15 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philippe G. H. Mgmt For Withhold Against
Capron
1.2 Elect Director Robert J. Corti Mgmt For Withhold Against
1.3 Elect Director Frederic R. Crepin Mgmt For Withhold Against
1.4 Elect Director Bruce L. Hack Mgmt For Withhold Against
1.5 Elect Director Brian G. Kelly Mgmt For Withhold Against
1.6 Elect Director Robert A. Kotick Mgmt For Withhold Against
1.7 Elect Director Jean-Bernard Levy Mgmt For Withhold Against
1.8 Elect Director Robert J. Morgado Mgmt For Withhold Against
1.9 Elect Director Douglas P. Morris Mgmt For Withhold Against
1.10 Elect Director Rene P. Penisson Mgmt For Withhold Against
1.11 Elect Director Richard Sarnoff Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For For For
3 Adopt Policy and Report on Board ShrHldr Against Against For
Diversity
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For Withhold Against
1.2 Elect R. William Ide III Mgmt For Withhold Against
1.3 Elect Richard Morrill Mgmt For Withhold Against
1.4 Elect Jim Nokes Mgmt For Withhold Against
1.5 Elect Mark Rohr Mgmt For Withhold Against
1.6 Elect John Sherman, Jr. Mgmt For Withhold Against
1.7 Elect Charles Stewart Mgmt For Withhold Against
1.8 Elect Harriet Taggart Mgmt For Withhold Against
1.9 Elect Anne Whittemore Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alliant Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ann K. Newhall Mgmt For For For
1.2 Elect Dean Oestreich Mgmt For For For
1.3 Elect Carol Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059186 03/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Management Board Mgmt For For For
Acts
3 Ratification of Supervisory Board Mgmt For For For
Acts
4 PROPOSAL TO ADOPT A DIVIDEND OF Mgmt For For For
EUR 0.20 PER ORDINARY SHARE OF EUR
0.09.
5 Performance Stock Grants to Mgmt For For For
Management Board
6 Sign-on Performance Stock Grants Mgmt For For For
to Management Board
7 Stock Option Grants to Management Mgmt For For For
Board
8 Sign-on Stock Option Grants to Mgmt For For For
Management Board
9 Stock Option Grants to Employees Mgmt For For For
10 Elect H. van den Burg Mgmt For For For
11 Elect O.B. Bilous Mgmt For For For
12 Elect Josephus Westerburgen Mgmt For For For
13 Elect P.F.M. Van der Meer Mohr Mgmt For For For
14 Elect W. Ziebart Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 CANCELLATION OF ORDINARY SHARES. Mgmt For For For
21 CANCELLATION OF ADDITIONAL Mgmt For For For
ORDINARY SHARES.
- ------------------------------------------------------------------------------------------------------------------
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David Sugishita Mgmt For For For
4 Elect Papken Der Torossian Mgmt For For For
5 Elect Jack Saltich Mgmt For Against Against
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Amendment to the 2005 Stock Plan Mgmt For For For
to Allow a One-Time Stock Option
Exchange
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Autoliv, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALV CUSIP 052800109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Lorch Mgmt For For For
1.2 Elect James Ringler Mgmt For For For
1.3 Elect Kazuhiko Sakamoto Mgmt For For For
1.4 Elect Wolfgang Ziebart Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alspaugh Mgmt For Withhold Against
1.2 Elect R. David Hoover Mgmt For Withhold Against
1.3 Elect Jan Nicholson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO DECLASSIFY THE BOARD ShrHldr Against For Against
OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
Beckman Coulter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEC CUSIP 075811109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Dervan Mgmt For For For
1.2 Elect Scott Garrett Mgmt For For For
1.3 Elect Susan Nowakowski Mgmt For For For
1.4 Elect Glenn Schafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/03/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Warren Eisenberg Mgmt For For For
1.2 Elect Director Leonard Feinstein Mgmt For For For
1.3 Elect Director Dean S. Adler Mgmt For Withhold Against
1.4 Elect Director Stanley F. Barshay Mgmt For For For
1.5 Elect Director Patrick R. Gaston Mgmt For For For
1.6 Elect Director Jordan Heller Mgmt For For For
1.7 Elect Director Robert S. Kaplan Mgmt For For For
1.8 Elect Director Victoria A. Morrison Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Chidsey Mgmt For For For
1.2 Elect Director Richard W. Boyce Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Ronald M. Dykes Mgmt For For For
1.5 Elect Director Peter R. Formanek Mgmt For For For
1.6 Elect Director Manuel A. Garcia Mgmt For For For
1.7 Elect Director Sanjeev K. Mehra Mgmt For Withhold Against
1.8 Elect Director Stephen G. Pagliuca Mgmt For For For
1.9 Elect Director Brian T. Swette Mgmt For For For
1.10 Elect Director Kneeland C. Mgmt For For For
Youngblood
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
C.R. Bard, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Mgmt For For For
Plan
3 Amendment to the 2003 Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Career Education Corporation
Ticker Security ID: Meeting Date Meeting Status
CECO CUSIP 141665109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
CHOOKASZIAN
2 ELECTION OF DIRECTOR: DAVID W. Mgmt For For For
DEVONSHIRE
3 ELECTION OF DIRECTOR: PATRICK W. Mgmt For For For
GROSS
4 ELECTION OF DIRECTOR: GREGORY L. Mgmt For For For
JACKSON
5 ELECTION OF DIRECTOR: THOMAS B. Mgmt For For For
LALLY
6 ELECTION OF DIRECTOR: STEVEN H. Mgmt For For For
LESNIK
7 ELECTION OF DIRECTOR: GARY E. Mgmt For For For
MCCULLOUGH
8 ELECTION OF DIRECTOR: EDWARD A. Mgmt For For For
SNYDER
9 ELECTION OF DIRECTOR: LESLIE T. Mgmt For For For
THORNTON
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN A. ShrHldr N/A TNA N/A
FURBACHER
2 ELECTION OF DIRECTOR: DAVID R. ShrHldr N/A TNA N/A
HARVEY
3 ELECTION OF DIRECTOR: JOHN D. ShrHldr N/A TNA N/A
JOHNSON
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 TO APPROVE CF INDUSTRIES HOLDINGS, ShrHldr N/A TNA N/A
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Furbacher Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect John Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE CF INDUSTRIES HOLDINGS, Mgmt For Against Against
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Foster Mgmt For For For
1.2 Elect Nancy Chang Mgmt For For For
1.3 Elect Stephen Chubb Mgmt For For For
1.4 Elect Deborah Kochevar Mgmt For For For
1.5 Elect George Massaro Mgmt For For For
1.6 Elect George Milne, Jr. Mgmt For For For
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Douglas Rogers Mgmt For For For
1.9 Elect Samuel Thier Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Amendment to the 2007 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 09/04/2008 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTORS: GIL SHWED, Mgmt For For For
MARIUS NACHT, JERRY UNGERMAN, DAN
PROPPER, DAVID RUBNER, TAL SHAVIT
NOTE: DIRECTORS ARE ELECTED AS A
GROUP, NOT INDIVIDUALLY
2 REELECTION OF OUTSIDE DIRECTOR: Mgmt For For For
IRWIN FEDERMAN
3 REELECTION OF OUTSIDE DIRECTOR: Mgmt For For For
RAY ROTHROCK
4 TO RATIFY THE APPOINTMENT AND Mgmt For For For
COMPENSATION OF CHECK POINT S
INDEPENDENT PUBLIC ACCOUNTANTS.
5 TO APPROVE COMPENSATION TO CHECK Mgmt For Against Against
POINT S CHIEF EXECUTIVE OFFICER
WHO IS ALSO THE CHAIRMAN OF THE
BOARD OF DIRECTORS.
6 I AM A CONTROLLING SHAREHOLDER Mgmt N/A Against N/A
OF THE COMPANY. MARK FOR = YES
OR AGAINST = NO.
7 I HAVE A PERSONAL INTEREST IN Mgmt N/A Against N/A
ITEM 5. MARK FOR = YES OR
AGAINST = NO.
- ------------------------------------------------------------------------------------------------------------------
Church & Dwight Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CHD CUSIP 171340102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect T. Rosie Albright Mgmt For For For
1.2 Elect Ravichandra Saligram Mgmt For For For
1.3 Elect Robert Shearer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cincinnati Bell Inc.
Ticker Security ID: Meeting Date Meeting Status
CBB CUSIP 171871106 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Byrnes Mgmt For For For
1.2 Elect Jakki Haussler Mgmt For For For
1.3 Elect Mark Lazarus Mgmt For For For
1.4 Elect Craig Maier Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
2 Amendment to the 2007 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Commerce Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBSH CUSIP 200525103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jonathan Kemper Mgmt For For For
1.2 Elect Terry Meek Mgmt For For For
1.3 Elect Dan Simons Mgmt For For For
1.4 Elect Kimberly Walker Mgmt For For For
2 RATIFY KPMG LLP AS AUDIT AND Mgmt For For For
ACCOUNTING FIRM.
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Community Health Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYH CUSIP 203668108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Clerico Mgmt For For For
2 Elect Julia North Mgmt For For For
3 Elect Wayne Smith Mgmt For For For
4 Elect James Ely III Mgmt For For For
5 Amendment to the 2000 Stock Option Mgmt For For For
and Award Plan
6 Amendment to the 2004 Employee Mgmt For For For
Performance Incentive Plan
7 2009 Stock Option and Award Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Compuware Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors Dennis W. Archer Mgmt For For For
1.2 Elect Directors Gurminder S. Bedi Mgmt For For For
1.3 Elect Directors William O. Grabe Mgmt For For For
1.4 Elect Directors William R. Halling Mgmt For For For
1.5 Elect Directors Peter Karmanos, Jr Mgmt For For For
1.6 Elect Directors Faye Alexander Mgmt For For For
Nelson
1.7 Elect Directors Glenda D. Price Mgmt For For For
1.8 Elect Directors W. James Prowse Mgmt For For For
1.9 Elect Directors G. Scott Romney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Continental Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAL CUSIP 210795308 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kirbyjon Caldwell Mgmt For For For
1.2 Elect Lawrence Kellner Mgmt For For For
1.3 Elect Douglas McCorkindale Mgmt For For For
1.4 Elect Henry Meyer III Mgmt For For For
1.5 Elect Oscar Munoz Mgmt For For For
1.6 Elect Jeffrey Smisek Mgmt For For For
1.7 Elect Karen Williams Mgmt For For For
1.8 Elect Ronald Woodard Mgmt For For For
1.9 Elect Charles Yamarone Mgmt For For For
2 Amendment to the 2004 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Elimination of Stock Options
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Resident Status Mgmt Abstain Abstain For
- ------------------------------------------------------------------------------------------------------------------
Cousins Properties Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUZ CUSIP 222795106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Bell, Jr. Mgmt For For For
1.2 Elect Erskine Bowles Mgmt For For For
1.3 Elect James Edwards Mgmt For For For
1.4 Elect Lillian Giornelli Mgmt For For For
1.5 Elect S. Taylor Glover Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect William Harrison, Jr. Mgmt For For For
1.8 Elect Boone Knox Mgmt For For For
1.9 Elect William Payne Mgmt For For For
2 2009 Incentive Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Coventry Health Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVH CUSIP 222862104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Mendelson Mgmt For For For
2 Elect Rodman Moorhead, lll Mgmt For For For
3 Elect Timothy Weglicki Mgmt For For For
4 Amendment to the 2004 Incentive Mgmt For For For
Plan
5 Approval of Performance Goals For Mgmt For For For
the 2004 Incentive Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jenne Britell Mgmt For For For
1.2 Elect John Conway Mgmt For For For
1.3 Elect Arnold Donald Mgmt For For For
1.4 Elect William Little Mgmt For For For
1.5 Elect Hans Loliger Mgmt For For For
1.6 Elect Thomas Ralph Mgmt For For For
1.7 Elect Hugues du Rouret Mgmt For For For
1.8 Elect Alan Rutherford Mgmt For For For
1.9 Elect Jim Turner Mgmt For For For
1.10 Elect William Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arnold Barron Mgmt For Withhold Against
1.2 Elect J. Douglas Perry Mgmt For Withhold Against
1.3 Elect Thomas Saunders III Mgmt For Withhold Against
1.4 Elect Carl Zeithaml Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Bishop Mgmt For For For
1.2 Elect Frank Gallaher Mgmt For For For
1.3 Elect Lester Lyles Mgmt For For For
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANT.
- ------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Endurance Specialty Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
ENH CUSIP G30397106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Carlsen Mgmt For For For
1.2 Elect Kenneth LeStrange Mgmt For For For
1.3 Elect William Raver Mgmt For For For
1.4 Elect Steven Carlsen* Mgmt For For For
1.5 Elect David Cash* Mgmt For For For
1.6 Elect Kenneth LeStrange* Mgmt For For For
1.7 Elect Alan Barlow** Mgmt For For For
1.8 Elect William Bolinder** Mgmt For For For
1.9 Elect Steven Carlsen** Mgmt For For For
1.10 Elect Kenneth LeStrange** Mgmt For For For
1.11 Elect Simon Minshall** Mgmt For For For
1.12 Elect Brendan O'Neill** Mgmt For For For
1.13 Elect Alan Barlow*** Mgmt For For For
1.14 Elect William Bolinder*** Mgmt For For For
1.15 Elect Steven Carlsen*** Mgmt For For For
1.16 Elect Kenneth LeStrange*** Mgmt For For For
1.17 Elect Simon Minshall*** Mgmt For For For
1.18 Elect Brendan O'Neill*** Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip Behrman Mgmt For For For
1.2 Elect A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Barbara Jeremiah Mgmt For For For
1.4 Elect Lee Todd, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE EQT CORPORATION 2009 Mgmt For Against Against
LONG-TERM INCENTIVE PLAN
4 APPROVE EQT CORPORATION 2008 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN
- ------------------------------------------------------------------------------------------------------------------
Equity One, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQY CUSIP 294752100 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Noam Ben-Ozer Mgmt For For For
1.2 Elect James Cassel Mgmt For For For
1.3 Elect Cynthia Cohen Mgmt For For For
1.4 Elect Neil Flanzraich Mgmt For For For
1.5 Elect Nathan Hetz Mgmt For Withhold Against
1.6 Elect Chaim Katzman Mgmt For Withhold Against
1.7 Elect Peter Linneman Mgmt For For For
1.8 Elect Jeffrey Olson Mgmt For For For
1.9 Elect Dori Segal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF ONE CLASS I DIRECTOR: Mgmt For For For
KARL D. GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For Against Against
TO THE 2005 EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For For
TO THE 1999 EMPLOYEE STOCK
PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dod Fraser Mgmt For For For
1.2 Elect James Lightner Mgmt For For For
2 Amendment to the 1999 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Prestridge Mgmt For For For
1.2 Elect Harvey Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For For For
1.4 Elect Robert Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carlos Alberini Mgmt For For For
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation of
Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Henry Schein, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSIC CUSIP 806407102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For For For
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Margaret Hamburg Mgmt For Withhold Against
1.9 Elect Donald Kabat Mgmt For For For
1.10 Elect Philip Laskawy Mgmt For For For
1.11 Elect Karyn Mashima Mgmt For For For
1.12 Elect Norman Matthews Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Mgmt For Against Against
Incentive Plan
3 Amendment to the Section 162(m) Mgmt For For For
Cash Bonus Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cumming Mgmt For For For
1.2 Elect Robert Cascella Mgmt For For For
1.3 Elect David LaVance, Jr. Mgmt For For For
1.4 Elect Nancy Leaming Mgmt For For For
1.5 Elect Lawrence Levy Mgmt For For For
1.6 Elect Glenn Muir Mgmt For For For
1.7 Elect Elaine Ullian Mgmt For For For
1.8 Elect Sally Crawford Mgmt For For For
1.9 Elect Wayne Wilson Mgmt For For For
2 Adoption of Option Exchange Program Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Cook Mgmt For For For
1.2 Elect Frank Hermance Mgmt For For For
1.3 Elect Michael Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Kinetic Concepts, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNCI CUSIP 49460W208 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Kohrt Mgmt For For For
1.2 Elect C. Thomas Smith Mgmt For For For
1.3 Elect Donald E. Steen Mgmt For For For
1.4 Elect Craig Callen Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect R. Lawrence Montgomery Mgmt For For For
8 Elect Frank Sica Mgmt For For For
9 Elect Peter Sommerhauser Mgmt For For For
10 Elect Stephanie Streeter Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect Don McGeorge Mgmt For For For
8 Elect W. Rodney McMullen Mgmt For For For
9 Elect Jorge Montoya Mgmt For For For
10 Elect Clyde Moore Mgmt For For For
11 Elect Susan Phillips Mgmt For For For
12 Elect Steven Rogel Mgmt For For For
13 Elect James Runde Mgmt For For For
14 Elect Ronald Sargent Mgmt For For For
15 Elect Bobby Shackouls Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against Against For
Cage Free Eggs
18 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Bagley Mgmt For For For
1.2 Elect Director David G. Arscott Mgmt For For For
1.3 Elect Director Robert M. Berdahl Mgmt For For For
1.4 Elect Director Richard J. Elkus, Mgmt For For For
Jr.
1.5 Elect Director Jack R. Harris Mgmt For For For
1.6 Elect Director Grant M. Inman Mgmt For For For
1.7 Elect Director Catherine P. Lego Mgmt For For For
1.8 Elect Director Stephen G. Newberry Mgmt For For For
1.9 Elect Director Seiichi Watanabe Mgmt For For For
1.10 Elect Director Patricia S. Wolpert Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Heyer Mgmt For For For
1.2 Elect Sylvia Jay Mgmt For For For
1.3 Elect Vernon Jordan, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Marshall & Ilsley Corporation
Ticker Security ID: Meeting Date Meeting Status
MI CUSIP 571837103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Baur Mgmt For For For
1.2 Elect Jon Chait Mgmt For For For
1.3 Elect John Daniels, Jr. Mgmt For For For
1.4 Elect Mark Furlong Mgmt For For For
1.5 Elect Ted Kellner Mgmt For For For
1.6 Elect Dennis Kuester Mgmt For For For
1.7 Elect David Lubar Mgmt For For For
1.8 Elect Katharine Lyall Mgmt For For For
1.9 Elect John Mellowes Mgmt For For For
1.10 Elect San Orr, Jr. Mgmt For For For
1.11 Elect Robert O'Toole Mgmt For For For
1.12 Elect Peter Platten, III Mgmt For For For
1.13 Elect John Shiely Mgmt For For For
1.14 Elect George Wardeberg Mgmt For For For
1.15 Elect James Wigdale Mgmt For For For
2 Approval of 2009 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of 2009 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Denomme Mgmt For For For
2 Elect Richard Manoogian Mgmt For For For
3 Elect Mary Ann Van Lokeren Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Long Term Mgmt For For For
Stock Incentive Plan
6 Approval of the Material Terms of Mgmt For For For
the 2005 Long Term Stock Incentive
Plan
- ------------------------------------------------------------------------------------------------------------------
McAfee, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 07/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mr. Thomas E. Darcy Mgmt For For For
1.2 Elect Director Mr. Denis J. O'Leary Mgmt For For For
1.3 Elect Director Mr. Robert W. Pangia Mgmt For Withhold Against
1.4 Elect Director Mr. Carl Bass Mgmt For For For
1.5 Elect Director Mr. Jeffrey A. Mgmt For For For
Miller
1.6 Elect Director Mr. Anthony Zingale Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karl Case Mgmt For For For
1.2 Elect Curt Culver Mgmt For For For
1.3 Elect William McIntosh Mgmt For For For
1.4 Elect Leslie Muma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Monster Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWW CUSIP 611742107 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Salvatore Iannuzzi Mgmt For For For
1.2 Elect Robert Chrenc Mgmt For For For
1.3 Elect John Gaulding Mgmt For For For
1.4 Elect Edmund Giambastiani, Jr. Mgmt For For For
1.5 Elect Ronald Kramer Mgmt For For For
1.6 Elect Roberto Tunioli Mgmt For For For
1.7 Elect Timothy Yates Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Don Cash Mgmt For For For
1.2 Elect Stephen Ewing Mgmt For For For
1.3 Elect George Mazanec Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 VOTE TO APPROVE THE 2009 Mgmt For For For
NON-EMPLOYEE DIRECTOR EQUITY
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
NetScreen Technologies
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Kriens Mgmt For For For
1.2 Elect Stratton Sclavos Mgmt For For For
1.3 Elect William Stensrud Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Clancy Mgmt For For For
1.2 Elect Robert Farrell Mgmt For For For
1.3 Elect Joseph Ficalora Mgmt For For For
1.4 Elect James O'Donovan Mgmt For For For
1.5 Elect Hanif Dahya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NV Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVE CUSIP 67073Y106 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Susan Clark Mgmt For For For
1.2 Elect Theodore Day Mgmt For Withhold Against
1.3 Elect Stephen Frank Mgmt For For For
1.4 Elect Maureen Mullarkey Mgmt For For For
1.5 Elect Donald Snyder Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 TO RATIFY THE SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------
Oshkosh Truck Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. William Andersen Mgmt For For For
1.2 Elect Robert Bohn Mgmt For For For
1.3 Elect Richard Donnelly Mgmt For For For
1.4 Elect Frederick Franks, Jr. Mgmt For For For
1.5 Elect Michael Grebe Mgmt For For For
1.6 Elect Kathleen Hempel Mgmt For For For
1.7 Elect Harvey Medvin Mgmt For For For
1.8 Elect J. Peter Mosling, Jr. Mgmt For For For
1.9 Elect Craig Omtvedt Mgmt For For For
1.10 Elect Timothy Roemer Mgmt For For For
1.11 Elect Richard Sim Mgmt For For For
1.12 Elect Charles Szews Mgmt For For For
2 APPROVAL OF THE 2009 INCENTIVE Mgmt For For For
STOCK AND AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Award Plan
- ------------------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cheryl Beebe Mgmt For For For
1.2 Elect Henry Frigon Mgmt For For For
1.3 Elect Hasan Jameel Mgmt For For For
1.4 Elect Samuel Mencoff Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect Paul Stecko Mgmt For For For
1.7 Elect James Woodrum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
PartnerRe Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan Holsboer Mgmt For For For
1.2 Elect Kevin Twomey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendment to the Swiss Share Mgmt For For For
Purchase Plan
6 Elimination of Supermajority Mgmt For For For
Voting Requirement
7 Advance Notice Provision Mgmt For For For
8 Amendment to Shareholder Voting Mgmt For For For
and Ownership Limitations
9 Amendment to the Bye-Laws Mgmt For For For
Regarding Indemnification of
Officers and Directors
10 Amendments to the Bye-Laws Mgmt For For For
Regarding Election,
Disqualification and Removal of
Directors
11 Amendment to the Bye-Laws Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Kenneth Berns Mgmt For For For
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director B. Thomas Golisano Mgmt For For For
2 Elect Director David J. S. Flaschen Mgmt For For For
3 Elect Director Phillip Horsley Mgmt For For For
4 Elect Director Grant M. Inman Mgmt For For For
5 Elect Director Pamela A. Joseph Mgmt For For For
6 Elect Director Jonathan J. Judge Mgmt For For For
7 Elect Director Joseph M. Tucci Mgmt For For For
8 Elect Director Joseph M. Velli Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Handler Mgmt For For For
1.2 Elect John Jacquemin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pepco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP 713291102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Joseph Rigby Mgmt For For For
1.9 Elect Frank Ross Mgmt For For For
1.10 Elect Pauline Schneider Mgmt For For For
1.11 Elect Lester Silverman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petrohawk Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
HK CUSIP 716495106 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Christmas Mgmt For For For
1.2 Elect James Irish III Mgmt For For For
1.3 Elect Robert Stone, Jr. Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2004 Employee Mgmt For For For
Incentive Plan
4 Amendment to the 2004 Non-Employee Mgmt For For For
Director Incentive Plan
5 Authority of Board to Amend Bylaws Mgmt For Against Against
Without Shareholder Consent
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PMC-Sierra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PMCS CUSIP 69344F106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bailey Mgmt For For For
1.2 Elect Richard Belluzzo Mgmt For For For
1.3 Elect James Diller, Sr. Mgmt For For For
1.4 Elect Michael Farese Mgmt For For For
1.5 Elect Jonathan Judge Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Gregory Lang Mgmt For For For
1.8 Elect Frank Marshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
- ------------------------------------------------------------------------------------------------------------------
Polycom, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCM CUSIP 73172K104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For For For
1.3 Elect Betsy Atkins Mgmt For Withhold Against
1.4 Elect David DeWalt Mgmt For For For
1.5 Elect John Kelley, Jr. Mgmt For For For
1.6 Elect D. Scott Mercer Mgmt For For For
1.7 Elect William Owens Mgmt For For For
1.8 Elect Kevin Parker Mgmt For For For
2 Amendments to the 2004 Equity Mgmt For For For
Incentive Plan and the 1996 Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC.
Ticker Security ID: Meeting Date Meeting Status
PPO CUSIP 73179V103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Dries Mgmt For For For
1.2 Elect Frederick Flynn Mgmt For For For
1.3 Elect Kevin Kruse Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Ballantine Mgmt For For For
1.2 Elect Rodney Brown, Jr. Mgmt For For For
1.3 Elect David Dietzler Mgmt For For For
1.4 Elect Peggy Fowler Mgmt For For For
1.5 Elect Mark Ganz Mgmt For For For
1.6 Elect Corbin McNeill, Jr. Mgmt For For For
1.7 Elect Neil Nelson Mgmt For For For
1.8 Elect M. Lee Pelton Mgmt For For For
1.9 Elect James Piro Mgmt For For For
1.10 Elect Robert Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Blackburn Mgmt For For For
2 Elect Anthony Dub Mgmt For For For
3 Elect V. Richard Eales Mgmt For For For
4 Elect Allen Finkelson Mgmt For For For
5 Elect James Funk Mgmt For For For
6 Elect Jonathan Linker Mgmt For For For
7 Elect Kevin McCarthy Mgmt For For For
8 Elect John Pinkerton Mgmt For For For
9 Elect Jeffrey Ventura Mgmt For For For
10 Amendment to the 2005 Equity-Based Mgmt For Against Against
Compensation Plan
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Kincaid Mgmt For Against Against
2 Elect V. Larkin Martin Mgmt For Against Against
3 Elect Ronald Townsend Mgmt For Against Against
4 Elect John Bush Mgmt For Against Against
5 Elect David Oskin Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Roper Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Johnson Mgmt For For For
1.2 Elect Robert Knowling, Jr. Mgmt For For For
1.3 Elect Wilbur Prezzano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Balmuth Mgmt For For For
1.2 Elect K. Gunnar Bjorklund Mgmt For For For
1.3 Elect Sharon Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For For For
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shanda Interactive Entertainment Limited
Ticker Security ID: Meeting Date Meeting Status
SNDA CUSIP 81941Q203 12/08/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For Against Against
YEAR: TIANQIAO CHEN
2 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For Against Against
YEAR: DANIAN CHEN
3 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For Against Against
YEAR: QIANQIAN LUO
4 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For For For
YEAR: JINGSHENG HUANG
5 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For For For
YEAR: CHENGYU XIONG
6 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For For For
YEAR: BRUNO WU
7 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For Against Against
YEAR: QUNZHAO TAN
8 ELECT THE DIRECTOR FOR THE ENSUING Mgmt For Against Against
YEAR: GRACE WU
- ------------------------------------------------------------------------------------------------------------------
SHIRE PLC
Ticker Security ID: Meeting Date Meeting Status
SHPGY CUSIP 82481R106 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RECEIVE THE COMPANY S ACCOUNTS Mgmt For For For
FOR THE YEAR ENDED DECEMBER 31,
2008.
2 Directors' Remuneration Report Mgmt For Against Against
3 TO RE-ELECT DR BARRY PRICE AS A Mgmt For Against Against
DIRECTOR OF THE COMPANY.
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 09/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO ELECT MR MATTHEW EMMENS AS A Mgmt For For For
DIRECTOR OF THE COMPANY
2 TO ELECT MR ANGUS RUSSELL AS A Mgmt For For For
DIRECTOR OF THE COMPANY
3 TO ELECT MR GRAHAM HETHERINGTON AS Mgmt For For For
A DIRECTOR OF THE COMPANY
4 TO ELECT DR BARRY PRICE AS A Mgmt For For For
DIRECTOR OF THE COMPANY
5 TO ELECT MR DAVID KAPPLER AS A Mgmt For For For
DIRECTOR OF THE COMPANY
6 TO ELECT DR JEFFREY LEIDEN AS A Mgmt For For For
DIRECTOR OF THE COMPANY
7 TO ELECT MR PATRICK LANGOIS AS A Mgmt For For For
DIRECTOR OF THE COMPANY
8 TO ELECT MS KATE NEALON AS A Mgmt For For For
DIRECTOR OF THE COMPANY
9 TO ELECT MR DAVID MOTT AS A Mgmt For For For
DIRECTOR OF THE COMPANY
10 TO ELECT DR MICHAEL ROSENBLATT AS Mgmt For For For
A DIRECTOR OF THE COMPANY
11 RATIFY AUDITORS Mgmt For For For
12 TO AUTHORISE THE AUDIT, COMPLIANCE Mgmt For For For
AND RISK COMMITTEE OF THE BOARD TO
DETERMINE THE REMUNERATION OF THE
AUDITORS.
13 TO RESOLVE THAT THE AUTHORITY TO Mgmt For For For
ALLOT RELEVANT SECURITIES.
14 TO RESOLVE THAT, SUBJECT TO THE Mgmt For For For
PASSING OF THE PREVIOUS
RESOLUTION, THE AUTHORITY TO ALLOT
EQUITY SECURITIES.
15 TO RESOLVE THAT THE COMPANY BE AND Mgmt For For For
IS HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED.
16 TO RESOLVE THAT THE NAME OF THE Mgmt For For For
COMPANY BE CHANGED TO SHIRE PLC
AND THAT THE REQUISITE CHANGES BE
MADE TO THE COMPANY S MEMORANDUM
AND ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------
Silgan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLGN CUSIP 827048109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Allott Mgmt For Withhold Against
1.2 Elect Jeffrey Crowe Mgmt For Withhold Against
1.3 Elect Edward Lapekas Mgmt For Withhold Against
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHRISTOPHER Mgmt For For For
J. KEARNEY
2 ELECTION OF DIRECTOR: MARTHA B. Mgmt For For For
WYRSCH
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard C. Breeden Mgmt For For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For For
1.3 Elect Director Robert H. Fields Mgmt For For For
1.4 Elect Director Jacqueline B. Mgmt For For For
Kosecoff
1.5 Elect Director Raymond A. Lancaster Mgmt For For For
1.6 Elect Director Kevin M. McMullen Mgmt For For For
1.7 Elect Director J.B. Richey Mgmt For For For
1.8 Elect Director Walter M Mgmt For For For
Rosebrough, Jr.
1.9 Elect Director Mohsen M. Sohi Mgmt For For For
1.10 Elect Director John P. Wareham Mgmt For For For
1.11 Elect Director Loyal W. Wilson Mgmt For For For
1.12 Elect Director Michael B. Wood Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Telephone & Data Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDS CUSIP 879433100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarence Davis Mgmt For For For
1.2 Elect Christopher O'Leary Mgmt For For For
1.3 Elect Gary Sugarman Mgmt For For For
1.4 Elect Herbert Wander Mgmt For For For
2 Amendment to the Compensation Plan Mgmt For For For
for Non-Employee Directors
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
TIBCO Software Inc.
Ticker Security ID: Meeting Date Meeting Status
TIBX CUSIP 88632Q103 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Vivek Ranadive Mgmt For For For
1.2 Elect Eric Dunn Mgmt For For For
1.3 Elect Narendra Gupta Mgmt For For For
1.4 Elect Peter Job Mgmt For For For
1.5 Elect Philip Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------
TreeHouse Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
THS CUSIP 89469A104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank O'Connell Mgmt For For For
1.2 Elect Terdema Ussery, II Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS.
3 Increase in Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME Mgmt For For For
OF TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond Kurzweil Mgmt For For For
1.2 Elect Martine A. Rothblatt Mgmt For For For
1.3 Elect Louis Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Martin, Jr. Mgmt For For For
1.3 Elect Ruediger Naumann-Etienne Mgmt For For For
1.4 Elect Venkatraman Thyagarajan Mgmt For For For
2 Amendment to the 2005 Omnibus Mgmt For For For
Stock Plan
3 TO APPROVE THE VARIAN MEDICAL Mgmt For For For
SYSTEMS, INC. MANAGEMENT INCENTIVE
PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Brimblecombe Mgmt For For For
1.2 Elect Bruce Sachs Mgmt For For For
2 Amendment to the 2006 Stock and Mgmt For Against Against
Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
W.R. Berkley Corporation
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Berkley Mgmt For For For
1.2 Elect George Daly Mgmt For For For
2 2009 Long-Term Incentive Plan Mgmt For For For
3 2009 Director Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Werner Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
WERN CUSIP 950755108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarence Werner Mgmt For For For
1.2 Elect Patrick Jung Mgmt For For For
1.3 Elect Duane Sather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WESCO International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCC CUSIP 95082P105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Engel Mgmt For For For
1.2 Elect Steven Raymund Mgmt For For For
1.3 Elect Lynn Utter Mgmt For For For
1.4 Elect William J. Vareschi Mgmt For For For
1.5 Elect Stephen Van Oss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Westamerica Bancorporation
Ticker Security ID: Meeting Date Meeting Status
WABC CUSIP 957090103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Etta Allen Mgmt For For For
1.2 Elect Louis Bartolini Mgmt For For For
1.3 Elect E. Joseph Bowler Mgmt For For For
1.4 Elect Arthur Latno, Jr. Mgmt For For For
1.5 Elect Patrick Lynch Mgmt For For For
1.6 Elect Catherine MacMillan Mgmt For For For
1.7 Elect Ronald Nelson Mgmt For For For
1.8 Elect David Payne Mgmt For For For
1.9 Elect Edward Sylvester Mgmt For For For
2 Amendment to the Stock Option Plan Mgmt For For For
of 1995
3 TO APPROVE A NON-BINDING ADVISORY Mgmt For For For
VOTE ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969199108 02/02/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Willbros Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WG CUSIP 969203108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward DiPaolo Mgmt For For For
2 Elect Robert Harl Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Patterson Mgmt For For For
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zebra Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
ZBRA CUSIP 989207105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Keyser Mgmt For For For
1.2 Elect Ross Manire Mgmt For For For
1.3 Elect Robert Potter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zions Bancorporation
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect R. D. Cash Mgmt For For For
2 Elect Patricia Frobes Mgmt For For For
3 Elect J. David Heaney Mgmt For For For
4 Elect Harris Simmons Mgmt For For For
5 Amendment to the 2005 Stock Option Mgmt For For For
and Incentive Plan
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Mid Cap Index Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
3Com Corporation
Ticker Security ID: Meeting Date Meeting Status
COMS CUSIP 885535104 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Eric A. Benhamou Mgmt For For For
1.2 Elect Director Gary T. DiCamillo Mgmt For For For
1.3 Elect Director James R. Long Mgmt For For For
1.4 Elect Director Ronald A. Sege Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
5 Performance-Based Awards ShrHldr Against For Against
6 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
99 (Cents) Only Stores
Ticker Security ID: Meeting Date Meeting Status
NDN CUSIP 65440K106 09/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Jennifer Holden Mgmt For For For
Dunbar
2 Elect Director Eric G. Flamholtz Mgmt For For For
3 Elect Director Lawrence Glascott Mgmt For For For
4 Elect Director David Gold Mgmt For For For
5 Elect Director Howard Gold Mgmt For For For
6 Elect Director Jeff Gold Mgmt For For For
7 Elect Director Marvin Holen Mgmt For For For
8 Elect Director Eric Schiffer Mgmt For For For
9 Elect Director Peter Woo Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Submit Shareholder Rights Plan ShrHldr Against For Against
(Poison Pill) to Shareholder Vote
- ------------------------------------------------------------------------------------------------------------------
ACI Worldwide Inc
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alfred Berkeley, III Mgmt For For For
1.2 Elect John Curtis Mgmt For For For
1.3 Elect Philip Heasley Mgmt For For For
1.4 Elect James McGroddy Mgmt For For For
1.5 Elect Harlan Seymour Mgmt For For For
1.6 Elect John Shay, Jr. Mgmt For For For
1.7 Elect John Stokely Mgmt For For For
1.8 Elect Jan Suwinski Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 004930202 07/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Change Company Name Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Eliminate Class of Preferred Stock Mgmt For For For
5 Amend Quorum Requirements Mgmt For For For
6 Adopt Supermajority Vote Mgmt For For For
Requirement for Amendments
7 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
8 Permit Directors Designated by Mgmt For For For
Vivendi Certain Voting Powers
9 Amend Certificate of Incorporation Mgmt For For For
to Limit Certain Business
Activities
10 Amend Certificate of Incorporation Mgmt For For For
to Establish Procedures Allocating
Certain Corporate Opportunities
11 Amend Certificate of Incorporation Mgmt For For For
to Require Vivendi or Activision
Blizzard to Acquire all
Outstanding Shares
12 Amend Certificate of Incorporation Mgmt For For For
to Approve a Affiliate
Transactions Provision
13 Amend Certificate of Incorporation Mgmt For For For
to Restrict Business Combination
Provision
14 Prohibit Board to Amend Bylaws Mgmt For For For
Without Shareholder Consent
15 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Acxiom Corporation
Ticker Security ID: Meeting Date Meeting Status
ACXM CUSIP 005125109 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William T. Mgmt For For For
Dillard, II
1.2 Elect Director Thomas F. McLarty, Mgmt For For For
III
1.3 Elect Director Jeffrey W. Ubben Mgmt For For For
1.4 Elect Director R. Halsey Wise Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ADC Telecommunications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADCT CUSIP 000886309 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lois Martin Mgmt For For For
1.2 Elect Krish Prabhu Mgmt For For For
1.3 Elect John Rehfeld Mgmt For For For
1.4 Elect David Roberts Mgmt For For For
2 PROPOSAL TO SET THE SIZE OF THE Mgmt For For For
BOARD OF DIRECTORS AT ELEVEN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ADTRAN, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADTN CUSIP 00738A106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Stanton Mgmt For For For
1.2 Elect H. Fenwick Huss Mgmt For For For
1.3 Elect Ross Ireland Mgmt For For For
1.4 Elect William Marks Mgmt For For For
1.5 Elect James Matthews Mgmt For For For
1.6 Elect Balan Nair Mgmt For For For
1.7 Elect Roy Nichols Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Advent Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVS CUSIP 007974108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Scully Mgmt For For For
1.2 Elect Stephanie DiMarco Mgmt For For For
1.3 Elect A. George Battle Mgmt For For For
1.4 Elect Robert Ettl Mgmt For For For
1.5 Elect James Kirsner Mgmt For For For
1.6 Elect James P. Roemer Mgmt For For For
1.7 Elect Wendell Van Auken Mgmt For For For
1.8 Elect Christine Manfredi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Aeropostale, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARO CUSIP 007865108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Julian R. Geiger Mgmt For For For
1.2 Elect Bodil Arlander Mgmt For For For
1.3 Elect Ronald Beegle Mgmt For For For
1.4 Elect John Haugh Mgmt For For For
1.5 Elect Robert Chavez Mgmt For For For
1.6 Elect Mindy Meads Mgmt For For For
1.7 Elect John Howard Mgmt For For For
1.8 Elect David Vermylen Mgmt For For For
1.9 Elect Karin Hirtler-Garvey Mgmt For For For
1.10 Elect Evelyn Dilsaver Mgmt For For For
1.11 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Floor Mgmt For For For
1.2 Elect Sean Healey Mgmt For For For
1.3 Elect Harold Meyerman Mgmt For For For
1.4 Elect William Nutt Mgmt For For For
1.5 Elect Rita Rodriguez Mgmt For For For
1.6 Elect Patrick Ryan Mgmt For For For
1.7 Elect Jide Zeitlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Affymetrix, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFFX CUSIP 00826T108 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Fodor Mgmt For For For
1.2 Elect Kevin King Mgmt For For For
1.3 Elect Paul Berg Mgmt For For For
1.4 Elect Susan Desmond-Hellmann Mgmt For For For
1.5 Elect John Diekman Mgmt For For For
1.6 Elect Gary Guthart Mgmt For For For
1.7 Elect Robert Trice Mgmt For For For
1.8 Elect Robert Wayman Mgmt For For For
1.9 Elect John Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Agco Corporation
Ticker Security ID: Meeting Date Meeting Status
AG CUSIP 001084102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect P. George Benson Mgmt For For For
1.2 Elect Gerald Shaheen Mgmt For For For
1.3 Elect Hendrikus Visser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AGL Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP 001204106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Wyck Knox, Jr. Mgmt For For For
1.3 Elect Dennis Love Mgmt For For For
1.4 Elect Charles McTier Mgmt For For For
1.5 Elect Henry Wolf Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William O. Albertini Mgmt For For For
1.2 Elect Director Lee M. Thomas Mgmt For For For
1.3 Elect Director John C. Van Roden, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
AirTran Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAI CUSIP 00949P108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Geoffrey Crowley Mgmt For For For
1.2 Elect Don Chapman Mgmt For For For
1.3 Elect Lewis Jordan Mgmt For For For
2 Amendment to the 2002 Long-Term Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Ayer Mgmt For Withhold Against
1.2 Elect Patricia Bedient Mgmt For Withhold Against
1.3 Elect Phyllis Campbell Mgmt For Withhold Against
1.4 Elect Mark Hamilton Mgmt For Withhold Against
1.5 Elect Jessie Knight, Jr. Mgmt For Withhold Against
1.6 Elect R. Marc Langland Mgmt For Withhold Against
1.7 Elect Dennis Madsen Mgmt For Withhold Against
1.8 Elect Byron Mallott Mgmt For Withhold Against
1.9 Elect J. Kenneth Thompson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For Withhold Against
1.2 Elect R. William Ide III Mgmt For Withhold Against
1.3 Elect Richard Morrill Mgmt For Withhold Against
1.4 Elect Jim Nokes Mgmt For Withhold Against
1.5 Elect Mark Rohr Mgmt For Withhold Against
1.6 Elect John Sherman, Jr. Mgmt For Withhold Against
1.7 Elect Charles Stewart Mgmt For Withhold Against
1.8 Elect Harriet Taggart Mgmt For Withhold Against
1.9 Elect Anne Whittemore Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexander & Baldwin, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXB CUSIP 014482103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Blake Baird Mgmt For For For
1.2 Elect Michael Chun Mgmt For For For
1.3 Elect W. Allen Doane Mgmt For For For
1.4 Elect Walter Dods, Jr. Mgmt For For For
1.5 Elect Charles King Mgmt For For For
1.6 Elect Constance Lau Mgmt For For For
1.7 Elect Douglas Pasquale Mgmt For For For
1.8 Elect Maryanna Shaw Mgmt For For For
1.9 Elect Jeffrey Watanabe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joel Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For For For
1.3 Elect John Atkins, III Mgmt For For For
1.4 Elect Richard Klein Mgmt For For For
1.5 Elect James Richardson Mgmt For For For
1.6 Elect Martin Simonetti Mgmt For For For
1.7 Elect Alan Walton Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Alliance Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Michael Parks Mgmt For For For
1.2 Elect Edward J. Heffernan Mgmt For For For
1.3 Elect Robert Minicucci Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alliant Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ann K. Newhall Mgmt For For For
1.2 Elect Dean Oestreich Mgmt For For For
1.3 Elect Carol Sanders Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AMB Property Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hamid Moghadam Mgmt For For For
2 Elect T. Robert Burke Mgmt For For For
3 Elect David Cole Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For For For
6 Elect Frederick Reid Mgmt For For For
7 Elect Jeffrey Skelton Mgmt For For For
8 Elect Thomas Tusher Mgmt For For For
9 Elect Carl Webb Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
American Eagle Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEO CUSIP 02553E106 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Janice Page Mgmt For For For
2 Elect J. Thomas Presby Mgmt For For For
3 Elect Gerald Wedren Mgmt For For For
4 Amendment to the 2005 Stock Award Mgmt For For For
and Incentive Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Lindner Mgmt For For For
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For For For
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For For For
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Annual Co-CEO Mgmt For For For
Equity Bonus Plan
- ------------------------------------------------------------------------------------------------------------------
American Greetings Corporation
Ticker Security ID: Meeting Date Meeting Status
AM CUSIP 026375105 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Ratner Mgmt For For For
1.2 Elect Jerry Thornton Mgmt For For For
1.3 Elect Jeffrey Weiss Mgmt For For For
2 Amendment to the 2007 Omnibus Mgmt For For For
Incentive Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
AmeriCredit Corp.
Ticker Security ID: Meeting Date Meeting Status
ACF CUSIP 03060R101 10/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Clifton H. Morris, Mgmt For For For
Jr.
1.2 Elect Director John R. Clay Mgmt For For For
1.3 Elect Director Justin R. Wheeler Mgmt For For For
1.4 Elect Director Ian M. Cumming Mgmt For For For
2 Increase Authorized Common Stock Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For For For
6 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Malone Mgmt For For For
1.2 Elect Elizabeth Varet Mgmt For For For
1.3 Elect Dennis Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AnnTaylor Stores Corporation
Ticker Security ID: Meeting Date Meeting Status
ANN CUSIP 036115103 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Burke, Jr. Mgmt For For For
2 Elect Kay Krill Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ANSYS, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANSS CUSIP 03662Q105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Smith Mgmt For For For
1.2 Elect Bradford Morley Mgmt For For For
1.3 Elect Patrick Zilvitis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apria Healthcare Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 037933108 10/10/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stefan Baustert Mgmt For For For
1.2 Elect Rodney Goldstein Mgmt For For For
1.3 Elect Leo Guthart Mgmt For For For
1.4 Elect Ralf Wunderlich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nicholas DeBenedictis Mgmt For Withhold Against
1.2 Elect Richard Glanton Mgmt For For For
1.3 Elect Lon Greenberg Mgmt For For For
2 2009 Omnibus Equity Compensation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACI CUSIP 039380100 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Burke Mgmt For For For
1.2 Elect Patricia Godley Mgmt For For For
1.3 Elect Thomas Lockhart Mgmt For For For
1.4 Elect Wesley Taylor Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For Withhold Against
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank English Jr. Mgmt For For For
1.2 Elect J. Patrick Gallagher, Jr. Mgmt For For For
1.3 Elect Ilene Gordon Mgmt For For For
1.4 Elect James Wimmer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Associated Banc-Corp
Ticker Security ID: Meeting Date Meeting Status
ASBC CUSIP 045487105 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karen Beckwith Mgmt For For For
1.2 Elect Paul Beideman Mgmt For For For
1.3 Elect Lisa Binder Mgmt For For For
1.4 Elect Ruth Crowley Mgmt For For For
1.5 Elect Ronald Harder Mgmt For For For
1.6 Elect William Hutchinson Mgmt For For For
1.7 Elect Eileen Kamerick Mgmt For For For
1.8 Elect Richard Lommen Mgmt For For For
1.9 Elect John Meng Mgmt For For For
1.10 Elect J. Douglas Quick Mgmt For For For
1.11 Elect Carlos Santiago Mgmt For For For
1.12 Elect John Seramur Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Astoria Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AF CUSIP 046265104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerald Keegan Mgmt For For For
1.2 Elect Denis Connors Mgmt For For For
1.3 Elect Thomas Donohue Mgmt For For For
2 Amendment to the Executive Officer Mgmt For For For
Annual Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Atmel Corporation
Ticker Security ID: Meeting Date Meeting Status
ATML CUSIP 049513104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Laub Mgmt For For For
2 Elect Tsung-Ching Wu Mgmt For For For
3 Elect David Sugishita Mgmt For For For
4 Elect Papken Der Torossian Mgmt For For For
5 Elect Jack Saltich Mgmt For Against Against
6 Elect Charles Carinalli Mgmt For For For
7 Elect Edward Ross Mgmt For For For
8 Amendment to the 2005 Stock Plan Mgmt For For For
to Allow a One-Time Stock Option
Exchange
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Eleanor Baum Mgmt For For For
1.2 Elect Director J. Veronica Biggins Mgmt For For For
1.3 Elect Director Lawrence W. Clarkson Mgmt For For For
1.4 Elect Director Ehud Houminer Mgmt For For For
1.5 Elect Director Frank R. Noonan Mgmt For For For
1.6 Elect Director Ray M. Robinson Mgmt For For For
1.7 Elect Director William P. Sullivan Mgmt For For For
1.8 Elect Director Gary L. Tooker Mgmt For For For
1.9 Elect Director Roy Vallee Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Avocent Corporation
Ticker Security ID: Meeting Date Meeting Status
AVCT CUSIP 053893103 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Francis Dramis, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
BancorpSouth, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXS CUSIP 059692103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Hassell Franklin Mgmt For For For
1.2 Elect Robert Nolan Mgmt For For For
1.3 Elect W. Cal Partee, Jr. Mgmt For For For
1.4 Elect James Campbell, III Mgmt For For For
2 Authorization of Preferred Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Bank of Hawaii Corporation
Ticker Security ID: Meeting Date Meeting Status
BOH CUSIP 062540109 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Haunani Apoliona Mgmt For For For
1.2 Elect Mary Bitterman Mgmt For For For
1.3 Elect Mark Burak Mgmt For For For
1.4 Elect Michael Chun Mgmt For For For
1.5 Elect Clinton Churchill Mgmt For For For
1.6 Elect David Heenan Mgmt For For For
1.7 Elect Peter Ho Mgmt For For For
1.8 Elect Robert Huret Mgmt For For For
1.9 Elect Allan Landon Mgmt For For For
1.10 Elect Kent Lucien Mgmt For For For
1.11 Elect Martin Stein Mgmt For For For
1.12 Elect Donald Takaki Mgmt For For For
1.13 Elect Barbara Tanabe Mgmt For For For
1.14 Elect Robert Wo, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock and Mgmt For For For
Incentive Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Khoury Mgmt For For For
1.2 Elect Director Jonathan M. Mgmt For Withhold Against
Schofield
2 Implement MacBride Principles ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Beckman Coulter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEC CUSIP 075811109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Dervan Mgmt For For For
1.2 Elect Scott Garrett Mgmt For For For
1.3 Elect Susan Nowakowski Mgmt For For For
1.4 Elect Glenn Schafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT OF THE COMPANY S 2007 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Belo Corp.
Ticker Security ID: Meeting Date Meeting Status
BLC CUSIP 080555105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Henry Becton, Jr. Mgmt For For For
1.2 Elect James Moroney III Mgmt For For For
1.3 Elect Lloyd Ward Mgmt For For For
2 2004 Executive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Bill Barrett Corporation
Ticker Security ID: Meeting Date Meeting Status
BBG CUSIP 06846N104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Fitzgibbons Mgmt For For For
1.2 Elect Randy Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Bio-Rad Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOB CUSIP 090572207 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BJ's Wholesale Club, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJ CUSIP 05548J106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Christine Cournoyer Mgmt For For For
2 Elect Edmond English Mgmt For For For
3 Elect Helen Peters Mgmt For For For
4 Amendment to the 2008 Management Mgmt For For For
Incentive Plan
5 Amendment to the 2008 Growth Mgmt For For For
Incentive Plan
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Black Hills Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUSIP 092113109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Ebertz Mgmt For Withhold Against
1.2 Elect John Howard Mgmt For Withhold Against
1.3 Elect Stephen Newlin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Blyth, Inc.
Ticker Security ID: Meeting Date Meeting Status
BTH CUSIP 09643P207 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pamela Goergen Mgmt For For For
1.2 Elect Carol Hochman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bob Evans Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
BOBE CUSIP 096761101 09/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Cheryl L. Krueger Mgmt For For For
2 Elect Director G. Robert Lucas, II Mgmt For For For
3 Elect Director Eileen A. Mallesch Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Bonanno Mgmt For Withhold Against
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Boughner Mgmt For For For
1.2 Elect William R. Boyd Mgmt For For For
1.3 Elect William S. Boyd Mgmt For For For
1.4 Elect Thomas Girardi Mgmt For For For
1.5 Elect Marianne Boyd Johnson Mgmt For For For
1.6 Elect Billy McCoy Mgmt For For For
1.7 Elect Frederick Schwab Mgmt For For For
1.8 Elect Keith Smith Mgmt For For For
1.9 Elect Christine Spadafor Mgmt For For For
1.10 Elect Peter Thomas Mgmt For For For
1.11 Elect Veronica Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BRE Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRE CUSIP 05564E106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paula Downey Mgmt For For For
1.2 Elect Edward Lange, Jr. Mgmt For For For
1.3 Elect Irving Lyons, III Mgmt For For For
1.4 Elect Edward Mace Mgmt For For For
1.5 Elect Christopher McGurk Mgmt For For For
1.6 Elect Matthew Medeiros Mgmt For For For
1.7 Elect Constance Moore Mgmt For For For
1.8 Elect Jeanne Myerson Mgmt For For For
1.9 Elect Thomas Robinson Mgmt For For For
1.10 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Broadview Security
Ticker Security ID: Meeting Date Meeting Status
CFL CUSIP 109699108 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Allen Mgmt For For For
1.2 Elect Michael Gilliland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brinker International, Inc.
Ticker Security ID: Meeting Date Meeting Status
EAT CUSIP 109641100 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Douglas H. Brooks Mgmt For For For
1.2 Elect Director Harriet Edelman Mgmt For For For
1.3 Elect Director Marvin J. Girouard Mgmt For For For
1.4 Elect Director Ronald Kirk Mgmt For For For
1.5 Elect Director John W. Mims Mgmt For For For
1.6 Elect Director George R. Mrkonic Mgmt For For For
1.7 Elect Director Erle Nye Mgmt For For For
1.8 Elect Director James E. Mgmt For For For
Oesterreicher
1.9 Elect Director Rosendo G. Parra Mgmt For For For
1.10 Elect Director Cece Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Adopt Purchasing Preference for ShrHldr Against Against For
Suppliers Using CAK
- ------------------------------------------------------------------------------------------------------------------
Brinks Company
Ticker Security ID: Meeting Date Meeting Status
BCO CUSIP 109696104 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Ackerman Mgmt For For For
1.2 Elect Betty Alewine Mgmt For For For
1.3 Elect Michael Herling Mgmt For For For
1.4 Elect Thomas Schievelbein Mgmt For For For
1.5 Elect Robert Strang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Broadridge Financial Solutions
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leslie A. Brun Mgmt For For For
1.2 Elect Director Richard J. Daly Mgmt For For For
1.3 Elect Director Richard J. Haviland Mgmt For For For
1.4 Elect Director Alexandra Lebenthal Mgmt For For For
1.5 Elect Director Stuart R. Levine Mgmt For For For
1.6 Elect Director Thomas E. McInerney Mgmt For For For
1.7 Elect Director Alan J. Weber Mgmt For For For
1.8 Elect Director Arthur F. Weinbach Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Hyatt Brown Mgmt For Withhold Against
1.2 Elect Samuel Bell, III Mgmt For For For
1.3 Elect Hugh Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Jr. Mgmt For For For
1.6 Elect Jim Henderson Mgmt For For For
1.7 Elect Theodore Hoepner Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Wendell Reilly Mgmt For For For
1.10 Elect John Riedman Mgmt For For For
1.11 Elect Jan Smith Mgmt For For For
1.12 Elect Chilton Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bucyrus International, Inc.
Ticker Security ID: Meeting Date Meeting Status
BUCY CUSIP 118759109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Jones Mgmt For For For
1.2 Elect Robert Purdum Mgmt For For For
1.3 Elect Timothy Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: John K. Mgmt For For For
Mcgillicuddy
2 Election Of Director: John F. O Mgmt For For For
Brien
3 Election Of Director: Lydia W. Mgmt For For For
Thomas
4 Election Of Director: Mark S. Mgmt For For For
Wrighton
5 Ratification of Auditor Mgmt For For For
6 TO APPROVE THE CABOT CORPORATION Mgmt For Against Against
2009 LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Donald Lucas Mgmt For For For
2 Elect Alberto Mgmt For For For
Sangiovanni-Vincentelli
3 Elect George Scalise Mgmt For For For
4 Elect John Shoven Mgmt For For For
5 Elect Roger Siboni Mgmt For For For
6 Elect John Swainson Mgmt For For For
7 Elect Lip-Bu TAN Mgmt For Against Against
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Callaway Golf Company
Ticker Security ID: Meeting Date Meeting Status
ELY CUSIP 131193104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Fellows Mgmt For For For
1.2 Elect Samuel Armacost Mgmt For For For
1.3 Elect Ronald Beard Mgmt For For For
1.4 Elect John Cushman, III Mgmt For For For
1.5 Elect Yotaro Kobayashi Mgmt For For For
1.6 Elect John Lundgren Mgmt For For For
1.7 Elect Richard Rosenfield Mgmt For For For
1.8 Elect Anthony Thornley Mgmt For For For
2 Amendment to the 2004 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Campo Mgmt For For For
1.2 Elect William Cooper Mgmt For For For
1.3 Elect Scott Ingraham Mgmt For For For
1.4 Elect Lewis Levey Mgmt For For For
1.5 Elect William McGuire, Jr. Mgmt For For For
1.6 Elect William Paulsen Mgmt For For For
1.7 Elect D. Keith Oden Mgmt For For For
1.8 Elect F. Gardner Parker Mgmt For For For
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Career Education Corporation
Ticker Security ID: Meeting Date Meeting Status
CECO CUSIP 141665109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Dennis H. Mgmt For For For
Chookaszian
2 Election Of Director: David W. Mgmt For For For
Devonshire
3 Election Of Director: Patrick W. Mgmt For For For
Gross
4 Election Of Director: Gregory L. Mgmt For For For
Jackson
5 Election Of Director: Thomas B. Mgmt For For For
Lally
6 Election Of Director: Steven H. Mgmt For For For
Lesnik
7 Election Of Director: Gary E. Mgmt For For For
Mccullough
8 Election Of Director: Edward A. Mgmt For For For
Snyder
9 Election Of Director: Leslie T. Mgmt For For For
Thornton
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Carlisle Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Paul J. Mgmt For For For
Choquette, Jr.
2 Election Of Director: Stephen P. Mgmt For For For
Munn
3 Election Of Director: Lawrence A. Mgmt For For For
Sala
4 Election Of Director: Magalen C. Mgmt For For For
Webert
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Executive Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. McMaster Mgmt For For For
1.2 Elect Director Gregory A. Pratt Mgmt For For For
1.3 Elect Director Anne L. Stevens Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clifford Illig Mgmt For For For
1.2 Elect William Neaves Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Foster Mgmt For For For
1.2 Elect Nancy Chang Mgmt For For For
1.3 Elect Stephen Chubb Mgmt For For For
1.4 Elect Deborah Kochevar Mgmt For For For
1.5 Elect George Massaro Mgmt For For For
1.6 Elect George Milne, Jr. Mgmt For For For
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Douglas Rogers Mgmt For For For
1.9 Elect Samuel Thier Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Amendment to the 2007 Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cheesecake Factory Inc.
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alexander L. Cappello Mgmt For For For
1.2 Elect Jerome Kransdorf Mgmt For For For
1.3 Elect David Pittaway Mgmt For For For
2 Amendment to Certificate of Mgmt For For For
Incorporation to Remove Certain
Supermajority Voting Provisions
3 Amendment to Certificate of Mgmt For For For
Incorporation to Permit
Stockholder Action by Written
Consent
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chico's FAS, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Roeder Mgmt For For For
1.2 Elect Andrea Weiss Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steve Ells Mgmt For For For
1.2 Elect Patrick Flynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Church & Dwight Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CHD CUSIP 171340102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect T. Rosie Albright Mgmt For For For
1.2 Elect Ravichandra Saligram Mgmt For For For
1.3 Elect Robert Shearer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jerry Box Mgmt For For For
2 Elect Paul Holleman Mgmt For For For
3 Elect Michael Sullivan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cincinnati Bell Inc.
Ticker Security ID: Meeting Date Meeting Status
CBB CUSIP 171871106 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Byrnes Mgmt For For For
1.2 Elect Jakki Haussler Mgmt For For For
1.3 Elect Mark Lazarus Mgmt For For For
1.4 Elect Craig Maier Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
2 Amendment to the 2007 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
City National Corporation
Ticker Security ID: Meeting Date Meeting Status
CYN CUSIP 178566105 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Coleman Mgmt For For For
1.2 Elect Peter Thomas Mgmt For For For
1.3 Elect Bruce Rosenblum Mgmt For For For
1.4 Elect Christopher Warmuth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan McKim Mgmt For For For
1.2 Elect John Preston Mgmt For For For
1.3 Elect Lorne Waxlax Mgmt For For For
2 CEO Annual Incentive Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Cambre Mgmt For For For
1.2 Elect Joseph Carrabba Mgmt For For For
1.3 Elect Susan Cunningham Mgmt For For For
1.4 Elect Barry Eldridge Mgmt For For For
1.5 Elect Susan Green Mgmt For For For
1.6 Elect James Ireland III Mgmt For For For
1.7 Elect Francis McAllister Mgmt For For For
1.8 Elect Roger Phillips Mgmt For For For
1.9 Elect Richard Riederer Mgmt For For For
1.10 Elect Alan Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185896107 10/03/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Control Share Acquisition ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185896107 10/03/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Control Share Acquisition ShrHldr For TNA N/A
2 Adjourn Meeting Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Coldwater Creek, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWTR CUSIP 193068103 06/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Pence Mgmt For For For
1.2 Elect Robert McCall Mgmt For For For
1.3 Elect Frank Lesher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
COLLECTIVE BRANDS, INC.
Ticker Security ID: Meeting Date Meeting Status
PSS CUSIP 19421W100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mylle Mangum Mgmt For For For
1.2 Elect John McGovern Mgmt For For For
1.3 Elect D. Scott Olivet Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Colonial BancGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNB CUSIP 195493309 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Beville Mgmt For For For
1.2 Elect John Mathison Mgmt For For For
1.3 Elect Joe Mussafer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 To Approve The Amended And Mgmt For For For
Restated Stock Incentive Plan.
4 To Approve The Amended Employee Mgmt For For For
Stock Purchase Plan.
- ------------------------------------------------------------------------------------------------------------------
Commerce Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBSH CUSIP 200525103 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jonathan Kemper Mgmt For For For
1.2 Elect Terry Meek Mgmt For For For
1.3 Elect Dan Simons Mgmt For For For
1.4 Elect Kimberly Walker Mgmt For For For
2 RATIFY KPMG LLP AS AUDIT AND Mgmt For For For
ACCOUNTING FIRM.
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
CommScope, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTV CUSIP 203372107 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Drendel Mgmt For For For
1.2 Elect Richard Smith Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Community Health Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYH CUSIP 203668108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Clerico Mgmt For For For
2 Elect Julia North Mgmt For For For
3 Elect Wayne Smith Mgmt For For For
4 Elect James Ely III Mgmt For For For
5 Amendment to the 2000 Stock Option Mgmt For For For
and Award Plan
6 Amendment to the 2004 Employee Mgmt For For For
Performance Incentive Plan
7 2009 Stock Option and Award Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Comstock Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRK CUSIP 205768203 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roland Burns Mgmt For For For
1.2 Elect David Lockett Mgmt For For For
2 2009 Long-term Incentive Plan Mgmt For Against Against
3 Increase of Authorized Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Con-Way, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNW CUSIP 205944101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Copart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPRT CUSIP 217204106 04/14/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Grant to Mgmt For For For
Certain Executives
- ------------------------------------------------------------------------------------------------------------------
Copart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPRT CUSIP 217204106 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willis J. Johnson Mgmt For For For
1.2 Elect Director A. Jayson Adair Mgmt For For For
1.3 Elect Director James E. Meeks Mgmt For For For
1.4 Elect Director Steven D. Cohan Mgmt For For For
1.5 Elect Director Daniel J. Englander Mgmt For For For
1.6 Elect Director Barry Rosenstein Mgmt For For For
1.7 Elect Director Thomas W. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corinthian Colleges, Inc.
Ticker Security ID: Meeting Date Meeting Status
COCO CUSIP 218868107 11/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry O. Hartshorn Mgmt For For For
1.2 Elect Director Alice T. Kane Mgmt For For For
1.3 Elect Director Timothy J. Sullivan Mgmt For For For
1.4 Elect Director Peter C. Waller Mgmt For For For
2 Declassify the Board of Directors Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corn Products International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Luis Aranguren-Trellez Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect William Norman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Corporate Executive Board Co.
Ticker Security ID: Meeting Date Meeting Status
EXBD CUSIP 21988R102 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Monahan III Mgmt For For For
1.2 Elect Gregor Bailar Mgmt For For For
1.3 Elect Stephen Carter Mgmt For For For
1.4 Elect Gordan Coburn Mgmt For For For
1.5 Elect Nancy Karch Mgmt For For For
1.6 Elect David Kenny Mgmt For For For
1.7 Elect Daniel Leemon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Corrections Corporation of America
Ticker Security ID: Meeting Date Meeting Status
CXW CUSIP 22025Y407 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Andrews Mgmt For For For
1.2 Elect John Ferguson Mgmt For For For
1.3 Elect Donna Alvarado Mgmt For For For
1.4 Elect Lucius Burch, III Mgmt For For For
1.5 Elect John Correnti Mgmt For For For
1.6 Elect Dennis DeConcini Mgmt For For For
1.7 Elect John Horne Mgmt For For For
1.8 Elect C. Michael Jacobi Mgmt For For For
1.9 Elect Thurgood Marshall, Jr. Mgmt For For For
1.10 Elect Charles Overby Mgmt For For For
1.11 Elect John Prann, Jr. Mgmt For For For
1.12 Elect Joseph Russell Mgmt For For For
1.13 Elect Henri Wedell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Mgmt Against For Against
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------
Cousins Properties Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUZ CUSIP 222795106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Bell, Jr. Mgmt For For For
1.2 Elect Erskine Bowles Mgmt For For For
1.3 Elect James Edwards Mgmt For For For
1.4 Elect Lillian Giornelli Mgmt For For For
1.5 Elect S. Taylor Glover Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect William Harrison, Jr. Mgmt For For For
1.8 Elect Boone Knox Mgmt For For For
1.9 Elect William Payne Mgmt For For For
2 2009 Incentive Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Barchi Mgmt For For For
1.2 Elect Sandra Helton Mgmt For For For
1.3 Elect Joseph Scodari Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Welfare
- ------------------------------------------------------------------------------------------------------------------
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DONALD G. Mgmt For For For
COOK
2 ELECTION OF DIRECTOR: ROBERT S. Mgmt For For For
EVANS
3 ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For For
4 ELECTION OF DIRECTOR: DORSEY R. Mgmt For For For
GARDNER
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE 2009 STOCK Mgmt For For For
INCENTIVE PLAN
7 APPROVAL OF THE 2009 NON-EMPLOYEE Mgmt For For For
DIRECTOR COMPENSATION PLAN
8 APPROVAL OF THE 2009 CORPORATE EVA Mgmt For For For
INCENTIVE COMPENSATION PLAN
9 Shareholder Proposal Regarding the ShrHoldr Against Against For
MacBride Principles
- ------------------------------------------------------------------------------------------------------------------
Cullen/Frost Bankers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFR CUSIP 229899109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Crawford Edwards Mgmt For For For
1.2 Elect Ruben Escobedo Mgmt For For For
1.3 Elect Patrick Frost Mgmt For For For
1.4 Elect David Haemisegger Mgmt For For For
1.5 Elect Robert McClane Mgmt For For For
2 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cytec Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
CYT CUSIP 232820100 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barry Johnson Mgmt For For For
1.2 Elect Carol Lowe Mgmt For For For
1.3 Elect Thomas Rabaut Mgmt For For For
1.4 Elect James Stanley Mgmt For For For
2 RATIFICATION OF KPMG LLP AS THE Mgmt For For For
COMPANY S AUDITORS FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
Deluxe Corporation
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Baldwin Mgmt For For For
1.2 Elect Charles Haggerty Mgmt For For For
1.3 Elect Isaiah Harris, Jr. Mgmt For For For
1.4 Elect Don McGrath Mgmt For For For
1.5 Elect Cheryl Mayberry McKissack Mgmt For For For
1.6 Elect Neil Metviner Mgmt For For For
1.7 Elect Stephen Nachtsheim Mgmt For For For
1.8 Elect Mary O'Dwyer Mgmt For For For
1.9 Elect Martyn Redgrave Mgmt For For For
1.10 Elect Lee Schram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wieland Wettstein Mgmt For For For
1.2 Elect Michael Beatty Mgmt For For For
1.3 Elect Michael Decker Mgmt For For For
1.4 Elect Ronald Greene Mgmt For For For
1.5 Elect David Heather Mgmt For For For
1.6 Elect Gregory McMichael Mgmt For For For
1.7 Elect Gareth Roberts Mgmt For For For
1.8 Elect Randy Stein Mgmt For For For
2 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
3 Amendment to the Employee Stock Mgmt For Against Against
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David S. Brown Mgmt For For For
1.2 Elect Director Lisa W. Pickrum Mgmt For For For
1.3 Elect Director Fernando Ruiz Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Diebold, Inc.
Ticker Security ID: Meeting Date Meeting Status
DBD CUSIP 253651103 11/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Louis V. Bockius, Mgmt For For For
III
1.2 Elect Director Phillip R. Cox Mgmt For Withhold Against
1.3 Elect Director Richard L. Crandall Mgmt For For For
1.4 Elect Director Gale S. Fitzgerald Mgmt For Withhold Against
1.5 Elect Director Phillip B. Lassiter Mgmt For Withhold Against
1.6 Elect Director John N. Lauer Mgmt For Withhold Against
1.7 Elect Director Eric J. Roorda Mgmt For For For
1.8 Elect Director Thomas W. Swidarski Mgmt For For For
1.9 Elect Director Henry D.G. Wallace Mgmt For For For
1.10 Elect Director Alan J. Weber Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Diebold, Incorporated Diebold,
Ticker Security ID: Meeting Date Meeting Status Inc.
DBD CUSIP 253651103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phillip Cox Mgmt For For For
1.2 Elect Richard Crandall Mgmt For For For
1.3 Elect Gale Fitzgerald Mgmt For For For
1.4 Elect Phillip Lassiter Mgmt For For For
1.5 Elect John Lauer Mgmt For For For
1.6 Elect Eric Roorda Mgmt For For For
1.7 Elect Thomas Swidarski Mgmt For For For
1.8 Elect Henry Wallace Mgmt For For For
1.9 Elect Alan Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Equity and Mgmt For For For
Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Digital River, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRIV CUSIP 25388B104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Douglas Steenland Mgmt For For For
2 Amendment to the 2007 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arnold Barron Mgmt For Withhold Against
1.2 Elect J. Douglas Perry Mgmt For Withhold Against
1.3 Elect Thomas Saunders III Mgmt For Withhold Against
1.4 Elect Carl Zeithaml Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Donaldson Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director F. Guillaume Mgmt For For For
Bastiaens
1.2 Elect Director Janet M. Dolan Mgmt For For For
1.3 Elect Director Jeffrey Noddle Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Bishop Mgmt For For For
1.2 Elect Frank Gallaher Mgmt For For For
1.3 Elect Lester Lyles Mgmt For For For
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANT.
- ------------------------------------------------------------------------------------------------------------------
DreamWorks Animation SKG, Inc.
Ticker Security ID: Meeting Date Meeting Status
DWA CUSIP 26153C103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Katzenberg Mgmt For For For
1.2 Elect Roger Enrico Mgmt For For For
1.3 Elect Lewis Coleman Mgmt For For For
1.4 Elect Harry Brittenham Mgmt For For For
1.5 Elect Thomas Freston Mgmt For For For
1.6 Elect Judson Green Mgmt For For For
1.7 Elect Mellody Hobson Mgmt For For For
1.8 Elect Michael Montgomery Mgmt For For For
1.9 Elect Nathan Myhrvold Mgmt For For For
1.10 Elect Richard Sherman Mgmt For For For
2 Amendment to the 2008 Omnibus Mgmt For Against Against
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
DRS Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 23330X100 09/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
DST Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
DST CUSIP 233326107 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas McCullough Mgmt For For For
1.2 Elect William Nelson Mgmt For For For
1.3 Elect Travis Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Dycom Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
DY CUSIP 267475101 11/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James A. Chiddix Mgmt For For For
1.2 Elect Director Charles B. Coe Mgmt For For For
1.3 Elect Director Patricia L. Higgins Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mike Bowlin Mgmt For For For
2 Elect Barbara McNeil Mgmt For For For
3 Elect Michael Mussallem Mgmt For For For
4 Elect William Link Mgmt For For For
5 Amendment to the Long-Term Stock Mgmt For For For
Incentive Compensation Program
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Encore Acquisition Company
Ticker Security ID: Meeting Date Meeting Status
EAC CUSIP 29255W100 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect I. Jon Brumley Mgmt For For For
1.2 Elect Jon Brumley Mgmt For For For
1.3 Elect John Bailey Mgmt For For For
1.4 Elect Martin Bowen Mgmt For For For
1.5 Elect Ted Collins, Jr. Mgmt For For For
1.6 Elect Ted Gardner Mgmt For For For
1.7 Elect John Genova Mgmt For For For
1.8 Elect James Winne III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Endo Pharmaceuticals Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP 29264F205 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Delucca Mgmt For For For
1.2 Elect David Holveck Mgmt For For For
1.3 Elect Nancy Hutson Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For For For
1.6 Elect Clive Meanwell Mgmt For For For
1.7 Elect William P. Montague Mgmt For For For
1.8 Elect Joseph Scodari Mgmt For For For
1.9 Elect William Spengler Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Merritt, PhD Mgmt For For For
1.2 Elect Stephen Snider Mgmt For For For
1.3 Elect Gary Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Equity One, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQY CUSIP 294752100 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Noam Ben-Ozer Mgmt For For For
1.2 Elect James Cassel Mgmt For For For
1.3 Elect Cynthia Cohen Mgmt For For For
1.4 Elect Neil Flanzraich Mgmt For For For
1.5 Elect Nathan Hetz Mgmt For Withhold Against
1.6 Elect Chaim Katzman Mgmt For Withhold Against
1.7 Elect Peter Linneman Mgmt For For For
1.8 Elect Jeffrey Olson Mgmt For For For
1.9 Elect Dori Segal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Marcus Mgmt For For For
1.2 Elect Gary Martin Mgmt For For For
1.3 Elect Michael Schall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Everest Re Group Ltd
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Abrahams Mgmt For For For
1.2 Elect John Dunne Mgmt For For For
1.3 Elect John Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Non-Employee Director Stock Mgmt For For For
Option and Restricted Stock Plan
- ------------------------------------------------------------------------------------------------------------------
Exterran Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXH CUSIP 30225X103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Janet Clark Mgmt For For For
1.2 Elect Ernie Danner Mgmt For For For
1.3 Elect Uriel Dutton Mgmt For For For
1.4 Elect Gordon Hall Mgmt For For For
1.5 Elect J.W.G. Honeybourne Mgmt For For For
1.6 Elect John Jackson Mgmt For For For
1.7 Elect William Pate Mgmt For For For
1.8 Elect Stephen Pazuk Mgmt For For For
1.9 Elect Christopher Seaver Mgmt For For For
1.10 Elect Stephen Snider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Factset Research Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUSIP 303075105 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael F. Mgmt For For For
Dichristina
1.2 Elect Director Walter F. Siebecker Mgmt For For For
1.3 Elect Director Joseph R. Zimmel Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Non-Employee Director Mgmt For Against Against
Stock Option Plan
4 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Amend Bylaws to Require Advance Mgmt For For For
Notice of Shareholder Director
Nomination
- ------------------------------------------------------------------------------------------------------------------
Fairchild Semiconductor International, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCS CUSIP 303726103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Carinalli Mgmt For For For
1.2 Elect Randy Carson Mgmt For For For
1.3 Elect Anthony Lear Mgmt For For For
1.4 Elect Thomas Magnanti Mgmt For For For
1.5 Elect Kevin McGarity Mgmt For For For
1.6 Elect Bryan Roub Mgmt For For For
1.7 Elect Ronald Shelly Mgmt For For For
1.8 Elect Mark Thompson Mgmt For For For
2 Stock Option Exchange Program Mgmt For Against Against
3 Amendment to the 2007 Stock Plan Mgmt For For For
4 Employee Stock Purchase Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/29/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Goodwin ShrHoldr N/A TNA N/A
1.2 Elect William Osborne ShrHoldr N/A TNA N/A
1.3 Elect Joseph Wright ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/29/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Goodwin Mgmt For For For
1.2 Elect William Osborne Mgmt For For For
1.3 Elect Joseph Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ferro Corporation
Ticker Security ID: Meeting Date Meeting Status
FOE CUSIP 315405100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jennie Hwang Mgmt For For For
1.2 Elect James Kirsch Mgmt For For For
1.3 Elect William Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First American Corp.
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 318522307 12/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George L. Argyros Mgmt For For For
1.2 Elect Director Bruce S. Bennett Mgmt For For For
1.3 Elect Director J. David Chatham Mgmt For For For
1.4 Elect Director Glenn C. Christenson Mgmt For For For
1.5 Elect Director William G. Davis Mgmt For Withhold Against
1.6 Elect Director James L. Doti Mgmt For For For
1.7 Elect Director Lewis W. Douglas, Mgmt For For For
Jr.
1.8 Elect Director Christopher V. Mgmt For For For
Greetham
1.9 Elect Director Parker S. Kennedy Mgmt For For For
1.10 Elect Director Thomas C. O'Brien Mgmt For For For
1.11 Elect Director Frank E. O'Bryan Mgmt For For For
1.12 Elect Director Roslyn B. Payne Mgmt For For For
1.13 Elect Director D. Van Skilling Mgmt For For For
1.14 Elect Director Patrick F. Stone Mgmt For For For
1.15 Elect Director Herbert B. Tasker Mgmt For For For
1.16 Elect Director Virginia M. Mgmt For For For
Ueberroth
1.17 Elect Director Mary Lee Widener Mgmt For For For
2 Establish Range For Board Size Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
First Niagara Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl A. Florio Mgmt For For For
1.2 Elect David Zebro Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FirstMerit Corporation
Ticker Security ID: Meeting Date Meeting Status
FMER CUSIP 337915102 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Karen Belden Mgmt For For For
1.2 Elect R. Cary Blair Mgmt For For For
1.3 Elect John Blickle Mgmt For For For
1.4 Elect Robert Briggs Mgmt For For For
1.5 Elect Gina France Mgmt For For For
1.6 Elect Paul Greig Mgmt For For For
1.7 Elect Terry Haines Mgmt For For For
1.8 Elect Clifford Isroff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Flowers Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLO CUSIP 343498101 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joe Beverly Mgmt For For For
1.2 Elect Amos McMullian Mgmt For For For
1.3 Elect J.V. Shields, Jr. Mgmt For For For
2 Amendment to the 2001 Equity and Mgmt For For For
Performance Incentive Plan
3 Annual Executive Bonus Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Patricia Buffler Mgmt For For For
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect C. Scott Greer Mgmt For For For
4 Elect Paul Norris Mgmt For For For
5 Elect Dirk Kempthorne Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mike Bowlin Mgmt For For For
1.2 Elect Philip Burguieres Mgmt For For For
1.3 Elect Peter Kinnear Mgmt For For For
1.4 Elect Edward Mooney Mgmt For For For
1.5 Elect James Ringler Mgmt For For For
2 Increase in Authorized Shares Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Foot Locker, Inc.
Ticker Security ID: Meeting Date Meeting Status
FL CUSIP 344849104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Feldman Mgmt For For For
1.2 Elect Jarobin Gilbert, Jr. Mgmt For For For
1.3 Elect David Schwartz Mgmt For For For
1.4 Elect Cheryl Turpin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Forest Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FST CUSIP 346091705 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dod Fraser Mgmt For For For
1.2 Elect James Lightner Mgmt For For For
2 Amendment to the 1999 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Foundry Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 35063R100 11/07/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Foundry Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 35063R100 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Frontier Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
FTO CUSIP 35914P105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Gibbs Mgmt For For For
1.2 Elect Douglas Bech Mgmt For For For
1.3 Elect G. Clyde Buck Mgmt For For For
1.4 Elect T. Michael Dossey Mgmt For For For
1.5 Elect Michael Jennings Mgmt For For For
1.6 Elect James Lee Mgmt For For For
1.7 Elect Paul Loyd, Jr. Mgmt For For For
1.8 Elect Michael Rose Mgmt For For For
2 TO APPROVE THE SECOND AMENDED AND Mgmt For For For
RESTATED ARTICLES OF INCORPORATION.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FTI Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCN CUSIP 302941109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Callaghan Mgmt For For For
1.2 Elect Matthew McHugh Mgmt For For For
2 Amendment to the 2009 Omnibus Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fulton Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FULT CUSIP 360271100 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Albertson Mgmt For For For
1.2 Elect Craig Dally Mgmt For For For
1.3 Elect Rufus Fulton, Jr. Mgmt For For For
1.4 Elect Willem Kooyker Mgmt For For For
1.5 Elect R. Scott Smith, Jr. Mgmt For For For
1.6 Elect E. Philip Wenger Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gartner, Inc.
Ticker Security ID: Meeting Date Meeting Status
IT CUSIP 366651107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Bingle Mgmt For For For
1.2 Elect Richard Bressler Mgmt For For For
1.3 Elect Karen Dykstra Mgmt For For For
1.4 Elect Russell Fradin Mgmt For For For
1.5 Elect Anne Sutherland Fuchs Mgmt For For For
1.6 Elect William Grabe Mgmt For For For
1.7 Elect Eugene Hall Mgmt For For For
1.8 Elect Max Hopper Mgmt For For For
1.9 Elect John Joyce Mgmt For For For
1.10 Elect Stephen Pagliuca Mgmt For For For
1.11 Elect James Smith Mgmt For For For
1.12 Elect Jeffrey Ubben Mgmt For For For
2 Amendment to the 2003 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GATX Corporation
Ticker Security ID: Meeting Date Meeting Status
GMT CUSIP 361448103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anne Ariva Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Ernst Haberli Mgmt For For For
1.5 Elect Brian Kenney Mgmt For For For
1.6 Elect Mark McGrath Mgmt For For For
1.7 Elect James B. Ream Mgmt For For For
1.8 Elect David Sutherland Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Gen-Probe Incorporated
Ticker Security ID: Meeting Date Meeting Status
GPRO CUSIP 36866T103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Brown Mgmt For For For
2 Elect John Martin Mgmt For For For
3 Elect Henry Nordhoff Mgmt For For For
4 Amendment to the 2003 Incentive Mgmt For For For
Award Plan
5 Ratification of Auditor Mgmt For Against Against
6 Appointment of Carl Hull to the Mgmt For For For
Board
- ------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Global Payments, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 09/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul R. Garcia Mgmt For For For
1.2 Elect Director Gerald J. Wilkins Mgmt For For For
1.3 Elect Director Michael W. Trapp Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUSIP 384109104 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Carroll Mgmt For For For
1.2 Elect Jack Eugster Mgmt For For For
1.3 Elect R. William Van Sant Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Granite Construction Incorporated
Ticker Security ID: Meeting Date Meeting Status
GVA CUSIP 387328107 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Kelsey Mgmt For For For
1.2 Elect James Bradford, Jr. Mgmt For For For
2 1999 Equity Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Great Plains Energy Incorporated
Ticker Security ID: Meeting Date Meeting Status
GXP CUSIP 391164100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bodde Mgmt For For For
1.2 Elect Michael Chesser Mgmt For For For
1.3 Elect William Downey Mgmt For For For
1.4 Elect Randall Ferguson, Jr. Mgmt For For For
1.5 Elect Gary Forsee Mgmt For For For
1.6 Elect James Mitchell Mgmt For For For
1.7 Elect William Nelson Mgmt For For For
1.8 Elect Linda Talbott Mgmt For For For
1.9 Elect Robert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carlos Alberini Mgmt For For For
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lee Chaden Mgmt For For For
1.2 Elect Bobby Griffin Mgmt For For For
1.3 Elect James Johnson Mgmt For For For
1.4 Elect Jessica Mathews Mgmt For For For
1.5 Elect J. Patrick Mulcahy Mgmt For For For
1.6 Elect Ronald Nelson Mgmt For For For
1.7 Elect Richard Noll Mgmt For For For
1.8 Elect Andrew Schindler Mgmt For For For
1.9 Elect Ann Ziegler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hansen Natural Corp.
Ticker Security ID: Meeting Date Meeting Status
HANS CUSIP 411310105 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rodney Sacks Mgmt For For For
1.2 Elect Hilton Schlosberg Mgmt For For For
1.3 Elect Norman Epstein Mgmt For For For
1.4 Elect Benjamin Polk Mgmt For For For
1.5 Elect Sydney Selati Mgmt For For For
1.6 Elect Harold Taber, Jr. Mgmt For For For
1.7 Elect Mark Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan for Mgmt For Against Against
Non-Employee Directors
- ------------------------------------------------------------------------------------------------------------------
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Lewis Hay III Mgmt For For For
2 Elect Director Karen Katen Mgmt For For For
3 Elect Director Stephen P. Kaufman Mgmt For For For
4 Elect Director Hansel E. Tookes II Mgmt For For For
5 Ratify Auditors Mgmt For For For
6 Increase Authorized Common Stock Mgmt For For For
7 Declassify the Board of Directors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. D. H. Butler Mgmt For For For
1.2 Elect K. Eddy Mgmt For For For
1.3 Elect S. Fazzolari Mgmt For For For
1.4 Elect Stuart Graham Mgmt For For For
1.5 Elect Terry Growcock Mgmt For For For
1.6 Elect Henry Knueppel Mgmt For For For
1.7 Elect D. Howard Pierce Mgmt For For For
1.8 Elect J. Scheiner Mgmt For For For
1.9 Elect A. Sordoni, III Mgmt For For For
1.10 Elect Robert Wilburn Mgmt For For For
2 Reapproval of Terms for Mgmt For For For
Performance-Based Awards Under the
1995 Executive Incentive
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Harte-Hanks, Inc.
Ticker Security ID: Meeting Date Meeting Status
HHS CUSIP 416196103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Copeland Mgmt For For For
1.2 Elect Christopher Harte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Plan
4 Reapproval of Performance Goals Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hawaiian Electric Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HE CUSIP 419870100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Shirley Daniel Mgmt For For For
1.2 Elect Constance Lau Mgmt For For For
1.3 Elect A. Maurice Myers Mgmt For For For
1.4 Elect James Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendments to Restated Articles of Mgmt For For For
Incorporation
- ------------------------------------------------------------------------------------------------------------------
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For For For
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Health Management Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMA CUSIP 421933102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Schoen Mgmt For For For
1.2 Elect Gary Newsome Mgmt For For For
1.3 Elect Kent Dauten Mgmt For For For
1.4 Elect Donald Kiernan Mgmt For For For
1.5 Elect Robert Knox Mgmt For For For
1.6 Elect William Mayberry Mgmt For For For
1.7 Elect Vicki O'Meara Mgmt For For For
1.8 Elect William Steere, Jr. Mgmt For For For
1.9 Elect Randolph Westerfield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Health Net, Inc.
Ticker Security ID: Meeting Date Meeting Status
HNT CUSIP 42222G108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Theodore Craver, Jr. Mgmt For For For
1.2 Elect Vicki Escarra Mgmt For For For
1.3 Elect Thomas Farley Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For For For
1.5 Elect Patrick Foley Mgmt For For For
1.6 Elect Jay Gellert Mgmt For For For
1.7 Elect Roger Greaves Mgmt For For For
1.8 Elect Bruce Willison Mgmt For For For
1.9 Elect Frederick Yeager Mgmt For For For
2 Executive Officer Incentive Plan Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Helix Energy Solutions Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Transier Mgmt For For For
1.2 Elect T. William Porter Mgmt For For For
1.3 Elect James Watt Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. H. Helmerich, III Mgmt For For For
1.2 Elect Francis Rooney Mgmt For For For
1.3 Elect Edward Rust, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Henry Schein, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSIC CUSIP 806407102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For For For
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Margaret Hamburg Mgmt For Withhold Against
1.9 Elect Donald Kabat Mgmt For For For
1.10 Elect Philip Laskawy Mgmt For For For
1.11 Elect Karyn Mashima Mgmt For For For
1.12 Elect Norman Matthews Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Mgmt For Against Against
Incentive Plan
3 Amendment to the Section 162(m) Mgmt For For For
Cash Bonus Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gene Anderson Mgmt For For For
1.2 Elect David Hartzell Mgmt For For For
1.3 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2009 Long-Term Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 02/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Ryan Mgmt For For For
1.2 Elect Rolf Classon Mgmt For For For
1.3 Elect Eduardo Menasce Mgmt For For For
2 Approval Of The Hill-Rom Holdings, Mgmt For For For
Inc. Employee Stock Purchase Plan.
3 Stock Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HNI Corporation
Ticker Security ID: Meeting Date Meeting Status
HNI CUSIP 404251100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Stan Askren Mgmt For Against Against
2 Elect Gary Christensen Mgmt For Against Against
3 Elect Joseph Scalzo Mgmt For Against Against
4 Elect Ronald Waters, III Mgmt For Against Against
5 Amendment to the 2002 Members' Mgmt For For For
Stock Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cumming Mgmt For For For
1.2 Elect Robert Cascella Mgmt For For For
1.3 Elect David LaVance, Jr. Mgmt For For For
1.4 Elect Nancy Leaming Mgmt For For For
1.5 Elect Lawrence Levy Mgmt For For For
1.6 Elect Glenn Muir Mgmt For For For
1.7 Elect Elaine Ullian Mgmt For For For
1.8 Elect Sally Crawford Mgmt For For For
1.9 Elect Wayne Wilson Mgmt For For For
2 Adoption of Option Exchange Program Mgmt For Against Against
3 Right to Adjourn Meeting Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors Mgmt For For For
2 Elect Stephen Hasenmiller Mgmt For For For
3 Elect Louis Lower II Mgmt For For For
4 Elect Joseph Melone Mgmt For For For
5 Elect Charles Parker Mgmt For For For
6 Elect Gabriel Shaheen Mgmt For For For
7 Elect Roger Steinbecker Mgmt For For For
8 Elect Charles Wright Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hospitality Properties Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUSIP 44106M102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Gans Mgmt For For For
1.2 Elect Adam Portnoy Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Hovnanian Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOV CUSIP 442487203 03/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kevork Hovnanian Mgmt For Withhold Against
1.2 Elect Ara Hovnanian Mgmt For Withhold Against
1.3 Elect Robert Coutts Mgmt For Withhold Against
1.4 Elect Edward Kangas Mgmt For Withhold Against
1.5 Elect Joseph Marengi Mgmt For Withhold Against
1.6 Elect John Robbins Mgmt For Withhold Against
1.7 Elect J. Larry Sorsby Mgmt For Withhold Against
1.8 Elect Stephen Weinroth Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBA CUSIP 443510201 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. Richard Brooks Mgmt For For For
1.2 Elect George Edwards, Jr. Mgmt For For For
1.3 Elect Anthony Guzzi Mgmt For For For
1.4 Elect Joel Hoffman Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Timothy Powers Mgmt For For For
1.7 Elect G. Jackson Ratcliffe Mgmt For For For
1.8 Elect Richard Swift Mgmt For For For
1.9 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IDACORP, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDA CUSIP 451107106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Stephen Allred Mgmt For For For
1.2 Elect Christine King Mgmt For For For
1.3 Elect Gary Michael Mgmt For For For
1.4 Elect Jan Packwood Mgmt For For For
1.5 Elect Richard Dahl Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Reducing Greenhouse Gas Emissions
- ------------------------------------------------------------------------------------------------------------------
IDEX Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Cook Mgmt For For For
1.2 Elect Frank Hermance Mgmt For For For
1.3 Elect Michael Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IDEXX Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William End Mgmt For For For
1.2 Elect Barry Johnson Mgmt For For For
1.3 Elect Brian McKeon Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Amendment to the 1997 Employee Mgmt For For For
Stock Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Imation Corp.
Ticker Security ID: Meeting Date Meeting Status
IMN CUSIP 45245A107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Fields Mgmt For For For
1.2 Elect Ronald LeMay Mgmt For For For
1.3 Elect L. White Matthews, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ingram Micro Inc.
Ticker Security ID: Meeting Date Meeting Status
IM CUSIP 457153104 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Ingram Mgmt For For For
1.2 Elect Dale Laurance Mgmt For For For
1.3 Elect Gerhard Schulmeyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Integrated Device Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John Schofield Mgmt For For For
1.2 Elect Director Lew Eggebrecht Mgmt For For For
1.3 Elect Director Gordon Parnell Mgmt For For For
1.4 Elect Director Ron Smith Mgmt For For For
1.5 Elect Director Nam P. Suh Mgmt For For For
1.6 Elect Director T.L. Tewksbury III Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
International Bancshares Corporation
Ticker Security ID: Meeting Date Meeting Status
IBOC CUSIP 459044103 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Irving Greenblum Mgmt For Withhold Against
1.2 Elect R. David Guerra Mgmt For Withhold Against
1.3 Elect Daniel Hastings, Jr. Mgmt For Withhold Against
1.4 Elect Richard Haynes Mgmt For Withhold Against
1.5 Elect Imelda Navarro Mgmt For Withhold Against
1.6 Elect Sioma Neiman Mgmt For Withhold Against
1.7 Elect Peggy Newman Mgmt For Withhold Against
1.8 Elect Dennis Nixon Mgmt For Withhold Against
1.9 Elect Leonardo Salinas Mgmt For Withhold Against
1.10 Elect Antonio Sanchez, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
International Rectifier Corp.
Ticker Security ID: Meeting Date Meeting Status
IRF CUSIP 460254105 10/10/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald M. Ruzic ShrHldr For For For
1.2 Elect Director William T. Vinson ShrHldr For For For
1.3 Elect Director Yoram (Jerry) Wind ShrHldr For For For
2 Amend Bylaws to Require 2008 ShrHldr For Against Against
Annual Meeting be Held no later
than December 21. 2008
3 Amend Bylaws to Provide for a ShrHldr For For For
Majority Vote to Adjourn
Stockholders Meeting
4 Amend Bylaws to Repeal Amendments ShrHldr For For For
to Bylaws made after February 29.
2008
5 Ratify Auditors Mgmt For For For
6 Claw-back of Payments under ShrHldr Abstain For Against
Restatements
- ------------------------------------------------------------------------------------------------------------------
International Rectifier Corp.
Ticker Security ID: Meeting Date Meeting Status
IRF CUSIP 460254105 10/10/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jack O. Vance Mgmt For TNA N/A
1.2 Elect Director Thomas Lacey Mgmt For TNA N/A
1.3 Elect Director Mary B. Cranston Mgmt For TNA N/A
2 Ratify Auditors Mgmt For TNA N/A
3 Claw-back of Payments under ShrHldr Against TNA N/A
Restatements
4 Amend Bylaws to Require 2008 ShrHldr Against TNA N/A
Annual Meeting be Held no later
than December 21. 2008
5 Amend Bylaws to Provide for a ShrHldr Against TNA N/A
Majority Vote to Adjourn
Stockholders Meeting
6 Amend Bylaws to Repeal Amendments ShrHldr Against TNA N/A
to Bylaws made after February 29.
2008
- ------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
ITT Educational Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 45068B109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joanna Lau Mgmt For For For
2 Elect Samuel Odle Mgmt For For For
3 Elect John Yena Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
J. Crew Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCG CUSIP 46612H402 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Coulter Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Steven Grand-Jean Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sharilyn Gasaway Mgmt For For For
1.2 Elect Coleman Peterson Mgmt For For For
1.3 Elect James Robo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jack Henry & Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUSIP 426281101 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Hall Mgmt For For For
1.2 Elect Director M. Henry Mgmt For For For
1.3 Elect Director J. Ellis Mgmt For For For
1.4 Elect Director C. Curry Mgmt For For For
1.5 Elect Director W. Brown Mgmt For For For
1.6 Elect Director M. Flanigan Mgmt For For For
1.7 Elect Director M. Shepard Mgmt For For For
1.8 Elect Director J. Prim Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jefferies Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 472319102 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Handler Mgmt For Withhold Against
1.2 Elect Brian Friedman Mgmt For Withhold Against
1.3 Elect W. Patrick Campbell Mgmt For For For
1.4 Elect Ian Cumming Mgmt For Withhold Against
1.5 Elect Richard Dooley Mgmt For For For
1.6 Elect Robert Joyal Mgmt For For For
1.7 Elect Michael O'Kane Mgmt For For For
1.8 Elect Joseph Steinberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
JetBlue Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Boneparth Mgmt For For For
1.2 Elect Kim Clark Mgmt For For For
1.3 Elect Stephan Gemkow Mgmt For Withhold Against
1.4 Elect Joel Peterson Mgmt For For For
1.5 Elect M. Ann Rhoades Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common and Mgmt For Against Against
Preferred Stock
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
John Wiley & Sons, Inc.
Ticker Security ID: Meeting Date Meeting Status
JW.A CUSIP 968223206 09/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kim Jones Mgmt For For For
1.2 Elect Director R.W. McDaniel, Jr. Mgmt For For For
1.3 Elect Director William B. Plummer Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Colin Dyer Mgmt For For For
2 Elect Darryl Hartley-Leonard Mgmt For For For
3 Elect DeAnne Julius Mgmt For For For
4 Elect Ming Lu Mgmt For For For
5 Elect Lauralee Martin Mgmt For For For
6 Elect Sheila Penrose Mgmt For For For
7 Elect David Rickard Mgmt For For For
8 Elect Roger Staubach Mgmt For For For
9 Elect Thomas Theobald Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOYG CUSIP 481165108 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Hanson Mgmt For For For
1.3 Elect Kenneth Johnsen Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Haverty Mgmt For For For
1.2 Elect Thomas McDonnell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 10/07/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Frank Blount Mgmt For Withhold Against
1.2 Elect Loren Carroll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against Abstain N/A
Board Committee on Human Rights
4 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Committee to Review Alleged
Misconduct in Iraq
- ------------------------------------------------------------------------------------------------------------------
Kelly Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
KELYA CUSIP 488152 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Fay Mgmt For For For
1.2 Elect Verne Istock Mgmt For For For
1.3 Elect Donald Parfet Mgmt For For For
2 Bundled Amendments to the Mgmt For For For
Certificate of Incorporation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kemet
Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360108 07/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph V. Borruso Mgmt For For For
1.2 Elect Director E. Erwin Maddrey, II Mgmt For For For
1.3 Elect Director Frank G. Brandenberg Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Kennametal, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMT CUSIP 489170100 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Philip A. Dur Mgmt For For For
1.2 Elect Director Timothy R. McLevish Mgmt For For For
1.3 Elect Director Steven H. Wunning Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kindred Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
KND CUSIP 494580103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Kuntz Mgmt For For For
1.2 Elect Joel Ackerman Mgmt For For For
1.3 Elect Ann Berzin Mgmt For For For
1.4 Elect Jonathan Blum Mgmt For For For
1.5 Elect Thomas Cooper Mgmt For For For
1.6 Elect Paul Diaz Mgmt For For For
1.7 Elect Isaac Kaufman Mgmt For For For
1.8 Elect Frederick Kleisner Mgmt For For For
1.9 Elect Eddy Rogers, Jr. Mgmt For For For
2 Short-Term Incentive Plan Mgmt For For For
3 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kinetic Concepts, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNCI CUSIP 49460W208 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Kohrt Mgmt For For For
1.2 Elect C. Thomas Smith Mgmt For For For
1.3 Elect Donald E. Steen Mgmt For For For
1.4 Elect Craig Callen Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Korn/Ferry International
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 09/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Debra Perry Mgmt For For For
1.2 Elect Director Gerhard Schulmeyer Mgmt For For For
1.3 Elect Director Harry You Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
4 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Bagley Mgmt For For For
1.2 Elect Director David G. Arscott Mgmt For For For
1.3 Elect Director Robert M. Berdahl Mgmt For For For
1.4 Elect Director Richard J. Elkus, Mgmt For For For
Jr.
1.5 Elect Director Jack R. Harris Mgmt For For For
1.6 Elect Director Grant M. Inman Mgmt For For For
1.7 Elect Director Catherine P. Lego Mgmt For For For
1.8 Elect Director Stephen G. Newberry Mgmt For For For
1.9 Elect Director Seiichi Watanabe Mgmt For For For
1.10 Elect Director Patricia S. Wolpert Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lamar Advertising Company
Ticker Security ID: Meeting Date Meeting Status
LAMR CUSIP 512815101 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hamilton Mgmt For For For
1.2 Elect John Koerner, III Mgmt For For For
1.3 Elect Edward McDermott Mgmt For For For
1.4 Elect Stephen Mumblow Mgmt For For For
1.5 Elect Thomas Reifenheiser Mgmt For For For
1.6 Elect Anna Reilly Mgmt For For For
1.7 Elect Kevin Reilly, Jr. Mgmt For For For
1.8 Elect Wendell Reilly Mgmt For For For
2 Amendment to the 1996 Equity Mgmt For Against Against
Incentive Plan
3 Approval of the Reaffirmation of Mgmt For For For
the Material Terms of the
Performance Measures Specified in
the 1996 Equity Incentive Plan
4 2009 Employee Stock Purchase Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lancaster Colony Corp.
Ticker Security ID: Meeting Date Meeting Status
LANC CUSIP 513847103 11/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Fox Mgmt For For For
1.2 Elect Director John B. Gerlach, Jr. Mgmt For For For
1.3 Elect Director Edward H. Jennings Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Articles of Incorporation to Mgmt For For For
Revise Control Share Acquisition
Provisions
4 Eliminate Supermajority Vote Mgmt For For For
Requirement
5 Require Advance Notice for Mgmt For For For
Shareholder Proposals/Nominations
6 Amend Code of Regulations to Allow Mgmt For For For
Alternate Proxy Formats
7 Amend Nomination Procedures for Mgmt For For For
the Board
8 Permit Board to Amend Code of Mgmt For For For
Regulations Without Shareholder
Consent
- ------------------------------------------------------------------------------------------------------------------
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Henry Gerkens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval Of An Amendment To The Mgmt For For For
Company S 2002 Employee Stock
Option Plan.
- ------------------------------------------------------------------------------------------------------------------
Lender Processing Services Inc.
Ticker Security ID: Meeting Date Meeting Status
LPS CUSIP 52602E102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marshall Haines Mgmt For For For
1.2 Elect James Hunt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Omnibus Incentive Plan Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lennox International Inc.
Ticker Security ID: Meeting Date Meeting Status
LII CUSIP 526107107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Alvarado Mgmt For Withhold Against
1.2 Elect Steven Booth Mgmt For For For
1.3 Elect John Major Mgmt For For For
1.4 Elect Jeffrey Storey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LRY CUSIP 531172104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Hankowsky Mgmt For For For
1.2 Elect David Lingerfelt Mgmt For For For
1.3 Elect Jose Mejia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Share Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 46185R100 10/28/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Increase Authorized Common Stock Mgmt For For For
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lifepoint Hospitals, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPNT CUSIP 53219L109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marguerite Kondracke Mgmt For For For
1.2 Elect John Maupin, Jr. Mgmt For For For
1.3 Elect Owen Shell, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Stock Mgmt For Against Against
Purchase Plan
4 Amendment to the Outside Directors Mgmt For For For
Stock and Incentive Compensation
Plan
5 Amendment to the Executive Mgmt For For For
Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Lincare Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP 532791100 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For For For
1.4 Elect Frank Byrne Mgmt For For For
1.5 Elect William Miller, III Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lincoln Electric Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LECO CUSIP 533900106 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Harold Adams Mgmt For For For
1.2 Elect Robert Knoll Mgmt For For For
1.3 Elect John Stropki, Jr. Mgmt For For For
2 RATIFICATION OF INDEPENDENT Mgmt For For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQX CUSIP 501889208 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect A. Clinton Allen Mgmt For Against Against
2 Elect Robert Devlin Mgmt For For For
3 Elect Donald Flynn Mgmt For For For
4 Elect Kevin Flynn Mgmt For For For
5 Elect Ronald Foster Mgmt For For For
6 Elect Joseph Holsten Mgmt For For For
7 Elect Paul Meister Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect William Webster, IV Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Archie Dunham Mgmt For For For
1.2 Elect Daniel Frierson Mgmt For For For
1.3 Elect Richard Frost Mgmt For For For
2 Amendment to the 1997 Incentive Mgmt For Against Against
Stock Award Plan
3 Amendment to the Annual Cash Mgmt For For For
Incentive Award Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lubrizol Corp.
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Forest Farmer Mgmt For For For
1.2 Elect Michael Graff Mgmt For For For
1.3 Elect James Sweetnam Mgmt For Withhold Against
1.4 Elect Phillip Widman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Opting Into State Takeover Law Mgmt For For For
5 Composition, Term and Election of Mgmt For For For
Directors
6 Modernization and Clarification Mgmt For For For
Amendments
7 Amendments to Advance Notice Mgmt For For For
Requirements
8 Future Amendments to the Mgmt For Against Against
Regulations
- ------------------------------------------------------------------------------------------------------------------
M.D.C. Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDC CUSIP 552676108 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Blackford Mgmt For For For
1.2 Elect Steven Borick Mgmt For For For
2 TO VOTE ON A SHAREOWNER PROPOSAL ShrHoldr Against Against For
REGARDING THE CHAIRMAN AND CEO
POSITIONS.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Macerich Co.
Ticker Security ID: Meeting Date Meeting Status
MAC CUSIP 554382101 06/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arthur Coppola Mgmt For For For
2 Elect James Cownie Mgmt For For For
3 Elect Mason Ross Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
6 Increase of Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Mack-Cali Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
CLI CUSIP 554489104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mitchell Hersh Mgmt For For For
1.2 Elect John Cali Mgmt For For For
1.3 Elect Irvin Reid Mgmt For For For
1.4 Elect Martin Berger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Macrovision Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
MVSN CUSIP 55611C108 07/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Omnibus Stock Plan Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Manpower Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Joerres Mgmt For For For
1.2 Elect John Walter Mgmt For For For
1.3 Elect Marc Bolland Mgmt For For For
1.4 Elect Ulice Payne, Jr. Mgmt For For For
2 Ratification of the appointment of Mgmt For For For
Roberto Mendoza to the Board of
Directors
3 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS INDEPENDENT AUDITORS FOR
2009.
4 APPROVAL OF AMENDMENT TO THE 2003 Mgmt For For For
EQUITY INCENTIVE PLAN OF MANPOWER
INC.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Implementation of the MacBride
Principles in Northern Ireland
- ------------------------------------------------------------------------------------------------------------------
ManTech International Corporation
Ticker Security ID: Meeting Date Meeting Status
MANT CUSIP 564563104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Pedersen Mgmt For For For
1.2 Elect Richard Armitage Mgmt For For For
1.3 Elect Mary Bush Mgmt For For For
1.4 Elect Barry Campbell Mgmt For For For
1.5 Elect Robert Coleman Mgmt For For For
1.6 Elect Walter Fatzinger, Jr. Mgmt For For For
1.7 Elect David Jeremiah Mgmt For For For
1.8 Elect Richard Kerr Mgmt For For For
1.9 Elect Kenneth Minihan Mgmt For For For
1.10 Elect Stephen Porter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mariner Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ME CUSIP 56845T305 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bernard Aronson Mgmt For For For
1.2 Elect H. Clayton Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Maffucci Mgmt For For For
1.2 Elect William McDonald Mgmt For For For
1.3 Elect Frank Menaker, Jr. Mgmt For For For
1.4 Elect Richard Vinroot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Marvel Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVL CUSIP 57383T103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Laurence Charney Mgmt For For For
1.3 Elect Richard Solar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MASI CUSIP 574795100 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Cahill Mgmt For For For
1.2 Elect Robert Coleman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Matthews International Corporation
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Stallkamp Mgmt For For For
1.2 Elect Joseph Bartolacci Mgmt For For For
1.3 Elect Katherine Dietze Mgmt For For For
1.4 Elect Glenn Mahone Mgmt For For For
2 TO APPROVE THE ADOPTION OF THE Mgmt For Against Against
2008 MANAGEMENT INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
McAfee, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 07/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mr. Thomas E. Darcy Mgmt For For For
1.2 Elect Director Mr. Denis J. O'Leary Mgmt For For For
1.3 Elect Director Mr. Robert W. Pangia Mgmt For Withhold Against
1.4 Elect Director Mr. Carl Bass Mgmt For For For
1.5 Elect Director Mr. Jeffrey A. Mgmt For For For
Miller
1.6 Elect Director Mr. Anthony Zingale Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: THOMAS Mgmt For For For
EVERIST
2 ELECTION OF DIRECTOR: KAREN B. FAGG Mgmt For For For
3 ELECTION OF DIRECTOR: A. BART Mgmt For For For
HOLADAY
4 ELECTION OF DIRECTOR: THOMAS C. Mgmt For For For
KNUDSON
5 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
LEWIS
6 ELECTION OF DIRECTOR: PATRICIA L. Mgmt For For For
MOSS
7 ELECTION OF DIRECTOR: HARRY J. Mgmt For For For
PEARCE
8 ELECTION OF DIRECTOR: SISTER Mgmt For For For
THOMAS WELDER, O.S.B.
9 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS OUR INDEPENDENT AUDITORS
FOR 2009
- ------------------------------------------------------------------------------------------------------------------
Medicis Pharmaceutical Corporation
Ticker Security ID: Meeting Date Meeting Status
MRX CUSIP 584690309 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arthur Altschul, Jr. Mgmt For For For
2 Elect Philip Schein Mgmt For For For
3 Amendment to the 2006 Incentive Mgmt For For For
Award Plan
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Mentor Graphics Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Bonfield Mgmt For Withhold Against
1.2 Elect Marsha Congdon Mgmt For For For
1.3 Elect James Fiebiger Mgmt For For For
1.4 Elect Gregory Hinckley Mgmt For For For
1.5 Elect Kevin McDonough Mgmt For For For
1.6 Elect Patrick McManus Mgmt For For For
1.7 Elect Walden Rhines Mgmt For For For
1.8 Elect Fontaine Richardson Mgmt For For For
2 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan and Foreign
Subsidiary Employee Stock Purchase
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mercury General Corporation
Ticker Security ID: Meeting Date Meeting Status
MCY CUSIP 589400100 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Joseph Mgmt For For For
1.2 Elect Martha Marcon Mgmt For For For
1.3 Elect Donald Spuehler Mgmt For For For
1.4 Elect Richard Grayson Mgmt For For For
1.5 Elect Donald Newell Mgmt For For For
1.6 Elect Bruce Bunner Mgmt For For For
1.7 Elect Nathan Bessin Mgmt For For For
1.8 Elect Michael Curtius Mgmt For For For
1.9 Elect Gabriel Tirador Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mettler-Toledo International Inc.
Ticker Security ID: Meeting Date Meeting Status
MTD CUSIP 592688105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SPOERRY
2 ELECTION OF DIRECTOR: WAH-HUI CHU Mgmt For For For
3 ELECTION OF DIRECTOR: FRANCIS A. Mgmt For For For
CONTINO
4 ELECTION OF DIRECTOR: OLIVIER A. Mgmt For For For
FILLIOL
5 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
KELLY
6 ELECTION OF DIRECTOR: HANS ULRICH Mgmt For For For
MAERKI
7 ELECTION OF DIRECTOR: GEORGE M. Mgmt For For For
MILNE
8 ELECTION OF DIRECTOR: THOMAS P. Mgmt For For For
SALICE
9 APPROVAL OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------
Mine Safety Appliances Company
Ticker Security ID: Meeting Date Meeting Status
MSA CUSIP 602720104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Hotopp Mgmt For For For
1.2 Elect John Ryan III Mgmt For For For
1.3 Elect Thomas Witmer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Minerals Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
MTX CUSIP 603158106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kristina Johnson Mgmt For For For
1.2 Elect Michael Pasquale Mgmt For For For
1.3 Elect John Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Stock Award Mgmt For Against Against
and Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Modine Manufacturing Co.
Ticker Security ID: Meeting Date Meeting Status
MOD CUSIP 607828100 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frank P. Incropera Mgmt For For For
1.2 Elect Director Vincent L. Martin Mgmt For For For
1.3 Elect Director Bradley C. Mgmt For For For
Richardson
1.4 Elect Director Marsha C. Williams Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Require a Majority Vote for the ShrHldr Abstain For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Mohawk Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Bruckmann Mgmt For For For
1.2 Elect Frans De Cock Mgmt For For For
1.3 Elect Larry McCurdy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MPS Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPS CUSIP 553409103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Derek Dewan Mgmt For For For
1.2 Elect Timothy Payne Mgmt For For For
1.3 Elect Peter Tanous Mgmt For For For
1.4 Elect T. Wayne Davis Mgmt For For For
1.5 Elect John Kennedy Mgmt For For For
1.6 Elect Michael Abney Mgmt For For For
1.7 Elect William Isaac Mgmt For For For
1.8 Elect Darla Moore Mgmt For For For
1.9 Elect Arthur Laffer Mgmt For For For
1.10 Elect Robert Crouch Mgmt For For For
2 Executive Annual Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Don Cash Mgmt For For For
1.2 Elect Stephen Ewing Mgmt For For For
1.3 Elect George Mazanec Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 VOTE TO APPROVE THE 2009 Mgmt For For For
NON-EMPLOYEE DIRECTOR EQUITY
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------
National Instruments Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Duy-Loan Le Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nationwide Health Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHP CUSIP 638620104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Doyle Mgmt For For For
1.2 Elect Richard Gilchrist Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
1.4 Elect Jeffrey Rush Mgmt For For For
1.5 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Navigant Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCI CUSIP 63935N107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Gildehaus Mgmt For For For
1.2 Elect Peter Pond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NBTY Inc.
Ticker Security ID: Meeting Date Meeting Status
NTY CUSIP 628782104 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aram Garabedian Mgmt For For For
1.2 Elect Neil Koenig Mgmt For For For
2 APPROVAL OF THE NBTY, INC. 2009 Mgmt For For For
EQUITY AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NCR Corporation
Ticker Security ID: Meeting Date Meeting Status
NCR CUSIP 62886E108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Nuti Mgmt For For For
1.2 Elect Gary Daichendt Mgmt For For For
1.3 Elect Robert DeRodes Mgmt For For For
1.4 Elect Quincy Allen Mgmt For For For
1.5 Elect Richard Clemmer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Barton Mgmt For For For
1.2 Elect Charles Giancarlo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NeuStar, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSR CUSIP 64126X201 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ross Ireland Mgmt For For For
1.2 Elect Paul Lacouture Mgmt For For For
1.3 Elect Michael Rowny Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Performance Achievement Mgmt For For For
Reward Plan
4 2009 Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Clancy Mgmt For For For
1.2 Elect Robert Farrell Mgmt For For For
1.3 Elect Joseph Ficalora Mgmt For For For
1.4 Elect James O'Donovan Mgmt For For For
1.5 Elect Hanif Dahya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NewAlliance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NAL CUSIP 650203102 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Lyons, Jr. Mgmt For For For
1.2 Elect Eric Marziali Mgmt For For For
1.3 Elect Julia McNamara Mgmt For For For
1.4 Elect Peyton Patterson Mgmt For For For
1.5 Elect Gerald Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Trice Mgmt For For For
2 Elect Lee Boothby Mgmt For For For
3 Elect Philip Burguieres Mgmt For For For
4 Elect Pamela Gardner Mgmt For For For
5 Elect Dennis Hendrix Mgmt For For For
6 Elect John Kemp III Mgmt For For For
7 Elect J. Michael Lacey Mgmt For For For
8 Elect Joseph Netherland Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect Thomas Ricks Mgmt For For For
11 Elect Juanita Romans Mgmt For For For
12 Elect Charles Shultz Mgmt For For For
13 Elect J. Terry Strange Mgmt For For For
14 2009 Omnibus Stock Plan Mgmt For For For
15 2009 Non-Employee Director Mgmt For For For
Restricted Stock Plan
16 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nordson Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUSIP 655663102 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Campbell Mgmt For For For
1.2 Elect William Colville Mgmt For For For
1.3 Elect David Ignat Mgmt For For For
1.4 Elect William Madar Mgmt For For For
1.5 Elect Michael Merriman, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northeast Utilities
Ticker Security ID: Meeting Date Meeting Status
NU CUSIP 664397106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Booth Mgmt For For For
1.2 Elect John Clarkeson Mgmt For For For
1.3 Elect Cotton Cleveland Mgmt For For For
1.4 Elect Sanford Cloud, Jr. Mgmt For For For
1.5 Elect James Cordes Mgmt For For For
1.6 Elect E. Gail de Planque Mgmt For For For
1.7 Elect John Graham Mgmt For For For
1.8 Elect Elizabeth Kennan Mgmt For For For
1.9 Elect Kenneth Leibler Mgmt For For For
1.10 Elect Robert Patricelli Mgmt For For For
1.11 Elect Charles Shivery Mgmt For For For
1.12 Elect John Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
NSTAR
Ticker Security ID: Meeting Date Meeting Status
NST CUSIP 67019E107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Dignan, Jr. Mgmt For For For
1.2 Elect Matina Horner Mgmt For For For
1.3 Elect Gerald Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
NV Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVE CUSIP 67073Y106 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Susan Clark Mgmt For For For
1.2 Elect Theodore Day Mgmt For Withhold Against
1.3 Elect Stephen Frank Mgmt For For For
1.4 Elect Maureen Mullarkey Mgmt For For For
1.5 Elect Donald Snyder Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 TO RATIFY THE SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------
NV Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVE CUSIP 826428104 11/19/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change Company Name Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Timothy Donahue Mgmt For For For
2 Elect William Moran Mgmt For For For
3 Elect Alfred Festa Mgmt For For For
4 Elect W. Grady Rosier Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 686091109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles O'Reilly, Jr. Mgmt For Withhold Against
1.2 Elect John Murphy Mgmt For For For
1.3 Elect Ronald Rashkow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Purchase Plan Mgmt For For For
4 2009 Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Huff Mgmt For For For
1.2 Elect Jerold DesRoche Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
OGE Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wayne Brunetti Mgmt For Withhold Against
1.2 Elect John Groendyke Mgmt For Withhold Against
1.3 Elect Robert Kelley Mgmt For Withhold Against
1.4 Elect Robert Lorenz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Old Republic International Corporation
Ticker Security ID: Meeting Date Meeting Status
ORI CUSIP 680223104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Harrington Bischof Mgmt For For For
1.2 Elect Leo Knight, Jr. Mgmt For For For
1.3 Elect Charles Titterton Mgmt For For For
1.4 Elect Steven Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gray Benoist Mgmt For For For
1.2 Elect Donald Bogus Mgmt For For For
1.3 Elect John O'Connor Mgmt For For For
1.4 Elect Philip Schulz Mgmt For For For
1.5 Elect Vincent Smith Mgmt For For For
2 APPROVAL OF THE 2009 LONG TERM Mgmt For For For
INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Franke Mgmt For For For
1.2 Elect Bernard Korman Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Omnicare, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCR CUSIP 681904108 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Crotty Mgmt For For For
2 Elect Joel Gemunder Mgmt For For For
3 Elect Steven Heyer Mgmt For For For
4 Elect Sandra Laney Mgmt For For For
5 Elect Andrea Lindell Mgmt For For For
6 Elect James Shelton Mgmt For For For
7 Elect John Timoney Mgmt For For For
8 Elect Amy Wallman Mgmt For For For
9 Amendment to the Annual Incentive Mgmt For Against Against
Plan for Senior Executive Officers
10 Amendment to the 2004 Stock and Mgmt For For For
Incentive Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Day Mgmt For For For
2 Elect Julie Edwards Mgmt For For For
3 Elect William Ford Mgmt For For For
4 Elect John Gibson Mgmt For For For
5 Elect David Kyle Mgmt For For For
6 Elect Bert Mackie Mgmt For For For
7 Elect Jim Mogg Mgmt For For For
8 Elect Pattye Moore Mgmt For For For
9 Elect Gary Parker Mgmt For For For
10 Elect Eduardo Rodriguez Mgmt For For For
11 Elect David Tippeconnic Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oshkosh Truck Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. William Andersen Mgmt For For For
1.2 Elect Robert Bohn Mgmt For For For
1.3 Elect Richard Donnelly Mgmt For For For
1.4 Elect Frederick Franks, Jr. Mgmt For For For
1.5 Elect Michael Grebe Mgmt For For For
1.6 Elect Kathleen Hempel Mgmt For For For
1.7 Elect Harvey Medvin Mgmt For For For
1.8 Elect J. Peter Mosling, Jr. Mgmt For For For
1.9 Elect Craig Omtvedt Mgmt For For For
1.10 Elect Timothy Roemer Mgmt For For For
1.11 Elect Richard Sim Mgmt For For For
1.12 Elect Charles Szews Mgmt For For For
2 APPROVAL OF THE 2009 INCENTIVE Mgmt For For For
STOCK AND AWARDS PLAN.
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
OSI Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSIP CUSIP 671040103 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Ingram Mgmt For For For
1.2 Elect Colin Goddard Mgmt For For For
1.3 Elect Santo Costa Mgmt For For For
1.4 Elect Joseph Klein, III Mgmt For For For
1.5 Elect Kenneth Lee, Jr. Mgmt For For For
1.6 Elect Viren Mehta Mgmt For For For
1.7 Elect David Niemiec Mgmt For For For
1.8 Elect Herbert Pinedo Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
1.10 Elect John White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Overseas Shipholding Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSG CUSIP 690368105 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Morten Arntzen Mgmt For For For
1.2 Elect Oudi Recanati Mgmt For For For
1.3 Elect G. Allen Andreas III Mgmt For For For
1.4 Elect Alan Batkin Mgmt For For For
1.5 Elect Thomas Coleman Mgmt For For For
1.6 Elect Charles Fribourg Mgmt For For For
1.7 Elect Stanley Komaroff Mgmt For For For
1.8 Elect Solomon Merkin Mgmt For For For
1.9 Elect Joel Picket Mgmt For For For
1.10 Elect Ariel Recanati Mgmt For For For
1.11 Elect Thomas Robards Mgmt For For For
1.12 Elect Jean-Paul Vettier Mgmt For For For
1.13 Elect Michael Zimmerman Mgmt For For For
2 Amendment to the Executive Mgmt For Against Against
Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cheryl Beebe Mgmt For For For
1.2 Elect Henry Frigon Mgmt For For For
1.3 Elect Hasan Jameel Mgmt For For For
1.4 Elect Samuel Mencoff Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect Paul Stecko Mgmt For For For
1.7 Elect James Woodrum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
PacWest Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
PACW CUSIP 695263103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Baker Mgmt For For For
1.2 Elect Stephen Dunn Mgmt For For For
1.3 Elect John Eggemeyer Mgmt For For For
1.4 Elect Barry Fitzpatrick Mgmt For For For
1.5 Elect George Langley Mgmt For For For
1.6 Elect Susan Lester Mgmt For For For
1.7 Elect Timothy Matz Mgmt For For For
1.8 Elect Arnold Messer Mgmt For For For
1.9 Elect Daniel Platt Mgmt For For For
1.10 Elect John Rose Mgmt For For For
1.11 Elect Robert Stine Mgmt For For For
1.12 Elect Matthew Wagner Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For Against Against
Incentive Plan
3 Right to Adjourn Meeting Mgmt For Against Against
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
PalmOne, Inc.
Ticker Security ID: Meeting Date Meeting Status
PALM CUSIP 696643105 10/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward T. Colligan Mgmt For For For
1.2 Elect Director D. Scott Mercer Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Parametric Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Grierson Mgmt For For For
1.2 Elect James Heppelmann Mgmt For For For
1.3 Elect Oscar Marx, III Mgmt For For For
2 Amendment to the 2000 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Patriot Coal Corporation
Ticker Security ID: Meeting Date Meeting Status
PCX CUSIP 70336T104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B.R. Brown Mgmt For For For
1.2 Elect John Erhard Mgmt For For For
1.3 Elect John E. Lushefski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Long-Term Mgmt For For For
Equity Incentive Plan
4 Management Annual Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Kenneth Berns Mgmt For For For
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Charles A. Mgmt For Against Against
Haggerty
2 Election Of Director: Randall J. Mgmt For For For
Hogan
3 Election Of Director: David A. Mgmt For For For
Jones
4 Executive Officer Performance Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PepsiAmericas, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAS CUSIP 71343P200 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Perrigo Co.
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Moshe Arkin Mgmt For For For
1.2 Elect Director Gary K. Kunkle, Jr. Mgmt For For For
1.3 Elect Director Herman Morris, Jr. Mgmt For For For
1.4 Elect Director Ben-Zion Zilberfarb Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PetSmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETM CUSIP 716768106 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rita Foley Mgmt For For For
2 Elect Joseph Hardin, Jr. Mgmt For For For
3 Elect Amin Khalifa Mgmt For For For
4 Elimination of Classified Board Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Executive Mgmt For For For
Short-Term Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Pharmaceutical Product Development, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPDI CUSIP 717124101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Fredric Eshelman Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect David Grange Mgmt For For For
1.5 Elect Catherine Klema Mgmt For For For
1.6 Elect Terry Magnuson Mgmt For For For
1.7 Elect Ernest Mario Mgmt For Withhold Against
1.8 Elect John McNeill, Jr. Mgmt For For For
2 Amendment to the 1995 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Philadelphia Consolidated Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 717528103 10/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Phillips-Van Heusen Corporation
Ticker Security ID: Meeting Date Meeting Status
PVH CUSIP 718592108 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Baglivo Mgmt For For For
1.2 Elect Emanuel Chirico Mgmt For For For
1.3 Elect Edward Cohen Mgmt For For For
1.4 Elect Joseph Fuller Mgmt For For For
1.5 Elect Margaret Jenkins Mgmt For For For
1.6 Elect Bruce Maggin Mgmt For For For
1.7 Elect V. James Marino Mgmt For For For
1.8 Elect Henry Nasella Mgmt For For For
1.9 Elect Rita Rodriguez Mgmt For For For
1.10 Elect Craig Rydin Mgmt For For For
2 Amendment to the 2006 Stock Mgmt For Against Against
Incentive Plan
3 Amendment to the Performance Mgmt For For For
Incentive Bonus Plan
4 Amendment to the Long-Term Mgmt For For For
Incentive Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Plains Exploration & Production Company
Ticker Security ID: Meeting Date Meeting Status
PXP CUSIP 726505100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flores Mgmt For For For
1.2 Elect Isaac Arnold, Jr. Mgmt For For For
1.3 Elect Alan Buckwalter, III Mgmt For For For
1.4 Elect Jerry Dees Mgmt For For For
1.5 Elect Tom Delimitros Mgmt For For For
1.6 Elect Thomas Fry, III Mgmt For For For
1.7 Elect Robert Gerry III Mgmt For For For
1.8 Elect Charles Groat Mgmt For For For
1.9 Elect John Lollar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Plantronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLT CUSIP 727493108 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Marv Tseu Mgmt For For For
1.2 Elect Director Ken Kannappan Mgmt For For For
1.3 Elect Director Brian Dexheimer Mgmt For For For
1.4 Elect Director Gregg Hammann Mgmt For For For
1.5 Elect Director John Hart Mgmt For For For
1.6 Elect Director Marshall Mohr Mgmt For For For
1.7 Elect Director Roger Wery Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adelmo Archuleta Mgmt For For For
1.2 Elect Julie Dobson Mgmt For For For
1.3 Elect Robert Nordhaus Mgmt For For For
1.4 Elect Manuel Pacheco Mgmt For For For
1.5 Elect Robert Price Mgmt For For For
1.6 Elect Bonnie Reitz Mgmt For For For
1.7 Elect Jeffry Sterba Mgmt For For For
1.8 Elect Donald Schwanz Mgmt For For For
1.9 Elect Joan Woodard Mgmt For For For
2 Amendment to the Omnibus Mgmt For For For
Performance Equity Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Polycom, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCM CUSIP 73172K104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hagerty Mgmt For For For
1.2 Elect Michael Kourey Mgmt For For For
1.3 Elect Betsy Atkins Mgmt For Withhold Against
1.4 Elect David DeWalt Mgmt For For For
1.5 Elect John Kelley, Jr. Mgmt For For For
1.6 Elect D. Scott Mercer Mgmt For For For
1.7 Elect William Owens Mgmt For For For
1.8 Elect Kevin Parker Mgmt For For For
2 Amendments to the 2004 Equity Mgmt For For For
Incentive Plan and the 1996 Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Potlatch Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Boh Dickey Mgmt For For For
2 Elect William Driscoll Mgmt For Against Against
3 Elect Judith Runstad Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
priceline.com Incorporated
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Boyd Mgmt For For For
1.2 Elect Ralph Bahna Mgmt For For For
1.3 Elect Howard Barker, Jr. Mgmt For For For
1.4 Elect Jan Docter Mgmt For For For
1.5 Elect Jeffrey Epstein Mgmt For For For
1.6 Elect James Guyette Mgmt For For For
1.7 Elect Nancy Peretsman Mgmt For For For
1.8 Elect Craig Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Restoration of Right to Call a Mgmt For For For
Special Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------
Pride International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDE CUSIP 74153Q102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For For For
1.4 Elect David Hager Mgmt For For For
1.5 Elect Francis Kalman Mgmt For For For
1.6 Elect Ralph McBride Mgmt For For For
1.7 Elect Robert Phillips Mgmt For For For
1.8 Elect Louis Raspino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Protective Life Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP 743674103 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James French Mgmt For For For
1.2 Elect Thomas Hamby Mgmt For For For
1.3 Elect John Johns Mgmt For For For
1.4 Elect Vanessa Leonard Mgmt For For For
1.5 Elect Charles McCrary Mgmt For For For
1.6 Elect John McMahon, Jr. Mgmt For Withhold Against
1.7 Elect Malcolm Portera Mgmt For For For
1.8 Elect C. Dowd Ritter Mgmt For For For
1.9 Elect William Terry Mgmt For For For
1.10 Elect W. Michael Warren, Jr. Mgmt For For For
1.11 Elect Vanessa Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Psychiatric Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSYS CUSIP 74439H108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Grant, Jr. Mgmt For For For
1.2 Elect David Dill Mgmt For For For
2 Outside Directors' Non-Qualified Mgmt For For For
Stock Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Ball Mgmt For For For
1.2 Elect John Colson Mgmt For For For
1.3 Elect John Conaway Mgmt For For For
1.4 Elect Ralph DiSibio Mgmt For For For
1.5 Elect Bernard Fried Mgmt For For For
1.6 Elect Louis Golm Mgmt For For For
1.7 Elect Worthing Jackman Mgmt For For For
1.8 Elect Bruce Ranck Mgmt For For For
1.9 Elect John Wilson Mgmt For For For
1.10 Elect Pat Wood, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Quicksilver Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
KWK CUSIP 74837R104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glenn Darden Mgmt For Withhold Against
1.2 Elect W. Yandell Rogers, III Mgmt For For For
2 Amendment to the 2006 Equity Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Raymond James Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RJF CUSIP 754730109 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Shelley Broader Mgmt For For For
1.2 Elect Francis Godbold Mgmt For For For
1.3 Elect H. William Habermeyer, Jr. Mgmt For For For
1.4 Elect Chet Helck Mgmt For For For
1.5 Elect Thomas James Mgmt For For For
1.6 Elect Paul Reilly Mgmt For For For
1.7 Elect Robert Saltzman Mgmt For For For
1.8 Elect Kenneth Shields Mgmt For For For
1.9 Elect Hardwick Simmons Mgmt For For For
1.10 Elect Susan Story Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE AN AMENDMENT TO THE Mgmt For For For
2005 RESTRICTED STOCK PLAN.
4 TO APPROVE AN AMENDMENT TO THE Mgmt For For For
2003 EMPLOYEE STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Kincaid Mgmt For Against Against
2 Elect V. Larkin Martin Mgmt For Against Against
3 Elect Ronald Townsend Mgmt For Against Against
4 Elect John Bush Mgmt For Against Against
5 Elect David Oskin Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Realty Income Corporation
Ticker Security ID: Meeting Date Meeting Status
O CUSIP 756109104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Allen Mgmt For For For
1.2 Elect Donald Cameron Mgmt For For For
1.3 Elect Priya Huskins Mgmt For For For
1.4 Elect Thomas Lewis Mgmt For For For
1.5 Elect Michael McKee Mgmt For For For
1.6 Elect Gregory McLaughlin Mgmt For For For
1.7 Elect Ronald Merriman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Regency Centers Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Stein, Jr. Mgmt For For For
1.2 Elect Raymond Bank Mgmt For For For
1.3 Elect C. Ronald Blankenship Mgmt For For For
1.4 Elect Alvin Carpenter Mgmt For For For
1.5 Elect J. Dix Druce Jr. Mgmt For For For
1.6 Elect Mary Lou Fiala Mgmt For For For
1.7 Elect Bruce Johnson Mgmt For For For
1.8 Elect Douglas Luke Mgmt For For For
1.9 Elect John Schweitzer Mgmt For For For
1.10 Elect Brian Smith Mgmt For For For
1.11 Elect Thomas Wattles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Regis Corporation
Ticker Security ID: Meeting Date Meeting Status
RGS CUSIP 758932107 10/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Rolf F. Bjelland Mgmt For For For
1.2 Elect Director Paul D. Finkelstein Mgmt For For For
1.3 Elect Director Thomas L. Gregory Mgmt For For For
1.4 Elect Director Van Zandt Hawn Mgmt For For For
1.5 Elect Director Susan S. Hoyt Mgmt For For For
1.6 Elect Director David B. Kunin Mgmt For For For
1.7 Elect Director Stephen Watson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Danahy Mgmt For For For
1.2 Elect Arnoud Boot Mgmt For For For
1.3 Elect Stuart Greenbaum Mgmt For For For
1.4 Elect A. Greig Woodring Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Gimbel Mgmt For For For
1.2 Elect Douglas Hayes Mgmt For For For
1.3 Elect Franklin Johnson Mgmt For For For
1.4 Elect Leslie Waite Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Rent-A-Center, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCII CUSIP 76009N100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Gade Mgmt For For For
2 Elect J. V. Lentell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Resmed, Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Christopher G. Mgmt For Withhold Against
Roberts
1.2 Elect Director John Wareham Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Rollins, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROL CUSIP 775711104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Rollins Mgmt For Withhold Against
1.2 Elect Henry Tippie Mgmt For Withhold Against
1.3 Elect Larry Prince Mgmt For For For
1.4 Elect Glen Rollins Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Roper Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Johnson Mgmt For For For
1.2 Elect Robert Knowling, Jr. Mgmt For For For
1.3 Elect Wilbur Prezzano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Balmuth Mgmt For For For
1.2 Elect K. Gunnar Bjorklund Mgmt For For For
1.3 Elect Sharon Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RPM International Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Frederick R. Nance Mgmt For Withhold Against
1.2 Elect Director Charles A. Ratner Mgmt For For For
1.3 Elect Director William B. Summers, Mgmt For For For
Jr.
1.4 Elect Director Jerry Sue Thornton Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ruddick Corporation
Ticker Security ID: Meeting Date Meeting Status
RDK CUSIP 781258108 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Belk Mgmt For N/A N/A
1.2 Elect John Cato Mgmt For N/A N/A
1.3 Elect Alan Dickson Mgmt For N/A N/A
1.4 Elect Thomas Dickson Mgmt For N/A N/A
1.5 Elect James Hynes Mgmt For N/A N/A
1.6 Elect Anna Nelson Mgmt For N/A N/A
1.7 Elect Bailey Patrick Mgmt For N/A N/A
1.8 Elect Robert Spilman, Jr. Mgmt For N/A N/A
1.9 Elect Harold Stowe Mgmt For N/A N/A
1.10 Elect Isaiah Tidwell Mgmt For N/A N/A
1.11 Elect William Warden, Jr. Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ryland Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RYL CUSIP 783764103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Chad Dreier Mgmt For For For
1.2 Elect Leslie Frecon Mgmt For For For
1.3 Elect Roland Hernandez Mgmt For For For
1.4 Elect William Jews Mgmt For For For
1.5 Elect Ned Mansour Mgmt For For For
1.6 Elect Robert Mellor Mgmt For For For
1.7 Elect Norman Metcalfe Mgmt For For For
1.8 Elect Charlotte St. Martin Mgmt For For For
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
NOLs
3 Approval Of The Ryland Group, Inc. Mgmt For Against Against
Shareholder Rights Plan.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Compensation in the Event of a
Change of Control
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SAIC Inc.
Ticker Security ID: Meeting Date Meeting Status
SAI CUSIP 78390X101 06/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect France Cordova Mgmt For For For
1.2 Elect Kenneth Dahlberg Mgmt For For For
1.3 Elect Jere Drummond Mgmt For For For
1.4 Elect John Hamre Mgmt For For For
1.5 Elect Miriam John Mgmt For For For
1.6 Elect Anita Jones Mgmt For For For
1.7 Elect John Jumper Mgmt For For For
1.8 Elect Harry Kraemer, Jr. Mgmt For For For
1.9 Elect Edward Sanderson, Jr. Mgmt For For For
1.10 Elect Louis Simpson Mgmt For For For
1.11 Elect A. Thomas Young Mgmt For For For
2 Elimination of Dual Class Stock Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Saks Incorporated
Ticker Security ID: Meeting Date Meeting Status
SKS CUSIP 79377W108 06/03/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ronald de Waal Mgmt N/A TNA N/A
2 Elect Marguerite Kondracke Mgmt N/A TNA N/A
3 Elect Christopher Stadler Mgmt N/A TNA N/A
4 Elect C. Warren Neel Mgmt N/A TNA N/A
5 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Declassification of the Board
6 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Cumulative Voting
8 2009 Long-Term Incentive Plan Mgmt N/A TNA N/A
9 Ratification of Auditor Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Saks Incorporated
Ticker Security ID: Meeting Date Meeting Status
SKS CUSIP 79377W108 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald de Waal Mgmt For Withhold Against
1.2 Elect Marguerite Kondracke Mgmt For Withhold Against
1.3 Elect C. Warren Neel Mgmt For Withhold Against
1.4 Elect Christopher Stadler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2009 Long-Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative Voting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------
Scholastic Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHL CUSIP 807066105 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Barge Mgmt For For For
1.2 Elect Director John G. Mcdonald Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A. Lorne Weil Mgmt For For For
1.2 Elect Peter Cohen Mgmt For For For
1.3 Elect Gerald Ford Mgmt For For For
1.4 Elect J. Robert Kerrey Mgmt For For For
1.5 Elect Ronald Perelman Mgmt For For For
1.6 Elect Michael Regan Mgmt For For For
1.7 Elect Barry Schwartz Mgmt For For For
1.8 Elect Eric Turner Mgmt For For For
1.9 Elect Joseph Wright, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carmen Romeo Mgmt For Withhold Against
1.2 Elect Richard Lieb Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Semtech Corporation
Ticker Security ID: Meeting Date Meeting Status
SMTC CUSIP 816850101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Antle Mgmt For For For
1.2 Elect W. Dean Baker Mgmt For For For
1.3 Elect James Burra Mgmt For For For
1.4 Elect Bruce Edwards Mgmt For For For
1.5 Elect Rockell Hankin Mgmt For For For
1.6 Elect James Lindstrom Mgmt For For For
1.7 Elect Mohan Maheswaran Mgmt For For For
1.8 Elect John Piotrowski Mgmt For For For
1.9 Elect James Schraith Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Sensient Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
SXT CUSIP 81725T100 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Hank Brown Mgmt For For For
1.2 Elect Fergus Clydesdale Mgmt For For For
1.3 Elect James Croft Mgmt For For For
1.4 Elect William Hickey Mgmt For For For
1.5 Elect Kenneth Manning Mgmt For For For
1.6 Elect Peter Salmon Mgmt For For For
1.7 Elect Elaine Wedral Mgmt For For For
1.8 Elect Essie Whitelaw Mgmt For For For
2 Amended and Restated Incentive Mgmt For For For
Compensation Plan for Elected
Corporate Officers
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sepracor Inc.
Ticker Security ID: Meeting Date Meeting Status
SEPR CUSIP 817315104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Cresci Mgmt For For For
1.2 Elect James Mrazek Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For For For
3 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Service Corporation International
Ticker Security ID: Meeting Date Meeting Status
SCI CUSIP 817565104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Waltrip Mgmt For For For
1.2 Elect Anthony Coelho Mgmt For For For
1.3 Elect A. J. Foyt, Jr. Mgmt For For For
1.4 Elect Edward Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Silicon Laboratories Inc.
Ticker Security ID: Meeting Date Meeting Status
SLAB CUSIP 826919102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Harvey Cash Mgmt For For For
1.2 Elect Necip Sayiner Mgmt For For For
1.3 Elect David Welland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2009 STOCK Mgmt For Against Against
INCENTIVE PLAN.
4 TO APPROVE THE 2009 EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Green Mgmt For For For
1.2 Elect John Alschuler, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sonoco Products Company
Ticker Security ID: Meeting Date Meeting Status
SON CUSIP 835495102 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Jr. Mgmt For For For
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect James Micali Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sotheby's
Ticker Security ID: Meeting Date Meeting Status
BID CUSIP 835898107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Angelo Mgmt For For For
1.2 Elect Michael Blakenham Mgmt For For For
1.3 Elect The Duke of Devonshire Mgmt For For For
1.4 Elect Allen Questrom Mgmt For For For
1.5 Elect William Ruprecht Mgmt For For For
1.6 Elect Michael Sovern Mgmt For For For
1.7 Elect Donald Stewart Mgmt For For For
1.8 Elect Robert Taubman Mgmt For For For
1.9 Elect Diana Taylor Mgmt For For For
1.10 Elect Dennis Weibling Mgmt For For For
1.11 Elect Robin Woodhead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Southern Union Company
Ticker Security ID: Meeting Date Meeting Status
SUG CUSIP 844030106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Lindemann Mgmt For For For
1.2 Elect Michal Barzuza Mgmt For For For
1.3 Elect Stephen Beasley Mgmt For For For
1.4 Elect David Brodsky Mgmt For For For
1.5 Elect Frank Denius Mgmt For For For
1.6 Elect Michael Egan Mgmt For For For
1.7 Elect Kurt Gitter Mgmt For For For
1.8 Elect Herbert Jacobi Mgmt For For For
1.9 Elect Thomas McCarter, III Mgmt For For For
1.10 Elect George Rountree, III Mgmt For For For
1.11 Elect Alan Scherer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock and Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHRISTOPHER Mgmt For For For
J. KEARNEY
2 ELECTION OF DIRECTOR: MARTHA B. Mgmt For For For
WYRSCH
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SRA International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRX CUSIP 78464R105 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Barter Mgmt For For For
1.2 Elect Director Larry R. Ellis Mgmt For For For
1.3 Elect Director Miles R. Gilburne Mgmt For For For
1.4 Elect Director Gail R. Wilensky Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
StanCorp Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFG CUSIP 852891100 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Virginia Anderson Mgmt For For For
1.2 Elect Stanley Fallis Mgmt For For For
1.3 Elect Peter Kohler Mgmt For For For
1.4 Elect Eric Parsons Mgmt For For For
1.5 Elect Mary Sammons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
STERIS Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard C. Breeden Mgmt For For For
1.2 Elect Director Cynthia L. Feldmann Mgmt For For For
1.3 Elect Director Robert H. Fields Mgmt For For For
1.4 Elect Director Jacqueline B. Mgmt For For For
Kosecoff
1.5 Elect Director Raymond A. Lancaster Mgmt For For For
1.6 Elect Director Kevin M. McMullen Mgmt For For For
1.7 Elect Director J.B. Richey Mgmt For For For
1.8 Elect Director Walter M Mgmt For For For
Rosebrough, Jr.
1.9 Elect Director Mohsen M. Sohi Mgmt For For For
1.10 Elect Director John P. Wareham Mgmt For For For
1.11 Elect Director Loyal W. Wilson Mgmt For For For
1.12 Elect Director Michael B. Wood Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Harold Bouillion Mgmt For For For
1.2 Elect Enoch Dawkins Mgmt For For For
1.3 Elect James Funk Mgmt For For For
1.4 Elect Terence Hall Mgmt For For For
1.5 Elect Ernest Howard III Mgmt For For For
1.6 Elect Justin Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sybase, Inc.
Ticker Security ID: Meeting Date Meeting Status
SY CUSIP 871130100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Chen Mgmt For For For
1.2 Elect Richard Alberding Mgmt For For For
1.3 Elect Michael Daniels Mgmt For For For
1.4 Elect Alan Salisbury Mgmt For For For
1.5 Elect Jack Sum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Syniverse Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVR CUSIP 87163F106 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jason Few Mgmt For For For
1.2 Elect Robert Gerrard Jr. Mgmt For For For
1.3 Elect Tony Holcombe Mgmt For For For
1.4 Elect James Lipham Mgmt For For For
1.5 Elect Robert Marino Mgmt For For For
1.6 Elect Fritz von Mering Mgmt For For For
1.7 Elect Jack Pearlstein Mgmt For For For
1.8 Elect Timothy Samples Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 02/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Alfred Castino Mgmt For For For
1.3 Elect Chi-Foon Chan Mgmt For For For
1.4 Elect Bruce Chizen Mgmt For For For
1.5 Elect Deborah Coleman Mgmt For For For
1.6 Elect John Schwarz Mgmt For For For
1.7 Elect Sasson Somekh Mgmt For For For
1.8 Elect Roy Vallee Mgmt For For For
1.9 Elect Steven Walske Mgmt For For For
2 Amendment to the 2006 Employee Mgmt For Against Against
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DANIEL P. Mgmt For Against Against
AMOS
2 ELECTION OF DIRECTOR: RICHARD E. Mgmt For For For
ANTHONY
3 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
4 ELECTION OF DIRECTOR: RICHARD Y. Mgmt For For For
BRADLEY
5 ELECTION OF DIRECTOR: FRANK Y. Mgmt For For For
BRUMLEY
6 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For For
CAMP
7 ELECTION OF DIRECTOR: GARDINER W. Mgmt For For For
GARRARD, JR.
8 ELECTION OF DIRECTOR: T. MICHAEL Mgmt For For For
GOODRICH
9 ELECTION OF DIRECTOR: FREDERICK L. Mgmt For For For
GREEN, III
10 ELECTION OF DIRECTOR: V. NATHANIEL Mgmt For For For
HANSFORD
11 ELECTION OF DIRECTOR: MASON H. Mgmt For For For
LAMPTON
12 ELECTION OF DIRECTOR: ELIZABETH C. Mgmt For For For
OGIE
13 ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For For
14 ELECTION OF DIRECTOR: NEAL PURCELL Mgmt For For For
15 ELECTION OF DIRECTOR: MELVIN T. Mgmt For For For
STITH
16 ELECTION OF DIRECTOR: PHILIP W. Mgmt For For For
TOMLINSON
17 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
TURNER, JR.
18 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
YANCEY
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Mgmt For For For
Stock
2 Amend Bylaws to Authorize Board of Mgmt For For For
Directors to Fix Board Size
- ------------------------------------------------------------------------------------------------------------------
TCF Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TCB CUSIP 872275102 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bieber Mgmt For For For
1.2 Elect Theodore Bigos Mgmt For For For
1.3 Elect William Cooper Mgmt For For For
1.4 Elect Thomas Cusick Mgmt For For For
1.5 Elect Gregory Pulles Mgmt For For For
1.6 Elect Gerald Schwalbach Mgmt For For For
1.7 Elect Douglas Scovanner Mgmt For For For
1.8 Elect Barry Winslow Mgmt For For For
2 RE-APPROVE THE TCF Mgmt For Against Against
PERFORMANCE-BASED COMPENSATION
POLICY
3 Amendment to the Incentive Stock Mgmt For Against Against
Program
4 Amendment to the Incentive Stock Mgmt For For For
Program
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tech Data Corporation
Ticker Security ID: Meeting Date Meeting Status
TECD CUSIP 878237106 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathy Misunas Mgmt For For For
1.2 Elect Thomas Morgan Mgmt For For For
1.3 Elect Steven Raymund Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 2009 Equity Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Techne Corporation
Ticker Security ID: Meeting Date Meeting Status
TECH CUSIP 878377100 10/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas E. Oland Mgmt For For For
1.2 Elect Director Roger C. Lucas Mgmt For For For
1.3 Elect Director Howard V. O'Connell Mgmt For For For
1.4 Elect Director G. Arthur Herbert Mgmt For For For
1.5 Elect Director R.C. Steer Mgmt For For For
1.6 Elect Director Robert V. Mgmt For For For
Baumgartner
1.7 Elect Director C.A. Dinarello Mgmt For For For
1.8 Elect Director K.A. Holbrook Mgmt For For For
2 Fix Number of Directors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Black Mgmt For For For
1.2 Elect Sigismundus Lubsen Mgmt For For For
1.3 Elect Stuart Randle Mgmt For For For
1.4 Elect Harold Yoh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Telephone & Data Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDS CUSIP 879433100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarence Davis Mgmt For For For
1.2 Elect Christopher O'Leary Mgmt For For For
1.3 Elect Gary Sugarman Mgmt For For For
1.4 Elect Herbert Wander Mgmt For For For
2 Amendment to the Compensation Plan Mgmt For For For
for Non-Employee Directors
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------
Temple-Inland Inc.
Ticker Security ID: Meeting Date Meeting Status
TIN CUSIP 879868107 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Cassandra Carr Mgmt For For For
2 Elect Richard Smith Mgmt For For For
3 Elect Arthur Temple, III Mgmt For For For
4 Elect R. Walker Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Terex Corporation
Ticker Security ID: Meeting Date Meeting Status
TEX CUSIP 880779103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect G. Chris Andersen Mgmt For For For
1.3 Elect Paula Cholmondeley Mgmt For For For
1.4 Elect Don DeFosset Mgmt For For For
1.5 Elect William Fike Mgmt For For For
1.6 Elect Thomas Hansen Mgmt For For For
1.7 Elect Donald Jacobs Mgmt For For For
1.8 Elect David Sachs Mgmt For For For
1.9 Elect Oren Shaffer Mgmt For For For
1.10 Elect David Wang Mgmt For For For
1.11 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Mgmt For For For
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------
The J. M. Smucker Co.
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vincent C. Byrd Mgmt For For For
1.2 Elect Director R. Douglas Cowan Mgmt For For For
1.3 Elect Director Elizabeth Valk Long Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The J. M. Smucker Co.
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 10/16/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Articles of Incorporation to Mgmt For Against Against
Change the Applicable Date for the
Rights of Holders
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thomas & Betts Corporation
Ticker Security ID: Meeting Date Meeting Status
TNB CUSIP 884315102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeananne Hauswald Mgmt For For For
1.2 Elect Dean Jernigan Mgmt For For For
1.3 Elect Ronald Kalich, Sr. Mgmt For For For
1.4 Elect Kenneth Masterson Mgmt For For For
1.5 Elect Dominic Pileggi Mgmt For For For
1.6 Elect Jean-Paul Richard Mgmt For For For
1.7 Elect Rufus Rivers Mgmt For For For
1.8 Elect Kevin Roberg Mgmt For For For
1.9 Elect David Stevens Mgmt For For For
1.10 Elect William Waltrip Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Wade F.B. Thompson Mgmt For For For
1.2 Elect Director Jan H. Suwinski Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Thoratec Corporation
Ticker Security ID: Meeting Date Meeting Status
TLC CUSIP 885175307 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Neil Dimick Mgmt For For For
1.2 Elect Gerhard Burbach Mgmt For For For
1.3 Elect J. Daniel Cole Mgmt For For For
1.4 Elect Steven Collis Mgmt For For For
1.5 Elect Elisha Finney Mgmt For For For
1.6 Elect D. Keith Grossman Mgmt For Withhold Against
1.7 Elect Paul LaViolette Mgmt For For For
1.8 Elect Daniel Mulvena Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Timberland Co.
Ticker Security ID: Meeting Date Meeting Status
TBL CUSIP 887100105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sidney Swartz Mgmt For For For
1.2 Elect Jeffrey Swartz Mgmt For For For
1.3 Elect Ian Diery Mgmt For For For
1.4 Elect Irene Esteves Mgmt For For For
1.5 Elect John Fitzsimmons Mgmt For For For
1.6 Elect Virginia Kent Mgmt For For For
1.7 Elect Kenneth Lombard Mgmt For For For
1.8 Elect Edward Moneypenny Mgmt For For For
1.9 Elect Peter Moore Mgmt For For For
1.10 Elect Bill Shore Mgmt For For For
1.11 Elect Terdema Ussery, II Mgmt For For For
1.12 Elect Carden Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Employee Mgmt For For For
Stock Purchase Plan
- ------------------------------------------------------------------------------------------------------------------
Timken Co.
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joseph Ralston Mgmt For Withhold Against
1.2 Elect John Reilly Mgmt For Withhold Against
1.3 Elect John Timken, Jr. Mgmt For Withhold Against
1.4 Elect Jacqueline Woods Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHoldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------
Tootsie Roll Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
TR CUSIP 890516107 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Melvin Gordon Mgmt For Withhold Against
1.2 Elect Ellen Gordon Mgmt For Withhold Against
1.3 Elect Lana Lewis-Brent Mgmt For Withhold Against
1.4 Elect Barre Seibert Mgmt For Withhold Against
1.5 Elect Richard Bergeman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Trimble Navigation Limited
Ticker Security ID: Meeting Date Meeting Status
TRMB CUSIP 896239100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Berglund Mgmt For For For
1.2 Elect John Goodrich Mgmt For For For
1.3 Elect William Hart Mgmt For For For
1.4 Elect Merit Janow Mgmt For For For
1.5 Elect Ulf Johansson Mgmt For For For
1.6 Elect Bradford Parkinson Mgmt For For For
1.7 Elect Nickolas Vande Steeg Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Amendment to the 2002 Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Trustmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TRMK CUSIP 898402102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adolphus Baker Mgmt For For For
1.2 Elect Fred Carl, Jr. Mgmt For For For
1.3 Elect William Deviney, Jr. Mgmt For For For
1.4 Elect Daniel Grafton Mgmt For For For
1.5 Elect Richard Hickson Mgmt For For For
1.6 Elect David Hoster Mgmt For For For
1.7 Elect John McCullouch Mgmt For For For
1.8 Elect Richard Puckett Mgmt For For For
1.9 Elect R. Michael Summerford Mgmt For For For
1.10 Elect LeRoy Walker, Jr. Mgmt For For For
1.11 Elect Kenneth Williams Mgmt For For For
1.12 Elect William Yates III Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kriss Cloninger, III Mgmt For For For
2 Elect Joe Lee Mgmt For For For
3 Elect Bob Marbut Mgmt For Against Against
4 Elect David Parker Mgmt For For For
5 Elect J. Patrick Spainhour Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
UDR, INC.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Katherine Cattanach Mgmt For For For
1.2 Elect Eric Foss Mgmt For For For
1.3 Elect Robert Freeman Mgmt For For For
1.4 Elect Jon Grove Mgmt For For For
1.5 Elect James Klingbeil Mgmt For For For
1.6 Elect Robert Larson Mgmt For For For
1.7 Elect Thomas Oliver Mgmt For For For
1.8 Elect Lynne Sagalyn Mgmt For For For
1.9 Elect Mark Sandler Mgmt For For For
1.10 Elect Thomas Toomey Mgmt For For For
1.11 Elect Thomas Wajnert Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 1999 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Unit Corporation
Ticker Security ID: Meeting Date Meeting Status
UNT CUSIP 909218109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Nikkel Mgmt For For For
1.2 Elect Robert Sullivan, Jr. Mgmt For For For
1.3 Elect Gary Christopher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jenne Britell Mgmt For For For
2 Elect Jose Alvarez Mgmt For For For
3 Elect Bobby Griffin Mgmt For For For
4 Elect Michael Kneeland Mgmt For For For
5 Elect Singleton McAllister Mgmt For For For
6 Elect Brian McAuley Mgmt For For For
7 Elect John McKinney Mgmt For For For
8 Elect Jason Papastavrou Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Annual Incentive Compensation Plan Mgmt For For For
11 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Raymond Kurzweil Mgmt For For For
1.2 Elect Martine A. Rothblatt Mgmt For For For
1.3 Elect Louis Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Unitrin, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTR CUSIP 913275103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Annable Mgmt For For For
1.2 Elect Eric Draut Mgmt For For For
1.3 Elect Douglas Geoga Mgmt For For For
1.4 Elect Reuben Hedlund Mgmt For For For
1.5 Elect William Johnston, Jr. Mgmt For For For
1.6 Elect Wayne Kauth Mgmt For For For
1.7 Elect Fayez Sarofim Mgmt For For For
1.8 Elect Donald Southwell Mgmt For For For
1.9 Elect Richard Vie Mgmt For For For
1.10 Elect Ann Ziegler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Performance Incentive Plan Mgmt For For For
4 2005 Restricted Stock and Mgmt For For For
Restricted Stock Unit Plan
- ------------------------------------------------------------------------------------------------------------------
Universal Corporation
Ticker Security ID: Meeting Date Meeting Status
UVV CUSIP 913456109 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George C. Freeman, Mgmt For For For
III
1.2 Elect Director Eddie N. Moore, Jr. Mgmt For For For
1.3 Elect Director Hubert R. Stallard Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Universal Health Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
UHS CUSIP 913903100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Urban Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
URBN CUSIP 917047102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Belair Mgmt For For For
1.2 Elect Robert Strouse Mgmt For For For
1.3 Elect Glen Senk Mgmt For Withhold Against
1.4 Elect Joel Lawson III Mgmt For For For
1.5 Elect Richard Hayne Mgmt For Withhold Against
1.6 Elect Harry Cherken, Jr. Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Revised Vendor Code of Conduct
- ------------------------------------------------------------------------------------------------------------------
URS Corporation
Ticker Security ID: Meeting Date Meeting Status
URS CUSIP 903236107 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Jesse Arnelle Mgmt For For For
2 Elect Armen Der Marderosian Mgmt For For For
3 Elect Mickey Foret Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect Martin Koffel Mgmt For For For
6 Elect Joseph Ralston Mgmt For For For
7 Elect John Roach Mgmt For For For
8 Elect Douglas Stotlar Mgmt For For For
9 Elect William Sullivan Mgmt For For For
10 Elect William Walsh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Valeant Pharmaceuticals International
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911X104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Ingram Mgmt For For For
2 Elect Lawrence Kugelman Mgmt For For For
3 Elect Theo Melas-Kyriazi Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Valley National Bancorp
Ticker Security ID: Meeting Date Meeting Status
VLY CUSIP 919794107 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Abramson Mgmt For For For
1.2 Elect Pamela Bronander Mgmt For For For
1.3 Elect Eric Edelstein Mgmt For For For
1.4 Elect Mary Guilfoile Mgmt For For For
1.5 Elect Graham Jones Mgmt For For For
1.6 Elect Walter Jones, lll Mgmt For For For
1.7 Elect Gerald Korde Mgmt For For For
1.8 Elect Michael LaRusso Mgmt For For For
1.9 Elect Marc Lenner Mgmt For For For
1.10 Elect Gerald Lipkin Mgmt For For For
1.11 Elect Robinson Markel Mgmt For For For
1.12 Elect Richard Miller Mgmt For For For
1.13 Elect Barnett Rukin Mgmt For For For
1.14 Elect Suresh Sani Mgmt For For For
1.15 Elect Robert Soldoveri Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO VOTE FOR THE APPROVAL OF VALLEY Mgmt For Against Against
S 2009 LONG-TERM STOCK INCENTIVE
PLAN
4 Non-Binding Vote on Excecutive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bode Mgmt For For For
1.2 Elect Susan Boren Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
1.4 Elect Stephen Newlin Mgmt For For For
2 TO APPROVE THE VALSPAR CORPORATION Mgmt For For For
2009 OMNIBUS EQUITY PLAN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ValueClick, Inc.
Ticker Security ID: Meeting Date Meeting Status
VCLK CUSIP 92046N102 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Zarley Mgmt For For For
1.2 Elect David Buzby Mgmt For For For
1.3 Elect Martin Hart Mgmt For For For
1.4 Elect Tom Vadnais Mgmt For For For
1.5 Elect Jeffrey Rayport Mgmt For For For
1.6 Elect James Peters Mgmt For For For
1.7 Elect James Crouthamel Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
VCA Antech, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOOF CUSIP 918194101 06/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Baumer Mgmt For For For
1.2 Elect Frank Reddick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vectren Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP 92240G101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Chapman Mgmt For For For
1.2 Elect John Dunn Mgmt For For For
1.3 Elect Niel Ellerbrook Mgmt For For For
1.4 Elect John Engelbrecht Mgmt For For For
1.5 Elect Anton George Mgmt For For For
1.6 Elect Martin Jischke Mgmt For For For
1.7 Elect Robert Koch II Mgmt For For For
1.8 Elect William Mays Mgmt For For For
1.9 Elect J. Timothy McGinley Mgmt For For For
1.10 Elect Richard Rechter Mgmt For For For
1.11 Elect R. Daniel Sadlier Mgmt For For For
1.12 Elect Michael Smith Mgmt For For For
1.13 Elect Jean Wojtowicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Brimblecombe Mgmt For For For
1.2 Elect Bruce Sachs Mgmt For For For
2 Amendment to the 2006 Stock and Mgmt For Against Against
Option Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Vishay Intertechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSH CUSIP 928298108 05/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ziv Shoshani Mgmt For For For
1.2 Elect Thomas Wertheimer Mgmt For For For
1.3 Elect Marc Zandman Mgmt For For For
1.4 Elect Ruta Zandman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
W.R. Berkley Corporation
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Berkley Mgmt For For For
1.2 Elect George Daly Mgmt For For For
2 2009 Long-Term Incentive Plan Mgmt For For For
3 2009 Director Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wabtec Corp.
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Hehir Mgmt For For For
1.2 Elect Michael Howell Mgmt For For For
1.3 Elect Nickolas Vande Steeg Mgmt For For For
1.4 Elect Gary Valade Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Logue Mgmt For Withhold Against
1.2 Elect Ronald Reimer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 STOCKHOLDER PROPOSAL TO REQUIRE AN ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------
Warnaco Group Inc.
Ticker Security ID: Meeting Date Meeting Status
WAC CUSIP 934390402 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Bell Mgmt For For For
2 Elect Robert Bowman Mgmt For For For
3 Elect Richard Goeltz Mgmt For For For
4 Elect Joseph Gromek Mgmt For For For
5 Elect Sheila Hopkins Mgmt For For For
6 Elect Charles Perrin Mgmt For For For
7 Elect Nancy Reardon Mgmt For For For
8 Elect Donald Seeley Mgmt For For For
9 Elect Cheryl Turpin Mgmt For For For
10 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 941053100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Harlan Mgmt For For For
1.2 Elect William Razzouk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Finkenzeller Mgmt For For For
1.2 Elect Laurence Morse Mgmt For For For
1.3 Elect Mark Pettie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Wendy's/Arby's Group Inc.
Ticker Security ID: Meeting Date Meeting Status
WEN CUSIP 950587105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nelson Peltz Mgmt For For For
1.2 Elect Peter May Mgmt For For For
1.3 Elect Hugh Carey Mgmt For For For
1.4 Elect Clive Chajet Mgmt For For For
1.5 Elect Edward Garden Mgmt For For For
1.6 Elect Janet Hill Mgmt For For For
1.7 Elect Joseph Levato Mgmt For For For
1.8 Elect J. Randolph Lewis Mgmt For For For
1.9 Elect David Schwab II Mgmt For For For
1.10 Elect Roland Smith Mgmt For For For
1.11 Elect Raymond Troubh Mgmt For For For
1.12 Elect Jack Wasserman Mgmt For For For
2 Amendment to Refer to Class A Mgmt For For For
Common Stock as Common Stock
3 Amendment to Provide an Alternate Mgmt For For For
Presiding Chairman in the Absence
of the Chairman
4 Adoption of Advance Notice Mgmt For Against Against
Requirement
5 Amendment to Supermajority Mgmt For Against Against
Requirement
6 Elimination of Supermajority Mgmt For For For
Requirement
7 Reapproval of the 1999 Executive Mgmt For For For
Bonus Plan
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Werner Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
WERN CUSIP 950755108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarence Werner Mgmt For For For
1.2 Elect Patrick Jung Mgmt For For For
1.3 Elect Duane Sather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Westamerica Bancorporation
Ticker Security ID: Meeting Date Meeting Status
WABC CUSIP 957090103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Etta Allen Mgmt For For For
1.2 Elect Louis Bartolini Mgmt For For For
1.3 Elect E. Joseph Bowler Mgmt For For For
1.4 Elect Arthur Latno, Jr. Mgmt For For For
1.5 Elect Patrick Lynch Mgmt For For For
1.6 Elect Catherine MacMillan Mgmt For For For
1.7 Elect Ronald Nelson Mgmt For For For
1.8 Elect David Payne Mgmt For For For
1.9 Elect Edward Sylvester Mgmt For For For
2 Amendment to the Stock Option Plan Mgmt For For For
of 1995
3 TO APPROVE A NON-BINDING ADVISORY Mgmt For For For
VOTE ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------
Westar Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WR CUSIP 95709T100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Chandler, IV Mgmt For For For
1.2 Elect R. A. Edwards Mgmt For For For
1.3 Elect Sandra Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive and Share Award Plan
- ------------------------------------------------------------------------------------------------------------------
Western Digital Corp.
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Peter D. Behrendt Mgmt For For For
2 Elect Director Kathleen A. Cote Mgmt For For For
3 Elect Director John F. Coyne Mgmt For For For
4 Elect Director Henry T. DeNero Mgmt For For For
5 Elect Director William L. Kimsey Mgmt For For For
6 Elect Director Michael D. Lambert Mgmt For For For
7 Elect Director Matthew E. Mgmt For For For
Massengill
8 Elect Director Roger H. Moore Mgmt For For For
9 Elect Director Thomas E. Pardun Mgmt For For For
10 Elect Director Arif Shakeel Mgmt For For For
11 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
12 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WGL Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
WGL CUSIP 92924F106 03/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Barnes Mgmt For For For
1.2 Elect George Clancy, Jr. Mgmt For For For
1.3 Elect James DeGraffenreidt, Jr. Mgmt For For For
1.4 Elect James Dyke, Jr. Mgmt For For For
1.5 Elect Melvyn Estrin Mgmt For For For
1.6 Elect James Lafond Mgmt For For For
1.7 Elect Debra Lee Mgmt For Withhold Against
1.8 Elect Terry McCallister Mgmt For For For
1.9 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO PROVIDE FOR CUMULATIVE ShrHoldr Against For Against
VOTING IN THE ELECTION OF
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
Williams-Sonoma, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSM CUSIP 969904101 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------
Wilmington Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
WL CUSIP 971807102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ted Cecala Mgmt For For For
1.2 Elect Thomas du Pont Mgmt For For For
1.3 Elect Donald E. Foley Mgmt For For For
2 APPROVAL OF 2009 EXECUTIVE Mgmt For For For
INCENTIVE PLAN
3 APPROVAL OF 2009 LONG-TERM Mgmt For For For
INCENTIVE PLAN
4 APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wind River Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
WIND CUSIP 973149107 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bolger Mgmt For For For
1.2 Elect Jerry Fiddler Mgmt For Withhold Against
1.3 Elect Narendra Gupta Mgmt For For For
1.4 Elect Grant Inman Mgmt For For For
1.5 Elect Harvey Jones Mgmt For For For
1.6 Elect Kenneth Klein Mgmt For For For
1.7 Elect Standish O'Grady Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Worthington Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael J. Endres Mgmt For For For
1.2 Elect Director Peter Karmanos, Jr. Mgmt For For For
1.3 Elect Director Carl A. Nelson, Jr. Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
5 Amend EEO Policy to Prohibit ShrHldr Against Abstain N/A
Discrimination based on Sexual
Orientation and Gender Identity
- ------------------------------------------------------------------------------------------------------------------
YRC Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
YRCW CUSIP 984249102 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Byrnes Mgmt For For For
1.2 Elect Cassandra Carr Mgmt For For For
1.3 Elect Howard Dean Mgmt For For For
1.4 Elect Dennis Foster Mgmt For For For
1.5 Elect Phillip Meek Mgmt For For For
1.6 Elect Mark Schulz Mgmt For For For
1.7 Elect William Trubeck Mgmt For For For
1.8 Elect Carl Vogt Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
2 Union Employee Option Plan Mgmt For For For
3 Non-Union Employee Option Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zebra Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
ZBRA CUSIP 989207105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Keyser Mgmt For For For
1.2 Elect Ross Manire Mgmt For For For
1.3 Elect Robert Potter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Worldwide Allocation Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Acino Holding AG (fka Schweizerhall)
Ticker Security ID: Meeting Date Meeting Status
CUSIP H0026L105 04/03/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the annual report 2008, Mgmt For For For
the consolidated accounts 2008 of
Acino group and the annual
accounts 2008 of Acino Holding AG,
notice of the reports of the
Auditors
2. Approve the allocation of income Mgmt For For For
and dividends of CHF 2.50 per share
3. Grant discharge to the Board of Mgmt For For For
Directors and the Management from
liability
4. Ratify PricewaterhouseCoopers AG Mgmt For For For
as the Auditors
5.1 Re-elect Mr. Luzi Andreas Von Mgmt For For For
Bidder, Zumikon as a Board of
Director for a term of office of 3
years
5.2 Re-elect Mr. Rene Mutt Enzer, Mgmt For For For
Baettwil as a Board of Director
for a term of office of 3 years
6. Miscellaneous N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Actelion Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP H0032X135 04/24/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.0 Approve Allocation of Income and Mgmt For TNA N/A
Omission of Dividends
3.0 Approve Discharge of Board and Mgmt For TNA N/A
Senior Management
4.1 Reelect Robert Cawthorn as Director Mgmt For TNA N/A
4.2 Elect Joseph Scodari as Directors Mgmt For TNA N/A
4.3 Elect Michael Jacobi as Directors Mgmt For TNA N/A
4.4 Elect Elias Zerhouni as Directors Mgmt For TNA N/A
5.0 Ratify Ernst & Young AG as Auditors Mgmt For TNA N/A
6.1 Approve Issuance of Convertible Mgmt For TNA N/A
Bonds and/or Options without
Preemptive Rights; Approve
Creation of CHF 4.3 Million Pool
of Capital to Guarantee Conversion
Rights
6.2 Approve Creation of CHF 31 Million Mgmt For TNA N/A
Pool of Capital without Preemptive
Rights
- ------------------------------------------------------------------------------------------------------------------
Adecco SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H00392318 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Share Re-registration Consent Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Adecco SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H00392318 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 1.50 per Share
3 Approve Discharge of Board and Mgmt For For For
Senior Management
4.1 Reelect Jakob Baer as Director Mgmt For For For
4.2 Reelect Rolf Doerig as Director Mgmt For For For
4.3 Reelect Andreas Jacobs as Director Mgmt For For For
4.4 Reelect Francis Mer as Director Mgmt For For For
4.5 Reelect Thomas O'Neill as Director Mgmt For For For
4.6 Reelect David Prince as Director Mgmt For For For
4.7 Reelect Wanda Rapaczynski as Mgmt For For For
Director
4.8 Reelect Judith Sprieser as Director Mgmt For For For
5 Ratify Ernst & Young Ltd as Mgmt For For For
Auditors
6 Amend Articles Re: Transfer of Mgmt For For For
Shares; Special Quorum for AGM
Vote on Dissolution of Company;
Shareholding Requirements for
Board of Directors; Auditors;
Financial Statements and Statutory
Reports
7 Authorize Repurchase of up to Ten Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Adidas AG (frmly Adidas-Salomon AG)
Ticker Security ID: Meeting Date Meeting Status
CUSIP D0066B102 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Mgmt For For For
Board for Fiscal 2008
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.1 Reelect Stefan Jentzsch to the Mgmt For For For
Supervisory Board
5.2 Reelect Igor Landau to the Mgmt For For For
Supervisory Board
5.3 Reelect Willi Schwerdtle to the Mgmt For For For
Supervisory Board
5.4 Reelect Christian Tourres to the Mgmt For For For
Supervisory Board
5.5 Elect Herbert Kauffmann to the Mgmt For For For
Supervisory Board
5.6 Elect Alexander Popow to the Mgmt For For For
Supervisory Board
6 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting
due to New German Legislation (Law
on Transposition of EU
Shareholders' Rights Directive)
7 Amend Articles Re: Conducting of Mgmt For For For
Shareholder Meeting due to New
German Legislation (Law on Company
Integrity and Modernization of the
Right of Avoidance)
8 Approve Creation of EUR 50 Million Mgmt For For For
Pool of Capital with Preemptive
Rights
9 Approve Creation of EUR 25 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
10 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
11 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares**p*
12.1 Ratify KPMG AG as Auditors for Mgmt For For For
Fiscal 2009
12.2 Ratify KPMG AG as Auditors for the Mgmt For For For
Inspection of the Abbreviated
Financial Statements for the First
Half of Fiscal 2009
- ------------------------------------------------------------------------------------------------------------------
AEGIS GROUP PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G0105D108 05/22/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the annual report and Mgmt For For For
accounts for the YE 31 DEC 2008
2. Approve a final dividend of 1.54p Mgmt For For For
per ordinary share
3. Re-elect Mr. Jerry Buhlmann as a Mgmt For For For
Director
4. Re-elect Mr. Johan Napier as a Mgmt For For For
Director
5. Re-appoint Deloitte LLP as the Mgmt For For For
Auditors
6. Authorize the Directors to fix the Mgmt For For For
remuneration of the Auditors
7. Approve the remuneration report Mgmt For For For
8. Authorize the Directors to allot Mgmt For Against Against
relevant securities
9. Amend the Articles of Association Mgmt For For For
of the Company
10. Authorize the Company to call Mgmt For For For
general meetings on 14 clear days'
notice
- ------------------------------------------------------------------------------------------------------------------
AEON DELIGHT CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J27145101 05/20/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and
the other Updated Laws and
Regulaions, Allow Board to Make
Rules Governing Exercise of
Shareholders' Rights
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
2.7 Appoint a Director Mgmt For For For
2.8 Appoint a Director Mgmt For For For
2.9 Appoint a Director Mgmt For For For
2.10 Appoint a Director Mgmt For For For
2.11 Appoint a Director Mgmt For For For
2.12 Appoint a Director Mgmt For For For
2.13 Appoint a Director Mgmt For For For
2.14 Appoint a Director Mgmt For For For
2.15 Appoint a Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Aggreko plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G0116S102 04/29/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 6.28 Mgmt For For For
Pence Per Ordinary Share
4.0 Elect Bill Caplan as Director Mgmt For For For
5.0 Elect Russell King as Director Mgmt For For For
6.0 Re-elect Angus Cockburn as Director Mgmt For For For
7.0 Re-elect Kash Pandya as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers Mgmt For For For
LLP as Auditors and Authorise the
Audit Committee to Determine Their
Remuneration
9.0 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
70,000,001.50 to GBP 92,000,000.10
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,985,000
and an Additional GBP 17,985,000
Pursuant to a Rights Issue
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,725,000
12.0 Authorise 27,250,000 Ordinary Mgmt For For For
Shares for Market Purchase
13.0 Approve That a General Meeting Mgmt For For For
Other Than an Annual May Be Called
on Not Less Than 14 Clear Days'
Notice
- ------------------------------------------------------------------------------------------------------------------
Ahold Kon Nv
Ticker Security ID: Meeting Date Meeting Status
CUSIP N0139V142 04/28/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3 Receive Explanation on Company's Mgmt N/A TNA N/A
Reserves and Dividend Policy
4 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
5 Approve Dividends of EUR 0.18 Per Mgmt For TNA N/A
Share
6 Approve Discharge of Management Mgmt For TNA N/A
Board
7 Approve Discharge of Supervisory Mgmt For TNA N/A
Board
8 Elect L. Benjamin to Executive Mgmt For TNA N/A
Board
9 Reelect S.M. Shern to Supervisory Mgmt For TNA N/A
Board
10 Reelect D.C. Doijer to Supervisory Mgmt For TNA N/A
Board
11 Elect B.J. Noteboom to Supervisory Mgmt For TNA N/A
Board
12 Ratify Deloitte Accountants as Mgmt For TNA N/A
Auditors
13 Grant Board Authority to Issue Mgmt For TNA N/A
Shares Up To 10 Percent of Issued
Capital
14 Authorize Board to Exclude Mgmt For TNA N/A
Preemptive Rights from Issuance
under Item 13
15 Authorize Repurchase of Up to Ten Mgmt For TNA N/A
Percent of Issued Share Capital
16 Approve Reduction of Issued Mgmt For TNA N/A
Capital by Cancelling Treasury
Shares
17 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Air Water Inc. (formerly Daido Hoxoan Inc.)
Ticker Security ID: Meeting Date Meeting Status
CUSIP J00662114 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share
Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
2.13 Elect Director Mgmt For For For
2.14 Elect Director Mgmt For For For
2.15 Elect Director Mgmt For For For
2.16 Elect Director Mgmt For For For
2.17 Elect Director Mgmt For For For
2.18 Elect Director Mgmt For For For
2.19 Elect Director Mgmt For For For
2.20 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AJ LUCAS GROUP LIMITED
Ticker Security ID: Meeting Date Meeting Status
CUSIP Q01708108 11/26/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Re-elect Mr. Ian Stuart-Robertson Mgmt For For For
as a Director of the Company, who
retires by rotation in accordance
with Clause 10.2 of the Company's
constitution
2. Re-elect Mr. Martin Green as a Mgmt For For For
Director of the Company, who
retires by rotation in accordance
with Clause 10.2 of the Company's
constitution
3. Adopt the remuneration report for Mgmt For For For
the FYE 30 JUN 2008
4.1 Approve, for the purposes of Mgmt For For For
Exception 9 of ASX Listing Rule
7.2, the Short Term Incentive Plan
4.2 Approve, for the purposes of Mgmt For For For
Exception 9 of ASX Listing Rule
7.2, the Long Term Incentive Plan
4.3 Approve, for the purposes of Mgmt For For For
Exception 9 of ASX Listing Rule
7.2, the Omnibus Option Plan
4.4 Approve, for the purposes of Mgmt For For For
Exception 9 of ASX Listing Rule
7.2, the Deferred Share Plan
4.5 Approve the grant and issue to Mr. Mgmt For For For
Allan Campbell, Managing Director,
of rights to acquire shares in the
Company under the Company's
Incentive Scheme [including the
Long Term Incentive Plan and
Omnibus Option Plan] on the
specified terms and for the purpo
5. Approve, for the purposes of Mgmt For For For
Exception 9 of ASX Listing Rule
7.2 and Listing Rule 10.14, the
Non-Executive Director Share Plan,
and the acquisition of shares of
the Company by the Non-Executive
Directors under that Plan
6. Approve, for all purposes, Mgmt For For For
including for the purpose of ASX
Listing Rule 7.4, the issue by the
Company on 29 JUL 2008 of
5,500,000 ordinary shares to
institutional investors at AUD
5.30 for each share
7. Approve, for all purposes, Mgmt For For For
including for the purpose of ASX
Listing Rule 7.4, the issue by the
Company on or about 22 AUG 2008 of
2,645,503 ordinary shares to the
vendors of the Mitchell Drilling
business [Mitchell Drilling
Contractors Pty Ltd ACN 010 393
8 Authorize Mitchell Drilling Mgmt For For For
Corporation Pty Limited, for the
purposes of Section 260B(2) of the
Corporations Act 2001 [Cwlth], to
give financial assistance, and to
enter into and give effect to the
documents required to implement
the financial assistance
9 Approve, for all purposes, Mgmt For For For
including purpose for the purposes
of ASX Listing Rule 7.1 and
Section 254(A)(2) of the
Corporations Act, the issue by the
Company of up to 450,000
redeemable convertible preference
shares [RCPS] at AUD 100 per RCPS
on the speci
- ------------------------------------------------------------------------------------------------------------------
Akbank
Ticker Security ID: Meeting Date Meeting Status
CUSIP M0300L106 03/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting and Elect Presiding Mgmt For For For
Council
2 Receive Statutory Reports Mgmt N/A N/A N/A
3 Approve Financial Statements and Mgmt For For For
Discharge of Board and Auditors
4 Approve Allocation of Income Mgmt For For For
5 Appoint Internal Auditors and Mgmt For For For
Approve Their Remuneration
6 Receive Information on Charitable Mgmt N/A N/A N/A
Donations
7 Grant Permission for Board Members Mgmt For For For
to Engage in Commercial
Transactions with Company and Be
Involved with Companies with
Similar Corporate Purpose
- ------------------------------------------------------------------------------------------------------------------
Akzo Nobel N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N01803100 04/27/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Receive Report of Management Board N/A N/A N/A N/A
3.1 Approve Financial Statements Mgmt For For For
3.2 Approve Allocation of Income Mgmt For For For
3.3 Receive Explanation on Company's N/A N/A N/A N/A
Reserves and Dividend Policy
3.4 Approve Dividends of EUR 1.80 Per Mgmt For For For
Share
4.1 Approve Discharge of Management Mgmt For For For
Board
4.2 Approve Discharge of Supervisory Mgmt For For For
Board
5.1 Approve Increase in Size of Mgmt For For For
Executive Board
5.2 Elect L.W. Gunning to Executive Mgmt For For For
Board
6 Approve Decrease in Size of Mgmt For For For
Supervisory Board from Nine to
Eight Members
7.1 Amend Executive Short Term Mgmt For For For
Incentive Bonus
7.2 Amend Restricted Stock Plan Mgmt For For For
8.1 Grant Board Authority to Issue Mgmt For For For
Shares
8.2 Authorize Board to Exclude Mgmt For For For
Preemptive Rights from Issuance
under Item 8a
9 Authorize Repurchase of Shares Mgmt For For For
10 Other Business N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
ALK-ABELLO A/S
Ticker Security ID: Meeting Date Meeting Status
CUSIP K03294111 03/27/2009 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the report on the Mgmt For For For
activities of the Company
2. Adopt the annual report and grant Mgmt For For For
discharge to the Board of
Directors and the Board of
Management from their obligations
3. Approve the distribution of income Mgmt For For For
according to the adopted annual
report, including the distribution
of an ordinary dividend of DKK
5.00 per A/B share of DKK 10 each
4. Authorize the Board of Directors Mgmt For For For
to let the Company acquire own B
shares with a nominal value of 10%
of the share capital including the
present holding shares; the
consideration for such shares may
not deviate by more than 10% from
the official quoted pri
5.1 Amend the Article 5.10 of the Mgmt For For For
Articles of Association as
specified
5.2 Amend the Article 6.10 of the Mgmt For For For
Articles of Association as
specified
6. Re-elect, pursuant to Article 9.2 Mgmt For For For
of the Articles of Association,
Messrs: Jorgen Worning, Thorleif
Krarup, Nils Axelsen, Anders
Gersel Pedersen and Ingelise
Saunders and elect Mr. Brian
Petersen, President and Chief
Executive Officer of Copenhagen
Airport
7. Re-appoint Deloitte Mgmt For For For
Statsautoriseret
Revisionsaktieselskab as the
Auditor
- ------------------------------------------------------------------------------------------------------------------
Alstom
Ticker Security ID: Meeting Date Meeting Status
CUSIP F0259M475 06/23/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.12 per Share
4 Approve Special Auditors' Report Mgmt For For For
Regarding Ongoing Related-Party
Transaction
5 Approve Transaction with Patrick Mgmt For For For
Kron
6 Ratify PricewaterhouseCoopers Mgmt For For For
Audit as Auditor
7 Ratify Mazars as Auditor Mgmt For For For
8 Ratify Yves Nicolas as Alternate Mgmt For For For
Auditor
9 Ratify Patrick de Cambourg as Mgmt For For For
Alternate Auditor
10 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
11 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
12 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Anheuser-Busch InBev SA/NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP B6399C107 04/28/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Directors' Report Mgmt N/A N/A N/A
2 Receive Auditors' Report Mgmt N/A N/A N/A
3 Receive Consolidated Financial Mgmt N/A TNA N/A
Statements and Statutory Reports
4 Accept Financial Statements, Mgmt For TNA N/A
Allocation of Income, and
Dividends of EUR 0.28 per Share
5 Approve Discharge of Directors Mgmt For TNA N/A
6 Approve Discharge of Auditors Mgmt For TNA N/A
7.1 Approve Remuneration Report Mgmt For TNA N/A
7.2 Approve One-Time Grantings of Mgmt For TNA N/A
Stock Options and Sale of Shares
8.1 Approve Change of Control Mgmt For TNA N/A
Provisions Re: EMTN Program
8.2 Approve Change of Control Mgmt For TNA N/A
Provisions Re: USD Notes
9.1 Receive Special Board Report on Mgmt N/A N/A N/A
Issuance of Subscription Rights
Without Preemptive Rights
9.2 Receive Special Auditor Report on Mgmt N/A N/A N/A
Issuance of Subscription Rights
Without Preemptive Rights
9.3 Eliminate Preemptive Rights Under Mgmt For TNA N/A
Item 9d
9.4 Approve One-Time Grant of 1.25 Mgmt For TNA N/A
Million Subscritpion Rights to
Non-Executive Directors
9.5 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Re: 9d
9.601 Authorize Compensation and Mgmt For TNA N/A
Nomination Committee to Determine
Effective Total Number of
Subscription Rights to Be Issued
Under Item 9d
9.602 Authorize Implementation of Mgmt For TNA N/A
Approved Resolutions and Filing of
Required Documents/Formalities at
Trade Registry for Items 9a to 9e
10.1 Receive Special Board Report on Mgmt N/A N/A N/A
Authorized Capital
10.2 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Up to 3 Percent
of Issued Capital
11 Authorize Repurchase of Up to 20 Mgmt For TNA N/A
Percent of Issued Shares and Amend
Articles Accordingly
12 Authorize Implementation of Mgmt For TNA N/A
Approved Resolutions and Filing of
Required Documents/Formalities at
Trade Registry
- ------------------------------------------------------------------------------------------------------------------
ANSALDO STS SPA, GENOVA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T0421V119 04/27/2009 Voted
Meeting Type Country of Trade
Ordinary General Italy
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the balance sheet of Mgmt For For For
Ansaldo Trasporti-Sistemi
Feroviari S.P.A. as of 31 DEC 08,
Board of Directors, Internal and
External Auditors reports,
resolutions related there to
2. Approve the balance sheet of Mgmt For For For
Ansaldo Segnalamento Ferroviario
S.P.A. as of 31 DEC 08, Board of
Directors, Internal and External
Auditors reports, resolutions
related there to
3. Approve the balance sheet of Mgmt For For For
Ansaldo STS S.P.A. as of 31 DEC
08, Board of Directors, Internal
and External Auditors reports,
resolutions related there to, and
the dividend distribution,
resolutions related there to
4. Grant authority to purchase and Mgmt For For For
dispose of own shares, resolutions
related there to
5. Approve to adjust Mgmt For For For
PricewaterhouseCoopers S.P.A.
emoluments
- ------------------------------------------------------------------------------------------------------------------
ArcelorMittal
Ticker Security ID: Meeting Date Meeting Status
CUSIP L0302D129 06/17/2009 Take No Action
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Within Limits of
Authorized Capital and Amend
Article 5.5 Accordingly
- ------------------------------------------------------------------------------------------------------------------
ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP G0539C106 06/17/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the audited Mgmt For For For
consolidated financial statements
and the reports of the Directors
[the "Director[s]"] of the Company
and the Auditors [the "Auditors"]
of the Company for the YE 31 DEC
2008
2. Approve and declare a final Mgmt For For For
dividend for the YE 31 DEC 2008
3.1 Re-elect Mr. Lin Seng-chang as a Mgmt For For For
retiring Director
3.2 Re-elect Mr. Wu Chung-lih as a Mgmt For For For
retiring Director
3.3 Re-elect Mr. Tsim Tak-lung, Mgmt For For For
Dominic as a retiring Director
3.4 Re-elect Mr. Wong Ying-ho, Kennedy Mgmt For For For
as a retiring Director
3.5 Authorize the Board of Directors Mgmt For For For
[the "Board"] to determine their
remuneration
4. Re-appoint Deloitte Touche Mgmt For For For
Tohmatsu as the Auditors and
authorize the Board to fix their
remuneration
5. Authorize the Directors pursuant Mgmt For Against Against
to the Rules [the "Listing Rules"]
Governing the Listing of
Securities on The Stock Exchange
of Hong Kong Limited [the "Stock
Exchange"], the exercise by the
Directors during the Relevant
Period [as hereinafter defined] on
6. Authorize the Directors during the Mgmt For For For
Relevant Period [as hereinafter
defined] of all the powers of the
Company to repurchase issued
shares in the share capital of the
Company on the Stock Exchange or
any other stock exchange on which
the shares of the Compa
7. Approve, conditional upon Mgmt For Against Against
Resolutions 05 and 06 above being
passed, the general mandate
granted to the Directors to allot,
issue or otherwise deal with
additional shares pursuant to
Resolution 05 be and is hereby
extended by the addition thereto
of an amo
- ------------------------------------------------------------------------------------------------------------------
Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.)
Ticker Security ID: Meeting Date Meeting Status
CUSIP J03393105 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with Mgmt For For For
a Final Dividend of JPY 60
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share
Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
4.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
5.0 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G0593M107 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Confirm First Interim Dividend of Mgmt For For For
USD 0.55 (27.8 Pence, 3.34 SEK)
Per Ordinary Share; Confirm as
Final Dividend the Second Interim
Dividend of USD 1.50 (104.8 Pence,
12.02 SEK) Per Ordinary Share
3 Reappoint KPMG Audit plc as Mgmt For For For
Auditors of the Company
4 Authorise Board to Fix Mgmt For For For
Remuneration of Auditors
5.1 Re-elect Louis Schweitzer as Mgmt For For For
Director
5.2 Re-elect David Brennan as Director Mgmt For For For
5.3 Re-elect Simon Lowth as Director Mgmt For For For
5.4 Re-elect Bo Angelin as Director Mgmt For For For
5.5 Re-elect John Buchanan as Director Mgmt For For For
5.6 Re-elect Jean-Philippe Courtois as Mgmt For For For
Director
5.7 Re-elect Jane Henney as Director Mgmt For For For
5.8 Re-elect Michele Hooper as Director Mgmt For For For
5.9 Elect Rudy Markham as Director Mgmt For For For
5.10 Re-elect Dame Nancy Rothwell as Mgmt For For For
Director
5.11 Re-elect John Varley as Director Mgmt For For For
5.12 Re-elect Marcus Wallenberg as Mgmt For For For
Director
6 Approve Remuneration Report Mgmt For For For
7 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties, to
Make EU Political Donations to
Political Organisations Other Than
Political Parties and to Incur EU
Political Expenditure up to USD
250,000
8 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 120,636,176
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 18,095,426
10 Authorise 144,763,412 Ordinary Mgmt For For For
Shares for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
Aveva Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G06812112 07/10/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 5.0 Mgmt For For For
Pence Per Ordinary Share
4 Re-elect David Mann as Director Mgmt For For For
5 Elect Jonathan Brooks as Director Mgmt For For For
6 Elect Philip Dayer as Director Mgmt For For For
7 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Mgmt For For For
Remuneration of Auditors
9 Authorise 6,751,732 Ordinary Mgmt For For For
Shares for Market Purchase
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 749,422.70
11 Subject to the Passing of Mgmt For For For
Resolution 10, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP
112,528.80
12 Authorise the Company to Use Mgmt For For For
Electronic Communications
13 Amend Articles of Association Re: Mgmt For For For
Directors' Conflicts of Interest;
Amend Articles of Association Re:
Length of Notice Required
14 Approve The AVEVA Group Employee Mgmt For For For
Benefit Trust 2008
- ------------------------------------------------------------------------------------------------------------------
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP F06106102 04/30/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.40 per Share
4 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party
Transactions
5 Reelect Jacques de Chateauvieux as Mgmt For For For
Supervisory Board Member
6 Reelect Anthony Hamilton as Mgmt For For For
Supervisory Board Member
7 Reelect Michel Pebereau as Mgmt For Against Against
Supervisory Board Member
8 Reelect Dominique Reiniche as Mgmt For For For
Supervisory Board Member
9 Elect Ramon de Oliveira as Mgmt For For For
Supervisory Board Member
10 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
11 Authorize Capitalization of Mgmt For For For
Reserves of Up to EUR 1 Billion
for Bonus Issue or Increase in Par
Value
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
14 Authorize Board to Set Issue Price Mgmt For For For
for 10 Percent of Issued Capital
Pursuant to Issue Authority
without Preemptive Rights
15 Authorize Board to Increase Mgmt For For For
Capital in the Event of Additional
Demand Related to Delegation
Submitted to Shareholder Vote
Items 12 to 14 and 16 to 18
16 Authorize Capital Increase of Up Mgmt For For For
to EUR 1 Billion for Future
Exchange Offers
17 Authorize Capital Increase of up Mgmt For For For
to 10 Percent of Issued Capital
for Future Acquisitions
18 Authorize Issuance of Equity upon Mgmt For For For
Conversion of a Subsidiary's
Equity-Linked Securities for Up to
EUR 1 Billion
19 Approve Issuance of Securities Mgmt For For For
Convertible into Debt
20 Approve Employee Stock Purchase Mgmt For For For
Plan
21 Approve Stock Purchase Plan Mgmt For For For
Reserved for Employees of
International Subsidiaries
22 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased
Shares
23 Authorize Issuance of Preferred Mgmt For Against Against
Stock in Favor of Axa Assurances
IARD Mutuelle and Axa Assurances
Vie Mutuelle for up to Aggregate
Nominal Amount of EUR 1 Billion
24 Authorize Issuance of Preferred Mgmt For For For
Stock with Preemptive Rights for
up to Aggregate Nominal Amount of
EUR 1 Billion
25 Authorize Issuance of Preferred Mgmt For Against Against
Stock without Preemptive Rights
for up to Aggregate Nominal Amount
of EUR 1 Billion
26 Adopt New Articles of Association, Mgmt For For For
Pursuant to Items 23 through 25
27 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Ayala Land Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y0488F100 04/01/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fernando Zobel de Ayala as a Mgmt For For For
Director
1.2 Elect Jaime Augusto Zobel de Ayala Mgmt For For For
as a Director
1.3 Elect Delfin L. Lazaro as a Mgmt For For For
Director
1.4 Elect Aurelio R. Montinola III as Mgmt For For For
a Director
1.5 Elect Mercedita S. Nolledo as a Mgmt For For For
Director
1.6 Elect Corazon S. de la Mgmt For For For
Paz-Bernardo as a Director
1.7 Elect Francis G. Estrada as a Mgmt For For For
Director
1.8 Elect Oscar S. Reyes as a Director Mgmt For For For
2 Approve Minutes of Previous Mgmt For For For
Stockholder Meetings
3 Approve Annual Report of Management Mgmt For For For
4 Ratify All Acts and Resolutions of Mgmt For For For
the Board of Directors and of the
Executive Committee
5 Appoint Sycip Gorres Velayo & Co. Mgmt For For For
as the Company's Independent
Auditors and Fix Their Remuneration
6 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
BABCOCK INTERNATIONAL GROUP PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G0689Q152 07/10/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the Directors' and the Mgmt For For For
Auditors' reports and the audited
financial statements of the Group
and the Company for the YE 31 MAR
2008
2. Declare a final dividend for the Mgmt For For For
YE 31 MAR 2008
3. Re-appoint Mr. P.L. Rogers as a Mgmt For For For
Director of the Company
4. Re-appoint Mr. W. Tame as a Mgmt For For For
Director of the Company
5. Re-appoint Mr. D.J. Shah as a Mgmt For For For
Director of the Company
6. Re-appoint Mr. J.L. Rennocks as a Mgmt For For For
Director of the Company
7. Re-appoint Lord Hesketh as a Mgmt For For For
Director of the Company
8. Re-appoint Mr. M.J. Turner as a Mgmt For For For
Director of the Company
9. Approve the remuneration report of Mgmt For For For
the Directors for the YE 31 MAR
2008
10. Re-appoint PricewaterhouseCoopers Mgmt For For For
LLP as the Independent Auditors
11. Authorize the Directors to set the Mgmt For For For
remuneration of the Independent
Auditors, as they shall in their
discretion see fit
12. Authorize the Company and all Mgmt For For For
Companies that are its
Subsidiaries at any time during
the period for which this
resolution is effective, in
accordance with Sections 366 and
367 of the Companies Act 2006 [the
2006 Act], to: a) make political
donations to a
13. Authorize the Directors, in lieu Mgmt For Against Against
of any previous authority for such
purposes which has yet to expire
and for the purposes of Section 80
of the Companies Act 1985 [the
Act], to exercise all the powers
of the Company to allot relevant
securities [Section 80
14 Authorize the Directors, subject Mgmt For Against Against
to the passing of Resolution 13
above, and in lieu of any previous
authority for such purposes which
has yet to expire, pursuant to
Section 95(1) of the Act to allot
equity securities [Section 94 of
the Act] of the Company
15 Authorize the Company, for the Mgmt For For For
purpose of Section 166 of the Act
to make market purchases [Section
163 of the Act] of up to
22,900,000 ordinary shares of 60p
each [ordinary shares] in the
capital of the Company, at a
minimum price not less than the
nomina
16 Adopt the Article of Association Mgmt For For For
as specified, as the Articles of
Association of the Company, in
substitution for, and to the
exclusion of, the existing
Articles of Association
17 Amend, with effect from 00.01 am Mgmt For For For
on 01 OCT 2008, the New Articles
of Association adopted pursuant to
Resolution 15, by the insertion of
New Article 101A, as specified
- ------------------------------------------------------------------------------------------------------------------
BAE Systems plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G06940103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.7 Mgmt For For For
Pence Per Ordinary Share
4 Re-elect Philip Carroll as Director Mgmt For For For
5 Re-elect Ian King as Director Mgmt For For For
6 Re-elect Roberto Quarta as Director Mgmt For For For
7 Re-elect George Rose as Director Mgmt For For For
8 Elect Carl Symon as Director Mgmt For For For
9 Reappoint KPMG Audt plc as Mgmt For For For
Auditors of the Company
10 Authorise the Audit Committee to Mgmt For For For
Fix Remuneration of Auditors
11 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties
and/ or Independent Election
Candidates, to Political
Organisations Other than Political
Parties and to Incur EU Political
Expenditure up to GBP 100,000
12 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
188,750,001 to GBP 218,750,001
13 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 29,396,313 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP
29,396,313
14 Subject to the Passing of Mgmt For For For
Resolution 13, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP
4,409,888
15 Authorise 352,791,045 Ordinary Mgmt For For For
Shares for Market Purchase
16 Amend Articles of Association by Mgmt For For For
Deleting All the Provisions of the
Company's Memorandum of
Association which, by Virtue of
Section 28 of the Companies Act of
2006, are to be Treated as
Provisions of the Company's
Articles of Association
17 Approve That a General Meeting Mgmt For For For
Other Than an Annual May Be Called
on Not Less Than 14 Clear Days'
Notice
- ------------------------------------------------------------------------------------------------------------------
Balfour Beatty plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G3224V108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 7.7 Mgmt For For For
Pence Per Ordinary Share
4.0 Re-elect Steve Marshall as Director Mgmt For For For
5.0 Re-elect Ian Tyler as Director Mgmt For For For
6.0 Re-elect Peter Zinkin as Director Mgmt For For For
7.0 Elect Hubertus Krossa as Director Mgmt For For For
8.0 Elect Andrew McNaughton as Director Mgmt For For For
9.0 Elect Graham Roberts as Director Mgmt For For For
10.0 Re-ppoint Deloitte LLP as Auditors Mgmt For For For
of the Company
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 79,673,710 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP
79,673,710
12.0 Subject to and Conditional Upon Mgmt For For For
the Passing of Resolution 11,
Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount GBP 11,951,056
13.0 Authorise Market Purchase of Mgmt For For For
47,804,226 Ordinary Shares and
16,775,968 Preference Shares
14.0 Authorise Company to Make EU Mgmt For For For
Political Donations to Political
Parties and/or Independent
Election Candidates, to Make EU
Political Donations to Political
Organisations Other than Political
Parties and to Incur EU Political
Expenditure up to GBP 25,000
15.0 Approve That a General Meeting Mgmt For For For
Other Than an Annual May Be Called
on Not Less Than 14 Clear Days'
Notice
16.0 Approve Increase in the Aggregate Mgmt For For For
Ordinary Remuneration of
Non-Executive Directors from GBP
200,000 to GBP 400,000
- ------------------------------------------------------------------------------------------------------------------
Banco Bilbao Vizcaya Argentaria, S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP E11805103 03/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Individual and Mgmt For For For
Consolidated Financial Statements
and Statutory Reports; Approve
Allocation of Income and
Distribution of Dividends for
Fiscal Year Ended Dec. 31, 2007;
Approve Discharge of Directors
2.1 Add New Article 53 bis to the Mgmt For For For
Company's Bylaws Regarding
Distribution of Stock Dividend
Charged to Share Issuance Premium
Reserve
2.2 Approve Stock Dividend from Mgmt For For For
Treasury Shares for Distribution
to Shareholders Charged to Share
Issuance Premium Reserve
3 Approve Merger by Absorption of Mgmt For For For
Banco de Credito Local de Espana,
S.A.U. and BBVA Factoring E.F.C.,
S.A.U. by Company; Approve Merger
Balance Sheet as of Dec. 31, 2008
4.1 Re-elect Jose Antonio Fernandez Mgmt For For For
Rivero
4.2 Re-elect Jose Maldonado Ramos Mgmt For For For
4.3 Re-elect Enrique Medina Fernandez Mgmt For For For
5 Approve Increase in Capital in Mgmt For For For
Accordance with Article 153.1.b of
Spanish Company Law Up to 50
Percent of Capital and with the
Powers to Exclude Preemptive Rights
6 Authorize Increase in Capital via Mgmt For For For
Issuance of Fixed Debt Securities
Non-Convertible up to the Amount
of EUR 50 Billion
7 Authorize Share Repurchase and Mgmt For For For
Subsequent Capital Reduction via
Amortization of Shares
8.1 Liquidation of Long-Term Mgmt For For For
Compensation Plan for Years
2006-2008
8.2 Approve Variable Remuneration for Mgmt For For For
Fiscal Years 2009-2010 Consisting
of the Delivery of Company's
Shares for Executive Officers,
Including Executive Members of the
Board and Members of the Executive
Committee
9 Re-elect Auditors for Fiscal Year Mgmt For For For
2009
10 Authorize Board to Ratify and Mgmt For For For
Execute Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Banco Santander Chile
Ticker Security ID: Meeting Date Meeting Status
CUSIP 05965X109 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended
12-31-08
2 Approve Allocation of Income and Mgmt For For For
Dividends of CLP 1.13 Per Share,
Corresponding to 65 Percent of the
Profits for the Year and the
Remaining 35 Percent be Allocated
to Reserves
3 Approve External Auditors Mgmt For For For
4 Elect Directors Mgmt For For For
5 Approve Remuneration of Directors Mgmt For For For
6 Approve Directors' Committee Mgmt For For For
(Audit Committee) Report and
Approve Its Budget for 2009
7 Receive Special Auditors' Report Mgmt For For For
Regarding Related-Party
Transactions
- ------------------------------------------------------------------------------------------------------------------
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP E19790109 06/18/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports and Discharge Directors
for Fiscal Year Ended December 31,
2008
2.0 Approve Allocation of Income Mgmt For For For
3.1 Reelect Matias Rodriguez Inciarte Mgmt For For For
to the Board of Directors
3.2 Reelect Manuel Soto Serrano to the Mgmt For For For
Board of Directors
3.3 Reelect Guillermo de la Dehesa Mgmt For For For
Romero to the Board of Directors
3.4 Reelect Abel Matutes Juan to the Mgmt For For For
Board of Directors
4.0 Reelect Auditors for Fiscal Year Mgmt For For For
2009
5.0 Authorize Repurchase of Shares in Mgmt For For For
Accordance With Article 75 of
Corporate Law; Void Authorization
Granted on June 21, 2008
6.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Accordance to
Article 153 1.a) of the Spanish
Corporate Law; Void Authorization
Granted at the AGM held on June
21, 2008
7.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities up to
Aggregate Nominal Amount of EUR
2.04 Billion without Preemptive
Rights
8.0 Authorize Capitalization of Mgmt For For For
Reserves of 0.5: 1 Bonus Issue;
Amend Article 5 Accordingly
9.0 Grant Board Authorization to Issue Mgmt For For For
Convertible and/or Exchangeable
Debt Securities without Preemptive
Rights
10.1 Approve Bundled Incentive Plans Mgmt For For For
Linked to Predetermined
Requirements such as Total Return
Results and EPS
10.2 Approve Savings Plan for Abbey Mgmt For For For
National Plc' Employees and other
Companies of Santander Group in
the U.K.
10.3 Approve Issuance of 100 Shares to Mgmt For For For
Employees of Sovereign Subsidiary
11.0 Authorize Board to Ratify and Mgmt For For For
Execute Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Bank of China Limited, BEIJING
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y0698A107 06/18/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Working Report of the Board Mgmt For For For
of Directors
2 Accept Working Report of the Mgmt For For For
Supervisors
3 Approve Profit Distribution Plan Mgmt For For For
4 Accept Annual Financial Statements Mgmt For For For
5 Approve Annual Budget for Year 2009 Mgmt For For For
6 Reappoint PricewaterhouseCoopers Mgmt For For For
Zhong Tian Certified Public
Accountants Ltd. Co. and
PricewaterhouseCoopers Hong Kong
as External Auditors
7.1 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Xiao Gang, the
Chairman of the Board of Directors
7.2 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Li Lihui, the
Vice Chairman of the Board of
Directors and the President of the
Bank
7.3 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Li Zaohang, the
Executive Director and the
Executive Vice President of the
Bank
7.4 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Zhou Zaiqun,
the Executive Director and the
Executive Vice President of the
Bank
7.5 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Liu Ziqiang,
the Chairman of the Board of
Supervisors
7.6 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Wang Xueqiang,
the Supervisor of the Bank
7.7 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Liu Wanming,
the Supervisor of the Bank
8.1 Reelect Seah Lim Huat Peter as a Mgmt For For For
Non-Executive Director
8.2 Reelect Alberto Togni as an Mgmt For For For
Independent Non-Executive Director
9 Approve Proposal for Supplemental Mgmt For For For
Delegation of Authorities by the
Shareholders' Meeting to the Board
of Directors of the Bank
10 Amend Articles Re: Profit Mgmt For For For
Distribution Policy
11 Approve Issuance of Mgmt For Against Against
RMB-Denominated Bonds in Hong Kong
for a Total Amount Not Exceeding
RMB 10 Billion by the End of 2010
- ------------------------------------------------------------------------------------------------------------------
Bank of Kyoto Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J03990108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with Mgmt For For For
a Final Dividend of JPY 5
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share
Certificates - Authorize Public
Announcements in Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Bank of The Philippine Islands
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y0967S169 03/31/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jaime Augusto Zobel de Ayala Mgmt For For For
II as a Director
1.2 Elect Aurelio R. Montinola III as Mgmt For For For
a Director
1.3 Elect Fernando Zobel de Ayala as a Mgmt For For For
Director
1.4 Elect Gerardo C. Ablaza, Jr. as a Mgmt For For For
Director
1.5 Elect Emily A. Abrera as a Director Mgmt For For For
1.6 Elect Lilia R. Bautista as a Mgmt For For For
Director
1.7 Elect Romeo L. Bernardo as a Mgmt For For For
Director
1.8 Elect Chng Sok Hui as a Director Mgmt For For For
1.9 Elect Rebecca G. Fernando as a Mgmt For For For
Director
1.10 Elect Octavio V. Espiritu as a Mgmt For For For
Director
1.11 Elect Xavier P. Loinaz as a Mgmt For For For
Director
1.12 Elect Ma Yuen Lin Annie as a Mgmt For For For
Director
1.13 Elect Mercedita S. Nolledo as a Mgmt For For For
Director
1.14 Elect Oscar S. Reyes as a Director Mgmt For For For
1.15 Elect Wong Ann Chai as a Director Mgmt For For For
2 Approve Minutes of Previous Annual Mgmt For For For
Stockholders' Meeting Held on
April 3, 2008
3 Approve Annual Report of Mgmt For For For
Management for the Year Ended Dec.
31, 2008
4 Approval and Confirmation of All Mgmt For For For
Acts and Resolution During the
Past Year of the Board of
Directors and Management
5 Elect Isla Lipana & Co. as Mgmt For For For
Independent Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Grant of Directors' Bonus Mgmt For For For
7 Other Matters Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Barrick Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 067901108 04/29/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Howard L. Beck Mgmt For For For
1.2 Elect Director C. William D. Mgmt For For For
Birchall
1.3 Elect Director Donald J. Carty Mgmt For For For
1.4 Elect Director Gustavo Cisneros Mgmt For For For
1.5 Elect Director Marshall A. Cohen Mgmt For For For
1.6 Elect Director Peter A. Crossgrove Mgmt For For For
1.7 Elect Director Robert M. Franklin Mgmt For For For
1.8 Elect Director Peter C. Godsoe Mgmt For For For
1.9 Elect Director J. Brett Harvey Mgmt For For For
1.10 Elect Director Brian Mulroney Mgmt For For For
1.11 Elect Director Anthony Munk Mgmt For For For
1.12 Elect Director Peter Munk Mgmt For For For
1.13 Elect Director Aaron W. Regent Mgmt For For For
1.14 Elect Director Steven J. Shapiro Mgmt For For For
1.15 Elect Director Gregory C. Wilkins Mgmt For For For
2 Approve PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorize Board to
Fix Their Remuneration
3 Convene an Independent Third Party ShrHldr Against Against For
to Review Company's Community
Engagement Practices
- ------------------------------------------------------------------------------------------------------------------
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D07112119 05/12/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt For For For
Statutory Reports; Approve
Allocation of Income and Dividends
of EUR 1.40 per Share for Fiscal
2008
2.0 Approve Discharge of Management Mgmt For For For
Board for Fiscal 2008
3.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
4.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
5.0 Approve Conversion of Bearer Mgmt For For For
Shares into Registered Shares
6.0 Amend Articles Re: Allow Mgmt For For For
Electronic Distribution of Company
Communications
7.0 Ratify PricewaterhouseCoopers AG Mgmt For For For
as Auditors for Fiscal 2009
- ------------------------------------------------------------------------------------------------------------------
Benesse Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J0429N102 06/27/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Adoption of Holding Mgmt For For For
Company Structure and Transfer of
Operations to New Wholly-Owned
Subsidiary
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share
Certificates - Change Company Name
- Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G1245Z108 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 6.55 Pence Mgmt For For For
Per Ordinary Share
4.0 Elect Sir David Manning as Director Mgmt For For For
5.0 Elect Martin Houston as Director Mgmt For For For
6.0 Re-elect Sir Robert Wilson as Director Mgmt For For For
7.0 Re-elect Frank Chapman as Director Mgmt For For For
8.0 Re-elect Ashley Almanza as Director Mgmt For For For
9.0 Re-elect Jurgen Dormann as Director Mgmt For For For
10.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
11.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
12.0 Authorise the Company to Make EU Mgmt For For For
Political Donations to Political
Parties or Independent Election
Candidates up to GBP 15,000, to
Political Organisations Other Than
Political Parties up to GBP 15,000
and Incur EU Political Expenditure up
to GBP 20,000
13.0 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
500,000,001 to GBP 600,000,001
14.0 Issue of Equity with Pre-emptive Mgmt For For For
Rights Under General Authority up to
Aggregate Nominal Amount of GBP
116,481,140 and Additional Amount
Pursuant to a Rights Issue of up to
GBP 111,926,886
15.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount GBP 16,789,033
16.0 Authorise 335,780,660 Ordinary Shares Mgmt For For For
for Market Purchase
17.0 Amend Articles of Association Re: Mgmt For For For
Form of the Company's Share Capital
18.0 Adopt New Articles of Association Mgmt For For For
19.0 Approve That a General Meeting, Other Mgmt For For For
Than an Annual, May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
BHP Billiton Limited (Formerly BHP Ltd.)
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/27/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive and Consider BHP Billiton Mgmt For For For
Plc's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year Ended
June 30, 2008
2 Receive and Consider BHP Billiton Mgmt For For For
Ltd's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year Ended
June 30, 2008
3 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Plc
4 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Ltd
5 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Plc
6 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Ltd
7 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Plc
8 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Ltd
9 Elect David Crawford as Director of Mgmt For For For
BHP Billiton Plc
10 Elect David Crawford as Director of Mgmt For For For
BHP Billiton Ltd
11 Elect Jacques Nasser as Director of Mgmt For For For
BHP Billiton Plc
12 Elect Jacques Nasser as Director of Mgmt For For For
BHP Billiton Ltd
13 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Plc
14 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Ltd
15 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Plc
16 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Ltd
17 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Plc
18 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Ltd
19 Elect David Morgan as Director of BHP Mgmt For For For
Billiton Plc
20 Elect David Morgan as Director of BHP Mgmt For For For
Billiton Ltd
21 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Plc
22 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Ltd
23 Approve KPMG Audit plc as Auditors of Mgmt For For For
BHP Billiton Plc
24 Approve Issuance of 555.97 Million Mgmt For For For
Shares at $0.50 Each to BHP Billiton
Plc Pursuant to its Group Incentive
Schemes
25 Renew the Disapplication of Mgmt For For For
Pre-Emption Rights in BHP Billiton Plc
26 Authorize Repurchase of Up To 223.11 Mgmt For For For
Million Shares in BHP Billiton Plc
27.1 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on April 30, 2009
27.2 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on May 29, 2009
27.3 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on June 15, 2009
27.4 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on July 31, 2009
27.5 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on Sept. 15, 2009
27.6 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on on Nov. 30, 2009
28 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
29 Approve Amendment to the Group Mgmt For For For
Incentive Scheme to Increase Target
Bonus Amount from 140 Percent to 160
Percent and to Increase the Maximum
Bonus from 1.5 to 2.0 Times the
Target Bonus Amount
30 Approve Grant of Approximately 49,594 Mgmt For For For
Deferred Shares, 197,817 Options, and
349,397 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group
Incentive Scheme and Long Term
Incentive Plan
31 Approve Increase in The Total Mgmt For For For
Remuneration Pool for Non-Executive
Directors of BHP Billiton Plc to $3.8
Million
32 Approve Increase in The Total Mgmt For For For
Remuneration Pool for Non-Executive
Directors of BHP Billiton Ltd to $3.8
Million
33 Approve Amendments to the Articles of Mgmt For For For
Association of BHP Billiton Plc
34 Approve Amendments to the Mgmt For For For
Constitution of BHP Billiton Ltd
- ------------------------------------------------------------------------------------------------------------------
BHP Billiton plc
Ticker Security ID: Meeting Date Meeting Status
CINS G10877101 10/23/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for BHP Billiton plc
2 Accept Financial Statements and Mgmt For For For
Statutory Reports for BHP Billiton
Limited
3 Re-elect Paul Anderson as Director of Mgmt For For For
BHP Billiton plc
4 Re-elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Limited
5 Re-elect Don Argus as Director of BHP Mgmt For For For
Billiton plc
6 Re-elect Don Argus as Director of BHP Mgmt For For For
Billiton Limited
7 Re-elect Dr John Buchanan as Director Mgmt For For For
of BHP Billiton plc
8 Re-elect Dr John Buchanan as Director Mgmt For For For
of BHP Billiton Limited
9 Re-elect David Crawford as Director Mgmt For For For
of BHP Billiton plc
10 Re-elect David Crawford as Director Mgmt For For For
of BHP Billiton Limited
11 Re-elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton plc
12 Re-elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton Limited
13 Re-elect Dr John Schubert as Director Mgmt For For For
of BHP Billiton plc
14 Re-elect Dr John Schubert as Director Mgmt For For For
of BHP Billiton Limited
15 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton plc
16 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Limited
17 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton plc
18 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Limited
19 Elect Dr David Morgan as Director of Mgmt For For For
BHP Billiton plc
20 Elect Dr David Morgan as Director of Mgmt For For For
BHP Billiton Limited
21 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton plc
22 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Limited
23 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of BHP Billiton plc and Authorise the
Board to Determine Their Remuneration
24 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 277,983,328
25 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 55,778,030
26 Authorise 223,112,120 BHP Billiton Mgmt For For For
plc Ordinary Shares for Market
Purchase
27.1 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
30 April 2009
27.2 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
29 May 2009
27.3 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
15 June 2009
27.4 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
31 July 2009
27.5 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
15 September 2009
27.6 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
30 November 2009
28 Approve Remuneration Report Mgmt For For For
29 Amend BHP Billiton plc Group Mgmt For For For
Incentive Scheme; Amend BHP Billiton
Limited Group Incentive Scheme
30 Approve Grant of Deferred Shares and Mgmt For For For
Options under the BHP Billiton
Limited Group Incentive Scheme and
the Grant of Performance Shares under
the BHP Billiton Limited Long Term
Incentive Plan to Executive Director,
Marius Kloppers
31 Increase Maximum Aggregate Mgmt For For For
Remuneration Paid by BHP Billiton plc
to All Non-Executive Directors
Together with the Remuneration Paid
to Those Non-Executive Directors by
BHP Billiton Limited to USD
3,800,000; Approve this Increase for
All Purposes
32 Increase Maximum Aggregate Mgmt For For For
Remuneration Paid by BHP Billiton
Limited to All Non-Executive
Directors Together with the
Remuneration Paid to Those
Non-Executive Directors by BHP
Billiton plc to USD 3,800,000;
Approve this Increase for All Purposes
33 Amend the Articles of Association of Mgmt For For For
of BHP Billiton plc
34 Amend the Constitution of BHP Mgmt For For For
Billiton Limited
- ------------------------------------------------------------------------------------------------------------------
Bilfinger Berger AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D11648108 05/07/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2 per Share
3 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5 Ratify Ernst & Young AG as Auditors Mgmt For For For
for Fiscal 2009
6 Approve Creation of EUR 55.5 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
7 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Bim Birlesik Magazalar AS
Ticker Security ID: Meeting Date Meeting Status
CUSIP M2014F102 04/24/2009 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting; Elect Presiding Mgmt For TNA N/A
Council; Authorize Signing of Minutes
2 Receive Statutory Reports Mgmt N/A N/A N/A
3 Accept Financial Statements Mgmt For TNA N/A
4 Approve Allocation of Income Mgmt For TNA N/A
5 Approve Discharge of Board and Mgmt For TNA N/A
Auditors
6 Elect Directors and Approve Their Mgmt For TNA N/A
Remuneration
7 Appoint Internal Statutory Auditors Mgmt For TNA N/A
and Approve Their Remuneration
8 Receive Information on Charitable Mgmt N/A N/A N/A
Donations
9 Ratify External Auditors Mgmt For TNA N/A
10 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
BINCKBANK NV, AMSTERDAM
Ticker Security ID: Meeting Date Meeting Status
CUSIP N1375D101 04/28/2009 Voted
Meeting Type Country of Trade
Ordinary General Netherlands
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening of the general meeting N/A None N/A N/A
2. Report of the Managing Board on the N/A None N/A N/A
FY 2008
3. Discussion on the Corporate N/A None N/A N/A
Governance policy of the Company
4.1 Approve the annual accounts on the FY Mgmt For For For
2008
4.2 Dividend and reservation policy N/A None N/A N/A
4.3 Approve the dividend over the FY 2008 Mgmt For For For
will be declared at EUR 0.41 per
share, from which EUR 0.20 has been
paid as interim dividend, remains a
final dividend of EUR 0.21 gross per
share, payable on 06 MAY 2009
5. Grant discharge to the Managing Board Mgmt For For For
in respect of the duties performed
during the past FY
6. Grant discharge to the Supervisory Mgmt For For For
Board in respect of the duties
performed during the past FY
7. Approve the changes in remuneration Mgmt For For For
policy
8. Appoint Mr. K. N. Beentjes as a Mgmt For For For
Member of the Managing Board
9. Re-appoint Mr. J. K. Brouwer as a Mgmt For For For
Member of the supervisory Board where
all details as laid down in Article
2: 158 Paragraph 5, Section 2: 142
Paragraph 3 of the Dutch Civil Code
are available for the general meeting
of shareholders
10.1 Approve to change the Articles of Mgmt For Against Against
Association in respect of the
following subjects: acquisition of
own shares, conditions to acquire the
shares for free [Article 6 paragraph
3]
10.2 Approve to change the Articles of Mgmt For For For
Association in respect of the
following subjects: authorizations
for the Managing Board [Article 14
paragraph 3]
10.3 Approve to change the Articles of Mgmt For For For
Association in respect of the
following subjects: resignation of
Members of the Managing Board
[Article 15 paragraph 4] and
Supervisory Board [Article 21
paragraph 2]
10.4 Approve to change the Articles of Mgmt For For For
Association in respect of the
following subjects: changes due to
the implementation of the law on
electronic means of communication
10.5 Approve to change the Articles of Mgmt For For For
Association in respect of the
following subjects: other changes
than those as meant in resolutions
[10A-10D] of this meeting
10.6 Authorize any Member of the Managing Mgmt For For For
Board of Binck Bank NV and any notary
public, employee or paralegal working
for Nauta Dutilh NV to draft the
notarial deed needed for the change
in Articles of Association and to
make a request for no-objection with
th
11. Approve, that the meeting of holders Mgmt For Against Against
of priority shares be designated for
a period of 18 months as the body
which is authorized to resolve to: i]
issue shares up to a number of shares
not exceeding 10% of the number of
issued shares in the capital of the
12. Authorize the Managing Board to cause Mgmt For Against Against
the Company to acquire its own shares
for valuable consideration, up to a
maximum number which, at the time of
acquisition, the Company is permitted
to acquire pursuant to the provisions
of Section 98, subsection 2, o
13. Authorize the Managing Board to Mgmt For For For
cancel shares that have been bought
back by the Company
14. The general meeting assigns Ernst N/A None N/A N/A
+Young Accountants as the Auditors
responsib-le for auditing the
financial accounts for the year 2009
15. Any other business N/A None N/A N/A
16. Closing of the general meeting N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
BOURBON SA, PARIS
Ticker Security ID: Meeting Date Meeting Status
CUSIP F11235136 06/03/2009 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve the management report of the Mgmt For For For
Board of Directors, the report of the
Chairman and the report of the
Statutory Auditors, balance sheet,
income statement, and the annex for
the FYE on 31 DEC 2008, as well as
the transactions reflected in these
account
2 Approve the transactions and terms Mgmt For For For
reflected in these accounts and
summarized in these reports and
discharge to the Board Members
3 Approve the distribution of profits Mgmt For For For
4 Approve the consolidated accounts for Mgmt For For For
the FYE on 31 DEC 2008, as well as
the transactions reflected in these
accounts and summarized in the report
of the Board of Directors on the
management of the Group and in the
report of the Statutory Auditors
5 Receive the special report of the Mgmt For Against Against
Statutory Auditors and the agreements
referred to therein
6 Approve the attendance allowances Mgmt For Against Against
7 Approve the renewal of Mrs. Dominique Mgmt For For For
Senequier's as a Board Member for 3
years
8 Approve the renewal of Mr. Marc Mgmt For For For
Francken's as a Board Member for 3
years
9 Approve the renewal of Mr. Roger Mgmt For For For
Wright's as a Board Member for 3 years
10 Appoint Mr. Philippe Sautter as a Mgmt For For For
Board Member for 3 years
11 Approve the Repurchase Program Mgmt For For For
decided by the Ordinary and
Extraordinary General Assembly of 30
MAY 2008
12 Grant powers to the bearer of an Mgmt For For For
original or extract of this report in
order to accomplish all legal
formalities
13 Approve the share capital increase by Mgmt For Against Against
incorporation of part of the item
'Issue Premium'; allocation of free
shares to the shareholders for every
10 existing shares at the date of the
Ordinary and Extraordinary General
Assembly
14 Amend Article 7 of the Statutes, Mgmt For Against Against
relating to the share capital
15 Authorize the Board of Directors to Mgmt For For For
cancel, in 1 or more times, all the
shares acquired by the company
pursuant to the implementation of
various shares purchase
authorizations, within the limit of
10% of the share capital
16 Grant full powers to the bearer of an Mgmt For Against Against
original or extract of this report in
order to accomplish all legal
formalities
- ------------------------------------------------------------------------------------------------------------------
Bouygues
Ticker Security ID: Meeting Date Meeting Status
CUSIP F11487125 04/23/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.60 per Share
4.0 Approve Auditors' Special Report Mgmt For Against Against
Regarding Related-Party Transactions
5.0 Reelect Martin Bouygues as Director Mgmt For For For
6.0 Reelect Francis Bouygues as Director Mgmt For Against Against
7.0 Reelect Pierre Barberis as Director Mgmt For For For
8.0 Reelect Francois Bertiere as Director Mgmt For Against Against
9.0 Reelect Georges Chodron de Courcel as Mgmt For Against Against
Director
10.0 Reappoint Ernst & Young Audit as Mgmt For For For
Auditor
11.0 Appoint Auditex as Alternate Auditor Mgmt For For For
12.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
13.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
14.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
15.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 4 Billion for Bonus
Issue or Increase in Par Value
16.0 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
17.0 Authorize Board to Increase Capital Mgmt For Against Against
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 14 and 16
18.0 Authorize Board to Set Issue Price Mgmt For Against Against
for 10 Percent of Issued Capital Per
Year Pursuant to Issue Authority
without Preemptive Rights
19.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
20.0 Authorize Capital Increase up to Mgmt For Against Against
Aggregate Nominal Amount of EUR 150
Million for Future Exchange Offers
21.0 Approve Employee Stock Purchase Plan Mgmt For Against Against
22.0 Authorize Issuance of Equity upon Mgmt For Against Against
Conversion of a Subsidiary's
Equity-Linked Securities up to EUR
150 Million
23.0 Approve Issuance of Securities Mgmt For For For
Convertible into Debt up to an
Aggregate Amount of EUR 5 Billion
24.0 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer
25.0 Allow Board to Use All Outstanding Mgmt For Against Against
Capital Authorizations in the Event
of a Public Tender Offer or Share
Exchange Offer
26.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G12793108 04/16/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For Against Against
3.0 Re-elect Antony Burgmans as Director Mgmt For For For
4.0 Re-elect Cynthia Carroll as Director Mgmt For For For
5.0 Re-elect Sir William Castell as Mgmt For For For
Director
6.0 Re-elect Iain Conn as Director Mgmt For For For
7.0 Re-elect George David as Director Mgmt For For For
8.0 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9.0 Elect Robert Dudley as Director Mgmt For For For
10.0 Re-elect Douglas Flint as Director Mgmt For For For
11.0 Re-elect Dr Byron Grote as Director Mgmt For For For
12.0 Re-elect Dr Tony Hayward as Director Mgmt For For For
13.0 Re-elect Andy Inglis as Director Mgmt For For For
14.0 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15.0 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16.0 Re-elect Sir Ian Prosser as Director Mgmt For For For
17.0 Re-elect Peter Sutherland as Director Mgmt For For For
18.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
19.0 Authorise 1,800,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,561,000,000
21.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 234,000,000
22.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G12793108 04/16/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Antony Burgmans as Director Mgmt For For For
4 Re-elect Cynthia Carroll as Director Mgmt For For For
5 Re-elect Sir William Castell as Mgmt For For For
Director
6 Re-elect Iain Conn as Director Mgmt For For For
7 Re-elect George David as Director Mgmt For For For
8 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9 Elect Robert Dudley as Director Mgmt For For For
10 Re-elect Douglas Flint as Director Mgmt For For For
11 Re-elect Dr Byron Grote as Director Mgmt For For For
12 Re-elect Dr Tony Hayward as Director Mgmt For For For
13 Re-elect Andy Inglis as Director Mgmt For For For
14 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16 Re-elect Sir Ian Prosser as Director Mgmt For For For
17 Re-elect Peter Sutherland as Director Mgmt For For For
18 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
19 Authorise 1,800,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Bridgestone Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP J04578126 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 11
2 Amend Articles to Reflect Mgmt For Against Against
Digitalization of Share Certificates
- Allow Company to Make Rules
Governing Exercise of Shareholder
Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4 Appoint Alternate Internal Statutory Mgmt For For For
Auditor
5 Approve Special Payments in Mgmt For For For
Connection with Abolition of
Retirement Bonus System
6 Approve Payment of Annual Bonuses to Mgmt For Against Against
Directors
7 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
British American Tobacco plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G1510J102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 61.6 Pence Mgmt For For For
Per Ordinary Share
4.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
5.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
6.1 Re-elect Paul Adams as Director Mgmt For For For
6.2 Re-elect Jan du Plessis as Director Mgmt For For For
6.3 Re-elect Robert Lerwill as Director Mgmt For For For
6.4 Re-elect Sir Nicholas Scheele as Mgmt For For For
Director
7.0 Elect Gerry Murphy as Director Mgmt For For For
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 166,359,108
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 24,953,866
10.0 Authorise 199,600,000 Ordinary Shares Mgmt For For For
for Market Purchase
11.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and to Incur EU
Political Expenditure up to GBP
1,000,000
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
13.0 Adopt New Articles of Association Mgmt For For For
with Effect from 01 October 2009
- ------------------------------------------------------------------------------------------------------------------
British Sky Broadcasting Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G15632105 09/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 9.6 Pence Mgmt For For For
Per Ordinary Share
3 Elect Andrew Griffith as Director Mgmt For For For
4 Elect Daniel Rimer as Director Mgmt For For For
5 Re-elect David Evans as Director Mgmt For For For
6 Re-elect Allan Leighton as Director Mgmt For For For
7 Re-elect James Murdoch as Director Mgmt For Abstain Against
8 Re-elect Lord Wilson of Dinton as Mgmt For For For
Director
9 Re-elect David DeVoe as Director Mgmt For For For
10 Re-elect Arthur Siskind as Director Mgmt For For For
11 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorise the Board to
Determine Their Remuneration
12 Approve Remuneration Report Mgmt For For For
13 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 0.1M,
to Political Org. Other Than
Political Parties up to GBP 0.1M and
Incur EU Political Expenditure up to
GBP 0.1M
14 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 289,000,000
15 Subject to the Passing of Resolution Mgmt For For For
14, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 43,500,000
16 Approve Increase in Remuneration of Mgmt For For For
Non-Executive Directors to GBP
1,500,000
17 Adopt New Articles of Association Mgmt For For For
18 Approve British Sky Broadcasting Mgmt For For For
Group 2008 Long-Term Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN Y1002C102 02/03/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Issuance of Five-Year Mgmt For For For
Warrants to TPG Malaysia Finance, L.P.
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN Y1002C102 07/11/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jaime Augusto Zobel de Ayala II Mgmt For For For
as a Director
1.2 Elect Aurelio R. Montinola III as a Mgmt For For For
Director
1.3 Elect Fernando Zobel de Ayala as a Mgmt For For For
Director
1.4 Elect Gerardo C. Ablaza, Jr. as a Mgmt For For For
Director
1.5 Elect Emily A. Abrera as a Director Mgmt For For For
1.6 Elect Lilia R. Bautista as a Director Mgmt For For For
1.7 Elect Romeo L. Bernardo as a Director Mgmt For For For
1.8 Elect Chng Sok Hui as a Director Mgmt For For For
1.9 Elect Rebecca G. Fernando as a Mgmt For For For
Director
1.10 Elect Octavio V. Espiritu as a Mgmt For For For
Director
1.11 Elect Xavier P. Loinaz as a Director Mgmt For For For
1.12 Elect Ma Yuen Lin Annie as a Director Mgmt For For For
1.13 Elect Mercedita S. Nolledo as a Mgmt For For For
Director
1.14 Elect Oscar S. Reyes as a Director Mgmt For For For
1.15 Elect Wong Ann Chai as a Director Mgmt For For For
2 Approve Minutes of Previous Annual Mgmt For For For
Stockholders' Meeting Held on April
3, 2008
3 Approve Annual Report of Management Mgmt For For For
for the Year Ended Dec. 31, 2008
4 Approval and Confirmation of All Acts Mgmt For For For
and Resolution During the Past Year
of the Board of Directors and
Management
5 Elect Isla Lipana & Co. as Mgmt For For For
Independent Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Grant of Directors' Bonus Mgmt For For For
7 Other Matters Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
ISIN Y1002C102 07/11/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Between PT Bank Niaga Mgmt For For For
Tbk, an Indirect Subsidiary of the
Company, and PT Bank Lippo Tbk, an
Indirect Subsidiary of Khazanah
Nasional Bhd
- ------------------------------------------------------------------------------------------------------------------
Bumiputra-Commerce Holdings Bhd (Formerly Commerce Asset-Hol
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y1002C102 05/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended Dec. 31, 2008
2 Elect Haidar Mohamed Nor as Director Mgmt For For For
3 Elect Hamzah Bakar as Director Mgmt For For For
4 Elect Zainal Abidin Putih as Director Mgmt For For For
5 Approve Remuneration of Directors in Mgmt For For For
the Amount of MYR 90,000 Per Director
for the Financial Year Ended Dec. 31,
2008
6 Approve PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued Share Capital
8 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
BURCKHARDT COMPRESSION HOLDING AG, WINTERTHUR
Ticker Security ID: Meeting Date Meeting Status
CUSIP H12013100 07/04/2008 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening and announcements to the Mgmt For TNA N/A
general meeting
2. Approve the annual report, annual Mgmt For TNA N/A
financial statements and consolidated
financial statements 2007, reports of
the Auditor and the Group Auditor
3. Approve the appropriation of the N/A None TNA N/A
balance sheet profit
4. Grant discharge to the Board of N/A Abstain TNA N/A
Directors and the Management
5. Elect the Auditor N/A None TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Bureau Veritas
Ticker Security ID: Meeting Date Meeting Status
CUSIP F96888114 06/03/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Non-Tax Deductible Expenses Mgmt For For For
3.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
4.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.72 per Share
5.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6.0 Approve Transaction with Philippe Mgmt For For For
Donche-Gay Re: Severance Payments
7.0 Ratify Appointment of Stephane Mgmt For For For
Bacquaert as Supervisory Board Member
8.0 Ratify Appointment of Frederic Mgmt For For For
Lemoine as Supervisory Board Member
9.0 Change Location of Registered Office Mgmt For For For
to 67-71, Boulevard du Chateau, 92200
Neuilly Sur Seine
10.0 Subject to Approval of Item 11, Adopt Mgmt For For For
One-Tiered Board Structure
11.0 Subject to Approval of Item 10, Adopt Mgmt For For For
New Articles of Association
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
13.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Million, with
the Possibility Not to Offer them to
the Public
14.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegations Submitted to
Shareholder Vote Above
15.0 Approve Employee Stock Purchase Plan Mgmt For For For
16.0 Authorize up to 1 Percent of Issued Mgmt For For For
Capital for Use in Restricted Stock
Plan for International Employees
17.0 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
18.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 1.5 Million for Bonus
Issue or Increase in Par Value
19.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
20.0 Authorize Capital Increase of Up to Mgmt For For For
EUR 1 Million for Future Exchange
Offers
21.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
22.0 Authorize Transfer of Authorization Mgmt For For For
Granted on June 18, 2007 General
Meeting to Grant Stock Options from
Management Board to Board of
Directors, Pursuant to and Subject to
Approval of Items 10 and 11 Above
23.0 Authorize Transfer of Authorization Mgmt For Against Against
Granted on June 18, 2007 General
Meeting to Grant Free Shares from
Management Board to Board of
Directors, Pursuant to and Subject to
Approval of Items 10 and 11 Above
24.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
25.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Patrick Buffet as Director
26.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Philippe Louis Dreyfus as
Director
27.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Jerome Charruau as Director
28.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Pierre Hessler as Director
29.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Aldo Cardoso as Director
30.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Frank Piedelievre as
Director
31.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Ernest-Antoine Selliere as
Director
32.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Stephane Bacquaert as
Director
33.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Jean-Michel Ropert as
Director
34.0 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Frederic Lemoine as Director
35.0 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR 400,000
36.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
37.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Busan Bank
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y0534Y103 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Income and Mgmt For For For
Dividend of KRW 200 per Share
2 Amend Articles of Incorporation Mgmt For For For
Regarding Company Name, Preemptive
Rights, Issuance Limit of New Shares,
Convertible Bonds, Bonds with
Warrants, and Public Notice for
Shareholder Meetings
3 Elect Lee Jang-Ho as Inside Director Mgmt For For For
and Shin Jeong-Taek, Chae
Jeong-Byeong, and Kang Mun-Jong as
Outside Directors
4 Elect Shin Jeong-Taek and Kang Mgmt For For For
Mun-Jong as Members of Audit Committee
- ------------------------------------------------------------------------------------------------------------------
CAMPBELL BROTHERS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Q20240109 08/05/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Re-elect Mr. Geoff McGrath as a Mgmt For For For
Non-Executive Director of the
Company, who retires in accordance
with Division 34 of the Company's
Constitution
2. Re-elect Mr. Martin Kriewaldt as a Mgmt For For For
Non-Executive Director of the
Company, who retires in accordance
with Division 34 of the Company's
Constitution
3. Adopt the remuneration report Mgmt For For For
contained in the Company's 2008
annual report in respect of the FYE
31 MAR 2008
4. Approve the Long Term Incentive Mgmt For For For
[Equity] Plan, as specified
5. Approve, for the purposes of the Mgmt For For For
Corporations Act 2001 [Cth], the ASX
Listing Rules and for all other
purposes, the grant of Performance
Rights [incorporating the right to
acquire shares in the Company] to the
Managing Director, Mr. Greg
Kilmister, to a m
- ------------------------------------------------------------------------------------------------------------------
Canadian National Railway Company
Ticker Security ID: Meeting Date Meeting Status
CUSIP 136375102 04/21/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael R. Armellino Mgmt For For For
1.2 Elect Director A. Charles Baillie Mgmt For For For
1.3 Elect Director Hugh J. Bolton Mgmt For For For
1.4 Elect Director Gordon D. Giffin Mgmt For For For
1.5 Elect Director E. Hunter Harrison Mgmt For For For
1.6 Elect Director Edith E. Holiday Mgmt For For For
1.7 Elect Director V. Maureen Kempston Mgmt For For For
Darkes
1.8 Elect Director Denis Losier Mgmt For For For
1.9 Elect Director Edward C. Lumley Mgmt For For For
1.10 Elect Director David G.A. McLean Mgmt For For For
1.11 Elect Director Robert Pace Mgmt For For For
2 Ratify KPMG LLP as Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cap Gemini
Ticker Security ID: Meeting Date Meeting Status
CUSIP F13587120 04/30/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge Directors
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
Mentionning the Absence of New
Related-Party Transactions
4 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 per Share
5 Reelect Daniel Bernard as Director Mgmt For For For
6 Reelect Thierry de Montbrial as Mgmt For For For
Director
7 Elect Bernard Liautaud as Director Mgmt For For For
8 Elect Pierre Pringuet as Director Mgmt For For For
9 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
11 Amend Articles 14 and 15 of Bylaws Mgmt For For For
Re: Age Limits for Chairman and CEO
12 Authorize up to 1 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
15 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Capcom Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J05187109 06/17/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Clarify Terms of Alternate
Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.0 Appoint Alternate Statutory Auditor Mgmt For For For
5.0 Approve Retirement Bonus and Special Mgmt For Against Against
Payments in Connection with Abolition
of Retirement Bonus System
6.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Directors
- ------------------------------------------------------------------------------------------------------------------
Capita Group plc (The)
Ticker Security ID: Meeting Date Meeting Status
CUSIP G1846J115 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 9.6 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Eric Walters as Director Mgmt For For For
5.0 Re-elect Gordon Hurst as Director Mgmt For For For
6.0 Elect Maggi Bell as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,240,389
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 642,483
11.0 Authorise 62,174,799 Ordinary Shares Mgmt For For For
for Market Purchase
12.0 Amend Articles of Association by Mgmt For For For
Deleting All the Provisions in the
Company's Memorandum of Association;
Adopt New Articles of Association
13.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
14.0 Approve Change of Company Name to Mgmt For For For
Capita plc
- ------------------------------------------------------------------------------------------------------------------
Centennial Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
CEY CINS Q2173Y104 11/27/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for the Financial
Year Ended June 30, 2008
2 Elect Paul J. Moy as Director Mgmt For For For
3 Elect Bruce S. Allan as Director Mgmt For For For
4 Elect Richard J. Grellman as Director Mgmt For For For
5 Elect Neville W. Sneddon as Director Mgmt For For For
6 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
7 Approve Increase in Remuneration of Mgmt None For N/A
Non-Executive Directors from A$1
Million Per Annum to A$1.5 Million
Per Annum
8 Amend Constitution Re: Direct Voting, Mgmt For For For
Term of Directors, Electronic
Communication, Dividends and
Reserves, Indemnity and Insurance,
Unmarketable Shareholdings, and
Proportional Takeover Approval
- ------------------------------------------------------------------------------------------------------------------
centrotherm photovoltaics AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D1498H105 06/30/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Presentation of the financial N/A None N/A N/A
statements and annual report for the
2008 FY wit-h the report of the
Supervisory Board, the group
financial statements, the gro-up
annual report and the reports
pursuant to Sections 289[4] and
315[4] of the-German Commercial
2. Resolution on the appropriation of Mgmt For For For
the distributable profit of EUR
14,473,303.60 as follows: EUR
14,473,303.60 shall be carried forward
3. Ratification of the acts of the Board Mgmt For For For
of Managing Directors
4. Ratification of the acts of the Mgmt For For For
Supervisory Board
5. Appointment of Auditors for the 2009 Mgmt For For For
FY: Roeverbroenner KG, Berlin
6. Authorization to acquire own shares, Mgmt For For For
the Company shall be authorized to
acquire own shares of up to 10 % Of
the share capital, at prices not
deviating more than 10% from the
market price of the shares, on or
before 29 DEC 2010, the Board of
Managing Direc
7. Resolution on the creation of Mgmt For Against Against
authorized capital and the
corresponding amendment to the
Articles of Association, the Board of
Managing Directors shall be
authorized, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 7,7
8. Resolution on the authorization to Mgmt For Against Against
issue warrant or convertible bonds,
the creation of contingent capital,
and the corresponding amendment to
the Articles of Association, the
Board of Managing Directors shall be
authorized, with the consent of the
Supervi
9. Resolution on the remuneration for Mgmt For For For
the Supervisory Board as of the 2009
FY, each Member of the Supervisory
Board shall receive a fixed annual
remuneration of EUR 20,000 [the
Chairman of the Supervisory Board
shall receive twice, and the Deputy
Chairman on
10. Amendments to the Articles of Mgmt For For For
Association in accordance with the
implementation of the shareholders,
rights act [ARUG]: a] Section 13, in
respect of the convocation of the
shareholders meeting being published
in the electronic federal gazette at
least 36
- ------------------------------------------------------------------------------------------------------------------
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP M22465104 09/04/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTORS: GIL SHWED, Mgmt For For For
MARIUS NACHT, JERRY UNGERMAN, DAN
PROPPER, DAVID RUBNER, TAL SHAVIT
NOTE: DIRECTORS ARE ELECTED AS A
GROUP, NOT INDIVIDUALLY
2 REELECTION OF OUTSIDE DIRECTOR: IRWIN Mgmt For For For
FEDERMAN
3 REELECTION OF OUTSIDE DIRECTOR: RAY Mgmt For For For
ROTHROCK
4 TO RATIFY THE APPOINTMENT AND Mgmt For For For
COMPENSATION OF CHECK POINT S
INDEPENDENT PUBLIC ACCOUNTANTS.
5 TO APPROVE COMPENSATION TO CHECK Mgmt For Against Against
POINT S CHIEF EXECUTIVE OFFICER WHO
IS ALSO THE CHAIRMAN OF THE BOARD OF
DIRECTORS.
6 I AM A CONTROLLING SHAREHOLDER OF Mgmt N/A Against N/A
THE COMPANY. MARK FOR = YES OR
AGAINST = NO.
7 I HAVE A PERSONAL INTEREST IN ITEM Mgmt N/A Against N/A
5. MARK FOR = YES OR AGAINST = NO.
- ------------------------------------------------------------------------------------------------------------------
China Mobile (Hong Kong) Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y14965100 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Wang Jianzhou as Director Mgmt For For For
3.2 Reelect Zhang Chunjiang as Director Mgmt For For For
3.3 Reelect Sha Yuejia as Director Mgmt For For For
3.4 Reelect Liu Aili as Director Mgmt For For For
3.5 Reelect Xu Long as Director Mgmt For For For
3.6 Reelect Moses Cheng Mo Chi as Director Mgmt For For For
3.7 Reelect Nicholas Jonathan Read as Mgmt For For For
Director
4 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
6 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Cobham plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G41440143 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 3.61 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Peter Hooley as Director Mgmt For For For
5.0 Re-elect John Patterson as Director Mgmt For For For
6.0 Elect Mike Hagee as Director Mgmt For For For
7.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise 114,182,538 Ordinary Shares Mgmt For For For
for Market Purchase
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 9,515,212 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 9,515,212
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,427,282
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Colruyt SA
Ticker Security ID: Meeting Date Meeting Status
CINS B26882165 09/17/2008 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Directors' and Auditors' Mgmt None TNA N/A
Reports (Non-Voting)
2.1 Accept Financial Statements Mgmt For TNA N/A
3 Approve Dividends of EUR 3.68 Mgmt For TNA N/A
4 Approve Allocation of Income Mgmt For TNA N/A
5 Approve Profit Participation of Mgmt For TNA N/A
Employees Through Allotment of
Repurchased Shares of Colruyt
6 Approve Discharge of Directors Mgmt For TNA N/A
7 Approve Discharge of Auditors Mgmt For TNA N/A
8.1 Reelect NV Anima Represented by Jef Mgmt For TNA N/A
Colruyt as Director
8.2 Reelect Francois Gillet as Director Mgmt For TNA N/A
9 Allow Questions Mgmt None TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Colruyt SA
Ticker Security ID: Meeting Date Meeting Status
CINS B26882165 10/10/2008 Take No Action
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Special Board Report Mgmt None TNA N/A
(Non-Voting)
2 Receive Special Auditor Report Mgmt None TNA N/A
(Non-Voting)
3 Approve Employee Stock Purchase Plan Mgmt For TNA N/A
Up To 200,000 Shares
4 Approve Fixing of the Price of Shares Mgmt For TNA N/A
to Be Issued
5 Eliminate Preemptive Rights Re: Item Mgmt For TNA N/A
I.3
6 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights
7 Approve Subscription Period Re: Item Mgmt For TNA N/A
I.3
8 Authorize Board to Implement Approved Mgmt For TNA N/A
Resolutions and Fill Required
Documents/Formalities at Trade
Registry
9 Receive Special Board Report Mgmt None TNA N/A
(Non-Voting)
10 Authorize Repurchase of 3,334,860 Mgmt For TNA N/A
Shares
11 Authorize Cancellation of Repurchased Mgmt For TNA N/A
Shares
- ------------------------------------------------------------------------------------------------------------------
Compagnie de Saint Gobain
Ticker Security ID: Meeting Date Meeting Status
CUSIP F80343100 06/04/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 per Share
4 Authorize Payment of Dividends by Mgmt For For For
Shares
5 Approve Two Transactions Concluded Mgmt For For For
with BNP Paribas
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
7 Elect Gilles Schnepp as Director Mgmt For Against Against
8 Reelect Gerhard Cromme as Director Mgmt For Against Against
9 Reelect Jean-Martin Folz as Director Mgmt For For For
10 Reelect Michel Pebereau as Director Mgmt For Against Against
11 Reelect Jean-Cyril Spinetta as Mgmt For For For
Director
12 Ratify Appointment of Frederic Mgmt For Against Against
Lemoine as Director
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 780 million
14 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights and Binding
Priority Rights up to Aggregate
Nominal Amount of EUR 295 Million
15 Authorize Board to Increase Capital Mgmt For Against Against
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Above
16 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
17 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 95 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan Mgmt For Against Against
19 Authorize up to 3 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
20 Authorize up to 1 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
21 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
22 Authorize Board to Issue Free Mgmt For For For
Warrants with Preemptive Rights
During a Public Tender Offer or Share
Exchange Offer
23 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
CUSIP 204412209 05/22/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPRECIATION OF THE MANAGEMENTS Mgmt For For For
REPORT AND ANALYSIS, DISCUSSIONAND
VOTE ON THE FINANCIAL STATEMENTS FOR
THE FISCAL YEAR ENDINGDECEMBER 31,
2008
2 PROPOSAL FOR THE DESTINATION OF Mgmt For For For
PROFITS OF THE SAID FISCAL YEARAND
APPROVAL OF THE INVESTMENT BUDGET FOR
VALE
3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
BOARD OF DIRECTORS
4 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
FISCAL COUNCIL
5 ESTABLISHMENT OF THE REMUNERATION OF Mgmt For For For
THE SENIOR MANAGEMENT ANDFISCAL
COUNCIL MEMBERS
6 TO CHANGE THE LEGAL NAME OF THE Mgmt For For For
COMPANY TO VALE S.A. , WITH
THECONSEQUENT AMENDMENT OF ARTICLE 1
OF VALE S BY-LAWS INACCORDANCE WITH
THE NEW GLOBAL BRAND UNIFICATION
7 TO ADJUST ARTICLE 5 OF VALE S BY-LAWS Mgmt For For For
TO REFLECT THE CAPITALINCREASE
RESOLVED IN THE BOARD OF DIRECTORS
MEETINGS HELD ONJULY 22, 2008 AND
AUGUST 05, 2008
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
CUSIP 204412100 12/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 THE APPROVAL FOR THE PROTOCOL AND Mgmt For For For
JUSTIFICATION OF THE CONSOLIDARION OF
MINERACAO ONCA PUMA S.A. INTO VALE
PURSUANT TO ARTICLES 224 AND 225 OF
THE BRAZILIAN CORPORATE LAW.
2 Ratify Auditors Mgmt For For For
3 TO DECIDE ON THE APPRAISAL REPORT, Mgmt For For For
PREPARED BY THE EXPERT APPRAISERS.
4 THE APPROVAL FOR THE CONSOLIDATION OF Mgmt For For For
MINERACAO ONCA PUMA S.A. INTO VALE,
WITHOUT A CAPITAL INCREASE OR THE
ISSUANCE OF NEW VALE SHARES.
5 TO AMEND ARTICLE 1 OF VALE S BY-LAWS Mgmt For For For
IN ORDER TO REPLACE THE ACRONYM
CVRD FOR VALE IN ACCORDANCE WITH
THE NEW GLOBAL BRAND UNIFICATION.
6 TO ADJUST ARTICLES 5 AND 6 OF VALE S Mgmt For For For
BY-LAWS TO REFLECT THE CAPITAL
INCREASE RESOLVED IN THE BOARD OF
DIRECTORS MEETINGS HELD ON JULY 22,
2008 AND AUGUST 05, 2008.
- ------------------------------------------------------------------------------------------------------------------
COMSYS HOLDINGS CORP.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J5890P106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 10
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Retirement Bonuses and Mgmt For Against Against
Special Payments in Connection with
Abolition of Retirement Bonus System
6.0 Approve Deep Discount Stock Option Mgmt For For For
Plan
7.0 Appoint External Audit Firm Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Consorcio Ara, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P3084R106 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Fiscal Year
Ended Dec. 31, 2008
2 Accept Tax Report on Adherance to Mgmt For For For
Fiscal Obligations
3 Approve Allocation of Income Mgmt For For For
4 Elect Directors, Board Secretary and Mgmt For For For
Deputy Board Secretary; Approve Their
Discharge and Remuneration
5 Elect or Ratify Chairman of Audit Mgmt For For For
Committee
6 Elect or Ratify Chairman of Corporate Mgmt For For For
Practices Committee
7 Set Maximum Aggregate Nominal Amount Mgmt For For For
of Share Repurchase Reserve
8 Present Report on the Policies of Mgmt For For For
Share Repurchases
9 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
CRH plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G25508105 05/06/2009 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Dividends Mgmt For For For
3.1 Reelect W.P. Egan as Director Mgmt For For For
3.2 Reelect J.M. de Jong as Director Mgmt For For For
3.3 Reelect M. Lee as Director Mgmt For For For
3.4 Reelect G.A. Culpepper as Director Mgmt For For For
3.5 Reelect A. Manifold as Director Mgmt For For For
3.6 Reelect W.I. O'Mahony as Director Mgmt For For For
3.7 Reelect M.S. Towe as Director Mgmt For For For
4.0 Authorize Board to Fix Remuneration Mgmt For For For
of Auditors
5.0 Increase in Authorized Share Capital Mgmt For For For
6.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights
7.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
8.0 Authorize Share Repurchase Mgmt For For For
9.0 Amend Articles of Association Re: Mgmt For For For
Treasury Shares
10.0 Authorize Reissuance of Treasury Mgmt For For For
Shares
11.0 Approve Scrip Dividend Program Mgmt For For For
12.0 Approve Notice of Period for Mgmt For For For
Extraordinary General Meetings
13.0 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE
Ticker Security ID: Meeting Date Meeting Status
CUSIP G25536106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the report of the Directors Mgmt For For For
and the financial statements for the
YE 31 DEC 2008
2. Approve the Directors' remuneration Mgmt For For For
report for the YE 31 DEC 2008
3. Declare a final dividend of 13.55 Mgmt For For For
pence per ordinary share
4. Re-elect Mr. M. C. Flower as a Mgmt For For For
Director
5. Re-appoint PricewaterhouseCoopers LLP Mgmt For For For
as the Auditors of the Company to
hold office until the conclusion of
the next general meeting at which
accounts are laid
6. Approve the Audit Committee Mgmt For For For
determines the remuneration of the
Auditors on behalf of the Board
7. Authorize the share capital of the Mgmt For For For
Company be increased from GBP
18,400,000 to GBP 24,211,125 by the
creation of an additional 58,111,250
ordinary shares of 10 pence each
8. Authorize the Directors, in Mgmt For For For
accordance with Section 80 of the
Companies Act 1985 [the Act] to
exercise all the powers of the
Company to allot relevant securities
[within the meaning of Section 80 of
the Act] up to an aggregate nominal
amount of GBP 4,539,
9 Authorize the Directors, subject to Mgmt For Against Against
the passing of Resolution 8 and
pursuant to Section 95 of the
Companies Act 1985 [the 'Act'] to
allot equity securities [within the
meaning of Section 94 of the Act] for
cash, pursuant to the authority
conferred by Reso
10 Authorize the Company, with Section Mgmt For For For
166 of the Companies Act 1985 ['the
Act] t make market purchases [as
defined in Section 163[3] of the Act]
of its own ordinary shares, provided
that; i) the Company may not purchase
more than 13,500,000 ordinary shares
11 Approve the general meeting other Mgmt For For For
than an AGM may be called on not less
than 14 clear days' notice provided;
[Authority expires at the conclusion
of the next AGM]
12 Amend the Company's Articles of Mgmt For For For
Association altered by the deletion
of existing Article I.IA and the
insertion if a new Article I.IA as
specified
- ------------------------------------------------------------------------------------------------------------------
CSL Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/15/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive and Consider Financial Mgmt None None N/A
Statements and the Report of the
Directors and Auditors for the Year
Ending June 30, 2008
2.1 Elect David Anstice as Director Mgmt For For For
2.2 Elect Elizabeth A. Alexander as Mgmt For For For
Director
2.3 Elect David J. Simpson as Director Mgmt For For For
3 Approve Remuneration Report for the Mgmt For For For
Year Ending June 30, 2008
- ------------------------------------------------------------------------------------------------------------------
CULTURE CONVENIENCE CLUB CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J0845S107 06/19/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
Other Updated Laws and Regulations
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
2.7 Appoint a Director Mgmt For For For
3.1 Appoint a Corporate Auditor Mgmt For For For
3.2 Appoint a Corporate Auditor Mgmt For For For
3.3 Appoint a Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cyber Agent Ltd
Ticker Security ID: Meeting Date Meeting Status
4751 CINS J1046G108 12/19/2008 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JY 700
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Daiichi Sankyo Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J11257102 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 40
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For Against Against
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Daito Trust Construction Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J11151107 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 52
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
5 Amend Stock Option Plan Approved at Mgmt For For For
2004 AGM
- ------------------------------------------------------------------------------------------------------------------
Dana Petroleum plc
Ticker Security ID: Meeting Date Meeting Status
CINS G26503113 07/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Re-elect Philip Dayer as Director Mgmt For For For
3 Elect Brian Johnston as Director Mgmt For For For
4 Approve Remuneration Report Mgmt For For For
5 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
6 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
7 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 348,005 in
Connection with Employee Share and
Long Term Incentive Schemes;
Otherwise up to GBP 4,343,704
8 Adopt New Articles of Association Mgmt For For For
9 Subject to the Passing of Resolution Mgmt For For For
7, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 651,556
10 Authorise 8,687,409 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO
Ticker Security ID: Meeting Date Meeting Status
CUSIP T24091117 04/30/2009 Voted
Meeting Type Country of Trade
Ordinary General Italy
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the financial statement at 12 Mgmt For Against Against
DEC 2008, any adjournment thereof
2. Approve the Stock Option Plan Mgmt For Against Against
3. Grant authority to buy and sell own Mgmt For For For
shares
- ------------------------------------------------------------------------------------------------------------------
DIGNITY PLC, SUTTON COLDFIELD
Ticker Security ID: Meeting Date Meeting Status
CUSIP G2871S111 06/05/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the report and the accounts Mgmt For For For
for the 52 weeks ended 26 DEC 2008
2. Receive the Directors' remuneration Mgmt For For For
report for the 52 weeks ended DEC 2008
3. Re-appoint Mr. Peter Hindley as a Mgmt For For For
Director
4. Re-appoint Mr. Andrew Davies as a Mgmt For For For
Director
5. Re-appoint Mr. Steve Whittern as a Mgmt For For For
Director
6. Re-appoint Mr. Ishbel Macpherson as a Mgmt For For For
Director
7. Re-appoint Mr. Alan McWalter as a Mgmt For For For
Director
8. Re-appoint PricewaterhouseCoopers LLP Mgmt For For For
as the Auditors and authorize the
Directors to fix their remuneration
9. Approve the dividend of 7.34 per Mgmt For For For
ordinary share
10. Authorize the Directors, to allot Mgmt For Against Against
relevant securities up to an
aggregate nominal amount of GBP
1,912,129 pursuant to Section 80 of
the Companies Act 1985
11 Approve to disapply the pre-emption Mgmt For Against Against
rights contained in Section 89 of the
Companies 1985 in respect of an
aggregate nominal amount of GBP
286,819
12 Authorize the Company to make market Mgmt For For For
purchases of 3,186,881 ordinary
shares pursuant to Section 166 of the
Companies Act 1985
13 Authorize the Company to hold general Mgmt For For For
meetings [other than AGMs] on 14
clear days' notice
14 Adopt the new Articles of Association Mgmt For Against Against
with immediate effect
15 Authorize the Company to amend the Mgmt For Against Against
Articles of Association with effect
from 01 OCT 2009
16. Authorize the Company to amend the Mgmt For Against Against
existing Dignity Plc Directors and
the Seniors Executive Long Term
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
East Japan Railway Co
Ticker Security ID: Meeting Date Meeting Status
CUSIP J1257M109 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 55
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Payment of Annual Bonuses to Mgmt For For For
Directors and Statutory Auditors
6.0 Amend Articles to Allow Shareholder ShrHldr Against Against For
Meeting Agenda to Include Compliance
Related Resolutions
7.0 Amend Articles to Form Committee on ShrHldr Against Against For
Compliance
8.0 Amend Articles to Require Disclosure ShrHldr Against For Against
of Individual Director Compensation
Levels
9.0 Amend Articles to Require At Least ShrHldr Against For Against
20% Non-Executive Board of Directors
10.0 mend Articles to Clarify Roles of ShrHldr Against Against For
Advisors and to Create Board
Committees on Labor Relations and on
Safety
11.1 Remove Chairman Mutsutake Ohtsuka ShrHldr Against Against For
from Board
11.2 Remove President Satoshi Seino from ShrHldr Against Against For
Board
11.3 Remove Vice President Masaki Ogata ShrHldr Against Against For
from Board
11.4 Remove Director Hiroyuki Nakamura ShrHldr Against Against For
from Board
11.5 Remove Director Tohru Owada from Board ShrHldr Against Against For
11.6 Remove Director Seiichiro Oi from ShrHldr Against Against For
Board
11.7 Remove Director Yuji Fukazawa from ShrHldr Against Against For
Board
11.8 Remove Director Yuji Morimoto from ShrHldr Against Against For
Board
12.1 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.2 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.3 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.4 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.5 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
13.0 Cut Director Compensation by 20 ShrHldr Against Against For
Percent
14.0 Approve Alternate Income Allocation ShrHldr Against Against For
to Establish Reserve for Reemployment
of Former JNR Employees
15.0 Approve Alternate Income Allocation ShrHldr Against Against For
to Establish Reserve for
Consolidation of Local Rail Lines
- ------------------------------------------------------------------------------------------------------------------
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29250N105 05/06/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David A. Arledge Mgmt For For For
1.2 Elect Director James J. Blanchard Mgmt For For For
1.3 Elect Director J. Lorne Braithwaite Mgmt For For For
1.4 Elect Director Patrick D. Daniel Mgmt For For For
1.5 Elect Director J. Herb England Mgmt For For For
1.6 Elect Director David A. Leslie Mgmt For For For
1.7 Elect Director George K. Petty Mgmt For For For
1.8 Elect Director Charles E. Shultz Mgmt For For For
1.9 Elect Director Dan C. Tutcher Mgmt For For For
1.10 Elect Director Catherine L. Williams Mgmt For For For
2 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Report on Environmental Liabilities ShrHldr Against Against For
Relating to Gateway Project Pipeline
4 Report on Costs and Benefits of ShrHldr Against For Against
Policy on Free Prior and Informed
Consent of Aboriginal Communities
- ------------------------------------------------------------------------------------------------------------------
EnCana Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 292505104 04/22/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 DIRECTOR RALPH S. CUNNINGHAM Mgmt For For For
1.2 DIRECTOR PATRICK D. DANIEL Mgmt For For For
1.3 DIRECTOR IAN W. DELANEY Mgmt For For For
1.4 DIRECTOR RANDALL K. ERESMAN Mgmt For For For
1.5 DIRECTOR CLAIRE S. FARLEY Mgmt For For For
1.6 DIRECTOR MICHAEL A. GRANDIN Mgmt For For For
1.7 DIRECTOR BARRY W. HARRISON Mgmt For For For
1.8 DIRECTOR VALERIE A.A. NIELSEN Mgmt For For For
1.9 DIRECTOR DAVID P. O'BRIEN Mgmt For For For
1.10 DIRECTOR JANE L. PEVERETT Mgmt For For For
1.11 DIRECTOR ALLAN P. SAWIN Mgmt For For For
1.12 DIRECTOR WAYNE G. THOMSON Mgmt For For For
1.13 DIRECTOR CLAYTON H. WOITAS Mgmt For For For
2 APPOINTMENT OF AUDITORS - Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AT
AREMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
ENEL SpA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T3679P115 04/29/2009 Voted
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements, Mgmt For TNA N/A
Consolidated Financial Statements,
and Statutory Reports
2.0 Approve Allocation of Income Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
ENEL SpA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T3679P115 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Capital Increase In The Mgmt For TNA N/A
Maximum Amount of EUR 8 Billion With
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Eni Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T3643A145 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements, Mgmt For For For
Consolidated Financial Statements,
and Statutory Reports
2 Approve Allocation of Income Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ericsson (Telefonaktiebolaget L M Ericsson)
Ticker Security ID: Meeting Date Meeting Status
CUSIP W26049119 04/22/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Michael Treschow as Chairman of Mgmt For For For
Meeting
2.0 Prepare and Approve List of Mgmt For For For
Shareholders
3.0 Approve Agenda of Meeting Mgmt For For For
4.0 Acknowledge Proper Convening of Mgmt For For For
Meeting
5.0 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive Auditors'
Report
7.0 Receive President's Report; Allow Mgmt N/A N/A N/A
Questions
8.1 Approve Financial Statements and Mgmt For For For
Statutory Reports
8.2 Approve Discharge of Board and Mgmt For For For
President
8.3 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 1.85 per Share;
Approve April 27, 2009 as Record Date
for Dividend
9.1 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of Board
9.2 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 3.8 Million for
Chairman and SEK 750,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
of Committee Members
9.3 Reelect Michael Treschow (Chairman), Mgmt For For For
Roxanne Austin, Peter Bonfield,
Boerje Ekholm, Ulf Johansson, Sverker
Martin-Loef, Nancy McKinstry, Anders
Nyren, Carl-Henric Svanberg, and
Marcus Wallenberg as Directors
9.4 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders by Voting Power
to Serve on Nominating Committee;
Approve the Assignment of the
Nomination Committee
9.5 Approve Omission of Remuneration to Mgmt For For For
Nominating Committee Members
9.6 Approve Remuneration of Auditors Mgmt For For For
10.0 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
11.1 Approve 2009 Share Matching Plan for Mgmt For For For
All Employees
11.2 Authorize Reissuance of 13.9 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for All Employees
11.3 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.2
11.4 Approve 2009 Share Matching Plan for Mgmt For For For
Key Contributors
11.5 Authorize Reissuance of 8.5 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for Key
Contributors
11.6 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.5
11.7 Approve 2009 Restricted Stock Plan Mgmt For For For
for Executives
11.8 Authorize Reissuance of 4.6 Million Mgmt For For For
Repurchased Class B Shares for 2009
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.8
12.0 Authorize Reissuance of 11 Million Mgmt For For For
Repurchased Class B Shares to Cover
Social Costs in Connection with 2001
Global Stock Incentive Program, and
2005, 2006, 2007, and 2008 Long-Term
Incentive and Variable Compensation
Plans
13.0 Amend Articles Regarding Publication Mgmt For For For
of Meeting Notice
14.0 Authorize the Board of Directors to ShrHldr N/A For N/A
Explore How to Provide All Shares
with Equal Voting Rights
15.0 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
EULER HERMES, PARIS
Ticker Security ID: Meeting Date Meeting Status
CUSIP F2013Q107 05/15/2009 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve the management report of the Mgmt For For For
Executive Committee, the remarks of
the Supervisory Board and the
Auditors' report of the Company's
financial statements for the FY 31
DEC 2008, as presented, showing
income of EUR 193, 457,034.00
2 Approve the management report of the Mgmt For For For
Executive Committee, the remarks of
the Supervisory Board and the
Auditors' report, the consolidated
financial statements for the said FY,
in the form presented to the meeting,
showing income of EUR 83,592,266.00
3 Approve, that there was no expense Mgmt For For For
and charge that was not tax deductible
4 Grant discharge to each one of the Mgmt For For For
Executive Committee's members, to
each one of the Supervisory Board's
Members and to each one of the
Auditors, for the performance of
their duties during the said FY
5 Approve the report of the Executive Mgmt For For For
Committee and the remarks of the
Supervisory Board, notes that the
distributable result amounts to:
retained earnings: EUR 45,622,003.05
income for the FY: EUR 193,457,034.19
i.e. EUR 239,079,037.24 resolves that
the in
6 Approve to resolves to adjust the Mgmt For For For
self-held shares reserve by an
allocation of EUR 9,125,916.00, in
consequence, it notes that the
self-held shares amounting to EUR
75,571,618.00 on 31 DEC 2008 will be
adjusted to EUR 84,697,534.00
7 Approve the special report of the Mgmt For Against Against
Auditors on agreements Governed by
Article L. 225-86 of the French
Commercial Code, said report and the
agreements referred to therein
8 Appoint Mr. Yves Mansion as a Member Mgmt For For For
of the Supervisory Board for a 3-year
period
9 Approve to renew the term of office Mgmt For For For
of Mr. John Coomber as Member of the
Supervisory Board
10 Appoint Mr. Philippe Carli as a Mgmt For For For
Member of the Supervisory Board for a
3-year period
11 Approve the Company's shares on the Mgmt For For For
open market, subject to the
conditions described below: maximum
purchase price: EUR 61.00, maximum
number of shares to be acquired: 10%
of the share capital, with a par
value of EUR 0.32 per share, maximum
funds investe
12 Authorize the Executive Committee to Mgmt For For For
reduce the share capital, on one or
more occasions by cancelling all or
part of the shares held by the
Company in connection with Stock
Repurchase Plans previously or
subsequently adopted, up to a maximum
of 10% of the
13 Authorize the Executive Committee all Mgmt For Against Against
powers to grant, in one or more
transactions, to employees and
Corporate Officers of the Company and
related Groups and Companies, options
giving the right either to subscribe
for new shares in the Company to be
issue
14 Grant full powers to the bearer of an Mgmt For For For
original, a copy or extract of the
minutes of this meeting to carry out
all filings, publications and other
formalities prescribed by law
- ------------------------------------------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SA, NANTES
Ticker Security ID: Meeting Date Meeting Status
CUSIP F3322K104 05/13/2009 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve the reports of the Board of Mgmt For For For
Directors and the Auditors, the
Company's financial statements for
the YE, 31 DEC 2008, as presented and
showing net book loss of EUR
339,460.36, accordingly, the
shareholders' meeting gives permanent
discharge to the M
2 Approve the Board of Directors Mgmt For For For
proposal, to record the loss for the
year of EUR 339,460.36, as a deficit
in retained earnings, following this
appropriation, the retained earnings
account of EUR 136,962,549.92 will
show a new balance of EUR
136,623,089.56,
3 Approve the reports of the Board of Mgmt For For For
Directors and the Auditors, the
consolidated financial statements for
the FYE 31 DEC 2008, drawn up
accordingly with the international
accounting rules IFRS and showing net
profit, Group share of EUR
17,710,000.00
4.1 Approve the special report of the Mgmt For Against Against
Auditors on agreements governed by
Articles L.225-38 et sequence of the
French Commercial Code, the following
agreements concluded during the last
FY, the agreement related to the
payment of advances on cheque account
gra
4.2 Approve the special report of the Mgmt For Against Against
Auditors on agreements governed by
the Artilces L.225-38 et sequence of
the French Commercial Code, the
following agreements concluded during
the last FY, agreement related to the
payment of advances on cheque account
gra
5 Approve the special report of the Mgmt For Against Against
Auditors on agreements governed by
Article L.225-38 et sequence of the
French Commercial Code, the
agreements which remained in force
during the last FY and concluded
during the last FY
6 Approve the regulated agreements Mgmt For Against Against
concluded during a FY and which
cannot be approved by the annual
shareholders' meeting held during the
following year due to a lack of
quorum, may be subject to the
shareholders' vote during the first
ordinary shareholders
7 Approve to renew the appointment of Mgmt For For For
HLP Audit [represented by Mr. Jacques
Heron to replace Mr. Jacques Le
Pomelec] as a Corporate Auditor,
appoints Mr. Bernard Guibert as an
alternate Auditor to replace the
cabinet Mr. Le Bouguenec for a 6-year
period
8 Approve to award total annual fees of Mgmt For For For
EUR 50,000.00 to the Directors
9 Authorize the Board of Directors to Mgmt For For For
buy back the Company's shares on the
open market, subject to the
conditions described below: maximum
purchase price: EUR 80.00, maximum
number of shares to be acquired: 10%
of the share capital, maximum funds
invested i
10 Grant full powers to the bearer of an Mgmt For For For
original, a copy or extract of the
minutes of this meeting to carry out
all filings, publications and other
formalities prescribed by Law
11 Authorize the Board of Directors to Mgmt For For For
reduce the share capital, on 1 or
more occasions, canceling all or part
of the shares held by the Company in
connections with the stock repurchase
plan mentioned in Resolution 9, up to
maximum of 10% of the share capita
12 Authorize the Board of Directors to Mgmt For For For
increase on 1 or more occasions, in
France or abroad, the share capital
by issuance, with the shareholders'
preferred subscription rights
maintained of new ordinary shares, of
securities giving access to the
capital or
13 Authorize the Board of Directors to Mgmt For Against Against
increase on 1 or more occasions, in
France or abroad, the share capital
by issuance, with the cancellation of
the shareholders' preferential
subscription rights, of new ordinary
shares, of securities giving access
to th
14 Approve the overall nominal amount Mgmt For For For
pertaining to: the capital increase
to be carried out with the use of the
delegations given by Resolutions 12
and 13 shall not exceed EUR
800,000.00, the issues of debt
securities to be carried out with the
use of the de
15 Authorize the Board of Directors in Mgmt For Against Against
order to increase the share capital,
in 1 or more occasions, by way of
capitalizing reserves, profits and,
or premiums or other means, provided
that such capitalization is allowed
by Law and under the By-laws, by
issuin
16 Authorize the Board of Directors to Mgmt For Against Against
increase the share capital, up to 10%
of the share capital, in
consideration for the contributions
in kind granted to the Company and
comprised of capital securities or
securities giving access to share
capital, this de
17 Authorize the Board of Directors to Mgmt For Against Against
increase the share capital, on 1 or
more occasions, at its sole
discretion, by way of issuing
ordinary shares, in favor of the
employees of the Company and related
Companies, they may not represent
more than 3% of the s
18 Amend the Article 20 of the Bylaws, Mgmt For For For
related to the admission of the
shareholders at the shareholders'
meetings
19 Authorize the Board of Directors to Mgmt For Against Against
grant, in 1 or more transactions, to
Corporate Managers and employees of
the Company and related Companies,
options giving the right to subscribe
for new shares in the Company, it
being provided that the options shall
n
20 Grant full powers to the bearer of an Mgmt For For For
original, a copy or extract of the
minutes of this meeting to carry out
all filings, publications and other
formalities prescribed by Law
- ------------------------------------------------------------------------------------------------------------------
Eutelsat Communications
Ticker Security ID: Meeting Date Meeting Status
CINS F3692M128 11/06/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Treatment of Losses Mgmt For For For
4 Approve Dividends of EUR 0.60 per Mgmt For For For
Share
5 Approve Special Auditors' Report Mgmt For Against Against
Regarding Related-Party Transactions
6 Approve Transaction with Giuliano Mgmt For For For
Berretta Re: Severance Payment
7 Approve Transaction with Giuliano Mgmt For For For
Berretta Re: Pension Benefits
8 Approve Transaction with Jean-Paul Mgmt For For For
Brillaud Re: Pension Benefits
9 Approve Discharge of Directors Mgmt For For For
10 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
11 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
12 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
EVS BROADCAST EQUIPMENT SA, LIEGE
Ticker Security ID: Meeting Date Meeting Status
CUSIP B3883A119 05/19/2009 Voted
Meeting Type Country of Trade
MIX Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive the reports of the Board of Mgmt For For For
Directors for both the Statutory and
Consolidated annual accounts for the
accounting YE on 31 DEC 2008
2 Receive the reports of the Statutory Mgmt For For For
Auditor for the Statutory and
Consolidated annual accounts for the
accounting YE on 31 DEC 2008
3 Approve the annual accounts for the Mgmt For For For
accounting YE on 31 DEC 2008 and
allocation of the net profit of EUR
41,160,351.68 as specified pay-out of
a gross dividend of EUR 2.48 per
share [i.e. a total of EUR 33.6
million], up 8.8% compared to last
year, and in
4 Grant discharge from liability to Mgmt For For For
each of the Directors of the Company
and the Auditor who were in function
during the last accounting year
- ------------------------------------------------------------------------------------------------------------------
EVS BROADCAST EQUIPMENT SA, LIEGE
Ticker Security ID: Meeting Date Meeting Status
CUSIP B3883A119 05/19/2009 Voted
Meeting Type Country of Trade
MIX Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize the Board of Directors in Mgmt For For For
Article 8 BIS, paragraph 1 of the
statutes, i.e. according to Article
620, Section 1, paragraphs 3 and 4,
1) and 2) of the Belgian Code of
Companies, without any other decision
of the general meeting, within the
limits
2 Approve the share buy-back program Mgmt For For For
which has been confirmed in 2008,
cancellation of 250,000 shares
without nominal value to have a new
total of 13,625,000 shares
3 Authorize the Board of Directors to Mgmt For Against Against
report of BDO Atrio, Reviseurs
d'Entreprises Soc. Civ. SCRL,
Statutory Auditor, and special report
of the Board of Directors established
in application of the Articles 583,
Section 1, and 596 of the Belgian
Code of Comp
4 Amend the Article 9 of the statutes Mgmt For For For
as specified
5 Amend the Article 15 of the statutes Mgmt For For For
as specified
6 Amend the addition to the Article 22 Mgmt For For For
of the statutes as specified
- ------------------------------------------------------------------------------------------------------------------
EVS BROADCAST EQUIPMENT SA, LIEGE
Ticker Security ID: Meeting Date Meeting Status
CUSIP B3883A119 12/24/2008 Voted
Meeting Type Country of Trade
ExtraOrdinary Belgium
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and approve the project of Mgmt For Against Against
Merger Agreement with D.W.E.S.A.B.
Engineering
2. Approve the Merger by absorption of Mgmt For Against Against
D.W.E.S.A.B. Engineering
3. Approve the conditions of Merger Mgmt For Against Against
4. Recognition of the effective N/A None N/A N/A
implementation of the merger
5. Authorize the Board to nominate one Mgmt For For For
or several representatives
6. Transact other business N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Fairfax Financial Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
FFH CUSIP 303901102 04/15/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Anthony F. Griffiths Mgmt For For For
1.2 Elect Director Robert J. Gunn Mgmt For For For
1.3 Elect Director Alan D. Horn Mgmt For For For
1.4 Elect Director David L. Johnston Mgmt For For For
1.5 Elect Director Brandon W. Sweitzer Mgmt For For For
1.6 Elect Director V. Prem Watsa Mgmt For For For
2.0 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
FamilyMart Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J13398102 05/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3 Approve Retirement Bonus Payment for Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Fast Retailing
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/27/2008 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mgmt For For For
1.2 Elect Director Mgmt For For For
1.3 Elect Director Mgmt For For For
1.4 Elect Director Mgmt For For For
1.5 Elect Director Mgmt For For For
2.1 Appoint Internal Statutory Auditor Mgmt For For For
2.2 Appoint Internal Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FENNER PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G33656102 01/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the reports of the Directors Mgmt For For For
and the Auditors and the accounts for
the FYE 31 AUG 2008
2. Approve the Board remuneration report Mgmt For For For
for the FYE 31 AUG 2008
3. Declare a dividend Mgmt For For For
4. Re-elect Mr. Colin Cooke Mgmt For For For
5. Re-elect Mr. David Buttfield Mgmt For For For
6. Re-elect Mr. David Campbell Mgmt For For For
7. Re-appoint PricewaterhouseCoopers LLP Mgmt For For For
as the Auditors of the Company
8. Authorize the Directors to determine Mgmt For For For
the Auditors' remuneration
9. Authorize the Directors, subject to Mgmt For For For
and in accordance with Article 5(a)
of the Company's existing Articles of
Association, to allot relevant
securities up to a nominal amount of
GBP 11,307,492 in aggregate;
[Authority expires the earlier of the
conclusion
10 Authorize the Directors, subject to Mgmt For For For
and in accordance with Article 5(b)
of the Company's existing Articles of
Association, to allot equity
securities for cash, that, for the
purpose of the limitation of the said
power referred to in Paragraph (iii)
of the
11 Authorize the Company, pursuant to Mgmt For For For
the Company's existing Articles of
Association, to make market purchases
[Section 163 of the Companies Act
1985] of up to 10% of the Company's
ordinary shares of 25p each in the
capital of the Company, at a minimum
price
12 Approve and adopt the Articles of Mgmt For For For
Association of the Company in
substitution for and to the exclusion
of all existing Articles of
Association
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T4502J151 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.1 Slate Submitted by the Italian Mgmt N/A TNA N/A
Ministry o Economy and Finance
2.2 Slate Submitted by Mediobanca Spa Mgmt N/A TNA N/A
2.3 Slate Submitted by Institutional Mgmt N/A TNA N/A
Investors
3.0 Appoint Chairman of the Internal Mgmt For TNA N/A
Statutory Auditors
4.0 Approve Remuneration of Internal Mgmt For TNA N/A
Statutory Auditors
5.0 Authorize Share Repurchase Program Mgmt For TNA N/A
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T4502J151 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.1 Slate Submitted by the Italian Mgmt N/A TNA N/A
Ministry o Economy and Finance
2.2 Slate Submitted by Mediobanca Spa Mgmt N/A TNA N/A
3 Appoint Chairman of the Internal Mgmt For For For
Statutory Auditors
4 Approve Remuneration of Internal Mgmt For For For
Statutory Auditors
5 Authorize Share Repurchase Program Mgmt For For For
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T4502J151 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.1 Slate Submitted by the Italian Mgmt N/A N/A N/A
Ministry o Economy and Finance
2.2 Slate Submitted by Mediobanca Spa Mgmt N/A N/A N/A
2.3 Slate Submitted by Institutional Mgmt N/A N/A N/A
Investors
3 Appoint Chairman of the Internal Mgmt For TNA N/A
Statutory Auditors
4 Approve Remuneration of Internal Mgmt For TNA N/A
Statutory Auditors
5 Authorize Share Repurchase Program Mgmt For TNA N/A
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T4502J151 07/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Capital Increase in the Mgmt For For For
Maximum Amount of EUR 1.4 Billion
With Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Fomento Economico Mexicano S.A.B. de C.V. (FEMSA)
Ticker Security ID: Meeting Date Meeting Status
CUSIP 344419106 03/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Report of the Board of Mgmt For For For
Directors on Financial Statements and
Statutory Reports for Fiscal Year
2008; Report of the CEO; Report of
the Audit and Corporate Practices
Committee
2 Accept Tax Report on Compliance of Mgmt For For For
Fiscal Obligations in Accordance with
Article 86 of Income Tax Law
3 Approve Allocation of Income and Mgmt For For For
Distribution of Dividends of MXN 0.08
per Series B Shares; MXN 0.10 per
Series D Shares; Corresponding to a
Total of MXN 0.40 per B Unit and MXN
0.48 per BD Unit
4 Set Aggregate Nominal Share Mgmt For For For
Repurchase Reserve to a Maximum
Amount of up to MXN 3 Billion in
Accordance with Article 56 of the
Securities Market Law
5 Elect Proprietary and Alternate Mgmt For For For
Directors, Board Secretaries,
Qualification of Independence;
Approve their Remuneration
6 Approve Integration of Committees on Mgmt For For For
1) Finance and Planning, 2) Audit and
3) Corporate Practices; Appoint
Respective Chairmen; and Approve
their Remuneration
7 Appoint delegates for the execution Mgmt For For For
and formalization of the meeting's
resolutions
8 Approve Minutes of Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Fortis SA/NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP B4399L102 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Approve the Proposed Transactions Mgmt For TNA N/A
Between Fortis SA/NV, BNP Paribas
S.A., the Belgian State, and Related
Parties, as Laid Down in the
Shareholder Circular
3.101 Receive Directors' Report (Non-Voting) Mgmt N/A TNA N/A
3.102 Receive Consolidated Financial Mgmt N/A TNA N/A
Statements and Statutory Reports
3.103 Accept Financial Statements Mgmt For TNA N/A
3.2 Receive Explanation on Company's Mgmt N/A TNA N/A
Reserves and Dividend Policy
3.3 Approve Discharge of Directors Mgmt For TNA N/A
4.0 Discussion on Company's Corporate Mgmt N/A TNA N/A
Governance Structure
5.1 Elect Frank Arts as Director Mgmt For TNA N/A
5.2 Elect Guy de Selliers de Moranville Mgmt For TNA N/A
as Director
5.3 Elect Roel Nieuwdorp as Director Mgmt For TNA N/A
5.4 Elect Lionel Perl as Director Mgmt For TNA N/A
5.5 Elect Jin Shaoliang as Director Mgmt For TNA N/A
6.1 Amend Articles Re: Amend Authorized Mgmt For TNA N/A
Capital and Delete Preference Shares
6.2 Amend Articles Re: Change of Mgmt For TNA N/A
Company's Registered Seat to Utrecht
6.3 Amend Articles Re: Body Authorized to Mgmt For TNA N/A
Issue Shares Without Preemptive Rights
6.4 Fix Maximum Number of Directors at 11 Mgmt For TNA N/A
6.5 Amend Articles Re: Introduction of Mgmt For TNA N/A
Limited Indemnification for Directors
6.6 Amend Articles Re: Annual Mgmt For TNA N/A
6.7 Authorize Coordination of Articles Mgmt For TNA N/A
7.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
CUSIP X2978Z118 04/07/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A N/A N/A
2.0 Calling the Meeting to Order Mgmt N/A N/A N/A
3.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
4.0 Acknowledge Proper Convening of Mgmt For For For
Meeting
5.0 Prepare and Approve List of Mgmt For For For
Shareholders
6.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Supervisory Board's Report; Receive
Auditor's Report
7.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
8.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 Per Share
9.0 Approve Discharge of Board of Mgmt For For For
Directors, Supervisory Board and
President
10.0 Approve Remuneration of Members of Mgmt For For For
Supervisory Board
11.0 Fix Number of Supervisory Board Mgmt For For For
Members
12.0 Elect Supervisory Board Members Mgmt For For For
13.0 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 66,000 for Chair,
EUR 49,200 for Vice-chair and EUR
35,400 for Other Directors; Approve
Additional Compensation for Attendance
14.0 Fix Number of Directors at 7 Mgmt For For For
15.0 Reelect Peter Fagernaes (Chair), Mgmt For For For
Matti Lehti (Vice-chair), Esko Aho,
Ilona Ervasti-Vaintola, Birgitta
Johansson-Hedberg and Christian
Ramm-Schmidt as Directors; Elect Sari
Baldauf as New Director
16.0 Approve Remuneration of Auditors Mgmt For For For
17.0 Ratify Deloitte & Touche Ltd as Mgmt For For For
Auditors
18.0 Shareholder Proposal: Appoint ShrHldr N/A Against N/A
Nominating Committee
- ------------------------------------------------------------------------------------------------------------------
FP CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP J13671102 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
2.7 Appoint a Director Mgmt For For For
2.8 Appoint a Director Mgmt For For For
2.9 Appoint a Director Mgmt For For For
2.10 Appoint a Director Mgmt For For For
2.11 Appoint a Director Mgmt For For For
2.12 Appoint a Director Mgmt For For For
2.13 Appoint a Director Mgmt For For For
2.14 Appoint a Director Mgmt For For For
2.15 Appoint a Director Mgmt For For For
2.16 Appoint a Director Mgmt For For For
2.17 Appoint a Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Fresenius SE
Ticker Security ID: Meeting Date Meeting Status
CUSIP D27348107 05/08/2009 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Special Vote for Preference Mgmt For For For
Shareholders: Approve Creation of EUR
12.8 Million Pool of Capital with
Preemptive Rights
2.0 Special Vote for Preference Mgmt For For For
Shareholders: Approve Creation of EUR
6.4 Million Pool of Capital without
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Fugro NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP N3385Q197 05/07/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Receive Report of Management Board Mgmt N/A TNA N/A
and Supervisory Board (Non-Voting)
3.0 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4.0 Approve Discharge of Management Board Mgmt For TNA N/A
5.0 Approve Discharge of Supervisory Board Mgmt For TNA N/A
6.1 Receive Explanation on Company's Mgmt N/A TNA N/A
Reserves and Dividend Policy
6.2 Approve Allocation of Income Mgmt For TNA N/A
7.1 Reelect F.J.G.M. Cremers to Mgmt For TNA N/A
Supervisory Board
7.2 Elect M. Helmes to Supervisory Board Mgmt For TNA N/A
8.0 Authorize Repurchase of Shares Mgmt For TNA N/A
9.1 Grant Board Authority to Issue Shares Mgmt For TNA N/A
9.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A
Rights from Issuance under Item 9a
10.0 Allow Questions Mgmt N/A TNA N/A
11.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
FUJI OIL CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J14994107 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations,
Adopt Reduction of Liability System
for All Directors and All Auditors
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
3.8 Appoint a Director Mgmt For For For
3.9 Appoint a Director Mgmt For For For
3.10 Appoint a Director Mgmt For For For
3.11 Appoint a Director Mgmt For For For
3.12 Appoint a Director Mgmt For For For
3.13 Appoint a Director Mgmt For For For
3.14 Appoint a Director Mgmt For For For
3.15 Appoint a Director Mgmt For For For
3.16 Appoint a Director Mgmt For For For
4.1 Appoint a Corporate Auditor Mgmt For For For
4.2 Appoint a Corporate Auditor Mgmt For For For
5 Appoint a Substitute Corporate Auditor Mgmt For For For
6 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
G4S plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G39283109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 3.68 Pence Mgmt For For For
Per Share
4.0 Re-elect Trevor Dighton as Director Mgmt For For For
5.0 Re-elect Thorleif Krarup as Director Mgmt For For For
6.0 Re-elect Mark Seligman as Director Mgmt For For For
7.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
and Authorise Board to Fix Their
Remuneration
8.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 117,350,000 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 117,350,000
9.0 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 500,000,000 to GBP
587,500,000
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,600,000
11.0 Authorise 140,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Galenica AG (fomerly Galenica Holding AG)
Ticker Security ID: Meeting Date Meeting Status
CUSIP H28455170 05/14/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Share Re-registration Consent Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Galenica AG (fomerly Galenica Holding AG)
Ticker Security ID: Meeting Date Meeting Status
CUSIP H28455170 05/14/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.0 Approve Remuneration Report Mgmt For TNA N/A
3.0 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 7.00 per Share
5.101 Reelect Stefano Pessina as Director Mgmt For TNA N/A
5.102 Reelect Paul Fasel as Director Mgmt For TNA N/A
5.103 Reelect Daniela Bosshardt-Hengartner Mgmt For TNA N/A
as Director
5.2 Ratify Ernst&Young AG as Auditors Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
GDF Suez
Ticker Security ID: Meeting Date Meeting Status
CINS F42651111 07/16/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Article 13 of the Bylaws Re: Mgmt For For For
Board Composition
2 Approve Merger by Absorption of Suez Mgmt For For For
3 Approve Accounting Treatment of Merger Mgmt For For For
4 Approve Gaz de France Stock Replacing Mgmt For For For
Suez Stock to Be Issued or Reissued
Pursuant to Suez Outstanding Stock
Option Plans
5 Approve Gaz de France Stock Replacing Mgmt For For For
Suez Stock to Be Issued or Reissued
Pursuant to Suez Outstanding Share
Incentive Plans
6 Acknowledge Completion of Merger, Mgmt For For For
Approve Dissolution of Suez without
Liquidation, and Delegate Powers to
the Board to Execute all Formalities
Pursuant to Merger
7 Amend Article 1 of Association Re: Mgmt For For For
Form of Company
8 Change Corporate Purpose and Amend Mgmt For For For
Article 2 of Bylaws Accordingly
9 Change Company Name to GDF SUEZ and Mgmt For For For
Amend Article 3 of Bylaws Accordingly
10 Change Location of Registered Office Mgmt For For For
to 16-26 Rue du Docteur Lancereaux,
75008 Paris, and Amend Article 4 of
Bylaws Accordingly
11 Amend Article 6 of Bylaws to Reflect Mgmt For For For
Changes in Capital
12 Adopt New Articles of Association Mgmt For For For
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
14 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
15 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegations Submitted to
Shareholder Vote Above Within the
Nominal Limits Set Above
16 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
17 Approve Employee Stock Purchase Plan Mgmt For For For
18 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
19 Set Global Limit for Capital Increase Mgmt For For For
to Result from Issuance Requests
under Items 13 through 18 at EUR 310
Million
20 Authorize Capitalization of Reserves Mgmt For For For
for Bonus Issue or Increase in Par
Value
21 Authorize up to 0.5 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
22 Approve Stock Option Plans Grants Mgmt For Against Against
23 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
24 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
25 Dismiss Directors Elected on General Mgmt For For For
Meeting Held on Oct. 07, 2005
26 Elect Jean-Francois Cirelli as Mgmt For For For
Director
27 Elect Gerard Mestrallet as Director Mgmt For For For
28 Elect Jean-Louis Beffa as Director Mgmt For For For
29 Elect Aldo Cardoso as Director Mgmt For For For
30 Elect Etienne Davignon as Director Mgmt For For For
31 Elect Albert Frere as Director Mgmt For For For
32 Elect Edmond Alphandery as Director Mgmt For For For
33 Elect Rene Carron as Director Mgmt For For For
34 Elect Thierry de Rudder as Director Mgmt For For For
35 Elect Paul Desmarais Jr as Director Mgmt For For For
36 Elect Jacques Lagarde as Director Mgmt For For For
37 Elect Anne Lauvergeon as Director Mgmt For For For
38 Elect Lord Simon of Highbury as Mgmt For For For
Director
39 Appoint Philippe Lemoine as Censor Mgmt For For For
40 Appoint Richard Goblet d'Alviella as Mgmt For For For
Censor
41 Set Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 1.4 Million
Starting for Fiscal Year 2008
42 Ratify Appointment of Deloitte & Mgmt For For For
Associes as Auditor
43 Ratify Appointment of BEAS as Mgmt For For For
Alternate Auditor
44 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
GDF Suez
Ticker Security ID: Meeting Date Meeting Status
CINS F42768105 12/17/2008 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 31
2 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 37
3 Amend Article 16 of the Bylaws Re: Mgmt For For For
Election of Vice-Chairman
4 Amend Articles 13.1 and 13.3 of the Mgmt For For For
Bylaws Re: Election of Shareholder
Employee Representative to the Board
of Directors
5 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
GEA Group AG (formerly MG Technologies AG)
Ticker Security ID: Meeting Date Meeting Status
CUSIP D28304109 04/22/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.40 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify Deloitte & Touche GmbH as Mgmt For For For
Auditors for Fiscal 2009
6.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
7.1 Approve Creation of EUR 72 Million Mgmt For For For
Pool of Capital with Preemptive Rights
7.2 Approve Creation of EUR 99 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
8.0 Approve Affiliation Agreement with Mgmt For For For
GEA Brewery Systems GmbH
9.0 Elect Hartmut Eberlein to the Mgmt For For For
Supervisory Board
- ------------------------------------------------------------------------------------------------------------------
Gemalto
Ticker Security ID: Meeting Date Meeting Status
CUSIP N3465M108 05/20/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Receive Annual Report Mgmt N/A TNA N/A
3.0 Approve Financial Statements Mgmt For TNA N/A
4.0 Receive Explanation on Company's Mgmt N/A TNA N/A
Reserves and Dividend Policy
5.1 Approve Discharge of CEO Mgmt For TNA N/A
5.2 Approve Discharge of Non Executive Mgmt For TNA N/A
Directors
6.1 Elect Buford Alexander to Board of Mgmt For TNA N/A
Directors
6.2 Reelect Kent Atkinson to Board of Mgmt For TNA N/A
Directors
6.3 Reelect David Bonderman to Board of Mgmt For TNA N/A
Directors
6.4 Reelect Johannes Fritz to Board of Mgmt For TNA N/A
Directors
6.5 Reelect John Ormerod to Board of Mgmt For TNA N/A
Directors
7.0 Authorize Repurchase Shares Mgmt For TNA N/A
8.0 Ratify PricewaterhouseCoopers as Mgmt For TNA N/A
Auditors
9.0 Allow Questions Mgmt N/A TNA N/A
10.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
GETINGE AB
Ticker Security ID: Meeting Date Meeting Status
CUSIP W3443C107 04/21/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening of the Meeting Mgmt For For For
2. Elect Mr. Carl Bennet as Chairman of Mgmt For For For
the meeting
3. Approve the voting list Mgmt For For For
4. Approve the agenda Mgmt For For For
5. Elect 2 persons to approve the minutes Mgmt For For For
6. Approve the determination of Mgmt For For For
compliance with the rules of
convocation
7.1 Approve the annual report and the Mgmt For For For
Auditor's report
7.2 Approve the consolidated accounts and Mgmt For For For
the group Auditor's report
7.3 Approve the statement by the auditor Mgmt For Against Against
on the compliance of the guidelines
for remuneration to senior executives
applicable since the last AGM
7.4 Approe the appropriation of the Mgmt For For For
Company's profit and the Board's
motivated statement thereon and in
connection hereto, an account for the
work of Board of Director's including
the work and functions of the
Remuneration Committee and the Audit
Committee
8. Approve the Managing Director's report Mgmt For For For
9. Approve the resolution regarding the Mgmt For For For
adoption of the Statement of Income
and the Balance Sheet as well as the
Consolidated Profit and Loss Account
and the Consolidated Balance Sheet
10. Approve the resolution regarding the Mgmt For For For
dispositions in respect of the
Company's profit according to the
adopted Balance Sheet and determine
the record date for dividend; the
Board of Directors and the Managing
Director have proposed that a
dividend of SEK 2
11. Grant discharge from liability of the Mgmt For For For
Board of Director's and the Managing
Director
12. Approve the number of Board Member's Mgmt For For For
shall remain unchanged at 7 without
deputy Member's
13. Approve the Board of Director's fee Mgmt For For For
[including fees for work in
Committees] ; Board fees, excluding
remuneration for committee work, will
be paid in a total of SEK 2,975,000,
of which SEK 850,000 to the Chairman
and SEK 425,000 each to the other
Board me
14. Re- elect the Messrs Johan Bygge, Mgmt For For For
Rolf Ekedahl, Carola Lemne, Johan
Malmquist, Margareta Norell
Bergendahl and Johan Stern as Board
member's and Carl Bennet as Chairman
of the Board
15. Approve the resolution regarding the Mgmt For Against Against
remuneration to senior executive's;
the Board proposes that the AGM
resolves upon guidelines for
remuneration to senior executives;
the proposal principally implies the
following Remuneration and other
terms and condi
16. Closing of the Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Givaudan SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H3238Q102 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports; Approve
Remuneration Report
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Income and Cash Mgmt For For For
Dividends of CHF 10 per Share
4 Approve Issuance of Warrants with Mgmt For For For
Preemptive Rights; Approve Creation
of EUR 3.5 Million Pool of Capital to
Guarantee Warrants; Approve EUR 3
Million Increase to Existing Pool of
Capital to Guarantee Warrant and
Conversion Rights
5.1 Elect Thomas Rufer as Director Mgmt For For For
5.2 Reelect Andre Hoffmann as Director Mgmt For For For
5.3 Reelect Juerg Witmer as Director Mgmt For For For
6 Ratify Deloitte AG as Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GlaxoSmithKline
Ticker Security ID: Meeting Date Meeting Status
CUSIP G3910J112 05/20/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Elect James Murdoch as Director Mgmt For For For
4.0 Re-elect Larry Culp as Director Mgmt For For For
5.0 Re-elect Sir Crispin Davis as Director Mgmt For For For
6.0 Re-elect Dr Moncef Slaoui as Director Mgmt For For For
7.0 Re-elect Tom de Swaan as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to
GBP 50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 432,359,137 and
an Additional Amount Pursuant to a
Rights Issue of up to GBP 864,692,333
After Deducting Any Securities Issued
Under the General Authority
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 64,854,519
13.0 Authorise 518,836,153 Ordinary Shares Mgmt For For For
for Market Purchase
14.0 Approve the Exemption from Statement Mgmt For For For
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditor's Reports
15.0 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual May Be
Called on Not Less Than 14 Clear
Days' Notice
16.0 Approve GlaxoSmithKline 2009 Mgmt For For For
Performance Share Plan
17.0 Approve GlaxoSmithKline 2009 Share Mgmt For For For
Option Plan
18.0 Approve GlaxoSmithKline 2009 Deferred Mgmt For For For
Annual Bonus Plan
- ------------------------------------------------------------------------------------------------------------------
GMO INTERNET INC.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J1727L103 03/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For Against Against
Revisions Related to the Updated Laws
and Regulaions, Increase Authorized
Capital to 400M shs., Establish
Articles Related to Class 1 Shares
and Class Shareholders Meetings
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
3.8 Appoint a Director Mgmt For For For
3.9 Appoint a Director Mgmt For For For
3.10 Appoint a Director Mgmt For For For
3.11 Appoint a Director Mgmt For For For
3.12 Appoint a Director Mgmt For For For
3.13 Appoint a Director Mgmt For For For
4 Authorize Use of Stock Options, Allow Mgmt For Against Against
Board to Authorize Use of Stock
Options, Authorize Use of
Compensation-based Stock Option Plan
for Directors and Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Godo Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J17388117 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Golden Agri-Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP ADPV11073 04/28/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.0 Approve Directors' Fees of SGD Mgmt For For For
228,000 for the Year Ended Dec. 31,
2008 (2007: SGD 200,373)
3.0 Reelect Muktar Widjaja as Director Mgmt For For For
4.0 Reelect Rafael Buhay Concepcion, Jr. Mgmt For For For
as Director
5.0 Reelect Kaneyalall Hawabhay as Mgmt For For For
Director
6.0 Reelect William Chung Nien Chin as Mgmt For For For
Director
7.0 Reappoint Moore Stephens LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
8.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9.0 Approve Issuance of Shares up to 100 Mgmt For For For
Percent of the Total Number of Issued
Shares Via a Pro-Rata Renounceable
Rights Issue
10.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights at a Discount of Up
to 20 Percent of the Weighted Average
Price Per Share
11.0 Authorize Share Repurchase Program Mgmt For For For
12.0 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP G3958R109 05/20/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Adopt the audited consolidated Mgmt For For For
financial statements of the Company
and its subsidiaries and the reports
of the Directors and the Auditors for
the YE 31 DEC 2008
2. Declare a final dividend of RMB 0.308 Mgmt For For For
per share for the YE 31 DEC 2008
3.1 Re-elect Ms. Zheng Shu Yun as an Mgmt For For For
Executive Director
3.2 Re-elect Mr. Wang Yao as an Mgmt For For For
Independent Non-Executive Director
3.3 Re-elect Mr. Lau Shek Yau, John as an Mgmt For For For
Independent Non-Executive Director
3.4 Authorize the remuneration committee Mgmt For For For
of the Company to fix the
remuneration of the Directors
4. Re-appoint Messrs. Deloitte Touche Mgmt For For For
Tohmatsu as the Auditors of the
Company and to authorize the Board of
Directors to fix their remuneration
5.1 Authorize the Directors of the Mgmt For Against Against
Company, subject to this Resolution,
during the relevant period of all the
powers of the Company to allot, issue
and deal with additional shares in
the capital of the Company and to
make or grant offers, agreements and
optio
5.2 Authorize the Directors of the Mgmt For For For
Company during the relevant period of
all powers of the Company to purchase
its own shares, subject to and in
accordance with all applicable laws,
the aggregate nominal amount of
shares of the Company purchased by
the Compan
5.3 Approve that conditional upon Mgmt For Against Against
Resolution 5B above being passed, the
aggregate nominal amount of the
number of shares in the capital of
the Company which are repurchased by
the Company under the authority
granted to the Directors as specified
in Resolution
- ------------------------------------------------------------------------------------------------------------------
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP E5706X124 05/15/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Individual Financial Mgmt For For For
Statements and Statutory Reports for
Fiscal Year Ended Dec 31, 2008;
Allocation of Income
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports for
Fiscal Year Ended Dec 31, 2008
3.0 Approve Discharge of Directors Mgmt For For For
4.0 Reelect External Auditors for the Mgmt For For For
Individual Accounts
5.0 Reelect External Auditors for the Mgmt For For For
Consolidated Accounts
6.0 Ratify Director Ana Vega Lluch Mgmt For For For
7.0 Approve Remuneration of Directors Mgmt For For For
8.0 Approve Dividends Mgmt For For For
9.0 Authorize Share Repurchase Mgmt For For For
10.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Groupe Aeroplan Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 399453109 05/21/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert E. Brown Mgmt For For For
1.2 Elect Director Roman Doroniuk Mgmt For For For
1.3 Elect Director Rupert Duchesne Mgmt For For For
1.4 Elect Director Joanne Ferstman Mgmt For For For
1.5 Elect Director Michael M. Fortier Mgmt For For For
1.6 Elect Director John M. Forzani Mgmt For For For
1.7 Elect Director David H. Laidley Mgmt For For For
1.8 Elect Director Douglas D. Port Mgmt For For For
1.9 Elect Director Alan P. Rossy Mgmt For For For
2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Groupe Bruxelles Lambert
Ticker Security ID: Meeting Date Meeting Status
CUSIP B4746J115 04/14/2009 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Directors' and Auditors' Mgmt N/A TNA N/A
Reports
2.0 Accept Consolidated Financial Mgmt For TNA N/A
Statements and Allocation of Income
3.0 Approve Discharge of Directors Mgmt For TNA N/A
4.0 Approve Discharge of Auditors Mgmt For TNA N/A
5.1 Reelect Thierry de Rudder as Director Mgmt For TNA N/A
5.2 Elect Georges Chodron de Courcel as Mgmt For TNA N/A
Director
5.3 Elect Ian Gallienne as Director Mgmt For TNA N/A
6.0 Authorize Repurchase of Up to 20 Mgmt For TNA N/A
Percent of Issued Share Capital
7.0 Amend Stock Option Plan Mgmt For TNA N/A
8.0 Transact Other Business Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Grupo Aeroportuario del Sureste, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 4.01E+206 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Approve CEO and Auditors' Report on Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-08
1.2 Approve Board's Report on Accounting Mgmt For Abstain Against
Criteria Policy and Disclosure Policy
in Accordance with Article 172-B of
Company Law
1.3 Approve Report Re: Activities and Mgmt For Abstain Against
Operations Undertaken by the Board in
Accordance with Article 28 IV (E) of
Company Law
1.4 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year Ended 12-31-08
1.5 Approve Audit Committee's Report Mgmt For For For
Regarding Company's Subsidiaries in
Accordance with Article 43 of Company
Law
1.6 Approve Report on Tax Obligations in Mgmt For For For
Accordance with Article 86 of Tax Law
2.1 Approve Increase in Legal Reserves Mgmt For For For
2.2 Set Aggregate Nominal Amount of Share Mgmt For Abstain Against
Repurchase Reserve for 2008; Approve
Policy Related to Acquisition of Own
Shares
2.3 Approve Dividends Mgmt For For For
3 Approve Discharge of Management and Mgmt For Abstain Against
CEO
3.1 Elect/Ratify Directors; Verify Mgmt For Abstain Against
Independecy of Board Members
3.2 Elect/Ratify Chairman of Audit Mgmt For Abstain Against
Committee
3.3 Elect/Ratify Members to the Different Mgmt For Abstain Against
Board Committees
3.4 Approve Remuneration of Directors and Mgmt For Abstain Against
Members of Board Committees
4 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P49501201 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2 Approve Allocation of Income Mgmt For Abstain Against
3 Elect/Ratify Directors (Bundled); Mgmt For For For
Verify Independence of Board Members;
Approve Their Remuneration
4 Elect Chairman and Members of Audit Mgmt For For For
and Corporate Practices Committee;
Approve Their Remuneration
5 Present Report on Company's 2008 Mgmt For For For
Share Repurchase Program; Set Maximum
Nominal Amount of Share Repurchase
Reserve for 2009
6 Approve Cancellation of Treasury Mgmt For For For
Shares
7 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
8 Approve Minutes of Meeting Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P49501201 04/30/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Modification of Article 2 of Mgmt For For For
the Company Bylaws Re: Removal of
Credito Pronegocio S.A. de C.V., as
an Integrating Entity in Connection
with its Merger with Banco Mercantil
del Norte, S.A.
2 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
3 Approve Minutes of Meeting Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Grupo Financiero Banorte S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P49501201 10/06/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Cash Dividends of MXN 0.47 Mgmt For For For
Per Share
2 Approve External Auditor Report Mgmt For For For
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
4 Approve Minutes of Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hang Lung Group Limited (Fm. Hang Lung Development Co.)
Ticker Security ID: Meeting Date Meeting Status
ISIN Y30148111 11/03/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Gerald Lokchung Chan as Mgmt For Abstain Against
Director
3.2 Reelect Ronnie Chichung Chan as Mgmt For For For
Director
3.3 Reelect Nelson Wai Leung Yuen as Mgmt For For For
Director
3.4 Authorize Board to Fix the Mgmt For For For
Remuneration of Directors
4 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5.1 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5.2 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Hang Seng Bank
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y30327103 05/06/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.1 Reelect Margaret K M Y Leung as Mgmt For For For
Director
2.2 Reelect Patrick K W Chan as Director Mgmt For For For
2.3 Reelect Peter T C Lee as Director Mgmt For For For
2.4 Reelect Richard Y S Tang as Director Mgmt For For For
2.5 Reelect Peter T S Wong as Director Mgmt For For For
3 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Hermes international
Ticker Security ID: Meeting Date Meeting Status
CUSIP F48051100 06/02/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Discharge of Management Board Mgmt For For For
4.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.03 per Share
5.0 Approve Auditors' Special Report Mgmt For Against Against
Regarding Related-Party Transactions
6.0 Approve Remuneration of Supervisory Mgmt For For For
Board Members in the Aggregate Amount
of EUR 282,000
7.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
8.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
9.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
10.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to 20 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
11.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Capital
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to 20 Percent of
Issued Capital
13.0 Approve Employee Stock Purchase Plan Mgmt For For For
14.0 Authorize up to 2 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
15.0 Authorize up to 2 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
16.0 Amend Article 18.2 of Bylaws Re: Mgmt For For For
Election and Length of Term of
Supervisory Board Members
17.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Hisamitsu Pharmaceutical Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J20076121 05/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 31.5
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.0 Approve Special Bonus for Family of Mgmt For For For
Deceased Director
- ------------------------------------------------------------------------------------------------------------------
HMV Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G45278101 09/05/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 5.6 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Roy Brown as Director Mgmt For For For
5 Re-elect Simon Fox as Director Mgmt For For For
6 Elect Philip Rowley as Director Mgmt For For For
7 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,152,196.17
10 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and/or Independent
Election Candidates up to GBP
0.05M,to Political Org. Other Than
Political Parties up to GBP 0.05M and
Incur EU Political Expenditure up to
GBP 0.05M
11 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 201,685.24
12 Authorise 40,337,049 Ordinary Shares Mgmt For For For
for Market Purchase
13 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hochtief AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D33134103 05/07/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.40 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify Deloitte & Touche GmbH as Mgmt For For For
Auditors for Fiscal 2009
6.0 Elect Tilman Todenhoefer to the Mgmt For For For
Supervisory Board
7.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares; Authorize Use of
Financial Derivatives When
Repurchasing Shares
8.0 Approve Affiliation Agreements with Mgmt For For For
HOCHTIEF Concessions GmbH
9.0 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
HOGY MEDICAL CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J21042106 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Honda Motor Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J22302111 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 8
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Hong Kong Exchanges And Clearing Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y3506N139 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Director's and Auditor's Reports
2 Approve Final Dividend of HK$1.80 Per Mgmt For For For
Share
3.1 Elect Ignatius T C Chan as Director Mgmt For For For
3.2 Elect John M M Williamson as Director Mgmt For For For
3.3 Elect Gilbert K T Chu as Director ShrHldr Against Against For
4 Reappoint PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Hongkong Electric Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y33549117 05/14/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend Mgmt For For For
3.1 Reelect Neil Douglas McGee as Director Mgmt For For For
3.2 Reelect Ralph Raymond Shea as Director Mgmt For For For
3.3 Reelect Wan Chi-tin as Director Mgmt For Against Against
3.4 Reelect Wong Chung-hin as Director Mgmt For For For
4.0 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5.0 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
6.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
7.0 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Hosiden Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP J22470108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
4.1 Appoint Alternate Statutory Auditor Mgmt For For For
4.2 Appoint Alternate Statutory Auditor Mgmt For For For
5.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
6.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Hutchison Whampoa Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y38024108 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Li Ka-shing as Director Mgmt For For For
3.2 Reelect Chow Woo Mo Fong, Susan as Mgmt For For For
Director
3.3 Reelect Lai Kai Ming, Dominic as Mgmt For Against Against
Director
3.4 Reelect William Shurniak as Director Mgmt For For For
4 Appoint Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
5 Approve Remuneration of Directors Mgmt For For For
6.1 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
6.2 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
6.3 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
7 Approve Amendments to the 2004 Mgmt For Against Against
Partner Share Option Plan
- ------------------------------------------------------------------------------------------------------------------
Hutchison Whampoa Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y38024108 05/21/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve HTHKH Share Option Scheme Mgmt For Against Against
2 Approve CKH Master Agreement Between Mgmt For For For
the Company and Cheung Kong (Hldgs.)
Ltd. in Relation to the Acquisition
of CKH Connected Debt Securities
3 Approve HSE Master Agreement Between Mgmt For For For
the Company and Husky Energy Inc. in
Relation to the Acquisition of HSE
Connected Debt Securities
- ------------------------------------------------------------------------------------------------------------------
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 450913108 05/14/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William D. Pugliese, Derek Mgmt For Withhold Against
Bullock, Donald K. Charter, Joseph F.
Conway, W. Robert Dengler, Mahendra
Naik, John T. Shaw, John E. Caldwell,
Peter C. Jones, and Guy G. Dufresne
as Directors
2 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP E6165F166 03/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year 2008
2 Approve Allocation of Income and Mgmt For For For
Dividends
3 Receive Management's Report on Mgmt For For For
Company and Consolidated Group
4 Approve Discharge of Directors Mgmt For For For
5 Re-Appoint Auditors for Company and Mgmt For For For
Consolidated Group for Fiscal Year
2009
6 Ratify Appointment of Mrs. Samantha Mgmt For For For
Barber as Independent Director
7 Authorize Repurchase of Shares in the Mgmt For For For
Amount of up to 5 Percent of Share
Capital; Void Authorization Granted
at the AGM held on April 17, 2008
8 Authorize the Board to Issue Mgmt For For For
Bonds/Debentures/Other Debt
Securities up to Aggregate Nominal
Amount of EUR 20 Billion and
Promissory Notes up to an Amount of
EUR 6 Billion; Void Authorization
Granted at the AGM held on April 17,
2008
9 Authorize Issuance of Mgmt For For For
Bonds/Debentures/Warrants With
Pre-Emptive Rights up to Aggregate
Nominal Amount of EUR 5 billion
10 Approve the Listing and Delisting of Mgmt For For For
Shares, Debt Securities, Bonds,
Promissory Notes, and Preferred
Stock, in Spain and Foreign Secondary
Markets; Void Authorization Granted
at the AGM held on April 17, 2008
11 Authorize Board to Approve the Mgmt For For For
Creation of Foundation; Void
Authorization Granted at the AGM held
on April 17, 2008
12.1 Amend Articles 23, 28, 34, 36, 37, Mgmt For For For
38, 45, 46, 47, and 49 of Company
Bylaws
12.2 Amend Articles 57 and 58 of Company Mgmt For For For
Bylaws
13 Amend and Approve New Text of General Mgmt For For For
Meeting Guidelines
14 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
ICAP plc
Ticker Security ID: Meeting Date Meeting Status
CINS G46981117 07/16/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 11.95 Pence Mgmt For For For
Per Ordinary Share
3 Re-elect Charles Gregson as Director Mgmt For For For
4 Re-elect William Nabarro as Director Mgmt For For For
5 Elect John Nixon as Director Mgmt For For For
6 Elect David Puth as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Approve Remuneration Report Mgmt For For For
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 21,611,663
11 Subject to the Passing of Resolution Mgmt For For For
10, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,241,749
12 Authorise 64,834,991 Ordinary Shares Mgmt For For For
for Market Purchase
13 Adopt New Articles of Association Mgmt For Against Against
14 Amend Articles of Association Re: Mgmt For For For
Directors' Conflicts of Interest
15 Approve ICAP plc 2008 Sharesave Scheme Mgmt For For For
16 Approve ICAP plc 2008 Senior Mgmt For Against Against
Executive Equity Participation Plan
17 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP
100,000
- ------------------------------------------------------------------------------------------------------------------
IG Group Holdings plc
Ticker Security ID: Meeting Date Meeting Status
CINS G4753Q106 10/07/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Re-elect Jonathan Davie as Director Mgmt For For For
3 Re-elect Nat le Roux as Director Mgmt For Against Against
4 Approve Final Dividend of 9 Pence Per Mgmt For For For
Ordinary Share
5 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
6 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
7 Approve Remuneration Report Mgmt For Against Against
8 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,492
9 Authorise 32,954,617 Ordinary Shares Mgmt For For For
for Market Purchase
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 823
11 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Imtech N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N44457120 04/07/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening N/A None N/A N/A
2.1 Approve the report of the Board of N/A For For For
Management and report of the
Supervisory Board regarding the FY
2008
2.2 Approve the 2008 financial statements Mgmt For For For
2.3 Approve the proposed profit Mgmt For For For
appropriation and dividend payment as
stated in the 2008 annual report as
specified approved by the Supervisory
Board
2.4 Approve to put the dividend at the Mgmt For For For
shareholder's disposal as an optional
dividend
2.5 Grant discharge to the Members of the Mgmt For For For
Board of Management for their
Management of the Company in 2008
2.6 Grant discharge to the Members of the Mgmt For For For
Supervisory Board for their
supervision during 2008 of the Board
of Management's, Management and of
the general affairs of the Company
and its business
3.1 Authorize the Board of Management to Mgmt For Against Against
extend until 7 OCT 2010 to decide to
issue by which it is understood the
granting of the right to subscribe
for ordinary and/or financing
preference shares, on the
understanding that this authorization
is limited to 10
3.2 Authorize the Board of Management to Mgmt For Against Against
extend until 07 OCT 2010 to decide to
issue by which it is understood the
granting of the right to subscribe
for ordinary and/or financing
preference shares in connection with
or in the case of a merger with, or
the ac
3.3 Authorize the Board of Management to Mgmt For Against Against
extend until 07 OCT 2010 the up to
the amounts referred to above to
restrict or exclude the pre-emptive
rights on the issue or granting of
rights to subscribe for ordinary
shares, in accordance with Article
96a, Clause
4. Authorize the Board of Management, Mgmt For For For
for a period of 18 months, therefore
until 07 OCT 2010, to acquire for the
Company as many of its own shares as
is permitted by the Law and the
Articles of Association, whether
through the Stock Exchange or by
other mean
5. Re-appoint Mr. Van der Meer for a Mgmt For For For
term of 4 years, during the preceding
AGM of shareholders it was announced
that, in accordance with the roester,
Mr. R.M.J. van der Meer would resign
during the 2009 AGM and reference was
made to the general meetings righ
6. Approve the current employment Mgmt For For For
agreement with the Chairman of the
Board of Management specifies his
retirement at the age of 62 the
Supervisory Board is pleased that Mr.
Vander Bruggen is willing to extend
his contract by 3 years the following
supplementa
7. Approve that, as of 01 JAN 2009 the Mgmt For For For
amount of the variable salary of the
CFO for the at target achievement of
the specified targets be increased to
100% of the basic salary [was 80%],
whereby these targets are related for
40% [was 40%] to the short-term 1
8. Any other business N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Incitec Pivot Ltd
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 09/05/2008 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Giving of Financial Mgmt For For For
Assistance to Incitec Pivot US
Holdings Pty Ltd (Bidco) by Acquired
Subsidiaries
2 Approve Conversion of the Company's Mgmt For For For
Fully Paid Ordinary Shares Into a
Larger Number on the Basis that Every
One Fully Paid Ordinary Share be
Divided Into 20 Fully Paid Ordinary
Shares
- ------------------------------------------------------------------------------------------------------------------
Indra Sistemas
Ticker Security ID: Meeting Date Meeting Status
CUSIP E6271Z155 06/24/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Individual and Consolidated Mgmt For For For
Financial Statements for the Period
Ended Dec. 31, 2008; Approve
Allocation of Income
2.0 Approve Discharge of Directors Mgmt For For For
3.0 Approve Merger by Absorption of Euro Mgmt For For For
Quality, S.L.; Approve the Merger
Balance Sheet; Approve Fiscal
Consolidation of the Tax Regime
4.1 Elect Salvador Gabarro Serra as Mgmt For For For
Director
4.2 Elect Rafael Villaseca as Director Mgmt For For For
4.3 Dismiss Director Pedro Ramon y Cajal Mgmt For For For
4.4 Elect Daniel Garcia Pita as Director Mgmt For For For
5.0 Authorize Repurchase of Shares Mgmt For For For
6.0 Approve Auditors for Fiscal Year 2009 Mgmt For For For
7.0 Approve Minutes of Meeting Mgmt For For For
8.0 Receive Remuneration Report Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Infosys Technologies Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP 456788108 06/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive, Consider And Adopt The Mgmt For For For
Balance Sheet As Atmarch 31, 2009 And
The Profit And Loss Account For The
Yearended On That Date And The Report
Of The Directors And Auditors
2 Declare A Final Dividend For The Mgmt For For For
Financial Year Endedmarch 31, 2009.
3 Appoint A Director In Place Of Deepak Mgmt For For For
M. Satwalekar, Who retires By
Rotation And, Being Eligible, Seeks
Re-appointment.
4 Appoint A Director In Place Of Dr. Mgmt For For For
Omkar Goswami, Who Retires by
Rotation And, Being Eligible, Seeks
Re-appointment.
5 Appoint A Director In Place Of Rama Mgmt For For For
Bijapurkar, Who Retires by Rotation
And, Being Eligible, Seeks
Re-appointment.
6 Appoint A Director In Place Of David Mgmt For For For
L. Boyles, Who Retires by Rotation
And, Being Eligible, Seeks
Re-appointment.
7 Appoint A Director In Place Of Prof. Mgmt For For For
Jeffrey S. Lehman, Who retires By
Rotation And, Being Eligible, Seeks
Re-appointment.
8 Appoint Auditors To Hold Office From Mgmt For For For
The Conclusion Of The Annual Held On
June 20, 2009, Until Theconclusion Of
The Next Annual, And To Fix Their
Remuneration.
9 Appoint K.v. Kamath As Director, Mgmt For For For
Liable To Retire By rotation.
- ------------------------------------------------------------------------------------------------------------------
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N4578E413 04/27/2009 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting and Receive Announcements N/A N/A N/A N/A
2.1 Receive Report of Management Board N/A N/A N/A N/A
(Non-Voting)
2.2 Receive Report of Supervisory Board N/A N/A N/A N/A
(Non-Voting)
2.3 Approve Financial Statements and Mgmt For For For
Statutory Reports
3.1 Receive Explanation on Company's N/A N/A N/A N/A
Reserves and Dividend Policy
3.2 Approve Dividends of EUR 0.74 Per Mgmt For For For
Share
4 Discuss Remuneration Report N/A N/A N/A N/A
5 Discussion on Company's Corporate N/A N/A N/A N/A
Governance Structure
6 Receive Explanation on Company's N/A N/A N/A N/A
Corporate Responsibility Performance
7.1 Approve Discharge of Management Board Mgmt For For For
7.2 Approve Discharge of Supervisory Board Mgmt For For For
8.1 Elect Jan Hommen to Executive Board Mgmt For For For
8.2 Elect Patrick Flynn Mgmt For For For
9.1 Reelect Godfried van der Lugt to Mgmt For For For
Supervisory Board
9.2 Elect Tineke Bahlmann to Supervisory Mgmt For For For
Board
9.3 Elect Jeroen van der Veer to Mgmt For For For
Supervisory Board
9.4 Elect Lodewijk de Waal to Supervisory Mgmt For For For
Board
10 Grant Board Authority to Issue Shares Mgmt For For For
and Restricting/Excluding Preemptive
Rights
11 Authorize Repurchase of Shares Mgmt For For For
12 Any Other Businesss and Close Meeting N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Inmarsat plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G4807U103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 18.20 Cents Mgmt For For For
(USD) Per Ordinary Share
4.0 Reappoint Deloitte LLP as Auditors of Mgmt For For For
the Company
5.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
6.0 Re-elect James Ellis Jr as Director Mgmt For For For
7.0 Re-elect Kathleen Flaherty as Director Mgmt For For For
8.0 Re-elect Rick Medlock as Director Mgmt For For For
9.0 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and/or Independent
Election Candidates up to GBP 0.1M,to
Political Org. Other Than Political
Parties up to GBP 0.1M and to Incur
EU Political Expenditure up to GBP
0.1M
10.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
11.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to EUR 76,000 and an
Additional Amount Pursuant to a
Rights Issue of up to EUR 153,000
After Deducting Any Securities Issued
Under the General Authority
12.0 Subject to the Passing of Resolution Mgmt For For For
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 11,400
13.0 Authorise 43,650,000 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
INTERCELL AG, WIEN
Ticker Security ID: Meeting Date Meeting Status
CUSIP D3707Q108 06/19/2009 Voted
Meeting Type Country of Trade
Ordinary General Germany
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the annual accounts of the Mgmt For For For
Company, the annual report of the
Management Board for the business
year 2008, as well as the
consolidated annual accounts and
annual report of the group on the
business year 2008 and the report of
the Supervisory Board
2. Grant discharge to the Members of the Mgmt For For For
Management Board for the business
year 2008
3.1 Grant discharge to the Members of the Mgmt For For For
Supervisory Board for the business
year 2008
3.2 Approve the remuneration for the Mgmt For For For
Members of the Supervisory Board for
the business year 2008
4.1 Approve to grant of stock options as Mgmt For Against Against
remuneration to the Members of the
Company's Supervisory Board;
authorize the Management Board, to
negotiate and execute the contracts
necessary for this purpose;
submission of the report by the
Management Board pursua
4.2 Approve to grant of up to 2,000,000 Mgmt For Against Against
options which qualify as incentive
stock options under the United States
Internal Revenue Code of 1986, as
amended, to employees of Intercell
USA, Inc. under the existing Employee
Stock Option Plan 2008 and the
Employee
5. Elect the Auditor and the Group Mgmt For For For
Auditor for the business year 2009
- ------------------------------------------------------------------------------------------------------------------
Intertek Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G4911B108 05/15/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 13.7 Pence Mgmt For For For
Per Ordinary Share
3.0 Approve Remuneration Report Mgmt For For For
4.0 Re-elect Wolfhart Hauser as Director Mgmt For For For
5.0 Re-elect Debra Rade as Director Mgmt For For For
6.0 Re-elect Christopher Knight as Mgmt For For For
Director
7.0 Reappoint KPMG Audit Plc as Auditors Mgmt For For For
of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 526,072
10.0 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 20,000,
to Political Org. Other Than
Political Parties up to GBP 20,000
and Incur EU Political Expenditure up
to GBP 50,000
11.0 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 78,911
12.0 Authorise 15,782,149 Ordinary Shares Mgmt For For For
for Market Purchase
13.0 Authorise the Company to Continue to Mgmt For For For
Call General Meetings (Other Than
Annuals) on 14 Days' Notice
14.0 Remove Provisions of Company's Mgmt For For For
Memorandum of Association which, by
Virtue of Section 28 of 2006 Act, are
to be Treated as Part of Articles of
Association; Remove Any Limit
Previously Imposed by Authorised
Share Capital; Adopt New Articles of
Association
- ------------------------------------------------------------------------------------------------------------------
KAKAKU.COM,INC.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J29258100 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
3.8 Appoint a Director Mgmt For For For
3.9 Appoint a Director Mgmt For For For
3.10 Appoint a Director Mgmt For For For
4.1 Appoint a Corporate Auditor Mgmt For For For
4.2 Appoint a Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP J30642169 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 28
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3.0 Appoint Statutory Auditor Mgmt For For For
4.0 Appoint Alternate Statutory Auditor Mgmt For For For
5.0 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
KDDI Corporation (frm. DDI Corp.)
Ticker Security ID: Meeting Date Meeting Status
CUSIP J31843105 06/18/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5500
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Statutory
Auditors
6.0 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
KEPPEL CORPORATION LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y4722Z120 04/24/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' Reports
2 Declare Final Dividend of SGD 0.21 Mgmt For For For
Per Share
3 Reelect Yeo Wee Kiong as Director Mgmt For For For
4 Reelect Choo Chiau Beng as Director Mgmt For For For
5 Reelect Sven Bang Ullring as Director Mgmt For For For
6 Approve Non-Executive Directors' Fees Mgmt For For For
of SGD 570,000 in Cash (2007: SGD
600,625) and Award of an Aggregate
Number of 14,000 Existing Ordinary
Shares in the Capital of the Company
as Payment in Part of Their
Remuneration for the Year Ended Dec.
31, 2008
7 Reappoint Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
8 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program Mgmt For For For
10 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G5256E441 06/03/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 3.4 Pence Mgmt For For For
Per Ordinary Share
4 Elect Kevin O'Byrne as Director Mgmt For For For
5 Re-elect Phil Bentley as Director Mgmt For For For
6 Re-elect John Nelson as Director Mgmt For For For
7 Re-elect Michael Hepher as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 475,000,000 to GBP
624,285,660
11 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 123,662,752 and
an Additional Amount Pursuant to a
Rights Issue of up to GBP 247,325,505
After Deducting Any Securities Issued
Under the General Authority
12 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties and/or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP 75,000
13 Subject to the Passing of Resolution Mgmt For For For
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 18,549,412
14 Authorise 236,083,523 Ordinary Shares Mgmt For For For
for Market Purchase**p*
15 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
16 Amend Memorandum of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
KOMAX HOLDING AG, DIERIKON
Ticker Security ID: Meeting Date Meeting Status
CUSIP H4614U113 05/13/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. TO VOTE IN THE UPCOMING MEETING, YOUR N/A Abstain For Against
NAME MUST BE NOTIFIED TO THE COMPANY
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US NOW
IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE T
- ------------------------------------------------------------------------------------------------------------------
Koninklijke (Royal) Ten Cate NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP N5066Q164 04/09/2009 Voted
Meeting Type Country of Trade
Ordinary General Netherlands
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening of the meeting N/A None N/A N/A
2. Announcements N/A None N/A N/A
3. Discussion of the 2008 annual report N/A None N/A N/A
4.1 Adopt the 2008 financial statements Mgmt For For For
4.2 Adopt the appropriation of profit Mgmt For For For
5.1 Grant discharge to the Members of the Mgmt For For For
Executive Board
5.2 Grant discharge to the Members of the Mgmt For For For
Supervisory Board
6. Grant authority to purchase own shares Mgmt For For For
7.1 Grant authority to issue shares Mgmt For Against Against
7.2 Grant authority to limit the Mgmt For Against Against
pre-emptive right
8. Any other business N/A None N/A N/A
9. Close of the meeting N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N V
Ticker Security ID: Meeting Date Meeting Status
CUSIP N5075T100 04/23/2009 Voted
Meeting Type Country of Trade
Ordinary General Netherlands
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening N/A None N/A N/A
2. Approve the report of the Executive Mgmt For For For
Board on the 2008 FY
3. Adopt the financial statements for Mgmt For For For
the 2008 FY
4. Reserves and dividend policy N/A None N/A N/A
5. Approve the proposed distribution of Mgmt For For For
dividend for the 2008 FY
6. Amend the Articles of Association Mgmt For For For
7. Approve to agree to send shareholders Mgmt For For For
information electronically
8. Grant discharge the Members of the Mgmt For For For
Executive Board for the pursued
policy for the 2008 FY
9. Grant discharge the Members of the Mgmt For For For
Supervisory Board for the exercised
supervision for the 2008 FY
10. Amend the remuneration policy for the Mgmt For For For
Executive Board
11. Re-appoint the Members of the Mgmt For For For
Executive Board
12. Approve the remuneration of the Mgmt For For For
Members of the Supervisory Board
2009-2010
13. Appoint the Member of the Supervisory Mgmt For For For
Board
14. Approve the purchasing authorization Mgmt For For For
15. Re-appoint the External Auditor for Mgmt For For For
the 2009 FY
16. Any other business N/A None N/A N/A
17. Close N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Koninklijke Vopak N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N5075T100 04/23/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Receive Report of Management Board Mgmt N/A TNA N/A
(Non-Voting)
3.0 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4.0 Receive Explanation on Company's Mgmt N/A TNA N/A
Reserves and Dividend Policy
5.0 Approve Dividends of EUR 1.10 Per Mgmt For TNA N/A
Share
6.0 Amend Articles to Reflect Changes in Mgmt For TNA N/A
Capital
7.0 Allow Electronic Distribution of Mgmt For TNA N/A
Company Communications
8.0 Approve Discharge of Management Board Mgmt For TNA N/A
9.0 Approve Discharge of Supervisory Board Mgmt For TNA N/A
10.0 Approve Remuneration Report Mgmt For TNA N/A
Containing Remuneration Policy for
Management Board Members
11.0 Reelect F.D. de Koning to Executive Mgmt For TNA N/A
Board
12.0 Approve Remuneration of Supervisory Mgmt For TNA N/A
Board
13.0 Elect R.G.M. Zwitserloot to Mgmt For TNA N/A
Supervisory Board
14.0 Authorize Repurchase of Up to Ten Mgmt For TNA N/A
Percent of Issued Share Capital
15.0 Ratify PricewaterhouseCoopers Mgmt For TNA N/A
Accountants as Auditors
16.0 Allow Questions Mgmt N/A TNA N/A
17.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP J36662138 06/19/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Decrease Maximum Board Size
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For Against Against
4.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
5.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Directors
6.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Statutory
Auditors
- ------------------------------------------------------------------------------------------------------------------
Laboratorios Almirall SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP E7131W101 05/22/2009 Voted
Meeting Type Country of Trade
Ordinary General Spain
Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the Lab Almirall accounts for Mgmt For For For
2008
2. Approve the Lab Almirall group Mgmt For For For
consolidated annual account for 2008
3. Approve the Social Management for 2008 Mgmt For For For
4. Approve the application of the Mgmt For For For
results of 2008
5. Re-appoint the Auditors for Lab Mgmt For For For
Almirall
6. Re-appoint the Auditors for the group Mgmt For For For
led by Lab Almirall
7. Approve to change name to Almirall Mgmt For For For
S.A., with the subsequent
modification of Article 1 of the
Bylaws
8. Authorize the Board to execute the Mgmt For For For
Agreements
- ------------------------------------------------------------------------------------------------------------------
Lawson, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J3871L103 05/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 80
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Leighton Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEI CINS Q55190104 11/06/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended June 30, 2008
2 Approve Remuneration Report for the Mgmt For Against Against
Financial Year Ended June 30, 2008
3.1 Elect D S Adamsas as Director Mgmt For For For
3.2 Elect B Lohr as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lihir Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y5285N149 05/06/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Year Ended
Dec. 31, 2008
2.0 Elect Alister Maitland as Director Mgmt For For For
3.0 Elect Geoff Loudon as Director Mgmt For For For
4.0 Approve PricewaterhouseCoppers as Mgmt For For For
Auditor
5.0 Approve Grant of 1.87 Million Share Mgmt For For For
Rights to Arthur Hood, Managing
Director and Chief Executive Officer
under the Lihir Executive Share Plan
6.0 Ratify Past Issue of 171.67 Million Mgmt For For For
Ordinary Shares with a Price of
A$3.00 Each to Professional and
Sophisticated Investors Issued on
March 12, 2009
7.0 Increase Maximum Aggregate Mgmt For For For
Non-Executive Remuneration from $1
Million to $1.32 Million Effective
Jan.1, 2009
- ------------------------------------------------------------------------------------------------------------------
Logitech International SA
Ticker Security ID: Meeting Date Meeting Status
CINS H50430232 09/10/2008 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports for Fiscal 2008
2 Approve Allocation of Income and Mgmt For TNA N/A
Omission of Dividends
3 Decrease Existing Pool of Conditional Mgmt For TNA N/A
Capital
4 Amend 1996 and 2006 Employee Share Mgmt For TNA N/A
Purchase Plans
5 Approve Issuance of Convertible Bonds Mgmt For TNA N/A
without Preemptive Rights; Approve
Creation of CHF 6.3 Million Pool of
Capital to Cover Conversion Rights
6 Approve Executive Incentive Bonus Plan Mgmt For TNA N/A
7 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
8.1 Elect Gerald Quindlen as Director Mgmt For TNA N/A
8.2 Elect Richard Laube as Director Mgmt For TNA N/A
8.3 Elect Matthew Bosquette as Director Mgmt For TNA N/A
9 Ratify PricewaterhouseCoopers SA as Mgmt For TNA N/A
Auditors
- ------------------------------------------------------------------------------------------------------------------
Lojas Renner
Ticker Security ID: Meeting Date Meeting Status
CUSIP P6332C102 03/30/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Amend Articles 2 and 5 of Company Mgmt For For For
Bylaws
1.2 Amend Articles 13, 16, 20, 22, 24, Mgmt For For For
26, 27, and 30 of Company Bylaws
2 Amend Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lojas Renner
Ticker Security ID: Meeting Date Meeting Status
CUSIP P6332C102 04/15/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2 Approve Allocation of Income and Mgmt For For For
Dividends
3 Elect Directors and Approve their Mgmt For For For
Remuneration
4 Elect Fiscal Council Members and Mgmt For For For
Approve their Remuneration
- ------------------------------------------------------------------------------------------------------------------
LONKING HOLDINGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP G5636C107 05/29/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the audited Mgmt For For For
consolidated financial statements and
the reports of the Directors and the
Auditors for the YE 31 DEC 2008
2. Approve the payment of a final Mgmt For For For
dividend of HKD 0.05 per share for
the YE 31 DEC 2008
3.1 Re-elect Mr. Li San Yim as an Mgmt For For For
Executive Director of the Company
3.2 Re-elect Mr. Qiu Debo as an Executive Mgmt For For For
Director of the Company
3.3 Re-elect Mr. Luo Jianru as an Mgmt For For For
Executive Director of the Company
3.4 Re-elect Dr. Mou Yan Qun as an Mgmt For For For
Executive Director of the Company
3.5 Re-elect Mr. Chen Chao as an Mgmt For For For
Executive Director of the Company
3.6 Re-elect Mr. Lin Zhong Ming as an Mgmt For For For
Executive Director of the Company
3.7 Re-elect Ms. Ngai Ngan Ying as a Mgmt For For For
Non-Executive Director of the Company
3.8 Re-elect Ms. Fang Deqin as a Mgmt For For For
Non-Executive Director of the Company
3.9 Re-elect Dr. Qian Shizheng as an Mgmt For For For
Independent Non-Executive Director of
the Company
3.10 Re-elect Mr. Han Xuesong as an Mgmt For For For
Independent Non-executive Director of
the Company
3.11 Authorize the Board of Directors to Mgmt For For For
fix the remuneration of the Directors
4.1 Appoint Mr. Pan Longqing as an Mgmt For For For
Independent Non-Executive Director of
the Company
4.2 Authorize the Board of Directors to Mgmt For For For
fix the remuneration of the Director
5. Re-appoint Messrs. Deloitte Touche Mgmt For For For
Tohmatsu as the Auditors of the
Company and authorize the Board of
Directors of the Company to fix their
remuneration
6. Authorize the Directors of the Mgmt For Against Against
Company, subject to this resolution,
to allot, issue and deal with
additional shares in the capital of
the Company [the shares] or
securities convertible into shares
and to make or grant offers,
agreements, options, warrants
7. Authorize the Directors of the Mgmt For For For
Company, subject to this resolution,
to repurchase issued shares in the
capital of the Company on The Stock
Exchange of Hong Kong Limited [the
Stock Exchange] or on any other Stock
Exchange on which the securities of
the Com
8. Approve, subject to the passing of Mgmt For Against Against
Resolutions 6 and 7 as set out in the
notice convening the AGM of which
this resolution forms part, the
general mandate granted to the
Directors of the Company to exercise
the powers of the Company to allot,
issue and de
9. Approve, subject to and conditional Mgmt For For For
upon the Listing Committee of The
Stock Exchange of Hong Kong Limited
granting and agreeing to grant
listing of and permission to deal in
the Bonus Shares [as hereinafter
defined]: upon the recommendation of
the Directo
- ------------------------------------------------------------------------------------------------------------------
Lottomatica SpA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T6326Y108 04/28/2009 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements, Mgmt For TNA N/A
Statutory Reports, and Allocation of
Income
- ------------------------------------------------------------------------------------------------------------------
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
CUSIP 677862104 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Annual Report, Financial Mgmt For For For
Statements, and Allocation of Income,
Including Dividends of RUB 50 per
Share
2.1 Elect Vagit Alekperov as Director Mgmt For For For
2.2 Elect Igor Belikov as Director Mgmt For For For
2.3 Elect Viktor Blazheyev as Director Mgmt For Against Against
2.4 Elect Donald Evert Wallette as Mgmt For For For
Director
2.5 Elect Valery Grayfer as Director Mgmt For For For
2.6 Elect German Gref as Director Mgmt For For For
2.7 Elect Igor Ivanov as Director Mgmt For For For
2.8 Elect Ravil Maganov as Director Mgmt For For For
2.9 Elect Richard Matzke as Director Mgmt For For For
2.10 Elect Sergey Mikhaylov as Director Mgmt For For For
2.11 Elect Nikolay Tsvetkov as Director Mgmt For For For
2.12 Elect Aleksandr Shokhin as Director Mgmt For For For
3.1 Elect Lyubov Ivanova as Member of Mgmt For Against Against
Audit Commission
3.2 Elect Pavel Kondratyev as Member of Mgmt For Against Against
Audit Commission
3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For
Audit Commission
4.1 Approve Disbursement of Remuneration Mgmt For For For
to Directors and Members of Audit
Commission
4.2 Approve Remuneration of Directors and Mgmt For For For
Members of Audit Commission at Levels
Approved at June 26, 2008, AGM
5 Ratify ZAO KPMG as Auditor Mgmt For For For
6 Amend Regulations on General Meetings Mgmt For For For
7 Approve Related-Party Transaction Mgmt For For For
with OAO Kapital Strakhovanie Re:
Liability Insurance for Directors,
Officers, and Corporations
- ------------------------------------------------------------------------------------------------------------------
MACMAHON HOLDINGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Q56970132 11/07/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. To discuss the financial report, the N/A None N/A N/A
Directors' report and the Auditors'
repor-t for the YE 30 JUN 2008
2. Adopt, for the purposes of Section Mgmt For For For
250R(2) of the Corporations Act, the
remuneration report [which forms part
of the Directors' report for the YE
30 JUN 2008]
3. Re-elect Mr. Vyril Anthony Vella as a Mgmt For For For
Directors, who reties from the office
of the Director in accordance with
Clause 3.3(a) of the Company's
Constitution
4. Re-elect Mr. Barry Lionel Cusack as a Mgmt For For For
Directors, who reties from the office
of the Director by rotation in
accordance with Clause 3.6(c) of the
Company's Constitution
5. Approve, for the purposes of Clause Mgmt For For For
10.2 of the Company Constitution, ASX
Listing Rule 10.17 and for all other
purposes, to increase the maximum
aggregate annual sum that may be paid
by the Company as remuneration to all
of its Non-Executive Directors fro
- ------------------------------------------------------------------------------------------------------------------
Maeda Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J39315106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 7
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Man Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G5790V156 07/10/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 24.8 US Mgmt For For For
Cents Per Ordinary Share
4 Elect Philip Colebatch as Director Mgmt For For For
5 Elect Patrick O'Sullivan as Director Mgmt For For For
6 Re-elect Dugald Eadie as Director Mgmt For For For
7 Re-elect Glen Moreno as Director Mgmt For Against Against
8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 19,627,924
11 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,940,474.83
12 Authorise 171,744,343 Ordinary Shares Mgmt For For For
for Market Purchase
13 Adopt New Articles of Association Mgmt For For For
14 Approve Increase in Preference Share Mgmt For For For
Capital from USD 147,775,058.29209
and GBP 50,000 to USD
747,775,058.29209 and GBP 50,000;
Authorise Issue of Equity with
Pre-emptive Rights up to 600,000
Preference Shares; Adopt New Articles
of Association
15 Approve Increase in Remuneration of Mgmt For For For
Non-Executive Directors to GBP
1,500,000
- ------------------------------------------------------------------------------------------------------------------
Man Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G5790V156 07/10/2008 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Sanction and Consent to the Passing Mgmt For For For
and Implementation of Resolution 14
Set Out in the Notice Dated 29 May
2008 Convening an AGM of the Company
for 10 July 2008; Sanction and
Consent to Each and Every Abrogation
of Rights Attached to the Ordinary
Shares
- ------------------------------------------------------------------------------------------------------------------
MARS ENGINEERING CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP J39735105 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
- ------------------------------------------------------------------------------------------------------------------
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP S4799N114 11/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Year Ended June
30 2008
2 Reelect IN Mathews as Director Mgmt For For For
3 Reelect DNM Mokhobo as Director Mgmt For For For
4 Reelect GM Pattison as Director Mgmt For For For
5 Reelect MJ Rubin as Director Mgmt For For For
6 Reelect CS Seabrooke as Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Reappoint Deloitte & Touche as Mgmt For For For
Auditors
9 Place Authorized But Unissued Shares Mgmt For For For
under Control of Directors
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of
5 Percent of Issued Capital
11 Authorize for the Sale of 100,000 Mgmt For For For
Shares to the Black Non-Executive
Directors
- ------------------------------------------------------------------------------------------------------------------
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP S4799N114 11/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Repurchase of Up to 15 Mgmt For For For
Percent of Issued Share Capital
2 Authorize the Giving of Financial Mgmt For For For
Assistance for the Purchase of Shares
by the Black Non-Executive Directors
- ------------------------------------------------------------------------------------------------------------------
Massmart Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
ISIN S4799N114 11/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Year Ended June
30 2008
2 Reelect IN Mathews as Director Mgmt For For For
3 Reelect DNM Mokhobo as Director Mgmt For For For
4 Reelect GM Pattison as Director Mgmt For For For
5 Reelect MJ Rubin as Director Mgmt For For For
6 Reelect CS Seabrooke as Director Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Reappoint Deloitte & Touche as Mgmt For For For
Auditors
9 Place Authorized But Unissued Shares Mgmt For For For
under Control of Directors
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights up to a Maximum of
5 Percent of Issued Capital
11 Authorize for the Sale of 100,000 Mgmt For For For
Shares to the Black Non-Executive
Directors
12 Authorize Repurchase of Up to 15 Mgmt For For For
Percent of Issued Share Capital
13 Authorize the Giving of Financial Mgmt For For For
Assistance for the Purchase of Shares
by the Black Non-Executive Directors
- ------------------------------------------------------------------------------------------------------------------
MEGANE TOP CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J4157V104 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Approve Payment of Bonuses to Mgmt For Against Against
Directors and Corporate Auditors
6 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi Estate Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J43916113 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 8
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For Against Against
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi Logistics Corp. (formerly Mitsubishi Warehouse)
Ticker Security ID: Meeting Date Meeting Status
CUSIP J44561108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 6
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J44497105 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5 for Ordinary
Shares
2 Amend Articles To Amend Provisions on Mgmt For For For
Preferred Shares to Reflect
Cancellation - Reflect Digitalization
of Share Certificates - Authorize
Public Announcements in Electronic
Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For Against Against
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For Against Against
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsui & Co.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J44690139 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsui Fudosan Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J4509L101 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 11
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Mitsui Sumitomo Insurance Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
CUSIP J45745106 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 27
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4.0 Appoint Alternate Statutory Auditor Mgmt For For For
5.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Mitsui Sumitomo Insurance Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
CUSIP J45745106 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 27
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
MORPHOSYS AG, MARTINSRIED
Ticker Security ID: Meeting Date Meeting Status
CUSIP D55069104 05/13/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Presentation of the financial N/A None N/A N/A
statements and annual report for the
2008 FY wit-h the report of the
Supervisory Board and the group
financial statements and a-nnual
report
2. Ratification of the acts of the Board Mgmt For For For
of Managing Directors
3. Ratification of the acts of the Mgmt For For For
Supervisory Board
4. Appointment of the Auditors for the Mgmt For For For
2009 FY: KPMG, Munich
5. Resolution on the increase of Mgmt For Against Against
contingent capital, and the
corresponding amendments to the
Articles of Association the
contingent capital 2008-II and the
corresponding authorization to grant
stock options shall be increased to
EUR 1,714,013 and 1,714,013 s
6. Resolution on the revocation of Mgmt For For For
contingent capital, and the
corresponding amendments to the
Articles of Association, the
contingent capital 1998-I of EUR
23,790 shall be revoked in its
entirety, the contingent capital
1999-I shall be reduced to EUR 174,87
7. Eesolution on the authorization to Mgmt For Against Against
grant stock options, the creation of
new contingent capital, and the
corresponding amendments to the
Articles of Association the share
capital shall be increased by up to
EUR 358,995 through the issue of new
bearer share
8. Remuneration for the Supervisory Mgmt For For For
Board for the 2009 FY, the Chairman
of the Supervisory Board shall
receive a basic remuneration of EUR
54,000 plus EUR 3,000 per Supervisory
Board meeting, the Deputy Chairman
and the other Members shall receive
EUR 40,500
9. Implementation of the resolutions the Mgmt For For For
resolutions arising from this agenda
may be implemented separately,
insofar as the individual resolutions
do not stipulate otherwise
- ------------------------------------------------------------------------------------------------------------------
MTU Aero Engines Holding AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D5565H104 05/26/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.93 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Elect Joachim Rauhut to the Mgmt For For For
Supervisory Board
6.0 Ratify Deloitte & Touche GmbH as Mgmt For For For
Auditors for Fiscal 2009
7.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H57312649 04/23/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
1.2 Approve Remuneration Report Mgmt For TNA N/A
2.0 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
3.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 1.40 per Share
4.101 Reelect Daniel Borel as Director Mgmt For TNA N/A
4.102 Reelect Carolina Mueller-Moehl as Mgmt For TNA N/A
Director
4.2 Ratify KPMG AG as Auditors Mgmt For TNA N/A
5.0 Approve CHF 180 million Reduction in Mgmt For TNA N/A
Share Capital
- ------------------------------------------------------------------------------------------------------------------
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H57312649 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports
1.2 Approve Remuneration Report Mgmt For For For
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 1.40 per Share
4.101 Reelect Daniel Borel as Director Mgmt For For For
4.102 Reelect Carolina Mueller-Moehl as Mgmt For For For
Director
4.2 Ratify KPMG AG as Auditors Mgmt For For For
5 Approve CHF 180 million Reduction in Mgmt For For For
Share Capital
- ------------------------------------------------------------------------------------------------------------------
New World Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y63084126 05/29/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Sale and Purchase Agreement Mgmt For For For
Between New World China Property Ltd.
and Guilherme Hldgs. (Hong Kong) Ltd.
- ------------------------------------------------------------------------------------------------------------------
NICHI-IKO PHARMACEUTICAL CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J49614100 02/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions, Approve Minor Revisions
Related to the Updated Laws and
Regulaions
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nintendo Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J51699106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 780
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nissan Chemical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J56988108 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 10
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
6.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP G6542T119 04/27/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.0 Declare Final Dividend of $0.044 Per Mgmt For For For
Share
3.0 Reelect Edward Walter Rubin as Mgmt For For For
Director
4.0 Reelect Burton Levin as Director Mgmt For For For
5.0 Reelect Iain Ferguson Bruce as Mgmt For For For
Director
6.0 Reelect Milton M. Au as Director Mgmt For For For
7.0 Reelect Ricardo Leiman as Director Mgmt For For For
8.0 Approve Directors' Fees for the Year Mgmt For For For
Ended Dec. 31, 2008
9.0 Reappoint Ernst & Young as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
10.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
11.0 Authorize Share Repurchase Program Mgmt For For For
12.0 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Pursuant to the Noble
Group Share Option Scheme 2004
13.0 Approve Issuance of Shares Pursuant Mgmt For For For
to the Noble Group Limited Scrip
Dividend Scheme
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP G6542T119 04/27/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Noble Group Performance Share Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP G6542T119 04/27/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Noble Group Performance Share Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS G6542T119 10/27/2008 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend By Laws Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nokia Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP X61873133 04/23/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A N/A N/A
2.0 Calling the Meeting to Order Mgmt N/A N/A N/A
3.0 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
4.0 Acknowledge Proper Convening of Mgmt For For For
Meeting
5.0 Prepare and Approve List of Mgmt For For For
Shareholders
6.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive Auditor's
Report; Receive CEO's Review
7.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
8.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.40 Per Share
9.0 Approve Discharge of Board and Mgmt For For For
President
10.0 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Other
Directors; Approve Remuneration for
Committee Work
11.0 Fix Number of Directors at 11 Mgmt For For For
12.0 Reelect Georg Ehrnrooth, Lalita D. Mgmt For For For
Gupte, Bengt Holmstrom, Henning
Kagermann, Olli-Pekka Kallasvuo, Per
Karlsson, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors; Elect Isabel
Marey-Semper as New Director
13.0 Approve Remuneration of Auditors Mgmt For For For
14.0 Ratify PricewaterhouseCoopers Oy as Mgmt For For For
Auditors
15.0 Authorize Repurchase of up to 360 Mgmt For For For
Million Nokia Shares
16.0 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Nordea Bank AB (formerly Nordea AB)
Ticker Security ID: Meeting Date Meeting Status
CUSIP W57996105 04/02/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Clas Beyer as Chairman of Mgmt For For For
Meeting
2 Prepare and Approve List of Mgmt For For For
Shareholders
3 Approve Agenda of Meeting Mgmt For For For
4 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
5 Acknowledge Proper Convening of Mgmt For For For
Meeting
6 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive Auditor's
Report; Receive Chairman's Report on
Board's Work; Receive CEO's Report
7 Approve Financial Statements and Mgmt For For For
Statutory Reports
8 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.20 per Share
9 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of Board
11 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 252,000 for Chair,
EUR 97,650 for Vice-chairm, and EUR
75,600 for Other Directors; Approve
Additional Compensation for
Attendance and Committee Work;
Approve Remuneration of Auditors
12 Reelect Hans Dalborg (Chair), Stine Mgmt For For For
Bosse, Marie Ehrling, Svein Jacobsen,
Tom Knutzen, Lars Nordstrom, Timo
Peltola, Heidi Petersen, Bjorn Saven,
and Bjorn Wahlroos as Directors
13 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Authorize Repurchase of Up to 1 Mgmt For For For
Percent of Issued Share Capital
15 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
16.1 Approve 2009 Share Matching Plan Mgmt For For For
16.2 Approve Issuance up to 7.25 Million Mgmt For For For
Class C-Shares in Connection with
Share Matching Plan (Item 16a); Amend
Articles of Association Accordingly
17 Shareholder Proposal: Donate SEK 50 ShrHldr Against Against For
Million to "Create a Decent Sweden"
Foundation
- ------------------------------------------------------------------------------------------------------------------
Norsk Hydro Asa
Ticker Security ID: Meeting Date Meeting Status
CUSIP R61115102 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statement and Mgmt For For For
Statutory Reports; Approve Allocation
of Income and Omission of Dividends
2 Approve Remuneration of Auditors for Mgmt For For For
Year 2008 in the Amount of NOK 4.5
Million
3 Approve Remuneration Policy And Other Mgmt For Against Against
Terms of Employment For Executive
Management
4 Approve NOK 8.6 Million Reduction in Mgmt For For For
Share Capital via Share Cancellation;
Approve Redemption of 3.4 Million
Shares Held by Norwegian State
- ------------------------------------------------------------------------------------------------------------------
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP H5820Q150 02/24/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Discharge of Board and Senior Mgmt For For For
Management
3 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2 per Share
4 Approve CHF 3 Million Reduction in Mgmt For For For
Share Capital via Cancellation of
Repurchased Shares
5.1 Amend Articles Re: Require Annual ShrHldr Against For Against
Advisory Vote on Remuneration Report,
incl. Disclosure of Compensation
Amount Paid to Board of Directors and
Executive Management
5.2 Amend Corporate Purpose Re: Mgmt For For For
Sustainability
5.3 Amend Articles Re: Auditors Mgmt For For For
6.1 Retirement of Peter Burckhardt and N/A N/A N/A N/A
William George as Directors
(Non-Voting)
6.201 Reelect Srikant Datar as Director Mgmt For For For
6.202 Reelect Andreas von Planta as Director Mgmt For For For
6.203 Reelect Wendelin Wiedeking as Director Mgmt For For For
6.204 Reelect Rolf Zinkernagel as Director Mgmt For For For
6.3 Elect William Brody as Director Mgmt For For For
7 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
NPC INCORPORATED
Ticker Security ID: Meeting Date Meeting Status
CUSIP J5915N102 11/27/2008 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Retained Mgmt For For For
Earnings
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
3.1 Appoint a Corporate Auditor Mgmt For For For
3.2 Appoint a Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oji Paper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J6031N109 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For Against Against
Digitalization of Share Certificates
- Allow Company to Make Rules on
Exercise of Shareholder Rights
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For For For
4.0 Approve Retirement Bonus Payment for Mgmt For For For
Statutory Auditors
5.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
6.0 Remove Director from Office ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD, SINGAPORE
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y6421B106 06/29/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Singapore
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Authorize the Directors or any of Mgmt For Against Against
them to: a) allot and issue an
aggregate of 273,459,000 subscription
shares by way of a private placement
to the Investors at an issue price of
SGD 1.60 per subscription share,
pursuant to the terms and subject to
the con
- ------------------------------------------------------------------------------------------------------------------
Onesteel Limited
Ticker Security ID: Meeting Date Meeting Status
OST CINS Q7134W113 11/17/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for the Financial
Year Ended June 30, 2008
2 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
3.1 Elect C.R. (Colin) Galbraith as Mgmt For For For
Director
3.2 Elect P.G. (Peter) Nankervis as Mgmt For For For
Director
3.3 Elect D.A. (Dean) Pritchard as Mgmt For For For
Director
3.4 Elect P.J. (Peter) Smedley as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
OPAP (Greek Organisation of Football Prognostics SA)
Ticker Security ID: Meeting Date Meeting Status
CUSIP X3232T104 05/06/2009 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Statutory Reports Mgmt For TNA N/A
2.0 Accept Financial Statements Mgmt For TNA N/A
3.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends
4.0 Approve Discharge of Board and Mgmt For TNA N/A
Auditors
5.0 Approve Director Remuneration for 2008 Mgmt For TNA N/A
6.0 Preapprove Director Remuneration for Mgmt For TNA N/A
2009
7.0 Approve Auditors and Fix Their Mgmt For TNA N/A
Remuneration
8.0 Ratify Director Appointments and Mgmt For TNA N/A
Audit Committee Members
9.0 Acknowledge Director Resignations Mgmt For TNA N/A
10.0 Authorize Board to Participate in Mgmt For TNA N/A
Companies with Similiar Business
Interests
11.0 Authorize Filing of Required Mgmt For TNA N/A
Documents and Other Formalities
12.0 Other Business Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Organizacion Soriana, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P8728U167 04/22/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
2008; Accept CEO and Board's Opinion
Reports; Accept Audit and Corporate
Practices Committee Report; Accept
Report on Fiscal Obligations
2 Accept Report of Board of Directors Mgmt For Abstain Against
Activities
3 Elect Directors and Approve their Mgmt For Abstain Against
Remuneration
4 Authorize Establishment of Short and Mgmt For Abstain Against
Long Term Certificate Program with
Dual Revolving Character in the
Amount of Up to MXN 15 Billion
5 Approve Allocation of Income; Set Mgmt For Abstain Against
Aggregate Nominal Amount of Share
Repurchase Reserve
6 Grant Special Authorities to Indeval Mgmt For Abstain Against
Institucion Para El Deposito de
Valores, S.A. de C.V.
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
8 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
Organizacion Soriana, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP P8728U167 04/22/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Modifications to Item 4 of Mgmt For Abstain Against
the Company By-Laws
2 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
- ------------------------------------------------------------------------------------------------------------------
ORPEA, PUTEAUX
Ticker Security ID: Meeting Date Meeting Status
CUSIP F69036105 06/26/2009 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve the annual accounts for the Mgmt For For For
2008 FY
2 Approve the consolidated accounts for Mgmt For For For
the 2008 FY
3 Approve the distribution of profits Mgmt For For For
4 Grant discharge to the Board Members Mgmt For For For
5 Approve the agreements referred to in Mgmt For For For
Articles L.225-38 Et sequence of the
Commercial Code
6 Approve the attendance allowances Mgmt For For For
allocated to the Board of Directors
7 Authorize the Board of Directors to Mgmt For For For
allow the Company to intervene on its
own shares
8 Authorize the Board of Directors to Mgmt For For For
reduce the capital by cancelling the
Company's shares
9 Authorize the Board of Directors in Mgmt For Against Against
order to issue equities and/or any
other securities, with maintenance of
preferential subscription rights of
shareholders
10 Authorize the Board of Directors in Mgmt For Against Against
order to issue equities and/or any
other securities, with cancellation
of preferential subscription rights
of shareholders
11 Authorize the Board of Directors in Mgmt For For For
order to increase the share capital
up to10% in order to remunerate
contributions in kind to the Company,
consisting of equities or securities
12 Authorize the Board of Directors to Mgmt For For For
issue equities and/or securities in
case of a public exchange bid
initiated by the Company
13 Authorize the Board of Directors to Mgmt For Against Against
issue equities or securities freely
fixing the issuance price
14 Authorize the Board of Director to Mgmt For Against Against
increase the capital, with
cancellation of preferential
subscription rights of shareholders,
for the benefit of a category of
determined people
15 Authorize the Board of Directors to Mgmt For Against Against
increase the number of equities to be
issued in case of a capital increase
with or without cancellation of
preferential subscription rights of
shareholders
16 Approve the overall cap of capital Mgmt For Against Against
increases
17 Authorize the Board of Directors in Mgmt For For For
order to increase the capital by
incorporation of premiums, reserves,
benefits or others
18 Authorize the Board of Directors in Mgmt For Against Against
order to issue equities giving right
to the allocation of debt securities
and not giving place to a capital
increase of the Company
19 Authorize the Board of Directors to Mgmt For Against Against
issue equities reserved for the
Members of a Company Savings Plan
20 Authorize the Board of Directors to Mgmt For Against Against
freely allocate existing shares or
those to be issued for the Corporate
Managers and Employees
21 Authorize the Board of Directors to Mgmt For For For
allocate subscription and/or purchase
options of shares for the Corporate
Managers and Employees
22 Grant powers for the execution of the Mgmt For For For
decisions and for formalities
- ------------------------------------------------------------------------------------------------------------------
Oversea-Chinese Banking Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y64248209 04/17/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Share Repurchase Program Mgmt For For For
2.0 Amend OCBC Employee Share Purchase Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Oversea-Chinese Banking Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y64248209 04/17/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.1 Reelect Lee Seng Wee as Director Mgmt For For For
2.2 Reelect Patrick Yeoh Khwai Hoh as Mgmt For For For
Director
3.1 Reelect Bobby Chin Yoke Choong as Mgmt For For For
Director
3.2 Reelect Pramukti Surjaudaja as Mgmt For For For
Director
4.1 Reelect Fang Ai Lian as Director Mgmt For For For
4.2 Reelect Colm McCarthy as Director Mgmt For For For
5.0 Declare Final Dividend of SGD 0.14 Mgmt For For For
Per Share
6.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For
Million (2007: 1.7 Million)
6.2 Approve Allotment and Issuance of Mgmt For For For
4,800 Ordinary Shares in the Capital
of the Bank (2007: 4,800 Ordinary
Shares) for Each of its Non-Executive
Director
7.0 Appoint Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
8.1 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights
8.2 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9.0 Approve Issuance of Shares, Grant of Mgmt For For For
Options and/or Rights to Subscribe
for Ordinary Shares Pursuant to the
OCBC Share Option Scheme 2001 and
OCBC Employee Share Purchase Plan
10.0 Approve Issuance of Shares Pursuant Mgmt For For For
to the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
11.0 Approve Allotment and Issuance of Mgmt For For For
Preference Shares or Non-Voting
Shares in the Capital of the Bank
Whether by Way of Rights, Bonus, or
Otherwise
- ------------------------------------------------------------------------------------------------------------------
Oversea-Chinese Banking Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y64248209 04/17/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
2 Amend OCBC Employee Share Purchase Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
PADDY PWR PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G68673105 05/14/2009 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve to accept financial Mgmt For For For
statements and statutory reports
2. Approve the dividends Mgmt For For For
3. Elect Mr. Padraig O. Riordain as a Mgmt For For For
Director
4.1 Re-elect Mr. Fintan Drury as a Mgmt For For For
Director
4.2 Re-elect Mr. Tom Grace as a Director Mgmt For For For
4.3 Re-elect Mr. Jack Massey as a Director Mgmt For For For
5. Authorize the Board to fix the Mgmt For For For
remuneration of the Auditors
6 Grant authority for the issuance of Mgmt For Against Against
equity or equity-linked securities
without preemptive rights
7 Grant authority for the Share Mgmt For For For
Repurchase Program
8 Grant authority for the reissuance of Mgmt For For For
repurchased shares
9 Amend the Articles regarding: Mgmt For For For
electronic shareholder communications
and appointment of multiple proxies
10. Amend the rules of Paddy Power PLC Mgmt For Against Against
2004 Long Term Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Pargesa Holding SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP H60477207 05/07/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 2.62 per Bearer
Share and 0.262 per Registered Share
3.0 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4.1 Elect Maximilien de Limburg Stirum as Mgmt For TNA N/A
Director
4.2 Ratify Ernst & Young SA and Deloitte Mgmt For TNA N/A
SA as Auditors
5.0 Transact Other Business (Non-Voting) Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
PARKWAY HLDGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP V71793109 04/15/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and, if approved, to adopt Mgmt For For For
the Director's report and audited
accounts for the YE 31 DEC 2008 and
the Auditor's report thereon
2. Re-elect Mr. Ganendran Sarvananthan Mgmt For For For
as a Director of the Company, who
retires pursuant to Article 83 of the
Articles of Association of the Company
3.1 Re-elect Mr. Alain Ahkong Chuen Fah Mgmt For For For
as a Director of the Company, who
retires pursuant to Article 97 of the
Articles of Association of the Company
3.2 Re-elect Mr. Ashish Jaiprakash Mgmt For For For
Shastry as a Director of the Company,
who retires pursuant to Article 97 of
the Articles of Association of the
Company
3.3 Re-elect Mr. Ho Kian Guan as a Mgmt For For For
Director of the Company, who retires
pursuant to Article 97 of the
Articles of Association of the Company
4. Re-appoint Messrs. KPMG LLP as the Mgmt For For For
Auditors and authorize the Directors
to fix their remuneration
5.1 Authorize the Board of Directors of Mgmt For Against Against
the Company, subject to Section 161
of the Companies Act, Chapter 50 of
Singapore, the Articles of
Association of the Company, the
approval of the relevant Stock
Exchange and/or other governmental or
regulatory bodies w
5.2 Authorize the Board of Directors of Mgmt For Against Against
the Company to issue and allot from
time to time such number of shares as
may be required to be issued pursuant
to the exercise of options granted
while the authority conferred by this
resolution is in force, under the
5.3 Authorize the Directors of the Mgmt For For For
Company, for the purposes of Sections
76C and 76E of the Companies Act,
Chapter 50 of Singapore [the Act], to
purchase or otherwise acquire issued
ordinary shares of the Company [the
Shares] not exceeding in aggregate
prescr
6. Transact any business Mgmt For N/A N/A
- ------------------------------------------------------------------------------------------------------------------
PARKWAY HLDGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP V71793109 04/15/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Singapore
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve, for the purposes of Chapter N/A None Against N/A
9 of the Listing Manual for the
Company, its subsidiaries and
associated Companies, or any of them,
to enter into any of the transactions
falling within the types of
Interested Person Transactions as
specified with the
- ------------------------------------------------------------------------------------------------------------------
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G69651100 05/01/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 22 Pence Mgmt For For For
Per Ordinary Share
3 Re-elect David Arculus as Director Mgmt For For For
4 Re-elect Terry Burns as Director Mgmt For For For
5 Re-elect Patrick Cescau as Director Mgmt For For For
6 Re-elect Rona Fairhead as Director Mgmt For For For
7 Re-elect Robin Freestone as Director Mgmt For For For
8 Re-elect Susan Fuhrman as Director Mgmt For For For
9 Re-elect Ken Hydon as Director Mgmt For For For
10 Re-elect John Makinson as Director Mgmt For For For
11 Re-elect Glen Moreno as Director Mgmt For For For
12 Re-elect Marjorie Scardino as Director Mgmt For For For
13 Elect Will Ethridge as Director Mgmt For For For
14 Elect CK Prahalad as Director Mgmt For For For
15 Approve Remuneration Report Mgmt For Against Against
16 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
17 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
18 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 67,500,000 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 135,000,000
After Deducting Any Securities Issued
Under the General Authority
19 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
299,500,000 to GBP 400,000,000
20 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,123,000
21 Authorise 80,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
22 Amend Articles of Association by Mgmt For For For
Deleting All Provisions of Company's
Memorandum of Association which, by
Virtue of Section 28 of Companies Act
2006, would Otherwise be Treated as
Provisions of Company's Articles of
Association, and by Deleting Article 3
23 Authorise the Company to Call General Mgmt For For For
Meetings on 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Petrochina Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y6883Q104 05/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Report of the Board of Mgmt For For For
Directors
2 Accept Report of the Supervisory Mgmt For For For
Committee
3 Accept Financial Statements and Mgmt For For For
Statutory Reports
4 Approve Final Dividends Mgmt For For For
5 Approve Distribution of Interim Mgmt For For For
Dividends for the Year 2009
6 Reappoint PricewaterhouseCoopers, Mgmt For For For
Certified Public Accountants,
and**p*PricewaterhouseCoopers Zhong
Tian CPAs Co. Ltd., Certified Public
Accountants, as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Debt Financing Mgmt For For For
Instruments in the Aggregate
Principal Amount of Up to RMB 100
Billion
9 Elect Wang Daocheng as Independent ShrHldr Against For Against
Supervisor
- ------------------------------------------------------------------------------------------------------------------
Petrochina Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y6883Q104 07/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Issuance of Domestic Mgmt For For For
Corporate Bonds in Principal Amount
Not Exceeding RMB 60.0 Billion
- ------------------------------------------------------------------------------------------------------------------
Petrochina Co Ltd
Ticker Security ID: Meeting Date Meeting Status
ISIN Y6883Q104 07/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Issuance of Domestic Mgmt For For For
Corporate Bonds in Principal Amount
Not Exceeding RMB 60.0 Billion
- ------------------------------------------------------------------------------------------------------------------
Petrochina Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y6883Q104 10/21/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve New Comprehensive Agreement Mgmt For For For
and Revised Non-Exempt Annual Caps
2 Approve Supplemental Agreement to the Mgmt For For For
CRMSC Products and Services Agreement
and Related Annual Caps
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
CUSIP 71654V101 04/08/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Mgmt For Abstain Against
2 Elect Fiscal Council Members and Mgmt For Abstain Against
Alternates
- ------------------------------------------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Annual/Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. M. Burley Mgmt For For For
1.2 Elect Director W. J. Doyle Mgmt For For For
1.3 Elect Director J. W. Estey Mgmt For For For
1.4 Elect Director C. S. Hoffman Mgmt For For For
1.5 Elect Director D. J. Howe Mgmt For For For
1.6 Elect Director A. D. Laberge Mgmt For For For
1.7 Elect Director K. G. Martell Mgmt For For For
1.8 Elect Director J. J. McCaig Mgmt For For For
1.9 Elect Director M. Mogford Mgmt For For For
1.10 Elect Director P. J. Schoenhals Mgmt For For For
1.11 Elect Director E. R. Stromberg Mgmt For For For
1.12 Elect Director E. Viyella de Paliza Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3.0 Approve 2009 Performance Option Plan Mgmt For For For
4.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
PT Astra International Tbk.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y7117N149 05/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Annual Report and Financial Mgmt For For For
Statements
2 Approve Allocation of Income Mgmt For For For
3 Approve Remuneration of Directors and Mgmt For For For
Commissioners
4 Appoint Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PTT Exploration & Production PCL
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y7145P165 03/31/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Acknowledge 2008 Performance Result Mgmt For For For
and 2009 Work Plan
2 Accept 2008 Financial Statements Mgmt For For For
3 Approve Dividend of THB 5.42 Per Share Mgmt For For For
4 Approve Office of the Auditor General Mgmt For For For
of Thailand as Auditors and Authorize
Board to Fix Their Remuneration
5.1 Elect Pala Sookawesh as Director Mgmt For For For
5.2 Elect Bhusana Premanode as Director Mgmt For For For
5.3 Elect Anon Sirisaengtaksin as Director Mgmt For For For
5.4 Elect Sirinuj Bisonyabut as Director Mgmt For For For
5.5 Elect Rathakit Manathat as Director Mgmt For For For
6 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
7 Amend Clause 9 of the Articles of Mgmt For For For
Association
8 Authorize Issuance of Debentures Not Mgmt For For For
Exceeding THB 50 Billion or its
Equivalent in Other Currency
9 Other Business Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Public Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y71497112 02/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended Dec. 31, 2008
2 Approve Final Cash Dividend of MYR Mgmt For For For
0.25 Per Share Less 25 Percent Income
Tax and the Distribution of a Share
Dividend on the Basis of of One
Treasury Share for Every 35 Ordinary
Shares Held for the Financial Year
Ended Dec. 31, 2008
3 Elect Tay Ah Lek as Director Mgmt For For For
4 Elect Haji Abdul Aziz bin Omar as Mgmt For For For
Director
5 Elect Quah Poh Keat as Director Mgmt For For For
6 Elect Teh Hong Piow as Director Mgmt For For For
7 Elect Thong Yaw Hong as Director Mgmt For For For
8 Elect Haji Mohamed Ishak bin Haji Mgmt For For For
Mohamed Ariff as Director
9 Approve Remuneration of Directors in Mgmt For For For
the Amount of MYR 1.14 Million for
the Financial Year Ended Dec. 31, 2008
10 Approve KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Any Amount Up to
10 Percent of Issued Share Capital
12 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Public Power Corporation S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP X7023M103 06/25/2009 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.0 Approve Omission of Dividends Mgmt For TNA N/A
3.0 Approve Discharge of Board and Mgmt For TNA N/A
Auditors
4.0 Ratify Director Appointments Mgmt For TNA N/A
5.0 Amend Company Articles Mgmt For TNA N/A
6.0 Approve Director Remuneration Mgmt For TNA N/A
7.0 Approve Auditors and Fix Their Mgmt For TNA N/A
Remuneration
8.0 Other Business Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N72482107 06/24/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening N/A None N/A N/A
2. To Managing Board report for the YE N/A None N/A N/A
31 DEC 2008
3. To Supervisory Board report on the N/A None N/A N/A
Company's annual accounts [the
'annual acco-unts'] for FY 2008
4. Adopt the annual accounts for FY 2008 Mgmt For For For
5. To reservation and dividend policy N/A None N/A N/A
6. Approve the performance of the Mgmt For For For
Managing Board during FY 2008,
including a discharge from liability
with respect to the exercise of their
duties during FY 2008
7. Approve the performance of the Mgmt For For For
Supervisory Board during FY 2008,
including a discharge from liability
with respect to the exercise of their
duties during FY 2008
8.1 Re-appoint Prof. Dr. Detlev Riesner Mgmt For For For
as a Supervisory Director of the
Company for a term ending on the date
of the AGM in 2010
8.2 Re-appoint Dr. Werner Brandt as a Mgmt For For For
Supervisory Director of the Company
for a term ending on the date of the
AGM in 2010
8.3 Re-appoint Dr. Metin Colpan as a Mgmt For For For
Supervisory Director of the Company
for a term ending on the date of the
AGM in 2010
8.4 Re-appoint Mr. Erik Hornnaess as a Mgmt For For For
Supervisory Director of the Company
for a term ending on the date of the
AGM in 2010
8.5 Re-appoint Prof. Dr. Manfred Karobath Mgmt For For For
as a Supervisory Director of the
Company for a term ending on the date
of the AGM in 2010
8.6 Re-appoint Mr. Heino von Prondzynski Mgmt For For For
as a Supervisory Director of the
Company for a term ending on the date
of the AGM in 2010
9.1 Re-appoint Mr. Peer Schatz as a Mgmt For For For
Managing Director of the Company for
a term ending on the date of the AGM
in 2010
9.2 Re-appoint Mr. Roland Sackers as a Mgmt For For For
Managing Director of the Company for
a term ending on the date of the AGM
in 2010
9.3 Re-appoint Dr. Joachim Schorr as a Mgmt For For For
Managing Director of the Company for
a term ending on the date of the AGM
in 2010
9.4 Re-appoint Mr. Bernd Uder as a Mgmt For For For
Managing Director of the Company for
a term ending on the date of the AGM
in 2010
10. Re-appoint Ernst & Young Accountants Mgmt For For For
as the Auditors of the Company for
the FYE 31 DEC 2009
11. Authorize the Managing Board, until Mgmt For For For
24 DEC 2010, to acquire shares in the
Company's own share capital
12. Questions N/A None N/A N/A
13. Closing N/A None N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Raffles Education Corp. Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP ADPV11509 01/12/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Singapore
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend the Articles of Association of Mgmt For For For
the Company as specified
2. Approve, subject to and contingent Mgmt For For For
upon the passing of the Special
Resolution, the scrip dividend scheme
to be known as the Raffles Education
Corporation Scrip Dividend Scheme
[the Scrip Dividend Scheme], under
which the Directors of the Company
[the Dire
- ------------------------------------------------------------------------------------------------------------------
Reckitt Benckiser Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G74079107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 48 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Adrian Bellamy as Director Mgmt For Abstain Against
5.0 Re-elect Dr Peter Harf as Director Mgmt For Abstain Against
6.0 Elect Andre Lacroix as Director Mgmt For For For
7.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 23,662,000
10.0 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,611,000
11.0 Authorise 72,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP N73430113 04/22/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Receive Report of Management Board Mgmt N/A TNA N/A
(Non-Voting)
3.0 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4.1 Approve Discharge of Executive Board Mgmt For TNA N/A
4.2 Approve Discharge of Supervisory Board Mgmt For TNA N/A
5.0 Approve Dividends of EUR 0.404 Per Mgmt For TNA N/A
Share
6.0 Ratify Deloitte Accountants as Mgmt For TNA N/A
Auditors
7.1 Reelect Lord Sharman to Supervisory Mgmt For TNA N/A
Board
7.2 Reelect David Reid to Supervisory Mgmt For TNA N/A
Board
7.3 Reelect Mark Elliott to Supervisory Mgmt For TNA N/A
Board
7.4 Reelect Dien de Boer-Kruyt to Mgmt For TNA N/A
Supervisory Board
8.0 Elect Ian Smith to Executive Board Mgmt For TNA N/A
9.0 Authorize Repurchase of Shares Mgmt For TNA N/A
10.1 Grant Board Authority to Issue Shares Mgmt For TNA N/A
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A
Rights from Issuance under Item 10a
11.0 Other Business (Non-Voting) Mgmt N/A TNA N/A
12.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
CUSIP N73430113 05/26/2009 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A TNA N/A
2.0 Elect Anthony Habgood to Supervisory Mgmt For TNA N/A
Board
3.0 Close Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CINS 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Balsillie, Mike Mgmt For For For
Lazaridis, James Estill, David Kerr,
Roger Martin, John Richardson,
Barbara Stymiest and John Wetmore as
Directors
2 Approve Ernst & Young LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
RHOEN KLINIKUM AG, BAD NEUSTADT
Ticker Security ID: Meeting Date Meeting Status
CUSIP D6530N119 06/10/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Presentation of the financial N/A None N/A N/A
statements and annual report for the
2008 FY wit-h the report of the
Supervisory Board, the Group
financial statements and Grou-p
annual report as well as the report
by the Board of Managing Directors
pursu-ant to Sections 28
2. Resolution on the appropriation of Mgmt For For For
the distributable profit of EUR
36,288.000 as follows: payment of a
dividend of EUR 0.35 per no-par share
ex-dividend and payable date: 11 JUN
2009
3. Ratification of the Acts of the Board Mgmt For For For
of Managing Directors
4. Ratification of the Acts of the Mgmt For For For
Supervisory Board
5. Appointment of Auditors for the 2009 Mgmt For For For
FY and the interim half- year
financial statements:
PricewaterhouseCoopers AG, Frankfurt
6. Renewal of the authorization to Mgmt For For For
acquire own shares, the Company shall
be authorized to acquire own shares
of up to 10% of its share capital, at
prices not deviating more than 15%
from the market price, during the
next 18 months, the Board of Managing
Dire
- ------------------------------------------------------------------------------------------------------------------
Richter Gedeon RT
Ticker Security ID: Meeting Date Meeting Status
CUSIP X3124R133 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Use of Computerized Voting Mgmt For For For
Machine for AGM
2 Approve Use of Sound Recording for Mgmt For For For
Minute Preparation
3 Elect Chairman of Meeting and Other Mgmt For For For
Meeting Officials
4 Approve Board of Directors Report on Mgmt For For For
Company's Operations in Fiscal 2008
5 Receive Auditor's Report Mgmt N/A N/A N/A
6 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report
7.1 Approve Dividends of HUF 590 Per Mgmt For For For
Share for Fiscal 2008
7.2 Approve Allocation of Remaining Net Mgmt For For For
Income
8 Approve Annual Report and Financial Mgmt For For For
Statements
9 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Board of Directors
Report on Group's Operations in
Fiscal 2008
10 Receive Auditor's Report on Mgmt N/A N/A N/A
Consolidated Report
11 Receive Supervisory Board Report, Mgmt N/A N/A N/A
Including Audit Committee Report on
Consolidated Report
12 Approve Consolidated Report Mgmt For For For
13 Accept Company's Corporate Governance Mgmt For For For
Report
14 Authorize Share Repurchase Program Mgmt For For For
15.1 Amend Articles of Association Re: Mgmt For For For
Corporate Purpose
15.2 Amend Articles of Association Re: Mgmt For For For
Exercise of Employer's Rights over
Company Employees
15.3 Amend Articles of Association Re: Mgmt For For For
Technical Amendments Regarding
Terminology Used in Current Articles
of Association
15.4 Amend Articles of Association Re: Mgmt For Against Against
Eliminate General Meeting Authority
to Decide on Acceptance of Public
Purchase Offers with Respect to
Treasury Shares
15.5 Amend Articles of Association Re: Mgmt For Against Against
Voting Right Cap
15.6 Amend Articles of Association Re: Mgmt For Against Against
Eliminate General Meeting's Exclusive
Authority to Decide on Measures to Be
Taken in Order to Disturb Public
Purchase Offers
16 Approve Consolidated Text of Articles Mgmt For Against Against
of Association
17 Approve Remuneration of Members of Mgmt For For For
Board of Directors
18.1 Reelect Attila Chikan as Member of Mgmt For For For
Supervisory Board
18.2 Reelect Jozsef Eros as Member of Mgmt For For For
Supervisory Board
18.3 Reelect Janokine dr. Maria Balogh as Mgmt For For For
Member of Supervisory Board
18.4 Reelect Gabor Simon Kis as Member of Mgmt For For For
Supervisory Board
18.5 Reelect Andras Sugar S. as Member of Mgmt For For For
Supervisory Board
18.6 Reelect Gabor Toth as Member of Mgmt For For For
Supervisory Board
18.7 Reelect Jeno Fodor as Employee Mgmt For For For
Representative on Company's
Supervisory Board
18.8 Elect Andras Balasko as Employee Mgmt For For For
Representative on Company's
Supervisory Board
19 Reelect Attila Chikan, Jozsef Eros, Mgmt For For For
and Janokine dr. Maria Balogh as
Members of Audit Committee
20 Approve Remuneration of Supervisory Mgmt For For For
Board Members
21 Approve Rules of Procedure of Mgmt For For For
Supervisory Board
22 Ratify Deloitte Ltd. as Auditor Mgmt For For For
23 Approve Auditor's Remuneration Mgmt For For For
24 Transact Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G75754104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Elect Jan du Plessis as Director Mgmt For For For
4.0 Re-elect Sir David Clementi as Mgmt For For For
Director
5.0 Re-elect Sir Rod Eddington as Director Mgmt For Against Against
6.0 Re-elect Andrew Gould as Director Mgmt For For For
7.0 Re-elect David Mayhew as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorise the Audit
Committee to Determine Their
Remuneration
9.0 Amend Articles of Association and Mgmt For For For
Amend the Constitution of Rio Tinto
Limited Re: Non-Executive Directors'
Fees
10.0 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
142,123,283.30 to GBP 170,000,000.30;
Authorise Issue of Equity with
Pre-emptive Rights up to GBP
32,948,000 in Connection with an
Offer by Way of Rights Issue;
Otherwise up to GBP 32,948,000
11.0 Subject to the Passing of Resolution Mgmt For For For
10, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,420,000
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May be Called on Not
Less Than 14 Clear Days' Notice
13.0 Approve Scrip Dividend Program Mgmt For For For
14.0 Adopt New Articles of Association; Mgmt For For For
Amend Articles of Association; Amend
the Constitution of Rio Tinto Limited
- ------------------------------------------------------------------------------------------------------------------
Rotork plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G76717126 04/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 16.75 Pence Mgmt For For For
Per Ordinary Share
3.0 Re-elect Bob Arnold as Director Mgmt For For For
4.0 Re-elect Roger Lockwood as Director Mgmt For For For
5.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
6.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
7.0 Approve Remuneration Report Mgmt For For For
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,123,737
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 215,855
10.0 Authorise 8,500,000 Ordinary Shares Mgmt For For For
for Market Purchase
11.0 Authorise 42,194 Preference Shares Mgmt For For For
for Market Purchase
12.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
ROTORK PLC, BATH
Ticker Security ID: Meeting Date Meeting Status
CUSIP G76717126 04/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the Directors' Mgmt For For For
report and accounts and the Auditors'
report thereon for the YE 31 DEC 2008
2. Declare a final dividend at the rate Mgmt For For For
of 16.75p per share on the ordinary
share capital of the Company for the
YE 31 DEC 2008 payable on 08 MAY 2009
to the shareholders on the register
at close of business on 14 APR 2009
3. Re-elect Mr. R.H. Arnold as a Mgmt For For For
Director of the Company
4. Re-elect Mr. R.C. Lockwood as a Mgmt For For For
Director of the Company
5. Re-appoint KPMG Audit Plc as the Mgmt For For For
Company's Auditors until the
conclusion of the next AGM of the
Company
6. Authorize the Directors to fix the Mgmt For Against Against
Auditors' remuneration
7. Approve the Directors' remuneration Mgmt For Against Against
report for the YE 31 DEC 2008 as
specified and also containing the
Directors report and accounts for the
YE 31 DEC 2008
8. Authorize the Directors, in Mgmt For For For
substitution for any existing
authority and for the purpose of
Section 80 of the Companies Act 1985
[the Act], to allot relevant
securities [Section 80(2) of the Act]
up to an aggregate nominal amount of
GBP 1,123,737; [Authori
9 Authorize the Directors, pursuant to Mgmt For For For
Section 95 of the Companies Act 1985,
to allot equity securities [Section
94 of the Act] of the Company for
cash pursuant to the authority
conferred by Resolution 8 above,
and/or where such allotment
constitutes an all
10 Authorize the Company, subject to the Mgmt For For For
consent of the holders of 9 1/2%
cumulative preference shares of GBP 1
each not being withdrawn in
accordance with the resolution passed
by the holders thereof on 03 AUG
1995, to make market purchases
[Section 163(3)
11 Authorize the Company, subject to the Mgmt For For For
consent of the holders of 9 1/2%
cumulative preference shares of GBP 1
each [preference shares] not being
withdrawn in accordance with the
resolution passed by the holders
thereof on 22 MAY 1998, to make
market purcha
12 Approve the general meeting other Mgmt For For For
than an AGM may be called on not less
than 14 clear days' notice
- ------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G7690A100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For Against Against
3.0 Elect Simon Henry as Director Mgmt For For For
4.0 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
5.0 Re-elect Wim Kok as Director Mgmt For For For
6.0 Re-elect Nick Land as Director Mgmt For For For
7.0 Re-elect Jorma Ollila as Director Mgmt For For For
8.0 Re-elect Jeroen van der Veer as Mgmt For For For
Director
9.0 Re-elect Hans Wijers as Director Mgmt For For For
10.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
11.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 145 Million
13.0 Subject to the Previous Resolution Mgmt For For For
Being Passed, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 21
Million
14.0 Authorise 624 Million Ordinary Shares Mgmt For For For
for Market Purchase
15.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to
GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
- ------------------------------------------------------------------------------------------------------------------
RSA Insurance Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G7705H116 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 4.98 Pence Mgmt For For For
Per Ordinary Share
3.0 Re-elect John Napier as Director Mgmt For For For
4.0 Re-elect Andy Haste as Director Mgmt For For For
5.0 Elect Johanna Waterous as Director Mgmt For For For
6.0 Reappoint Deloitte LLP as Auditors of Mgmt For For For
the Company
7.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
8.0 Approve Remuneration Report Mgmt For For For
9.0 Approve RSA Sharesave Plan Mgmt For For For
10.0 Approve RSA Irish Sharesave Plan 2009 Mgmt For For For
11.0 Approve RSA Share Incentive Plan Mgmt For For For
12.0 Approve RSA Executive Share Option Mgmt For For For
Scheme
13.0 Authorise Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties and/or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and to Incur EU
Political Expenditure up to GBP
100,000
14.0 Approve Scrip Dividend Program Mgmt For For For
15.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
16.0 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 1,468,750,000 to GBP
1,881,250,000
17.0 Issue Equity with Pre-emptive Rights Mgmt For For For
up to GBP 305,350,938 (General
Authority), an Additional Amount of
GBP 610,701,877 Pursuant to Rights
Issue After Deducting Any Securities
Issued Under the General Authority
and up to GBP 175,000,000 Preference
Shares
18.0 If Resolution 17 is Passed, Authorise Mgmt For For For
Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights
up to Aggregate Nominal Amount of GBP
45,802,640
19.0 Authorise 333,110,115 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
Rubis SCA
Ticker Security ID: Meeting Date Meeting Status
CUSIP F7937E106 06/10/2009 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve the unconsolidated accounts Mgmt For For For
for the 2008 FY
2 Approve the consolidated accounts for Mgmt For For For
the 2008 FY
3 Approve the distribution of profits Mgmt For For For
and fixation of dividends
4 Approve the terms of dividends payment Mgmt For For For
5 Approve the renewal of Mr. Nils Mgmt For For For
Christian Bergene's mandate as
Supervisory Member
6 Grant authorize the Shares Buyback Mgmt For For For
Program
7 Approve the regulated agreements Mgmt For Against Against
8 Authorize the Board of Directors in Mgmt For For For
order to carry out a share capital
increase, either by issuing, with
maintenance of preferential
subscription rights, common shares
and/or other warrants giving access
to the capital or by giving rights to
a debt securi
9 Authorize the Board of Directors in Mgmt For Against Against
order to carry out a share capital
increase, by issuing common shares
and/or other warrants giving access
to the capital or by giving rights to
a debt security, without preferential
subscription rights but with priority
10 Authorize the Board of Directors in Mgmt For Against Against
order to increase, in case of excess
demand, the number of securities to
be issued in case of a capital
increase with or without preferential
subscription rights
11 Grant authorize to issue, without Mgmt For Against Against
preferential subscription rights, but
with priority rights [except in case
of private placement], common shares
or other warrants, by fixing the
issue price with a maximum tax relief
of 15%
12 Authorize the Board of Directors to Mgmt For Against Against
grant to the Company's and Group's
Employees as well as the Group's
Corporate Managers [non-associated
Directors of Ruby] shares
subscription options
13 Authorize the Board of Directors to Mgmt For Against Against
allocate free existing shares or
those to be issued to the Company's
and Group's employees as well as the
Group's Corporate Managers
[non-associated directors of Ruby]
14 Authorize the Board of Directors, in Mgmt For Against Against
accordance with Article L.225-129-6,
to increase the capital under the
agreements referred to in Article
L.3332-18 and seq. of the Labor Code
15 Authorize the Board of Directors in Mgmt For Against Against
order to increase the capital by
issuing shares reserved for the
members of a Company Savings Plan,
established pursuant to Articles
L.3332-3 and seq. of the Labor Code
and in order to freely allocate them
shares or oth
16 Approve the modification of Articles Mgmt For Against Against
20 and 27 of the statutes
17 Approve the powers for formalities Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
RWE AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D6629K109 04/22/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 4.50 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors for Fiscal 2009
6.0 Ratify PricewaterhouseCoopers AG for Mgmt For For For
the Inspection of the 2009 Mid-Yearl
Report
7.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
8.0 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing Shares
9.0 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
10.0 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 144
Million Pool of Capital to Guarantee
Conversion Rights
11.0 Amend Articles Re: Participation in Mgmt For For For
the Annual Meeting; Chair of the
Annual Meeting
12.0 Amend Articles Re: Designation of Mgmt For For For
Proxy
- ------------------------------------------------------------------------------------------------------------------
Saipem Spa
Ticker Security ID: Meeting Date Meeting Status
CUSIP T82000117 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements, Mgmt For For For
Consolidated Financial Statements,
and Statutory Reports
2 Approve Allocation of Income Mgmt For For For
3 Integrate Remuneration of External Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Samsung Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y74718100 03/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Income and Mgmt For For For
Year-End Dividend of KRW 5,000 per
Common Share
2.1 Elect Three Outside Directors Mgmt For For For
(Bundled)
2.2 Elect Four Inside Directors (Bundled) Mgmt For For For
2.3 Elect Two Members of Audit Committee Mgmt For For For
(Bundled)
3 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
- ------------------------------------------------------------------------------------------------------------------
SAP AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D66992104 05/19/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.50 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For
2009
6.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
7.0 Amend Articles Re: Electronic Proxy Mgmt For For For
Authorization due to New German
Legislation (Law on Transposition of
EU Shareholders' Rights Directive)
- ------------------------------------------------------------------------------------------------------------------
Schulthess Group AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP H86243138 04/16/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the financial statements and N/A None TNA N/A
statutory reports
2. Approve the financial statements and Mgmt For TNA N/A
statutory reports
3. Grant discharge to the Board and Mgmt For TNA N/A
senior Management
4. Approve to allocate the income and Mgmt For TNA N/A
dividends of CHF 1.50 per share
5. Re-elect Messr. Christian Belz and Mgmt For TNA N/A
Peter Isler to the Board of Director's
6. Ratify PricewaterhouseCoopers AG as Mgmt For TNA N/A
the Auditor's
- ------------------------------------------------------------------------------------------------------------------
SECURITAS AB, STOCKHOLM
Ticker Security ID: Meeting Date Meeting Status
CUSIP W7912C118 05/07/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening of the meeting Mgmt For For For
2. Elect Mr. Melker Schorling as a Mgmt For For For
Chairman of the meeting
3. Approve the voting list Mgmt For For For
4. Approve the agenda Mgmt For For For
5. Elect 1 or 2 person(s) to approve the Mgmt For For For
minutes
6. Approve the determination of Mgmt For For For
compliance with the rules of
convocation
7. Approve the President's report Mgmt For For For
8.1 Receive the annual report and the Mgmt For For For
Auditor's report and the consolidated
financial statements and the Group
Auditor's Report
8.2 Approve the statement by the Auditor Mgmt For For For
on the compliance with the guidelines
for remuneration to Management
applicable since the last AGM
8.3 Approve the appropriation of the Mgmt For For For
Company's profit and the Board's
motivated statement thereon
9.1 Adopt the statement of income and the Mgmt For For For
balance sheet and the consolidated
statement of income and the
consolidated balance sheet as per 31
DEC 2008
9.2 Approve the dividend of SEK 2.90 per Mgmt For For For
share
9.3 Approve the record date for the Mgmt For For For
dividend as 12 MAY 2009
9.4 Grant discharge of the Board of Mgmt For For For
Directors and the President from
liability for the FY 2008
10. Approve the number of Board Members Mgmt For For For
to be 10 with no deputy Members
11. Approve the fees to the Board Members Mgmt For For For
for the period up to and including
the AGM 2010 shall amount to SEK
5,425,000 in total (including fees
for committee work) to be distributed
between the Board Members as follows:
the Deputy Chairman shall receive SEK
12. Re-elect Messrs. Fredrik Cappelen, Mgmt For For For
Carl Douglas, Marie Ehrling, Annika
Falkengren, Stuart E. Graham, Alf
Goransson, Berthold Lindqvist,
Fredrik Palmstierna, Melker Schorling
and Sofia Schorling-Hogberg as the
Board Members for the period up to
and includi
13. PLEASE NOTE THAT THIS IS A ShrHldr Against For Against
SHAREHOLDERS PROPOSAL: Re-elect
Messrs. Gustaf Douglas (Investment AB
Latour, etc.), Marianne Nilsson
(Swedbank Robur), Mats Tuner (SEB
Fonder) and Mikael Ekdahl (Melker
Schorling AB) as the Board Members
and elect Mr. Magnus La
14. Approve the guidelines for Mgmt For Against Against
remuneration of the Management as
specified
15. Amend the second paragraph of Section Mgmt For For For
7 in the Articles of Association as
specified
16. Amend Section 7 in the Articles of Mgmt For For For
Association, conditioned upon the
enactment of new legislation as
specified
17. Closing of the meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SEMBCORP MARINE LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8231K102 04/17/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Singapore
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve, for the purposes of Chapter Mgmt For For For
9 of the Listing Manual [Chapter 9]
of the SGX-ST, for the Company, its
subsidiaries and associated Companies
that are entities at risk [as that
term is used in Chapter 9], or any of
them, to enter into any of the tran
2. Authorize the Directors of the Mgmt For For For
Company, for the purposes of Sections
76C and 76E of the Companies Act,
Chapter 50 [the Companies Act], to
purchase or otherwise acquire issued
ordinary shares each fully paid in
the capital of the Company [Shares]
not excee
- ------------------------------------------------------------------------------------------------------------------
SEMBCORP MARINE LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8231K102 04/17/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the Directors' Mgmt For For For
report and the audited accounts for
the YE 31 DEC 2008 and the Auditors
report thereon
2. Declare a final 1-tier tax exempt Mgmt For For For
dividend of 6 cents per ordinary
share for the YE 31 DEC 2008
3. Re-elect Mr. Goh Geok Ling as a Mgmt For For For
Director, who retires by rotation
pursuant to Article 91 of the
Company's Article of Association
4. Re-elect Mr. Tan Pheng Hock as a Mgmt For For For
Director, who retires by rotation
pursuant to Article 91 of the
Company's Article of Association
5. Re-elect Mr. Ajaib Haridass as a Mgmt For For For
Director, who retires by rotation
pursuant to Article 91 of the
Company's Article of Association
6. Re-elect Mr. Lim Ah Doo [Independent, Mgmt For For For
Chairman of Audit Committee] who will
cease to hold office pursuant to
Article 97 of the Company's Articles
of Association
7. Re-appoint Mr. Tan Kwi Kin as a Mgmt For For For
Director, who retires under Section
153(6) of the Companies Act, Chapter
50, to hold the date of this AGM
until the next AGM
8. Re-appoint Mr. Richard Hale, OBE as a Mgmt For For For
Director, who retires under Section
153(6) of the Companies Act, Chapter
50, to hold the date of this AGM
until the next AGM
9. Approve the sum of SGD 1,066,649 as Mgmt For For For
the Directors' fees for the YE 31 DEC
2008
10. Re-appoint KPMG LLP as the Auditors Mgmt For For For
of the Company and authorize the
Directors to fix their remuneration
11. Authorize the Directors of the N/A None Against N/A
Company to: a) i) issue shares in the
capital of the Company [shares]
whether by way of rights, bonus or
otherwise; and/or ii) make or grant
offers, agreements or options
[collectively, Instruments] that
might or would requi
12. Authorize the Directors to: a) grant Mgmt For Against Against
awards in accordance with the
provisions of the Sembcorp Marine
Performance Share Plan [the
Performance Share Plans] [the
Performance Share Plan and the
Restricted Stock Plan, together the
Share Planes]; and b) allot a
- ------------------------------------------------------------------------------------------------------------------
Seven & i Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP J7165H108 05/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 29
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
4.0 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Seven Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP J7164A104 06/18/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shin-Etsu Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J72810120 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 50
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Increase Maximum Board Size**p*
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For Against Against
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Stock Option Plan Mgmt For For For
6 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Shinsegae Co. (Formerly Shinsegae Department Store)
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y77538109 03/06/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Income and Mgmt For For For
Dividend of KRW 1,250 per Share
2 Amend Articles of Incorporation Mgmt For Against Against
regarding Business Objectives, Public
Notice for Shareholder Meeting,
Preemptive Rights, Stock Options,
Public Offerings, Audit Committee,
and Share Cancellation
3 Elect Four Directors Mgmt For For For
4 Elect Two Members of Audit Committee Mgmt For For For
5 Approve Total Remuneration of Inside Mgmt For For For
Directors and Outside Directors
- ------------------------------------------------------------------------------------------------------------------
Shizuoka Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J74444100 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 6
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
5.0 Appoint Alternate Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shoppers Drug Mart Corporation
Ticker Security ID: Meeting Date Meeting Status
SC CUSIP 82509W103 05/07/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M. Shan Atkins Mgmt For For For
1.2 Elect Director James F. Hankinson Mgmt For For For
1.3 Elect Director Krystyna Hoeg Mgmt For For For
1.4 Elect Director Holger Kluge Mgmt For For For
1.5 Elect Director Gaetan Lussier Mgmt For For For
1.6 Elect Director David Peterson Mgmt For For For
1.7 Elect Director Martha Piper Mgmt For For For
1.8 Elect Director Derek Ridout Mgmt For For For
1.9 Elect Director Jurgen Schreiber Mgmt For For For
1.10 Elect Director David M. Williams Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D69671218 01/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Supervisory Board Report, N/A N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2007/2008
(Non-Voting)
2 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports for Fiscal
2007/2008 (Non-Voting)
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.60 per Share
4.1 Postpone Discharge of Former Mgmt For For For
Management Board Member Rudi
Lamprecht for Fiscal 2007/2008
4.2 Postpone Discharge of Former Mgmt For For For
Management Board Member Juergen
Radomski for Fiscal 2007/2008
4.3 Postpone Discharge of Former Mgmt For For For
Management Board Member Uriel Sharef
for Fiscal 2007/2008
4.4 Postpone Discharge of Former Mgmt For For For
Management Board Member Klaus
Wucherer for Fiscal 2007/2008
4.5 Approve Discharge of Management Board Mgmt For For For
Member Peter Loescher for Fiscal
2007/2008
4.6 Approve Discharge of Management Board Mgmt For For For
Member Wolfgang Dehen for Fiscal
2007/2008
4.7 Approve Discharge of Management Board Mgmt For For For
Member Heinrich Hiesinger for Fiscal
2007/2008
4.8 Approve Discharge of Management Board Mgmt For For For
Member Joe Kaeser for Fiscal 2007/2008
4.9 Approve Discharge of Former Mgmt For For For
Management Board Member Eduardo
Montes for Fiscal 2007/2008
4.10 Approve Discharge of Former Mgmt For For For
Management Board Member Jim
Reid-Anderson for Fiscal 2007/2008
4.11 Approve Discharge of Former Mgmt For For For
Management Board Member Erich R.
Reinhardt for Fiscal 2007/2008
4.12 Approve Discharge of Management Board Mgmt For For For
Member Hermann Requardt for Fiscal
2007/2008
4.13 Approve Discharge of Management Board Mgmt For For For
Member Siegfried Russwurm for Fiscal
2007/2008
4.14 Approve Discharge of Management Board Mgmt For For For
Member Peter Y. Solmssen for Fiscal
2007/2008
5.1 Approve Discharge of Supervisory Mgmt For For For
Board Member Gerhard Cromme for
Fiscal 2007/2008
5.2 Approve Discharge of Supervisory Mgmt For For For
Board Member Ralf Heckmann for Fiscal
2007/2008
5.3 Approve Discharge of Supervisory Mgmt For For For
Board Member Josef Ackermann for
Fiscal 2007/2008
5.4 Approve Discharge of Supervisory Mgmt For For For
Board Member Lothar Adler for Fiscal
2007/2008
5.5 Approve Discharge of Supervisory Mgmt For For For
Board Member Jean-Louis Beffa for
Fiscal 2007/2008
5.6 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Gerhard
Bieletzki for Fiscal 2007/2008
5.7 Approve Discharge of Supervisory Mgmt For For For
Board Member Gerd von Brandenstein
for Fiscal 2007/2008
5.8 Approve Discharge of Former Mgmt For For For
Supervisory Board Member John David
Coombe for Fiscal 2007/2008
5.9 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Hildegard
Cornudet for Fiscal 2007/2008
5.10 Approve Discharge of Supervisory Mgmt For For For
Board Member Michael Diekmann for
Fiscal 2007/2008
5.11 Approve Discharge of Supervisory Mgmt For For For
Board Member Hans Michael Gaul for
Fiscal 2007/2008
5.12 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Birgit Grube
for Fiscal 2007/2008
5.13 Approve Discharge of Supervisory Mgmt For For For
Board Member Peter Gruss for Fiscal
2007/2008
5.14 Approve Discharge of Supervisory Mgmt For For For
Board Member Bettina Haller for
Fiscal 2007/2008
5.15 Approve Discharge of Supervisory Mgmt For For For
Board Member Heinz Hawreliuk for
Fiscal 2007/2008
5.16 Approve Discharge of Supervisory Mgmt For For For
Board Member Berthold Huber for
Fiscal 2007/2008
5.17 Approve Discharge of Supervisory Mgmt For For For
Board Member Harald Kern for Fiscal
2007/2008
5.18 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Walter
Kroell for Fiscal 2007/2008
5.19 Approve Discharge of Supervisory Mgmt For For For
Board Member Nicola
Leibinger-Kammueller for Fiscal
2007/2008
5.20 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Michael
Mirow for Fiscal 2007/2008
5.21 Approve Discharge of Supervisory Mgmt For For For
Board Member Werner Moenius for
Fiscal 2007/2008
5.22 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Roland
Motzigemba for Fiscal 2007/2008
5.23 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Thomas
Rackow for Fiscal 2007/2008
5.24 Approve Discharge of Supervisory Mgmt For For For
Board Member Hakan Samuelsson for
Fiscal 2007/2008
5.25 Approve Discharge of Supervisory Mgmt For For For
Board Member Dieter Scheitor for
Fiscal 2007/2008
5.26 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Albrecht
Schmidt for Fiscal 2007/2008
5.27 Approve Discharge of Supervisory Mgmt For For For
Board Member Henning Schulte-Noelle
for Fiscal 2007/2008
5.28 Approve Discharge of Supervisory Mgmt For For For
Board Member Rainer Sieg for Fiscal
2007/2008
5.29 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Peter von
Siemens for Fiscal 2007/2008
5.30 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Jerry I.
Speyer for Fiscal 2007/2008
5.31 Approve Discharge of Supervisory Mgmt For For For
Board Member Birgit Steinborn for
Fiscal 2007/2008
5.32 Approve Discharge of Supervisory Mgmt For For For
Board Member Iain Vallance of Tummel
for Fiscal 2007/2008
6 Ratify Ernst & Young AG as Auditors Mgmt For For For
for Fiscal 2008/2009
7 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Mgmt For For For
Derivatives of up to 5 Percent of
Issued Share Capital When
Repurchasing Shares
9 Approve Creation of EUR 520.8 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
10 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11 Approve Remuneration of Supervisory Mgmt For For For
Board
12 Amend Articles Re: Decision Making of Mgmt For For For
General Meeting
- ------------------------------------------------------------------------------------------------------------------
Singapore Airlines Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y7992P128 07/29/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.80 Mgmt For For For
Per Share
3 Reelect Brian Pitman as Director Mgmt For For For
4.1 Reelect Chia Pei-Yuan as Director Mgmt For For For
4.2 Reelect David Michael Gonski as Mgmt For For For
Director
5.1 Reelect Christina Ong as Director Mgmt For For For
5.2 Reelect Lucien Wong Yuen Kuai as Mgmt For For For
Director
6 Approve Directors' Fees of SGD 1.5 Mgmt For For For
Million for the Financial Year Ended
March 31, 2008 (2007: SGD 1.3 Million)
7 Approve Directors' Fees of SGD 1.7 Mgmt For For For
Million for the Financial Year Ending
March 31, 2009
8 Reappoint Ernst & Young as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
9.1 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9.2 Approve Issuance of Shares Pursuant Mgmt For Against Against
to the Exercise of Options Granted
Under the SIA Employee Share Option
Plan and/or Grant of Awards Pursuant
to the SIA Performance Share Plan
and/or SIA Restricted Share Plan
- ------------------------------------------------------------------------------------------------------------------
Singapore Airlines Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y7992P128 07/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
2 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
Singapore Telecommunications Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y79985209 07/25/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.069 Mgmt For For For
Per Share
3 Reelect Graham John Bradley as Mgmt For For For
Director
4 Reelect Chumpol NaLamlieng as Director Mgmt For For For
5 Reelect Nicky Tan Ng Kuang as Director Mgmt For For For
6 Reelect Dominic Chiu Fai Ho as Mgmt For For For
Director
7 Approve Directors' Fees of SGD 2.3 Mgmt For For For
Million for the Year Ending March 31,
2009 (2008: SGD 2.3 Million)
8 Reappoint Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
9 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
10 Approve Issuance of Shares and Grant Mgmt For For For
Options Pursuant to the Singapore
Telecom Share Option Scheme 1999
11 Approve Issuance of Shares and Grant Mgmt For For For
Awards Pursuant to the Singtel
Performance Share Plan
- ------------------------------------------------------------------------------------------------------------------
Singapore Telecommunications Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y79985209 07/25/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
2 Approve Participation by the Relevant Mgmt For For For
Person in the SingTel Performance
Share Plan
3 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sino-Forest Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 82934H101 05/25/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Allen T.Y. Chan, Edmund Mak, Mgmt For Withhold Against
Simon Murray, James M.E. Hyde, Judson
Martin and Peter Wang as Directors
2 Approve Ernst & Young LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
SINOTRUK HONG KONG LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8014Z102 06/08/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and approve the audited Mgmt For For For
consolidated financial statements of
the Company and its subsidiaries and
the reports of the Directors and the
Auditor of the Company for the YE 31
DEC 2008
2. Declare a final dividend for the YE Mgmt For For For
31 DEC 2008
3.1 Re-elect Mr. Ma Chunji as a Director Mgmt For For For
of the Company
3.2 Re-elect Mr. Wang Haotao as a Mgmt For For For
Director of the Company
3.3 Re-elect Mr. Shao Qihui as Director Mgmt For For For
of the Company
3.4 Re-elect Mr. Ouyang Minggao as a Mgmt For For For
Director of the Company
3.5 Re-elect Mr. Chen Zheng as a Director Mgmt For For For
of the Company
3.6 Authorize the Board of Directors to Mgmt For For For
fix the remuneration of the Directors
of the Company
4. Re-appoint PricewaterhouseCoopers as Mgmt For For For
the Auditor and authorize the Board
of Directors to fix its remuneration
5.1 Authorize the Directors, to allot Mgmt For Against Against
issue and deal with additional shares
in the capital of the Company and to
make or grant offers, agreements and
options, including warrants to
subscribers, during and after the
relevant period, not exceed 20% of
the aggre
5.2 Authorize the Company to repurchase Mgmt For For For
issued shares in the capital of the
Company on The Stock Exchange of Hong
Kong Limited, and that the exercise
by the Directors of all the powers of
the Company to repurchase such
shares, subject to and in accordance
wit
5.3 Approve, conditional upon the passing Mgmt For Against Against
of resolutions 5A. and 5.B as
specified, the aggregate nominal
amount of the shares in the capital
of the Company which are repurchased
by the Company pursuant to and in
accordance with the said resolution
5.B be adde
6.1 Approve the transactions under the Mgmt For Against Against
Parts Purchase Agreement [as
specified in the circular of the
Company to the shareholders of the
Company dated 29 APR 2009 [the
Circular]] and to revised cap for the
transactions under the Parts Supply
Agreement for the
6.2 Authorize the Directors to do all Mgmt For Against Against
acts and execute and deliver [whether
under seal] all such documents for
and on behalf of the Company in
connection with the revised cap
7.1 Approve, ratify and confirmed the Mgmt For Against Against
Financial Services Framework
Agreement [as defined in the
Circular], the terms thereof and the
transaction contemplated thereunder
7.2 Approve the proposed annual caps for Mgmt For Against Against
transactions under the Finance
Services Framework Agreement for the
3 years ending 31 DEC 2011 as
specified
7.3 Authorize any Director to do all acts Mgmt For Against Against
and execute and deliver all such
documents for and on behalf of the
Company in connection with the
Financial Services Framework
Agreement, the transactions
thereunder and the proposed annual
caps
- ------------------------------------------------------------------------------------------------------------------
SODIFF ADVANCED MATERIALS CO LTD, YONGJU
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y806AM103 02/26/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Korea, Republic Of
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Elect the Temporary Chairman Mgmt For For For
2. Elect 3 Directors [including outside Mgmt For For For
Directors]
3. Approve the dismissal of Messrs. Mgmt For For For
Young-Hwan Ha, Seong-Tae Cho as the
Directors
- ------------------------------------------------------------------------------------------------------------------
SODIFF ADVANCED MATERIALS CO LTD, YONGJU
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y806AM103 03/27/2009 Voted
Meeting Type Country of Trade
Annual Korea, Republic Of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the financial statement Mgmt For For For
2. Elect 2 Directors Mgmt For For For
3. Elect 1 Auditor Mgmt For For For
4. Approve the limit of remuneration of Mgmt For For For
the Directors
5. Approve the limit of remuneration of Mgmt For For For
the Auditors
- ------------------------------------------------------------------------------------------------------------------
Softbank Corp
Ticker Security ID: Meeting Date Meeting Status
CUSIP J75963108 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 2.5
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For Against Against
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Software AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D7045M133 04/30/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.10 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.1 Elect Andreas Bereczky to the Mgmt For For For
Supervisory Board
5.2 Elect Heinz Geidt to the Supervisory Mgmt For For For
Board
6.0 Ratify BDO Deutsche Warentreuhand AG Mgmt For For For
as Auditors for Fiscal 2009
7.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Solvay S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP B82095116 05/12/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Directors' and Auditors' Mgmt N/A TNA N/A
Reports (Non-Voting)
2.0 Receive The Report On Corporate Mgmt N/A TNA N/A
Governance
3.0 Consolidated Accounts Of The 2008 Fy Mgmt N/A TNA N/A
4.0 Approve The Annual Accounts, The Mgmt For TNA N/A
Allocation Of Profits And The Gross
Dividenddistribution For Fully-paid
Shares At Eur 2.9333, Or Eur 2.20 Net
Of Belgian Withholding Tax; In View
Of The Eur 0.90 [net Of Belgian
Withholding Tax] Interim Dividend
Paid On 15
5.0 Grant Discharge To The Directors In Mgmt For TNA N/A
Office During The Fy 2008 For
Operations Falling Within That Period
6.0 Grant Discharge To The External Mgmt For TNA N/A
Auditor In Office During The Fy 2008
For Operations Falling Within That
Period
7.0 Elect Mr. Baron Herve Coppens D Mgmt For TNA N/A
Eeckenbrugge As A Non-independent
Director Toreplace Mr. Baron Hubert
De Wangen; His Term Of Office Will
Expire Immediatelyafter The Agm Of
May 2013
8.0 Elect Mrs. Petra Mateos-aparicio Mgmt For TNA N/A
Morales As A Director To Replace Dr.
Uwe-ernst Bufe; Her Term Of Office
Will Expire Immediately After The Agm
0f May 2013
9.0 Appoint Mrs. Petra Mateos-aparicio Mgmt For TNA N/A
Morales As Independent Director
Within Theboard Of Directors
10.0 Re-elect Successively Mr. Alois Mgmt For TNA N/A
Michielsen As A Director For A Period
Of 4 Years; His Term Of Office Will
Expire Immediately After The Agm Of
May 2013
11.0 Re-elect Successively Mr. Christian Mgmt For TNA N/A
Jourquin As A Director For A Period
Of 4 Years; His Term Of Office Will
Expire Immediately After The Agm Of
May 2013
12.0 Re-elect Successively Mr. Bernard De Mgmt For TNA N/A
Laguiche As A Director For A Period
Of 4years; His Term Of Office Will
Expire Immediately After The Agm Of
May 2013
13.0 Re-elect Successively Mr. Knight Guy Mgmt For TNA N/A
De Selliers De Moranville As A
Director For A Period Of 4 Years; His
Term Of Office Will Expire
Immediately After The Agm Of May 2013
14.0 Re-elect Successively Mr. Nicolas Mgmt For TNA N/A
Boel As A Director For A Period Of 4
Years;his Term Of Office Will Expire
Immediately After The Agm Of May 2013
15.0 Re-elect Successively Mr. Karel Van Mgmt For TNA N/A
Miert As A Director For A Period Of 4
Years; His Term Of Office Will Expire
Immediately After The Agm Of May 2013
16.0 Approve Mr. Nicolas Boel As Mgmt For TNA N/A
Independent Director Within The Board
Of Directors
17.0 Approve Mr. Karel Van Miert As Mgmt For TNA N/A
Independent Director Within The Board
Of Directors
18.0 Any Other Business Mgmt N/A TNA N/A
19.0 Receive Special Board Report OR Mgmt N/A TNA N/A
Special Auditor Report
20.0 Amend Article 10 Quater Of The Mgmt For TNA N/A
Articles Of Association As Specified
21.0 Amend Article 13 Bis Of The Articles Mgmt For TNA N/A
Of Association As Specified
22.0 Amend Article 19 Section 3 Of The Mgmt For TNA N/A
Articles Of Association As Specified
- ------------------------------------------------------------------------------------------------------------------
Sonic Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
SHL CINS Q8563C107 11/20/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Campbell as Director Mgmt For For For
2 Elect Lou Panaccio as Director Mgmt For For For
3 Elect Chirs Wilks as Director Mgmt For Against Against
4 Approve Remuneration Report for the Mgmt For For For
Year Ended June 30, 2008
5 Ratify Past Issuance of 4.94 Million Mgmt For For For
Shares at A$12.92 Each to Citigroup
Global Markets Australia Pty Ltd Made
on Oct. 10, 2008, Pursuant to an
Underwriting Agreement
6 Approve Sonic Healthcare Limited Mgmt For For For
Employee Option Plan (Plan)
7 Approve Grant of 1.75 Million Options Mgmt For For For
to Colin Goldschmidt, Chief Executive
Officer and Managing Director, under
the Plan
8 Approve Grant of 875,000 Options to Mgmt For For For
Chris Wilks, Finance Director and
Chief Financial Officer, under the
Plan
- ------------------------------------------------------------------------------------------------------------------
Sony Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J76337104 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 3000
2.0 Amend Articles To Reflect Mgmt For Against Against
Digitalization of Share Certificates
- Allow Company to Make Rules on
Exercise of Shareholder Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Souza Cruz S.A
Ticker Security ID: Meeting Date Meeting Status
CUSIP P26663107 03/19/2009 Voted
Meeting Type Country of Trade
MIX
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2 Approve Allocation of Income and Mgmt For For For
Dividends
3 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council Members
4 Authorize Capitalization of Reserves Mgmt For For For
5 Amend Articles to Reflect Changes in Mgmt For For For
Capital
- ------------------------------------------------------------------------------------------------------------------
Souza Cruz S.A
Ticker Security ID: Meeting Date Meeting Status
ISIN P26663107 03/19/2009 Voted
Meeting Type Country of Trade
Mix
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2008
2 Approve Allocation of Income and Mgmt For For For
Dividends
3 Approve Remuneration of Executive Mgmt For For For
Officers, Non-Executive Directors,
and Fiscal Council Members
4 Authorize Capitalization of Reserves Mgmt For For For
5 Amend Articles to Reflect Changes in Mgmt For For For
Capital
- ------------------------------------------------------------------------------------------------------------------
Stagecoach Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G8403M209 08/29/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 4.05 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Ewan Brown as Director Mgmt For For For
5 Re-elect Iain Duffin as Director Mgmt For For For
6 Re-elect Ann Gloag as Director Mgmt For For For
7 Re-elect Robert Speirs as Director Mgmt For For For
8 Re-elect Brian Souter as Director Mgmt For For For
9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
10 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
11 Amend Stagecoach Sharesave Scheme Mgmt For For For
12 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,352,254
13 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 352,838
14 Authorise up to Ten Percent of the Mgmt For For For
Company's Issued Ordinary Share
Capital for Market Purchase
15 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G84228157 05/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 42.32 US Mgmt For For For
Cents Per Ordinary Share
3.0 Approve Remuneration Report Mgmt For For For
4.0 Re-elect Jamie Dundas as Director Mgmt For For For
5.0 Re-elect Rudolph Markham as Director Mgmt For For For
6.0 Re-elect Ruth Markland as Director Mgmt For For For
7.0 Re-elect Richard Meddings as Director Mgmt For For For
8.0 Re-elect John Peace as Director Mgmt For For For
9.0 Elect Steve Bertamini as Director Mgmt For For For
10.0 Elect John Paynter as Director Mgmt For For For
11.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
12.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
13.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and Incur EU
Political Expenditure up to GBP
100,000
14.0 Increase Auth. Share Capital from USD Mgmt For For For
2,816,000,000, GBP 500,000,000 and
EUR 1,000,000,000 to USD
3,316,000,000, GBP 500,000,000, EUR
1,000,000,000, AED 100,000,000, HKD
100,000,000, INR 1,000,000,000, KRW
500,000,000,000 and SGD 100,000,000
15.0 Issue Equity with Rights up to USD Mgmt For For For
316,162,105.50 (Relevant Authorities
and Share Dividend Scheme) and
Additional Amount of USD 632,324,211
(Rights Issue) After Deducting Any
Securities Issued Under the Relevant
Authorities and Share Dividend Scheme
16.0 Extend Directors' Authority to Issue Mgmt For For For
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
189,697,263 Pursuant to Paragraph A
of Resolution 15 to Include the
Shares Repurchased by the Company
Under Authority Granted by Resolution
18
17.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 47,424,315.50
18.0 Authorise 189,697,263 Ordinary Shares Mgmt For For For
for Market Purchase
19.0 Authorise Market Purchase of 477,500 Mgmt For For For
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP
1.00
20.0 Adopt New Articles of Association Mgmt For For For
21.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G84228157 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 42.32 US Mgmt For For For
Cents Per Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect Jamie Dundas as Director Mgmt For For For
5 Re-elect Rudolph Markham as Director Mgmt For For For
6 Re-elect Ruth Markland as Director Mgmt For For For
7 Re-elect Richard Meddings as Director Mgmt For For For
8 Re-elect John Peace as Director Mgmt For For For
9 Elect Steve Bertamini as Director Mgmt For For For
10 Elect John Paynter as Director Mgmt For For For
11 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
12 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
13 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and Incur EU
Political Expenditure up to GBP
100,000
14 Increase Auth. Share Capital from USD Mgmt For For For
2,816,000,000, GBP 500,000,000 and
EUR 1,000,000,000 to USD
3,316,000,000, GBP 500,000,000, EUR
1,000,000,000, AED 100,000,000, HKD
100,000,000, INR 1,000,000,000, KRW
500,000,000,000 and SGD 100,000,000
15 Issue Equity with Rights up to USD Mgmt For For For
316,162,105.50 (Relevant Authorities
and Share Dividend Scheme) and
Additional Amount of USD 632,324,211
(Rights Issue) After Deducting Any
Securities Issued Under the Relevant
Authorities and Share Dividend Scheme
16 Extend Directors' Authority to Issue Mgmt For For For
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
189,697,263 Pursuant to Paragraph A
of Resolution 15 to Include the
Shares Repurchased by the Company
Under Authority Granted by Resolution
18
17 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 47,424,315.50
18 Authorise 189,697,263 Ordinary Shares Mgmt For For For
for Market Purchase
19 Authorise Market Purchase of 477,500 Mgmt For For For
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP
1.00
20 Adopt New Articles of Association Mgmt For For For
21 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
STARHUB LTD, SINGAPORE
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8152F132 04/16/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the Directors' Mgmt For For For
report and the audited accounts for
the FYE 31 DEC 2008 and the Auditors'
report therein
2. Re-appoint Mr. Lim Chin Beng, who Mgmt For For For
will retire under Section 153[6] of
the Companies Act, Chapter 50 of
Singapore, as a Director of the
Company, to hold office from the date
of this AGM until the next AGM of the
Company
3. Re-elect Mr. Kua Hong Pak as a Mgmt For For For
Director, who will retire by rotation
pursuant to Article 93 of the
Company's Articles of Association
4. Re-elect Mr. Lee Theng Kiat as a Mgmt For For For
Director, who will retire by rotation
pursuant to Article 93 of the
Company's Articles of Association
5. Re-elect Mr. Lim Ming Seong as a Mgmt For For For
Director, who will retire by rotation
pursuant to Article 93 of the
Company's Articles of Association
6. Re-elect Mr. Robert J. Sachs as a Mgmt For For For
Director, who will retire by rotation
pursuant to Article 93 of the
Company's Articles of Association
7. Re-elect Mr. Sadao Maki as a Mgmt For For For
Director, who will retire pursuant to
Article 99 of the Company's Articles
of Association
8. Approve the sum of SGD 1,078,000 as Mgmt For For For
the Directors' fees for the YE 31 DEC
2008
9. Declare a final dividend of 4.5 cents Mgmt For For For
per ordinary share for the FYE 31 DEC
2008
10. Re-appoint KPMG LLP as the Auditors Mgmt For Against Against
of the Company and authorize the
Directors to fix their remuneration
11. Authorize the Directors to: a] issue Mgmt For Against Against
shares in the capital of the Company
[shares] whether by way of rights,
bonus or otherwise; and/or; make or
grant offers, agreements or options
[collectively, instruments] that
might or would require shares to be
issue
12. Authorize the Directors to allot and Mgmt For Against Against
issue from time to time such number
of ordinary shares in the capital of
the Company as may be required to be
issued pursuant to the exercise of
options granted under the StarHub Pte
Ltd Share Option Plan
13. Authorize the Directors to: offer and Mgmt For Against Against
grant options in accordance with the
provisions of the StarHub Share
Option Plan 2004 [the 'Share Option
Plan'] and/or to grant awards in
accordance with the provisions of the
StarHub Performance Share Plan [the
'Perf
- ------------------------------------------------------------------------------------------------------------------
STARHUB LTD, SINGAPORE
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8152F132 04/16/2009 Voted
Meeting Type Country of Trade
ExtraOrdinary Singapore
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Authorize the Directors of the Mgmt For For For
Company, for the purposes of Sections
76C and 76E of the Companies Act,
Chapter 50 of Singapore [the
Companies Act], to purchase or
otherwise acquire issued ordinary
shares in the capital of the Company
[the Shares] not exce
2. Approve, for the purposes of Chapter N/A None For N/A
9 of the Listing Manual [Chapter 9]
of the SGX-ST, for the Company, its
subsidiaries and associated Companies
that are entities at risk [as that
term is used in Chapter 9], or any of
them, to enter into any of the tran
- ------------------------------------------------------------------------------------------------------------------
StatoilHydro ASA (formerly Statoil ASA)
Ticker Security ID: Meeting Date Meeting Status
CUSIP R8412T102 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Elect Olaug Svarva as Chairman of Mgmt For For For
Meeting
3 Approve Notice of Meeting and Agenda Mgmt For For For
4 Registration of Attending N/A N/A N/A N/A
Shareholders and Proxies
5 Designate Inspectors of Minutes of Mgmt For For For
Meeting
6 Approve Financial Statements and Mgmt For For For
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.25
per Share (NOK 4.40 as Ordinary
Dividend and NOK 2.85 as Special
Dividend)
7 Approve Remuneration of Auditors Mgmt For For For
8 Elect One Deputy Member of Corporate Mgmt For Against Against
Assembly
9 Approve Remuneration Policy And Other Mgmt For Against Against
Terms of Employment For Executive
Management
10 Authorize Repurchase and Reissuance Mgmt For Against Against
of Shares up to NOK 15 Million
Aggregate Par Value for Share Saving
Scheme for Employees
11 Change Company Name to Statoil ASA; Mgmt For For For
Amend Corporate Purpose: Include
Other Forms of Energy
12 Withdraw Company From Tar Sands ShrHldr Against Against For
Activities in Canada
- ------------------------------------------------------------------------------------------------------------------
Suez Environnement Company
Ticker Security ID: Meeting Date Meeting Status
CINS F90131115 07/16/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger by Absorption of Mgmt For For For
Rivolam
2 Approve Spin-Off of Suez Environnement Mgmt For For For
3 Approve Distribution of 65 percent of Mgmt For For For
Suez Environnement to Suez's
Shareholders
4 Approve Special Auditors' Report Mgmt For For For
Regarding Related-Party Transactions
5 Approve Merger by Absorption of Suez Mgmt For For For
by GDF
6 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
SUGI HOLDINGS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J7687M106 05/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulaions
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
2.7 Appoint a Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Approve Provision of Retirement Mgmt For Against Against
Allowance for Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Sumitomo Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J77282119 06/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors
6 Approve Stock Option Plan for Mgmt For For For
Directors
7 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J7771X109 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 20 for Ordinary
Shares
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format - Clarify Terms of
Alternate Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For Against Against
5.0 Appoint Alternate Statutory Auditor Mgmt For For For
6.0 Approve Retirement Bonus Payment for Mgmt For Against Against
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Sumitomo Osaka Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J77734101 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 2
2.0 Amend Articles To Reflect Mgmt For Against Against
Digitalization of Share Certificates
- Allow Company to Make Rules on
Exercise of Shareholder Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sumitomo Trust & Banking Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J77970101 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 1.5
2 Amend Articles To Create New Classes Mgmt For For For
of Preferred Shares - Reflect
Digitalization of Share Certificates
- Reflect Changes in Law
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867229106 06/04/2009 Voted
Meeting Type Country of Trade
Annual/Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Plan of Arrangement - Merger Mgmt For For For
with Petro-Canada
2.0 Amend Stock Option Plan Mgmt For Against Against
3.1 Elect Director Mel E. Benson Mgmt For For For
3.2 Elect Director Brian A. Canfield Mgmt For For For
3.3 Elect Director Bryan P. Davies Mgmt For For For
3.4 Elect Director Brian A. Felesky Mgmt For For For
3.5 Elect Director John T. Ferguson Mgmt For For For
3.6 Elect Director W. Douglas Ford Mgmt For For For
3.7 Elect Director Richard L. George Mgmt For For For
3.8 Elect Director John R. Huff Mgmt For For For
3.9 Elect Director M. Ann McCaig Mgmt For For For
3.10 Elect Director Michael W. O'Brien Mgmt For For For
3.11 Elect Director Eira M. Thomas Mgmt For For For
4.0 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Suruga Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J78400108 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
3.0 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Svenska Handelsbanken
Ticker Security ID: Meeting Date Meeting Status
CUSIP W90937181 04/29/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A N/A N/A
2.0 Elect Sven Unger as Chairman of Mgmt For For For
Meeting
3.0 Prepare and Approve List of Mgmt For For For
Shareholders
4.0 Approve Agenda of Meeting Mgmt For For For
5.0 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6.0 Acknowledge Proper Convening of Mgmt For For For
Meeting
7.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive Board and
Committee Reports; Receive
President's Report; Allow Questions;
Receive Auditors' Report
8.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
9.0 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 7.00 per Share
10.0 Approve Discharge of Board and Mgmt For For For
President
11.0 Authorize Repurchase of Up to Two Mgmt For For For
Percent of Issued Share Capital for
Bank's Trading Books
12.0 Determine Number of Members (12) and Mgmt For For For
Deputy Members (0) of Board
13.0 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 2.4 Million to the
Chairman, SEK 675,000 to the Vice
Chairmen, and SEK 450,000 to Other
Directors; Approve Remuneration to
Committee Members; Approve
Remuneration of Auditors
14.0 Reelect Jon Fredrik Baksaas, Ulrika Mgmt For Against Against
Boethius, Paer Boman, Tommy Bylund,
Goeran Ennerfelt, Hans Larsson
(Chair), Fredrik Lundberg, Sverker
Martin-Loef, Anders Nyren and Bente
Rathe as Directors; Elect Lone
Schroeder and Jan Johansson as New
Directors
15.0 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
16.0 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
17.0 Allocate SEK 50 Million to a ShrHldr Against Against For
Fund/Foundation Named "Creating a
Decent Sweden"
18.0 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Swire Pacific Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y83310113 05/14/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Final Dividends Mgmt For For For
2.1 Reelect C D Pratt as Director Mgmt For For For
2.2 Reelect P N L Chen as Director Mgmt For For For
2.3 Reelect D Ho as Director Mgmt For For For
2.4 Reelect J W J Hughes-Hallett as Mgmt For For For
Director
2.5 Reelect C K M Kwok as Director Mgmt For For For
2.6 Reelect M M T Yang as Director Mgmt For For For
2.7 Elect P A Kilgour as Director Mgmt For For For
2.8 Elect M B Swire as Director Mgmt For For For
3 Reappoint PricewaterhouseCoopers as Mgmt For For For
Auditors and Authorize the Board to
Fix Their Remuneration
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
TAEWOONG CO LTD, PUSAN
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8365T101 03/26/2009 Voted
Meeting Type Country of Trade
Annual Korea, Republic Of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the financial statement Mgmt For For For
2. Approve the partial amendment to the Mgmt For Against Against
Articles of Incorporation
3. Elect the Auditors Mgmt For For For
4. Approve the limit of remuneration for Mgmt For For For
Directors
5. Approve the limit of remuneration for Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
TAEWOONG CO LTD, PUSAN
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8365T101 08/06/2008 Voted
Meeting Type Country of Trade
ExtraOrdinary Korea, Republic Of
General Meeting
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Approve the partial amendment to the Mgmt For Against Against
Articles of Incorporation
2. Elect the Directors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Taiwan Mobile Co Ltd (frmly TAIWAN CELLULAR CORP)
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y84153215 06/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve 2008 Business Operations Mgmt For For For
Report and Financial Statements and
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Amend Articles of Association Mgmt For For For
4 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties and for
Endorsement and Guarantee
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve 2008 Business Operations Mgmt For For For
Report, Financial Statements, and
Statutory Reports
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Mgmt For For For
Dividends and Employee Profit Sharing
4 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties and
Procedures for Endorsement and
Guarantee
5.1 Director Morris Chang Mgmt For For For
5.2 Director F.c. Tseng Mgmt For For For
5.3 Director Rick Tsai Mgmt For For For
5.4 Director Tain-jy Chen Mgmt For For For
5.5 Director P. Leahy Bonfield Mgmt For For For
5.6 Director Stan Shih Mgmt For For For
5.7 Director Ms. Carly Fiorina Mgmt For For For
5.8 Director Thomas J Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y84629107 06/10/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve 2008 Business Operations Mgmt For For For
Report and Financial Statements
2 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3 Approve Capitalization of 2008 Mgmt For For For
Dividends and Employee Profit Sharing
4 Approve to Amend the Company's Mgmt For For For
Internal Policies
4.1 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties
4.2 Approve Amendment on the Procedures Mgmt For For For
for Endorsement and Guarantee
5.1 Elect Morris Chang, ID No. 4515 as Mgmt For For For
Director
5.2 Elect F.C. Tseng, ID No. 104 as Mgmt For For For
Director
5.3 Elect Rick Tsai, ID No. 7252 as Mgmt For For For
Director
5.4 Elect Tain-Jy Chen (Representative of Mgmt For For For
National**p*Development Fund,
Executive Yuan), ID No. 1 as Director
5.5 Elect Peter Leahy Bonfield, ID No. Mgmt For For For
093180657 as Independent Director
5.6 Elect Stan Shih, ID No. 534770 as Mgmt For For For
Independent Director
5.7 Elect Carleton Sneed Fiorina, ID No. Mgmt For For For
438012153 as Independent Director
5.8 Elect Thomas J. Engibous, ID No. Mgmt For For For
135021464 as Independent Director
6 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Takeda Pharmaceutical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J8129E108 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 92
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Tandberg ASA
Ticker Security ID: Meeting Date Meeting Status
CUSIP R88391108 04/23/2009 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting; Registration of Mgmt N/A N/A N/A
Attending Shareholders and Proxies
2.0 Elect Chairman of Meeting; Designate Mgmt For For For
Inspector(s) of Minutes of Meeting
3.0 Approve Notice of Meeting and Agenda Mgmt For For For
4.0 Receive Management's Status Report Mgmt N/A N/A N/A
5.0 Approve Financial Statements and Mgmt For For For
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 1.25
per Share
6.0 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
7.0 Approve Remuneration of Directors, Mgmt For For For
Committee Members, and Auditors
8.0 Elect Jan Opsahl (Chairman), Jorgen Mgmt For For For
Haslestad, Barbara Thoralfsson, Helen
Karlsen, and Bengt Thuresson as
Directors; Elect Halvor Loken
(Chairman), Age Korsvold, Eric
Sandtro, and Nils Bastiansen as
Members of Nominating Committee;
Ratify Auditors
9.0 Approve NOK 1.7 Million Reduction in Mgmt For For For
Share Capital via Share Cancellation
10.0 Authorize Repurchase of Issued Shares Mgmt For For For
11.0 Approve Creation of NOK 11 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
- ------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y8563B159 05/27/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and approve the statement of Mgmt For For For
accounts and the reports of the
Directors and Auditors for the YE 31
DEC 2008
2. Declare the final dividend of HKD N/A None For N/A
3.00 cents per share to shareholders
whose names appear on the Register of
Members of the Company on 27 MAY 2009
3.1 Re-elect Mr. Frank Chi Chung Chan as Mgmt For For For
a Group Executive Director
3.2 Re-elect Mr. Stephan Horst Pudwill as Mgmt For For For
a Group Executive Director
3.3 Re-elect Mr. Christopher Patrick Mgmt For For For
Langley OBE as an Independent
Non-Executive Director
3.4 Re-elect Mr. Manfred Kuhlmann as an Mgmt For For For
Independent Non-Executive Director
3.5 Authorize the Directors to fix their Mgmt For For For
remuneration for the YE 31 DEC 2009
4. Re-appoint Deloitte Touche Tohmatsu Mgmt For For For
as the Auditors of the Company and
authorize the Directors to fix their
remuneration
5. Authorize the Directors of the Mgmt For Against Against
Company to allot, issue and deal with
additional shares of HKD 0.10 each in
the capital of the Company and to
make or grant offers, agreements and
options [including bonds, notes,
warrants, debentures and securities
converti
6. Authorize the Directors of the Mgmt For For For
Company to repurchase shares of HKD
0.10 each in the share capital of the
Company during the relevant period,
on the Stock Exchange or any other
exchange on which the shares of the
Company may be listed and recognized
by the
7. Approve, conditional upon the passing Mgmt For Against Against
of Resolutions 5 and 6, the aggregate
nominal amount of the share capital
of the Company purchased by the
Company pursuant to Resolution 6, be
added to the aggregate nominal amount
of the share capital of the Company
8 Amend with respect to Articles 5(B), Mgmt For For For
67, 72, 74, 75, 76, 77, 78, 80, 83,
85, 87, 171 and 177(B) of the
Articles of Association of the
Company as specified
9 Approve: a) the creation and issue of Mgmt For For For
USD 50,900,000 in principal amount of
8.5% unlisted and unsecured
convertible bonds due 2014 [the
Tranche 2 Bonds] and up to USD
25,000,000 in principal amount of
8.5% unlisted and unsecured
convertible bonds due 2014
- ------------------------------------------------------------------------------------------------------------------
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382109 06/22/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of
Income, and Discharge Directors
2.0 Approve Dividend Charged to Mgmt For For For
Unrestricted Reserves
3.0 Approve Employee Stock Purchase Plan Mgmt For For For
4.0 Authorize Share Repurchase Program Mgmt For For For
5.0 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares;
Amend Articles Accordingly
6.0 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Telefonica S.A. (Formerly Telefonica De Espana, S.A.)
Ticker Security ID: Meeting Date Meeting Status
CUSIP 879382109 06/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of
Income, and Discharge Directors
2 Approve Dividend Charged to Mgmt For For For
Unrestricted Reserves
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Share Repurchase Program Mgmt For For For
5 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares;
Amend Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Teleperformance
Ticker Security ID: Meeting Date Meeting Status
CUSIP F9120F106 05/29/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Discharge Auditors and Management
Board Members
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Transaction with a Mgmt For For For
Subsidiary, Teleperformance France
Re: Contribution in Kind
4.0 Approve Transaction with Luxembourg Mgmt For For For
Contact Centers Re: GN Research
Luxembourg
5.0 Approve Transaction with Mgmt For For For
Teleperformance Technipal Help Re:
Sale of 5 Percent of Citytech and FST
Shares
6.0 Approve Transaction with Olivier Mgmt For Against Against
Douce and Daniel Julien Re:
Acquisition of 25 Teleperformance
Midi Aquitaine Shares, 50
Teleperformance Rhone Alpes Shares,
and 2 Teleperformance Nord Shares
7.0 Approve Transaction with Mgmt For For For
Teleperformance Technical Help Re:
Contribution in Kind
8.0 Approve Transaction with Luxembourg Mgmt For For For
Contact Centers Re: Sale of
PerfectCall and Allbyphone Shares
9.0 Approve Transaction with Michel Mgmt For For For
Peschard Re: Remuneration Resulting
from his Employment Agreement
10.0 Approve Ongoing Transaction with Mgmt For Against Against
Michel Peschard Re: Severance Payments
11.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.44 per Share
12.0 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR 145,800
13.0 Reelect Daniel Julien as Supervisory Mgmt For Against Against
Board Member
14.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
15.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
16.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 37.50 Million
17.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
18.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 150 Million for Bonus
Issue or Increase in Par Value
19.0 Authorize up to 3,000,000 Shares for Mgmt For Against Against
Use in Restricted Stock Plan
20.0 Approve Employee Stock Purchase Plan Mgmt For For For
21.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
TENARIS SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP 88031M109 06/03/2009 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Consolidated Financial Mgmt For TNA N/A
Statements
2 Accept Financial Statements Mgmt For TNA N/A
3 Approve Allocation of Income and Mgmt For TNA N/A
Dividends
4 Approve Discharge of Directors Mgmt For TNA N/A
5 Elect Directors (Bundled) Mgmt For TNA N/A
6 Approve Remuneration of Directors Mgmt For TNA N/A
7 Approve Auditors and Authorize Board Mgmt For TNA N/A
to Fix Their Remuneration
8 Approve Share Repurchase Program Mgmt For TNA N/A
9 Allow Electronic Distribution of Mgmt For TNA N/A
Company Communications
- ------------------------------------------------------------------------------------------------------------------
Terna SPA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T9471R100 04/22/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements, Mgmt For TNA N/A
Consolidated Financial Statements,
and Statutory Reports
2.0 Approve Allocation of Income Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Terna SPA
Ticker Security ID: Meeting Date Meeting Status
CUSIP T9471R100 04/22/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend the Company's Stock Option Mgmt For TNA N/A
Schemes
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Final Dividend Mgmt For For For
2.1 Elect Phillip Frost as Director Mgmt For For For
2.2 Elect Roger Abravanel as Director Mgmt For For For
2.3 Elect Elon Kohlberg as Director Mgmt For For For
2.4 Elect Yitzhak Peterburg as Director Mgmt For For For
2.5 Elect Erez Vigodman as Director Mgmt For For For
3 Approve Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 881624209 09/25/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joseph (Yosi) Nitzani as Mgmt For For For
External Director
- ------------------------------------------------------------------------------------------------------------------
The Game Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G37217109 07/03/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Remuneration Report Mgmt For For For
2 Accept Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Final Dividend of 2.97 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Peter Lewis as Director Mgmt For For For
5 Re-elect Ishbel Macpherson as Director Mgmt For For For
6 Re-elect Lisa Morgan as Director Mgmt For For For
7 Reappoint BDO Stoy Hayward LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,747,802
10 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 862,170
11 Authorise 34,486,814 Ordinary Shares Mgmt For For For
for Market Purchase
12 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Siam Cement Public Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP Y7866P147 03/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Minutes of Previous AGM Mgmt For For For
2 Acknowledge 2008 Annual Report Mgmt For For For
3 Accept Financial Statements and Mgmt For For For
Statutory Reports
4 Approve Allocation of Income Mgmt For For For
5.1 Elect Snoh Unakul as Director Mgmt For For For
5.2 Elect Panas Simasathien as Director Mgmt For For For
5.3 Elect Arsa Sarasin as Director Mgmt For For For
5.4 Elect Chumpol NaLamlieng as Director Mgmt For For For
6 Approve KPMG Phoomchai Audit as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve the Indemnification of Mgmt For For For
Directors
8 Approve Remuneration of Directors and Mgmt For For For
Sub-Committees
- ------------------------------------------------------------------------------------------------------------------
The Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 04/02/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William E. Bennett Mgmt For For For
1.2 Elect Director Hugh J. Bolton Mgmt For For For
1.3 Elect Director John L. Bragg Mgmt For For For
1.4 Elect Director W. Edmund Clark Mgmt For For For
1.5 Elect Director Wendy K. Dobson Mgmt For For For
1.6 Elect Director Donna M. Hayes Mgmt For For For
1.7 Elect Director Henry H. Ketcham Mgmt For For For
1.8 Elect Director Pierre H. Lessard Mgmt For For For
1.9 Elect Director Brian M. Levitt Mgmt For For For
1.10 Elect Director Harold H. MacKay Mgmt For For For
1.11 Elect Director Irene R. Miller Mgmt For For For
1.12 Elect Director Nadir H. Mohamed Mgmt For For For
1.13 Elect Director Roger Phillips Mgmt For For For
1.14 Elect Director Wilbur J. Prezzano Mgmt For For For
1.15 Elect Director William J. Ryan Mgmt For For For
1.16 Elect Director Helen K. Sinclair Mgmt For For For
1.17 Elect Director John M. Thompson Mgmt For For For
2.0 Appoint Ernst & Young LLP as Auditors Mgmt For For For
3.0 SP 1: Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
4.0 SP 2: Review Executive Compensation ShrHldr Against Against For
Programs
5.0 SP 3: Review Short-Selling Programs ShrHldr Against Against For
6.0 SP 4: Review Director Recruitment ShrHldr Against Against For
Policies
7.0 SP 5: Adopt Policy Limiting the ShrHldr Against Against For
Number of Board Seats per Director
8.0 SP 6: Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
9.0 SP 7: Adopt Policy to Increase Number ShrHldr Against Against For
of Women Directors
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tokio Marine Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J86298106 06/29/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 24
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For Against Against
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For Against Against
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tokuyama Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J86506102 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 3
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For Against Against
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Tokyo Electric Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J86914108 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 30
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For Against Against
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Alternate Income Allocation ShrHldr Against Against For
Proposal
6.0 Amend Articles to Ban Further ShrHldr Against Against For
Investment to Repair Nuclear Plant
7.0 Amend Articles to Retire Fukushima I ShrHldr Against Against For
and II Nuclear Plants
8.0 Amend Articles to Require ShrHldr Against For Against
Compensation Disclosure
- ------------------------------------------------------------------------------------------------------------------
TOMRA SYS A/S
Ticker Security ID: Meeting Date Meeting Status
CUSIP R91733114 04/21/2009 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Opening of the general meeting by the Mgmt For For For
Chairman of the Board of Directors;
registration of attending
shareholders, including shareholders
represented by proxy
2. Elect the Chairperson of the meeting Mgmt For For For
3. Elect a person to sign the minutes of Mgmt For For For
the general meeting together with the
Chairman of the meeting
4. Approve the notice of the meeting and Mgmt For For For
the agenda
5. Receive the report by the Management Mgmt For For For
on the status of the Company and the
Group
6. Approve the annual report and annual Mgmt For For For
accounts for 2008; an ordinary
dividend of NOK 0.50 per share shall
be distributed; eligible for dividend
for a share is the one being owner of
the share by the end of 21 APR 2009;
the shares will be traded on Oslo Sto
7. Approve the declaration from the Mgmt For For For
Board of Directors on the fixing of
salaries and other remunerations to
leading personnel are duly noted; the
declaration regarding remuneration in
the form of shares etc. is approved
as binding for the Board of Directors
8. Approve that for the period APR 2008 Mgmt For For For
to APR 2009, the Members of the Board
of Directors are remunerated as
follows [last year's figures in
brackets]: Chairman of the Board: NOK
500,000 [720,000] External Board
Members: NOK 385,000 [385,000]
Internal Board
9. Re-elect Messrs. Tom Knoff, Ole Dahl Mgmt For For For
and Hild Kinder as the Nomination
Committee and re-elect Messrs. Svein
Rennemo, Jorgen Randers, Hege M.
Norheim, Bjorn M. Wiggen and Aniela
Gjos as the Board Members and the
Committee nominates Messrs. Svein
Rennemo an
10. Elect the Auditor Mgmt For For For
11. Approve the share capital of the Mgmt For For For
Company is reduced by NOK 5,000,000
by cancellation of 5,000,000 treasury
shares; the reduction will come into
force when it is registered by the
Norwegian Register of Business
Enterprises; amend the entry into
force the A
12. Authorize the Board of Directors, in Mgmt For For For
accordance with the Norwegian Public
Limited Liabilities Act Section 9-4,
to acquire and dispose of treasury
shares; [Authority remains in force
until the next AGM]; the Company may
acquire shares up to a total par val
13. Authorize the Board of Directors to Mgmt For Against Against
increase the share capital by up to
NOK 15,000,000 by subscription of new
shares; the authority may only be
employed in connection with mergers
and acquisitions of companies or
businesses; the shareholder's
pre-emptive
- ------------------------------------------------------------------------------------------------------------------
TORIDOLL.CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP J8963E107 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations,
Allow Board to Make Rules Governing
Exercise of Shareholders' Rights
3 Appoint a Substitute Corporate Auditor Mgmt For For For
4 Allow Board to Authorize Use of Stock Mgmt For Against Against
Option Plan
- ------------------------------------------------------------------------------------------------------------------
TOSHIBA PLANT SYSTEMS & SERVICES CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP J89795124 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations,
Allow Board to Make Rules Governing
Exercise of Shareholders' Rights
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
2.7 Appoint a Director Mgmt For For For
2.8 Appoint a Director Mgmt For For For
2.9 Appoint a Director Mgmt For For For
2.10 Appoint a Director Mgmt For For For
3 Appoint a Corporate Auditor Mgmt For For For
4 Appoint a Substitute Corporate Auditor Mgmt For For For
5 Approve Payment of Bonuses to Mgmt For Against Against
Directors and Corporate Auditors
6 Approve Retirement allowance for Mgmt For Against Against
Retiring Directors, and Payment of
Accrued Benefits associated with
Abolition of Retirement Benefit
System for Current Corporate Officers
7 Amend the Compensation to be received Mgmt For Against Against
by Directors and Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP F92124100 05/15/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.28 per Share
4.0 Approve Special Auditors' Report Mgmt For For For
Presenting Ongoing Related-Party
Transactions
5.0 Approve Transaction with Thierry Mgmt For For For
Desmarest
6.0 Approve Transaction with Christophe Mgmt For Against Against
de Margerie
7.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
8.0 Reelect Anne Lauvergeon as Director Mgmt For Against Against
9.0 Reelect Daniel Bouton as Director Mgmt For Against Against
10.0 Reelect Bertrand Collomb as Director Mgmt For For For
11.0 Reelect Christophe de Margerie as Mgmt For For For
Director
12.0 Reelect Michel Pebereau as Director Mgmt For Against Against
13.0 Electe Patrick Artus as Director Mgmt For For For
14.0 Amend Article 12 of Bylaws Re: Age Mgmt For For For
Limit for Chairman
- ------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP F92124100 05/15/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Article 19 of Bylaws Re: ShrHldr Against Against For
Disclosure of Individual Stock Plans
2.0 Amend Article 11 of Bylaws Re: ShrHldr Against Against For
Nomination of Employees Shareholders
Representative to the Board of
Directors
3.0 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
- ------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
CUSIP F92124100 05/15/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.28 per Share
4 Approve Special Auditors' Report Mgmt For For For
Presenting Ongoing Related-Party
Transactions
5 Approve Transaction with Thierry Mgmt For For For
Desmarest
6 Approve Transaction with Christophe Mgmt For Against Against
de Margerie
7 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
8 Reelect Anne Lauvergeon as Director Mgmt For Against Against
9 Reelect Daniel Bouton as Director Mgmt For Against Against
10 Reelect Bertrand Collomb as Director Mgmt For For For
11 Reelect Christophe de Margerie as Mgmt For For For
Director
12 Reelect Michel Pebereau as Director Mgmt For Against Against
13 Electe Patrick Artus as Director Mgmt For For For
14.1 Amend Article 12 of Bylaws Re: Age Mgmt For For For
Limit for Chairman
14.2 Amend Article 19 of Bylaws Re: ShrHldr Against Against For
Disclosure of Individual Stock Plans
14.3 Amend Article 11 of Bylaws Re: ShrHldr Against Against For
Nomination of Employees Shareholders
Representative to the Board of
Directors
15 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
- ------------------------------------------------------------------------------------------------------------------
Toyo Seikan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J92289107 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Toyo Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J92547132 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
TOYO TANSO CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J92689108 08/28/2008 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Expand Business Mgmt For For For
Lines
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
3.8 Appoint a Director Mgmt For For For
4 Appoint a Corporate Auditor Mgmt For For For
5 Approve Payment of Bonuses to Mgmt For For For
Directors and Corporate Auditors
- ------------------------------------------------------------------------------------------------------------------
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP J92676113 06/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 35
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
3.26 Elect Director Mgmt For For For
3.27 Elect Director Mgmt For For For
3.28 Elect Director Mgmt For For For
3.29 Elect Director Mgmt For For For
4 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROVAL OF THE 2008 ANNUAL REPORT, Mgmt For For For
THE CONSOLIDATED FINANCIALSTATEMENTS
OF TRANSOCEAN LTD. FOR FISCAL YEAR
2008 AND THESTATUTORY FINANCIAL
STATEMENTS OF TRANSOCEAN LTD.
2.0 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For For
OF DIRECTORS AND THEEXECUTIVE
OFFICERS FOR FISCAL YEAR 2008
3.0 APPROPRIATION OF THE AVAILABLE Mgmt For For For
RETAINED EARNINGS WITHOUT PAYMENTOF A
DIVIDEND TO SHAREHOLDERS FOR FISCAL
YEAR 2008 AND RELEASEOF CHF 3.5
BILLION OF LEGAL RESERVES TO OTHER
RESERVES.
4.0 AUTHORIZATION OF A SHARE REPURCHASE Mgmt For For For
PROGRAM
5.0 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For For
PLAN OF TRANSOCEAN LTD. INTHE FORM AS
AMENDED AND RESTATED EFFECTIVE AS OF
2/12/09
6.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM:W. RICHARD ANDERSON
7.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM:RICHARD L. GEORGE
8.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM:ROBERT L. LONG
9.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM:EDWARD R. MULLER
10.0 REELECTION OF CLASS III DIRECTOR FOR Mgmt For For For
A TWO-YEAR TERM:VICTOR E. GRIJALVA
11.0 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For For
TRANSOCEAN LTD. SINDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR2009 AND REELECTION OF
ERNST & YOUNG LTD., ZURICH, AS
TRANSOCEANLTD. S AUDITOR PURSUANT TO
THE SWISS CODE OF OBLIGATIONS FOR
AFURTHER ONE-YEA
- ------------------------------------------------------------------------------------------------------------------
TRANSPACIFIC INDUSTRIES GROUP LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Q91932105 11/06/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the financial report of the N/A None N/A N/A
Company and the reports of the
Directors a-nd the Auditor for the
FYE 30 JUN 2008
2. Approve the remuneration report as Mgmt For For For
specified in the Directors report for
the FYE 30 JUN 2008
3.1 Re-elect Mr. Graham Mulligan as a Mgmt For For For
Non-Executive Director of the
Company, who retiring in accordance
with Clause 6.3 of the Constitution
3.2 Re-elect Mr. Bruce Allan as a Mgmt For For For
Non-Executive Director of the
Company, who retiring in accordance
with Clause 6.3 of the Constitution
4. Ratify, for the purpose of ASX Mgmt For For For
Listing Rule 7.4 and for all other
purposes, the issue of 7,189,934
fully paid ordinary shares in the
Company since 31 OCT 2007, as
specified
5. Ratify, for the purpose of ASX Mgmt For For For
Listing Rule 7.4 and for all other
purposes, the issue of ordinary
shares upon conversion of AUD 321.5
million convertible notes [equivalent
to 21,628,276 ordinary shares to the
persons and on the terms as specified]
- ------------------------------------------------------------------------------------------------------------------
Truworths International Ltd
Ticker Security ID: Meeting Date Meeting Status
CUSIP S8793H130 11/06/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for Year Ended June
29, 2008
2.1 Reelect MS Mark as Director Mgmt For For For
2.2 Reelect RG Dow as Director Mgmt For For For
2.3 Reelect H Saven as Director Mgmt For For For
3 Place Authorized But Unissued Shares Mgmt For For For
under Control of Directors
4 Authorize Repurchase of Up to 20 Mgmt For For For
Percent of Issued Share Capital
5 Approve Ernst & Young Inc. as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Period Ended June 29,
2008
7.1 Approve Remuneration of Non-Executive Mgmt For For For
Chairman for Period to June 28, 2009
7.2 Approve Remuneration of Non-Executive Mgmt For For For
Directors for Period to June 28, 2009
7.3 Approve Remuneration of Audit Mgmt For For For
Committee Chairman for Period to June
28, 2009
7.4 Approve Remuneration of Audit Mgmt For For For
Committee Members for Period to June
28, 2009
7.5 Approve Remuneration of Remuneration Mgmt For For For
Committee Chairman for Period to June
28, 2009
7.6 Approve Remuneration of Remuneration Mgmt For For For
Committee Member for Period to June
28, 2009
7.7 Approve Remuneration of Risk Mgmt For For For
Committee Member for Period to June
28, 2009
7.8 Approve Remuneration of Non-Executive Mgmt For For For
Committee Chairman for Period to June
28, 2009
- ------------------------------------------------------------------------------------------------------------------
TSUMURA & CO.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J93407120 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appropriation of Profits Mgmt For For For
2 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations,
Appoint a Supplementary Corporate
Auditor
3.1 Appoint a Director Mgmt For For For
3.2 Appoint a Director Mgmt For For For
3.3 Appoint a Director Mgmt For For For
3.4 Appoint a Director Mgmt For For For
3.5 Appoint a Director Mgmt For For For
3.6 Appoint a Director Mgmt For For For
3.7 Appoint a Director Mgmt For For For
3.8 Appoint a Director Mgmt For For For
4 Appoint a Substitute Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ube Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J93796100 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 4
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Indemnify Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
5.0 Appoint Alternate Statutory Auditor Mgmt For For For
6.0 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Ubisoft Entertainment
Ticker Security ID: Meeting Date Meeting Status
CINS F9396N106 09/22/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge Directors
2 Approve Allocation of Income and Mgmt For For For
Omission of Dividends
3 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
4 Approve Special Auditors' Report Mgmt For For For
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Mgmt For For For
Percent of Issued Share Capital
6 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
7 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
8 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
9 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
10 Approve Employee Stock Purchase Plan Mgmt For For For
11 Approve Stock Option Plans Grants Mgmt For Against Against
12 Authorize up to One Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
13 Authorize Board to Issue Shares Mgmt For For For
Reserved for Share Purchase Plan for
Employees of Subsidiaries
14 Approve Issuance of EUR 2 Million Mgmt For Against Against
Reserved for Investment Companies or
Investment Funds Specialized in
Advertising
15 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
16 Set Global Limit for Capital Increase Mgmt For For For
to Result from All Issuance Requests
at EUR 4 Million
17 Allow Board to Use Authorizations and Mgmt For Against Against
Delegations Granted under Items 8 to
15 Above in the Event of a Public
Tender Offer or Share Exchange Offer
18 Approve 1 for 2 Stock Split Mgmt For For For
19 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
ULTRA ELECTRONICS HLDGS PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9187G103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive and adopt the Company's Mgmt For For For
annual accounts for the FYE 31 DEC
2008 together with the reports of the
Directors' report and the Auditors'
report on those accounts
2. Declare a final dividend for the YE Mgmt For For For
31 DEC 2008 of 18.0p per ordinary
share, payable to shareholders on the
register at the close of business on
03 APR 2009
3. Receive and adopt the remuneration Mgmt For Against Against
report for the FYE 31 DEC 2008
4. Elect Sir Robert Walmsely as a Mgmt For For For
Director, in accordance with the
Article 72 of the Company's Articles
of Association
5. Elect Mr. P. Dean as Director, in Mgmt For For For
accordance with the Article 71 of the
Company's Articles of Association
6. Re-elect Mr. D. Caster as Director, Mgmt For For For
who retires by rotation in accordance
with the Article 76 of the Company's
Articles of Association
7. Re-elect Mr. A. Hamment as Director, Mgmt For For For
who retires by rotation in accordance
with the Article 76 of the Company's
Articles of Association
8. Re-appoint Deloitte LLP as the Mgmt For For For
Auditors of the Company to hold
office from the conclusion of next
general meeting at which accounts are
laid before the Company
9. Authorize the Directors to determine Mgmt For Against Against
the remuneration of the Auditors
10. Authorize the Directors, in Mgmt For For For
substitution for any equivalent
authorities and pursuant to Section
80 of the Companies Act 1985 [the
Act], to allot relevant securities
[Section 80(2) of the Act] up to an
aggregate nominal amount of GBP
1,135,540; to exercise
11 Authorize the Directors, subject to Mgmt For For For
the passing of Resolution 10 and
pursuant to Section 95 of the Act, to
allot equity securities [Section 94
of the Act] for cash pursuant to the
authority conferred by resolution 10
or by virtue of Section 94(3A) of the
12 Authorize the Company to purchase its Mgmt For For For
own shares
13 Approve to change the minimum notice Mgmt For For For
period for general meeting
- ------------------------------------------------------------------------------------------------------------------
Unibail Rodamco SE
Ticker Security ID: Meeting Date Meeting Status
CUSIP F95094110 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.50 per Share
4.0 Approve Transfer from Distribuable Mgmt For For For
Dividends and Premium Account to
Shareholders for an Amount of EUR 2
per Share
5.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6.0 Reelect Mary Harris as Supervisory Mgmt For For For
Board Member
7.0 Reelect Jean-Louis Laurens as Mgmt For For For
Supervisory Board Member
8.0 Reelect Alec Pelmore as Supervisory Mgmt For For For
Board Member
9.0 Reelect M.F.W. van Oordt as Mgmt For For For
Supervisory Board Member
10.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
11.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
13.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 47 Million
14.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Items 12 and 13
15.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
16.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
17.0 Approve Employee Stock Purchase Plan Mgmt For For For
18.0 Approve Stock Purchase Plan Reserved Mgmt For For For
for International Employees
19.0 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
20.0 Amend Article 10.1 of Bylaws Re: Mgmt For For For
Management Board Composition
21.0 Transform Company Into a European Mgmt For For For
Company
22.0 Change Company Name to Unibail Mgmt For For For
Rodamco SE, Pursuant to Adoption of
Item 21
23.0 Adopt New Articles of Association, Mgmt For For For
Subject to Approval of Item 21
24.0 Authorize Transfer of Outstanding Mgmt For For For
Authorizations Granted to Management
Board to New Management Board,
Subject to Approval of Item 21 Above
25.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Reelect M. Robert F.W. van
Oordt as Supervisory Board Member
26.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Francois Jaclot as
Supervisory Board Member
27.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Jacques Dermagne as
Supervisory Board Member
28.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Henri Moulard as
Supervisory Board Member
29.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Yves Lyon-Caen as
Supervisory Board Member
30.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Jean-Louis Laurens as
Supervisory Board Member
31.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Frans J.G.M. Cremers
as Supervisory Board Member
32.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Robert Ter Haar as
Supervisory Board Member
33.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Bart R. Okkens as
Supervisory Board Member
34.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Jos W.B. Westerburgen
as Supervisory Board Member
35.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Mary Harris as
Supervisory Board Member
36.0 Subject to Approval of Items 21 and Mgmt For For For
23 Above, Elect Alec Pelmore as
Supervisory Board Member
37.0 Approve Remuneration of Supervisory Mgmt For For For
Board Members in the Aggregate Amount
of EUR 875,000
38.0 Reappoint Ernst & Young Audit, Mgmt For For For
Deloitte Marque and Gendrot SA as
Auditors, and Barbier Frinault et
Autres, and Mazars and Guerard as
Deputy Auditors
39.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
UNICHARM PETCARE CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CUSIP J9412H105 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles to: Approve Minor Mgmt For For For
Revisions Related to
Dematerialization of Shares and the
other Updated Laws and Regulations
2.1 Appoint a Director Mgmt For For For
2.2 Appoint a Director Mgmt For For For
2.3 Appoint a Director Mgmt For For For
2.4 Appoint a Director Mgmt For For For
2.5 Appoint a Director Mgmt For For For
2.6 Appoint a Director Mgmt For For For
3 Appoint a Substitute Corporate Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UniCredit SpA (formerly Unicredito Italiano SpA)
Ticker Security ID: Meeting Date Meeting Status
CUSIP T95132105 11/14/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Capital Increase Through Mgmt For For For
the Issuance of up to 973.08 Million
Ordinary Shares Reserved to Ordinary
and Saving Shareholders; Amend Bylaws
Accordingly
- ------------------------------------------------------------------------------------------------------------------
UniCredit SpA (formerly Unicredito Italiano SpA)
Ticker Security ID: Meeting Date Meeting Status
CUSIP T95132105 11/14/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
CUSIP N8981F271 05/14/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Report of Management Board Mgmt N/A TNA N/A
(Non-Voting)
2.0 Approve Financial Statements and Mgmt For TNA N/A
Allocation of Income
3.0 Approve Discharge of Executive Mgmt For TNA N/A
Directors
4.0 Approve Discharge of Non-Executive Mgmt For TNA N/A
Directors
5.0 Elect L.A. Lawrence as Executive Mgmt For TNA N/A
Director
6.0 Elect P.G.J.M. Polman as Executive Mgmt For TNA N/A
Director
7.0 Reelect L. Brittan of Spennithorne as Mgmt For TNA N/A
Non-Executive Director
8.0 Reelect W. Dik as Non-Executive Mgmt For TNA N/A
Director
9.0 Reelect C.E. Golden as Non-Executive Mgmt For TNA N/A
Director
10.0 Reelect B.E. Grote as Non-Executive Mgmt For TNA N/A
Director
11.0 Reelect N. Murthy as Non-Executive Mgmt For TNA N/A
Director
12.0 Reelect H. Nyasulu as Non-Executive Mgmt For TNA N/A
Director
13.0 Reelect K.J. Storm as Non-Executive Mgmt For TNA N/A
Director
14.0 Reelect M. Treschow as Non-Executive Mgmt For TNA N/A
Director
15.0 Reelect J. van der Veer as Mgmt For TNA N/A
Non-Executive Director
16.0 Elect L.O. Fresco as Non-Executive Mgmt For TNA N/A
Director
17.0 Elect A.M. Fudge as Non-Executive Mgmt For TNA N/A
Director
18.0 Elect P. Walsh as Non-Executive Mgmt For TNA N/A
Director
19.0 Ratify PwC as Auditors Mgmt For TNA N/A
20.0 Grant Board Authority to Issue Shares Mgmt For TNA N/A
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive
Rights
21.0 Authorize Repurchase of Up to 10 Mgmt For TNA N/A
Percent of Issued Share Capital
22.0 Approve Reduction in Share Capital by Mgmt For TNA N/A
Cancellation of Shares
23.1 Amend Articles Re: Move to Quarterly Mgmt For TNA N/A
Dividends
23.2 Amend Articles Re: Move to Quarterly Mgmt For TNA N/A
Dividends
24.0 Allow Questions Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N8981F271 10/29/2008 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appointment of Paul Polman as Mgmt For TNA N/A
Executive Director
- ------------------------------------------------------------------------------------------------------------------
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G92087165 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 40.19 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect James Lawrence as Director Mgmt For For For
5 Re-elect Paul Polman as Director Mgmt For For For
6 Re-elect The Lord Brittan of Mgmt For For For
Spennithorne as Director
7 Re-elect Wim Dik as Director Mgmt For For For
8 Re-elect Charles Golden as Director Mgmt For For For
9 Re-elect Byron Grote as Director Mgmt For For For
10 Re-elect Narayana Murthy as Director Mgmt For For For
11 Re-elect Hixonia Nyasulu as Director Mgmt For For For
12 Re-elect Kees Storm as Director Mgmt For For For
13 Re-elect Michael Treschow as Director Mgmt For For For
14 Re-elect Jeroen van der Veer as Mgmt For For For
Director
15 Elect Louise Fresco as Director Mgmt For For For
16 Elect Ann Fudge as Director Mgmt For For For
17 Elect Paul Walsh as Director Mgmt For For For
18 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
19 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
20 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,290,000
21 Subject to the Passing of the Mgmt For For For
Previous Resolution, Authorise Issue
of Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP
2,000,000
22 Authorise 131,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
23 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and Independent
Election Candidates up to GBP 0.1M,
to Political Org. Other Than
Political Parties up to GBP 0.1M and
to Incur EU Political Expenditure up
to GBP 0.1M
24 Approve That a General Meeting Other Mgmt For For For
Than an Annual May Be Called on Not
Less Than 14 Days' Clear Notice
25 Authorise Directors to Agree to Mgmt For For For
Modify the Agreement Dated 28 June,
1946 (as Amended by Supplemental
Agreements Dated 20 July, 1951, 21
December, 1981 and 15 May, 2006) with
Unilever N.V. of the Netherlands
known as the Equalisation Agreement
- ------------------------------------------------------------------------------------------------------------------
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G92087165 05/13/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Unilever plc Equalisation Mgmt For For For
Agreement
- ------------------------------------------------------------------------------------------------------------------
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
CINS G92087165 10/28/2008 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Paul Polman as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UNITED GROUP LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP Q9313R105 10/09/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Adopt the remuneration report set out Mgmt For For For
in the annual report of the Company
for the YE 30 JUN 2008
2. Re-elect Mr. Trevor Rowe as a Mgmt For For For
Director of the Company who reties by
rotation pursuant to Rule 8.1(e)(2)
of the Company's Constitution
3. Approve and ratify for all purposes Mgmt For For For
[including ASX Listing Rule 7.4], the
issue of 2,632,003 options over fully
paid ordinary shares in the Company
under the Australian and United
States of America Employee Share
Option Plans, as specified
- ------------------------------------------------------------------------------------------------------------------
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP V96194127 04/29/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.0 Declare Final Dividend of SGD 0.40 Mgmt For For For
Per Share
3.0 Approve Directors' Fees of SGD Mgmt For For For
912,500 for 2008 (2007: SGD 912,500)
4.0 Approve Payment SGD 2.5 Million as Mgmt For For For
Fee to Wee Cho Yaw, Chairman of the
Bank, for the Period from January
2008 to December 2008
5.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
6.0 Reelect Wee Ee Cheong as Director Mgmt For For For
7.0 Reelect Wee Cho Yaw as Director Mgmt For For For
8.0 Reelect Lim Pin as Director Mgmt For For For
9.0 Reelect Ngiam Tong Dow as Director Mgmt For For For
10.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
11.0 Approve Allotment and Issuance of Mgmt For For For
Preference Shares
- ------------------------------------------------------------------------------------------------------------------
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
CUSIP V96194127 04/29/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
VILMORIN ET CIE, PARIS
Ticker Security ID: Meeting Date Meeting Status
CUSIP F9768K102 12/11/2008 Voted
Meeting Type Country of Trade
MIX France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive the reports of the Board of Mgmt For For For
Directors and the Auditors; approve
the Company's financial statements
for the YE 30 JUN 2008, grant
discharge to the Board of Directors
for the performance of their duties
during the said FY
2 Receive the special report of the Mgmt For For For
Auditors on Agreements Governed by
Article L. 225-38 of the French
Commercial Code and approve said
report and the agreements referred to
therein
3 Approve the recommendations of the Mgmt For For For
Board of Directors and resolves that
the income for the FY be appropriated
as follows: income for the FY: EUR
4,203,029.90 legal reserve: EUR
210,151.50 distributable income for
the FY: EUR 3,992,878.40 previous
retained
4 Receive the reports of the Board of Mgmt For For For
Directors and the Auditors; approve
the consolidated financial statements
for the said FY, in the form
presented to the meeting accordingly,
grant permanent discharge to the
Board of Directors for the
performance of the
5 Approve to award total annul fees of Mgmt For For For
EUR 9,000.00 to the Board of Directors
6 Approve to renew the appointment of Mgmt For For For
Mr. Gerard Renard as Director for a 3
year period
7 Approve to renew the appointment of Mgmt For For For
Mr. Pierre Pagesse as Director for a
3 year period
8 Approve to renew the appointment of Mgmt For For For
Mr. Joel Arnaud as Director for a 3
year period
9 Approve to renew the appointment of Mgmt For For For
Mr. Philippe Aymard as Director for a
3 year period
10 Approve to renews the appointment of Mgmt For For For
Mr. Francois Heyraud as Director for
a 3 year period
11 Approve to renew the appointment of Mgmt For For For
Mr. Daniel Cheron as Director for a 3
year period
12 Approve to renew the appointment of Mgmt For For For
KPMG Audit as the Statutory Auditor
for a 6 year period
13 Appoints Denis Marange as Deputy Mgmt For For For
Auditor for a 6 year period
14 Authorize the Board of Directors to Mgmt For For For
trade in the Company's shares on the
Stock market, subject to the
conditions described below: maximum
purchase price: EUR 180.00, maximum
number of shares to be acquired:
1,000,000 maximum funds invested in
the share bu
15 Authorizes the Board of Directors to Mgmt For For For
proceed, in one or more issues, with
the issuance of bonds and any other
similar instruments of debt
securities, up to a maximum nominal
amount of EUR 250,000,000.00; to take
all necessary measures and accomplish
all n
16 Authorize the Board of Directors the Mgmt For Against Against
necessary powers to increase the
capital, on one or more occasions, in
France or Abroad, by a maximum
nominal amount of EUR 250,000,000.00,
by issuance, with preferred
subscription rights maintained, of
shares and or d
17 Authorize the Board of Directors to Mgmt For Against Against
increase the capital, on one or more
occasions, in France or Abroad, by a
maximum nominal amount of EUR
250,000,000.00, by issuance of shares
and or debt securities; the maximum
nominal amount of debt securities
which m
18 Authorize the Board of Directors to Mgmt For Against Against
delegate number 16 and 17 given to it
at the present meeting shall be used
in whole or in part in accordance
with the legal provisions in force,
during periods when cash or stock
tender offers are in effect for the
Comp
19 Approve the maximal nominal amount of Mgmt For Against Against
capital increases to be carried out
under the resolutions number 16, 17,
1 8 and the nominal amount of debt
securities issued under resolution
number 15 shall not exceed EUR
350,000,000.00
20 Authorize the Board of Directors to Mgmt For For For
increase the share capital, on one or
more occasions, at its sole
discretion, in favor of employees of
the Comp any who are members of a
Company Savings Plan; [Authority is
given for 24 month period ]; and for
a nominal
21 Amend Article number 2 of the By-laws Mgmt For Against Against
22 Amend Article number 19 of the By-laws Mgmt For Against Against
23 Amend Article number 21 of the By-laws Mgmt For Against Against
24 Amend Article number 23 of the By-laws Mgmt For Against Against
25 Amend Article number 25 of the By-laws Mgmt For Against Against
26 Amend Article number 27 of the By-laws Mgmt For Against Against
27 Amend Article number 28 of the By-laws Mgmt For Against Against
28 Amend Article number 29 of the By-laws Mgmt For Against Against
29 Amend Article number 30 of the By-laws Mgmt For Against Against
30 Amend Article number 33 of the By-laws Mgmt For Against Against
31 Amend Article number 35 of the By-laws Mgmt For Against Against
32 Amend Article number 36 of the By-laws Mgmt For Against Against
33 Grants full powers to the bearer of Mgmt For For For
an original, a copy or extract of the
minutes of this meeting to carry out
all filings, publications and other
formalities prescribed By-Law
- ------------------------------------------------------------------------------------------------------------------
Vinci
Ticker Security ID: Meeting Date Meeting Status
CUSIP F5879X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
2.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.62 per Share
4.0 Authorize Payment of Dividends by Mgmt For For For
Shares
5.0 Ratify Appointment of Jean-Pierre Mgmt For Against Against
Lamoure as Director
6.0 Reelect Francois David as Director Mgmt For For For
7.0 Reelect Patrick Faure as Director Mgmt For Against Against
8.0 Elect Michael Pragnell as Director Mgmt For For For
9.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing of
Prado Sud Railway Concession
11.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing of
Stade du Mans Concession
12.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing
Obtained by Arcour, Contractor of A19
Highway
13.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci
to Vinci Concession of Its
Participation to Aegean Motorway SA
14.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci
to Vinci Concession of Its
Participation to Olympia Odos
15.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci
to Vinci Concession of Its
Participation to Olympia Odos
Operation
16.0 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci
to Vinci Concession of Its
Participation to Vinci Airports
Holding
17.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
18.0 Authorize Capitalization of Reserves Mgmt For For For
for Bonus Issue or Increase in Par
Value
19.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
20.0 Authorize Issuance of Specific Mgmt For For For
Convertible Bonds without Preemptive
Rights Named OCEANE
21.0 Approve Issuance of Convertible Bonds Mgmt For For For
without Preemptive Rights Other than
OCEANE
22.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Above
23.0 Authorize Capital Increase of up to Mgmt For Against Against
10 Percent of Issued Capital for
Future Acquisitions
24.0 Approve Employee Stock Purchase Plan Mgmt For For For
25.0 Approve Stock Purchase Plan Reserved Mgmt For For For
for International Employees
26.0 Authorize up to 1.5 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
27.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Vivendi
Ticker Security ID: Meeting Date Meeting Status
CUSIP F97982106 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Treatment of Losses and Allocation of Mgmt For For For
Dividends of EUR 1.40 per Share
4.0 Authorize Payment of Dividends by Mgmt For For For
Shares
5.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6.0 Approve Transaction with Jean-Bernard Mgmt For For For
Levy Related to Severance Payments
7.0 Elect Maureen Chiquet as Supervisory Mgmt For For For
Board Member
8.0 Elect Christophe de Margerie as Mgmt For For For
Supervisory Board Member
9.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
11.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
13.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Items 11 and 12
14.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
15.0 Approve Employee Stock Purchase Plan Mgmt For For For
16.0 Approve Stock Purchase Plan Reserved Mgmt For For For
for Employees of International
Subsidiaries
17.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
18.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Vivendi
Ticker Security ID: Meeting Date Meeting Status
CUSIP F97982106 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Treatment of Losses and Allocation of Mgmt For For For
Dividends of EUR 1.40 per Share
4 Authorize Payment of Dividends by Mgmt For For For
Shares
5 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6 Approve Transaction with Jean-Bernard Mgmt For For For
Levy Related to Severance Payments
7 Elect Maureen Chiquet as Supervisory Mgmt For For For
Board Member
8 Elect Christophe de Margerie as Mgmt For For For
Supervisory Board Member
9 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
13 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Items 11 and 12
14 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
15 Approve Employee Stock Purchase Plan Mgmt For For For
16 Approve Stock Purchase Plan Reserved Mgmt For For For
for Employees of International
Subsidiaries
17 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
18 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G93882135 07/29/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Re-elect Sir John Bond as Director Mgmt For For For
3 Re-elect John Buchanan as Director Mgmt For For For
4 Re-elect Vittorio Colao as Director Mgmt For For For
5 Re-elect Andy Halford as Director Mgmt For For For
6 Re-elect Alan Jebson as Director Mgmt For For For
7 Re-elect Nick Land as Director Mgmt For For For
8 Re-elect Anne Lauvergeon as Director Mgmt For For For
9 Re-elect Simon Murray as Director Mgmt For For For
10 Re-elect Luc Vandevelde as Director Mgmt For For For
11 Re-elect Anthony Watson as Director Mgmt For For For
12 Re-elect Philip Yea as Director Mgmt For For For
13 Approve Final Dividend of 5.02 Pence Mgmt For For For
Per Ordinary Share
14 Approve Remuneration Report Mgmt For For For
15 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors of the Company
16 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,100,000,000
18 Subject to the Passing of Resolution Mgmt For For For
17, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 300,000,000
19 Authorise 5,300,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties,
and/or Independent Election
Candidates, to Political
Organisations Other Than Political
Parties and Incur EU Political
Expenditure up to GBP 100,000
21 Amend Articles of Association Mgmt For For For
22 Approve Vodafone Group 2008 Sharesave Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Vossloh AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D9494V101 05/20/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Ordinary Dividends of EUR 2.00 per
Share and Extraordinary Dividends of
EUR 1.00 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify BDO Deutsche Warentreuhand AG Mgmt For For For
as Auditors for Fiscal 2009
6.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
7.0 Approve Creation of EUR 7.5 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
- ------------------------------------------------------------------------------------------------------------------
VT GROUP PLC
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9401M100 07/23/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the reports of the Directors Mgmt For For For
and the audited financial statements
for the YE 31 MAR 2008
2. Declare a dividend Mgmt For For For
3. Approve the remuneration report Mgmt For For For
4. Re-appoint Mr. P. J. Harrison as a Mgmt For For For
Director of the Company
5. Re-appoint Mr. P.J. Mclntosh as a Mgmt For For For
Director of the Company
6. Re-appoint Mr. I.P. Tyler as a Mgmt For For For
Director of the Company
7. Re-appoint Mr. M.M.E. Jeffries as a Mgmt For For For
Director of the Company
8. Re-appoint Mr. C.J. Cundy as a Mgmt For For For
Director of the Company
9. Re-appoint KPMG Audit Plc as the Mgmt For For For
Company's Auditors and authorize the
Directors to determine their
remuneration
10. Authorize the Directors of the Mgmt For For For
Company, in substitution for and to
the exclusion of the existing
authority, pursuant to and in
accordance with Section 80 of the
Companies Act 1985 [the Act], to
allot relevant securities [Section
80(2) of the Act] up to a
11 Authorize the Directors of the Mgmt For Against Against
Company, in substitution for all
existing authorities, subject upon
the passing of the Resolution 10 and
pursuant to Section 95 of the
Companies Act 1985 [the Act], to
allot equity securities [Section 94
of the Act] pursuant
12. Approve, the Rules of the VT Group Mgmt For Against Against
2008 Sharesave Plan [the Sharesave
Plan], as specified and authorize the
Directors to make such modifications
to the Sharesave Plan as they may
consider appropriate to take account
of the requirements of HM Revenue &
Cus
13 Approve, with effect from the Mgmt For For For
conclusion of the AGM, the Articles
of Association of the Company be
altered by making the amendments of
the amended Articles of Association,
as specified
14 Authorize the Company, to make market Mgmt For For For
purchases [Section 163(3) of the
Companies Act 1985] of up to
1,750,000 ordinary shares of 5p each,
in the Company does not pay less than
the nominal value for each such share
and the Company does not pay more for
eac
- ------------------------------------------------------------------------------------------------------------------
Wacker Chemie AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP D9540Z106 05/08/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.80 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.0 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For
2009
6.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
West Japan Railway Co
Ticker Security ID: Meeting Date Meeting Status
CUSIP J95094108 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 3500
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Remove Director from Office ShrHldr Against Against For
3.2 Remove Director from Office ShrHldr Against Against For
3.3 Remove Director from Office ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Wm Morrison Supermarkets plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G62748119 06/04/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 5 Pence Per Mgmt For For For
Ordinary Share
4.0 Re-elect Brian Flanagan as Director Mgmt For For For
5.0 Re-elect Paul Manduca as Director Mgmt For For For
6.0 Re-elect Susan Murray as Director Mgmt For For For
7.0 Re-elect Nigel Robertson as Director Mgmt For For For
8.0 Elect Philip Cox as Director Mgmt For For For
9.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
and Authorise the Board to Fix Their
Remuneration
10.0 Authorise 262,983,160 Ordinary Shares Mgmt For For For
for Market Purchase
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 78,900,000
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,149,158
13.0 Amend Articles of Association Mgmt For For For
14.0 Subject to Resolution 13 Having Been Mgmt For For For
Duly Passed, Approve That a General
Meeting Other Than an Annual May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9787K108 06/02/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Re-elect Colin Day as Director Mgmt For For For
4 Re-elect Lubna Olayan as Director Mgmt For For For
5 Re-elect Jeffrey Rosen as Director Mgmt For For For
6 Re-elect Esther Dyson as Director Mgmt For For For
7 Re-elect John Quelch as Director Mgmt For For For
8 Re-elect Stanley Morten as Director Mgmt For For For
9 Reappoint Deloitte LLP as Auditors Mgmt For For For
and Authorise the Board to Determine
Their Remuneration
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 45,985,690
11 Authorise 125,294,634 Ordinary Shares Mgmt For For For
for Market Purchase
12 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,276,908
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9787K108 06/02/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve WPP plc Leadership Equity Mgmt For For For
Acquisition Plan III (LEAP III)
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9787H105 10/30/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Scheme of Arrangement; Mgmt For For For
Approve Reduction and Subsequent
Increase in Cap,; Capitalise
Reserves; Issue Equity with Rights;
Adopt Replacement and Continuing
Share Plans; Ensure Satisfaction of
Outstanding and Existing Awards;
Amend Art. of Assoc.
2 Reduce Amount Standing to Credit of Mgmt For For For
New WPP's Share Premium Account
(Including Amount Arising Pursuant to
Scheme) in Its Entirety (or up to
Such Amount Approved by Jersey Court)
by Crediting Such Amount to a Reserve
of Profit to be Available to New WPP
3 Approve Change of Company Name to WPP Mgmt For For For
2008 plc
4 Approve Delisting of WPP Shares from Mgmt For For For
the Official List
5 Authorise the New WPP Directors to Mgmt For For For
Ensure that the Sponsoring Companies
of the Inherited Share Plans are Able
to Satisfy Existing Awards Under the
Inherited Share Plans Using Newly
Issued New WPP Shares or New WPP
Treasury Shares
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9787H105 10/30/2008 Voted
Meeting Type Country of Trade
CRT
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Scheme of Arrangement Mgmt For For For
Proposed to be Made Between the
Company and the Holders of the Scheme
Shares
- ------------------------------------------------------------------------------------------------------------------
XINAO GAS HOLDINGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9826J104 05/26/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the audited financial N/A For For For
statements and the Directors' and
Independent Auditor's report for the
YE 31 DEC 2008
2. Declare a final dividend Mgmt For For For
3.1 Re-elect Mr. Wang Yusuo as a Director Mgmt For For For
3.2 Re-elect Mr. Zhao Jinfeng as a Mgmt For For For
Director
3.3 Re-elect Mr. Yu Jianchao as a Director Mgmt For For For
3.4 Re-elect Mr. Cheng Chak Ngok as a Mgmt For For For
Director
3.5 Re-elect Mr. Liang Zhiwei as a Mgmt For For For
Director
3.6 Re-elect Ms. Zhai Xiaoqin as a Mgmt For For For
Director
3.7 Authorize the Directors to fix the Mgmt For For For
Directors' fees
4. Re-appoint the Auditors and authorize Mgmt For For For
the Directors to fix their
remuneration
- ------------------------------------------------------------------------------------------------------------------
XINAO GAS HOLDINGS LTD
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9826J104 05/26/2009 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1. Receive the audited financial N/A For For For
statements and the Directors' and
Independent Auditor's report for the
YE 31 DEC 2008
2. Declare a final dividend Mgmt For For For
3.1 Re-elect Mr. Wang Yusuo as a Director Mgmt For For For
3.2 Re-elect Mr. Zhao Jinfeng as a Mgmt For For For
Director
3.3 Re-elect Mr. Yu Jianchao as a Director Mgmt For For For
3.4 Re-elect Mr. Cheng Chak Ngok as a Mgmt For For For
Director
3.5 Re-elect Mr. Liang Zhiwei as a Mgmt For For For
Director
3.6 Re-elect Ms. Zhai Xiaoqin as a Mgmt For For For
Director
3.7 Authorize the Directors to fix the Mgmt For For For
Directors' fees
4. Re-appoint the Auditors and authorize Mgmt For For For
the Directors to fix their
remuneration
5.1 Authorize the Directors of the Mgmt For Against Against
Company, pursuant to the Rules
Governing the Listing of Securities
on the Stock Exchange of Hong Kong
Limited [the Stock Exchange], to
allot, issue and deal with unissued
shares in the capital of the Company
and make or gran
5.2 Authorize the Directors of the Mgmt For For For
Company to repurchase securities of
the Company, on The Stock Exchange of
Hong Kong Limited [the Stock
Exchange], subject to and in
accordance with all applicable laws
and requirements of the Rules
Governing the Listing of S
5.3 Approve, conditional upon resolutions Mgmt For For For
5A and 5B [as specified], to extend
the general mandate granted to the
Directors of the Company and for the
time being in force to exercise the
powers of the Company to allot, issue
and deal with any unissued shares p
- ------------------------------------------------------------------------------------------------------------------
Xstrata plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP G9826T102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For Against Against
3.0 Re-elect Ivan Glasenberg as Director Mgmt For For For
4.0 Re-elect Trevor Reid as Director Mgmt For For For
5.0 Re-elect Santiago Zaldumbide as Mgmt For For For
Director
6.0 Elect Peter Hooley as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 488,835,270 in
Connection with an Offer by Way of
Rights Issue; Otherwise up to USD
488,835,270
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 73,325,290.50
- ------------------------------------------------------------------------------------------------------------------
Yokohama Rubber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP J97536122 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 4
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zurich Financial Services AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP H9870Y105 04/02/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports; Approve
Remuneration Report
2.0 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 11 per Share
3.0 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4.0 Increase Existing Pool of Authorized Mgmt For TNA N/A
Capital without Preemtive Rights by
CHF 400,000 to CHF 1 Million
5.0 Increase Existing Pool of Conditional Mgmt For TNA N/A
Capital without Preemptive Rights by
CHF 451,817 to CHF 1 Million
6.0 Amend Articles Re: Indicate Legal Mgmt For TNA N/A
Form in Company Name
7.101 Reelect Thomas Escher as Director Mgmt For TNA N/A
7.102 Reelect Don Nicolaisen as Director Mgmt For TNA N/A
7.103 Reelect Philippe Pidoux as Director Mgmt For TNA N/A
7.104 Reelect Vernon Sankey as Director Mgmt For TNA N/A
7.2 Ratify PricewaterhouseCoopers AG as Mgmt For TNA N/A
Auditors
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner International Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Actelion Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINSH0032X135 04/24/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2 Approve Allocation of Income and Mgmt For TNA N/A
Omission of Dividends
3 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4.1 Reelect Robert Cawthorn as Director Mgmt For TNA N/A
4.2 Elect Joseph Scodari as Directors Mgmt For TNA N/A
4.3 Elect Michael Jacobi as Directors Mgmt For TNA N/A
4.4 Elect Elias Zerhouni as Directors Mgmt For TNA N/A
5 Ratify Ernst & Young AG as Auditors Mgmt For TNA N/A
6.1 Approve Issuance of Convertible Bonds Mgmt For TNA N/A
and/or Options without Preemptive
Rights; Approve Creation of CHF 4.3
Million Pool of Capital to Guarantee
Conversion Rights
6.2 Approve Creation of CHF 31 Million Mgmt For TNA N/A
Pool of Capital without Preemptive
Rights
- ------------------------------------------------------------------------------------------------------------------
Adecco SA
Ticker Security ID: Meeting Date Meeting Status
CINS H00392318 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Share Re-registration Consent Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Adecco SA
Ticker Security ID: Meeting Date Meeting Status
CINS H00392318 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 1.50 per Share
3.0 Approve Discharge of Board and Senior Mgmt For For For
Management
4.1 Reelect Jakob Baer as Director Mgmt For For For
4.2 Reelect Rolf Doerig as Director Mgmt For For For
4.3 Reelect Andreas Jacobs as Director Mgmt For For For
4.4 Reelect Francis Mer as Director Mgmt For For For
4.5 Reelect Thomas O'Neill as Director Mgmt For For For
4.6 Reelect David Prince as Director Mgmt For For For
4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For
4.8 Reelect Judith Sprieser as Director Mgmt For For For
5.0 Ratify Ernst & Young Ltd as Auditors Mgmt For For For
6.0 Amend Articles Re: Transfer of Mgmt For For For
Shares; Special Quorum for AGM Vote
on Dissolution of Company;
Shareholding Requirements for Board
of Directors; Auditors; Financial
Statements and Statutory Reports
7.0 Authorize Repurchase of up to Ten Mgmt For For For
Percent of Issued Share Capital
- ------------------------------------------------------------------------------------------------------------------
Adidas AG (frmly Adidas-Salomon AG)
Ticker Security ID: Meeting Date Meeting Status
CINS D0066B102 05/07/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.50 per Share
3.0 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4.0 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5.1 Reelect Stefan Jentzsch to the Mgmt For For For
Supervisory Board
5.2 Reelect Igor Landau to the Mgmt For For For
Supervisory Board
5.3 Reelect Willi Schwerdtle to the Mgmt For For For
Supervisory Board
5.4 Reelect Christian Tourres to the Mgmt For For For
Supervisory Board
5.5 Elect Herbert Kauffmann to the Mgmt For For For
Supervisory Board
5.6 Elect Alexander Popow to the Mgmt For For For
Supervisory Board
6.0 Amend Articles Re: Voting Rights Mgmt For For For
Representation at Annual Meeting due
to New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
7.0 Amend Articles Re: Conducting of Mgmt For For For
Shareholder Meeting due to New German
Legislation (Law on Company Integrity
and Modernization of the Right of
Avoidance)
8.0 Approve Creation of EUR 50 Million Mgmt For For For
Pool of Capital with Preemptive Rights
9.0 Approve Creation of EUR 25 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
10.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares
11.0 Authorize Use of Financial Mgmt For For For
Derivatives when Repurchasing
Shares**p*
12.1 Ratify KPMG AG as Auditors for Mgmt For For For
Fiscal 2009
12.2 Ratify KPMG AG as Auditors for the Mgmt For For For
Inspection of the Abbreviated
Financial Statements for the First
Half of Fiscal 2009
- ------------------------------------------------------------------------------------------------------------------
Aggreko plc
Ticker Security ID: Meeting Date Meeting Status
CINSG0116S102 04/29/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 6.28 Pence Mgmt For For For
Per Ordinary Share
4 Elect Bill Caplan as Director Mgmt For For For
5 Elect Russell King as Director Mgmt For For For
6 Re-elect Angus Cockburn as Director Mgmt For For For
7 Re-elect Kash Pandya as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorise the Audit
Committee to Determine Their
Remuneration
9 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
70,000,001.50 to GBP 92,000,000.10
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,985,000 and
an Additional GBP 17,985,000 Pursuant
to a Rights Issue
11 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,725,000
12 Authorise 27,250,000 Ordinary Shares Mgmt For For For
for Market Purchase
13 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Ahold Kon Nv
Ticker Security ID: Meeting Date Meeting Status
CINSN0139V142 04/28/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
4 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
5 Approve Dividends of EUR 0.18 Per Mgmt For TNA N/A
Share
6 Approve Discharge of Management Board Mgmt For TNA N/A
7 Approve Discharge of Supervisory Board Mgmt For TNA N/A
8 Elect L. Benjamin to Executive Board Mgmt For TNA N/A
9 Reelect S.M. Shern to Supervisory Mgmt For TNA N/A
Board
10 Reelect D.C. Doijer to Supervisory Mgmt For TNA N/A
Board
11 Elect B.J. Noteboom to Supervisory Mgmt For TNA N/A
Board
12 Ratify Deloitte Accountants as Mgmt For TNA N/A
Auditors
13 Grant Board Authority to Issue Shares Mgmt For TNA N/A
Up To 10 Percent of Issued Capital
14 Authorize Board to Exclude Preemptive Mgmt For TNA N/A
Rights from Issuance under Item 13
15 Authorize Repurchase of Up to Ten Mgmt For TNA N/A
Percent of Issued Share Capital
16 Approve Reduction of Issued Capital Mgmt For TNA N/A
by Cancelling Treasury Shares
17 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Air Water Inc. (formerly Daido Hoxoan Inc.)
Ticker Security ID: Meeting Date Meeting Status
4088 CINSJ00662114 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
2.13 Elect Director Mgmt For For For
2.14 Elect Director Mgmt For For For
2.15 Elect Director Mgmt For For For
2.16 Elect Director Mgmt For For For
2.17 Elect Director Mgmt For For For
2.18 Elect Director Mgmt For For For
2.19 Elect Director Mgmt For For For
2.20 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Akzo Nobel N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N01803100 04/27/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting Mgmt N/A N/A N/A
2.0 Receive Report of Management Board Mgmt N/A N/A N/A
3.1 Approve Financial Statements Mgmt For For For
3.2 Approve Allocation of Income Mgmt For For For
3.3 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
3.4 Approve Dividends of EUR 1.80 Per Mgmt For For For
Share
4.1 Approve Discharge of Management Board Mgmt For For For
4.2 Approve Discharge of Supervisory Board Mgmt For For For
5.1 Approve Increase in Size of Executive Mgmt For For For
Board
5.2 Elect L.W. Gunning to Executive Board Mgmt For For For
6.0 Approve Decrease in Size of Mgmt For For For
Supervisory Board from Nine to Eight
Members
7.1 Amend Executive Short Term Incentive Mgmt For For For
Bonus
7.2 Amend Restricted Stock Plan Mgmt For For For
8.1 Grant Board Authority to Issue Shares Mgmt For For For
8.2 Authorize Board to Exclude Preemptive Mgmt For For For
Rights from Issuance under Item 8a
9.0 Authorize Repurchase of Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alstom
Ticker Security ID: Meeting Date Meeting Status
CINSF0259M475 06/23/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.12 per Share
4 Approve Special Auditors' Report Mgmt For For For
Regarding Ongoing Related-Party
Transaction
5 Approve Transaction with Patrick Kron Mgmt For For For
6 Ratify PricewaterhouseCoopers Audit Mgmt For For For
as Auditor
7 Ratify Mazars as Auditor Mgmt For For For
8 Ratify Yves Nicolas as Alternate Mgmt For For For
Auditor
9 Ratify Patrick de Cambourg as Mgmt For For For
Alternate Auditor
10 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
11 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
12 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Anheuser-Busch InBev SA/NV
Ticker Security ID: Meeting Date Meeting Status
CINSB6399C107 04/28/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Directors' Report Mgmt N/A N/A N/A
2 Receive Auditors' Report Mgmt N/A N/A N/A
3 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory Reports
4 Accept Financial Statements, Mgmt For TNA N/A
Allocation of Income, and Dividends
of EUR 0.28 per Share
5 Approve Discharge of Directors Mgmt For TNA N/A
6 Approve Discharge of Auditors Mgmt For TNA N/A
7.1 Approve Remuneration Report Mgmt For TNA N/A
7.2 Approve One-Time Grantings of Stock Mgmt For TNA N/A
Options and Sale of Shares
8.1 Approve Change of Control Provisions Mgmt For TNA N/A
Re: EMTN Program
8.2 Approve Change of Control Provisions Mgmt For TNA N/A
Re: USD Notes
9.1 Receive Special Board Report on Mgmt N/A N/A N/A
Issuance of Subscription Rights
Without Preemptive Rights
9.2 Receive Special Auditor Report on Mgmt N/A N/A N/A
Issuance of Subscription Rights
Without Preemptive Rights
9.3 Eliminate Preemptive Rights Under Mgmt For TNA N/A
Item 9d
9.4 Approve One-Time Grant of 1.25 Mgmt For TNA N/A
Million Subscritpion Rights to
Non-Executive Directors
9.5 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Re: 9d
9.6 Authorize Compensation and Nomination Mgmt For TNA N/A
Committee to Determine Effective
Total Number of Subscription Rights
to Be Issued Under Item 9d
9.7 Authorize Implementation of Approved Mgmt For TNA N/A
Resolutions and Filing of Required
Documents/Formalities at Trade
Registry for Items 9a to 9e
10.1 Receive Special Board Report on Mgmt N/A N/A N/A
Authorized Capital
10.2 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Up to 3 Percent of
Issued Capital
11 Authorize Repurchase of Up to 20 Mgmt For TNA N/A
Percent of Issued Shares and Amend
Articles Accordingly
12 Authorize Implementation of Approved Mgmt For TNA N/A
Resolutions and Filing of Required
Documents/Formalities at Trade
Registry
- ------------------------------------------------------------------------------------------------------------------
ArcelorMittal
Ticker Security ID: Meeting Date Meeting Status
CINSL0302D129 06/17/2009 Take No Action
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights Within Limits of
Authorized Capital and Amend Article
5.5 Accordingly
- ------------------------------------------------------------------------------------------------------------------
Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.)
Ticker Security ID: Meeting Date Meeting Status
4503 CINSJ03393105 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 60
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
CINS G0593M107 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Confirm First Interim Dividend of USD Mgmt For For For
0.55 (27.8 Pence, 3.34 SEK) Per
Ordinary Share; Confirm as Final
Dividend the Second Interim Dividend
of USD 1.50 (104.8 Pence, 12.02 SEK)
Per Ordinary Share
3.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
4.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
5.1 Re-elect Louis Schweitzer as Director Mgmt For For For
5.2 Re-elect David Brennan as Director Mgmt For For For
5.3 Re-elect Simon Lowth as Director Mgmt For For For
5.4 Re-elect Bo Angelin as Director Mgmt For For For
5.5 Re-elect John Buchanan as Director Mgmt For For For
5.6 Re-elect Jean-Philippe Courtois as Mgmt For For For
Director
5.7 Re-elect Jane Henney as Director Mgmt For For For
5.8 Re-elect Michele Hooper as Director Mgmt For For For
5.9 Elect Rudy Markham as Director Mgmt For For For
5.10 Re-elect Dame Nancy Rothwell as Mgmt For For For
Director
5.11 Re-elect John Varley as Director Mgmt For For For
5.12 Re-elect Marcus Wallenberg as Director Mgmt For For For
6.0 Approve Remuneration Report Mgmt For For For
7.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties, to
Make EU Political Donations to
Political Organisations Other Than
Political Parties and to Incur EU
Political Expenditure up to USD
250,000
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 120,636,176
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 18,095,426
10.0 Authorise 144,763,412 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
Aveva Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G06812112 07/10/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 5.0 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect David Mann as Director Mgmt For For For
5.0 Elect Jonathan Brooks as Director Mgmt For For For
6.0 Elect Philip Dayer as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise 6,751,732 Ordinary Shares Mgmt For For For
for Market Purchase
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 749,422.70
11.0 Subject to the Passing of Resolution Mgmt For For For
10, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 112,528.80
12.0 Authorise the Company to Use Mgmt For For For
Electronic Communications
13.0 Amend Articles of Association Re: Mgmt For For For
Directors' Conflicts of Interest;
Amend Articles of Association Re:
Length of Notice Required
14.0 Approve The AVEVA Group Employee Mgmt For For For
Benefit Trust 2008
- ------------------------------------------------------------------------------------------------------------------
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS F06106102 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.40 per Share
4.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
5.0 Reelect Jacques de Chateauvieux as Mgmt For For For
Supervisory Board Member
6.0 Reelect Anthony Hamilton as Mgmt For For For
Supervisory Board Member
7.0 Reelect Michel Pebereau as Mgmt For Against Against
Supervisory Board Member
8.0 Reelect Dominique Reiniche as Mgmt For For For
Supervisory Board Member
9.0 Elect Ramon de Oliveira as Mgmt For For For
Supervisory Board Member
10.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
11.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 1 Billion for Bonus
Issue or Increase in Par Value
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
13.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
14.0 Authorize Board to Set Issue Price Mgmt For For For
for 10 Percent of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
15.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Items 12 to 14 and
16 to 18
16.0 Authorize Capital Increase of Up to Mgmt For For For
EUR 1 Billion for Future Exchange
Offers
17.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
18.0 Authorize Issuance of Equity upon Mgmt For For For
Conversion of a Subsidiary's
Equity-Linked Securities for Up to
EUR 1 Billion
19.0 Approve Issuance of Securities Mgmt For For For
Convertible into Debt
20.0 Approve Employee Stock Purchase Plan Mgmt For For For
21.0 Approve Stock Purchase Plan Reserved Mgmt For For For
for Employees of International
Subsidiaries
22.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
23.0 Authorize Issuance of Preferred Stock Mgmt For Against Against
in Favor of Axa Assurances IARD
Mutuelle and Axa Assurances Vie
Mutuelle for up to Aggregate Nominal
Amount of EUR 1 Billion
24.0 Authorize Issuance of Preferred Stock Mgmt For For For
with Preemptive Rights for up to
Aggregate Nominal Amount of EUR 1
Billion
25.0 Authorize Issuance of Preferred Stock Mgmt For Against Against
without Preemptive Rights for up to
Aggregate Nominal Amount of EUR 1
Billion
26.0 Adopt New Articles of Association, Mgmt For For For
Pursuant to Items 23 through 25
27.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
BAE Systems plc
Ticker Security ID: Meeting Date Meeting Status
CINSG06940103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 8.7 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Philip Carroll as Director Mgmt For For For
5 Re-elect Ian King as Director Mgmt For For For
6 Re-elect Roberto Quarta as Director Mgmt For For For
7 Re-elect George Rose as Director Mgmt For For For
8 Elect Carl Symon as Director Mgmt For For For
9 Reappoint KPMG Audt plc as Auditors Mgmt For For For
of the Company
10 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
11 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties and/
or Independent Election Candidates,
to Political Organisations Other than
Political Parties and to Incur EU
Political Expenditure up to GBP
100,000
12 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
188,750,001 to GBP 218,750,001
13 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 29,396,313 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 29,396,313
14 Subject to the Passing of Resolution Mgmt For For For
13, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,409,888
15 Authorise 352,791,045 Ordinary Shares Mgmt For For For
for Market Purchase
16 Amend Articles of Association by Mgmt For For For
Deleting All the Provisions of the
Company's Memorandum of Association
which, by Virtue of Section 28 of the
Companies Act of 2006, are to be
Treated as Provisions of the
Company's Articles of Association
17 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Balfour Beatty plc
Ticker Security ID: Meeting Date Meeting Status
CINSG3224V108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 7.7 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Steve Marshall as Director Mgmt For For For
5 Re-elect Ian Tyler as Director Mgmt For For For
6 Re-elect Peter Zinkin as Director Mgmt For For For
7 Elect Hubertus Krossa as Director Mgmt For For For
8 Elect Andrew McNaughton as Director Mgmt For For For
9 Elect Graham Roberts as Director Mgmt For For For
10 Re-ppoint Deloitte LLP as Auditors of Mgmt For For For
the Company
11 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 79,673,710 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 79,673,710
12 Subject to and Conditional Upon the Mgmt For For For
Passing of Resolution 11, Authorise
Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights
up to Aggregate Nominal Amount GBP
11,951,056
13 Authorise Market Purchase of Mgmt For For For
47,804,226 Ordinary Shares and
16,775,968 Preference Shares
14 Authorise Company to Make EU Mgmt For For For
Political Donations to Political
Parties and/or Independent Election
Candidates, to Make EU Political
Donations to Political Organisations
Other than Political Parties and to
Incur EU Political Expenditure up to
GBP 25,000
15 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
16 Approve Increase in the Aggregate Mgmt For For For
Ordinary Remuneration of
Non-Executive Directors from GBP
200,000 to GBP 400,000
- ------------------------------------------------------------------------------------------------------------------
Banco Bilbao Vizcaya Argentaria, S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS E11805103 03/12/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports; Approve Allocation of Income
and Distribution of Dividends for
Fiscal Year Ended Dec. 31, 2007;
Approve Discharge of Directors
2.1 Add New Article 53 bis to the Mgmt For For For
Company's Bylaws Regarding
Distribution of Stock Dividend
Charged to Share Issuance Premium
Reserve
2.2 Approve Stock Dividend from Treasury Mgmt For For For
Shares for Distribution to
Shareholders Charged to Share
Issuance Premium Reserve
3.0 Approve Merger by Absorption of Banco Mgmt For For For
de Credito Local de Espana, S.A.U.
and BBVA Factoring E.F.C., S.A.U. by
Company; Approve Merger Balance Sheet
as of Dec. 31, 2008
4.1 Re-elect Jose Antonio Fernandez Rivero Mgmt For For For
4.2 Re-elect Jose Maldonado Ramos Mgmt For For For
4.3 Re-elect Enrique Medina Fernandez Mgmt For For For
5.0 Approve Increase in Capital in Mgmt For For For
Accordance with Article 153.1.b of
Spanish Company Law Up to 50 Percent
of Capital and with the Powers to
Exclude Preemptive Rights
6.0 Authorize Increase in Capital via Mgmt For For For
Issuance of Fixed Debt Securities
Non-Convertible up to the Amount of
EUR 50 Billion
7.0 Authorize Share Repurchase and Mgmt For For For
Subsequent Capital Reduction via
Amortization of Shares
8.1 Liquidation of Long-Term Compensation Mgmt For For For
Plan for Years 2006-2008
8.2 Approve Variable Remuneration for Mgmt For For For
Fiscal Years 2009-2010 Consisting of
the Delivery of Company's Shares for
Executive Officers, Including
Executive Members of the Board and
Members of the Executive Committee
9.0 Re-elect Auditors for Fiscal Year 2009 Mgmt For For For
10.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
CINSE19790109 06/18/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports and Discharge Directors for
Fiscal Year Ended December 31, 2008
2 Approve Allocation of Income Mgmt For For For
3.1 Reelect Matias Rodriguez Inciarte to Mgmt For For For
the Board of Directors
3.2 Reelect Manuel Soto Serrano to the Mgmt For For For
Board of Directors
3.3 Reelect Guillermo de la Dehesa Romero Mgmt For For For
to the Board of Directors
3.4 Reelect Abel Matutes Juan to the Mgmt For For For
Board of Directors
4 Reelect Auditors for Fiscal Year 2009 Mgmt For For For
5 Authorize Repurchase of Shares in Mgmt For For For
Accordance With Article 75 of
Corporate Law; Void Authorization
Granted on June 21, 2008
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights in Accordance to
Article 153 1.a) of the Spanish
Corporate Law; Void Authorization
Granted at the AGM held on June 21,
2008
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities up to
Aggregate Nominal Amount of EUR 2.04
Billion without Preemptive Rights
8 Authorize Capitalization of Reserves Mgmt For For For
of 0.5: 1 Bonus Issue; Amend Article
5 Accordingly
9 Grant Board Authorization to Issue Mgmt For For For
Convertible and/or Exchangeable Debt
Securities without Preemptive Rights
10.1 Approve Bundled Incentive Plans Mgmt For For For
Linked to Predetermined Requirements
such as Total Return Results and EPS
10.2 Approve Savings Plan for Abbey Mgmt For For For
National Plc' Employees and other
Companies of Santander Group in the
U.K.
10.3 Approve Issuance of 100 Shares to Mgmt For For For
Employees of Sovereign Subsidiary
11 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Bank of China Limited, BEIJING
Ticker Security ID: Meeting Date Meeting Status
CINS Y0698A107 06/18/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Working Report of the Board of Mgmt For For For
Directors
2.0 Accept Working Report of the Mgmt For For For
Supervisors
3.0 Approve Profit Distribution Plan Mgmt For For For
4.0 Accept Annual Financial Statements Mgmt For For For
5.0 Approve Annual Budget for Year 2009 Mgmt For For For
6.0 Reappoint PricewaterhouseCoopers Mgmt For For For
Zhong Tian Certified Public
Accountants Ltd. Co. and
PricewaterhouseCoopers Hong Kong as
External Auditors
7.1 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Xiao Gang, the
Chairman of the Board of Directors
7.2 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Li Lihui, the Vice
Chairman of the Board of Directors
and the President of the Bank
7.3 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Li Zaohang, the
Executive Director and the Executive
Vice President of the Bank
7.4 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Zhou Zaiqun, the
Executive Director and the Executive
Vice President of the Bank
7.5 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Liu Ziqiang, the
Chairman of the Board of Supervisors
7.6 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Wang Xueqiang, the
Supervisor of the Bank
7.7 Approve 2008 Performance Appraisal Mgmt For For For
and Bonus Plan for Liu Wanming, the
Supervisor of the Bank
8.1 Reelect Seah Lim Huat Peter as a Mgmt For For For
Non-Executive Director
8.2 Reelect Alberto Togni as an Mgmt For For For
Independent Non-Executive Director
9.0 Approve Proposal for Supplemental Mgmt For For For
Delegation of Authorities by the
Shareholders' Meeting to the Board of
Directors of the Bank
10.0 Amend Articles Re: Profit Mgmt For For For
Distribution Policy
11.0 Approve Issuance of RMB-Denominated Mgmt For Against Against
Bonds in Hong Kong for a Total Amount
Not Exceeding RMB 10 Billion by the
End of 2010
- ------------------------------------------------------------------------------------------------------------------
Bank of Kyoto Ltd.
Ticker Security ID: Meeting Date Meeting Status
8369 CINSJ03990108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Barrick Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CINS067901108 04/29/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Howard L. Beck Mgmt For For For
1.2 Elect Director C. William D. Birchall Mgmt For For For
1.3 Elect Director Donald J. Carty Mgmt For For For
1.4 Elect Director Gustavo Cisneros Mgmt For For For
1.5 Elect Director Marshall A. Cohen Mgmt For For For
1.6 Elect Director Peter A. Crossgrove Mgmt For For For
1.7 Elect Director Robert M. Franklin Mgmt For For For
1.8 Elect Director Peter C. Godsoe Mgmt For For For
1.9 Elect Director J. Brett Harvey Mgmt For For For
1.10 Elect Director Brian Mulroney Mgmt For For For
1.11 Elect Director Anthony Munk Mgmt For For For
1.12 Elect Director Peter Munk Mgmt For For For
1.13 Elect Director Aaron W. Regent Mgmt For For For
1.14 Elect Director Steven J. Shapiro Mgmt For For For
1.15 Elect Director Gregory C. Wilkins Mgmt For For For
2 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Convene an Independent Third Party to ShrHldr Against Against For
Review Company's Community Engagement
Practices
- ------------------------------------------------------------------------------------------------------------------
Benesse Corp.
Ticker Security ID: Meeting Date Meeting Status
9783 CINSJ0429N102 06/27/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Adoption of Holding Company Mgmt For For For
Structure and Transfer of Operations
to New Wholly-Owned Subsidiary
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Change Company Name - Amend
Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
CINSG1245Z108 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 6.55 Pence Mgmt For For For
Per Ordinary Share
4 Elect Sir David Manning as Director Mgmt For For For
5 Elect Martin Houston as Director Mgmt For For For
6 Re-elect Sir Robert Wilson as Director Mgmt For For For
7 Re-elect Frank Chapman as Director Mgmt For For For
8 Re-elect Ashley Almanza as Director Mgmt For For For
9 Re-elect Jurgen Dormann as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
11 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
12 Authorise the Company to Make EU Mgmt For For For
Political Donations to Political
Parties or Independent Election
Candidates up to GBP 15,000, to
Political Organisations Other Than
Political Parties up to GBP 15,000
and Incur EU Political Expenditure up
to GBP 20,000
13 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
500,000,001 to GBP 600,000,001
14 Issue of Equity with Pre-emptive Mgmt For For For
Rights Under General Authority up to
Aggregate Nominal Amount of GBP
116,481,140 and Additional Amount
Pursuant to a Rights Issue of up to
GBP 111,926,886
15 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount GBP 16,789,033
16 Authorise 335,780,660 Ordinary Shares Mgmt For For For
for Market Purchase
17 Amend Articles of Association Re: Mgmt For For For
Form of the Company's Share Capital
18 Adopt New Articles of Association Mgmt For For For
19 Approve That a General Meeting, Other Mgmt For For For
Than an Annual General Meeting, May
Be Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
BHP Billiton Limited (Formerly BHP Ltd.)
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/27/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive and Consider BHP Billiton Mgmt For For For
Plc's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year Ended
June 30, 2008
2.0 Receive and Consider BHP Billiton Mgmt For For For
Ltd's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year Ended
June 30, 2008
3.0 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Plc
4.0 Elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Ltd
5.0 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Plc
6.0 Elect Don Argus as Director of BHP Mgmt For For For
Billiton Ltd
7.0 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Plc
8.0 Elect John Buchanan as Director of Mgmt For For For
BHP Billiton Ltd
9.0 Elect David Crawford as Director of Mgmt For For For
BHP Billiton Plc
10.0 Elect David Crawford as Director of Mgmt For For For
BHP Billiton Ltd
11.0 Elect Jacques Nasser as Director of Mgmt For For For
BHP Billiton Plc
12.0 Elect Jacques Nasser as Director of Mgmt For For For
BHP Billiton Ltd
13.0 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Plc
14.0 Elect John Schubert as Director of Mgmt For For For
BHP Billiton Ltd
15.0 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Plc
16.0 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Ltd
17.0 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Plc
18.0 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Ltd
19.0 Elect David Morgan as Director of BHP Mgmt For For For
Billiton Plc
20.0 Elect David Morgan as Director of BHP Mgmt For For For
Billiton Ltd
21.0 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Plc
22.0 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Ltd
23.0 Approve KPMG Audit plc as Auditors of Mgmt For For For
BHP Billiton Plc
24.0 Approve Issuance of 555.97 Million Mgmt For For For
Shares at $0.50 Each to BHP Billiton
Plc Pursuant to its Group Incentive
Schemes
25.0 Renew the Disapplication of Mgmt For For For
Pre-Emption Rights in BHP Billiton Plc
26.0 Authorize Repurchase of Up To 223.11 Mgmt For For For
Million Shares in BHP Billiton Plc
27.1 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on April 30, 2009
27.2 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on May 29, 2009
27.3 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on June 15, 2009
27.4 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on July 31, 2009
27.5 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on Sept. 15, 2009
27.6 Approve Cancellation of Shares in Mgmt For For For
BHP Billiton Plc Held by BHP Billiton
Ltd. on on Nov. 30, 2009
28.0 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
29.0 Approve Amendment to the Group Mgmt For For For
Incentive Scheme to Increase Target
Bonus Amount from 140 Percent to 160
Percent and to Increase the Maximum
Bonus from 1.5 to 2.0 Times the
Target Bonus Amount
30.0 Approve Grant of Approximately 49,594 Mgmt For For For
Deferred Shares, 197,817 Options, and
349,397 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group
Incentive Scheme and Long Term
Incentive Plan
31.0 Approve Increase in The Total Mgmt For For For
Remuneration Pool for Non-Executive
Directors of BHP Billiton Plc to $3.8
Million
32.0 Approve Increase in The Total Mgmt For For For
Remuneration Pool for Non-Executive
Directors of BHP Billiton Ltd to $3.8
Million
33.0 Approve Amendments to the Articles of Mgmt For For For
Association of BHP Billiton Plc
34.0 Approve Amendments to the Mgmt For For For
Constitution of BHP Billiton Ltd
- ------------------------------------------------------------------------------------------------------------------
BHP Billiton plc
Ticker Security ID: Meeting Date Meeting Status
CINS G10877101 10/23/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for BHP Billiton plc
2.0 Accept Financial Statements and Mgmt For For For
Statutory Reports for BHP Billiton
Limited
3.0 Re-elect Paul Anderson as Director of Mgmt For For For
BHP Billiton plc
4.0 Re-elect Paul Anderson as Director of Mgmt For For For
BHP Billiton Limited
5.0 Re-elect Don Argus as Director of BHP Mgmt For For For
Billiton plc
6.0 Re-elect Don Argus as Director of BHP Mgmt For For For
Billiton Limited
7.0 Re-elect Dr John Buchanan as Director Mgmt For For For
of BHP Billiton plc
8.0 Re-elect Dr John Buchanan as Director Mgmt For For For
of BHP Billiton Limited
9.0 Re-elect David Crawford as Director Mgmt For For For
of BHP Billiton plc
10.0 Re-elect David Crawford as Director Mgmt For For For
of BHP Billiton Limited
11.0 Re-elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton plc
12.0 Re-elect Jacques Nasser as Director Mgmt For For For
of BHP Billiton Limited
13.0 Re-elect Dr John Schubert as Director Mgmt For For For
of BHP Billiton plc
14.0 Re-elect Dr John Schubert as Director Mgmt For For For
of BHP Billiton Limited
15.0 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton plc
16.0 Elect Alan Boeckmann as Director of Mgmt For For For
BHP Billiton Limited
17.0 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton plc
18.0 Elect Stephen Mayne as Director of ShrHldr Against Against For
BHP Billiton Limited
19.0 Elect Dr David Morgan as Director of Mgmt For For For
BHP Billiton plc
20.0 Elect Dr David Morgan as Director of Mgmt For For For
BHP Billiton Limited
21.0 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton plc
22.0 Elect Keith Rumble as Director of BHP Mgmt For For For
Billiton Limited
23.0 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of BHP Billiton plc and Authorise the
Board to Determine Their Remuneration
24.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 277,983,328
25.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 55,778,030
26.0 Authorise 223,112,120 BHP Billiton Mgmt For For For
plc Ordinary Shares for Market
Purchase
27.1 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
30 April 2009
27.2 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
29 May 2009
27.3 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
15 June 2009
27.4 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
31 July 2009
27.5 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
15 September 2009
27.6 Approve Reduction of the Share Mgmt For For For
Capital of BHP Billiton plc by the
Cancellation of All the Issued Paid
Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on
30 November 2009
28.0 Approve Remuneration Report Mgmt For For For
29.0 Amend BHP Billiton plc Group Mgmt For For For
Incentive Scheme; Amend BHP Billiton
Limited Group Incentive Scheme
30.0 Approve Grant of Deferred Shares and Mgmt For For For
Options under the BHP Billiton
Limited Group Incentive Scheme and
the Grant of Performance Shares under
the BHP Billiton Limited Long Term
Incentive Plan to Executive Director,
Marius Kloppers
31.0 Increase Maximum Aggregate Mgmt For For For
Remuneration Paid by BHP Billiton plc
to All Non-Executive Directors
Together with the Remuneration Paid
to Those Non-Executive Directors by
BHP Billiton Limited to USD
3,800,000; Approve this Increase for
All Purposes
32.0 Increase Maximum Aggregate Mgmt For For For
Remuneration Paid by BHP Billiton
Limited to All Non-Executive
Directors Together with the
Remuneration Paid to Those
Non-Executive Directors by BHP
Billiton plc to USD 3,800,000;
Approve this Increase for All Purposes
33.0 Amend the Articles of Association of Mgmt For For For
of BHP Billiton plc
34.0 Amend the Constitution of BHP Mgmt For For For
Billiton Limited
- ------------------------------------------------------------------------------------------------------------------
Bouygues
Ticker Security ID: Meeting Date Meeting Status
CINSF11487125 04/23/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.60 per Share
4 Approve Auditors' Special Report Mgmt For Against Against
Regarding Related-Party Transactions
5 Reelect Martin Bouygues as Director Mgmt For For For
6 Reelect Francis Bouygues as Director Mgmt For Against Against
7 Reelect Pierre Barberis as Director Mgmt For For For
8 Reelect Francois Bertiere as Director Mgmt For Against Against
9 Reelect Georges Chodron de Courcel as Mgmt For Against Against
Director
10 Reappoint Ernst & Young Audit as Mgmt For For For
Auditor
11 Appoint Auditex as Alternate Auditor Mgmt For For For
12 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
13 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
15 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 4 Billion for Bonus
Issue or Increase in Par Value
16 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
17 Authorize Board to Increase Capital Mgmt For Against Against
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote under Items 14 and 16
18 Authorize Board to Set Issue Price Mgmt For Against Against
for 10 Percent of Issued Capital Per
Year Pursuant to Issue Authority
without Preemptive Rights
19 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
20 Authorize Capital Increase up to Mgmt For Against Against
Aggregate Nominal Amount of EUR 150
Million for Future Exchange Offers
21 Approve Employee Stock Purchase Plan Mgmt For Against Against
22 Authorize Issuance of Equity upon Mgmt For Against Against
Conversion of a Subsidiary's
Equity-Linked Securities up to EUR
150 Million
23 Approve Issuance of Securities Mgmt For For For
Convertible into Debt up to an
Aggregate Amount of EUR 5 Billion
24 Authorize Board to Issue Free Mgmt For Against Against
Warrants with Preemptive Rights
During a Public Tender Offer
25 Allow Board to Use All Outstanding Mgmt For Against Against
Capital Authorizations in the Event
of a Public Tender Offer or Share
Exchange Offer
26 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
CINS G12793108 04/16/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For Against Against
3.0 Re-elect Antony Burgmans as Director Mgmt For For For
4.0 Re-elect Cynthia Carroll as Director Mgmt For For For
5.0 Re-elect Sir William Castell as Mgmt For For For
Director
6.0 Re-elect Iain Conn as Director Mgmt For For For
7.0 Re-elect George David as Director Mgmt For For For
8.0 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9.0 Elect Robert Dudley as Director Mgmt For For For
10.0 Re-elect Douglas Flint as Director Mgmt For For For
11.0 Re-elect Dr Byron Grote as Director Mgmt For For For
12.0 Re-elect Dr Tony Hayward as Director Mgmt For For For
13.0 Re-elect Andy Inglis as Director Mgmt For For For
14.0 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15.0 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16.0 Re-elect Sir Ian Prosser as Director Mgmt For For For
17.0 Re-elect Peter Sutherland as Director Mgmt For For For
18.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
19.0 Authorise 1,800,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,561,000,000
21.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 234,000,000
22.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
BP plc
Ticker Security ID: Meeting Date Meeting Status
CINSG12793108 04/16/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Antony Burgmans as Director Mgmt For For For
4 Re-elect Cynthia Carroll as Director Mgmt For For For
5 Re-elect Sir William Castell as Mgmt For For For
Director
6 Re-elect Iain Conn as Director Mgmt For For For
7 Re-elect George David as Director Mgmt For For For
8 Re-elect Erroll Davis, Jr as Director Mgmt For For For
9 Elect Robert Dudley as Director Mgmt For For For
10 Re-elect Douglas Flint as Director Mgmt For For For
11 Re-elect Dr Byron Grote as Director Mgmt For For For
12 Re-elect Dr Tony Hayward as Director Mgmt For For For
13 Re-elect Andy Inglis as Director Mgmt For For For
14 Re-elect Dr DeAnne Julius as Director Mgmt For For For
15 Re-elect Sir Tom McKillop as Director Mgmt For Against Against
16 Re-elect Sir Ian Prosser as Director Mgmt For For For
17 Re-elect Peter Sutherland as Director Mgmt For For For
18 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
19 Authorise 1,800,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,561,000,000
21 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 234,000,000
22 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Bridgestone Corporation
Ticker Security ID: Meeting Date Meeting Status
5108 CINS J04578126 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 11
2.0 Amend Articles to Reflect Mgmt For Against Against
Digitalization of Share Certificates
- Allow Company to Make Rules
Governing Exercise of Shareholder
Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.0 Appoint Alternate Internal Statutory Mgmt For For For
Auditor
5.0 Approve Special Payments in Mgmt For For For
Connection with Abolition of
Retirement Bonus System
6.0 Approve Payment of Annual Bonuses to Mgmt For Against Against
Directors
7.0 Approve Deep Discount Stock Option Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
British American Tobacco plc
Ticker Security ID: Meeting Date Meeting Status
CINSG1510J102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 61.6 Pence Mgmt For For For
Per Ordinary Share
4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
5 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
6.1 Re-elect Paul Adams as Director Mgmt For For For
6.2 Re-elect Jan du Plessis as Director Mgmt For For For
6.3 Re-elect Robert Lerwill as Director Mgmt For For For
6.4 Re-elect Sir Nicholas Scheele as Mgmt For For For
Director
7 Elect Gerry Murphy as Director Mgmt For For For
8 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 166,359,108
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 24,953,866
10 Authorise 199,600,000 Ordinary Shares Mgmt For For For
for Market Purchase
11 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and to Incur EU
Political Expenditure up to GBP
1,000,000
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
13 Adopt New Articles of Association Mgmt For For For
with Effect from 01 October 2009
- ------------------------------------------------------------------------------------------------------------------
British Sky Broadcasting Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G15632105 09/26/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 9.6 Pence Mgmt For For For
Per Ordinary Share
3.0 Elect Andrew Griffith as Director Mgmt For For For
4.0 Elect Daniel Rimer as Director Mgmt For For For
5.0 Re-elect David Evans as Director Mgmt For For For
6.0 Re-elect Allan Leighton as Director Mgmt For For For
7.0 Re-elect James Murdoch as Director Mgmt For Abstain Against
8.0 Re-elect Lord Wilson of Dinton as Mgmt For For For
Director
9.0 Re-elect David DeVoe as Director Mgmt For For For
10.0 Re-elect Arthur Siskind as Director Mgmt For For For
11.0 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorise the Board to
Determine Their Remuneration
12.0 Approve Remuneration Report Mgmt For For For
13.0 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 0.1M,
to Political Org. Other Than
Political Parties up to GBP 0.1M and
Incur EU Political Expenditure up to
GBP 0.1M
14.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 289,000,000
15.0 Subject to the Passing of Resolution Mgmt For For For
14, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 43,500,000
16.0 Approve Increase in Remuneration of Mgmt For For For
Non-Executive Directors to GBP
1,500,000
17.0 Adopt New Articles of Association Mgmt For For For
18.0 Approve British Sky Broadcasting Mgmt For For For
Group 2008 Long-Term Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Bureau Veritas
Ticker Security ID: Meeting Date Meeting Status
CINSF96888114 06/03/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Non-Tax Deductible Expenses Mgmt For For For
3 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
4 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.72 per Share
5 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6 Approve Transaction with Philippe Mgmt For For For
Donche-Gay Re: Severance Payments
7 Ratify Appointment of Stephane Mgmt For For For
Bacquaert as Supervisory Board Member
8 Ratify Appointment of Frederic Mgmt For For For
Lemoine as Supervisory Board Member
9 Change Location of Registered Office Mgmt For For For
to 67-71, Boulevard du Chateau, 92200
Neuilly Sur Seine
10 Subject to Approval of Item 11, Adopt Mgmt For For For
One-Tiered Board Structure
11 Subject to Approval of Item 10, Adopt Mgmt For For For
New Articles of Association
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Million, with
the Possibility Not to Offer them to
the Public
14 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegations Submitted to
Shareholder Vote Above
15 Approve Employee Stock Purchase Plan Mgmt For For For
16 Authorize up to 1 Percent of Issued Mgmt For For For
Capital for Use in Restricted Stock
Plan for International Employees
17 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
18 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 1.5 Million for Bonus
Issue or Increase in Par Value
19 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
20 Authorize Capital Increase of Up to Mgmt For For For
EUR 1 Million for Future Exchange
Offers
21 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
22 Authorize Transfer of Authorization Mgmt For For For
Granted on June 18, 2007 General
Meeting to Grant Stock Options from
Management Board to Board of
Directors, Pursuant to and Subject to
Approval of Items 10 and 11 Above
23 Authorize Transfer of Authorization Mgmt For Against Against
Granted on June 18, 2007 General
Meeting to Grant Free Shares from
Management Board to Board of
Directors, Pursuant to and Subject to
Approval of Items 10 and 11 Above
24 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
25 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Patrick Buffet as Director
26 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Philippe Louis Dreyfus as
Director
27 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Jerome Charruau as Director
28 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Pierre Hessler as Director
29 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Aldo Cardoso as Director
30 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Frank Piedelievre as
Director
31 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Ernest-Antoine Selliere as
Director
32 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Stephane Bacquaert as
Director
33 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Jean-Michel Ropert as
Director
34 Subject to Approval of Items 10 and Mgmt For For For
11, Elect Frederic Lemoine as Director
35 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR 400,000
36 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
37 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Canadian National Railway Company
Ticker Security ID: Meeting Date Meeting Status
CNR CINS136375102 04/21/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael R. Armellino Mgmt For For For
1.2 Elect Director A. Charles Baillie Mgmt For For For
1.3 Elect Director Hugh J. Bolton Mgmt For For For
1.4 Elect Director Gordon D. Giffin Mgmt For For For
1.5 Elect Director E. Hunter Harrison Mgmt For For For
1.6 Elect Director Edith E. Holiday Mgmt For For For
1.7 Elect Director V. Maureen Kempston Mgmt For For For
Darkes
1.8 Elect Director Denis Losier Mgmt For For For
1.9 Elect Director Edward C. Lumley Mgmt For For For
1.10 Elect Director David G.A. McLean Mgmt For For For
1.11 Elect Director Robert Pace Mgmt For For For
2 Ratify KPMG LLP as Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cap Gemini
Ticker Security ID: Meeting Date Meeting Status
CINS F13587120 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Discharge Directors
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
Mentionning the Absence of New
Related-Party Transactions
4.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 per Share
5.0 Reelect Daniel Bernard as Director Mgmt For For For
6.0 Reelect Thierry de Montbrial as Mgmt For For For
Director
7.0 Elect Bernard Liautaud as Director Mgmt For For For
8.0 Elect Pierre Pringuet as Director Mgmt For For For
9.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
11.0 Amend Articles 14 and 15 of Bylaws Mgmt For For For
Re: Age Limits for Chairman and CEO
12.0 Authorize up to 1 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
13.0 Approve Employee Stock Purchase Plan Mgmt For For For
14.0 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
15.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Capcom Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9697 CINSJ05187109 06/17/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Clarify Terms of Alternate
Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Retirement Bonus and Special Mgmt For Against Against
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Directors
- ------------------------------------------------------------------------------------------------------------------
Capita Group plc (The)
Ticker Security ID: Meeting Date Meeting Status
CINSG1846J115 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 9.6 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Eric Walters as Director Mgmt For For For
5 Re-elect Gordon Hurst as Director Mgmt For For For
6 Elect Maggi Bell as Director Mgmt For For For
7 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,240,389
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 642,483
11 Authorise 62,174,799 Ordinary Shares Mgmt For For For
for Market Purchase
12 Amend Articles of Association by Mgmt For For For
Deleting All the Provisions in the
Company's Memorandum of Association;
Adopt New Articles of Association
13 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
14 Approve Change of Company Name to Mgmt For For For
Capita plc
- ------------------------------------------------------------------------------------------------------------------
Centennial Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
CEY CINS Q2173Y104 11/27/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt Null None N/A
Statutory Reports for the Financial
Year Ended June 30, 2008
2.0 Elect Paul J. Moy as Director Mgmt For For For
3.0 Elect Bruce S. Allan as Director Mgmt For For For
4.0 Elect Richard J. Grellman as Director Mgmt For For For
5.0 Elect Neville W. Sneddon as Director Mgmt For For For
6.0 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
7.0 Approve Increase in Remuneration of Mgmt Null For N/A
Non-Executive Directors from A$1
Million Per Annum to A$1.5 Million
Per Annum
8.0 Amend Constitution Re: Direct Voting, Mgmt For For For
Term of Directors, Electronic
Communication, Dividends and
Reserves, Indemnity and Insurance,
Unmarketable Shareholdings, and
Proportional Takeover Approval
- ------------------------------------------------------------------------------------------------------------------
Cobham plc
Ticker Security ID: Meeting Date Meeting Status
CINSG41440143 05/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 3.61 Pence Mgmt For For For
Per Ordinary Share
4 Re-elect Peter Hooley as Director Mgmt For For For
5 Re-elect John Patterson as Director Mgmt For For For
6 Elect Mike Hagee as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Authorise 114,182,538 Ordinary Shares Mgmt For For For
for Market Purchase
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 9,515,212 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 9,515,212
11 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,427,282
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Colruyt SA
Ticker Security ID: Meeting Date Meeting Status
CINS B26882165 10/10/2008 Take No Action
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Receive Special Board Report Mgmt Null TNA N/A
(Non-Voting)
1.2 Receive Special Auditor Report Mgmt Null TNA N/A
(Non-Voting)
1.3 Approve Employee Stock Purchase Plan Mgmt For TNA N/A
Up To 200,000 Shares
1.4 Approve Fixing of the Price of Shares Mgmt For TNA N/A
to Be Issued
1.5 Eliminate Preemptive Rights Re: Item Mgmt For TNA N/A
I.3
1.6 Approve Issuance of Equity or Mgmt For TNA N/A
Equity-Linked Securities without
Preemptive Rights
1.7 Approve Subscription Period Re: Item Mgmt For TNA N/A
I.3
1.8 Authorize Board to Implement Approved Mgmt For TNA N/A
Resolutions and Fill Required
Documents/Formalities at Trade
Registry
2.1 Receive Special Board Report Mgmt Null TNA N/A
(Non-Voting)
2.2 Authorize Repurchase of 3,334,860 Mgmt For TNA N/A
Shares
2.3 Authorize Cancellation of Repurchased Mgmt For TNA N/A
Shares
- ------------------------------------------------------------------------------------------------------------------
Compagnie de Saint Gobain
Ticker Security ID: Meeting Date Meeting Status
CINS F80343100 06/04/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 per Share
4.0 Authorize Payment of Dividends by Mgmt For For For
Shares
5.0 Approve Two Transactions Concluded Mgmt For For For
with BNP Paribas
6.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
7.0 Elect Gilles Schnepp as Director Mgmt For Against Against
8.0 Reelect Gerhard Cromme as Director Mgmt For Against Against
9.0 Reelect Jean-Martin Folz as Director Mgmt For For For
10.0 Reelect Michel Pebereau as Director Mgmt For Against Against
11.0 Reelect Jean-Cyril Spinetta as Mgmt For For For
Director
12.0 Ratify Appointment of Frederic Mgmt For Against Against
Lemoine as Director
13.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 780 million
14.0 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights and Binding
Priority Rights up to Aggregate
Nominal Amount of EUR 295 Million
15.0 Authorize Board to Increase Capital Mgmt For Against Against
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Above
16.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
17.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 95 Million for Bonus
Issue or Increase in Par Value
18.0 Approve Employee Stock Purchase Plan Mgmt For Against Against
19.0 Authorize up to 3 Percent of Issued Mgmt For Against Against
Capital for Use in Stock Option Plan
20.0 Authorize up to 1 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
21.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
22.0 Authorize Board to Issue Free Mgmt For For For
Warrants with Preemptive Rights
During a Public Tender Offer or Share
Exchange Offer
23.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Companhia Vale Do Rio Doce
Ticker Security ID: Meeting Date Meeting Status
CINS204412008 05/22/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPRECIATION OF THE MANAGEMENTS Mgmt For For For
REPORT AND ANALYSIS, DISCUSSIONAND
VOTE ON THE FINANCIAL STATEMENTS FOR
THE FISCAL YEAR ENDINGDECEMBER 31,
2008
2.0 PROPOSAL FOR THE DESTINATION OF Mgmt For For For
PROFITS OF THE SAID FISCAL YEARAND
APPROVAL OF THE INVESTMENT BUDGET FOR
VALE
3.0 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
BOARD OF DIRECTORS
4.0 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
FISCAL COUNCIL
5.0 ESTABLISHMENT OF THE REMUNERATION OF Mgmt For For For
THE SENIOR MANAGEMENT ANDFISCAL
COUNCIL MEMBERS
6.0 TO CHANGE THE LEGAL NAME OF THE Mgmt For For For
COMPANY TO VALE S.A. , WITH
THECONSEQUENT AMENDMENT OF ARTICLE 1
OF VALE S BY-LAWS INACCORDANCE WITH
THE NEW GLOBAL BRAND UNIFICATION
7.0 TO ADJUST ARTICLE 5 OF VALE S BY-LAWS Mgmt For For For
TO REFLECT THE CAPITALINCREASE
RESOLVED IN THE BOARD OF DIRECTORS
MEETINGS HELD ONJULY 22, 2008 AND
AUGUST 05, 2008
- ------------------------------------------------------------------------------------------------------------------
COMSYS HOLDINGS CORP.
Ticker Security ID: Meeting Date Meeting Status
1721 CINSJ5890P106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 10
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Retirement Bonuses and Mgmt For Against Against
Special Payments in Connection with
Abolition of Retirement Bonus System
6 Approve Deep Discount Stock Option Mgmt For For For
Plan
7 Appoint External Audit Firm Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CRH plc
Ticker Security ID: Meeting Date Meeting Status
CINSG25508105 05/06/2009 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Dividends Mgmt For For For
3.1 Reelect W.P. Egan as Director Mgmt For For For
3.2 Reelect J.M. de Jong as Director Mgmt For For For
3.3 Reelect M. Lee as Director Mgmt For For For
3.4 Reelect G.A. Culpepper as Director Mgmt For For For
3.5 Reelect A. Manifold as Director Mgmt For For For
3.6 Reelect W.I. O'Mahony as Director Mgmt For For For
3.7 Reelect M.S. Towe as Director Mgmt For For For
4 Authorize Board to Fix Remuneration Mgmt For For For
of Auditors
5 Increase in Authorized Share Capital Mgmt For For For
6 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights
7 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Mgmt For For For
9 Amend Articles of Association Re: Mgmt For For For
Treasury Shares
10 Authorize Reissuance of Treasury Mgmt For For For
Shares
11 Approve Scrip Dividend Program Mgmt For For For
12 Approve Notice of Period for Mgmt For For For
Extraordinary General Meetings
13 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CSL Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/15/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive and Consider Financial Mgmt Null None N/A
Statements and the Report of the
Directors and Auditors for the Year
Ending June 30, 2008
2.1 Elect David Anstice as Director Mgmt For For For
2.2 Elect Elizabeth A. Alexander as Mgmt For For For
Director
2.3 Elect David J. Simpson as Director Mgmt For For For
3.0 Approve Remuneration Report for the Mgmt For For For
Year Ending June 30, 2008
- ------------------------------------------------------------------------------------------------------------------
Daiichi Sankyo Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4568 CINS J11257102 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 40
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For Against Against
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Daito Trust Construction Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1878 CINS J11151107 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 52
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
5.0 Amend Stock Option Plan Approved at Mgmt For For For
2004 AGM
- ------------------------------------------------------------------------------------------------------------------
Dana Petroleum plc
Ticker Security ID: Meeting Date Meeting Status
CINS G26503113 07/24/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Re-elect Philip Dayer as Director Mgmt For For For
3.0 Elect Brian Johnston as Director Mgmt For For For
4.0 Approve Remuneration Report Mgmt For For For
5.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
6.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
7.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 348,005 in
Connection with Employee Share and
Long Term Incentive Schemes;
Otherwise up to GBP 4,343,704
8.0 Adopt New Articles of Association Mgmt For For For
9.0 Subject to the Passing of Resolution Mgmt For For For
7, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 651,556
10.0 Authorise 8,687,409 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
East Japan Railway Co
Ticker Security ID: Meeting Date Meeting Status
9020 CINSJ1257M109 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 55
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5 Approve Payment of Annual Bonuses to Mgmt For For For
Directors and Statutory Auditors
6 Amend Articles to Allow Shareholder ShrHldr Against Against For
Meeting Agenda to Include Compliance
Related Resolutions
7 Amend Articles to Form Committee on ShrHldr Against Against For
Compliance
8 Amend Articles to Require Disclosure ShrHldr Against For Against
of Individual Director Compensation
Levels
9 Amend Articles to Require At Least ShrHldr Against For Against
20% Non-Executive Board of Directors
10 mend Articles to Clarify Roles of ShrHldr Against Against For
Advisors and to Create Board
Committees on Labor Relations and on
Safety
11.1 Remove Chairman Mutsutake Ohtsuka ShrHldr Against Against For
from Board
11.2 Remove President Satoshi Seino from ShrHldr Against Against For
Board
11.3 Remove Vice President Masaki Ogata ShrHldr Against Against For
from Board
11.4 Remove Director Hiroyuki Nakamura ShrHldr Against Against For
from Board
11.5 Remove Director Tohru Owada from Board ShrHldr Against Against For
11.6 Remove Director Seiichiro Oi from ShrHldr Against Against For
Board
11.7 Remove Director Yuji Fukazawa from ShrHldr Against Against For
Board
11.8 Remove Director Yuji Morimoto from ShrHldr Against Against For
Board
12.1 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.2 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.3 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.4 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
12.5 Appoint Shareholder Nominee to the ShrHldr Against Against For
Board
13 Cut Director Compensation by 20 ShrHldr Against Against For
Percent
14 Approve Alternate Income Allocation ShrHldr Against Against For
to Establish Reserve for Reemployment
of Former JNR Employees
15 Approve Alternate Income Allocation ShrHldr Against Against For
to Establish Reserve for
Consolidation of Local Rail Lines
- ------------------------------------------------------------------------------------------------------------------
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CINS29250N105 05/06/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David A. Arledge Mgmt For For For
1.2 Elect Director James J. Blanchard Mgmt For For For
1.3 Elect Director J. Lorne Braithwaite Mgmt For For For
1.4 Elect Director Patrick D. Daniel Mgmt For For For
1.5 Elect Director J. Herb England Mgmt For For For
1.6 Elect Director David A. Leslie Mgmt For For For
1.7 Elect Director George K. Petty Mgmt For For For
1.8 Elect Director Charles E. Shultz Mgmt For For For
1.9 Elect Director Dan C. Tutcher Mgmt For For For
1.10 Elect Director Catherine L. Williams Mgmt For For For
2 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Report on Environmental Liabilities ShrHldr Against Against For
Relating to Gateway Project Pipeline
4 Report on Costs and Benefits of ShrHldr Against For Against
Policy on Free Prior and Informed
Consent of Aboriginal Communities
- ------------------------------------------------------------------------------------------------------------------
EnCana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CINS292505104 04/22/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 DIRECTOR RALPH S. CUNNINGHAM Mgmt For For For
1.2 DIRECTOR PATRICK D. DANIEL Mgmt For For For
1.3 DIRECTOR IAN W. DELANEY Mgmt For For For
1.4 DIRECTOR RANDALL K. ERESMAN Mgmt For For For
1.5 DIRECTOR CLAIRE S. FARLEY Mgmt For For For
1.6 DIRECTOR MICHAEL A. GRANDIN Mgmt For For For
1.7 DIRECTOR BARRY W. HARRISON Mgmt For For For
1.8 DIRECTOR VALERIE A.A. NIELSEN Mgmt For For For
1.9 DIRECTOR DAVID P. O'BRIEN Mgmt For For For
1.10 DIRECTOR JANE L. PEVERETT Mgmt For For For
1.11 DIRECTOR ALLAN P. SAWIN Mgmt For For For
1.12 DIRECTOR WAYNE G. THOMSON Mgmt For For For
1.13 DIRECTOR CLAYTON H. WOITAS Mgmt For For For
2 APPOINTMENT OF AUDITORS - Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AT
AREMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------
ENEL Spa
Ticker Security ID: Meeting Date Meeting Status
CINST3679P115 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements, Mgmt For TNA N/A
Consolidated Financial Statements,
and Statutory Reports
2 Approve Allocation of Income Mgmt For TNA N/A
3 Approve Capital Increase In The Mgmt For TNA N/A
Maximum Amount of EUR 8 Billion With
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Eni Spa
Ticker Security ID: Meeting Date Meeting Status
CINS T3643A145 04/30/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements, Mgmt For For For
Consolidated Financial Statements,
and Statutory Reports
2.0 Approve Allocation of Income Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Eni Spa
Ticker Security ID: Meeting Date Meeting Status
CINST3643A145 04/30/2009 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements, Mgmt For TNA N/A
Consolidated Financial Statements,
and Statutory Reports
2 Approve Allocation of Income Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Ericsson (Telefonaktiebolaget L M Ericsson)
Ticker Security ID: Meeting Date Meeting Status
CINS W26049119 04/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Michael Treschow as Chairman of Mgmt For For For
Meeting
2.0 Prepare and Approve List of Mgmt For For For
Shareholders
3.0 Approve Agenda of Meeting Mgmt For For For
4.0 Acknowledge Proper Convening of Mgmt For For For
Meeting
5.0 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6.0 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports; Receive Auditors'
Report
7.0 Receive President's Report; Allow N/A N/A N/A N/A
Questions
8.1 Approve Financial Statements and Mgmt For For For
Statutory Reports
8.2 Approve Discharge of Board and Mgmt For For For
President
8.3 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 1.85 per Share;
Approve April 27, 2009 as Record Date
for Dividend
9.1 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of Board
9.2 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 3.8 Million for
Chairman and SEK 750,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
of Committee Members
9.3 Reelect Michael Treschow (Chairman), Mgmt For For For
Roxanne Austin, Peter Bonfield,
Boerje Ekholm, Ulf Johansson, Sverker
Martin-Loef, Nancy McKinstry, Anders
Nyren, Carl-Henric Svanberg, and
Marcus Wallenberg as Directors
9.4 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders by Voting Power
to Serve on Nominating Committee;
Approve the Assignment of the
Nomination Committee
9.5 Approve Omission of Remuneration to Mgmt For For For
Nominating Committee Members
9.6 Approve Remuneration of Auditors Mgmt For For For
10.0 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
11.1 Approve 2009 Share Matching Plan for Mgmt For For For
All Employees
11.2 Authorize Reissuance of 13.9 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for All Employees
11.3 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.2
11.4 Approve 2009 Share Matching Plan for Mgmt For For For
Key Contributors
11.5 Authorize Reissuance of 8.5 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for Key
Contributors
11.6 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.5
11.7 Approve 2009 Restricted Stock Plan Mgmt For For For
for Executives
11.8 Authorize Reissuance of 4.6 Million Mgmt For For For
Repurchased Class B Shares for 2009
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.8
12.0 Authorize Reissuance of 11 Million Mgmt For For For
Repurchased Class B Shares to Cover
Social Costs in Connection with 2001
Global Stock Incentive Program, and
2005, 2006, 2007, and 2008 Long-Term
Incentive and Variable Compensation
Plans
13.0 Amend Articles Regarding Publication Mgmt For For For
of Meeting Notice
14.0 Authorize the Board of Directors to ShrHoldr Against For Against
Explore How to Provide All Shares
with Equal Voting Rights
- ------------------------------------------------------------------------------------------------------------------
Ericsson (Telefonaktiebolaget L M Ericsson)
Ticker Security ID: Meeting Date Meeting Status
CINSW26049119 04/22/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Treschow as Chairman of Mgmt For For For
Meeting
2 Prepare and Approve List of Mgmt For For For
Shareholders
3 Approve Agenda of Meeting Mgmt For For For
4 Acknowledge Proper Convening of Mgmt For For For
Meeting
5 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
6 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports; Receive Auditors'
Report
7 Receive President's Report; Allow N/A N/A N/A N/A
Questions
8.1 Approve Financial Statements and Mgmt For For For
Statutory Reports
8.2 Approve Discharge of Board and Mgmt For For For
President
8.3 Approve Allocation of Income and Mgmt For For For
Dividends of SEK 1.85 per Share;
Approve April 27, 2009 as Record Date
for Dividend
9.1 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of Board
9.2 Approve Remuneration of Directors in Mgmt For For For
the Amount of SEK 3.8 Million for
Chairman and SEK 750,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
of Committee Members
9.3 Reelect Michael Treschow (Chairman), Mgmt For For For
Roxanne Austin, Peter Bonfield,
Boerje Ekholm, Ulf Johansson, Sverker
Martin-Loef, Nancy McKinstry, Anders
Nyren, Carl-Henric Svanberg, and
Marcus Wallenberg as Directors
9.4 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders by Voting Power
to Serve on Nominating Committee;
Approve the Assignment of the
Nomination Committee
9.5 Approve Omission of Remuneration to Mgmt For For For
Nominating Committee Members
9.6 Approve Remuneration of Auditors Mgmt For For For
10 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
11.1 Approve 2009 Share Matching Plan for Mgmt For For For
All Employees
11.2 Authorize Reissuance of 13.9 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for All Employees
11.3 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.2
11.4 Approve 2009 Share Matching Plan for Mgmt For For For
Key Contributors
11.5 Authorize Reissuance of 8.5 Million Mgmt For For For
Repurchased Class B Shares for 2009
Share Matching Plan for Key
Contributors
11.6 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.5
11.7 Approve 2009 Restricted Stock Plan Mgmt For For For
for Executives
11.8 Authorize Reissuance of 4.6 Million Mgmt For For For
Repurchased Class B Shares for 2009
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Mgmt For Against Against
Party as Alternative to Item 11.8
12 Authorize Reissuance of 11 Million Mgmt For For For
Repurchased Class B Shares to Cover
Social Costs in Connection with 2001
Global Stock Incentive Program, and
2005, 2006, 2007, and 2008 Long-Term
Incentive and Variable Compensation
Plans
13 Amend Articles Regarding Publication Mgmt For For For
of Meeting Notice
14 Authorize the Board of Directors to ShrHldr Against For Against
Explore How to Provide All Shares
with Equal Voting Rights
15 Close Meeting N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Eutelsat Communications
Ticker Security ID: Meeting Date Meeting Status
CINS F3692M128 11/06/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Approve Treatment of Losses Mgmt For For For
4.0 Approve Dividends of EUR 0.60 per Mgmt For For For
Share
5.0 Approve Special Auditors' Report Mgmt For Against Against
Regarding Related-Party Transactions
6.0 Approve Transaction with Giuliano Mgmt For For For
Berretta Re: Severance Payment
7.0 Approve Transaction with Giuliano Mgmt For For For
Berretta Re: Pension Benefits
8.0 Approve Transaction with Jean-Paul Mgmt For For For
Brillaud Re: Pension Benefits
9.0 Approve Discharge of Directors Mgmt For For For
10.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
11.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
12.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Fairfax Financial Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
FFH CINS303901102 04/15/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Anthony F. Griffiths Mgmt For For For
1.2 Elect Director Robert J. Gunn Mgmt For For For
1.3 Elect Director Alan D. Horn Mgmt For For For
1.4 Elect Director David L. Johnston Mgmt For For For
1.5 Elect Director Brandon W. Sweitzer Mgmt For For For
1.6 Elect Director V. Prem Watsa Mgmt For For For
2 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
FamilyMart Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
8028 CINSJ13398102 05/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3 Approve Retirement Bonus Payment for Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Fast Retailing
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/27/2008 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mgmt For For For
1.2 Elect Director Mgmt For For For
1.3 Elect Director Mgmt For For For
1.4 Elect Director Mgmt For For For
1.5 Elect Director Mgmt For For For
2.1 Appoint Internal Statutory Auditor Mgmt For For For
2.2 Appoint Internal Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CINS T4502J151 04/29/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.1 Slate Submitted by the Italian ShrHoldr N/A TNA N/A
Ministry o Economy and Finance
2.2 Slate Submitted by Mediobanca Spa ShrHoldr N/A TNA N/A
3.0 Appoint Chairman of the Internal Mgmt For For For
Statutory Auditors
4.0 Approve Remuneration of Internal Mgmt For For For
Statutory Auditors
5.0 Authorize Share Repurchase Program Mgmt For For For
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CINST4502J151 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2.1 Slate Submitted by the Italian Mgmt N/A TNA N/A
Ministry o Economy and Finance
2.2 Slate Submitted by Mediobanca Spa ShrHoldr N/A TNA N/A
2.3 Slate Submitted by Institutional ShrHoldr N/A TNA N/A
Investors
3 Appoint Chairman of the Internal Mgmt For TNA N/A
Statutory Auditors
4 Approve Remuneration of Internal Mgmt For TNA N/A
Statutory Auditors
5 Authorize Share Repurchase Program Mgmt For TNA N/A
and Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Finmeccanica Spa
Ticker Security ID: Meeting Date Meeting Status
CINS T4502J151 07/31/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Capital Increase in the Mgmt For For For
Maximum Amount of EUR 1.4 Billion
With Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Fortis SA/NV
Ticker Security ID: Meeting Date Meeting Status
CINSB4399L102 04/29/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Approve the Proposed Transactions Mgmt For TNA N/A
Between Fortis SA/NV, BNP Paribas
S.A., the Belgian State, and Related
Parties, as Laid Down in the
Shareholder Circular
3.1 Receive Directors' Report (Non-Voting) Mgmt N/A N/A N/A
3.2 Receive Consolidated Financial Mgmt N/A N/A N/A
Statements and Statutory Reports
3.3 Accept Financial Statements Mgmt For TNA N/A
3.4 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
3.5 Approve Discharge of Directors Mgmt For TNA N/A
4 Discussion on Company's Corporate Mgmt N/A N/A N/A
Governance Structure
5.1 Elect Frank Arts as Director Mgmt For TNA N/A
5.2 Elect Guy de Selliers de Moranville Mgmt For TNA N/A
as Director
5.3 Elect Roel Nieuwdorp as Director Mgmt For TNA N/A
5.4 Elect Lionel Perl as Director Mgmt For TNA N/A
5.5 Elect Jin Shaoliang as Director Mgmt For TNA N/A
6.1 Amend Articles Re: Amend Authorized Mgmt For TNA N/A
Capital and Delete Preference Shares
6.2 Amend Articles Re: Change of Mgmt For TNA N/A
Company's Registered Seat to Utrecht
6.3 Amend Articles Re: Body Authorized to Mgmt For TNA N/A
Issue Shares Without Preemptive Rights
6.4 Fix Maximum Number of Directors at 11 Mgmt For TNA N/A
6.5 Amend Articles Re: Introduction of Mgmt For TNA N/A
Limited Indemnification for Directors
6.6 Amend Articles Re: Annual General Mgmt For TNA N/A
Meeting
6.7 Authorize Coordination of Articles Mgmt For TNA N/A
7 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
CINSX2978Z118 04/07/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Calling the Meeting to Order Mgmt N/A N/A N/A
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of
Meeting
4 Acknowledge Proper Convening of Mgmt For For For
Meeting
5 Prepare and Approve List of Mgmt For For For
Shareholders
6 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports; Receive
Supervisory Board's Report; Receive
Auditor's Report
7 Accept Financial Statements and Mgmt For For For
Statutory Reports
8 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Board of Mgmt For For For
Directors, Supervisory Board and
President
10 Approve Remuneration of Members of Mgmt For For For
Supervisory Board
11 Fix Number of Supervisory Board Mgmt For For For
Members
12 Elect Supervisory Board Members Mgmt For For For
13 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 66,000 for Chair,
EUR 49,200 for Vice-chair and EUR
35,400 for Other Directors; Approve
Additional Compensation for Attendance
14 Fix Number of Directors at 7 Mgmt For For For
15 Reelect Peter Fagernaes (Chair), Mgmt For For For
Matti Lehti (Vice-chair), Esko Aho,
Ilona Ervasti-Vaintola, Birgitta
Johansson-Hedberg and Christian
Ramm-Schmidt as Directors; Elect Sari
Baldauf as New Director
16 Approve Remuneration of Auditors Mgmt For For For
17 Ratify Deloitte & Touche Ltd as Mgmt For For For
Auditors
18 Shareholder Proposal: Appoint ShrHldr Against Against For
Nominating Committee
- ------------------------------------------------------------------------------------------------------------------
Fugro NV
Ticker Security ID: Meeting Date Meeting Status
CINSN3385Q197 05/07/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
and Supervisory Board (Non-Voting)
3 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4 Approve Discharge of Management Board Mgmt For TNA N/A
5 Approve Discharge of Supervisory Board Mgmt For TNA N/A
6.1 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
6.2 Approve Allocation of Income Mgmt For TNA N/A
7.1 Reelect F.J.G.M. Cremers to Mgmt For TNA N/A
Supervisory Board
7.2 Elect M. Helmes to Supervisory Board Mgmt For TNA N/A
8 Authorize Repurchase of Shares Mgmt For TNA N/A
9.1 Grant Board Authority to Issue Shares Mgmt For TNA N/A
9.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A
Rights from Issuance under Item 9a
10 Allow Questions Mgmt N/A N/A N/A
11 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
G4S plc
Ticker Security ID: Meeting Date Meeting Status
CINSG39283109 05/26/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 3.68 Pence Mgmt For For For
Per Share
4 Re-elect Trevor Dighton as Director Mgmt For For For
5 Re-elect Thorleif Krarup as Director Mgmt For For For
6 Re-elect Mark Seligman as Director Mgmt For For For
7 Reappoint KPMG Audit plc as Auditors Mgmt For For For
and Authorise Board to Fix Their
Remuneration
8 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 117,350,000 and an
Additional Amount Pursuant to a
Rights Issue of up to GBP 117,350,000
9 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 500,000,000 to GBP
587,500,000
10 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 17,600,000
11 Authorise 140,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Galenica AG (fomerly Galenica Holding AG)
Ticker Security ID: Meeting Date Meeting Status
CINSH28455170 05/14/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2 Approve Remuneration Report Mgmt For TNA N/A
3 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 7.00 per Share
5.1 Reelect Stefano Pessina as Director Mgmt For TNA N/A
5.2 Reelect Paul Fasel as Director Mgmt For TNA N/A
5.3 Reelect Daniela Bosshardt-Hengartner Mgmt For TNA N/A
as Director
5.4 Ratify Ernst&Young AG as Auditors Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
GDF Suez
Ticker Security ID: Meeting Date Meeting Status
CINSF42768105 05/04/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.20 per Share
4 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
6 Elect Patrick Arnaud as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
7 Elect Charles Bourgeois as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
8 Elect Emmanuel Bridoux as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
9 Elect Gabrielle Prunet as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
10 Elect Jean-Luc Rigo as Representative Mgmt For Against Against
of Employee Shareholders to the Board
11 Elect Philippe Taurines as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
12 Elect Robin Vander Putten as Mgmt For Against Against
Representative of Employee
Shareholders to the Board
13 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
14 Authorize up to 0.5 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
15 Authorize up to 0.5 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
16 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
17 Authorize up to 0.5 Percent of Issued ShrHldr Against Against For
Capital for Use in Stock Option Plan
to All Employees
18 Authorize up to 0.5 Percent of Issued ShrHldr Against Against For
Capital for Use in Restricted Stock
Plan to All Employees and Officers
19 Approve Dividends of EUR 0.80 per ShrHldr Against Against For
Share
- ------------------------------------------------------------------------------------------------------------------
GDF Suez (fka Gaz de France)
Ticker Security ID: Meeting Date Meeting Status
CINS F42651111 07/16/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Article 13 of the Bylaws Re: Mgmt For For For
Board Composition
2.0 Approve Merger by Absorption of Suez Mgmt For For For
3.0 Approve Accounting Treatment of Merger Mgmt For For For
4.0 Approve Gaz de France Stock Replacing Mgmt For For For
Suez Stock to Be Issued or Reissued
Pursuant to Suez Outstanding Stock
Option Plans
5.0 Approve Gaz de France Stock Replacing Mgmt For For For
Suez Stock to Be Issued or Reissued
Pursuant to Suez Outstanding Share
Incentive Plans
6.0 Acknowledge Completion of Merger, Mgmt For For For
Approve Dissolution of Suez without
Liquidation, and Delegate Powers to
the Board to Execute all Formalities
Pursuant to Merger
7.0 Amend Article 1 of Association Re: Mgmt For For For
Form of Company
8.0 Change Corporate Purpose and Amend Mgmt For For For
Article 2 of Bylaws Accordingly
9.0 Change Company Name to GDF SUEZ and Mgmt For For For
Amend Article 3 of Bylaws Accordingly
10.0 Change Location of Registered Office Mgmt For For For
to 16-26 Rue du Docteur Lancereaux,
75008 Paris, and Amend Article 4 of
Bylaws Accordingly
11.0 Amend Article 6 of Bylaws to Reflect Mgmt For For For
Changes in Capital
12.0 Adopt New Articles of Association Mgmt For For For
13.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
14.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
15.0 Authorize Board to Increase Capital Mgmt For For For
in the Event of Additional Demand
Related to Delegations Submitted to
Shareholder Vote Above Within the
Nominal Limits Set Above
16.0 Authorize Capital Increase of up to Mgmt For For For
10 Percent of Issued Capital for
Future Acquisitions
17.0 Approve Employee Stock Purchase Plan Mgmt For For For
18.0 Approve Employee Stock Purchase Plan Mgmt For For For
for International Employees
19.0 Set Global Limit for Capital Increase Mgmt For For For
to Result from Issuance Requests
under Items 13 through 18 at EUR 310
Million
20.0 Authorize Capitalization of Reserves Mgmt For For For
for Bonus Issue or Increase in Par
Value
21.0 Authorize up to 0.5 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
22.0 Approve Stock Option Plans Grants Mgmt For Against Against
23.0 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
24.0 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
25.0 Dismiss Directors Elected on General Mgmt For For For
Meeting Held on Oct. 07, 2005
26.0 Elect Jean-Francois Cirelli as Mgmt For For For
Director
27.0 Elect Gerard Mestrallet as Director Mgmt For For For
28.0 Elect Jean-Louis Beffa as Director Mgmt For For For
29.0 Elect Aldo Cardoso as Director Mgmt For For For
30.0 Elect Etienne Davignon as Director Mgmt For For For
31.0 Elect Albert Frere as Director Mgmt For For For
32.0 Elect Edmond Alphandery as Director Mgmt For For For
33.0 Elect Rene Carron as Director Mgmt For For For
34.0 Elect Thierry de Rudder as Director Mgmt For For For
35.0 Elect Paul Desmarais Jr as Director Mgmt For For For
36.0 Elect Jacques Lagarde as Director Mgmt For For For
37.0 Elect Anne Lauvergeon as Director Mgmt For For For
38.0 Elect Lord Simon of Highbury as Mgmt For For For
Director
39.0 Appoint Philippe Lemoine as Censor Mgmt For For For
40.0 Appoint Richard Goblet d'Alviella as Mgmt For For For
Censor
41.0 Set Remuneration of Directors in the Mgmt For For For
Aggregate Amount of EUR 1.4 Million
Starting for Fiscal Year 2008
42.0 Ratify Appointment of Deloitte & Mgmt For For For
Associes as Auditor
43.0 Ratify Appointment of BEAS as Mgmt For For For
Alternate Auditor
44.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
GDF Suez (fka Gaz de France)
Ticker Security ID: Meeting Date Meeting Status
CINS F42768105 12/17/2008 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 31
2.0 Approve Spin-Off Agreement and Its Mgmt For For For
Remuneration to GDF Investissements 37
3.0 Amend Article 16 of the Bylaws Re: Mgmt For For For
Election of Vice-Chairman
4.0 Amend Articles 13.1 and 13.3 of the Mgmt For For For
Bylaws Re: Election of Shareholder
Employee Representative to the Board
of Directors
5.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Gemalto
Ticker Security ID: Meeting Date Meeting Status
CINSN3465M108 05/20/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Annual Report Mgmt N/A N/A N/A
3 Approve Financial Statements Mgmt For TNA N/A
4 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
5.1 Approve Discharge of CEO Mgmt For TNA N/A
5.2 Approve Discharge of Non Executive Mgmt For TNA N/A
Directors
6.1 Elect Buford Alexander to Board of Mgmt For TNA N/A
Directors
6.2 Reelect Kent Atkinson to Board of Mgmt For TNA N/A
Directors
6.3 Reelect David Bonderman to Board of Mgmt For TNA N/A
Directors
6.4 Reelect Johannes Fritz to Board of Mgmt For TNA N/A
Directors
6.5 Reelect John Ormerod to Board of Mgmt For TNA N/A
Directors
7 Authorize Repurchase Shares Mgmt For TNA N/A
8 Ratify PricewaterhouseCoopers as Mgmt For TNA N/A
Auditors
9 Allow Questions Mgmt N/A N/A N/A
10 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Givaudan SA
Ticker Security ID: Meeting Date Meeting Status
CINS H3238Q102 03/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports; Approve
Remuneration Report
2.0 Approve Discharge of Board and Senior Mgmt For For For
Management
3.0 Approve Allocation of Income and Cash Mgmt For For For
Dividends of CHF 10 per Share
4.0 Approve Issuance of Warrants with Mgmt For For For
Preemptive Rights; Approve Creation
of EUR 3.5 Million Pool of Capital to
Guarantee Warrants; Approve EUR 3
Million Increase to Existing Pool of
Capital to Guarantee Warrant and
Conversion Rights
5.1 Elect Thomas Rufer as Director Mgmt For For For
5.2 Reelect Andre Hoffmann as Director Mgmt For For For
5.3 Reelect Juerg Witmer as Director Mgmt For For For
6.0 Ratify Deloitte AG as Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
GlaxoSmithKline
Ticker Security ID: Meeting Date Meeting Status
CINS G3910J112 05/20/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Elect James Murdoch as Director Mgmt For For For
4.0 Re-elect Larry Culp as Director Mgmt For For For
5.0 Re-elect Sir Crispin Davis as Director Mgmt For For For
6.0 Re-elect Dr Moncef Slaoui as Director Mgmt For For For
7.0 Re-elect Tom de Swaan as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to
GBP 50,000 and to Incur EU Political
Expenditure up to GBP 50,000
11.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 432,359,137 and
an Additional Amount Pursuant to a
Rights Issue of up to GBP 864,692,333
After Deducting Any Securities Issued
Under the General Authority
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 64,854,519
13.0 Authorise 518,836,153 Ordinary Shares Mgmt For For For
for Market Purchase
14.0 Approve the Exemption from Statement Mgmt For For For
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditor's Reports
15.0 Approve That a General Meeting of the Mgmt For For For
Company Other Than an Annual General
Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
16.0 Approve GlaxoSmithKline 2009 Mgmt For For For
Performance Share Plan
17.0 Approve GlaxoSmithKline 2009 Share Mgmt For For For
Option Plan
18.0 Approve GlaxoSmithKline 2009 Deferred Mgmt For For For
Annual Bonus Plan
- ------------------------------------------------------------------------------------------------------------------
Godo Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5410 CINSJ17388117 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Golden Agri-Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
CINSADPV11073 04/28/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2 Approve Directors' Fees of SGD Mgmt For For For
228,000 for the Year Ended Dec. 31,
2008 (2007: SGD 200,373)
3 Reelect Muktar Widjaja as Director Mgmt For For For
4 Reelect Rafael Buhay Concepcion, Jr. Mgmt For For For
as Director
5 Reelect Kaneyalall Hawabhay as Mgmt For For For
Director
6 Reelect William Chung Nien Chin as Mgmt For For For
Director
7 Reappoint Moore Stephens LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9 Approve Issuance of Shares up to 100 Mgmt For For For
Percent of the Total Number of Issued
Shares Via a Pro-Rata Renounceable
Rights Issue
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights at a Discount of Up
to 20 Percent of the Weighted Average
Price Per Share
11 Authorize Share Repurchase Program Mgmt For For For
12 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
CINSE5706X124 05/15/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Individual Financial Mgmt For For For
Statements and Statutory Reports for
Fiscal Year Ended Dec 31, 2008;
Allocation of Income
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports for
Fiscal Year Ended Dec 31, 2008
3 Approve Discharge of Directors Mgmt For For For
4 Reelect External Auditors for the Mgmt For For For
Individual Accounts
5 Reelect External Auditors for the Mgmt For For For
Consolidated Accounts
6 Ratify Director Ana Vega Lluch Mgmt For For For
7 Approve Remuneration of Directors Mgmt For For For
8 Approve Dividends Mgmt For For For
9 Authorize Share Repurchase Mgmt For For For
10 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Groupe Aeroplan Inc.
Ticker Security ID: Meeting Date Meeting Status
AER CINS399453109 05/21/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert E. Brown Mgmt For For For
1.2 Elect Director Roman Doroniuk Mgmt For For For
1.3 Elect Director Rupert Duchesne Mgmt For For For
1.4 Elect Director Joanne Ferstman Mgmt For For For
1.5 Elect Director Michael M. Fortier Mgmt For For For
1.6 Elect Director John M. Forzani Mgmt For For For
1.7 Elect Director David H. Laidley Mgmt For For For
1.8 Elect Director Douglas D. Port Mgmt For For For
1.9 Elect Director Alan P. Rossy Mgmt For For For
2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Groupe Bruxelles Lambert
Ticker Security ID: Meeting Date Meeting Status
CINSB4746J115 04/14/2009 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Directors' and Auditors' Mgmt N/A N/A N/A
Reports
2 Accept Consolidated Financial Mgmt For TNA N/A
Statements and Allocation of Income
3 Approve Discharge of Directors Mgmt For TNA N/A
4 Approve Discharge of Auditors Mgmt For TNA N/A
5.1 Reelect Thierry de Rudder as Director Mgmt For TNA N/A
5.2 Elect Georges Chodron de Courcel as Mgmt For TNA N/A
Director
5.3 Elect Ian Gallienne as Director Mgmt For TNA N/A
6 Authorize Repurchase of Up to 20 Mgmt For TNA N/A
Percent of Issued Share Capital
7 Amend Stock Option Plan Mgmt For TNA N/A
8 Transact Other Business Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Hang Seng
Bank
Ticker Security ID: Meeting Date Meeting Status
CINSY30327103 05/06/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.1 Reelect Margaret K M Y Leung as Mgmt For For For
Director
2.2 Reelect Patrick K W Chan as Director Mgmt For For For
2.3 Reelect Peter T C Lee as Director Mgmt For For For
2.4 Reelect Richard Y S Tang as Director Mgmt For For For
2.5 Reelect Peter T S Wong as Director Mgmt For For For
3 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
4 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
- ------------------------------------------------------------------------------------------------------------------
Hermes International
Ticker Security ID: Meeting Date Meeting Status
CINS F48051100 06/02/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Discharge of Management Board Mgmt For For For
4 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.03 per Share
5 Approve Auditors' Special Report Mgmt For Against Against
Regarding Related-Party Transactions
6 Approve Remuneration of Supervisory Mgmt For For For
Board Members in the Aggregate Amount
of EUR 282,000
7 Authorize Repurchase of Up to 10 Mgmt For Against Against
Percent of Issued Share Capital
8 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
9 Approve Reduction in Share Capital Mgmt For For For
via Cancellation of Repurchased Shares
10 Authorize Capitalization of Reserves Mgmt For For For
of Up to 20 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
11 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Capital
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to 20 Percent of
Issued Capital
13 Approve Employee Stock Purchase Plan Mgmt For For For
14 Authorize up to 2 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
15 Authorize up to 2 Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
16 Amend Article 18.2 of Bylaws Re: Mgmt For For For
Election and Length of Term of
Supervisory Board Members
17 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Hisamitsu Pharmaceutical Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
4530 CINS J20076121 05/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 31.5
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4 Approve Special Bonus for Family of Mgmt For For For
Deceased Director
- ------------------------------------------------------------------------------------------------------------------
HMV Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G45278101 09/05/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 5.6 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Roy Brown as Director Mgmt For For For
5.0 Re-elect Simon Fox as Director Mgmt For For For
6.0 Elect Philip Rowley as Director Mgmt For For For
7.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,152,196.17
10.0 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and/or Independent
Election Candidates up to GBP
0.05M,to Political Org. Other Than
Political Parties up to GBP 0.05M and
Incur EU Political Expenditure up to
GBP 0.05M
11.0 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 201,685.24
12.0 Authorise 40,337,049 Ordinary Shares Mgmt For For For
for Market Purchase
13.0 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Hochtief AG
Ticker Security ID: Meeting Date Meeting Status
CINSD33134103 05/07/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.40 per Share
3 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4 Approve Discharge of Supervisory Mgmt For For For
Board for Fiscal 2008
5 Ratify Deloitte & Touche GmbH as Mgmt For For For
Auditors for Fiscal 2009
6 Elect Tilman Todenhoefer to the Mgmt For For For
Supervisory Board
7 Authorize Share Repurchase Program Mgmt For For For
and Reissuance or Cancellation of
Repurchased Shares; Authorize Use of
Financial Derivatives When
Repurchasing Shares
8 Approve Affiliation Agreements with Mgmt For For For
HOCHTIEF Concessions GmbH
9 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Honda Motor Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 8
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Hongkong Electric Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y33549117 05/14/2009 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend Mgmt For For For
3.1 Reelect Neil Douglas McGee as Director Mgmt For For For
3.2 Reelect Ralph Raymond Shea as Director Mgmt For For For
3.3 Reelect Wan Chi-tin as Director Mgmt For Against Against
3.4 Reelect Wong Chung-hin as Director Mgmt For For For
4 Reappoint KPMG as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
- ------------------------------------------------------------------------------------------------------------------
Hosiden Corp
Ticker Security ID: Meeting Date Meeting Status
6804 CINS J22470108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
4.1 Appoint Alternate Statutory Auditor Mgmt For For For
4.2 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors
6 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Hutchison Whampoa Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y38024108 05/21/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend Mgmt For For For
3.1 Reelect Li Ka-shing as Director Mgmt For For For
3.2 Reelect Chow Woo Mo Fong, Susan as Mgmt For For For
Director
3.3 Reelect Lai Kai Ming, Dominic as Mgmt For Against Against
Director
3.4 Reelect William Shurniak as Director Mgmt For For For
4.0 Appoint Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
5.0 Approve Remuneration of Directors Mgmt For For For
6.1 Approve Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights
6.2 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
6.3 Authorize Reissuance of Repurchased Mgmt For Against Against
Shares
7.0 Approve Amendments to the 2004 Mgmt For Against Against
Partner Share Option Plan
- ------------------------------------------------------------------------------------------------------------------
Hutchison Whampoa Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y38024108 05/21/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve HTHKH Share Option Scheme Mgmt For Against Against
2.0 Approve CKH Master Agreement Between Mgmt For For For
the Company and Cheung Kong (Hldgs.)
Ltd. in Relation to the Acquisition
of CKH Connected Debt Securities
3.0 Approve HSE Master Agreement Between Mgmt For For For
the Company and Husky Energy Inc. in
Relation to the Acquisition of HSE
Connected Debt Securities
- ------------------------------------------------------------------------------------------------------------------
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/14/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William D. Pugliese, Derek Mgmt For Withhold Against
Bullock, Donald K. Charter, Joseph F.
Conway, W. Robert Dengler, Mahendra
Naik, John T. Shaw, John E. Caldwell,
Peter C. Jones, and Guy G. Dufresne
as Directors
2 Approve KPMG LLP as Auditors and Mgmt For For For
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Iberdrola S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS E6165F166 03/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Individual and Consolidated Mgmt For For For
Financial Statements and Statutory
Reports for Fiscal Year 2008
2.0 Approve Allocation of Income and Mgmt For For For
Dividends
3.0 Receive Management's Report on Mgmt For For For
Company and Consolidated Group
4.0 Approve Discharge of Directors Mgmt For For For
5.0 Re-Appoint Auditors for Company and Mgmt For For For
Consolidated Group for Fiscal Year
2009
6.0 Ratify Appointment of Mrs. Samantha Mgmt For For For
Barber as Independent Director
7.0 Authorize Repurchase of Shares in the Mgmt For For For
Amount of up to 5 Percent of Share
Capital; Void Authorization Granted
at the AGM held on April 17, 2008
8.0 Authorize the Board to Issue Mgmt For For For
Bonds/Debentures/Other Debt
Securities up to Aggregate Nominal
Amount of EUR 20 Billion and
Promissory Notes up to an Amount of
EUR 6 Billion; Void Authorization
Granted at the AGM held on April 17,
2008
9.0 Authorize Issuance of Mgmt For For For
Bonds/Debentures/Warrants With
Pre-Emptive Rights up to Aggregate
Nominal Amount of EUR 5 billion
10.0 Approve the Listing and Delisting of Mgmt For For For
Shares, Debt Securities, Bonds,
Promissory Notes, and Preferred
Stock, in Spain and Foreign Secondary
Markets; Void Authorization Granted
at the AGM held on April 17, 2008
11.0 Authorize Board to Approve the Mgmt For For For
Creation of Foundation; Void
Authorization Granted at the AGM held
on April 17, 2008
12.1 Amend Articles 23, 28, 34, 36, 37, Mgmt For For For
38, 45, 46, 47, and 49 of Company
Bylaws
12.2 Amend Articles 57 and 58 of Company Mgmt For For For
Bylaws
13.0 Amend and Approve New Text of General Mgmt For For For
Meeting Guidelines
14.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
ICAP plc
Ticker Security ID: Meeting Date Meeting Status
CINS G46981117 07/16/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 11.95 Pence Mgmt For For For
Per Ordinary Share
3.0 Re-elect Charles Gregson as Director Mgmt For For For
4.0 Re-elect William Nabarro as Director Mgmt For For For
5.0 Elect John Nixon as Director Mgmt For For For
6.0 Elect David Puth as Director Mgmt For For For
7.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9.0 Approve Remuneration Report Mgmt For For For
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 21,611,663
11.0 Subject to the Passing of Resolution Mgmt For For For
10, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,241,749
12.0 Authorise 64,834,991 Ordinary Shares Mgmt For For For
for Market Purchase
13.0 Adopt New Articles of Association Mgmt For Against Against
14.0 Amend Articles of Association Re: Mgmt For For For
Directors' Conflicts of Interest
15.0 Approve ICAP plc 2008 Sharesave Scheme Mgmt For For For
16.0 Approve ICAP plc 2008 Senior Mgmt For Against Against
Executive Equity Participation Plan
17.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP
100,000
- ------------------------------------------------------------------------------------------------------------------
IG Group Holdings plc
Ticker Security ID: Meeting Date Meeting Status
CINS G4753Q106 10/07/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Re-elect Jonathan Davie as Director Mgmt For For For
3.0 Re-elect Nat le Roux as Director Mgmt For Against Against
4.0 Approve Final Dividend of 9 Pence Per Mgmt For For For
Ordinary Share
5.0 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors of the Company
6.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
7.0 Approve Remuneration Report Mgmt For Against Against
8.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,492
9.0 Authorise 32,954,617 Ordinary Shares Mgmt For For For
for Market Purchase
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 823
11.0 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Incitec Pivot Ltd
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 09/05/2008 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Giving of Financial Mgmt For For For
Assistance to Incitec Pivot US
Holdings Pty Ltd (Bidco) by Acquired
Subsidiaries
2.0 Approve Conversion of the Company's Mgmt For For For
Fully Paid Ordinary Shares Into a
Larger Number on the Basis that Every
One Fully Paid Ordinary Share be
Divided Into 20 Fully Paid Ordinary
Shares
- ------------------------------------------------------------------------------------------------------------------
Indra Sistemas
Ticker Security ID: Meeting Date Meeting Status
CINS E6271Z155 06/24/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements for the Period
Ended Dec. 31, 2008; Approve
Allocation of Income
2 Approve Discharge of Directors Mgmt For For For
3 Approve Merger by Absorption of Euro Mgmt For For For
Quality, S.L.; Approve the Merger
Balance Sheet; Approve Fiscal
Consolidation of the Tax Regime
4.1 Elect Salvador Gabarro Serra as Mgmt For For For
Director
4.2 Elect Rafael Villaseca as Director Mgmt For For For
4.3 Dismiss Director Pedro Ramon y Cajal Mgmt For For For
4.4 Elect Daniel Garcia Pita as Director Mgmt For For For
5 Authorize Repurchase of Shares Mgmt For For For
6 Approve Auditors for Fiscal Year 2009 Mgmt For For For
7 Approve Minutes of Meeting Mgmt For For For
8 Receive Remuneration Report Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N4578E413 04/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting and Receive Announcements N/A N/A N/A N/A
2.1 Receive Report of Management Board N/A N/A N/A N/A
(Non-Voting)
2.2 Receive Report of Supervisory Board N/A N/A N/A N/A
(Non-Voting)
2.3 Approve Financial Statements and Mgmt For For For
Statutory Reports
3.1 Receive Explanation on Company's N/A N/A N/A N/A
Reserves and Dividend Policy
3.2 Approve Dividends of EUR 0.74 Per Mgmt For For For
Share
4.0 Discuss Remuneration Report N/A N/A N/A N/A
5.0 Discussion on Company's Corporate N/A N/A N/A N/A
Governance Structure
6.0 Receive Explanation on Company's N/A N/A N/A N/A
Corporate Responsibility Performance
7.1 Approve Discharge of Management Board Mgmt For For For
7.2 Approve Discharge of Supervisory Board Mgmt For For For
8.1 Elect Jan Hommen to Executive Board Mgmt For For For
8.2 Elect Patrick Flynn Mgmt For For For
9.1 Reelect Godfried van der Lugt to Mgmt For For For
Supervisory Board
9.2 Elect Tineke Bahlmann to Supervisory Mgmt For For For
Board
9.3 Elect Jeroen van der Veer to Mgmt For For For
Supervisory Board
9.4 Elect Lodewijk de Waal to Supervisory Mgmt For For For
Board
10.0 Grant Board Authority to Issue Shares Mgmt For For For
and Restricting/Excluding Preemptive
Rights
11.0 Authorize Repurchase of Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Inmarsat plc
Ticker Security ID: Meeting Date Meeting Status
CINS G4807U103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 18.20 Cents Mgmt For For For
(USD) Per Ordinary Share
4 Reappoint Deloitte LLP as Auditors of Mgmt For For For
the Company
5 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
6 Re-elect James Ellis Jr as Director Mgmt For For For
7 Re-elect Kathleen Flaherty as Director Mgmt For For For
8 Re-elect Rick Medlock as Director Mgmt For For For
9 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and/or Independent
Election Candidates up to GBP 0.1M,to
Political Org. Other Than Political
Parties up to GBP 0.1M and to Incur
EU Political Expenditure up to GBP
0.1M
10 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
11 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to EUR 76,000 and an
Additional Amount Pursuant to a
Rights Issue of up to EUR 153,000
After Deducting Any Securities Issued
Under the General Authority
12 Subject to the Passing of Resolution Mgmt For For For
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 11,400
13 Authorise 43,650,000 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
Intertek Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G4911B108 05/15/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 13.7 Pence Mgmt For For For
Per Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect Wolfhart Hauser as Director Mgmt For For For
5 Re-elect Debra Rade as Director Mgmt For For For
6 Re-elect Christopher Knight as Mgmt For For For
Director
7 Reappoint KPMG Audit Plc as Auditors Mgmt For For For
of the Company
8 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 526,072
10 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 20,000,
to Political Org. Other Than
Political Parties up to GBP 20,000
and Incur EU Political Expenditure up
to GBP 50,000
11 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 78,911
12 Authorise 15,782,149 Ordinary Shares Mgmt For For For
for Market Purchase
13 Authorise the Company to Continue to Mgmt For For For
Call General Meetings (Other Than
Annual General Meetings) on 14 Days'
Notice
14 Remove Provisions of Company's Mgmt For For For
Memorandum of Association which, by
Virtue of Section 28 of 2006 Act, are
to be Treated as Part of Articles of
Association; Remove Any Limit
Previously Imposed by Authorised
Share Capital; Adopt New Articles of
Association
- ------------------------------------------------------------------------------------------------------------------
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 28
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3 Appoint Statutory Auditor Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
KDDI Corporation (frm. DDI Corp.)
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/18/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5500
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Statutory
Auditors
6 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
KEPPEL CORPORATION LTD
Ticker Security ID: Meeting Date Meeting Status
CINS Y4722Z120 04/24/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' Reports
2.0 Declare Final Dividend of SGD 0.21 Mgmt For For For
Per Share
3.0 Reelect Yeo Wee Kiong as Director Mgmt For For For
4.0 Reelect Choo Chiau Beng as Director Mgmt For For For
5.0 Reelect Sven Bang Ullring as Director Mgmt For For For
6.0 Approve Non-Executive Directors' Fees Mgmt For For For
of SGD 570,000 in Cash (2007: SGD
600,625) and Award of an Aggregate
Number of 14,000 Existing Ordinary
Shares in the Capital of the Company
as Payment in Part of Their
Remuneration for the Year Ended Dec.
31, 2008
7.0 Reappoint Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
8.0 Approve Issuance of Equity or Mgmt For For For
Equity-Linked Securities with or
without Preemptive Rights
9.0 Authorize Share Repurchase Program Mgmt For For For
10.0 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
CINS G5256E441 06/03/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 3.4 Pence Mgmt For For For
Per Ordinary Share
4.0 Elect Kevin O'Byrne as Director Mgmt For For For
5.0 Re-elect Phil Bentley as Director Mgmt For For For
6.0 Re-elect John Nelson as Director Mgmt For For For
7.0 Re-elect Michael Hepher as Director Mgmt For For For
8.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
10.0 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 475,000,000 to GBP
624,285,660
11.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 123,662,752 and
an Additional Amount Pursuant to a
Rights Issue of up to GBP 247,325,505
After Deducting Any Securities Issued
Under the General Authority
12.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties and/or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP 75,000
13.0 Subject to the Passing of Resolution Mgmt For For For
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 18,549,412
14.0 Authorise 236,083,523 Ordinary Shares Mgmt For For For
for Market Purchase**p*
15.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear
Days' Notice
16.0 Amend Memorandum of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Koninklijke Vopak N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N5075T100 04/23/2009 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting Mgmt N/A N/A N/A
2 Receive Report of Management Board Mgmt N/A N/A N/A
(Non-Voting)
3 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4 Receive Explanation on Company's Mgmt N/A N/A N/A
Reserves and Dividend Policy
5 Approve Dividends of EUR 1.10 Per Mgmt For TNA N/A
Share
6 Amend Articles to Reflect Changes in Mgmt For TNA N/A
Capital
7 Allow Electronic Distribution of Mgmt For TNA N/A
Company Communications
8 Approve Discharge of Management Board Mgmt For TNA N/A
9 Approve Discharge of Supervisory Board Mgmt For TNA N/A
10 Approve Remuneration Report Mgmt For TNA N/A
Containing Remuneration Policy for
Management Board Members
11 Reelect F.D. de Koning to Executive Mgmt For TNA N/A
Board
12 Approve Remuneration of Supervisory Mgmt For TNA N/A
Board
13 Elect R.G.M. Zwitserloot to Mgmt For TNA N/A
Supervisory Board
14 Authorize Repurchase of Up to Ten Mgmt For TNA N/A
Percent of Issued Share Capital
15 Ratify PricewaterhouseCoopers Mgmt For TNA N/A
Accountants as Auditors
16 Allow Questions Mgmt N/A N/A N/A
17 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 06/19/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Decrease Maximum Board Size
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For Against Against
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
5 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Directors
6 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceiling for Statutory
Auditors
- ------------------------------------------------------------------------------------------------------------------
Lawson, Inc.
Ticker Security ID: Meeting Date Meeting Status
2651 CINS J3871L103 05/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 80
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Leighton Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEI CINS Q55190104 11/06/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and Mgmt For For For
Statutory Reports for the Financial
Year Ended June 30, 2008
2.0 Approve Remuneration Report for the Mgmt For Against Against
Financial Year Ended June 30, 2008
3.1 Elect D S Adamsas as Director Mgmt For For For
3.2 Elect B Lohr as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lihir Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y5285N149 05/06/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports for the Year Ended
Dec. 31, 2008
2 Elect Alister Maitland as Director Mgmt For For For
3 Elect Geoff Loudon as Director Mgmt For For For
4 Approve PricewaterhouseCoppers as Mgmt For For For
Auditor
5 Approve Grant of 1.87 Million Share Mgmt For For For
Rights to Arthur Hood, Managing
Director and Chief Executive Officer
under the Lihir Executive Share Plan
6 Ratify Past Issue of 171.67 Million Mgmt For For For
Ordinary Shares with a Price of
A$3.00 Each to Professional and
Sophisticated Investors Issued on
March 12, 2009
7 Increase Maximum Aggregate Mgmt For For For
Non-Executive Remuneration from $1
Million to $1.32 Million Effective
Jan.1, 2009
- ------------------------------------------------------------------------------------------------------------------
Logitech International
Ticker Security ID: Meeting Date Meeting Status
CINS H50430232 09/10/2008 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports for Fiscal 2008
2.0 Approve Allocation of Income and Mgmt For TNA N/A
Omission of Dividends
3.0 Decrease Existing Pool of Conditional Mgmt For TNA N/A
Capital
4.0 Amend 1996 and 2006 Employee Share Mgmt For TNA N/A
Purchase Plans
5.0 Approve Issuance of Convertible Bonds Mgmt For TNA N/A
without Preemptive Rights; Approve
Creation of CHF 6.3 Million Pool of
Capital to Cover Conversion Rights
6.0 Approve Executive Incentive Bonus Plan Mgmt For TNA N/A
7.0 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
8.1 Elect Gerald Quindlen as Director Mgmt For TNA N/A
8.2 Elect Richard Laube as Director Mgmt For TNA N/A
8.3 Elect Matthew Bosquette as Director Mgmt For TNA N/A
9.0 Ratify PricewaterhouseCoopers SA as Mgmt For TNA N/A
Auditors
- ------------------------------------------------------------------------------------------------------------------
Lottomatica SpA
Ticker Security ID: Meeting Date Meeting Status
CINS T6326Y108 04/28/2009 Take No Action
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements, Mgmt For TNA N/A
Statutory Reports, and Allocation of
Income
- ------------------------------------------------------------------------------------------------------------------
Maeda Corp.
Ticker Security ID: Meeting Date Meeting Status
1824 CINS J39315106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 7
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Man Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G5790V156 07/10/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 24.8 US Mgmt For For For
Cents Per Ordinary Share
4.0 Elect Philip Colebatch as Director Mgmt For For For
5.0 Elect Patrick O'Sullivan as Director Mgmt For For For
6.0 Re-elect Dugald Eadie as Director Mgmt For For For
7.0 Re-elect Glen Moreno as Director Mgmt For Against Against
8.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
9.0 Authorise Board to Fix Remuneration Mgmt For For For
of Auditors
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 19,627,924
11.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 2,940,474.83
12.0 Authorise 171,744,343 Ordinary Shares Mgmt For For For
for Market Purchase
13.0 Adopt New Articles of Association Mgmt For For For
14.0 Approve Increase in Preference Share Mgmt For For For
Capital from USD 147,775,058.29209
and GBP 50,000 to USD
747,775,058.29209 and GBP 50,000;
Authorise Issue of Equity with
Pre-emptive Rights up to 600,000
Preference Shares; Adopt New Articles
of Association
15.0 Approve Increase in Remuneration of Mgmt For For For
Non-Executive Directors to GBP
1,500,000
- ------------------------------------------------------------------------------------------------------------------
Man Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G5790V156 07/10/2008 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Sanction and Consent to the Passing Mgmt For For For
and Implementation of Resolution 14
Set Out in the Notice Dated 29 May
2008 Convening an AGM of the Company
for 10 July 2008; Sanction and
Consent to Each and Every Abrogation
of Rights Attached to the Ordinary
Shares
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi Estate Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
8802 CINS J43916113 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 8
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For Against Against
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi Logistics Corp. (formerly Mitsubishi Warehouse)
Ticker Security ID: Meeting Date Meeting Status
9301 CINS J44561108 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 6
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CINS J44497105 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5 for Ordinary
Shares
2.0 Amend Articles To Amend Provisions on Mgmt For For For
Preferred Shares to Reflect
Cancellation - Reflect Digitalization
of Share Certificates - Authorize
Public Announcements in Electronic
Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For Against Against
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For Against Against
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsui & Co.
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
- Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Mitsui Fudosan Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
8801 CINS J4509L101 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 11
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Mitsui Sumitomo Insurance Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
8725 CINS J45745106 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 27
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4.0 Appoint Alternate Statutory Auditor Mgmt For For For
5.0 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Mitsui Sumitomo Insurance Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
8725 CINS J45745106 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 27
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
MTU Aero Engines Holding AG
Ticker Security ID: Meeting Date Meeting Status
CINS D5565H104 05/26/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Financial Statements and Mgmt N/A N/A N/A
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.93 per Share
3 Approve Discharge of Management Board Mgmt For For For
for Fiscal 2008
4 Approve Discharge of Supervisory Board Mgmt For For For
for Fiscal 2008
5 Elect Joachim Rauhut to the Mgmt For For For
Supervisory Board
6 Ratify Deloitte & Touche GmbH as Mgmt For For For
Auditors for Fiscal 2009
7 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of
Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
CINS H57312649 04/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Accept Financial Statements and Mgmt For For For
Statutory Reports
1.2 Approve Remuneration Report Mgmt For For For
2.0 Approve Discharge of Board and Senior Mgmt For For For
Management
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 1.40 per Share
4.101 Reelect Daniel Borel as Director Mgmt For For For
4.102 Reelect Carolina Mueller-Moehl as Mgmt For For For
Director
4.201 Ratify KPMG AG as Auditors Mgmt For For For
5.0 Approve CHF 180 million Reduction in Mgmt For For For
Share Capital
- ------------------------------------------------------------------------------------------------------------------
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
CINS H57312649 04/23/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
1.2 Approve Remuneration Report Mgmt For TNA N/A
2 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
3 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 1.40 per Share
4.1 Reelect Daniel Borel as Director Mgmt For TNA N/A
4.2 Reelect Carolina Mueller-Moehl as Mgmt For TNA N/A
Director
4.3 Ratify KPMG AG as Auditors Mgmt For TNA N/A
5 Approve CHF 180 million Reduction in Mgmt For TNA N/A
Share Capital
- ------------------------------------------------------------------------------------------------------------------
New World Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y63084126 05/29/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Sale and Purchase Agreement Mgmt For For For
Between New World China Property Ltd.
and Guilherme Hldgs. (Hong Kong) Ltd.
- ------------------------------------------------------------------------------------------------------------------
Nintendo Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7974 CINS J51699106 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 780
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nissan Chemical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
4021 CINS J56988108 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 10
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
6 Approve Adjustment to Aggregate Mgmt For For For
Compensation Ceilings for Directors
and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS G6542T119 04/27/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2 Declare Final Dividend of $0.044 Per Mgmt For For For
Share
3 Reelect Edward Walter Rubin as Director Mgmt For For For
4 Reelect Burton Levin as Director Mgmt For For For
5 Reelect Iain Ferguson Bruce as Director Mgmt For For For
6 Reelect Milton M. Au as Director Mgmt For For For
7 Reelect Ricardo Leiman as Director Mgmt For For For
8 Approve Directors' Fees for the Year Mgmt For For For
Ended Dec. 31, 2008
9 Reappoint Ernst & Young as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
11 Authorize Share Repurchase Program Mgmt For For For
12 Approve Issuance of Shares and Grant Mgmt For Against Against
of Options Pursuant to the Noble Group
Share Option Scheme 2004
13 Approve Issuance of Shares Pursuant to Mgmt For For For
the Noble Group Limited Scrip Dividend
Scheme
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS G6542T119 04/27/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Noble Group Performance Share Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Noble Group Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS G6542T119 10/27/2008 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend By Laws Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nokia Corp.
Ticker Security ID: Meeting Date Meeting Status
CINS X61873133 04/23/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Calling the Meeting to Order N/A N/A N/A N/A
3 Designate Inspector or Shareholder Mgmt For For For
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting Mgmt For For For
5 Prepare and Approve List of Mgmt For For For
Shareholders
6 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports; Receive Auditor's
Report; Receive CEO's Review
7 Accept Financial Statements and Mgmt For For For
Statutory Reports
8 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and Mgmt For For For
President
10 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at 11 Mgmt For For For
12 Reelect Georg Ehrnrooth, Lalita D. Mgmt For For For
Gupte, Bengt Holmstrom, Henning
Kagermann, Olli-Pekka Kallasvuo, Per
Karlsson, Jorma Ollila, Marjorie
Scardino, Risto Siilasmaa, and Keijo
Suila as Directors; Elect Isabel
Marey-Semper as New Director
13 Approve Remuneration of Auditors Mgmt For For For
14 Ratify PricewaterhouseCoopers Oy as Mgmt For For For
Auditors
15 Authorize Repurchase of up to 360 Mgmt For For For
Million Nokia Shares
16 Close Meeting N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Nordea Bank AB (formerly Nordea AB)
Ticker Security ID: Meeting Date Meeting Status
CINS W57996105 04/02/2009 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Clas Beyer as Chairman of Meeting Mgmt For For For
2 Prepare and Approve List of Mgmt For For For
Shareholders
3 Approve Agenda of Meeting Mgmt For For For
4 Designate Inspector(s) of Minutes of Mgmt For For For
Meeting
5 Acknowledge Proper Convening of Meeting Mgmt For For For
6 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports; Receive Auditor's
Report; Receive Chairman's Report on
Board's Work; Receive CEO's Report
7 Approve Financial Statements and Mgmt For For For
Statutory Reports
8 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.20 per Share
9 Approve Discharge of Board and Mgmt For For For
President
10 Determine Number of Members (10) and Mgmt For For For
Deputy Members (0) of Board
11 Approve Remuneration of Directors in Mgmt For For For
the Amount of EUR 252,000 for Chair,
EUR 97,650 for Vice-chairm, and EUR
75,600 for Other Directors; Approve
Additional Compensation for Attendance
and Committee Work; Approve
Remuneration of Auditors
12 Reelect Hans Dalborg (Chair), Stine Mgmt For For For
Bosse, Marie Ehrling, Svein Jacobsen,
Tom Knutzen, Lars Nordstrom, Timo
Peltola, Heidi Petersen, Bjorn Saven,
and Bjorn Wahlroos as Directors
13 Authorize Chairman of Board and Mgmt For For For
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Authorize Repurchase of Up to 1 Mgmt For For For
Percent of Issued Share Capital
15 Approve Remuneration Policy And Other Mgmt For For For
Terms of Employment For Executive
Management
16.1 Approve 2009 Share Matching Plan Mgmt For For For
16.2 Approve Issuance up to 7.25 Million Mgmt For For For
Class C-Shares in Connection with
Share Matching Plan (Item 16a); Amend
Articles of Association Accordingly
17 Shareholder Proposal: Donate SEK 50 ShrHldr Against Against For
Million to "Create a Decent Sweden"
Foundation
- ------------------------------------------------------------------------------------------------------------------
Norsk Hydro Asa
Ticker Security ID: Meeting Date Meeting Status
CINS R61115102 05/05/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statement and Mgmt For For For
Statutory Reports; Approve Allocation
of Income and Omission of Dividends
2.0 Approve Remuneration of Auditors for Mgmt For For For
Year 2008 in the Amount of NOK 4.5
Million
3.0 Approve Remuneration Policy And Other Mgmt For Against Against
Terms of Employment For Executive
Management
4.0 Approve NOK 8.6 Million Reduction in Mgmt For For For
Share Capital via Share Cancellation;
Approve Redemption of 3.4 Million
Shares Held by Norwegian State
- ------------------------------------------------------------------------------------------------------------------
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
CINS H5820Q150 02/24/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Discharge of Board and Senior Mgmt For For For
Management
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2 per Share
4.0 Approve CHF 3 Million Reduction in Mgmt For For For
Share Capital via Cancellation of
Repurchased Shares
5.1 Amend Articles Re: Require Annual ShrHoldr Against For Against
Advisory Vote on Remuneration Report,
incl. Disclosure of Compensation
Amount Paid to Board of Directors and
Executive Management
5.2 Amend Corporate Purpose Re: Mgmt For For For
Sustainability
5.3 Amend Articles Re: Auditors Mgmt For For For
6.101 Retirement of Peter Burckhardt and N/A N/A N/A N/A
William George as Directors
(Non-Voting)
6.201 Reelect Srikant Datar as Director Mgmt For For For
6.202 Reelect Andreas von Planta as Director Mgmt For For For
6.203 Reelect Wendelin Wiedeking as Director Mgmt For For For
6.204 Reelect Rolf Zinkernagel as Director Mgmt For For For
6.301 Elect William Brody as Director Mgmt For For For
7.0 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Oji Paper Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For Against Against
Digitalization of Share Certificates -
Allow Company to Make Rules on
Exercise of Shareholder Rights
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
2.10 Elect Director Mgmt For For For
2.11 Elect Director Mgmt For For For
2.12 Elect Director Mgmt For For For
3.1 Appoint Statutory Auditor Mgmt For For For
3.2 Appoint Statutory Auditor Mgmt For For For
4 Approve Retirement Bonus Payment for Mgmt For For For
Statutory Auditors
5 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
6 Remove Director from Office ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
OneSteel Ltd.
Ticker Security ID: Meeting Date Meeting Status
OST CINS Q7134W113 11/17/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports for the Financial
Year Ended June 30, 2008
2.0 Approve Remuneration Report for the Mgmt For For For
Financial Year Ended June 30, 2008
3.1 Elect C.R. (Colin) Galbraith as Mgmt For For For
Director
3.2 Elect P.G. (Peter) Nankervis as Mgmt For For For
Director
3.3 Elect D.A. (Dean) Pritchard as Director Mgmt For For For
3.4 Elect P.J. (Peter) Smedley as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
OPAP (Greek Organisation of Football Prognostics SA)
Ticker Security ID: Meeting Date Meeting Status
CINS X3232T104 05/06/2009 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Statutory Reports Mgmt For TNA N/A
2 Accept Financial Statements Mgmt For TNA N/A
3 Approve Allocation of Income and Mgmt For TNA N/A
Dividends
4 Approve Discharge of Board and Auditors Mgmt For TNA N/A
5 Approve Director Remuneration for 2008 Mgmt For TNA N/A
6 Preapprove Director Remuneration for Mgmt For TNA N/A
2009
7 Approve Auditors and Fix Their Mgmt For TNA N/A
Remuneration
8 Ratify Director Appointments and Audit Mgmt For TNA N/A
Committee Members
9 Acknowledge Director Resignations Mgmt For TNA N/A
10 Authorize Board to Participate in Mgmt For TNA N/A
Companies with Similiar Business
Interests
11 Authorize Filing of Required Documents Mgmt For TNA N/A
and Other Formalities
12 Other Business Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Oversea-Chinese Banking Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y64248209 04/17/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
2 Amend OCBC Employee Share Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oversea-Chinese Banking Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y64248209 04/17/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.1 Reelect Lee Seng Wee as Director Mgmt For For For
2.2 Reelect Patrick Yeoh Khwai Hoh as Mgmt For For For
Director
3.1 Reelect Bobby Chin Yoke Choong as Mgmt For For For
Director
3.2 Reelect Pramukti Surjaudaja as Director Mgmt For For For
4.1 Reelect Fang Ai Lian as Director Mgmt For For For
4.2 Reelect Colm McCarthy as Director Mgmt For For For
5 Declare Final Dividend of SGD 0.14 Per Mgmt For For For
Share
6.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For
Million (2007: 1.7 Million)
6.2 Approve Allotment and Issuance of Mgmt For For For
4,800 Ordinary Shares in the Capital
of the Bank (2007: 4,800 Ordinary
Shares) for Each of its Non-Executive
Director
7 Appoint Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
8.1 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights
8.2 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9 Approve Issuance of Shares, Grant of Mgmt For For For
Options and/or Rights to Subscribe for
Ordinary Shares Pursuant to the OCBC
Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
10 Approve Issuance of Shares Pursuant to Mgmt For For For
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
11 Approve Allotment and Issuance of Mgmt For For For
Preference Shares or Non-Voting Shares
in the Capital of the Bank Whether by
Way of Rights, Bonus, or Otherwise
- ------------------------------------------------------------------------------------------------------------------
Pargesa Holding SA
Ticker Security ID: Meeting Date Meeting Status
CINS H60477207 05/07/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 2.62 per Bearer Share
and 0.262 per Registered Share
3 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4.1 Elect Maximilien de Limburg Stirum as Mgmt For TNA N/A
Director
4.2 Ratify Ernst & Young SA and Deloitte Mgmt For TNA N/A
SA as Auditors
5 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
CINS G69651100 05/01/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Final Dividend of 22 Pence Per Mgmt For For For
Ordinary Share
3.0 Re-elect David Arculus as Director Mgmt For For For
4.0 Re-elect Terry Burns as Director Mgmt For For For
5.0 Re-elect Patrick Cescau as Director Mgmt For For For
6.0 Re-elect Rona Fairhead as Director Mgmt For For For
7.0 Re-elect Robin Freestone as Director Mgmt For For For
8.0 Re-elect Susan Fuhrman as Director Mgmt For For For
9.0 Re-elect Ken Hydon as Director Mgmt For For For
10.0 Re-elect John Makinson as Director Mgmt For For For
11.0 Re-elect Glen Moreno as Director Mgmt For For For
12.0 Re-elect Marjorie Scardino as Director Mgmt For For For
13.0 Elect Will Ethridge as Director Mgmt For For For
14.0 Elect CK Prahalad as Director Mgmt For For For
15.0 Approve Remuneration Report Mgmt For Against Against
16.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
17.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
18.0 Authorise Issue of Equity with Mgmt For For For
Pre-emptive Rights Under a General
Authority up to GBP 67,500,000 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 135,000,000 After
Deducting Any Securities Issued Under
the General Authority
19.0 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
299,500,000 to GBP 400,000,000
20.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 10,123,000
21.0 Authorise 80,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
22.0 Amend Articles of Association by Mgmt For For For
Deleting All Provisions of Company's
Memorandum of Association which, by
Virtue of Section 28 of Companies Act
2006, would Otherwise be Treated as
Provisions of Company's Articles of
Association, and by Deleting Article 3
23.0 Authorise the Company to Call General Mgmt For For For
Meetings on 14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CINS 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Annual/Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. M. Burley Mgmt For For For
1.2 Elect Director W. J. Doyle Mgmt For For For
1.3 Elect Director J. W. Estey Mgmt For For For
1.4 Elect Director C. S. Hoffman Mgmt For For For
1.5 Elect Director D. J. Howe Mgmt For For For
1.6 Elect Director A. D. Laberge Mgmt For For For
1.7 Elect Director K. G. Martell Mgmt For For For
1.8 Elect Director J. J. McCaig Mgmt For For For
1.9 Elect Director M. Mogford Mgmt For For For
1.10 Elect Director P. J. Schoenhals Mgmt For For For
1.11 Elect Director E. R. Stromberg Mgmt For For For
1.12 Elect Director E. Viyella de Paliza Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve 2009 Performance Option Plan Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Public Power Corporation S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS X7023M103 06/25/2009 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports
2 Approve Omission of Dividends Mgmt For TNA N/A
3 Approve Discharge of Board and Auditors Mgmt For TNA N/A
4 Ratify Director Appointments Mgmt For TNA N/A
5 Amend Company Articles Mgmt For TNA N/A
6 Approve Director Remuneration Mgmt For TNA N/A
7 Approve Auditors and Fix Their Mgmt For TNA N/A
Remuneration
8 Other Business Mgmt For TNA N/A
- ------------------------------------------------------------------------------------------------------------------
Reckitt Benckiser Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G74079107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 48 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Adrian Bellamy as Director Mgmt For Abstain Against
5 Re-elect Dr Peter Harf as Director Mgmt For Abstain Against
6 Elect Andre Lacroix as Director Mgmt For For For
7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
8 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 23,662,000
10 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,611,000
11 Authorise 72,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- ------------------------------------------------------------------------------------------------------------------
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
CINS N73430113 04/22/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Receive Report of Management Board N/A N/A N/A N/A
(Non-Voting)
3 Approve Financial Statements and Mgmt For TNA N/A
Statutory Reports
4.1 Approve Discharge of Executive Board Mgmt For TNA N/A
4.2 Approve Discharge of Supervisory Board Mgmt For TNA N/A
5 Approve Dividends of EUR 0.404 Per Mgmt For TNA N/A
Share
6 Ratify Deloitte Accountants as Auditors Mgmt For TNA N/A
7.1 Reelect Lord Sharman to Supervisory Mgmt For TNA N/A
Board
7.2 Reelect David Reid to Supervisory Board Mgmt For TNA N/A
7.3 Reelect Mark Elliott to Supervisory Mgmt For TNA N/A
Board
7.4 Reelect Dien de Boer-Kruyt to Mgmt For TNA N/A
Supervisory Board
8 Elect Ian Smith to Executive Board Mgmt For TNA N/A
9 Authorize Repurchase of Shares Mgmt For TNA N/A
10.1 Grant Board Authority to Issue Shares Mgmt For TNA N/A
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A
Rights from Issuance under Item 10a
11 Other Business (Non-Voting) Mgmt N/A N/A N/A
12 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
CINS N73430113 05/26/2009 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Elect Anthony Habgood to Supervisory Mgmt For TNA N/A
Board
3 Close Meeting Mgmt N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CINS 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect James Balsillie, Mike Lazaridis, Mgmt For For For
James Estill, David Kerr, Roger
Martin, John Richardson, Barbara
Stymiest and John Wetmore as Directors
2.0 Approve Ernst & Young LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
CINS G75754104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Elect Jan du Plessis as Director Mgmt For For For
4 Re-elect Sir David Clementi as Director Mgmt For For For
5 Re-elect Sir Rod Eddington as Director Mgmt For Against Against
6 Re-elect Andrew Gould as Director Mgmt For For For
7 Re-elect David Mayhew as Director Mgmt For For For
8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors and Authorise the Audit
Committee to Determine Their
Remuneration
9 Amend Articles of Association and Mgmt For For For
Amend the Constitution of Rio Tinto
Limited Re: Non-Executive Directors'
Fees
10 Approve Increase in Authorised Mgmt For For For
Ordinary Share Capital from GBP
142,123,283.30 to GBP 170,000,000.30;
Authorise Issue of Equity with
Pre-emptive Rights up to GBP
32,948,000 in Connection with an Offer
by Way of Rights Issue; Otherwise up
to GBP 32,948,000
11 Subject to the Passing of Resolution Mgmt For For For
10, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,420,000
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May be
Called on Not Less Than 14 Clear Days'
Notice
13 Approve Scrip Dividend Program Mgmt For For For
14 Adopt New Articles of Association; Mgmt For For For
Amend Articles of Association; Amend
the Constitution of Rio Tinto Limited
- ------------------------------------------------------------------------------------------------------------------
Rotork plc
Ticker Security ID: Meeting Date Meeting Status
CINS G76717126 04/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 16.75 Pence Mgmt For For For
Per Ordinary Share
3 Re-elect Bob Arnold as Director Mgmt For For For
4 Re-elect Roger Lockwood as Director Mgmt For For For
5 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
6 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
7 Approve Remuneration Report Mgmt For For For
8 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,123,737
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 215,855
10 Authorise 8,500,000 Ordinary Shares Mgmt For For For
for Market Purchase
11 Authorise 42,194 Preference Shares for Mgmt For For For
Market Purchase
12 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- ------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
CINS G7690A100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
- ------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
CINS G7690A118 05/19/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
2 Approve Remuneration Report Mgmt For Against Against
3 Elect Simon Henry as Director Mgmt For For For
4 Re-elect Lord Kerr of Kinlochard as Mgmt For For For
Director
5 Re-elect Wim Kok as Director Mgmt For For For
6 Re-elect Nick Land as Director Mgmt For For For
7 Re-elect Jorma Ollila as Director Mgmt For For For
8 Re-elect Jeroen van der Veer as Mgmt For For For
Director
9 Re-elect Hans Wijers as Director Mgmt For For For
10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
11 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
12 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 145 Million
13 Subject to the Previous Resolution Mgmt For For For
Being Passed, Authorise Issue of
Equity or Equity-Linked Securities
without Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 21
Million
14 Authorise 624 Million Ordinary Shares Mgmt For For For
for Market Purchase
15 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to GBP
200,000 and to Incur EU Political
Expenditure up to GBP 200,000
- ------------------------------------------------------------------------------------------------------------------
RSA Insurance Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G7705H116 05/18/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 4.98 Pence Mgmt For For For
Per Ordinary Share
3 Re-elect John Napier as Director Mgmt For For For
4 Re-elect Andy Haste as Director Mgmt For For For
5 Elect Johanna Waterous as Director Mgmt For For For
6 Reappoint Deloitte LLP as Auditors of Mgmt For For For
the Company
7 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
8 Approve Remuneration Report Mgmt For For For
9 Approve RSA Sharesave Plan Mgmt For For For
10 Approve RSA Irish Sharesave Plan 2009 Mgmt For For For
11 Approve RSA Share Incentive Plan Mgmt For For For
12 Approve RSA Executive Share Option Mgmt For For For
Scheme
13 Authorise Company and its Subsidiaries Mgmt For For For
to Make EU Political Donations to
Political Parties and/or Independent
Election Candidates, to Political
Organisations Other than Political
Parties and to Incur EU Political
Expenditure up to GBP 100,000
14 Approve Scrip Dividend Program Mgmt For For For
15 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
16 Approve Increase in Authorised Share Mgmt For For For
Capital from GBP 1,468,750,000 to GBP
1,881,250,000
17 Issue Equity with Pre-emptive Rights Mgmt For For For
up to GBP 305,350,938 (General
Authority), an Additional Amount of
GBP 610,701,877 Pursuant to Rights
Issue After Deducting Any Securities
Issued Under the General Authority and
up to GBP 175,000,000 Preference Shares
18 If Resolution 17 is Passed, Authorise Mgmt For For For
Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights
up to Aggregate Nominal Amount of GBP
45,802,640
19 Authorise 333,110,115 Ordinary Shares Mgmt For For For
for Market Purchase
- ------------------------------------------------------------------------------------------------------------------
Saipem Spa
Ticker Security ID: Meeting Date Meeting Status
CINS T82000117 04/28/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements, Mgmt For For For
Consolidated Financial Statements, and
Statutory Reports
2.0 Approve Allocation of Income Mgmt For For For
3.0 Integrate Remuneration of External Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Samsung Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y74718100 03/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Appropriation of Income and Mgmt For For For
Year-End Dividend of KRW 5,000 per
Common Share
2.1 Elect Three Outside Directors (Bundled) Mgmt For For For
2.2 Elect Four Inside Directors (Bundled) Mgmt For For For
2.3 Elect Two Members of Audit Committee Mgmt For For For
(Bundled)
3.0 Approve Total Remuneration of Inside Mgmt For Against Against
Directors and Outside Directors
- ------------------------------------------------------------------------------------------------------------------
Seven & i Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 29
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
4 Approve Deep Discount Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Seven Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
8410 CINS J7164A104 06/18/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Amend Business Lines
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
3 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shin-Etsu Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4063 CINS J72810120 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 50
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
Increase Maximum Board Size**p*
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For Against Against
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4.0 Appoint Statutory Auditor Mgmt For Against Against
5.0 Approve Stock Option Plan Mgmt For For For
6.0 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Shizuoka Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
8355 CINS J74444100 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 6
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
5 Appoint Alternate Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Shoppers Drug Mart Corporation
Ticker Security ID: Meeting Date Meeting Status
SC CINS 82509W103 05/07/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M. Shan Atkins Mgmt For For For
1.2 Elect Director James F. Hankinson Mgmt For For For
1.3 Elect Director Krystyna Hoeg Mgmt For For For
1.4 Elect Director Holger Kluge Mgmt For For For
1.5 Elect Director Gaetan Lussier Mgmt For For For
1.6 Elect Director David Peterson Mgmt For For For
1.7 Elect Director Martha Piper Mgmt For For For
1.8 Elect Director Derek Ridout Mgmt For For For
1.9 Elect Director Jurgen Schreiber Mgmt For For For
1.10 Elect Director David M. Williams Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
CINS D69671218 01/27/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Receive Supervisory Board Report, N/A N/A N/A N/A
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2007/2008
(Non-Voting)
2.0 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports for Fiscal 2007/2008
(Non-Voting)
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.60 per Share
4.1 Postpone Discharge of Former Mgmt For For For
Management Board Member Rudi Lamprecht
for Fiscal 2007/2008
4.2 Postpone Discharge of Former Mgmt For For For
Management Board Member Juergen
Radomski for Fiscal 2007/2008
4.3 Postpone Discharge of Former Mgmt For For For
Management Board Member Uriel Sharef
for Fiscal 2007/2008
4.4 Postpone Discharge of Former Mgmt For For For
Management Board Member Klaus Wucherer
for Fiscal 2007/2008
4.5 Approve Discharge of Management Board Mgmt For For For
Member Peter Loescher for Fiscal
2007/2008
4.6 Approve Discharge of Management Board Mgmt For For For
Member Wolfgang Dehen for Fiscal
2007/2008
4.7 Approve Discharge of Management Board Mgmt For For For
Member Heinrich Hiesinger for Fiscal
2007/2008
4.8 Approve Discharge of Management Board Mgmt For For For
Member Joe Kaeser for Fiscal 2007/2008
4.9 Approve Discharge of Former Management Mgmt For For For
Board Member Eduardo Montes for Fiscal
2007/2008
4.10 Approve Discharge of Former Management Mgmt For For For
Board Member Jim Reid-Anderson for
Fiscal 2007/2008
4.11 Approve Discharge of Former Management Mgmt For For For
Board Member Erich R. Reinhardt for
Fiscal 2007/2008
4.12 Approve Discharge of Management Board Mgmt For For For
Member Hermann Requardt for Fiscal
2007/2008
4.13 Approve Discharge of Management Board Mgmt For For For
Member Siegfried Russwurm for Fiscal
2007/2008
4.14 Approve Discharge of Management Board Mgmt For For For
Member Peter Y. Solmssen for Fiscal
2007/2008
5.1 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerhard Cromme for Fiscal
2007/2008
5.2 Approve Discharge of Supervisory Board Mgmt For For For
Member Ralf Heckmann for Fiscal
2007/2008
5.3 Approve Discharge of Supervisory Board Mgmt For For For
Member Josef Ackermann for Fiscal
2007/2008
5.4 Approve Discharge of Supervisory Board Mgmt For For For
Member Lothar Adler for Fiscal
2007/2008
5.5 Approve Discharge of Supervisory Board Mgmt For For For
Member Jean-Louis Beffa for Fiscal
2007/2008
5.6 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Gerhard
Bieletzki for Fiscal 2007/2008
5.7 Approve Discharge of Supervisory Board Mgmt For For For
Member Gerd von Brandenstein for
Fiscal 2007/2008
5.8 Approve Discharge of Former Mgmt For For For
Supervisory Board Member John David
Coombe for Fiscal 2007/2008
5.9 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Hildegard
Cornudet for Fiscal 2007/2008
5.10 Approve Discharge of Supervisory Board Mgmt For For For
Member Michael Diekmann for Fiscal
2007/2008
5.11 Approve Discharge of Supervisory Board Mgmt For For For
Member Hans Michael Gaul for Fiscal
2007/2008
5.12 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Birgit Grube
for Fiscal 2007/2008
5.13 Approve Discharge of Supervisory Board Mgmt For For For
Member Peter Gruss for Fiscal 2007/2008
5.14 Approve Discharge of Supervisory Board Mgmt For For For
Member Bettina Haller for Fiscal
2007/2008
5.15 Approve Discharge of Supervisory Board Mgmt For For For
Member Heinz Hawreliuk for Fiscal
2007/2008
5.16 Approve Discharge of Supervisory Board Mgmt For For For
Member Berthold Huber for Fiscal
2007/2008
5.17 Approve Discharge of Supervisory Board Mgmt For For For
Member Harald Kern for Fiscal 2007/2008
5.18 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Walter Kroell
for Fiscal 2007/2008
5.19 Approve Discharge of Supervisory Board Mgmt For For For
Member Nicola Leibinger-Kammueller for
Fiscal 2007/2008
5.20 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Michael Mirow
for Fiscal 2007/2008
5.21 Approve Discharge of Supervisory Board Mgmt For For For
Member Werner Moenius for Fiscal
2007/2008
5.22 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Roland
Motzigemba for Fiscal 2007/2008
5.23 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Thomas Rackow
for Fiscal 2007/2008
5.24 Approve Discharge of Supervisory Board Mgmt For For For
Member Hakan Samuelsson for Fiscal
2007/2008
5.25 Approve Discharge of Supervisory Board Mgmt For For For
Member Dieter Scheitor for Fiscal
2007/2008
5.26 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Albrecht
Schmidt for Fiscal 2007/2008
5.27 Approve Discharge of Supervisory Board Mgmt For For For
Member Henning Schulte-Noelle for
Fiscal 2007/2008
5.28 Approve Discharge of Supervisory Board Mgmt For For For
Member Rainer Sieg for Fiscal 2007/2008
5.29 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Peter von
Siemens for Fiscal 2007/2008
5.30 Approve Discharge of Former Mgmt For For For
Supervisory Board Member Jerry I.
Speyer for Fiscal 2007/2008
5.31 Approve Discharge of Supervisory Board Mgmt For For For
Member Birgit Steinborn for Fiscal
2007/2008
5.32 Approve Discharge of Supervisory Board Mgmt For For For
Member Iain Vallance of Tummel for
Fiscal 2007/2008
6.0 Ratify Ernst & Young AG as Auditors Mgmt For For For
for Fiscal 2008/2009
7.0 Authorize Share Repurchase Program and Mgmt For For For
Reissuance or Cancellation of
Repurchased Shares
8.0 Authorize Use of Financial Derivatives Mgmt For For For
of up to 5 Percent of Issued Share
Capital When Repurchasing Shares
9.0 Approve Creation of EUR 520.8 Million Mgmt For For For
Pool of Capital without Preemptive
Rights
10.0 Approve Issuance of Warrants/Bonds Mgmt For For For
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11.0 Approve Remuneration of Supervisory Mgmt For For For
Board
12.0 Amend Articles Re: Decision Making of Mgmt For For For
General Meeting
- ------------------------------------------------------------------------------------------------------------------
Singapore Airlines Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y7992P128 07/29/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.0 Declare Final Dividend of SGD 0.80 Per Mgmt For For For
Share
3.0 Reelect Brian Pitman as Director Mgmt For For For
4.1 Reelect Chia Pei-Yuan as Director Mgmt For For For
4.2 Reelect David Michael Gonski as Mgmt For For For
Director
5.1 Reelect Christina Ong as Director Mgmt For For For
5.2 Reelect Lucien Wong Yuen Kuai as Mgmt For For For
Director
6.0 Approve Directors' Fees of SGD 1.5 Mgmt For For For
Million for the Financial Year Ended
March 31, 2008 (2007: SGD 1.3 Million)
7.0 Approve Directors' Fees of SGD 1.7 Mgmt For For For
Million for the Financial Year Ending
March 31, 2009
8.0 Reappoint Ernst & Young as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
9.1 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
9.2 Approve Issuance of Shares Pursuant to Mgmt For Against Against
the Exercise of Options Granted Under
the SIA Employee Share Option Plan
and/or Grant of Awards Pursuant to the
SIA Performance Share Plan and/or SIA
Restricted Share Plan
- ------------------------------------------------------------------------------------------------------------------
Singapore Airlines Limited
Ticker Security ID: Meeting Date Meeting Status
CINS Y7992P128 07/29/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Share Repurchase Program Mgmt For For For
2.0 Approve Mandate for Transactions with Mgmt For For For
Related Parties
- ------------------------------------------------------------------------------------------------------------------
Singapore Telecommunications Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y79985209 07/25/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2.0 Declare Final Dividend of SGD 0.069 Mgmt For For For
Per Share
3.0 Reelect Graham John Bradley as Director Mgmt For For For
4.0 Reelect Chumpol NaLamlieng as Director Mgmt For For For
5.0 Reelect Nicky Tan Ng Kuang as Director Mgmt For For For
6.0 Reelect Dominic Chiu Fai Ho as Director Mgmt For For For
7.0 Approve Directors' Fees of SGD 2.3 Mgmt For For For
Million for the Year Ending March 31,
2009 (2008: SGD 2.3 Million)
8.0 Reappoint Auditors and Authorize Board Mgmt For For For
to Fix Their Remuneration
9.0 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
10.0 Approve Issuance of Shares and Grant Mgmt For For For
Options Pursuant to the Singapore
Telecom Share Option Scheme 1999
11.0 Approve Issuance of Shares and Grant Mgmt For For For
Awards Pursuant to the Singtel
Performance Share Plan
- ------------------------------------------------------------------------------------------------------------------
Singapore Telecommunications Ltd.
Ticker Security ID: Meeting Date Meeting Status
CINS Y79985209 07/25/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Share Repurchase Program Mgmt For For For
2.0 Approve Participation by the Relevant Mgmt For For For
Person in the SingTel Performance
Share Plan
3.0 Amend Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Sino-Forest Corporation
Ticker Security ID: Meeting Date Meeting Status
TRE CINS 82934H101 05/25/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Allen T.Y. Chan, Edmund Mak, Mgmt For Withhold Against
Simon Murray, James M.E. Hyde, Judson
Martin and Peter Wang as Directors
2 Approve Ernst & Young LLP as Auditors Mgmt For For For
and Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------
Softbank Corp
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/24/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 2.5
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For Against Against
3.9 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Solvay S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS B82095116 05/12/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Directors' and Auditors' N/A N/A N/A N/A
Reports (Non-Voting)
2 Receive The Report On Corporate N/A N/A N/A N/A
Governance
3 Consolidated Accounts Of The 2008 Fy N/A N/A N/A N/A
4 Approve The Annual Accounts, The Mgmt For TNA N/A
Allocation Of Profits And The Gross
Dividenddistribution For Fully-paid
Shares At Eur 2.9333, Or Eur 2.20 Net
Of Belgian Withholding Tax; In View Of
The Eur 0.90 [net Of Belgian
Withholding Tax] Interim Dividend Paid
On 15
5 Grant Discharge To The Directors In Mgmt For TNA N/A
Office During The Fy 2008 For
Operations Falling Within That Period
6 Grant Discharge To The External Mgmt For TNA N/A
Auditor In Office During The Fy 2008
For Operations Falling Within That
Period
7 Elect Mr. Baron Herve Coppens D Mgmt For TNA N/A
Eeckenbrugge As A Non-independent
Director Toreplace Mr. Baron Hubert De
Wangen; His Term Of Office Will Expire
Immediatelyafter The Agm Of May 2013
8 Elect Mrs. Petra Mateos-aparicio Mgmt For TNA N/A
Morales As A Director To Replace Dr.
Uwe-ernst Bufe; Her Term Of Office
Will Expire Immediately After The Agm
0f May 2013
9 Appoint Mrs. Petra Mateos-aparicio Mgmt For TNA N/A
Morales As Independent Director Within
Theboard Of Directors
10 Re-elect Successively Mr. Alois Mgmt For TNA N/A
Michielsen As A Director For A Period
Of 4 Years; His Term Of Office Will
Expire Immediately After The Agm Of
May 2013
11 Re-elect Successively Mr. Christian Mgmt For TNA N/A
Jourquin As A Director For A Period Of
4 Years; His Term Of Office Will
Expire Immediately After The Agm Of
May 2013
12 Re-elect Successively Mr. Bernard De Mgmt For TNA N/A
Laguiche As A Director For A Period Of
4years; His Term Of Office Will Expire
Immediately After The Agm Of May 2013
13 Re-elect Successively Mr. Knight Guy Mgmt For TNA N/A
De Selliers De Moranville As A
Director For A Period Of 4 Years; His
Term Of Office Will Expire Immediately
After The Agm Of May 2013
14 Re-elect Successively Mr. Nicolas Boel Mgmt For TNA N/A
As A Director For A Period Of 4
Years;his Term Of Office Will Expire
Immediately After The Agm Of May 2013
15 Re-elect Successively Mr. Karel Van Mgmt For TNA N/A
Miert As A Director For A Period Of 4
Years; His Term Of Office Will Expire
Immediately After The Agm Of May 2013
16 Approve Mr. Nicolas Boel As Mgmt For TNA N/A
Independent Director Within The Board
Of Directors
17 Approve Mr. Karel Van Miert As Mgmt For TNA N/A
Independent Director Within The Board
Of Directors
18 Any Other Business N/A N/A N/A N/A
19 Receive Special Board Report OR N/A N/A N/A N/A
Special Auditor Report
20 Amend Article 10 Quater Of The Mgmt For TNA N/A
Articles Of Association As Specified
21 Amend Article 13 Bis Of The Articles Mgmt For TNA N/A
Of Association As Specified
22 Amend Article 19 Section 3 Of The Mgmt For TNA N/A
Articles Of Association As Specified
- ------------------------------------------------------------------------------------------------------------------
Sonic Healthcare, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHL CINS Q8563C107 11/20/2008 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Peter Campbell as Director Mgmt For For For
2.0 Elect Lou Panaccio as Director Mgmt For For For
3.0 Elect Chirs Wilks as Director Mgmt For Against Against
4.0 Approve Remuneration Report for the Mgmt For For For
Year Ended June 30, 2008
5.0 Ratify Past Issuance of 4.94 Million Mgmt For For For
Shares at A$12.92 Each to Citigroup
Global Markets Australia Pty Ltd Made
on Oct. 10, 2008, Pursuant to an
Underwriting Agreement
6.0 Approve Sonic Healthcare Limited Mgmt For For For
Employee Option Plan (Plan)
7.0 Approve Grant of 1.75 Million Options Mgmt For For For
to Colin Goldschmidt, Chief Executive
Officer and Managing Director, under
the Plan
8.0 Approve Grant of 875,000 Options to Mgmt For For For
Chris Wilks, Finance Director and
Chief Financial Officer, under the Plan
- ------------------------------------------------------------------------------------------------------------------
Sony Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
8729 CINS J76337104 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 3000
2 Amend Articles To Reflect Mgmt For Against Against
Digitalization of Share Certificates -
Allow Company to Make Rules on
Exercise of Shareholder Rights
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Stagecoach Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G8403M209 08/29/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 4.05 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Ewan Brown as Director Mgmt For For For
5.0 Re-elect Iain Duffin as Director Mgmt For For For
6.0 Re-elect Ann Gloag as Director Mgmt For For For
7.0 Re-elect Robert Speirs as Director Mgmt For For For
8.0 Re-elect Brian Souter as Director Mgmt For For For
9.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
10.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
11.0 Amend Stagecoach Sharesave Scheme Mgmt For For For
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,352,254
13.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 352,838
14.0 Authorise up to Ten Percent of the Mgmt For For For
Company's Issued Ordinary Share
Capital for Market Purchase
15.0 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
CINS G84228157 05/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Final Dividend of 42.32 US Mgmt For For For
Cents Per Ordinary Share
3 Approve Remuneration Report Mgmt For For For
4 Re-elect Jamie Dundas as Director Mgmt For For For
5 Re-elect Rudolph Markham as Director Mgmt For For For
6 Re-elect Ruth Markland as Director Mgmt For For For
7 Re-elect Richard Meddings as Director Mgmt For For For
8 Re-elect John Peace as Director Mgmt For For For
9 Elect Steve Bertamini as Director Mgmt For For For
10 Elect John Paynter as Director Mgmt For For For
11 Reappoint KPMG Audit plc as Auditors Mgmt For For For
of the Company
12 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
13 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and Incur EU
Political Expenditure up to GBP 100,000
14 Increase Auth. Share Capital from USD Mgmt For For For
2,816,000,000, GBP 500,000,000 and EUR
1,000,000,000 to USD 3,316,000,000,
GBP 500,000,000, EUR 1,000,000,000,
AED 100,000,000, HKD 100,000,000, INR
1,000,000,000, KRW 500,000,000,000 and
SGD 100,000,000
15 Issue Equity with Rights up to USD Mgmt For For For
316,162,105.50 (Relevant Authorities
and Share Dividend Scheme) and
Additional Amount of USD 632,324,211
(Rights Issue) After Deducting Any
Securities Issued Under the Relevant
Authorities and Share Dividend Scheme
16 Extend Directors' Authority to Issue Mgmt For For For
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
189,697,263 Pursuant to Paragraph A of
Resolution 15 to Include the Shares
Repurchased by the Company Under
Authority Granted by Resolution 18
17 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 47,424,315.50
18 Authorise 189,697,263 Ordinary Shares Mgmt For For For
for Market Purchase
19 Authorise Market Purchase of 477,500 Mgmt For For For
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP
1.00
20 Adopt New Articles of Association Mgmt For For For
21 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- ------------------------------------------------------------------------------------------------------------------
StatoilHydro ASA (formerly Statoil ASA)
Ticker Security ID: Meeting Date Meeting Status
CINS R8412T102 05/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Open Meeting N/A N/A N/A N/A
2.0 Elect Olaug Svarva as Chairman of Mgmt For For For
Meeting
3.0 Approve Notice of Meeting and Agenda Mgmt For For For
4.0 Registration of Attending Shareholders N/A N/A N/A N/A
and Proxies
5.0 Designate Inspectors of Minutes of Mgmt For For For
Meeting
6.0 Approve Financial Statements and Mgmt For For For
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.25
per Share (NOK 4.40 as Ordinary
Dividend and NOK 2.85 as Special
Dividend)
7.0 Approve Remuneration of Auditors Mgmt For For For
8.0 Elect One Deputy Member of Corporate Mgmt For Against Against
Assembly
9.0 Approve Remuneration Policy And Other Mgmt For Against Against
Terms of Employment For Executive
Management
10.0 Authorize Repurchase and Reissuance of Mgmt For Against Against
Shares up to NOK 15 Million Aggregate
Par Value for Share Saving Scheme for
Employees
11.0 Change Company Name to Statoil ASA; Mgmt For For For
Amend Corporate Purpose: Include Other
Forms of Energy
12.0 Withdraw Company From Tar Sands ShrHoldr Against Against For
Activities in Canada
- ------------------------------------------------------------------------------------------------------------------
Suez Environnement SA
Ticker Security ID: Meeting Date Meeting Status
CINS F90131115 07/16/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger by Absorption of Rivolam Mgmt For For For
2.0 Approve Spin-Off of Suez Environnement Mgmt For For For
3.0 Approve Distribution of 65 percent of Mgmt For For For
Suez Environnement to Suez's
Shareholders
4.0 Approve Special Auditors' Report Mgmt For For For
Regarding Related-Party Transactions
5.0 Approve Merger by Absorption of Suez Mgmt For For For
by GDF
6.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Sumitomo Corp.
Ticker Security ID: Meeting Date Meeting Status
8053 CINS J77282119 06/19/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For Against Against
4.3 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
6.0 Approve Stock Option Plan for Directors Mgmt For For For
7.0 Approve Deep Discount Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
8316 CINS J7771X109 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 20 for Ordinary
Shares
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Authorize Public Announcements in
Electronic Format - Clarify Terms of
Alternate Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
4.4 Appoint Statutory Auditor Mgmt For Against Against
5 Appoint Alternate Statutory Auditor Mgmt For For For
6 Approve Retirement Bonus Payment for Mgmt For Against Against
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Sumitomo Trust & Banking Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
8403 CINS J77970101 06/26/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 1.5
2.0 Amend Articles To Create New Classes Mgmt For For For
of Preferred Shares - Reflect
Digitalization of Share Certificates -
Reflect Changes in Law
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For For For
4.2 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Suncor Energy Inc
Ticker Security ID: Meeting Date Meeting Status
SU CINS 867229106 06/04/2009 Voted
Meeting Type Country of Trade
Annual/Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Plan of Arrangement - Merger Mgmt For For For
with Petro-Canada
2 Amend Stock Option Plan Mgmt For Against Against
3.1 Elect Director Mel E. Benson Mgmt For For For
3.2 Elect Director Brian A. Canfield Mgmt For For For
3.3 Elect Director Bryan P. Davies Mgmt For For For
3.4 Elect Director Brian A. Felesky Mgmt For For For
3.5 Elect Director John T. Ferguson Mgmt For For For
3.6 Elect Director W. Douglas Ford Mgmt For For For
3.7 Elect Director Richard L. George Mgmt For For For
3.8 Elect Director John R. Huff Mgmt For For For
3.9 Elect Director M. Ann McCaig Mgmt For For For
3.10 Elect Director Michael W. O'Brien Mgmt For For For
3.11 Elect Director Eira M. Thomas Mgmt For For For
4 Ratify PricewaterhouseCoopers LLP as Mgmt For For For
Auditors
- ------------------------------------------------------------------------------------------------------------------
Suruga Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
8358 CINS J78400108 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
2.1 Elect Director Mgmt For For For
2.2 Elect Director Mgmt For For For
2.3 Elect Director Mgmt For For For
2.4 Elect Director Mgmt For For For
2.5 Elect Director Mgmt For For For
2.6 Elect Director Mgmt For For For
2.7 Elect Director Mgmt For For For
2.8 Elect Director Mgmt For For For
2.9 Elect Director Mgmt For For For
3 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co.
Ticker Security ID: Meeting Date Meeting Status
CINS 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve 2008 Business Operations Mgmt For For For
Report, Financial Statements, and
Statutory Reports
2.0 Approve 2008 Allocation of Income and Mgmt For For For
Dividends
3.0 Approve Capitalization of 2008 Mgmt For For For
Dividends and Employee Profit Sharing
4.0 Approve Amendment on the Procedures Mgmt For For For
for Loans to Other Parties and
Procedures for Endorsement and
Guarantee
5.1 Director Morris Chang Mgmt For For For
5.2 Director F.c. Tseng Mgmt For For For
5.3 Director Rick Tsai Mgmt For For For
5.4 Director Tain-jy Chen Mgmt For For For
5.5 Director P. Leahy Bonfield Mgmt For For For
5.6 Director Stan Shih Mgmt For For For
5.7 Director Ms. Carly Fiorina Mgmt For For For
5.8 Director Thomas J Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Takeda Pharmaceutical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/25/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 92
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
5.0 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Telefonica S.A.
Ticker Security ID: Meeting Date Meeting Status
CINS 879382109 06/22/2009 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of
Income, and Discharge Directors
2 Approve Dividend Charged to Mgmt For For For
Unrestricted Reserves
3 Approve Employee Stock Purchase Plan Mgmt For For For
4 Authorize Share Repurchase Program Mgmt For For For
5 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares; Amend
Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Telefonica S.A. (Formerly Telefonica De Espana, S.A.)
Ticker Security ID: Meeting Date Meeting Status
CINS 879382208 06/22/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Individual and Consolidated Mgmt For For For
Financial Statements, Allocation of
Income, and Discharge Directors
2.0 Approve Dividend Charged to Mgmt For For For
Unrestricted Reserves
3.0 Approve Employee Stock Purchase Plan Mgmt For For For
4.0 Authorize Share Repurchase Program Mgmt For For For
5.0 Approve Reduction in Capital via the Mgmt For For For
Cancellation of Treasury Shares; Amend
Articles Accordingly
6.0 Ratify Auditors for Fiscal Year 2009 Mgmt For For For
7.0 Authorize Board to Ratify and Execute Mgmt For For For
Approved Resolutions
- ------------------------------------------------------------------------------------------------------------------
Teleperformance
Ticker Security ID: Meeting Date Meeting Status
CINS F9120F106 05/29/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Discharge Auditors and Management
Board Members
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Transaction with a Subsidiary, Mgmt For For For
Teleperformance France Re:
Contribution in Kind
4 Approve Transaction with Luxembourg Mgmt For For For
Contact Centers Re: GN Research
Luxembourg
5 Approve Transaction with Mgmt For For For
Teleperformance Technipal Help Re:
Sale of 5 Percent of Citytech and FST
Shares
6 Approve Transaction with Olivier Douce Mgmt For Against Against
and Daniel Julien Re: Acquisition of
25 Teleperformance Midi Aquitaine
Shares, 50 Teleperformance Rhone Alpes
Shares, and 2 Teleperformance Nord
Shares
7 Approve Transaction with Mgmt For For For
Teleperformance Technical Help Re:
Contribution in Kind
8 Approve Transaction with Luxembourg Mgmt For For For
Contact Centers Re: Sale of
PerfectCall and Allbyphone Shares
9 Approve Transaction with Michel Mgmt For For For
Peschard Re: Remuneration Resulting
from his Employment Agreement
10 Approve Ongoing Transaction with Mgmt For Against Against
Michel Peschard Re: Severance Payments
11 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 0.44 per Share
12 Approve Remuneration of Directors in Mgmt For For For
the Aggregate Amount of EUR 145,800
13 Reelect Daniel Julien as Supervisory Mgmt For Against Against
Board Member
14 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
15 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 37.50 Million
17 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
18 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 150 Million for Bonus
Issue or Increase in Par Value
19 Authorize up to 3,000,000 Shares for Mgmt For Against Against
Use in Restricted Stock Plan
20 Approve Employee Stock Purchase Plan Mgmt For For For
21 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Terna SPA
Ticker Security ID: Meeting Date Meeting Status
CINS T9471R100 04/22/2009 Take No Action
Meeting Type Country of Trade
Annual/Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements, Mgmt For TNA N/A
Consolidated Financial Statements, and
Statutory Reports
2 Approve Allocation of Income Mgmt For TNA N/A
3 Amend the Company's Stock Option Mgmt For TNA N/A
Schemes
- ------------------------------------------------------------------------------------------------------------------
The Game Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G37217109 07/03/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Remuneration Report Mgmt For For For
2.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
3.0 Approve Final Dividend of 2.97 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect Peter Lewis as Director Mgmt For For For
5.0 Re-elect Ishbel Macpherson as Director Mgmt For For For
6.0 Re-elect Lisa Morgan as Director Mgmt For For For
7.0 Reappoint BDO Stoy Hayward LLP as Mgmt For For For
Auditors of the Company
8.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
9.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,747,802
10.0 Subject to the Passing of Resolution Mgmt For For For
9, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 862,170
11.0 Authorise 34,486,814 Ordinary Shares Mgmt For For For
for Market Purchase
12.0 Adopt New Articles of Association Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CINSNull 05/15/2009 Voted
Meeting Type Country of Trade
Special USA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tokio Marine Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8766 CINSJ86298106 06/29/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 24
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For Against Against
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For Against Against
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tokuyama Corp.
Ticker Security ID: Meeting Date Meeting Status
4043 CINSJ86506102 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 3
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For Against Against
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Tokyo Electric Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 30
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Amend Business Lines
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For Against Against
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For Against Against
5 Approve Alternate Income Allocation ShrHldr Against Against For
Proposal
6 Amend Articles to Ban Further ShrHldr Against Against For
Investment to Repair Nuclear Plant
7 Amend Articles to Retire Fukushima I ShrHldr Against Against For
and II Nuclear Plants
8 Amend Articles to Require Compensation ShrHldr Against For Against
Disclosure
- ------------------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
CINS F92124100 05/15/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 2.28 per Share
4 Approve Special Auditors' Report Mgmt For For For
Presenting Ongoing Related-Party
Transactions
5 Approve Transaction with Thierry Mgmt For For For
Desmarest
6 Approve Transaction with Christophe de Mgmt For Against Against
Margerie
7 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
8 Reelect Anne Lauvergeon as Director Mgmt For Against Against
9 Reelect Daniel Bouton as Director Mgmt For Against Against
10 Reelect Bertrand Collomb as Director Mgmt For For For
11 Reelect Christophe de Margerie as Mgmt For For For
Director
12 Reelect Michel Pebereau as Director Mgmt For Against Against
13 Electe Patrick Artus as Director Mgmt For For For
14 Amend Article 12 of Bylaws Re: Age Mgmt For For For
Limit for Chairman
15 Amend Article 19 of Bylaws Re: ShrHldr Against Against For
Disclosure of Individual Stock Plans
16 Amend Article 11 of Bylaws Re: ShrHldr Against Against For
Nomination of Employees Shareholders
Representative to the Board of
Directors
17 Approve Restricted Stock Plan to All ShrHldr Against Against For
Employees
- ------------------------------------------------------------------------------------------------------------------
Toyo Seikan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
5901 CINS J92289107 06/25/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 5
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
5 Approve Takeover Defense Plan (Poison Mgmt For Against Against
Pill)
- ------------------------------------------------------------------------------------------------------------------
Toyo Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
2875 CINS J92547132 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 15
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
4 Appoint Alternate Statutory Auditor Mgmt For For For
5 Approve Annual Bonus Payment to Mgmt For For For
Directors
- ------------------------------------------------------------------------------------------------------------------
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/23/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 35
2.0 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Authorize Public Announcements in
Electronic Format
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
3.9 Elect Director Mgmt For For For
3.10 Elect Director Mgmt For For For
3.11 Elect Director Mgmt For For For
3.12 Elect Director Mgmt For For For
3.13 Elect Director Mgmt For For For
3.14 Elect Director Mgmt For For For
3.15 Elect Director Mgmt For For For
3.16 Elect Director Mgmt For For For
3.17 Elect Director Mgmt For For For
3.18 Elect Director Mgmt For For For
3.19 Elect Director Mgmt For For For
3.20 Elect Director Mgmt For For For
3.21 Elect Director Mgmt For For For
3.22 Elect Director Mgmt For For For
3.23 Elect Director Mgmt For For For
3.24 Elect Director Mgmt For For For
3.25 Elect Director Mgmt For For For
3.26 Elect Director Mgmt For For For
3.27 Elect Director Mgmt For For For
3.28 Elect Director Mgmt For For For
3.29 Elect Director Mgmt For For For
4.0 Approve Stock Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ube Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
4208 CINS J93796100 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, with a Mgmt For For For
Final Dividend of JPY 4
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates -
Indemnify Statutory Auditors
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4.1 Appoint Statutory Auditor Mgmt For Against Against
4.2 Appoint Statutory Auditor Mgmt For For For
4.3 Appoint Statutory Auditor Mgmt For Against Against
5 Appoint Alternate Statutory Auditor Mgmt For For For
6 Approve Annual Bonus Payment to Mgmt For For For
Directors and Statutory Auditors
- ------------------------------------------------------------------------------------------------------------------
Ubisoft Entertainment
Ticker Security ID: Meeting Date Meeting Status
CINS F9396N106 09/22/2008 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Discharge Directors
2.0 Approve Allocation of Income and Mgmt For For For
Omission of Dividends
3.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
4.0 Approve Special Auditors' Report Mgmt For For For
Regarding Related-Party Transactions
5.0 Authorize Repurchase of Up to Ten Mgmt For For For
Percent of Issued Share Capital
6.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
7.0 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
8.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
9.0 Authorize Issuance of Equity or Mgmt For Against Against
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Million
10.0 Approve Employee Stock Purchase Plan Mgmt For For For
11.0 Approve Stock Option Plans Grants Mgmt For Against Against
12.0 Authorize up to One Percent of Issued Mgmt For Against Against
Capital for Use in Restricted Stock
Plan
13.0 Authorize Board to Issue Shares Mgmt For For For
Reserved for Share Purchase Plan for
Employees of Subsidiaries
14.0 Approve Issuance of EUR 2 Million Mgmt For Against Against
Reserved for Investment Companies or
Investment Funds Specialized in
Advertising
15.0 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
16.0 Set Global Limit for Capital Increase Mgmt For For For
to Result from All Issuance Requests
at EUR 4 Million
17.0 Allow Board to Use Authorizations and Mgmt For Against Against
Delegations Granted under Items 8 to
15 Above in the Event of a Public
Tender Offer or Share Exchange Offer
18.0 Approve 1 for 2 Stock Split Mgmt For For For
19.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
Unibail Rodamco SE
Ticker Security ID: Meeting Date Meeting Status
CINS F95094110 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Financial Statements and Mgmt For For For
Statutory Reports
2 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 5.50 per Share
4 Approve Transfer from Distribuable Mgmt For For For
Dividends and Premium Account to
Shareholders for an Amount of EUR 2
per Share
5 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6 Reelect Mary Harris as Supervisory Mgmt For For For
Board Member
7 Reelect Jean-Louis Laurens as Mgmt For For For
Supervisory Board Member
8 Reelect Alec Pelmore as Supervisory Mgmt For For For
Board Member
9 Reelect M.F.W. van Oordt as Mgmt For For For
Supervisory Board Member
10 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
11 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
13 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 47 Million
14 Authorize Board to Increase Capital in Mgmt For For For
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 12 and 13
15 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
17 Approve Employee Stock Purchase Plan Mgmt For For For
18 Approve Stock Purchase Plan Reserved Mgmt For For For
for International Employees
19 Authorize up to 3 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
20 Amend Article 10.1 of Bylaws Re: Mgmt For For For
Management Board Composition
21 Transform Company Into a European Mgmt For For For
Company
22 Change Company Name to Unibail Rodamco Mgmt For For For
SE, Pursuant to Adoption of Item 21
23 Adopt New Articles of Association, Mgmt For For For
Subject to Approval of Item 21
24 Authorize Transfer of Outstanding Mgmt For For For
Authorizations Granted to Management
Board to New Management Board, Subject
to Approval of Item 21 Above
25 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Reelect M. Robert F.W. van
Oordt as Supervisory Board Member
26 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Francois Jaclot as
Supervisory Board Member
27 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Jacques Dermagne as
Supervisory Board Member
28 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Henri Moulard as
Supervisory Board Member
29 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Yves Lyon-Caen as
Supervisory Board Member
30 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Jean-Louis Laurens as
Supervisory Board Member
31 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Frans J.G.M. Cremers as
Supervisory Board Member
32 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Robert Ter Haar as
Supervisory Board Member
33 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Bart R. Okkens as
Supervisory Board Member
34 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Jos W.B. Westerburgen as
Supervisory Board Member
35 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Mary Harris as
Supervisory Board Member
36 Subject to Approval of Items 21 and 23 Mgmt For For For
Above, Elect Alec Pelmore as
Supervisory Board Member
37 Approve Remuneration of Supervisory Mgmt For For For
Board Members in the Aggregate Amount
of EUR 875,000
38 Reappoint Ernst & Young Audit, Mgmt For For For
Deloitte Marque and Gendrot SA as
Auditors, and Barbier Frinault et
Autres, and Mazars and Guerard as
Deputy Auditors
39 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
- ------------------------------------------------------------------------------------------------------------------
UniCredit SpA (formerly Unicredito Italiano SpA)
Ticker Security ID: Meeting Date Meeting Status
CINS T95132105 11/14/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Share Repurchase Program and Mgmt For For For
Reissuance of Repurchased Shares
- ------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N8981F271 05/14/2009 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Receive Report of Management Board N/A N/A N/A N/A
(Non-Voting)
2 Approve Financial Statements and Mgmt For TNA N/A
Allocation of Income
3 Approve Discharge of Executive Mgmt For TNA N/A
Directors
4 Approve Discharge of Non-Executive Mgmt For TNA N/A
Directors
5 Elect L.A. Lawrence as Executive Mgmt For TNA N/A
Director
6 Elect P.G.J.M. Polman as Executive Mgmt For TNA N/A
Director
7 Reelect L. Brittan of Spennithorne as Mgmt For TNA N/A
Non-Executive Director
8 Reelect W. Dik as Non-Executive Mgmt For TNA N/A
Director
9 Reelect C.E. Golden as Non-Executive Mgmt For TNA N/A
Director
10 Reelect B.E. Grote as Non-Executive Mgmt For TNA N/A
Director
11 Reelect N. Murthy as Non-Executive Mgmt For TNA N/A
Director
12 Reelect H. Nyasulu as Non-Executive Mgmt For TNA N/A
Director
13 Reelect K.J. Storm as Non-Executive Mgmt For TNA N/A
Director
14 Reelect M. Treschow as Non-Executive Mgmt For TNA N/A
Director
15 Reelect J. van der Veer as Mgmt For TNA N/A
Non-Executive Director
16 Elect L.O. Fresco as Non-Executive Mgmt For TNA N/A
Director
17 Elect A.M. Fudge as Non-Executive Mgmt For TNA N/A
Director
18 Elect P. Walsh as Non-Executive Mgmt For TNA N/A
Director
19 Ratify PwC as Auditors Mgmt For TNA N/A
20 Grant Board Authority to Issue Shares Mgmt For TNA N/A
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 Mgmt For TNA N/A
Percent of Issued Share Capital
22 Approve Reduction in Share Capital by Mgmt For TNA N/A
Cancellation of Shares
23.1 Amend Articles Re: Move to Quarterly Mgmt For TNA N/A
Dividends
23.2 Amend Articles Re: Move to Quarterly Mgmt For TNA N/A
Dividends
24 Allow Questions N/A N/A N/A N/A
- ------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N8981F271 10/29/2008 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Appointment of Paul Polman as Mgmt For TNA N/A
Executive Director
- ------------------------------------------------------------------------------------------------------------------
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
CINS G92087165 05/13/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Approve Final Dividend of 40.19 Pence Mgmt For For For
Per Ordinary Share
4.0 Re-elect James Lawrence as Director Mgmt For For For
5.0 Re-elect Paul Polman as Director Mgmt For For For
6.0 Re-elect The Lord Brittan of Mgmt For For For
Spennithorne as Director
7.0 Re-elect Wim Dik as Director Mgmt For For For
8.0 Re-elect Charles Golden as Director Mgmt For For For
9.0 Re-elect Byron Grote as Director Mgmt For For For
10.0 Re-elect Narayana Murthy as Director Mgmt For For For
11.0 Re-elect Hixonia Nyasulu as Director Mgmt For For For
12.0 Re-elect Kees Storm as Director Mgmt For For For
13.0 Re-elect Michael Treschow as Director Mgmt For For For
14.0 Re-elect Jeroen van der Veer as Mgmt For For For
Director
15.0 Elect Louise Fresco as Director Mgmt For For For
16.0 Elect Ann Fudge as Director Mgmt For For For
17.0 Elect Paul Walsh as Director Mgmt For For For
18.0 Reappoint PricewaterhouseCoopers LLP Mgmt For For For
as Auditors of the Company
19.0 Authorise Board to Fix Remuneration of Mgmt For For For
Auditors
20.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,290,000
21.0 Subject to the Passing of the Previous Mgmt For For For
Resolution, Authorise Issue of Equity
or Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,000,000
22.0 Authorise 131,000,000 Ordinary Shares Mgmt For For For
for Market Purchase
23.0 Auth. Company and its Subsidiaries to Mgmt For For For
Make EU Political Donations to
Political Parties and Independent
Election Candidates up to GBP 0.1M, to
Political Org. Other Than Political
Parties up to GBP 0.1M and to Incur EU
Political Expenditure up to GBP 0.1M
24.0 Approve That a General Meeting Other Mgmt For For For
Than an Annual General Meeting May Be
Called on Not Less Than 14 Days' Clear
Notice
25.0 Authorise Directors to Agree to Modify Mgmt For For For
the Agreement Dated 28 June, 1946 (as
Amended by Supplemental Agreements
Dated 20 July, 1951, 21 December, 1981
and 15 May, 2006) with Unilever N.V.
of the Netherlands known as the
Equalisation Agreement
- ------------------------------------------------------------------------------------------------------------------
Unilever PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G92087165 05/13/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Unilever plc Equalisation Mgmt For For For
Agreement
- ------------------------------------------------------------------------------------------------------------------
Unilever PLC
Ticker Security ID: Meeting Date Meeting Status
CINS G92087165 10/28/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Paul Polman as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
CINS V96194127 04/29/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize Share Repurchase Program Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
CINS V96194127 04/29/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Adopt Financial Statements and Mgmt For For For
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.40 Per Mgmt For For For
Share
3 Approve Directors' Fees of SGD 912,500 Mgmt For For For
for 2008 (2007: SGD 912,500)
4 Approve Payment SGD 2.5 Million as Fee Mgmt For For For
to Wee Cho Yaw, Chairman of the Bank,
for the Period from January 2008 to
December 2008
5 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
6 Reelect Wee Ee Cheong as Director Mgmt For For For
7 Reelect Wee Cho Yaw as Director Mgmt For For For
8 Reelect Lim Pin as Director Mgmt For For For
9 Reelect Ngiam Tong Dow as Director Mgmt For For For
10 Approve Issuance of Shares without Mgmt For For For
Preemptive Rights
11 Approve Allotment and Issuance of Mgmt For For For
Preference Shares
- ------------------------------------------------------------------------------------------------------------------
Vinci
Ticker Security ID: Meeting Date Meeting Status
CINS F5879X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual/Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
2 Approve Financial Statements and Mgmt For For For
Statutory Reports
3 Approve Allocation of Income and Mgmt For For For
Dividends of EUR 1.62 per Share
4 Authorize Payment of Dividends by Mgmt For For For
Shares
5 Ratify Appointment of Jean-Pierre Mgmt For Against Against
Lamoure as Director
6 Reelect Francois David as Director Mgmt For For For
7 Reelect Patrick Faure as Director Mgmt For Against Against
8 Elect Michael Pragnell as Director Mgmt For For For
9 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing of
Prado Sud Railway Concession
11 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing of
Stade du Mans Concession
12 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Financing
Obtained by Arcour, Contractor of A19
Highway
13 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Aegean Motorway SA
14 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Olympia Odos
15 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Olympia Odos Operation
16 Approve Transaction between Vinci et Mgmt For For For
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Vinci Airports Holding
17 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves Mgmt For For For
for Bonus Issue or Increase in Par
Value
19 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
20 Authorize Issuance of Specific Mgmt For For For
Convertible Bonds without Preemptive
Rights Named OCEANE
21 Approve Issuance of Convertible Bonds Mgmt For For For
without Preemptive Rights Other than
OCEANE
22 Authorize Board to Increase Capital in Mgmt For For For
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
23 Authorize Capital Increase of up to 10 Mgmt For Against Against
Percent of Issued Capital for Future
Acquisitions
24 Approve Employee Stock Purchase Plan Mgmt For For For
25 Approve Stock Purchase Plan Reserved Mgmt For For For
for International Employees
26 Authorize up to 1.5 Percent of Issued Mgmt For For For
Capital for Use in Stock Option Plan
27 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
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Vivendi
Ticker Security ID: Meeting Date Meeting Status
CINS F97982106 04/30/2009 Voted
Meeting Type Country of Trade
Annual/Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Financial Statements and Mgmt For For For
Statutory Reports
2.0 Accept Consolidated Financial Mgmt For For For
Statements and Statutory Reports
3.0 Treatment of Losses and Allocation of Mgmt For For For
Dividends of EUR 1.40 per Share
4.0 Authorize Payment of Dividends by Mgmt For For For
Shares
5.0 Approve Auditors' Special Report Mgmt For For For
Regarding Related-Party Transactions
6.0 Approve Transaction with Jean-Bernard Mgmt For For For
Levy Related to Severance Payments
7.0 Elect Maureen Chiquet as Supervisory Mgmt For For For
Board Member
8.0 Elect Christophe de Margerie as Mgmt For For For
Supervisory Board Member
9.0 Authorize Repurchase of Up to 10 Mgmt For For For
Percent of Issued Share Capital
10.0 Approve Reduction in Share Capital via Mgmt For For For
Cancellation of Repurchased Shares
11.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
12.0 Authorize Issuance of Equity or Mgmt For For For
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
13.0 Authorize Board to Increase Capital in Mgmt For For For
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 11 and 12
14.0 Authorize Capital Increase of up to 10 Mgmt For For For
Percent of Issued Capital for Future
Acquisitions
15.0 Approve Employee Stock Purchase Plan Mgmt For For For
16.0 Approve Stock Purchase Plan Reserved Mgmt For For For
for Employees of International
Subsidiaries
17.0 Authorize Capitalization of Reserves Mgmt For For For
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
18.0 Authorize Filing of Required Mgmt For For For
Documents/Other Formalities
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Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G93882135 07/29/2008 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Re-elect Sir John Bond as Director Mgmt For For For
3.0 Re-elect John Buchanan as Director Mgmt For For For
4.0 Re-elect Vittorio Colao as Director Mgmt For For For
5.0 Re-elect Andy Halford as Director Mgmt For For For
6.0 Re-elect Alan Jebson as Director Mgmt For For For
7.0 Re-elect Nick Land as Director Mgmt For For For
8.0 Re-elect Anne Lauvergeon as Director Mgmt For For For
9.0 Re-elect Simon Murray as Director Mgmt For For For
10.0 Re-elect Luc Vandevelde as Director Mgmt For For For
11.0 Re-elect Anthony Watson as Director Mgmt For For For
12.0 Re-elect Philip Yea as Director Mgmt For For For
13.0 Approve Final Dividend of 5.02 Pence Mgmt For For For
Per Ordinary Share
14.0 Approve Remuneration Report Mgmt For For For
15.0 Reappoint Deloitte & Touche LLP as Mgmt For For For
Auditors of the Company
16.0 Authorise the Audit Committee to Fix Mgmt For For For
Remuneration of Auditors
17.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 1,100,000,000
18.0 Subject to the Passing of Resolution Mgmt For For For
17, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 300,000,000
19.0 Authorise 5,300,000,000 Ordinary Mgmt For For For
Shares for Market Purchase
20.0 Authorise the Company and its Mgmt For For For
Subsidiaries to Make EU Political
Donations to Political Parties, and/or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP 100,000
21.0 Amend Articles of Association Mgmt For For For
22.0 Approve Vodafone Group 2008 Sharesave Mgmt For For For
Plan
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West Japan Railway Co
Ticker Security ID: Meeting Date Meeting Status
9021 CINS J95094108 06/23/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 3500
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Remove Director from Office ShrHldr Against Against For
3.2 Remove Director from Office ShrHldr Against Against For
3.3 Remove Director from Office ShrHldr Against Against For
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Wm Morrison Supermarkets plc
Ticker Security ID: Meeting Date Meeting Status
CINS G62748119 06/04/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend of 5 Pence Per Mgmt For For For
Ordinary Share
4 Re-elect Brian Flanagan as Director Mgmt For For For
5 Re-elect Paul Manduca as Director Mgmt For For For
6 Re-elect Susan Murray as Director Mgmt For For For
7 Re-elect Nigel Robertson as Director Mgmt For For For
8 Elect Philip Cox as Director Mgmt For For For
9 Reappoint KPMG Audit plc as Auditors Mgmt For For For
and Authorise the Board to Fix Their
Remuneration
10 Authorise 262,983,160 Ordinary Shares Mgmt For For For
for Market Purchase
11 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 78,900,000
12 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,149,158
13 Amend Articles of Association Mgmt For For For
14 Subject to Resolution 13 Having Been Mgmt For For For
Duly Passed, Approve That a General
Meeting Other Than an Annual General
Meeting May Be Called on Not Less Than
14 Clear Days' Notice
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G9787K108 06/02/2009 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Remuneration Report Mgmt For For For
3.0 Re-elect Colin Day as Director Mgmt For For For
4.0 Re-elect Lubna Olayan as Director Mgmt For For For
5.0 Re-elect Jeffrey Rosen as Director Mgmt For For For
6.0 Re-elect Esther Dyson as Director Mgmt For For For
7.0 Re-elect John Quelch as Director Mgmt For For For
8.0 Re-elect Stanley Morten as Director Mgmt For For For
9.0 Reappoint Deloitte LLP as Auditors and Mgmt For For For
Authorise the Board to Determine Their
Remuneration
10.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 45,985,690
11.0 Authorise 125,294,634 Ordinary Shares Mgmt For For For
for Market Purchase
12.0 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,276,908
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WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G9787K108 06/02/2009 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve WPP plc Leadership Equity Mgmt For For For
Acquisition Plan III (LEAP III)
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WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G9787H105 10/30/2008 Voted
Meeting Type Country of Trade
Special
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Scheme of Arrangement; Approve Mgmt For For For
Reduction and Subsequent Increase in
Cap,; Capitalise Reserves; Issue
Equity with Rights; Adopt Replacement
and Continuing Share Plans; Ensure
Satisfaction of Outstanding and
Existing Awards; Amend Art. of Assoc.
2.0 Reduce Amount Standing to Credit of Mgmt For For For
New WPP's Share Premium Account
(Including Amount Arising Pursuant to
Scheme) in Its Entirety (or up to Such
Amount Approved by Jersey Court) by
Crediting Such Amount to a Reserve of
Profit to be Available to New WPP
3.0 Approve Change of Company Name to WPP Mgmt For For For
2008 plc
4.0 Approve Delisting of WPP Shares from Mgmt For For For
the Official List
5.0 Authorise the New WPP Directors to Mgmt For For For
Ensure that the Sponsoring Companies
of the Inherited Share Plans are Able
to Satisfy Existing Awards Under the
Inherited Share Plans Using Newly
Issued New WPP Shares or New WPP
Treasury Shares
- ------------------------------------------------------------------------------------------------------------------
WPP Group plc
Ticker Security ID: Meeting Date Meeting Status
CINS G9787H105 10/30/2008 Voted
Meeting Type Country of Trade
CRT
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Scheme of Arrangement Proposed Mgmt For For For
to be Made Between the Company and the
Holders of the Scheme Shares
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Xstrata plc
Ticker Security ID: Meeting Date Meeting Status
CINSG9826T102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For For For
Statutory Reports
2 Approve Remuneration Report Mgmt For Against Against
3 Re-elect Ivan Glasenberg as Director Mgmt For For For
4 Re-elect Trevor Reid as Director Mgmt For For For
5 Re-elect Santiago Zaldumbide as Mgmt For For For
Director
6 Elect Peter Hooley as Director Mgmt For For For
7 Reappoint Ernst & Young LLP as Mgmt For For For
Auditors and Authorise Board to Fix
Their Remuneration
8 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 488,835,270 in
Connection with an Offer by Way of
Rights Issue; Otherwise up to USD
488,835,270
9 Authorise Issue of Equity or Mgmt For For For
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 73,325,290.50
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Yokohama Rubber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5101 CINSJ97536122 06/26/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Allocation of Income, With a Mgmt For For For
Final Dividend of JPY 4
2 Amend Articles To Reflect Mgmt For For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For For For
3.2 Elect Director Mgmt For For For
3.3 Elect Director Mgmt For For For
3.4 Elect Director Mgmt For For For
3.5 Elect Director Mgmt For For For
3.6 Elect Director Mgmt For For For
3.7 Elect Director Mgmt For For For
3.8 Elect Director Mgmt For For For
4 Appoint Statutory Auditor Mgmt For For For
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Zurich Financial Services AG
Ticker Security ID: Meeting Date Meeting Status
CINS H9870Y105 04/02/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accept Financial Statements and Mgmt For TNA N/A
Statutory Reports; Approve
Remuneration Report
2 Approve Allocation of Income and Mgmt For TNA N/A
Dividends of CHF 11 per Share
3 Approve Discharge of Board and Senior Mgmt For TNA N/A
Management
4 Increase Existing Pool of Authorized Mgmt For TNA N/A
Capital without Preemtive Rights by
CHF 400,000 to CHF 1 Million
5 Increase Existing Pool of Conditional Mgmt For TNA N/A
Capital without Preemptive Rights by
CHF 451,817 to CHF 1 Million
6 Amend Articles Re: Indicate Legal Form Mgmt For TNA N/A
in Company Name
7.1 Reelect Thomas Escher as Director Mgmt For TNA N/A
7.2 Reelect Don Nicolaisen as Director Mgmt For TNA N/A
7.3 Reelect Philippe Pidoux as Director Mgmt For TNA N/A
7.4 Reelect Vernon Sankey as Director Mgmt For TNA N/A
7.5 Ratify PricewaterhouseCoopers AG as Mgmt For TNA N/A
Auditors
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Socially Responsible Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Air Products & Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mario L. Baeza Mgmt For For For
1.2 Elect Director Edward E. Hagenlocker Mgmt For For For
1.3 Elect Director John E. McGlade Mgmt For For For
1.4 Elect Director Charles H. Noski Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William V. Campbell Mgmt For For For
1.2 Elect Director Millard S. Drexler Mgmt For For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For
1.4 Elect Director Steven P. Jobs Mgmt For For For
1.5 Elect Director Andrea Jung Mgmt For For For
1.6 Elect Director A.D. Levinson Mgmt For For For
1.7 Elect Director Eric E. Schmidt Mgmt For For For
1.8 Elect Director Jerome B. York Mgmt For For For
2.0 Report on Political Contributions ShrHldr Against For Against
3.0 Adopt Principles for Health Care Reform ShrHldr Against For Against
4.0 Prepare Sustainability Report ShrHldr Against For Against
5.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
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Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Carol A. Bartz Mgmt For For For
2.0 Elect Director M. Michele Burns Mgmt For For For
3.0 Elect Director Michael D. Capellas Mgmt For For For
4.0 Elect Director Larry R. Carter Mgmt For For For
5.0 Elect Director John T. Chambers Mgmt For For For
6.0 Elect Director Brian L. Halla Mgmt For For For
7.0 Elect Director John L. Hennessy Mgmt For For For
8.0 Elect Director Richard M. Kovacevich Mgmt For For For
9.0 Elect Director Roderick C. McGeary Mgmt For For For
10.0 Elect Director Michael K. Powell Mgmt For For For
11.0 Elect Director Steven M. West Mgmt For For For
12.0 Elect Director Jerry Yang Mgmt For Against Against
13.0 Ratify Auditors Mgmt For For For
14.0 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Human Rights
15.0 Report on Internet Fragmentation ShrHldr Against For Against
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Deere & Co.
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Crandall C. Bowles Mgmt For Against Against
1.2 Elect Director Vance D. Coffman Mgmt For Against Against
1.3 Elect Director Clayton M. Jones Mgmt For Against Against
1.4 Elect Director Thomas H. Patrick Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr For For For
4.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
5.0 Require Independent Board Chairman ShrHldr Against For Against
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Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A.A. Busch III Mgmt For For For
1.2 Elect Director A.F. Golden Mgmt For Withhold Against
1.3 Elect Director H. Green Mgmt For For For
1.4 Elect Director W.R. Johnson Mgmt For For For
1.5 Elect Director J.B. Menzer Mgmt For For For
1.6 Elect Director V.R. Loucks, Jr. Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
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Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Lawrence T. Babbio, Jr. Mgmt For For For
2.0 Elect Director Sari M. Baldauf Mgmt For For For
3.0 Elect Director Rajiv L. Gupta Mgmt For For For
4.0 Elect Director John H. Hammergren Mgmt For For For
5.0 Elect Director Mark V. Hurd Mgmt For For For
6.0 Elect Director Joel Z. Hyatt Mgmt For For For
7.0 Elect Director John R. Joyce Mgmt For For For
8.0 Elect Director Robert L. Ryan Mgmt For For For
9.0 Elect Director Lucille S. Salhany Mgmt For For For
10.0 Elect Director G. Kennedy Thompson Mgmt For For For
11.0 Ratify Auditors Mgmt For For For
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Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For For For
1.2 Elect Director William A. Hawkins Mgmt For For For
1.3 Elect Director Shirley A. Jackson Mgmt For For For
1.4 Elect Director Denise M. O'Leary Mgmt For For For
1.5 Elect Director Jean-Pierre Rosso Mgmt For For For
1.6 Elect Director Jack W. Schuler Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
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Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Steven A. Ballmer Mgmt For For For
2.0 Elect Director James I. Cash, Jr. Mgmt For For For
3.0 Elect Director Dina Dublon Mgmt For For For
4.0 Elect Director William H. Gates, III Mgmt For For For
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director Reed Hastings Mgmt For For For
7.0 Elect Director David F. Marquardt Mgmt For For For
8.0 Elect Director Charles H. Noski Mgmt For For For
9.0 Elect Director Helmut Panke Mgmt For For For
10.0 Approve Executive Incentive Bonus Plan Mgmt For For For
11.0 Amend Non-Employee Director Omnibus Mgmt For Against Against
Stock Plan
12.0 Ratify Auditors Mgmt For For For
13.0 Adopt Policies to Protect Freedom of ShrHldr Against For Against
Access to the Internet
14.0 Amend Bylaws to Establish a Board ShrHldr Against For Against
Committee on Human Rights
15.0 Report on Charitable Contributions ShrHldr Against Against For
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NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Warmenhoven Mgmt For Withhold Against
1.2 Elect Director Donald T. Valentine Mgmt For Withhold Against
1.3 Elect Director Jeffry R. Allen Mgmt For Withhold Against
1.4 Elect Director Carol A. Bartz Mgmt For Withhold Against
1.5 Elect Director Alan L. Earhart Mgmt For Withhold Against
1.6 Elect Director Thomas Georgens Mgmt For Withhold Against
1.7 Elect Director Edward Kozel Mgmt For Withhold Against
1.8 Elect Director Mark Leslie Mgmt For Withhold Against
1.9 Elect Director Nicholas G. Moore Mgmt For Withhold Against
1.10 Elect Director George T. Shaheen Mgmt For Withhold Against
1.11 Elect Director Robert T. Wall Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5.0 Ratify Auditors Mgmt For For For
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Novartis AG
Ticker Security ID: Meeting Date Meeting Status
CUSIP 66987V109 02/24/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Accept Financial Statements and Mgmt For For For
Statutory Reports
2.0 Approve Discharge of Board and Senior Mgmt For For For
Management
3.0 Approve Allocation of Income and Mgmt For For For
Dividends of CHF 2 per Share
4.0 Approve CHF 3 Million Reduction in Mgmt For For For
Share Capital via Cancellation of
Repurchased Shares
5.1 Amend Articles Re: Require Annual ShrHldr Against For Against
Advisory Vote on Remuneration Report,
incl. Disclosure of Compensation
Amount Paid to Board of Directors and
Executive Management
5.2 Amend Corporate Purpose Re: Mgmt For For For
Sustainability
5.3 Amend Articles Re: Auditors Mgmt For For For
6.101 Retirement of Peter Burckhardt and Mgmt None None N/A
William George as Directors
(Non-Voting)
6.201 Reelect Srikant Datar as Director Mgmt For For For
6.202 Reelect Andreas von Planta as Director Mgmt For For For
6.203 Reelect Wendelin Wiedeking as Director Mgmt For For For
6.204 Reelect Rolf Zinkernagel as Director Mgmt For For For
6.301 Elect William Brody as Director Mgmt For For For
7.0 Ratify PricewaterhouseCoopers AG as Mgmt For For For
Auditors
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QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barbara T. Alexander Mgmt For Withhold Against
1.2 Elect Director Stephen M. Bennett Mgmt For Withhold Against
1.3 Elect Director Donald G. Cruickshank Mgmt For Withhold Against
1.4 Elect Director Raymond V. Dittamore Mgmt For Withhold Against
1.5 Elect Director Thomas W. Horton Mgmt For Withhold Against
1.6 Elect Director Irwin Mark Jacobs Mgmt For Withhold Against
1.7 Elect Director Paul E. Jacobs Mgmt For Withhold Against
1.8 Elect Director Robert E. Kahn Mgmt For Withhold Against
1.9 Elect Director Sherry Lansing Mgmt For Withhold Against
1.10 Elect Director Duane A. Nelles Mgmt For Withhold Against
1.11 Elect Director Marc I. Stern Mgmt For Withhold Against
1.12 Elect Director Brent Scowcroft Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
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SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Judith B. Craven Mgmt For For For
2.0 Elect Director Phyllis S. Sewell Mgmt For For For
3.0 Elect Director Richard G. Tilghman Mgmt For For For
4.0 Approve Executive Incentive Bonus Plan Mgmt For For For
5.0 Ratify Auditors Mgmt For For For
6.0 Declassify the Board of Directors ShrHldr Against For Against
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The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Jr. Mgmt For For For
1.8 Elect Director Johnathan A. Rodgers Mgmt For For For
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Uncontested Mgmt For For For
Election of Directors
4.0 Rotate Annual Meeting Location ShrHldr Against Against For
5.0 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP 885882 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Timothy E. Guertin Mgmt For For For
1.2 Elect Director David W. Martin, Jr Mgmt For For For
1.3 Elect Director R. Naumann-Etienne Mgmt For For For
1.4 Elect Director V. Thyagarajan Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Approve Executive Incentive Bonus Plan Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner All Cap Growth Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Accenture Ltd
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Re-Appointment To The Board Of Mgmt For For For
Directors: Charles H. Giancarlo
2 Re-Appointment To The Board Of Mgmt For For For
Directors: Dina Dublon
3 Re-Appointment To The Board Of Mgmt For For For
Directors: William D. Green
4 Re-Appointment To The Board Of Mgmt For Abstain Against
Directors: Nobuyuki Idei
5 Re-Appointment To The Board Of Mgmt For For For
Directors: Marjorie Magner
6 Re-Appointment Of Kpmg Llp As Mgmt For For For
Independent Auditors For The 2009
Fiscal Year And Authorization Of The
Audit Committee Of The Board Of
Directors To Determine Kpmg Llp'S
Remuneration.
- ------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION
Ticker Security ID: Meeting Date Meeting Status
AG CUSIP 001084102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: P. GEORGE BENSON Mgmt For For For
1.2 Election of Director: GERALD L. SHAHEEN Mgmt For For For
1.3 Election of Director: HENDRIKUS VISSER Mgmt For For For
2.0 RATIFICATION OF KPMG LLP AS THE Mgmt For For For
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2.0 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For For
3.0 ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For For
4.0 ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For For
5.0 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2009.
6.0 TO APPROVE A STOCKHOLDER PROPOSAL Mgmt Against Against For
REGARDING ADDITIONAL ANIMAL TESTING
DISCLOSURE.
- ------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 21441100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For For
2.0 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
FINOCCHIO, JR.
3.0 ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For For
4.0 ELECTION OF DIRECTOR: GREGORY E. MYERS Mgmt For For For
5.0 ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For For
6.0 ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For For
7.0 ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For For
8.0 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For For
EQUITY INCENTIVE PLAN TO INCREASE BY
5,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
9.0 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE BY 1,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
10.0 TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 23135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For For
2.0 ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For For
3.0 ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For For
4.0 ELECTION OF DIRECTOR: L. JOHN DOERR Mgmt For For For
5.0 ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For For
6.0 ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For For
7.0 ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For For
8.0 ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For For
STONESIFER
9.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPOINTMENT OR, AS THE CASE MAY BE, Mgmt For Abstain Against
REELECTION OF THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY THAT THE
HOLDERS OF THE SERIES
2.0 APPOINTMENT OF DELEGATES TO EXECUTE Mgmt For For For
AND, IF APPLICABLE, FORMALIZE THE
RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
- ------------------------------------------------------------------------------------------------------------------
AMETEK INC NEW
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: JAMES R. MALONE Mgmt For For For
1.2 Election of Director: ELIZABETH R. Mgmt For For For
VARET
1.3 Election of Director: DENNIS K. Mgmt For For For
WILLIAMS
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2009.
- ------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 32095101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: EDWARD G. JEPSEN Mgmt For For For
1.2 Election of Director: JOHN R. LORD Mgmt For For For
2.0 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY.
3.0 RATIFICATION AND APPROVAL OF THE 2009 Mgmt For For For
AMPHENOL EXECUTIVE INCENTIVE PLAN.
4.0 RATIFICATION AND APPROVAL OF THE 2009 Mgmt For For For
STOCK PURCHASE AND OPTION PLAN FOR KEY
EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.
- ------------------------------------------------------------------------------------------------------------------
ANSYS, INC.
Ticker Security ID: Meeting Date Meeting Status
ANSS CUSIP 03662Q105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: PETER J. SMITH Mgmt For For For
1.2 Election of Director: BRADFORD C. Mgmt For For For
MORLEY
1.3 Election of Director: PATRICK J. Mgmt For For For
ZILVITIS
2.0 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 37411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: FREDERICK M. Mgmt For For For
BOHEN
2.0 ELECTION OF DIRECTOR: GEORGE D. Mgmt For For For
LAWRENCE
3.0 ELECTION OF DIRECTOR: RODMAN D. PATTON Mgmt For For For
4.0 ELECTION OF DIRECTOR: CHARLES J. PITMAN Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 William V. Campbell Mgmt For For For
1.2 Millard S. Drexler Mgmt For For For
1.3 Albert A. Gore, Jr. Mgmt For For For
1.4 Steven P. Jobs Mgmt For For For
1.5 Andrea Jung Mgmt For For For
1.6 A.D. Levinson, Ph.D. Mgmt For For For
1.7 Eric E. Schmidt, Ph.D. Mgmt For For For
1.8 Jerome B. York Mgmt For For For
2 Shareholder Proposal Regarding Mgmt For Against Against
Political Contributions And
Expenditures Report, If Properly
Presented At The Meeting.
3 Shareholder Proposal Regarding Mgmt For Against Against
Adoption Of Principles For Health Care
Reform, If Properly Presented At The
Meeting.
4 Shareholder Proposal Regarding Mgmt For Against Against
Sustainability Report, If Properly
Presented At The Meeting.
5 Shareholder Proposal Regarding Mgmt For Against Against
Advisory Vote On Compensation, If
Properly Presented At The Meeting.
- ------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 54303102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: W. DON CORNWELL Mgmt For For For
1.2 Election of Director: EDWARD T. FOGARTY Mgmt For For For
1.3 Election of Director: V. ANN HAILEY Mgmt For For For
1.4 Election of Director: FRED HASSAN Mgmt For For For
1.5 Election of Director: ANDREA JUNG Mgmt For For For
1.6 Election of Director: MARIA ELENA Mgmt For For For
LAGOMASINO
1.7 Election of Director: ANN S. MOORE Mgmt For For For
1.8 Election of Director: PAUL S. PRESSLER Mgmt For For For
1.9 Election of Director: GARY M. RODKIN Mgmt For For For
1.10 Election of Director: PAULA STERN Mgmt For For For
1.11 Election of Director: LAWRENCE A. Mgmt For For For
WEINBACH
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3.0 RESOLUTION REGARDING NANOMATERIAL Mgmt Against Against For
REPORT
- ------------------------------------------------------------------------------------------------------------------
Baidu.Com Inc.
Ticker Security ID: Meeting Date Meeting Status
BIDU CUSIP 56752108 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Resolution As Set Out In Paragraph 1 Mgmt For For For
Of Notice Of Annual General Meeting
Regarding The Company'S Repurchase Of
Its Own Shares.
2 The Resolution As Set Out In Paragraph Mgmt For For For
2 Of The Notice Of Annual General
Meeting Regarding The Amendment Of The
Company'S Articles Of Association.
3 The Resolution As Set Out In Paragraph Mgmt For For For
3 Of The Notice Of Annual General
Meeting Regarding The Change Of The
Company'S Name.
4 The Resolution As Set Out In Paragraph Mgmt For For For
4 Of The Notice Of Annual General
Meeting Regarding The Adoption Of An
Amended And Restated Memorandum And
Articles Of Association.
5 The Resolution As Set Out In Paragraph Mgmt For For For
5 Of The Notice Of Annual General
Meeting Regarding The Amendment Of The
Company'S 2000 Option Plan.
6 The Resolution As Set Out In Paragraph Mgmt For For For
6 Of The Notice Of Annual General
Meeting Regarding The Adoption Of The
Company'S 2008 Share Incentive Plan.
- ------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: WILLIAM S. Mgmt For For For
DEMCHAK
1.2 Election of Director: KENNETH B. DUNN Mgmt For For For
1.3 Election of Director: LAURENCE D. FINK Mgmt For For For
1.4 Election of Director: ROBERT S. KAPITO Mgmt For For For
1.5 Election of Director: BRIAN T. MOYNIHAN Mgmt For For For
1.6 Election of Director: THOMAS H. O'BRIEN Mgmt For For For
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS BLACKROCK'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009.
- ------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: GEORGE L. Mgmt For For For
FARINSKY
1.2 Election of Director: NANCY H. HANDEL Mgmt For For For
1.3 Election of Director: EDDY W. Mgmt For For For
HARTENSTEIN
1.4 Election of Director: JOHN E. MAJOR Mgmt For For For
1.5 Election of Director: SCOTT A. MCGREGOR Mgmt For For For
1.6 Election of Director: WILLIAM T. MORROW Mgmt For For For
1.7 Election of Director: ROBERT E. SWITZ Mgmt For For For
2.0 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
Ticker Security ID: Meeting Date Meeting Status
BUCY CUSIP 118759109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: PAUL W. JONES Mgmt For For For
1.2 Election of Director: ROBERT L. PURDUM Mgmt For For For
1.3 Election of Director: TIMOTHY W. Mgmt For For For
SULLIVAN
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: MARC C. Mgmt For For For
BRESLAWSKY
1.2 Election of Director: HERBERT L. HENKEL Mgmt For For For
1.3 Election of Director: TOMMY G. THOMPSON Mgmt For For For
1.4 Election of Director: TIMOTHY M. RING Mgmt For For For
2.0 TO APPROVE CERTAIN PROVISIONS OF THE Mgmt For For For
EXECUTIVE BONUS PLAN OF C. R. BARD,
INC., AS AMENDED AND RESTATED.
3.0 TO APPROVE THE 2003 LONG TERM Mgmt For For For
INCENTIVE PLAN OF C. R. BARD, INC. AS
AMENDED AND RESTATED.
4.0 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2009.
- ------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: C. BAKER Mgmt For For For
CUNNINGHAM
1.2 Election of Director: SHELDON R. Mgmt For For For
ERIKSON
1.3 Election of Director: DOUGLAS L. FOSHEE Mgmt For For For
2.0 APPROVAL OF AN AMENDMENT TO THE Mgmt For For For
COMPANY'S 2005 EQUITY INCENTIVE PLAN
INCREASING THE NUMBER OF AUTHORIZED
SHARES UNDER THE PLAN.
3.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: SOL J. BARER, Mgmt For For For
PH.D.
1.2 Election of Director: ROBERT J. HUGIN Mgmt For For For
1.3 Election of Director: MICHAEL D. CASEY Mgmt For For For
1.4 Election of Director: RODMAN L. DRAKE Mgmt For For For
1.5 Election of Director: A.H. HAYES, JR., Mgmt For For For
M.D.
1.6 Election of Director: GILLA KAPLAN, Mgmt For For For
PH.D.
1.7 Election of Director: JAMES J. LOUGHLIN Mgmt For For For
1.8 Election of Director: ERNEST MARIO, Mgmt For For For
PH.D.
1.9 Election of Director: WALTER L. ROBB, Mgmt For For For
PH.D.
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2009.
3.0 APPROVAL OF AN AMENDMENT AND Mgmt For For For
RESTATEMENT OF THE COMPANY'S 2008
STOCK INCENTIVE PLAN.
4.0 STOCKHOLDER PROPOSAL REGARDING THE Mgmt Against Against For
VOTING STANDARD FOR DIRECTOR ELECTIONS.
- ------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: STEPHEN A. Mgmt For For For
FURBACHER
1.2 Election of Director: DAVID R. HARVEY Mgmt For For For
1.3 Election of Director: JOHN D. JOHNSON Mgmt For For For
2.0 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For For
CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
3.0 TO APPROVE CF INDUSTRIES HOLDINGS, Mgmt For For For
INC.'S 2009 EQUITY AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: STEPHEN A. ShrHldr N/A TNA N/A
FURBACHER
2.0 ELECTION OF DIRECTOR: DAVID R. HARVEY ShrHldr N/A TNA N/A
3.0 ELECTION OF DIRECTOR: JOHN D. JOHNSON ShrHldr N/A TNA N/A
4.0 TO RATIFY THE SELECTION OF KPMG LLP AS ShrHldr N/A TNA N/A
CF INDUSTRIES HOLDINGS, INC.'S
INDEPEDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
5.0 TO APPROVE CF INDUSTRIES HOLDINGS, ShrHldr N/A TNA N/A
INC.'S 2009 EQUITY AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Carol A. Bartz Mgmt For For For
2 Election Of Director: M. Michele Burns Mgmt For For For
3 Election Of Director: Michael D. Mgmt For For For
Capellas
4 Election Of Director: Larry R. Carter Mgmt For For For
5 Election Of Director: John T. Chambers Mgmt For For For
6 Election Of Director: Brian L. Halla Mgmt For For For
7 Election Of Director: Dr. John L. Mgmt For For For
Hennessy
8 Election Of Director: Richard M. Mgmt For For For
Kovacevich
9 Election Of Director: Roderick C. Mgmt For For For
Mcgeary
10 Election Of Director: Michael K. Powell Mgmt For For For
11 Election Of Director: Steven M. West Mgmt For For For
12 Election Of Director: Jerry Yang Mgmt For Abstain Against
13 To Ratify The Appointment Of Mgmt For For For
Pricewaterhousecoopers Llp As Cisco'S
Independent Registered Public
Accounting Firm For The Fiscal Year
Ending July 25, 2009.
14 Proposal Submitted By A Shareholder To Mgmt For Against Against
Amend The Company'S Bylaws To
Establish A Board Committee On Human
Rights.
15 Proposal Submitted By Shareholders Mgmt For Against Against
Requesting The Board To Publish A
Report To Shareholders Within Six
Months Providing A Summarized Listing
And Assessment Of Concrete Steps Cisco
Could Reasonably Take To Reduce The
Likelihood That Its Business Practices
- ------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: DENNIS H. Mgmt For For For
CHOOKASZIAN
1.2 Election of Director: ROBERT F. CORVINO Mgmt For For For
1.3 Election of Director: LARRY G. GERDES Mgmt For For For
1.4 Election of Director: DANIEL R. Mgmt For For For
GLICKMAN
1.5 Election of Director: JAMES E. OLIFF Mgmt For For For
1.6 Election of Director: JOHN L. PIETRZAK Mgmt For For For
1.7 Election of Director: ALEX J. POLLOCK Mgmt For For For
1.8 Election of Director: WILLIAM R. Mgmt For For For
SHEPARD
2.0 TO APPROVE THE CME GROUP INC. AMENDED Mgmt For For For
AND RESTATED OMNIBUS STOCK PLAN.
3.0 TO APPROVE THE CME GROUP INC. AMENDED Mgmt For For For
AND RESTATED 2005 DIRECTOR STOCK PLAN.
4.0 TO APPROVE THE CME GROUP INC. AMENDED Mgmt For For For
AND RESTATED INCENTIVE PLAN FOR HIGHLY
COMPENSATED EXECUTIVE OFFICERS.
5.0 TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Lew Frankfort Mgmt For For For
1.2 Susan Kropf Mgmt For For For
1.3 Gary Loveman Mgmt For For For
1.4 Ivan Menezes Mgmt For For For
1.5 Irene Miller Mgmt For For For
1.6 Keith Monda Mgmt For For For
1.7 Michael Murphy Mgmt For For For
1.8 Jide Zeitlin Mgmt For For For
2 To Consider And Vote Upon A Proposal Mgmt For For For
To Amend The Coach, Inc.
Performance-Based Annual Incentive
Plan.
- ------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC.
Ticker Security ID: Meeting Date Meeting Status
XRAY CUSIP 249030107 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: WENDY L DIXON, Mgmt For For For
PHD
1.2 Election of Director: LESLIE A. JONES Mgmt For For For
1.3 Election of Director: BRET W. WISE Mgmt For For For
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT ACCOUNTANTS, TO AUDIT THE
BOOKS AND ACCOUNTS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
Discovery Holding Company
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25468Y107 09/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Merger Proposal: To Consider And Vote Mgmt For Abstain Against
Upon A Proposal To Adopt The Agreement
And Plan Of Merger, Dated As Of June
4, 2008.
2 Preferred Stock Issuance Proposal: To Mgmt For Abstain Against
Consider And Vote Upon A Proposal To
Issue New Discovery Series A And
Series C Convertible Preferred Stock
To Advance/Newhouse Programming
Partnership.
3 Authorized Stock Proposal: To Consider Mgmt For Abstain Against
And Vote Upon A Proposal To Increase
The Number Of Shares Of Common Stock
And Preferred Stock Which New
Discovery Will Have Authority To Issue.
4 Incentive Plan Proposal: To Consider Mgmt For Abstain Against
And Vote Upon A Proposal To Increase
The Number Of Shares Of Common Stock
With Respect To Which Awards May Be
Granted Under The Discovery Holding
Company 2005 Incentive Plan.
5.1 John C Malone Mgmt For Withhold Against
5.2 Robert R Bennett Mgmt For Withhold Against
6 Auditor Ratification Proposal: To Mgmt For Abstain Against
Consider And Vote Upon A Proposal To
Ratify The Selection Of Kpmg Llp As
Our Independent Auditors For The
Fiscal Year Ending December 31, 2008.
- ------------------------------------------------------------------------------------------------------------------
Dolby Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLB CUSIP 25659T107 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Ray Dolby Mgmt For For For
1.2 Bill Jasper Mgmt For For For
1.3 Peter Gotcher Mgmt For For For
1.4 Ted Hall Mgmt For For For
1.5 Sanford Robertson Mgmt For For For
1.6 Roger Siboni Mgmt For For For
2 To Amend And Restate The Company'S Mgmt For For For
Bylaws To Change The Procedures
Relating To Special Meetings Of
Stockholders And Stockholder Advance
Notice Of Director Nominations And
Proposals.
3 To Ratify The Appointment Of Kpmg Llp Mgmt For For For
As The Company'S Independent
Registered Public Accounting Firm For
The Fiscal Year Ending September 25,
2009.
- ------------------------------------------------------------------------------------------------------------------
EBAY INC.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: MARC L. Mgmt For For For
ANDREESSEN
2.0 ELECTION OF DIRECTOR: WILLIAM C. FORD, Mgmt For For For
JR.
3.0 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4.0 ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For For
5.0 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
SCHLOSBERG, III
6.0 TO APPROVE AMENDMENTS TO CERTAIN OF Mgmt For For For
OUR EXISTING EQUITY INCENTIVE PLANS TO
ALLOW FOR A ONE-TIME STOCK OPTION
EXCHANGE PROGRAM FOR EMPLOYEES OTHER
THAN OUR NAMED EXECUTIVE OFFICERS AND
DIRECTORS.
7.0 TO APPROVE THE AMENDMENT AND Mgmt For For For
RESTATEMENT OF OUR 2008 EQUITY
INCENTIVE AWARD PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 50
MILLION SHARES AND TO ADD MARKET
SHARES AND VOLUME METRICS AS
PERFORMANCE CRITERIA UND
8.0 TO RATIFY THE SELECTION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For For
2.0 ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For For
III
3.0 ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For For
GAUT
4.0 APPROVAL OF AN AMENDMENT TO THE ENSCO Mgmt For For For
2005 LONG-TERM INCENTIVE PLAN AND
REAPPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS THEREIN FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
5.0 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For For
APPOINTMENT OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For For
2.0 ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For For
3.0 ELECTION OF DIRECTOR: DAN P. Mgmt For For For
KOURKOUMELIS
4.0 ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt For For For
5.0 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
MEISENBACH
6.0 ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For For
7.0 ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For For
8.0 ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt For For For
9.0 TO APPROVE AND RATIFY ADOPTION OF THE Mgmt For For For
2009 STOCK OPTION PLAN
10.0 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For For
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009
- ------------------------------------------------------------------------------------------------------------------
Factset Research Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUSIP 303075105 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Michael F. Dichristina Mgmt For For For
1.2 Walter F. Siebecker Mgmt For For For
1.3 Joseph R. Zimmel Mgmt For For For
2 To Ratify The Appointment Of The Mgmt For For For
Accounting Firm Of
Pricewaterhousecoopers Llp As Our
Independent Registered Public
Accounting Firm For The Fiscal Year
Ending August 31, 2009.
3 To Ratify The Adoption Of The Mgmt For For For
Company'S 2008 Non-Employee Directors'
Stock Option Plan.
4 To Ratify The Adoption Of The Mgmt For For For
Company'S 2008 Employee Stock Purchase
Plan.
5 To Amend The Company'S By-Laws To Mgmt For For For
Require Advance Notice To The Company
Of Stockholder Nominations For
Election Of Directors And Other
Business To Be Brought By Stockholders
Before A Meeting Of Stockholders In
The Manner Provided By The Company'S
By-Laws.
- ------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker Security ID: Meeting Date Meeting Status
FAST CUSIP 311900104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: ROBERT A. KIERLIN Mgmt For For For
1.2 Election of Director: STEPHEN M. Mgmt For For For
SLAGGIE
1.3 Election of Director: MICHAEL M. Mgmt For For For
GOSTOMSKI
1.4 Election of Director: HUGH L. MILLER Mgmt For For For
1.5 Election of Director: WILLARD D. Mgmt For For For
OBERTON
1.6 Election of Director: MICHAEL J. DOLAN Mgmt For For For
1.7 Election of Director: REYNE K. WISECUP Mgmt For For For
1.8 Election of Director: MICHAEL J. ANCIUS Mgmt For For For
1.9 Election of Director: SCOTT A. Mgmt For For For
SATTERLEE
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
THE 2009 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: MICHAEL J. AHEARN Mgmt For For For
1.2 Election of Director: CRAIG KENNEDY Mgmt For For For
1.3 Election of Director: JAMES F. NOLAN Mgmt For For For
1.4 Election of Director: J. THOMAS PRESBY Mgmt For For For
1.5 Election of Director: PAUL H. STEBBINS Mgmt For For For
1.6 Election of Director: MICHAEL SWEENEY Mgmt For For For
1.7 Election of Director: JOSE H. Mgmt For For For
VILLARREAL
2.0 RATIFICATION OF APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 26, 2009
- ------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: EARL R. LEWIS Mgmt For For For
1.2 Election of Director: STEVEN E. WYNNE Mgmt For For For
2.0 TO APPROVE THE ADOPTION OF THE 2009 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
3.0 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For For
2.0 ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For For
3.0 ELECTION OF DIRECTOR: VILMA S. MARTINEZ Mgmt For For For
4.0 ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For For
5.0 THE RATIFICATION OF THE APPOINTMENT BY Mgmt For For For
OUR AUDIT COMMITTEE OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker Security ID: Meeting Date Meeting Status
FCN CUSIP 302941109 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: DENIS J. Mgmt For For For
CALLAGHAN
1.2 Election of Director: MATTHEW F. MCHUGH Mgmt For For For
2.0 APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For For
OF THE FTI CONSULTING, INC. DEFERRED
COMPENSATION PLAN FOR KEY EMPLOYEES
AND NON-EMPLOYEE DIRECTORS (TO BE
RENAMED THE FTI CONSULTING, INC. 2009
OMNIBUS INCENTIVE COMPENSATION PLAN).
3.0 RATIFY THE RETENTION OF KPMG LLP AS Mgmt For For For
FTI CONSULTING, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- ------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: DANIEL A. Mgmt For For For
DEMATTEO
1.2 Election of Director: MICHAEL N. ROSEN Mgmt For For For
1.3 Election of Director: EDWARD A. Mgmt For For For
VOLKWEIN
2.0 PROPOSAL TO APPROVE THE FOURTH AMENDED Mgmt For For For
AND RESTATED GAMESTOP CORP. 2001
INCENTIVE PLAN.
3.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
BDO SEIDMAN, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 30, 2010.
- ------------------------------------------------------------------------------------------------------------------
GEN-PROBE INCORPORATED
Ticker Security ID: Meeting Date Meeting Status
GPRO CUSIP 36866T103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: JOHN W. BROWN Mgmt For For For
2.0 ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For For
PH.D.
3.0 ELECTION OF DIRECTOR: HENRY L. NORDHOFF Mgmt For For For
4.0 TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For For
INCENTIVE AWARD PLAN OF GEN-PROBE
INCORPORATED TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 2,500,000
SHARES.
5.0 TO RATIFY THE SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS THE INDEPENDENT AUDITORS
OF GEN-PROBE INCORPORATED FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
6.0 TO APPROVE, THROUGH A NON-BINDING Mgmt For For For
ADVISORY VOTE, THE BOARD OF DIRECTORS'
PROPOSED APPOINTMENT OF CARL W. HULL
TO THE BOARD OF DIRECTORS OF GEN-PROBE
INCORPORATED, EFFECTIVE MAY 18, 2009.
- ------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For For
2.0 ELECTION OF DIRECTOR: J.S. CROWN Mgmt For For For
3.0 ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For For
4.0 ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For For
5.0 ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For For
6.0 ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For For
7.0 ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For For
8.0 ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For For
9.0 ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For For
10.0 ELECTION OF DIRECTOR: J.C. REYES Mgmt For For For
11.0 ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For For
12.0 APPROVAL OF GENERAL DYNAMICS 2009 Mgmt For For For
EQUITY COMPENSATION PLAN
13.0 APPROVAL OF 2009 GENERAL DYNAMICS Mgmt For For For
UNITED KINGDOM SHARE SAVE PLAN
14.0 SELECTION OF INDEPENDENT AUDITORS Mgmt For For For
15.0 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against Against For
WEAPONS IN SPACE
16.0 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against Against For
EXECUTIVE DEATH BENEFIT PAYMENTS
- ------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: PAUL BERG Mgmt For For For
1.2 Election of Director: JOHN F. COGAN Mgmt For For For
1.3 Election of Director: ETIENNE F. Mgmt For For For
DAVIGNON
1.4 Election of Director: JAMES M. DENNY Mgmt For For For
1.5 Election of Director: CARLA A. HILLS Mgmt For For For
1.6 Election of Director: JOHN W. MADIGAN Mgmt For For For
1.7 Election of Director: JOHN C. MARTIN Mgmt For For For
1.8 Election of Director: GORDON E. MOORE Mgmt For For For
1.9 Election of Director: NICHOLAS G. MOORE Mgmt For For For
1.10 Election of Director: RICHARD J. Mgmt For For For
WHITLEY
1.11 Election of Director: GAYLE E. WILSON Mgmt For For For
2.0 TO RATIFY THE SELECTION OF ERNST & Mgmt For For For
YOUNG LLP BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
3.0 TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For For
2004 EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------
GOOGLE INC.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: ERIC SCHMIDT Mgmt For For For
1.2 Election of Director: SERGEY BRIN Mgmt For For For
1.3 Election of Director: LARRY PAGE Mgmt For For For
1.4 Election of Director: L. JOHN DOERR Mgmt For For For
1.5 Election of Director: JOHN L. HENNESSY Mgmt For For For
1.6 Election of Director: ARTHUR D. Mgmt For For For
LEVINSON
1.7 Election of Director: ANN MATHER Mgmt For For For
1.8 Election of Director: PAUL S. OTELLINI Mgmt For For For
1.9 Election of Director: K. RAM SHRIRAM Mgmt For For For
1.10 Election of Director: SHIRLEY M. Mgmt For For For
TILGHMAN
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
3.0 APPROVAL OF AN AMENDMENT TO GOOGLE'S Mgmt For For For
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE PLAN BY
8,500,000.
4.0 STOCKHOLDER PROPOSAL REGARDING Mgmt For For For
POLITICAL CONTRIBUTION DISCLOSURE.
5.0 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For
INTERNET CENSORSHIP.
6.0 STOCKHOLDER PROPOSAL REGARDING HEALTH Mgmt Against Against For
CARE REFORM.
- ------------------------------------------------------------------------------------------------------------------
GUESS?, INC.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: CARLOS ALBERINI Mgmt For For For
1.2 Election of Director: ALICE KANE Mgmt For For For
2.0 TO RE-APPROVE THE PERFORMANCE CRITERIA Mgmt For For For
FOR PERFORMANCE-BASED AWARDS SET FORTH
IN THE COMPANY'S 2004 EQUITY INCENTIVE
PLAN.
3.0 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 30, 2010.
- ------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For For
2.0 ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For For
3.0 ELECTION OF DIRECTOR: M. CARROLL Mgmt For For For
4.0 ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For For
5.0 ELECTION OF DIRECTOR: J.T. HACKETT Mgmt For For For
6.0 ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For For
7.0 ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For For
8.0 ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For For
9.0 ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For For
10.0 ELECTION OF DIRECTOR: D.L. REED Mgmt For For For
11.0 PROPOSAL FOR RATIFICATION OF THE Mgmt For For For
SELECTION OF AUDITORS.
12.0 PROPOSAL TO AMEND AND RESTATE THE 1993 Mgmt For For For
STOCK AND INCENTIVE PLAN.
13.0 PROPOSAL TO AMEND AND RESTATE THE 2002 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
14.0 PROPOSAL ON HUMAN RIGHTS POLICY. Mgmt Against Against For
15.0 PROPOSAL ON POLITICAL CONTRIBUTIONS. Mgmt Against Against For
16.0 PROPOSAL ON LOW CARBON ENERGY REPORT. Mgmt Against Against For
17.0 PROPOSAL ON ADDITIONAL COMPENSATION Mgmt Against Against For
DISCUSSION AND ANALYSIS DISCLOSURE.
18.0 PROPOSAL ON SPECIAL SHAREOWNER Mgmt Against Against For
MEETINGS.
19.0 PROPOSAL ON IRAQ OPERATIONS. Mgmt Against Against For
- ------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2.0 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For Against Against
3.0 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4.0 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5.0 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6.0 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7.0 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8.0 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9.0 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For For
10.0 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For For
11.0 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12.0 CUMULATIVE VOTING Mgmt Against Against For
13.0 PRINCIPLES FOR HEALTH CARE REFORM Mgmt Against Against For
14.0 EXECUTIVE COMPENSATION ADVISORY VOTE Mgmt Against Against For
15.0 TAX GROSS-UP PAYMENTS Mgmt Against Against For
16.0 SPECIAL SHAREOWNER MEETINGS Mgmt Against Against For
- ------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: CHARLES R. CRISP Mgmt For For For
1.2 Election of Director: JEAN-MARC FORNERI Mgmt For For For
1.3 Election of Director: FRED W. HATFIELD Mgmt For For For
1.4 Election of Director: TERRENCE F. Mgmt For For For
MARTELL
1.5 Election of Director: SIR ROBERT REID Mgmt For For For
1.6 Election of Director: FREDERIC V. Mgmt For For For
SALERNO
1.7 Election of Director: FREDERICK W. Mgmt For For For
SCHOENHUT
1.8 Election of Director: JEFFREY C. Mgmt For For For
SPRECHER
1.9 Election of Director: JUDITH A. Mgmt For For For
SPRIESER
1.10 Election of Director: VINCENT TESE Mgmt For For For
2.0 PROPOSAL TO APPROVE THE Mgmt For For For
INTERCONTINENTALEXCHANGE, INC.
EXECUTIVE BONUS PLAN.
3.0 PROPOSAL TO APPROVE THE Mgmt For For For
INTERCONTINENTALEXCHANGE, INC. 2009
OMNIBUS INCENTIVE PLAN.
4.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- ------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: GARY S. GUTHART Mgmt For For For
1.2 Election of Director: MARK J. RUBASH Mgmt For For For
1.3 Election of Director: LONNIE M. SMITH Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEC CUSIP 469814107 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Joseph R. Bronson Mgmt For For For
2 Election Of Director: Thomas M.T. Niles Mgmt For For For
3 Election Of Director: Noel G. Watson Mgmt For For For
4 Election Of Director: John F. Coyne Mgmt For For For
5 To Approve The Amendment To And Mgmt For For For
Restatement Of The 1989 Employee Stock
Purchase Plan.
6 To Approve The Amendment To And Mgmt For For For
Restatement Of The 1999 Stock
Incentive Plan.
7 To Ratify The Appointment Of Ernst & Mgmt For For For
Young Llp As Independent Registered
Public Accounting Firm.
- ------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: SCOTT KRIENS Mgmt For For For
1.2 Election of Director: STRATTON SCLAVOS Mgmt For For For
1.3 Election of Director: WILLIAM R. Mgmt For For For
STENSRUD
2.0 APPROVAL OF: (I) THE PROPOSED Mgmt Against For Against
AMENDMENT TO THE JUNIPER NETWORKS,
INC. 2006 EQUITY INCENTIVE PLAN (THE
3.0 RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS.
- ------------------------------------------------------------------------------------------------------------------
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Robert H. Swanson, Jr. Mgmt For For For
1.2 David S. Lee Mgmt For For For
1.3 Lothar Maier Mgmt For For For
1.4 Richard M. Moley Mgmt For For For
1.5 Thomas S. Volpe Mgmt For For For
2 To Ratify The Appointment Of Ernst & Mgmt For For For
Young Llp As The Company'S Independent
Registered Public Accounting Firm For
The Fiscal Year Ending June 28, 2009.
- ------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION
Ticker Security ID: Meeting Date Meeting Status
LKQX CUSIP 501889208 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt For For For
2.0 ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For For
3.0 ELECTION OF DIRECTOR: DONALD F. FLYNN Mgmt For For For
4.0 ELECTION OF DIRECTOR: KEVIN F. FLYNN Mgmt For For For
5.0 ELECTION OF DIRECTOR: RONALD G. FOSTER Mgmt For For For
6.0 ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For For
7.0 ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt For For For
8.0 ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For For
9.0 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
WEBSTER, IV
10.0 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY IN
2009.
- ------------------------------------------------------------------------------------------------------------------
MCAFEE, INC.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: MR. LESLIE G. Mgmt For For For
DENEND
2.0 ELECTION OF DIRECTOR: MR. DAVID G. Mgmt For For For
DEWALT
3.0 ELECTION OF DIRECTOR: MR. CHARLES J. Mgmt For For For
ROBEL
4.0 APPROVAL OF THE AMENDMENT AND Mgmt For For For
RESTATEMENT OF OUR CERTIFICATE OF
INCORPORATION TO EFFECT THE GRADUAL
DECLASSIFICATION OF OUR BOARD OF
DIRECTORS.
5.0 APPROVAL OF THE AMENDMENTS TO OUR 1997 Mgmt For For For
STOCK INCENTIVE PLAN, AS AMENDED.
6.0 APPROVAL OF THE AMENDMENT TO OUR 2002 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN, AS
AMENDED.
7.0 APPROVAL OF THE AMENDMENT AND Mgmt For For For
RESTATEMENT OF OUR 1993 STOCK OPTION
PLAN FOR OUTSIDE DIRECTORS.
8.0 RATIFY APPOINTMENT OF DELOITTE & Mgmt For For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: ROBERT J. BOEHLKE Mgmt For For For
1.2 Election of Director: C. DOUGLAS MARSH Mgmt For For For
1.3 Election of Director: MICHAEL MCNAMARA Mgmt For For For
2.0 RATIFICATION OF THE SELECTION OF KPMG Mgmt For For For
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
- ------------------------------------------------------------------------------------------------------------------
Micros Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRS CUSIP 594901100 11/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Louis M. Brown, Jr. Mgmt For For For
1.2 B. Gary Dando Mgmt For For For
1.3 A.L. Giannopoulos Mgmt For For For
1.4 F. Suzanne Jenniches Mgmt For For For
1.5 John G. Puente Mgmt For For For
1.6 Dwight S. Taylor Mgmt For For For
2 Proposal To Approve The Ratification Mgmt For For For
Of The Appointment Of
Pricewaterhousecoopers Llp As The
Independent Registered Public
Accounting Firm Of The Company For The
2009 Fiscal Year
3 Proposal To Approve The Amendment To Mgmt For For For
The Company'S 1991 Stock Option Plan
To Authorize The Issuance Of An
Additional 1,200,000 Shares Of Common
Stock
4 Proposal To Approve Other Business As Mgmt For For For
May Properly Come Before The Annual
Meeting And Any Adjournments Or
Postponements Thereof
- ------------------------------------------------------------------------------------------------------------------
Millicom International Cellular S.A.
Ticker Security ID: Meeting Date Meeting Status
MICC CUSIP L6388F110 07/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Chairman. Mgmt For For For
2 To Receive The Directors' Report Mgmt For For For
(Rapport De Gestion) And The Report Of
The External Auditor Of The
Consolidated And Parent Company
(Millicom) Accounts At 31 December
2007.
3 Approval Of The Consolidated Accounts Mgmt For For For
Parent Company (Millicom) Accounts For
The Year Ended 31 December 2007.
4 Allocation Of The Results Of The Year Mgmt For For For
Ended December 31 2007.
5 Discharge Of The Board Of Directors In Mgmt For For For
Respect Of The Year Ended December 31
2007.
6 Election Of The Board Of Directors, Mgmt For For For
Including Two New Directors.
7 Election Of The External Auditors. Mgmt For For For
8 Approval Of Directors' Fees. Mgmt For For For
9 Approval Of (A) Proposed Share Mgmt For For For
Buy-Back Program, (B) Board Of
Directors' Decision To Delegate
Authority To Implement Share Buy-Back
Jointly To Ceo And Chairman, And (C)
Various Uses Of Millicom Shares
Repurchased In The Share Buy-Back
Program.
10 Miscellaneous. Mgmt For For For
11 Miscellaneous. Mgmt For For For
12 Miscellaneous. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: MERRILL A. Mgmt For For For
MILLER, JR.
2.0 ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For For
3.0 ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For For
4.0 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For For
5.0 APPROVAL OF AMENDMENT TO NATIONAL Mgmt For For For
OILWELL VARCO LONG-TERM INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------
NETAPP, INC
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 TO APPROVE A PROPOSAL TO ALLOW THE Mgmt For For For
COMPANY TO CONDUCT A ONE-TIME STOCK
OPTION EXCHANGE PROGRAM AND AN
AMENDMENT TO THE 1999 STOCK OPTION
PLAN AND OTHER EQUITY PLANS TO
FACILITATE THE STOCK OPTION EXCHANGE.
- ------------------------------------------------------------------------------------------------------------------
Netapp, Inc
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Daniel J. Warmenhoven Mgmt For For For
1.2 Donald T. Valentine Mgmt For For For
1.3 Jeffry R. Allen Mgmt For For For
1.4 Carol A. Bartz Mgmt For For For
1.5 Alan L. Earhart Mgmt For For For
1.6 Thomas Georgens Mgmt For For For
1.7 Edward Kozel Mgmt For For For
1.8 Mark Leslie Mgmt For For For
1.9 Nicholas G. Moore Mgmt For For For
1.10 George T. Shaheen Mgmt For For For
1.11 Robert T. Wall Mgmt For For For
2 To Approve An Amendment To The 1999 Mgmt For For For
Stock Option Plan To Allow The Company
To Grant Equity Awards To The
Company'S Non-Employee Directors Under
All Equity Programs Under The 1999
Plan.
3 To Approve An Amendment To The 1999 Mgmt For For For
Plan To Increase The Share Reserve By
An Additional 6,600,000 Shares Of
Common Stock.
4 To Approve An Amendment To The Mgmt For For For
Employee Stock Purchase Plan To
Increase The Share Reserve Under The
Purchase Plan By An Additional
2,900,000 Shares Of Common Stock.
5 To Ratify The Appointment Of Deloitte Mgmt For For For
& Touche Llp As Independent Auditors
Of The Company For The Fiscal Year
Ending April 24, 2009.
- ------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Jill K. Conway Mgmt For For For
1.2 Alan B. Graf, Jr. Mgmt For For For
1.3 Jeanne P. Jackson Mgmt For For For
2 To Ratify The Appointment Of Mgmt For For For
Pricewaterhouse Coopers Llp As
Independent Registered Public
Accounting Firm.
- ------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval Of The Merger, Reorganization Mgmt For For For
And Consolidation Transaction To Be
Effected By The Schemes Of
Arrangement, Copies Of Which Are
Attached To The Accompanying Proxy
Statement As Annex B.
2 Approval Of The Motion To Adjourn The Mgmt For For For
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Votes At The Time Of The
Meeting To Approve The Merger,
Reorganization And Consolidation
Transaction.
- ------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROVAL OF THE PAYMENT OF A DIVIDEND Mgmt For For For
THROUGH A REDUCTION OF THE PAR VALUE
OF THE SHARES IN AN AMOUNT EQUAL TO
SWISS FRANCS 0.25
2.1 Election of Director: JULIE H. EDWARDS Mgmt For For For
2.2 Election of Director: MARC E. LELAND Mgmt For For For
2.3 Election of Director: DAVID W. WILLIAMS Mgmt For For For
3.0 APPROVAL OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NOBLE
CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009
4.0 APPROVAL OF AN AMENDMENT OF ARTICLE 21 Mgmt For For For
PARAGRAPH 1(D) OF THE ARTICLES OF
ASSOCIATION IN ORDER TO LIMIT THE
CHANGES TO AUTHORIZED AND CONDITIONAL
CAPITAL THAT REQUIRE APPROVAL OF AT
LEAST TWO-THIRDS OF THE SHARES
REPRESENTED AT A GENERAL MEETING TO AN
INCR
- ------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: JEFFREY L. Mgmt For For For
BERENSON
1.2 Election of Director: MICHAEL A. CAWLEY Mgmt For For For
1.3 Election of Director: EDWARD F. COX Mgmt For For For
1.4 Election of Director: CHARLES D. Mgmt For For For
DAVIDSON
1.5 Election of Director: THOMAS J. EDELMAN Mgmt For For For
1.6 Election of Director: ERIC P. GRUBMAN Mgmt For For For
1.7 Election of Director: KIRBY L. HEDRICK Mgmt For For For
1.8 Election of Director: SCOTT D. URBAN Mgmt For For For
1.9 Election of Director: WILLIAM T. VAN Mgmt For For For
KLEEF
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
3.0 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE FROM 22,000,000 TO 24,000,000.
- ------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION
Ticker Security ID: Meeting Date Meeting Status
NOK CUSIP 654902204 04/23/2009 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2.0 RESOLUTION ON THE USE OF THE PROFIT Mgmt For For For
SHOWN ON THE BALANCE SHEET AND THE
PAYMENT OF DIVIDEND.
3.0 RESOLUTION ON THE DISCHARGE OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY.
4.0 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
5.0 RESOLUTION ON THE NUMBER OF MEMBERS OF Mgmt For For For
THE BOARD OF DIRECTORS.
6.1 Election of Director: GEORG EHRNROOTH Mgmt For For For
6.2 Election of Director: LALITA D. GUPTE Mgmt For For For
6.3 Election of Director: BENGT HOLMSTROM Mgmt For For For
6.4 Election of Director: HENNING KAGERMANN Mgmt For For For
6.5 Election of Director: OLLI-PEKKA Mgmt For For For
KALLASVUO
6.6 Election of Director: PER KARLSSON Mgmt For For For
6.7 Election of Director: JORMA OLLILA Mgmt For For For
6.8 Election of Director: MARJORIE SCARDINO Mgmt For For For
6.9 Election of Director: RISTO SIILASMAA Mgmt For For For
6.10 Election of Director: KEIJO SUILA Mgmt For For For
6.11 Election of Director: ISABEL Mgmt For For For
MAREY-SEMPER
7.0 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For For
AUDITOR.
8.0 ELECTION OF AUDITOR. Mgmt For For For
9.0 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For For
RESOLVE TO REPURCHASE THE COMPANY'S
OWN SHARES.
10.0 MARK THE Mgmt N/A For N/A
- ------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: CLAYTON C. Mgmt For For For
DALEY, JR.
1.2 Election of Director: HARVEY B. GANTT Mgmt For For For
1.3 Election of Director: BERNARD L. Mgmt For For For
KASRIEL
1.4 Election of Director: CHRISTOPHER J. Mgmt For For For
KEARNEY
2.0 RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2009
3.0 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For
MAJORITY VOTE
4.0 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For
DECLASSIFICATION OF BOARD OF DIRECTORS
5.0 STOCKHOLDER PROPOSAL REGARDING HUMAN Mgmt Against Against For
RIGHTS
6.0 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
- ------------------------------------------------------------------------------------------------------------------
Parametric Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Donald K. Grierson Mgmt For For For
1.2 James E. Heppelmann Mgmt For For For
1.3 Oscar B. Marx, III Mgmt For For For
2 Approve An Increase To 22,300,000 In Mgmt For For For
The Total Number Of Shares Issuable
Under Our 2000 Equity Incentive Plan.
3 Confirm The Selection Of Mgmt For For For
Pricewaterhousecoopers Llp As Ptc'S
Independent Registered Public
Accounting Firm For The Current Fiscal
Year.
- ------------------------------------------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 William E. Kassling Mgmt For For For
1.2 Joseph M. Scaminace Mgmt For For For
1.3 Wolfgang R. Schmitt Mgmt For For For
2 Ratification Of The Appointment Of Mgmt For For For
Deloitte & Touche Llp As Independent
Registered Public Accounting Firm For
Fy09
- ------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: STEPHEN F. ANGEL Mgmt For For For
1.2 Election of Director: NANCE K. DICCIANI Mgmt For For For
1.3 Election of Director: EDWARD G. GALANTE Mgmt For For For
1.4 Election of Director: CLAIRE W. Mgmt For For For
GARGALLI
1.5 Election of Director: IRA D. HALL Mgmt For For For
1.6 Election of Director: RAYMOND W. Mgmt For For For
LEBOEUF
1.7 Election of Director: LARRY D. MCVAY Mgmt For For For
1.8 Election of Director: WAYNE T. SMITH Mgmt For For For
1.9 Election of Director: H. MITCHELL Mgmt For For For
WATSON, JR.
1.10 Election of Director: ROBERT L. WOOD Mgmt For For For
2.0 PROPOSAL TO APPROVE THE 2009 PRAXAIR, Mgmt For For For
INC. LONG TERM INCENTIVE PLAN.
3.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
THE INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Director Mgmt For Withhold Against
1.2 Director Mgmt For Withhold Against
2 Approval Of The 2008 Employee Stock Mgmt For Abstain Against
Purchase Plan
3 Approval Of Amendments To The 2001 Mgmt For Abstain Against
Stock Incentive Plan
4 Ratification Of Appointment Of Mgmt For Abstain Against
Independent Registered Public
Accounting Firm
- ------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: JEFFERY H. BOYD Mgmt For For For
1.2 Election of Director: RALPH M. BAHNA Mgmt For For For
1.3 Election of Director: HOWARD W. Mgmt For For For
BARKER, JR.
1.4 Election of Director: JAN L. DOCTER Mgmt For For For
1.5 Election of Director: JEFFREY E. Mgmt For For For
EPSTEIN
1.6 Election of Director: JAMES M. GUYETTE Mgmt For For For
1.7 Election of Director: NANCY B. Mgmt For For For
PERETSMAN
1.8 Election of Director: CRAIG W. RYDIN Mgmt For For For
2.0 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For For
TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2009.
3.0 TO AMEND THE COMPANY'S CERTIFICATE OF Mgmt For For For
INCORPORATION TO PROVIDE FOR THE RIGHT
OF STOCKHOLDERS REPRESENTING AT LEAST
25% OF THE COMPANY'S OUTSTANDING
SHARES OF COMMON STOCK TO CALL SPECIAL
STOCKHOLDER MEETINGS.
4.0 TO CONSIDER AND VOTE UPON A Mgmt Against Against For
STOCKHOLDER PROPOSAL CONCERNING
SPECIAL STOCKHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------
Qualcomm, Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Barbara T. Alexander Mgmt For For For
1.2 Stephen M. Bennett Mgmt For For For
1.3 Donald G. Cruickshank Mgmt For For For
1.4 Raymond V. Dittamore Mgmt For For For
1.5 Thomas W. Horton Mgmt For For For
1.6 Irwin Mark Jacobs Mgmt For For For
1.7 Paul E. Jacobs Mgmt For For For
1.8 Robert E. Kahn Mgmt For For For
1.9 Sherry Lansing Mgmt For For For
1.10 Duane A. Nelles Mgmt For For For
1.11 Marc I. Stern Mgmt For For For
1.12 Brent Scowcroft Mgmt For For For
2 To Ratify The Selection Of Mgmt For For For
Pricewaterhousecoopers Llp As The
Company'S Independent Public
Accountants For The Company'S Fiscal
Year Ending September 27, 2009.
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Limited
Ticker Security ID: Meeting Date Meeting Status
RIMM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 The Election Of Directors Referred To Mgmt For For For
In The Management Information Circular
Of The Company Dated May 28, 2008,
Namely James Balsillie, Mike
Lazaridis, James Estill, David Kerr,
Roger Martin, John Richardson, Barbara
Stymiest And John Wetmore.
2 The Re-Appointment Of Ernst & Young Mgmt For For For
Llp As Independent Auditors Of The
Company And Authorizing The Directors
To Fix Their Remuneration.
- ------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: JOHN W. BROWN Mgmt For For For
1.2 Election of Director: HOWARD E. COX. Mgmt For For For
JR.
1.3 Election of Director: DONALD M. Mgmt For For For
ENGELMAN
1.4 Election of Director: LOUISE L. Mgmt For For For
FRANCESCONI
1.5 Election of Director: HOWARD L. LANCE Mgmt For For For
1.6 Election of Director: STEPHEN P. Mgmt For For For
MACMILLAN
1.7 Election of Director: WILLIAM U. PARFET Mgmt For For For
1.8 Election of Director: RONDA E. STRYKER Mgmt For For For
2.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009.
- ------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker Security ID: Meeting Date Meeting Status
SPWRA CUSIP 867652109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: UWE-ERNST BUFE Mgmt For For For
1.2 Election of Director: PAT WOOD III Mgmt For For For
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2009.
- ------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For For
2.0 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3.0 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4.0 ELECTION OF DIRECTOR: DONALD B. HEBB, Mgmt For For For
JR.
5.0 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6.0 ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For For
7.0 ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For For
8.0 ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For For
9.0 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- ------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For For
2.0 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For For
3.0 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For For
4.0 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For For
5.0 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For For
6.0 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7.0 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For For
8.0 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9.0 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For For
10.0 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11.0 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12.0 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13.0 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For For
14.0 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For For
15.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
16.0 SHAREOWNER PROPOSAL REGARDING AN Mgmt Against Against For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
17.0 SHAREOWNER PROPOSAL REGARDING AN Mgmt Against Against For
INDEPENDENT BOARD CHAIR
18.0 SHAREOWNER PROPOSAL REGARDING A BOARD Mgmt Against Against For
COMMITTEE ON HUMAN RIGHTS
19.0 SHAREOWNER PROPOSAL REGARDING Mgmt Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 2648E100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: AUSTIN A. ADAMS Mgmt For For For
1.2 Election of Director: JAMES N. Mgmt For For For
FERNANDEZ
1.3 Election of Director: SANDRA E. Mgmt For For For
PETERSON
1.4 Election of Director: MICHAEL R. Mgmt For For For
QUINLAN
2.0 RATIFY APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3.0 APPROVE OUR 2009 STOCK INCENTIVE PLAN. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: LLOYD C. Mgmt For For For
BLANKFEIN
2.0 ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For For
3.0 ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For For
4.0 ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For For
5.0 ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For For
6.0 ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For For
7.0 ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For For
8.0 ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For For
9.0 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
10.0 ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For For
11.0 ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For For
12.0 ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For For
13.0 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR 2009 FISCAL
YEAR
14.0 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For For
COMPENSATION
15.0 SHAREHOLDER PROPOSAL REGARDING Mgmt Against Against For
CUMULATIVE VOTING
16.0 SHAREHOLDER PROPOSAL REGARDING SIMPLE Mgmt Against Against For
MAJORITY VOTE
17.0 SHAREHOLDER PROPOSAL TO AMEND BY-LAWS Mgmt Against Against For
TO PROVIDE FOR A BOARD COMMITTEE ON
U.S. ECONOMIC SECURITY
18.0 SHAREHOLDER PROPOSAL REGARDING Mgmt Against Against For
POLITICAL CONTRIBUTIONS
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP 885882 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Director Mgmt For For For
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Director Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Transocean Inc
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval Of The Merger Transaction To Mgmt For For For
Be Effected By The Schemes Of
Arrangement, Attached To The
Accompanying Proxy Statement As Annex
B.
2 Approval Of The Motion To Adjourn The Mgmt For For For
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Votes At The Time Of The
Meeting To Approve The Merger
Transaction.
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROVAL OF THE 2008 ANNUAL REPORT, Mgmt For For For
THE CONSOLIDATED FINANCIAL STATEMENTS
OF TRANSOCEAN LTD. FOR FISCAL YEAR
2008 AND THE STATUTORY FINANCIAL
STATEMENTS OF TRANSOCEAN LTD.
2.0 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For For
OF DIRECTORS AND THE EXECUTIVE
OFFICERS FOR FISCAL YEAR 2008
3.0 APPROPRIATION OF THE AVAILABLE Mgmt For For For
RETAINED EARNINGS WITHOUT PAYMENT OF A
DIVIDEND TO SHAREHOLDERS FOR FISCAL
YEAR 2008 AND RELEASE OF CHF 3.5
BILLION OF LEGAL RESERVES TO OTHER
RESERVES.
4.0 AUTHORIZATION OF A SHARE REPURCHASE Mgmt For For For
PROGRAM
5.0 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For For
PLAN OF TRANSOCEAN LTD. IN THE FORM AS
AMENDED AND RESTATED EFFECTIVE AS OF
2/12/09
6.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM: W. RICHARD ANDERSON
7.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM: RICHARD L. GEORGE
8.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM: ROBERT L. LONG
9.0 REELECTION OF CLASS I DIRECTOR FOR A Mgmt For For For
THREE YEAR TERM: EDWARD R. MULLER
10.0 REELECTION OF CLASS III DIRECTOR FOR A Mgmt For For For
TWO-YEAR TERM: VICTOR E. GRIJALVA
11.0 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For For
TRANSOCEAN LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2009 AND REELECTION OF
ERNST & YOUNG LTD., ZURICH, AS
TRANSOCEAN LTD.'S AUDITOR PURSUANT TO
THE SWISS CODE OF OBLIGATIONS FOR A
FURTHER ONE
- ------------------------------------------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED
Ticker Security ID: Meeting Date Meeting Status
TRMB CUSIP 896239100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: STEVEN W. Mgmt For For For
BERGLUND
1.2 Election of Director: JOHN B. GOODRICH Mgmt For For For
1.3 Election of Director: WILLIAM HART Mgmt For For For
1.4 Election of Director: MERIT E. JANOW Mgmt For For For
1.5 Election of Director: ULF J. JOHANSSON Mgmt For For For
1.6 Election of Director: BRADFORD W. Mgmt For For For
PARKINSON
1.7 Election of Director: NICKOLAS W. Mgmt For For For
VANDE STEEG
2.0 TO APPROVE AN AMENDMENT TO THE AMENDED Mgmt For For For
AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE SHARES OF COMPANY
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER FROM 11,550,000 TO
15,550,000.
3.0 APPROVE AMENDMENTS TO COMPANY'S Mgmt For For For
AMENDED AND RESTATED 2002 STOCK PLAN
TO INCREASE SHARES OF COMPANY COMMON
STOCK RESERVED FOR GRANT AND AWARD
THEREUNDER FROM 12,000,000 TO
20,000,000 AND TO APPROVE THE MATERIAL
TERMS OF THE STOCK AWARDS THAT ARE
INTENDED T
4.0 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS THE INDEPENDENT AUDITOR
OF THE COMPANY FOR THE CURRENT FISCAL
YEAR ENDING JANUARY 1, 2010.
5.0 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For For
PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT(S) THEREOF.
- ------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: LOUIS R. Mgmt For For For
CHENEVERT
1.2 Election of Director: GEORGE DAVID Mgmt For For For
1.3 Election of Director: JOHN V. FARACI Mgmt For For For
1.4 Election of Director: JEAN-PIERRE Mgmt For For For
GARNIER
1.5 Election of Director: JAMIE S. GORELICK Mgmt For For For
1.6 Election of Director: CARLOS M. Mgmt For For For
GUTIERREZ
1.7 Election of Director: EDWARD A. KANGAS Mgmt For For For
1.8 Election of Director: CHARLES R. LEE Mgmt For For For
1.9 Election of Director: RICHARD D. Mgmt For For For
MCCORMICK
1.10 Election of Director: HAROLD MCGRAW III Mgmt For For For
1.11 Election of Director: RICHARD B. MYERS Mgmt For For For
1.12 Election of Director: H. PATRICK Mgmt For For For
SWYGERT
1.13 Election of Director: ANDRE VILLENEUVE Mgmt For For For
1.14 Election of Director: CHRISTINE TODD Mgmt For For For
WHITMAN
2.0 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3.0 SHAREOWNER PROPOSAL: OFFSETS FOR Mgmt Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker Security ID: Meeting Date Meeting Status
URBN CUSIP 917047102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: SCOTT A. BELAIR Mgmt For For For
1.2 Election of Director: ROBERT H. STROUSE Mgmt For For For
1.3 Election of Director: GLEN T. SENK Mgmt For For For
1.4 Election of Director: JOEL S. LAWSON Mgmt For For For
III
1.5 Election of Director: RICHARD A. HAYNE Mgmt For For For
1.6 Election of Director: HARRY S. Mgmt For For For
CHERKEN, JR.
2.0 SHAREHOLDER PROPOSAL TO ADOPT A Mgmt Against Against For
REVISED VENDOR CODE OF CONDUCT.
- ------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: BRIAN P. ANDERSON Mgmt For For For
1.2 Election of Director: WILBUR H. GANTZ Mgmt For For For
1.3 Election of Director: V. ANN HAILEY Mgmt For For For
1.4 Election of Director: WILLIAM K. HALL Mgmt For For For
1.5 Election of Director: RICHARD L. KEYSER Mgmt For For For
1.6 Election of Director: STUART L. Mgmt For For For
LEVENICK
1.7 Election of Director: JOHN W. Mgmt For For For
MCCARTER, JR.
1.8 Election of Director: NEIL S. NOVICH Mgmt For For For
1.9 Election of Director: MICHAEL J. Mgmt For For For
ROBERTS
1.10 Election of Director: GARY L. ROGERS Mgmt For For For
1.11 Election of Director: JAMES T. RYAN Mgmt For For For
1.12 Election of Director: JAMES D. SLAVIK Mgmt For For For
1.13 Election of Director: HAROLD B. SMITH Mgmt For For For
2.0 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2009.
- ------------------------------------------------------------------------------------------------------------------
WABTEC CORPORATION
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: BRIAN P. HEHIR Mgmt For For For
1.2 Election of Director: MICHAEL W.D. Mgmt For For For
HOWELL
1.3 Election of Director: NICKOLAS W. Mgmt For For For
VANDE STEEG
1.4 Election of Director: GARY C. VALADE Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Election of Director: JOSHUA BEKENSTEIN Mgmt For For For
1.2 Election of Director: MICHAEL J. Mgmt For For For
BERENDT, PHD
1.3 Election of Director: DOUGLAS A. Mgmt For For For
BERTHIAUME
1.4 Election of Director: EDWARD CONARD Mgmt For For For
1.5 Election of Director: LAURIE H. Mgmt For For For
GLIMCHER, M.D
1.6 Election of Director: CHRISTOPHER A. Mgmt For For For
KUEBLER
1.7 Election of Director: WILLIAM J. MILLER Mgmt For For For
1.8 Election of Director: JOANN A. REED Mgmt For For For
1.9 Election of Director: THOMAS P. SALICE Mgmt For For For
2.0 TO APPROVE THE COMPANY'S 2009 EMPLOYEE Mgmt For For For
STOCK PURCHASE PLAN
3.0 TO APPROVE THE COMPANY'S MANAGEMENT Mgmt For For For
INCENTIVE PLAN
4.0 TO RATIFY THE SELECTION OF Mgmt For For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009
- ------------------------------------------------------------------------------------------------------------------
Western Digital Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: Peter D. Behrendt Mgmt For For For
2 Election Of Director: Kathleen A. Cote Mgmt For For For
3 Election Of Director: John F. Coyne Mgmt For For For
4 Election Of Director: Henry T. Denero Mgmt For For For
5 Election Of Director: William L. Kimsey Mgmt For For For
6 Election Of Director: Michael D. Mgmt For For For
Lambert
7 Election Of Director: Matthew E. Mgmt For For For
Massengill
8 Election Of Director: Roger H. Moore Mgmt For For For
9 Election Of Director: Thomas E. Pardun Mgmt For For For
10 Election Of Director: Arif Shakeel Mgmt For For For
11 To Approve An Amendment To The Mgmt For For For
Company'S 2005 Employee Stock Purchase
Plan That Would Increase By 8,000,000
The Number Of Shares Of Common Stock
Available For Issuance Under The Plan.
12 To Ratify The Appointment Of Kpmg Llp Mgmt For For For
As The Independent Registered Public
Accounting Firm For Western Digital
Corporation For The Fiscal Year Ending
July 3, 2009.
- ------------------------------------------------------------------------------------------------------------------
Wms Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Harold H. Bach, Jr. Mgmt For For For
1.2 Robert J. Bahash Mgmt For For For
1.3 Brian R. Gamache Mgmt For For For
1.4 Patricia M. Nazemetz Mgmt For Withhold Against
1.5 Louis J. Nicastro Mgmt For For For
1.6 Neil D. Nicastro Mgmt For For For
1.7 Edward W. Rabin, Jr. Mgmt For For For
1.8 Ira S. Sheinfeld Mgmt For For For
1.9 Bobby L. Siller Mgmt For For For
1.10 W.J. Vareschi, Jr. Mgmt For For For
2 Approval Of Our Employee Stock Mgmt For For For
Purchase Plan.
3 Ratification Of Appointment Of Ernst & Mgmt For For For
Young As Our Independent Registered
Public Accounting Firm For Fiscal Year
2009.
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner All Cap Value Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director R.J. Alpern Mgmt For For For
1.2 Elect Director R.S. Austin Mgmt For For For
1.3 Elect Director W.M. Daley Mgmt For For For
1.4 Elect Director W.J. Farrell Mgmt For For For
1.5 Elect Director H.L. Fuller Mgmt For For For
1.6 Elect Director W.A. Osborn Mgmt For For For
1.7 Elect Director D.A.L. Owen Mgmt For For For
1.8 Elect Director W.A. Reynolds Mgmt For For For
1.9 Elect Director R.S. Roberts Mgmt For For For
1.10 Elect Director S.C. Scott, III Mgmt For For For
1.11 Elect Director W.D. Smithburg Mgmt For For For
1.12 Elect Director G.F. Tilton Mgmt For For For
1.13 Elect Director M.D. White Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Approve Nonqualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
5 Report on Animal Testing ShrHldr Against Abstain Against
6 Adopt Principles for Health Care Reform ShrHldr Against Abstain Against
7 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Frank M. Clark Mgmt For For For
2 Elect Director Betsy Z. Cohen Mgmt For For For
3 Elect Director Molly J. Coye, M.D. Mgmt For For For
4 Elect Director Roger N. Farah Mgmt For For For
5 Elect Director Barbara Hackman Franklin Mgmt For For For
6 Elect Director Jeffrey E. Garten Mgmt For For For
7 Elect Director Earl G. Graves Mgmt For For For
8 Elect Director Gerald Greenwald Mgmt For For For
9 Elect Director Ellen M. Hancock Mgmt For For For
10 Elect Director Richard J. Harrington Mgmt For For For
11 Elect Director Edward J. Ludwig Mgmt For For For
12 Elect Director Joseph P. Newhouse Mgmt For For For
13 Elect Director Ronald A. Williams Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Provide for Cumulative Voting ShrHldr Against Against For
16 Adopt a Policy to Elect a Retired ShrHldr Against Against For
Management Employee
- ------------------------------------------------------------------------------------------------------------------
AIRCASTLE LTD
Ticker Security ID: Meeting Date Meeting Status
AYR CUSIP G0129K104 05/13/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wesley R. Edens as Director Mgmt For Withhold Against
1.2 Elect Peter V. Ueberroth as Director Mgmt For For For
2 Approve Reduction of Share Premium Mgmt For For For
Account
3 Approve Ernst & Young, LLP as Auditors Mgmt For For For
and Authorize Audit Committee to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 11/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director E. R. Brooks Mgmt For For For
1.2 Elect Director Donald M. Carlton Mgmt For For For
1.3 Elect Director Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect Director Linda A. Goodspeed Mgmt For For For
1.5 Elect Director Thomas E. Hoaglin Mgmt For For For
1.6 Elect Director Lester A. Hudson, Jr. Mgmt For For For
1.7 Elect Director Michael G. Morris Mgmt For For For
1.8 Elect Director Lionel L. Nowell III Mgmt For For For
1.9 Elect Director Richard L. Sandor Mgmt For For For
1.10 Elect Director Kathryn D. Sullivan Mgmt For For For
1.11 Elect Director Sara Martinez Tucker Mgmt For For For
1.12 Elect Director John F. Turner Mgmt For For For
2 Eliminate Cumulative Voting and Adopt Mgmt For For For
Majority Voting for Uncontested
Election of Directors
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Frederick M. Bohen Mgmt For For For
2 Elect Director George D. Lawrence Mgmt For For For
3 Elect Director Rodman D. Patton Mgmt For For For
4 Elect Director Charles J. Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles John Koch Mgmt For Withhold Against
1.2 Elect Director H. Carroll Mackin Mgmt For For For
1.3 Elect Director Robert B. Pollock Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Reduce Supermajority Vote Requirement Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AT&T Inc
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Randall L. Stephenson Mgmt For For For
1.2 Elect Director William F. Aldinger III Mgmt For Against Against
1.3 Elect Director Gilbert F. Amelio Mgmt For Against Against
1.4 Elect Director Reuben V. Anderson Mgmt For For For
1.5 Elect Director James H. Blanchard Mgmt For Against Against
1.6 Elect Director August A. Busch III Mgmt For For For
1.7 Elect Director Jaime Chico Pardo Mgmt For Against Against
1.8 Elect Director James P. Kelly Mgmt For For For
1.9 Elect Director Jon C. Madonna Mgmt For For For
1.10 Elect Director Lynn M. Martin Mgmt For For For
1.11 Elect Director John B. McCoy Mgmt For For For
1.12 Elect Director Mary S. Metz Mgmt For For For
1.13 Elect Director Joyce M. RochE Mgmt For For For
1.14 Elect Director Laura D Andrea Tyson Mgmt For For For
1.15 Elect Director Patricia P. Upton Mgmt For Against Against
2 Ratify Auditors Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Report on Political Contributions ShrHldr Against For Against
5 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against
Special Meetings
6 Provide for Cumulative Voting ShrHldr Against Against For
7 Require Independent Board Chairman ShrHldr Against For Against
8 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
9 Exclude Pension Credits ftom Earnings ShrHldr Against For Against
Performance Measure
- ------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 6.05051e+007 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cablevision Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
CVC CUSIP 12686C109 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Zachary W. Carter Mgmt For For For
1.2 Elect Director Charles D. Ferris Mgmt For Withhold Against
1.3 Elect Director Thomas V. Reifenheiser Mgmt For For For
1.4 Elect Director John R. Ryan Mgmt For For For
1.5 Elect Director Vincent Tese Mgmt For For For
1.6 Elect Director Leonard Tow Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Capital Products Partners LP
Ticker Security ID: Meeting Date Meeting Status
CPLP CUSIP Y11082107 07/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Robert P. Curt Mgmt For For For
2.0 Proposal to Approve the Amendment to Mgmt For Against Against
the Company's First Amended and
Restated Agreement of Limited
Partnership Establishing that, if a
Quorum Has Not Been Obtained After Two
Attempts at Any Meeting of Limited
Partners of the Company, Then Votes
Prese
- ------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 1.44285e+008 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. McMaster Mgmt For For For
1.2 Elect Director Gregory A. Pratt Mgmt For For For
1.3 Elect Director Anne L. Stevens Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S. H. Armacost Mgmt For For For
1.2 Elect Director L. F. Deily Mgmt For For For
1.3 Elect Director R. E. Denham Mgmt For For For
1.4 Elect Director R. J. Eaton Mgmt For For For
1.5 Elect Director E. Hernandez Mgmt For For For
1.6 Elect Director F. G. Jenifer Mgmt For For For
1.7 Elect Director S. Nunn Mgmt For For For
1.8 Elect Director D. J. O'Reilly Mgmt For For For
1.9 Elect Director D. B. Rice Mgmt For For For
1.10 Elect Director K. W. Sharer Mgmt For For For
1.11 Elect Director C. R. Shoemate Mgmt For For For
1.12 Elect Director R. D. Sugar Mgmt For For For
1.13 Elect Director C. Ware Mgmt For For For
1.14 Elect Director J. S. Watson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
5 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against
Special Meetings
6 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
7 Adopt Quantitative GHG Goals for ShrHldr Against Abstain Against
Products and Operations
8 Adopt Guidelines for Country Selection ShrHldr Against For Against
9 Adopt Human Rights Policy ShrHldr Against For Against
10 Report on Market Specific ShrHldr Against Abstain Against
Environmental Laws
- ------------------------------------------------------------------------------------------------------------------
Cinemark Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CNK CUSIP 17243V102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vahe A. Dombalagian Mgmt For For For
1.2 Elect Director Peter R. Ezersky Mgmt For For For
1.3 Elect Director Carlos M. Sepulveda Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Covidien plc
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2552X108 05/28/2009 Voted
Meeting Type Country of Trade
Court Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Reincorporation from Bermuda Mgmt For For For
to Ireland through Scheme of
Arrangement
2 Approve the Creation of Distributable Mgmt For For For
Reserves of Covidien plc
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert L. Howard Mgmt For For For
1.2 Elect Director Michael M. Kanovsky Mgmt For For For
1.3 Elect Director J. Todd Mitchell Mgmt For For For
1.4 Elect Director J. Larry Nichols Mgmt For For For
2 Elect Director Robert A. Mosbacher, Jr. Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Approve Omnibus Stock Plan Mgmt For For For
5 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Everest Re Group LTD
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/13/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Abrahams as Director Mgmt For Withhold Against
1.2 Elect John R. Dunne as Director Mgmt For Withhold Against
1.3 Elect John A. Weber as Director Mgmt For Withhold Against
2 Approve PricewaterhouseCoopers LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John A. Canning, Jr. Mgmt For For For
1.2 Elect Director M. Walter D'Alessio Mgmt For For For
1.3 Elect Director Bruce DeMars Mgmt For For For
1.4 Elect Director Nelson A. Diaz Mgmt For For For
1.5 Elect Director Rosemarie B. Greco Mgmt For For For
1.6 Elect Director Paul L. Joskow Mgmt For For For
1.7 Elect Director John M. Palms Mgmt For For For
1.8 Elect Director John W. Rogers, Jr. Mgmt For For For
1.9 Elect Director John W. Rowe Mgmt For For For
1.10 Elect Director Stephen D. Steinour Mgmt For For For
2 Approve Executive Incentive Bonus Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Report on Global Warming ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M.J. Boskin Mgmt For For For
1.2 Elect Director L.R. Faulkner Mgmt For For For
1.3 Elect Director K.C. Frazier Mgmt For For For
1.4 Elect Director .W. George Mgmt For For For
1.5 Elect Director R.C. King Mgmt For For For
1.6 Elect Director M.C. Nelson Mgmt For For For
1.7 Elect Director S.J. Palmisano Mgmt For For For
1.8 Elect Director S.S Reinemund Mgmt For For For
1.9 Elect Director R.W. Tillerson Mgmt For For For
1.10 Elect Director E.E. Whitacre, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Provide for Cumulative Voting ShrHldr Against Against For
4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against
Special Meetings
5 Reincorporate in Another State [from ShrHldr Against Against For
New Jersey to North Dakota]
6 Require Independent Board Chairman ShrHldr Against For Against
7 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
8 Compare CEO Compensation to Average ShrHldr Against Against For
U.S. per Capita Income
9 Review Anti-discrimination Policy on ShrHldr Against Abstain Against
Corporate Sponsorships and Executive
Perks
10 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
11 Adopt Quantitative GHG Goals for ShrHldr Against For Against
Products and Operations
12 Report on Climate Change Impacts on ShrHldr Against Abstain Against
Emerging Countries
13 Adopt Policy to Increase Renewable ShrHldr Against For Against
Energy
- ------------------------------------------------------------------------------------------------------------------
GENESIS LEASE LTD
Ticker Security ID: Meeting Date Meeting Status
GLS CUSIP 37183T107 04/28/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RE-ELECT JOHN MCMAHON AS A DIRECTOR Mgmt For For For
OF THE COMPANY
2 TO RE-ELECT PAUL T. DACIER AS A Mgmt For For For
DIRECTOR OF THE COMPANY
3 TO RE-ELECT MICHAEL GRADON AS A Mgmt For For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT NIALL GREENE AS A DIRECTOR Mgmt For For For
OF THE COMPANY
5 TO RE-ELECT BRIAN T. HAYDEN AS A Mgmt For For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT DAVID C. HURLEY AS A Mgmt For For For
DIRECTOR OF THE COMPANY
7 TO RE-ELECT DECLAN MCSWEENEY AS A Mgmt For For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ANDREW L. WALLACE AS A Mgmt For For For
DIRECTOR OF THE COMPANY
9 AUTHORIZETHE BOARD OF DIRECTORS OF THE Mgmt For For For
COMPANY TO DETERMINE THEIRREMUNERATION.
- ------------------------------------------------------------------------------------------------------------------
Goodrich Corporation
Ticker Security ID: Meeting Date Meeting Status
GR CUSIP 382388106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Diane C. Creel Mgmt For For For
1.2 Elect Director George A. Davidson, Jr. Mgmt For For For
1.3 Elect Director Harris E. DeLoach, Jr. Mgmt For For For
1.4 Elect Director James W. Griffith Mgmt For For For
1.5 Elect Director William R. Holland Mgmt For For For
1.6 Elect Director John P. Jumper Mgmt For For For
1.7 Elect Director Marshall O. Larsen Mgmt For For For
1.8 Elect Director Lloyd W. Newton Mgmt For For For
1.9 Elect Director Douglas E. Olesen Mgmt For For For
1.10 Elect Director Alfred M. Rankin, Jr. Mgmt For For For
1.11 Elect Director A. Thomas Young Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Joy Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOYG CUSIP 4.81165e+008 02/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steven L. Gerard **p* Mgmt For For For
1.2 Elect Director John Nils Hanson **p* Mgmt For For For
1.3 Elect Director Ken C. Johnsen **p* Mgmt For For For
1.4 Elect Director Gale E. Klappa **p* Mgmt For For For
1.5 Elect Director Richard B. Loynd **p* Mgmt For For For
1.6 Elect Director P. Eric Siegert **p* Mgmt For For For
1.7 Elect Director Michael W. Sutherlin **p* Mgmt For For For
1.8 Elect Director James H. Tate **p* Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Crandall C. Bowles Mgmt For For For
1.2 Elect Director Stephen B. Burke Mgmt For For For
1.3 Elect Director David M. Cote Mgmt For For For
1.4 Elect Director James S. Crown Mgmt For For For
1.5 Elect Director James Dimon Mgmt For For For
1.6 Elect Director Ellen V. Futter Mgmt For For For
1.7 Elect Director William H. Gray, III Mgmt For For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt For For For
1.9 Elect Director David C. Novak Mgmt For For For
1.10 Elect Director Lee R. Raymond Mgmt For For For
1.11 Elect Director William C. Weldon Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
4 Disclose Prior Government Service ShrHldr Against Abstain Against
5 Provide for Cumulative Voting ShrHldr Against Against For
6 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against
Special Meetings
7 Report on Predatory Lending Policies ShrHldr Against Against For
8 Amend Key Executive Performance Plan ShrHldr Against For Against
9 Stock Retention/Holding Period ShrHldr Against For Against
10 Prepare Carbon Principles Report ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 5.12807e+008 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James W. Bagley Mgmt For For For
1.2 Elect Director David G. Arscott Mgmt For For For
1.3 Elect Director Robert M. Berdahl Mgmt For For For
1.4 Elect Director Richard J. Elkus, Jr. Mgmt For For For
1.5 Elect Director Jack R. Harris Mgmt For For For
1.6 Elect Director Grant M. Inman Mgmt For For For
1.7 Elect Director Catherine P. Lego Mgmt For For For
1.8 Elect Director Stephen G. Newberry Mgmt For For For
1.9 Elect Director Seiichi Watanabe Mgmt For For For
1.10 Elect Director Patricia S. Wolpert Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert C. Almon Mgmt For Withhold Against
1.2 Elect Director Kit D. Dietz Mgmt For Withhold Against
1.3 Elect Director Nigel Travis Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Medicines Company (The)
Ticker Security ID: Meeting Date Meeting Status
MDCO CUSIP 584688105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Armin M. Kessler Mgmt For For For
1.2 Elect Director Robert G. Savage Mgmt For For For
1.3 Elect Director Melvin K. Spigelman Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Co
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John E. Cleghorn Mgmt For For For
1.2 Elect Director Charles M. Herington Mgmt For Withhold Against
1.3 Elect Director David P. O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 6.17446e+008 02/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Conversion of Securities Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For Against Against
1.2 Elect Director Erskine B. Bowles Mgmt For For For
1.3 Elect Director Howard J. Davies Mgmt For For For
1.4 Elect Director Nobuyuki Hirano Mgmt For For For
1.5 Elect Director C. Robert Kidder Mgmt For For For
1.6 Elect Director John J. Mack Mgmt For For For
1.7 Elect Director Donald T. Nicolaisen Mgmt For For For
1.8 Elect Director Charles H. Noski Mgmt For For For
1.9 Elect Director Hutham S. Olayan Mgmt For For For
1.10 Elect Director Charles E. Phillips, Jr. Mgmt For For For
1.11 Elect Director Griffith Sexton Mgmt For For For
1.12 Elect Director Laura D. Tyson Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
4 Amend Omnibus Stock Plan Mgmt For Against Against
5 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against
Special Meetings
6 Require Independent Board Chairman ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
National Financial Partners Corp.
Ticker Security ID: Meeting Date Meeting Status
NFP CUSIP 63607P208 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephanie Abramson Mgmt For Withhold Against
1.2 Elect Director Arthur Ainsberg Mgmt For Withhold Against
1.3 Elect Director Jessica Bibliowicz Mgmt For Withhold Against
1.4 Elect Director R. Bruce Callahan Mgmt For Withhold Against
1.5 Elect Director John Elliott Mgmt For Withhold Against
1.6 Elect Director Shari Loessberg Mgmt For Withhold Against
1.7 Elect Director Kenneth Mlekush Mgmt For Withhold Against
2 Approve Omnibus Stock Plan Mgmt For Against Against
3 Approve Executive Incentive Bonus Plan Mgmt For Against Against
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navistar International Corp.
Ticker Security ID: Meeting Date Meeting Status
NAV CUSIP 63934E 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Y. Marc Belton Mgmt For For For
1.2 Elect Director Terry M. Endsley Mgmt For For For
1.3 Elect Director Michael N. Hammes Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navistar International Corp.
Ticker Security ID: Meeting Date Meeting Status
NAV CUSIP 63934E 09/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Y. Marc Belton Mgmt For For For
1.2 Elect Director Eugenio Clariond Mgmt For For For
1.3 Elect Director John D. Correnti Mgmt For For For
1.4 Elect Director Terry M. Endsley Mgmt For For For
1.5 Elect Director Abbie J. Griffin Mgmt For For For
1.6 Elect Director Michael N. Hammes Mgmt For For For
1.7 Elect Director David D. Harrison Mgmt For For For
1.8 Elect Director James H. Keyes Mgmt For For For
1.9 Elect Director Steven J. Klinger Mgmt For For For
1.10 Elect Director Daniel C. Ustian Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Orexigen Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
OREX CUSIP 686164104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Louis C. Bock Mgmt For For For
1.2 Elect Director Joseph S. Lacob Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V101 04/08/2009 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Mgmt For Against Against
2 Elect Fiscal Council Members and Mgmt For Against Against
Alternates
- ------------------------------------------------------------------------------------------------------------------
PG&E Corp.
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director David R. Andrews Mgmt For For For
2 Elect Director C. Lee Cox Mgmt For For For
3 Elect Director Peter A. Darbee Mgmt For For For
4 Elect Director Maryellen C. Herringer Mgmt For For For
5 Elect Director Roger H. Kimmel Mgmt For For For
6 Elect Director Richard A. Meserve Mgmt For For For
7 Elect Director Forrest E. Miller Mgmt For For For
8 Elect Director Barbara L. Rambo Mgmt For For For
9 Elect Director Barry Lawson Williams Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
12 Reincorporate in Another State ShrHldr Against Against For
[California to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Annual/Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. M. Burley Mgmt For For For
1.2 Elect Director W. J. Doyle Mgmt For For For
1.3 Elect Director J. W. Estey Mgmt For For For
1.4 Elect Director C. S. Hoffman Mgmt For For For
1.5 Elect Director D. J. Howe Mgmt For For For
1.6 Elect Director A. D. Laberge Mgmt For For For
1.7 Elect Director K. G. Martell Mgmt For For For
1.8 Elect Director J. J. McCaig Mgmt For For For
1.9 Elect Director M. Mogford Mgmt For For For
1.10 Elect Director P. J. Schoenhals Mgmt For For For
1.11 Elect Director E. R. Stromberg Mgmt For For For
1.12 Elect Director E. Viyella de Paliza Mgmt For For For
2 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve 2009 Performance Option Plan Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
QUALCOMM Inc.
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 7.47525e+008 03/03/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barbara T. Alexander Mgmt For For For
1.2 Elect Director Stephen M. Bennett Mgmt For For For
1.3 Elect Director Donald G. Cruickshank Mgmt For For For
1.4 Elect Director Raymond V. Dittamore Mgmt For For For
1.5 Elect Director Thomas W. Horton Mgmt For For For
1.6 Elect Director Irwin Mark Jacobs Mgmt For For For
1.7 Elect Director Paul E. Jacobs Mgmt For For For
1.8 Elect Director Robert E. Kahn Mgmt For For For
1.9 Elect Director Sherry Lansing Mgmt For For For
1.10 Elect Director Duane A. Nelles Mgmt For For For
1.11 Elect Director Marc I. Stern Mgmt For For For
1.12 Elect Director Brent Scowcroft Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A. Lorne Weil Mgmt For For For
1.2 Elect Director Peter A. Cohen Mgmt For Withhold Against
1.3 Elect Director Gerald J. Ford Mgmt For For For
1.4 Elect DirectorJ. Robert Kerrey Mgmt For For For
1.5 Elect Director Ronald O. Perelman Mgmt For For For
1.6 Elect Director Michael J. Regan Mgmt For For For
1.7 Elect Director Barry F. Schwartz Mgmt For For For
1.8 Elect Director Eric M. Turner Mgmt For For For
1.9 Elect Director Joseph R. Wright Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS 8.26198e+008 01/27/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROPRIATION OF NET INCOME Mgmt For For For
2.0 POSTPONEMENT OF THE RATIFICATION OF Mgmt For For For
THE ACTS OF THE FOLLOWING MANAGING
BOARD MEMBER: RUDI LAMPRECHT (UNTIL
31.12.2007)
3.0 POSTPONEMENT OF THE RATIFICATION OF Mgmt For For For
THE ACTS OF THE FOLLOWING MANAGING
BOARD MEMBER: JURGEN RADOMSKI (UNTIL
31.12.2007)
4.0 POSTPONEMENT OF THE RATIFICATION OF Mgmt For For For
THE ACTS OF THE FOLLOWING MANAGING
BOARD MEMBER: URIEL J. SHAREF (UNTIL
31.12.2007)
5.0 POSTPONEMENT OF THE RATIFICATION OF Mgmt For For For
THE ACTS OF THE FOLLOWING MANAGING
BOARD MEMBER: KLAUS WUCHERER (UNTIL
31.12.2007)
6.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: PETER LOSCHER
7.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: WOLFGANG DEHEN
(AS OF 01.01.02008)
8.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: HEINRICH
HIESINGER
9.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: JOE KAESER
10.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: EDUARDO MONTES
(UNTIL 31.12.2007)
11.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: JIM
REID-ANDERSON (AS OF 01.05.2008)
12.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: ERICH R.
REINHARDT (UNTIL 30.04.2008)
13.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: HERMANN REQUARDT
14.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: SIEGFRIED
RUSSWURM (AS OF 01.01.02008)
15.0 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: PETER Y.
SOLMSSEN
16.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: GERHARD CROMME
17.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: RALF HECKMANN
18.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: JOSEF ACKERMANN
19.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: LOTHAR ADLER
20.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: JEAN-LOUIS BEFFA
(AS OF 24.01.02008)
21.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: GERHARD BIELETZKI
(UNTIL 03.12.2007)
22.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: GERD VON
BRANDENSTEIN (AS OF 24.01.02008)
23.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: JOHN DAVID COOMBE
(UNTIL 24.01.02008)
24.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HILDEGARD CORNUDET
(UNTIL 24.01.02008)
25.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: MICHAEL DIEKMANN
(AS OF 24.01.02008)
26.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HANS MICHAEL GAUL
(AS OF 24.01.02008)
27.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL
24.01.02008)
28.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: PETER GRUSS (AS OF
24.01.02008)
29.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: BETTINA HALLER
30.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HEINZ HAWRELIUK
31.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: BERTHOLD HUBER
32.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HARALD KERN (AS OF
24.01.02008)
33.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: WALTER KROLL (UNTIL
24.01.02008)
34.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: NICOLA
LEIBINGER-KAMMULLER (AS OF 24.01.02008)
35.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: MICHAEL MIROW
(UNTIL 24.01.02008)
36.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: WERNER MONIUS (AS
OF 24.01.02008)
37.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: ROLAND MOTZIGEMBA
(AS OF 03.12.2007, UNTIL 24.01.02008)
38.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: THOMAS RACKOW
(UNTIL 24.01.02008)
39.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HAKAN SAMUELSSON
(AS OF 24.01.02008)
40.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: DIETER SCHEITOR
41.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: ALBRECHT SCHMIDT
(UNTIL 24.01.02008)
42.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: HENNING
SCHULTE-NOELLE (UNTIL 24.01.02008)
43.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: RAINER SIEG (AS OF
24.01.02008)
44.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: PETER VON SIEMENS
(UNTIL 24.01.02008)
45.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: JERRY I. SPEYER
(UNTIL 24.01.02008)
46.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: BIRGIT STEINBORN
(AS OF 24.01.02008)
47.0 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: LORD IAIN VALLANCE
OF TUMMEL
48.0 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
49.0 ACQUISITION AND USE OF SIEMENS SHARES Mgmt For For For
50.0 USE OF EQUITY DERIVATIVES IN Mgmt For For For
CONNECTION WITH THE ACQUISITION OF
SIEMENS SHARES
51.0 CREATION OF AN AUTHORIZED CAPITAL 2009 Mgmt For For For
52.0 ISSUE OF CONVERTIBLE/WARRANT BONDS AND Mgmt For For For
CREATION OF A CONDITIONAL CAPITAL 2009
53.0 ADJUSTMENTS TO THE SUPERVISORY BOARD Mgmt For For For
REMUNERATION
54.0 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION WITH REGARD TO ELECTIONS
- ------------------------------------------------------------------------------------------------------------------
SLM Corporation (Sallie Mae)
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Ann Torre Bates Mgmt For For For
2 Elect Director William M. Mgmt For For For
Diefenderfer, III
3 Elect Director Diane Suitt Gilleland Mgmt For For For
4 Elect Director Earl A. Goode Mgmt For For For
5 Elect Director Ronald F. Hunt Mgmt For For For
6 Elect Director Albert L. Lord Mgmt For For For
7 Elect Director Michael E. Martin Mgmt For For For
8 Elect Director Barry A. Munitz Mgmt For For For
9 Elect Director Howard H. Newman Mgmt For For For
10 Elect Director A. Alexander Porter, Jr. Mgmt For For For
11 Elect Director Frank C. Puleo Mgmt For For For
12 Elect Director Wolfgang Schoellkopf Mgmt For For For
13 Elect Director Steven L. Shapiro Mgmt For For For
14 Elect Director J. Terry Strange Mgmt For For For
15 Elect Director Anthony P. Terracciano Mgmt For For For
16 Elect Director Barry L. Williams Mgmt For For For
17 Approve Non-Employee Director Omnibus Mgmt For For For
Stock Plan
18 Approve Omnibus Stock Plan Mgmt For For For
19 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James C. Boland Mgmt For For For
1.2 Elect Director James A. Firestone Mgmt For For For
1.3 Elect Director Robert J. Keegan Mgmt For For For
1.4 Elect Director W. Alan McCollough Mgmt For For For
1.5 Elect Director Denise M. Morrison Mgmt For For For
1.6 Elect Director Rodney O'Neal Mgmt For For For
1.7 Elect Director Shirley D. Peterson Mgmt For For For
1.8 Elect Director Stephanie A. Streeter Mgmt For For For
1.9 Elect Director G. Craig Sullivan Mgmt For For For
1.10 Elect Director Thomas H. Weidemeyer Mgmt For For For
1.11 Elect Director Michael R. Wessel Mgmt For For For
2 Adopt Majority Voting for Uncontested Mgmt For For For
Election of Directors
3 Amend Code of Regulations Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 5.01044e+008 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Reuben V. Anderson Mgmt For For For
2 Elect Director Robert D. Beyer Mgmt For For For
3 Elect Director David B. Dillon Mgmt For For For
4 Elect Director SUnited Statesn J. Kropf Mgmt For For For
5 Elect Director John T. Lamacchia Mgmt For For For
6 Elect Director David B. Lewis Mgmt For For For
7 Elect Director Don W. Mcgeorge Mgmt For For For
8 Elect Director W. Rodney Mcmullen Mgmt For For For
9 Elect Director Jorge P. Montoya Mgmt For For For
10 Elect Director Clyde R. Moore Mgmt For For For
11 Elect Director SUnited Statesn M. Mgmt For For For
Phillips
12 Elect Director Steven R. Rogel Mgmt For For For
13 Elect Director James A. Runde Mgmt For For For
14 Elect Director Ronald L. Sargent Mgmt For For For
15 Elect Director Bobby S. Shackouls Mgmt For For For
16 Ratify Auditors Mgmt For For For
17 Increase Purchasing of Cage Free Eggs ShrHldr Against Abstain Against
18 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
The Lubrizol Corp.
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Forest J. Farmer, Sr. Mgmt For For For
1.2 Elect Director Michael J. Graff Mgmt For For For
1.3 Elect Director James E. Sweetnam Mgmt For For For
1.4 Elect Director Phillip C. Widman Mgmt For For For
2 Ratify Auditors Mgmt For For For
3.1 Adopt Majority Voting for Uncontested Mgmt For For For
Election of Directors
3.2 Approve Control Share Acquisition Mgmt For For For
4.1 Amend the Regulations Concerning Mgmt For For For
Composition, Term and Election of
Directors
4.2 Amend the Regulations to Modernize and Mgmt For Against Against
Clarify Amendments
4.3 Require Advance Notice for Shareholder Mgmt For For For
Proposals/Nominations
4.4 Amend the Regulations in Accordance Mgmt For For For
with Ohio Law
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP 885882 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Time Warner Cable Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carole Black Mgmt For For For
2 Elect Director Glenn A. Britt Mgmt For For For
3 Elect Director Thomas H. Castro Mgmt For For For
4 Elect Director David C. Chang Mgmt For For For
5 Elect Director James E. Copeland, Mgmt For For For
Jr.
6 Elect Director Peter R. Haje Mgmt For For For
7 Elect Director Donna A. James Mgmt For For For
8 Elect Director Don Logan Mgmt For For For
9 Elect Director N.J. Nicholas, Jr. Mgmt For For For
10 Elect Director Wayne H. Pace Mgmt For For For
11 Elect Director Edward D. Shirley Mgmt For For For
12 Elect Director John E. Sununu Mgmt For For For
13 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward D. Breen as Director Mgmt For For For
1.2 Elect Timothy M. Donahue as Mgmt For For For
Director
1.3 Elect Brian Duperreault as Director Mgmt For For For
1.4 Elect Bruce S. Gordon as Director Mgmt For For For
1.5 Elect Rajiv Gupta as Director Mgmt For For For
1.6 Elect John A. Krol as Director Mgmt For For For
1.7 Elect Brendan R. O' Neil as Mgmt For For For
Director
1.8 Elect William S. Stavropoulos as Mgmt For For For
Director
1.9 Elect Sandra Wijnberg as Director Mgmt For For For
1.10 Elect Jerome B. York as Director Mgmt For For For
1.11 Elect David Yost as Director Mgmt For For For
2.0 Approve Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
3.0 Amend 2004 Stock and Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Change of Domicile Mgmt For For For
2.0 Increase Authorized Capital Mgmt For For For
3.0 Change Company Name to Tyco Mgmt For For For
International Ltd.
4.0 Amend Corporate Purpose Mgmt For For For
5.0 Adopt New Articles of Association Mgmt For For For
6.0 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Governing Legislation
7.0 Approve Schaffhausen, Switzerland Mgmt For For For
as Our Principal Place of Business
8.0 Appoint PriceWaterhouseCoopers AG, Mgmt For For For
Zurich as Special Auditor
9.0 Ratify Deloitte AG as Auditors Mgmt For For For
10.0 Approve Dividends in the Form of a Mgmt For For For
Capital Reduction
11.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBS CINS H89231338 10/02/2008 Voted
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: SALLY BOTT Mgmt For For For
2.0 ELECTION OF DIRECTOR: RAINER-MARC Mgmt For For For
FREY
3.0 ELECTION OF DIRECTOR: BRUNO GEHRIG Mgmt For For For
4.0 ELECTION OF DIRECTOR: WILLIAM G. Mgmt For For For
PARRETT
5.0 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION: ADJUSTMENT TO THE NEW
UBS CORPORATE GOVERNANCE EFFECTIVE
AS OF 1 JULY 2008
6.0 IN CASE OF AD-HOC SHAREHOLDERS Mgmt For Against Against
MOTIONS DURING THE EXTRAORDINARY
GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE
WITH THE BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director F. Duane Ackerman Mgmt For For For
1.2 Elect Director Michael J. Burns Mgmt For For For
1.3 Elect Director D. Scott Davis Mgmt For For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For For
1.5 Elect Director Michael L. Eskew Mgmt For For For
1.6 Elect Director William R. Johnson Mgmt For For For
1.7 Elect Director Ann M. Livermore Mgmt For For For
1.8 Elect Director Rudy Markham Mgmt For For For
1.9 Elect Director John W. Thompson Mgmt For For For
1.10 Elect Director Carol B. Tome Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director William C. Ballard, Mgmt For For For
Jr.
2 Elect Director Richard T. Burke Mgmt For For For
3 Elect Director Robert J. Darretta Mgmt For For For
4 Elect Director Stephen J. Hemsley Mgmt For For For
5 Elect Director Michele J. Hooper Mgmt For For For
6 Elect Director Douglas W. Mgmt For For For
Leatherdale
7 Elect Director Glenn M. Renwick Mgmt For For For
8 Elect Director Kenneth I. Shine, Mgmt For For For
M.D.
9 Elect Director Gail R. Wilensky, Mgmt For For For
Ph.D.
10 Ratify Auditors Mgmt For For For
11 Advisory Vote to Ratify Named ShrHldr Against For Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Varian Semiconductor Equipment Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSEA CUSIP 9.22207e+008 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gary E. Dickerson Mgmt For For For
1.2 Elect Director Robert W. Dutton Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Zimmer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Betsy J. Bernard Mgmt For For For
2 Elect Director Marc N. Casper Mgmt For For For
3 Elect Director David C. Dvorak Mgmt For For For
4 Elect Director Robert A. Hagemann Mgmt For For For
5 Elect Director Arthur J. Higgins Mgmt For For For
6 Elect Director Cecil B. Pickett Mgmt For For For
7 Elect Director Augustus A. White, Mgmt For For For
III
8 Ratify Auditors Mgmt For For For
9 Approve Omnibus Stock Plan Mgmt For For For
10 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
11 Amend Deferred Compensation Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner All Cap Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
3M CO
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Linda G. Alvarado Mgmt For Against Against
1.2 Elect Director George W. Buckley Mgmt For Against Against
1.3 Elect Director Vance D. Coffman Mgmt For Against Against
1.4 Elect Director Michael L. Eskew Mgmt For Against Against
1.5 Elect Director W. James Farrell Mgmt For Against Against
1.6 Elect Director Herbert L. Henkel Mgmt For Against Against
1.7 Elect Director Edward M. Liddy Mgmt For Against Against
1.8 Elect Director Robert S. Morrison Mgmt For Against Against
1.9 Elect Director Aulana L. Peters Mgmt For Against Against
1.10 Elect Director Robert J. Ulrich Mgmt For Against Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Bylaws-- Call Special ShrHldr Against For Against
Meetings
4.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
ACE Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACE CINS H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Election Of Director: Michael G. Mgmt For For For
Atieh
2.0 Election Of Director: Mary A. Mgmt For For For
Cirillo
3.0 Election Of Director: Bruce L. Mgmt For For For
Crockett
4.0 Election Of Director: Thomas J. Mgmt For For For
Neff
5.0 Approval Of The Annual Report Mgmt For For For
6.0 Approval Of The Statutory Mgmt For For For
Financial Statements Of Ace Limited
7.0 Approval Of The Consolidated Mgmt For For For
Financial Statements
8.0 Allocation Of Disposable Profit Mgmt For For For
9.0 Discharge Of The Board Of Directors Mgmt For For For
10.0 Amendment Of Articles Of Mgmt For For For
Association Relating To Special
Auditor
11.0 Election Of Pricewaterhousecoopers Mgmt For For For
Ag (zurich) As Our
Statutoryauditor Until Our Next
Annual Ordinary General Meeting
12.0 Ratification Of Appointment Of Mgmt For For For
Independent Registered
Publicaccounting Firm
Pricewaterhousecoopers Llp
13.0 Election Of Bdo Visura (zurich) As Mgmt For For For
Special Auditing Firm Until our
Next Annual Ordinary General
Meeting
14.0 Approval Of The Payment Of A Mgmt For For For
Dividend In The Form Of
Adistribution Through A Reduction
Of The Par Value Of Our Shares
- ------------------------------------------------------------------------------------------------------------------
ACE Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACE CINS G0070K103 07/14/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
ATIEH TO TERM EXPIRING IN 2009.
2.0 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
CIRILLO TO TERM EXPIRING IN 2009.
3.0 ELECTION OF DIRECTOR: BRUCE L. Mgmt For For For
CROCKETT TO TERM EXPIRING IN 2009.
4.0 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
NEFF TO TERM EXPIRING IN 2009.
5.0 ELECTION OF DIRECTOR: GARY M. Mgmt For For For
STUART TO TERM EXPIRING IN 2009.
6.0 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
HERNANDEZ TO TERM EXPIRING IN 2010.
7.0 ELECTION OF DIRECTOR: PETER Mgmt For For For
MENIKOFF TO TERM EXPIRING IN 2010.
8.0 ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For For
TO TERM EXPIRING IN 2010.
9.0 ELECTION OF DIRECTOR: DERMOT F. Mgmt For For For
SMURFIT TO TERM EXPIRING IN 2010.
10.0 ELECTION OF DIRECTOR: EVAN G. Mgmt For For For
GREENBERG TO TERM EXPIRING IN
11.0 ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For For
TO TERM EXPIRING IN 2011.
12.0 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN TO TERM EXPIRING IN 2011.
13.0 ELECTION OF DIRECTOR: OLIVIER Mgmt For For For
STEIMER TO TERM EXPIRING IN 2011.
14.0 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
DE-REGISTRATION AMENDMENT ) TO THE
COMPANY S MEMORANDUM OF
ASSOCIATION AND ARTICLES OF
ASSOCIATION TO PERMIT THE
DEREGISTRATION OF THE COMPANY FROM
THE CAYMAN ISLANDS
15.0 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
FINANCIAL STATEMENT AMENDMENT ) TO
THE COMPANY S ARTICLES OF
ASSOCIATION TO REQUIRE THE COMPANY
TO PREPARE AND PROVIDE TO
SHAREHOLDERS NOT LESS THAN
ANNUALLY AN UNCONSOLIDATED BALANCE
SHEET OF THE COMPANY
16.0 APPROVAL OF AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION WHICH WILL
HAVE THE EFFECT OF INCREASING THE
PAR VALUE OF THE ORDINARY SHARES
FROM $0.041666667 TO AN AMOUNT IN
SWISS FRANCS EQUAL TO
$11,000,000,000 DIVIDED BY THE
NUMBER OF OUR ORDINARY SHARES
17.0 APPROVAL OF THE COMPANY S Mgmt For For For
DE-REGISTRATION FROM THE CAYMAN
ISLANDS AND CONTINUATION IN
SWITZERLAND (THE CONTINUATION )
18.0 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For For
19.0 APPROVAL OF THE CHANGE OF THE Mgmt For For For
PURPOSE OF THE COMPANY
20.0 APPROVAL OF THE REARRANGEMENT OF Mgmt For For For
THE COMPANY S EXISTING SHARE
CAPITAL
21.0 APPROVAL OF THE COMPANY S ARTICLES Mgmt For For For
OF ASSOCIATION
22.0 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION
GOVERNING THE COMPANY
23.0 CONFIRMATION OF THE PRINCIPAL Mgmt For For For
PLACE OF BUSINESS OF THE COMPANY
AS ZURICH, SWITZERLAND
24.0 RATIFY AUDITORS Mgmt For For For
25.0 APPROVAL OF THE COMPANY S 2004 Mgmt For Against Against
LONG-TERM INCENTIVE PLAN AS
AMENDED THROUGH THE FOURTH
AMENDMENT
26.0 RATIFY AUDITORS Mgmt For For For
27.0 APPROVAL OF PAYMENT OF A DIVIDEND Mgmt For For For
THROUGH A REDUCTION OF THE PAR
VALUE OF OUR SHARES IN AN AMOUNT
EQUAL TO THE SWISS FRANC
EQUIVALENT OF $0.87, CONVERTED
INTO SWISS FRANCS
- ------------------------------------------------------------------------------------------------------------------
Adobe Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Robert K. Burgess Mgmt For For For
2.0 Elect Director Carol Mills Mgmt For For For
3.0 Elect Director Daniel Rosensweig Mgmt For For For
4.0 Elect Director Robert Sedgewick Mgmt For For For
5.0 Elect Director John E. Warnock Mgmt For For For
6.0 Amend Omnibus Stock Plan Mgmt For Against Against
7.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Alfred Broaddus, Mgmt For Withhold Against
Jr.
1.2 Elect Director R. William Ide III Mgmt For Withhold Against
1.3 Elect Director Richard L. Morrill Mgmt For Withhold Against
1.4 Elect Director Jim W. Nokes Mgmt For For For
1.5 Elect Director Mark C. Rohr Mgmt For Withhold Against
1.6 Elect Director John Sherman, Jr. Mgmt For Withhold Against
1.7 Elect Director Charles E. Stewart Mgmt For Withhold Against
1.8 Elect Director Harriett Tee Taggart Mgmt For Withhold Against
1.9 Elect Director Anne Marie Mgmt For Withhold Against
Whittemore
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Alberto-Culver Co.
Ticker Security ID: Meeting Date Meeting Status
ACV CUSIP 013078100 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carol L. Bernick Mgmt For For For
1.2 Elect Director George L. Fotiades Mgmt For For For
1.3 Elect Director King Harris Mgmt For For For
1.4 Elect Director V. James Marino Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Herbert W. Boyer Mgmt For For For
1.2 Elect Director Robert A. Ingram Mgmt For For For
1.3 Elect Director David E.I. Pyott Mgmt For For For
1.4 Elect Director Russell T. Ray Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Report on Animal Testing ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
American Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director E. R. Brooks Mgmt For For For
1.2 Elect Director Donald M. Carlton Mgmt For For For
1.3 Elect Director Ralph D. Crosby, Jr. Mgmt For For For
1.4 Elect Director Linda A. Goodspeed Mgmt For For For
1.5 Elect Director Thomas E. Hoaglin Mgmt For For For
1.6 Elect Director Lester A. Hudson, Mgmt For For For
Jr.
1.7 Elect Director Michael G. Morris Mgmt For For For
1.8 Elect Director Lionel L. Nowell III Mgmt For For For
1.9 Elect Director Richard L. Sandor Mgmt For For For
1.10 Elect Director Kathryn D. Sullivan Mgmt For For For
1.11 Elect Director Sara Martinez Tucker Mgmt For For For
1.12 Elect Director John F. Turner Mgmt For For For
2.0 Eliminate Cumulative Voting and Mgmt For For For
Adopt Majority Voting for
Uncontested Election of Directors
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Raymond P. Dolan Mgmt For For For
1.2 Elect Director Ronald M. Dykes Mgmt For For For
1.3 Elect Director Carolyn F. Katz Mgmt For For For
1.4 Elect Director Gustavo Lara Cantu Mgmt For For For
1.5 Elect Director JoAnn A. Reed Mgmt For For For
1.6 Elect Director Pamela D.A. Reeve Mgmt For For For
1.7 Elect Director David E. Sharbutt Mgmt For For For
1.8 Elect Director James D. Taiclet, Mgmt For For For
Jr.
1.9 Elect Director Samme L. Thompson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
AmerisourceBergen Corp
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Richard C. Gozon Mgmt For For For
2.0 Elect Director Michael J. Long Mgmt For For For
3.0 Elect Director J. Lawrence Wilson Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
5.0 Amend Omnibus Stock Plan Mgmt For Against Against
6.0 Submit Shareholder Rights Plan ShrHldr Against For Against
(Poison Pill) to Shareholder Vote
- ------------------------------------------------------------------------------------------------------------------
Amgen, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David Baltimore Mgmt For Against Against
2.0 Elect Director Frank J. Biondi, Jr. Mgmt For Against Against
3.0 Elect Director Francois de Mgmt For Against Against
Carbonnel
4.0 Elect Director Jerry D. Choate Mgmt For Against Against
5.0 Elect Director Vance D. Coffman Mgmt For Against Against
6.0 Elect Director Frederick W. Gluck Mgmt For Against Against
7.0 Elect Director Frank C. Herringer Mgmt For Against Against
8.0 Elect Director Gilbert S. Omenn Mgmt For Against Against
9.0 Elect Director Judith C. Pelham Mgmt For Against Against
10.0 Elect Director J. Paul Reason Mgmt For Against Against
11.0 Elect Director Leonard D. Schaeffer Mgmt For Against Against
12.0 Elect Director Kevin W. Sharer Mgmt For Against Against
13.0 Ratify Auditors Mgmt For For For
14.0 Approve Omnibus Stock Plan Mgmt For Against Against
15.0 Reduce Supermajority Vote Mgmt For For For
Requirement
16.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
17.0 Reincorporate in Another State ShrHldr Against Against For
[from Delaware to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Allison, Mgmt For For For
Jr.
1.2 Elect Director Peter J. Fluor Mgmt For For For
1.3 Elect Director John W. Poduska, Sr. Mgmt For For For
1.4 Elect Director Paula Rosput Mgmt For For For
Reynolds
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors Mgmt For For For
4.0 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
- ------------------------------------------------------------------------------------------------------------------
Anheuser-Busch Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABI CUSIP 035229103 11/12/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Annaly Capital Management Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. Denahan-Norris Mgmt For For For
1.2 Elect Director Michael Haylon Mgmt For For For
1.3 Elect Director Donnell A. Segalas Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William V. Campbell Mgmt For For For
1.2 Elect Director Millard S. Drexler Mgmt For For For
1.3 Elect Director Albert A. Gore, Jr. Mgmt For For For
1.4 Elect Director Steven P. Jobs Mgmt For For For
1.5 Elect Director Andrea Jung Mgmt For For For
1.6 Elect Director A.D. Levinson Mgmt For For For
1.7 Elect Director Eric E. Schmidt Mgmt For For For
1.8 Elect Director Jerome B. York Mgmt For For For
2.0 Report on Political Contributions ShrHldr Against Abstain Against
3.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
4.0 Prepare Sustainability Report ShrHldr Against Abstain Against
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director George W. Buckley Mgmt For For For
2.0 Elect Director Mollie Hale Carter Mgmt For For For
3.0 Elect Director Victoria F. Haynes Mgmt For For For
4.0 Elect Director Antonio Maciel Neto Mgmt For For For
5.0 Elect Director Patrick J. Moore Mgmt For For For
6.0 Elect Director M. Brian Mulroney Mgmt For For For
7.0 Elect Director Thomas F. O Neill Mgmt For For For
8.0 Elect Director Kelvin R. Westbrook Mgmt For For For
9.0 Elect Director Patricia A. Woertz Mgmt For For For
10.0 Ratify Auditors Mgmt For For For
11.0 Adopt ILO Based Code of Conduct ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
AT&T Inc
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Randall L. Mgmt For For For
Stephenson
1.2 Elect Director William F. Aldinger Mgmt For For For
III
1.3 Elect Director Gilbert F. Amelio Mgmt For For For
1.4 Elect Director Reuben V. Anderson Mgmt For For For
1.5 Elect Director James H. Blanchard Mgmt For For For
1.6 Elect Director August A. Busch III Mgmt For For For
1.7 Elect Director Jaime Chico Pardo Mgmt For For For
1.8 Elect Director James P. Kelly Mgmt For For For
1.9 Elect Director Jon C. Madonna Mgmt For For For
1.10 Elect Director Lynn M. Martin Mgmt For For For
1.11 Elect Director John B. McCoy Mgmt For For For
1.12 Elect Director Mary S. Metz Mgmt For For For
1.13 Elect Director Joyce M. RochE Mgmt For For For
1.14 Elect Director Laura D Andrea Tyson Mgmt For For For
1.15 Elect Director Patricia P. Upton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Report on Political Contributions ShrHldr Against Abstain Against
5.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
6.0 Provide for Cumulative Voting ShrHldr Against Against For
7.0 Require Independent Board Chairman ShrHldr Against Against For
8.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
9.0 Exclude Pension Credits ftom ShrHldr Against Against For
Earnings Performance Measure
- ------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William Barnet, III Mgmt For For For
1.2 Elect Director Frank P. Bramble, Mgmt For For For
Sr.
1.3 Elect Director Virgis W. Colbert Mgmt For For For
1.4 Elect Director John T. Collins Mgmt For For For
1.5 Elect Director Gary L. Countryman Mgmt For For For
1.6 Elect Director Tommy R. Franks Mgmt For For For
1.7 Elect Director Charles K. Gifford Mgmt For For For
1.8 Elect Director Kenneth D. Lewis Mgmt For For For
1.9 Elect Director Monica C. Lozano Mgmt For For For
1.10 Elect Director Walter E. Massey Mgmt For For For
1.11 Elect Director Thomas J. May Mgmt For For For
1.12 Elect Director Patricia E. Mitchell Mgmt For For For
1.13 Elect Director Joseph W. Prueher Mgmt For For For
1.14 Elect Director Charles O. Rossotti Mgmt For For For
1.15 Elect Director Thomas M. Ryan Mgmt For For For
1.16 Elect Director O. Temple Sloan, Jr. Mgmt For For For
1.17 Elect Director Robert L. Tillman Mgmt For For For
1.18 Elect Director Jackie M. Ward Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
4.0 Report on Government Service of ShrHldr Against Against For
Employees
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
6.0 Provide for Cumulative Voting ShrHldr Against Against For
7.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
8.0 Require Independent Board Chairman ShrHldr Against Against For
9.0 Report on Predatory Lending ShrHldr Against Abstain Against
Policies
10.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
11.0 TARP Related Compensation ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Increase Authorized Common Stock Mgmt For For For
4.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRK.A CUSIP 084670207 05/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Warren E. Buffett Mgmt For For For
1.2 Elect Director Charles T. Munger Mgmt For For For
1.3 Elect Director Howard G. Buffett Mgmt For For For
1.4 Elect Director Susan L. Decker Mgmt For For For
1.5 Elect Director William H. Gates III Mgmt For For For
1.6 Elect Director David S. Gottesman Mgmt For For For
1.7 Elect Director Charlotte Guyman Mgmt For For For
1.8 Elect Director Donald R. Keough Mgmt For For For
1.9 Elect Director Thomas S. Murphy Mgmt For For For
1.10 Elect Director Ronald L. Olson Mgmt For For For
1.11 Elect Director Walter Scott, Jr. Mgmt For For For
2.0 Prepare Sustainability Report ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lawrence C. Best Mgmt For For For
1.2 Elect Director Alan B. Glassberg Mgmt For For For
1.3 Elect Director Robert W. Pangia Mgmt For For For
1.4 Elect Director William D. Young Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4.0 Fix Size of Board at 13 and Remove ShrHldr Against Against For
the Board's Ability to Change the
Size of the Board
5.0 Reincorporate in Another State ShrHldr Against Against For
[North Dakota]
- ------------------------------------------------------------------------------------------------------------------
Biogen Idec Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alexander J. Denner ShrHldr N/A TNA N/A
1.2 Elect Director Richard C. Mulligan ShrHldr N/A TNA N/A
1.3 Elect Director Thomas F. Deuel ShrHldr N/A TNA N/A
1.4 Elect Director David Sidransky ShrHldr N/A TNA N/A
2.0 Fix Size of Board at 13 and Remove ShrHldr N/A TNA N/A
the Board's Ability to Change the
Size of the Board
3.0 Reincorporate in Another State ShrHldr N/A TNA N/A
[North Dakota]
4.0 Ratify Auditors Mgmt N/A TNA N/A
5.0 Adopt Majority Voting for Mgmt N/A TNA N/A
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
BioMarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Director Michael Grey Mgmt For For For
1.3 Elect Director Elaine J. Heron, Mgmt For For For
Ph.D.
1.4 Elect Director Joseph Klein, III Mgmt For For For
1.5 Elect Director Pierre Lapalme Mgmt For For For
1.6 Elect Director V. Bryan Lawlis, Mgmt For For For
Ph.D.
1.7 Elect Director Alan J. Lewis, Ph.D. Mgmt For For For
1.8 Elect Director Richard A. Meier Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Boston Scientific Corp.
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director John E. Abele Mgmt For For For
2.0 Elect Director Ursula M. Burns Mgmt For For For
3.0 Elect Director Marye Anne Fox Mgmt For For For
4.0 Elect Director Ray J. Groves Mgmt For For For
5.0 Elect Director Kristina M. Johnson Mgmt For For For
6.0 Elect Director Ernest Mario Mgmt For For For
7.0 Elect Director N.J. Nicholas, Jr. Mgmt For For For
8.0 Elect Director Pete M. Nicholas Mgmt For For For
9.0 Elect Director John E. Pepper Mgmt For For For
10.0 Elect Director Uwe E. Reinhardt Mgmt For For For
11.0 Elect Director Warren B. Rudman Mgmt For For For
12.0 Elect Director John E. Sununu Mgmt For For For
13.0 Elect Director James R. Tobin Mgmt For For For
14.0 Ratify Auditors Mgmt For For For
15.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Co.
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director L. Andreotti Mgmt For For For
2.0 Elect Director L. B. Campbell Mgmt For For For
3.0 Elect Director J. M. Cornelius Mgmt For For For
4.0 Elect Director L. J. Freeh Mgmt For For For
5.0 Elect Director L. H. Glimcher Mgmt For For For
6.0 Elect Director M. Grobstein Mgmt For For For
7.0 Elect Director L. Johansson Mgmt For For For
8.0 Elect Director A. J. Lacy Mgmt For For For
9.0 Elect Director V. L. Sato Mgmt For For For
10.0 Elect Director T. D. West, Jr. Mgmt For For For
11.0 Elect Director R. S. Williams Mgmt For For For
12.0 Ratify Auditors Mgmt For For For
13.0 Increase Disclosure of Executive ShrHldr Against Against For
Compensation
14.0 Reduce Supermajority Vote ShrHldr Against For Against
Requirement
15.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
16.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Colleen F. Arnold Mgmt For Withhold Against
1.2 Elect Director R. Kerry Clark Mgmt For Withhold Against
1.3 Elect Director Calvin Darden Mgmt For Withhold Against
1.4 Elect Director John F. Finn Mgmt For Withhold Against
1.5 Elect Director Philip L. Francis Mgmt For Withhold Against
1.6 Elect Director Gregory B. Kenny Mgmt For Withhold Against
1.7 Elect Director J. Michael Losh Mgmt For Withhold Against
1.8 Elect Director John B. McCoy Mgmt For Withhold Against
1.9 Elect Director Richard C. Notebaert Mgmt For Withhold Against
1.10 Elect Director Michael D. Mgmt For Withhold Against
O'Halleran
1.11 Elect Director David W. Raisbeck Mgmt For Withhold Against
1.12 Elect Director Jean G. Spaulding Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4.0 Eliminate Cumulative Voting Mgmt For For For
5.0 Require Advance Notice for Mgmt For For For
Shareholder Proposals/Nominations
6.0 Amend Articles of Incorporation to Mgmt For For For
State that Common Shares Have No
Stated Capital
7.0 Amend Omnibus Stock Plan Mgmt For For For
8.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
9.0 Performance-Based and/or ShrHldr Against Against For
Time-Based Equity Awards
- ------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director S. H. Armacost Mgmt For For For
1.2 Elect Director L. F. Deily Mgmt For For For
1.3 Elect Director R. E. Denham Mgmt For For For
1.4 Elect Director R. J. Eaton Mgmt For For For
1.5 Elect Director E. Hernandez Mgmt For For For
1.6 Elect Director F. G. Jenifer Mgmt For For For
1.7 Elect Director S. Nunn Mgmt For For For
1.8 Elect Director D. J. O'Reilly Mgmt For For For
1.9 Elect Director D. B. Rice Mgmt For For For
1.10 Elect Director K. W. Sharer Mgmt For For For
1.11 Elect Director C. R. Shoemate Mgmt For For For
1.12 Elect Director R. D. Sugar Mgmt For For For
1.13 Elect Director C. Ware Mgmt For For For
1.14 Elect Director J. S. Watson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
4.0 Amend Omnibus Stock Plan Mgmt For For For
5.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
6.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
7.0 Adopt Quantitative GHG Goals for ShrHldr Against Abstain Against
Products and Operations
8.0 Adopt Guidelines for Country ShrHldr Against Abstain Against
Selection
9.0 Adopt Human Rights Policy ShrHldr Against Abstain Against
10.0 Report on Market Specific ShrHldr Against Abstain Against
Environmental Laws
- ------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Carol A. Bartz Mgmt For For For
2.0 Elect Director M. Michele Burns Mgmt For For For
3.0 Elect Director Michael D. Capellas Mgmt For For For
4.0 Elect Director Larry R. Carter Mgmt For For For
5.0 Elect Director John T. Chambers Mgmt For For For
6.0 Elect Director Brian L. Halla Mgmt For For For
7.0 Elect Director John L. Hennessy Mgmt For For For
8.0 Elect Director Richard M. Mgmt For For For
Kovacevich
9.0 Elect Director Roderick C. McGeary Mgmt For For For
10.0 Elect Director Michael K. Powell Mgmt For For For
11.0 Elect Director Steven M. West Mgmt For For For
12.0 Elect Director Jerry Yang Mgmt For Against Against
13.0 Ratify Auditors Mgmt For For For
14.0 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15.0 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Cliffs Natural Resources Inc
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 10/03/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Control Share Acquisition ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Cliffs Natural Resources Inc
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 10/03/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Control Share Acquisition ShrHldr N/A TNA N/A
2.0 Adjourn Meeting Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis H. Mgmt For For For
Chookaszian
1.2 Elect Director Robert F. Corvino Mgmt For For For
1.3 Elect Director Larry G. Gerdes Mgmt For For For
1.4 Elect Director Daniel R. Glickman Mgmt For For For
1.5 Elect Director James E. Oliff Mgmt For For For
1.6 Elect Director John L. Pietrzak Mgmt For For For
1.7 Elect Director Alex J. Pollock Mgmt For For For
1.8 Elect Director William R. Shepard Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Non-Employee Director Mgmt For Against Against
Omnibus Stock Plan
4.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
5.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Increase in Size of Board Mgmt For For For
2.0 Issue Shares in Connection with Mgmt For For For
Acquisition
3.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
CMS Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Merribel S. Ayres Mgmt For For For
1.2 Elect Director Jon E. Barfield Mgmt For For For
1.3 Elect Director Richard M. Gabrys Mgmt For For For
1.4 Elect Director David W. Joos Mgmt For For For
1.5 Elect Director Philip R. Lochner, Mgmt For For For
Jr.
1.6 Elect Director Michael T. Monahan Mgmt For For For
1.7 Elect Director Joseph F. Paquette, Mgmt For For For
Jr.
1.8 Elect Director Percy A. Pierre Mgmt For For For
1.9 Elect Director Kenneth L. Way Mgmt For For For
1.10 Elect Director Kenneth Whipple Mgmt For For For
1.11 Elect Director John B. Yasinsky Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
5.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lew Frankfort Mgmt For Withhold Against
1.2 Elect Director Susan Kropf Mgmt For Withhold Against
1.3 Elect Director Gary Loveman Mgmt For Withhold Against
1.4 Elect Director Ivan Menezes Mgmt For Withhold Against
1.5 Elect Director Irene Miller Mgmt For Withhold Against
1.6 Elect Director Keith Monda Mgmt For Withhold Against
1.7 Elect Director Michael Murphy Mgmt For Withhold Against
1.8 Elect Director Jide Zeitlin Mgmt For Withhold Against
2.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Coca-Cola Enterprises Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 191219104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Calvin Darden Mgmt For For For
1.2 Elect Director Donna A. James Mgmt For For For
1.3 Elect Director Thomas H. Johnson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Submit Severance Agreement to ShrHldr Against For Against
(Change in control) to Shareholder
Vote
4.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
- ------------------------------------------------------------------------------------------------------------------
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James D. Sinegal Mgmt For For For
1.2 Elect Director Jeffrey H. Brotman Mgmt For For For
1.3 Elect Director Richard A. Galanti Mgmt For For For
1.4 Elect Director Daniel J. Evans Mgmt For For For
1.5 Elect Director Jeffrey S. Raikes Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Covidien plc
Ticker Security ID: Meeting Date Meeting Status
COV CINS G2552X108 03/18/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Craig Arnold as Director Mgmt For For For
1.2 Elect Robert H. Brust as Director Mgmt For For For
1.3 Elect John M. Connors, Jr. as Mgmt For For For
Director
1.4 Elect Christopher J. Coughlin as Mgmt For For For
Director
1.5 Elect Timothy M. Donahue as Mgmt For For For
Director
1.6 Elect Kathy J. Herbert as Director Mgmt For For For
1.7 Elect Randall J. Hogan, III as Mgmt For For For
Director
1.8 Elect Richard J. Meelia as Director Mgmt For For For
1.9 Elect Dennis H. Reilley as Director Mgmt For For For
1.10 Elect Tadataka Yamada as Director Mgmt For For For
1.11 Elect Joseph A. Zaccagnino as Mgmt For For For
Director
2.0 Approve Amended and Restated 2007 Mgmt For Against Against
Stock and Incentive Plan
3.0 Approve Auditors and Authorize Mgmt For For For
Board to Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
Covidien plc
Ticker Security ID: Meeting Date Meeting Status
COV CINS G2552X108 05/28/2009 Voted
Meeting Type Country of Trade
Court Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Reincorporation from Mgmt For For For
Bermuda to Ireland through Scheme
of Arrangement
2.0 Approve the Creation of Mgmt For For For
Distributable Reserves of Covidien
plc
3.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Deere & Co.
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Crandall C. Bowles Mgmt For Against Against
1.2 Elect Director Vance D. Coffman Mgmt For Against Against
1.3 Elect Director Clayton M. Jones Mgmt For Against Against
1.4 Elect Director Thomas H. Patrick Mgmt For Against Against
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr For For For
4.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
5.0 Require Independent Board Chairman ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 09/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
2.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Ecolab, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leslie S. Biller Mgmt For For For
1.2 Elect Director Jerry A. Grundhofer Mgmt For For For
1.3 Elect Director John J. Zillmer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
4.0 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Leonard S. Coleman Mgmt For For For
2.0 Elect Director Gary M. Kusin Mgmt For For For
3.0 Elect Director Gregory B. Maffei Mgmt For For For
4.0 Elect Director Vivek Paul Mgmt For For For
5.0 Elect Director Lawrence F. Probst Mgmt For For For
III
6.0 Elect Director John S. Riccitiello Mgmt For For For
7.0 Elect Director Richard A. Simonson Mgmt For For For
8.0 Elect Director Linda J. Srere Mgmt For For For
9.0 Amend Omnibus Stock Plan Mgmt For Against Against
10.0 Amend Qualified Employee Stock Mgmt For Against Against
Purchase Plan
11.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director M.J. Boskin Mgmt For For For
1.2 Elect Director L.R. Faulkner Mgmt For For For
1.3 Elect Director K.C. Frazier Mgmt For For For
1.4 Elect Director .W. George Mgmt For For For
1.5 Elect Director R.C. King Mgmt For For For
1.6 Elect Director M.C. Nelson Mgmt For For For
1.7 Elect Director S.J. Palmisano Mgmt For For For
1.8 Elect Director S.S Reinemund Mgmt For For For
1.9 Elect Director R.W. Tillerson Mgmt For For For
1.10 Elect Director E.E. Whitacre, Jr. Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Provide for Cumulative Voting ShrHldr Against Against For
4.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
5.0 Reincorporate in Another State ShrHldr Against Against For
[from New Jersey to North Dakota]
6.0 Require Independent Board Chairman ShrHldr Against Against For
7.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
8.0 Compare CEO Compensation to ShrHldr Against Against For
Average U.S. per Capita Income
9.0 Review Anti-discrimination Policy ShrHldr Against Abstain Against
on Corporate Sponsorships and
Executive Perks
10.0 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
11.0 Adopt Quantitative GHG Goals for ShrHldr Against Abstain Against
Products and Operations
12.0 Report on Climate Change Impacts ShrHldr Against Abstain Against
on Emerging Countries
13.0 Adopt Policy to Increase Renewable ShrHldr Against Abstain Against
Energy
- ------------------------------------------------------------------------------------------------------------------
General Electric Co.
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James I. Cash, Jr. Mgmt For For For
1.2 Elect Director William M. Castell Mgmt For For For
1.3 Elect Director Ann M. Fudge Mgmt For For For
1.4 Elect Director Susan Hockfield Mgmt For For For
1.5 Elect Director Jeffrey R. Immelt Mgmt For For For
1.6 Elect Director Andrea Jung Mgmt For For For
1.7 Elect Director Alan G. (A.G.) Mgmt For Against Against
Lafley
1.8 Elect Director Robert W. Lane Mgmt For For For
1.9 Elect Director Ralph S. Larsen Mgmt For For For
1.10 Elect Director Rochelle B. Lazarus Mgmt For For For
1.11 Elect Director James J. Mulva Mgmt For For For
1.12 Elect Director Sam Nunn Mgmt For For For
1.13 Elect Director Roger S. Penske Mgmt For For For
1.14 Elect Director Robert J. Swieringa Mgmt For For For
1.15 Elect Director Douglas A. Warner Mgmt For For For
III
2.0 Ratify Auditors Mgmt For For For
3.0 Provide for Cumulative Voting ShrHldr Against Against For
4.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
5.0 Evaluate the Potential Conversion ShrHldr Against Against For
of the Corporation's Business
Units into Four or More Public
Corporations and Distribute New
Shares
6.0 Adopt Policy to Cease the Payments ShrHldr Against Against For
of Dividends or Equivalent
Payments to Senior Executives for
Shares Not Owned
7.0 Submit Severance Agreement (Change ShrHldr Against Against For
in Control) to shareholder Vote
- ------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Berg Mgmt For For For
1.2 Elect Director John F. Cogan Mgmt For For For
1.3 Elect Director Etienne F. Davignon Mgmt For For For
1.4 Elect Director James M. Denny Mgmt For For For
1.5 Elect Director Carla A. Hills Mgmt For For For
1.6 Elect Director John W. Madigan Mgmt For For For
1.7 Elect Director John C. Martin Mgmt For For For
1.8 Elect Director Gordon E. Moore Mgmt For For For
1.9 Elect Director Nicholas G. Moore Mgmt For For For
1.10 Elect Director Richard J. Whitley Mgmt For For For
1.11 Elect Director Gayle E. Wilson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Goodrich Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
GDP CUSIP 382410405 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Henry Goodrich Mgmt For For For
1.2 Elect Director Patrick E. Malloy, Mgmt For For For
III
1.3 Elect Director Michael J. Perdue Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Eric Schmidt Mgmt For Withhold Against
1.2 Elect Director Sergey Brin Mgmt For Withhold Against
1.3 Elect Director Larry Page Mgmt For Withhold Against
1.4 Elect Director L. John Doerr Mgmt For Withhold Against
1.5 Elect Director John L. Hennessy Mgmt For Withhold Against
1.6 Elect Director Arthur D. Levinson Mgmt For Withhold Against
1.7 Elect Director Ann Mather Mgmt For Withhold Against
1.8 Elect Director Paul S. Otellini Mgmt For Withhold Against
1.9 Elect Director K. Ram Shriram Mgmt For Withhold Against
1.10 Elect Director Shirley M. Tilghman Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Report on Political Contributions ShrHldr For Abstain Against
5.0 Adopt Policies to Protect Freedom ShrHldr Against Abstain Against
of Access to the Internet
6.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
- ------------------------------------------------------------------------------------------------------------------
Great Atlantic & Pacific Tea Co., Inc. (The)
Ticker Security ID: Meeting Date Meeting Status
GAP CUSIP 390064103 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J.D. Barline Mgmt For For For
1.2 Elect Director J.J. Boeckel Mgmt For For For
1.3 Elect Director B. Gaunt Mgmt For For For
1.4 Elect Director A. Guldin Mgmt For For For
1.5 Elect Director C.W.E. Haub Mgmt For For For
1.6 Elect Director D. Kourkoumelis Mgmt For For For
1.7 Elect Director E. Lewis Mgmt For For For
1.8 Elect Director G. Mays Mgmt For For For
1.9 Elect Director M.B. Tart-Bezer Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Interactive Brokers Group Inc.
Ticker Security ID: Meeting Date Meeting Status
IBKR CUSIP 45841N107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Thomas Peterffy Mgmt For For For
2.0 Elect Director Earl H. Nemser Mgmt For For For
3.0 Elect Director Paul J. Brody Mgmt For For For
4.0 Elect Director Milan Galik Mgmt For For For
5.0 Elect Director Lawrence E. Harris Mgmt For For For
6.0 Elect Director Hans R. Stoll Mgmt For For For
7.0 Elect Director Ivers W. Riley Mgmt For For For
8.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charles R. Crisp Mgmt For Withhold Against
1.2 Elect Director Jean-Marc Forneri Mgmt For Withhold Against
1.3 Elect Director Fred W. Hatfield Mgmt For Withhold Against
1.4 Elect Director Terrence F. Martell Mgmt For Withhold Against
1.5 Elect Director Sir Robert Reid Mgmt For Withhold Against
1.6 Elect Director Frederic V. Salerno Mgmt For Withhold Against
1.7 Elect Director Frederick W. Mgmt For Withhold Against
Schoenhut
1.8 Elect Director Jeffrey C. Sprecher Mgmt For Withhold Against
1.9 Elect Director Judith A. Sprieser Mgmt For Withhold Against
1.10 Elect Director Vincent Tese Mgmt For Withhold Against
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mary Sue Coleman Mgmt For For For
1.2 Elect Director James G. Cullen Mgmt For For For
1.3 Elect Director Michael M.E. Johns Mgmt For For For
1.4 Elect Director Arnold G. Langbo Mgmt For For For
1.5 Elect Director Susan L. Lindquist Mgmt For For For
1.6 Elect Director Leo F. Mullin Mgmt For For For
1.7 Elect Director Wiliam D. Perez Mgmt For For For
1.8 Elect Director Charles Prince Mgmt For For For
1.9 Elect Director David Satcher Mgmt For For For
1.10 Elect Director William C. Weldon Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Crandall C. Bowles Mgmt For For For
1.2 Elect Director Stephen B. Burke Mgmt For For For
1.3 Elect Director David M. Cote Mgmt For For For
1.4 Elect Director James S. Crown Mgmt For For For
1.5 Elect Director James Dimon Mgmt For For For
1.6 Elect Director Ellen V. Futter Mgmt For For For
1.7 Elect Director William H. Gray, III Mgmt For For For
1.8 Elect Director Laban P. Jackson, Mgmt For For For
Jr.
1.9 Elect Director David C. Novak Mgmt For For For
1.10 Elect Director Lee R. Raymond Mgmt For For For
1.11 Elect Director William C. Weldon Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
4.0 Disclose Prior Government Service ShrHldr Against Against For
5.0 Provide for Cumulative Voting ShrHldr Against Against For
6.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
7.0 Report on Predatory Lending ShrHldr Against Abstain Against
Policies
8.0 Amend Key Executive Performance ShrHldr Against Against For
Plan
9.0 Stock Retention/Holding Period ShrHldr Against Against For
10.0 Prepare Carbon Principles Report ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Scott Kriens Mgmt For Withhold Against
1.2 Elect Director Stratton Sclavos Mgmt For Withhold Against
1.3 Elect Director William R. Stensrud Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W. Frank Blount Mgmt For Withhold Against
1.2 Elect Director Loren K. Carroll Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Amend By-laws to Establish Board ShrHldr Against Against For
Human Rights Committee
4.0 Establish Independent Director ShrHldr Against Against For
Committee to Review and Report on
Financial Misconducts and Human
Rights Abuses
- ------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corp.
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John R. Alm Mgmt For Against Against
1.2 Elect Director Dennis R. Beresford Mgmt For Against Against
1.3 Elect Director John F. Bergstrom Mgmt For Against Against
1.4 Elect Director Abelardo E. Bru Mgmt For Against Against
1.5 Elect Director Robert W. Decherd Mgmt For Against Against
1.6 Elect Director Thomas J. Falk Mgmt For Against Against
1.7 Elect Director Mae C. Jemison Mgmt For Against Against
1.8 Elect Director Ian C. Read Mgmt For Against Against
1.9 Elect Director G. Craig Sullivan Mgmt For Against Against
2.0 Ratify Auditors Mgmt For For For
3.0 Provide Right to Call Special Mgmt For For For
Meeting
4.0 Amend Omnibus Stock Plan Mgmt For For For
5.0 Provide for Cumulative Voting ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ajay Banga Mgmt For For For
1.2 Elect Director Myra M. Hart Mgmt For For For
1.3 Elect Director Lois D. Juliber Mgmt For For For
1.4 Elect Director Mark D. Ketchum Mgmt For For For
1.5 Elect Director Richard A. Lerner Mgmt For For For
1.6 Elect Director John C. Pope Mgmt For For For
1.7 Elect Director Fredric G. Reynolds Mgmt For For For
1.8 Elect Director Irene B. Rosenfeld Mgmt For For For
1.9 Elect Director Deborah C. Wright Mgmt For For For
1.10 Elect Director Frank G. Zarb Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
4.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Thomas P. Mac Mahon Mgmt For Against Against
2.0 Elect Director Kerrii B. Anderson Mgmt For Against Against
3.0 Elect Director Jean-Luc Belingard Mgmt For Against Against
4.0 Elect Director David P. King Mgmt For Against Against
5.0 Elect Director Wendy E. Lane Mgmt For Against Against
6.0 Elect Director Robert E. Mgmt For Against Against
Mittelstaedt, Jr.
7.0 Elect Director Arthur H. Rubenstein Mgmt For Against Against
8.0 Elect Director M. Keith Weikel Mgmt For Against Against
9.0 Elect Director R. Sanders Williams Mgmt For Against Against
10.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis R. Beresford Mgmt For For For
1.2 Elect Director W. Allen Reed Mgmt For For For
1.3 Elect Director Roger W. Schipke Mgmt For For For
1.4 Elect Director Nicholas J. Mgmt For For For
St.George
1.5 Elect Director Mark R. Fetting Mgmt For For For
1.6 Elect Director Scott C. Nuttall Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Require Independent Board Chairman ShrHldr Against Against For
4.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter C. Browning Mgmt For Withhold Against
1.2 Elect Director Marshall O. Larsen Mgmt For Withhold Against
1.3 Elect Director Stephen F. Page Mgmt For Withhold Against
1.4 Elect Director O. Temple Sloan, Jr. Mgmt For Withhold Against
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
4.0 Eliminate Supermajority Vote Mgmt For For For
Requirement
5.0 Reincorporate in Another State ShrHldr Against Against For
from Delaware to North Dakota
6.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
7.0 Require Independent Board Chairman ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Macy's Inc
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen F. Mgmt For For For
Bollenbach
1.2 Elect Director Deirdre P. Connelly Mgmt For For For
1.3 Elect Director Meyer Feldberg Mgmt For For For
1.4 Elect Director Sara Levinson Mgmt For For For
1.5 Elect Director Terry J. Lundgren Mgmt For For For
1.6 Elect Director Joseph Neubauer Mgmt For For For
1.7 Elect Director Joseph A. Pichler Mgmt For For For
1.8 Elect Director Joyce M. RochE Mgmt For For For
1.9 Elect Director Karl M. von der Mgmt For For For
Heyden
1.10 Elect Director Craig E. Weatherup Mgmt For For For
1.11 Elect Director Marna C. Whittington Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
4.0 Reduce Supermajority Vote ShrHldr Against For Against
Requirement
5.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
McAfee, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leslie G. Denend Mgmt For For For
1.2 Elect Director David G. DeWalt Mgmt For For For
1.3 Elect Director Charles J. Robel Mgmt For For For
2.0 Declassify the Board of Directors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
4.0 Amend Qualified Employee Stock Mgmt For Against Against
Purchase Plan
5.0 Amend Non-Employee Director Mgmt For Against Against
Omnibus Stock Plan
6.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Andy D. Bryant Mgmt For For For
2.0 Elect Director Wayne A. Budd Mgmt For For For
3.0 Elect Director John H. Hammergren Mgmt For For For
4.0 Elect Director Alton F. Irby III Mgmt For For For
5.0 Elect Director M. Christine Jacobs Mgmt For For For
6.0 Elect Director Marie L. Knowles Mgmt For For For
7.0 Elect Director David M. Lawrence Mgmt For For For
8.0 Elect Director Edward A. Mueller Mgmt For For For
9.0 Elect Director James V. Napier Mgmt For For For
10.0 Elect Director Jane E. Shaw Mgmt For For For
11.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Medco Health Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Charles M. Lillis, Mgmt For For For
Ph.D.
2.0 Elect Director William L. Roper, Mgmt For For For
M.D.
3.0 Elect Director David D. Stevens Mgmt For For For
4.0 Ratify Auditors Mgmt For For For
5.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For Withhold Against
1.2 Elect Director William A. Hawkins Mgmt For Withhold Against
1.3 Elect Director Shirley A. Jackson Mgmt For Withhold Against
1.4 Elect Director Denise M. O'Leary Mgmt For Withhold Against
1.5 Elect Director Jean-Pierre Rosso Mgmt For Withhold Against
1.6 Elect Director Jack W. Schuler Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MetLife, Inc
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Robert Henrikson Mgmt For For For
1.2 Elect Director John M. Keane Mgmt For For For
1.3 Elect Director Catherine R. Kinney Mgmt For For For
1.4 Elect Director Hugh B. Price Mgmt For For For
1.5 Elect Director Kenton J. Sicchitano Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Steven A. Ballmer Mgmt For For For
2.0 Elect Director James I. Cash, Jr. Mgmt For For For
3.0 Elect Director Dina Dublon Mgmt For For For
4.0 Elect Director William H. Gates, Mgmt For For For
III
5.0 Elect Director Raymond V. Gilmartin Mgmt For For For
6.0 Elect Director Reed Hastings Mgmt For For For
7.0 Elect Director David F. Marquardt Mgmt For For For
8.0 Elect Director Charles H. Noski Mgmt For For For
9.0 Elect Director Helmut Panke Mgmt For For For
10.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
11.0 Amend Non-Employee Director Mgmt For Against Against
Omnibus Stock Plan
12.0 Ratify Auditors Mgmt For For For
13.0 Adopt Policies to Protect Freedom ShrHldr Against Abstain Against
of Access to the Internet
14.0 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15.0 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Monsanto Co.
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Janice L. Fields Mgmt For For For
2.0 Elect Director Hugh Grant Mgmt For For For
3.0 Elect Director C. Steven McMillan Mgmt For For For
4.0 Elect Director Robert J. Stevens Mgmt For For For
5.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
MOSAIC CO
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945A107 10/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David B. Mathis Mgmt For Withhold Against
1.2 Elect Director James L. Popowich Mgmt For Withhold Against
1.3 Elect Director James T. Prokopanko Mgmt For Withhold Against
1.4 Elect Director Steven M. Seibert Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Navistar International Corp.
Ticker Security ID: Meeting Date Meeting Status
NAV CUSIP 63934E108 09/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Y. Marc Belton Mgmt For Withhold Against
1.2 Elect Director Eugenio Clariond Mgmt For Withhold Against
1.3 Elect Director John D. Correnti Mgmt For Withhold Against
1.4 Elect Director Terry M. Endsley Mgmt For For For
1.5 Elect Director Abbie J. Griffin Mgmt For Withhold Against
1.6 Elect Director Michael N. Hammes Mgmt For Withhold Against
1.7 Elect Director David D. Harrison Mgmt For Withhold Against
1.8 Elect Director James H. Keyes Mgmt For Withhold Against
1.9 Elect Director Steven J. Klinger Mgmt For For For
1.10 Elect Director Daniel C. Ustian Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Newmont Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Glen A. Barton Mgmt For For For
1.2 Elect Director Vincent A. Calarco Mgmt For For For
1.3 Elect Director Joseph A. Carrabba Mgmt For For For
1.4 Elect Director Noreen Doyle Mgmt For For For
1.5 Elect Director Veronica M. Hagen Mgmt For For For
1.6 Elect Director Michael S. Hamson Mgmt For For For
1.7 Elect Director Robert J. Miller Mgmt For For For
1.8 Elect Director Richard T. O'Brien Mgmt For For For
1.9 Elect Director John B. Prescott Mgmt For For For
1.10 Elect Director Donald C. Roth Mgmt For For For
1.11 Elect Director James V. Taranik Mgmt For For For
1.12 Elect Director Simon Thompson Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
4.0 Require a Majority Vote for the ShrHldr Against Against For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Nexen Inc.
Ticker Security ID: Meeting Date Meeting Status
NXY CUSIP 65334H102 04/28/2009 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director W.B. Berry Mgmt For For For
1.2 Elect Director R.G. Bertram Mgmt For For For
1.3 Elect Director D.G. Flanagan Mgmt For For For
1.4 Elect Director S.B. Jackson Mgmt For For For
1.5 Elect Director K.J. Jenkins Mgmt For For For
1.6 Elect Director A.A. McLellan Mgmt For For For
1.7 Elect Director E.P. Newell Mgmt For For For
1.8 Elect Director T.C. O'Neill Mgmt For For For
1.9 Elect Director M.F. Romanow Mgmt For For For
1.10 Elect Director F.M. Saville Mgmt For For For
1.11 Elect Director J.M. Willson Mgmt For For For
1.12 Elect Director V.J. Zaleschuk Mgmt For For For
2.0 Approve Deloitte & Touche LLP as Mgmt For For For
Auditors and Authorize Audit and
Conduct Review Committee to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
NGP Capital Resources Company
Ticker Security ID: Meeting Date Meeting Status
NGPC CUSIP 62985Q101 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. Erik Fyrwald Mgmt For For For
1.2 Elect Director Richard B. Marchese Mgmt For For For
1.3 Elect Director Paul J. Norris Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F201 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George A. Cope Mgmt For Withhold Against
1.2 Elect Director Raymond P. Dolan Mgmt For For For
1.3 Elect Director Carolyn Katz Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Norfolk Southern Corp.
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel A. Carp Mgmt For For For
1.2 Elect Director Steven F. Leer Mgmt For For For
1.3 Elect Director Michael D. Lockhart Mgmt For For For
1.4 Elect Director Charles W. Moorman Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Report on Political Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Northrop Grumman Corp.
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Lewis W. Coleman Mgmt For For For
2.0 Elect Director Thomas B. Fargo Mgmt For For For
3.0 Elect Director Victor H. Fazio Mgmt For For For
4.0 Elect Director Donald E. Felsinger Mgmt For For For
5.0 Elect Director Stephen E. Frank Mgmt For For For
6.0 Elect Director Bruce S. Gordon Mgmt For For For
7.0 Elect Director Madeleine Kleiner Mgmt For For For
8.0 Elect Director Karl J. Krapek Mgmt For For For
9.0 Elect Director Richard B. Myers Mgmt For For For
10.0 Elect Director Aulana L. Peters Mgmt For For For
11.0 Elect Director Kevin W. Sharer Mgmt For For For
12.0 Elect Director Ronald D. Sugar Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Report on Space-based Weapons ShrHldr Against Abstain Against
Program
15.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
16.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Mgmt For For For
Frankenberg
1.2 Elect Director Patrick T. Hackett Mgmt For For For
1.3 Elect Director William H. Janeway Mgmt For For For
1.4 Elect Director Katharine A. Martin Mgmt For For For
1.5 Elect Director Mark B. Myers Mgmt For For For
1.6 Elect Director Philip J. Quigley Mgmt For For For
1.7 Elect Director Paul A. Ricci Mgmt For For For
1.8 Elect Director Robert G. Teresi Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nucor Corp.
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Clayton C. Daley, Mgmt For For For
Jr.
1.2 Elect Director Harvey B. Gantt Mgmt For For For
1.3 Elect Director Bernard L. Kasriel Mgmt For For For
1.4 Elect Director Christopher J. Mgmt For For For
Kearney
2.0 Ratify Auditors Mgmt For For For
3.0 Require a Majority Vote for the ShrHldr Against Against For
Election of Directors
4.0 Declassify the Board of Directors ShrHldr Against For Against
5.0 Review and Assess Human Rights ShrHldr Against Abstain Against
Policies
6.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
- ------------------------------------------------------------------------------------------------------------------
Nymex Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 62948N104 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Acquisition Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For For For
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Garcia-Molina Mgmt For For For
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For For For
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Ratify Auditors Mgmt For For For
4.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Paccar Inc.
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mark C. Pigott Mgmt For For For
1.2 Elect Director William G. Reed, Jr. Mgmt For For For
1.3 Elect Director Warren R. Staley Mgmt For For For
1.4 Elect Director Charles R. Mgmt For For For
Williamson
2.0 Declassify the Board of Directors ShrHldr Against For Against
3.0 Require a Majority Vote for the ShrHldr Against For Against
Election of Directors
- ------------------------------------------------------------------------------------------------------------------
Partnerre Ltd (frm. Partnerre Holdings Ltd.)
Ticker Security ID: Meeting Date Meeting Status
PRE CINS G6852T105 05/22/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jan H. Holsboer as Director Mgmt For For For
1.2 Elect Kevin M. Twomey as Director Mgmt For For For
2.0 Approve Deloitte & Touche as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
3.0 Approve 2009 Employee Share Plan Mgmt For For For
4.0 Amend Non-Employee Director Share Mgmt For Against Against
Plan
5.0 Approve Term Extension of Swiss Mgmt For Against Against
Share Purchase Plan
6.1 Approve Elimination of Mgmt For For For
Supermajority Vote Requirement
6.2 Amend Bylaws Re: Advance Notice Mgmt For For For
Provisions
6.3 Amend Bylaws Re: Limitations on Mgmt For Against Against
Ownership and Voting
6.4 Amend Bylaws Re: Idemnification Mgmt For For For
Provisions
6.5 Amend Bylaws Re: Election, Mgmt For Against Against
Disqualification and Removal of
Director Provisions
6.6 Amend Bylaws Re: Other Changes Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director George P. Carter Mgmt For Withhold Against
1.2 Elect Director Jerry Franklin Mgmt For Withhold Against
1.3 Elect Director Eunice S. Groark Mgmt For Withhold Against
1.4 Elect Director James A. Thomas Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis A. Ausiello Mgmt For For For
1.2 Elect Director Michael S. Brown Mgmt For For For
1.3 Elect Director M. Anthony Burns Mgmt For For For
1.4 Elect Director Robert N. Burt Mgmt For For For
1.5 Elect Director W. Don Cornwell Mgmt For For For
1.6 Elect Director William H. Gray, III Mgmt For For For
1.7 Elect Director Constance J. Horner Mgmt For For For
1.8 Elect Director James M. Kilts Mgmt For For For
1.9 Elect Director Jeffrey B. Kindler Mgmt For For For
1.10 Elect Director George A. Lorch Mgmt For For For
1.11 Elect Director Dana G. Mead Mgmt For For For
1.12 Elect Director Suzanne Nora Johnson Mgmt For For For
1.13 Elect Director Stephen W. Sanger Mgmt For For For
1.14 Elect Director William C. Steere, Mgmt For For For
Jr.
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Limit/Prohibit Executive ShrHldr Against Against For
Stock-Based Awards
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
6.0 Provide for Cumulative Voting ShrHldr Against Against For
7.0 Amend Bylaws -- Call Special ShrHldr Against For Against
Meetings
- ------------------------------------------------------------------------------------------------------------------
PG&E Corp.
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director David R. Andrews Mgmt For For For
2.0 Elect Director C. Lee Cox Mgmt For For For
3.0 Elect Director Peter A. Darbee Mgmt For For For
4.0 Elect Director Maryellen C. Mgmt For For For
Herringer
5.0 Elect Director Roger H. Kimmel Mgmt For For For
6.0 Elect Director Richard A. Meserve Mgmt For For For
7.0 Elect Director Forrest E. Miller Mgmt For For For
8.0 Elect Director Barbara L. Rambo Mgmt For For For
9.0 Elect Director Barry Lawson Mgmt For For For
Williams
10.0 Ratify Auditors Mgmt For For For
11.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
12.0 Reincorporate in Another State ShrHldr Against Against For
[California to North Dakota ]
- ------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold Brown Mgmt For For For
1.2 Elect Director Mathis Cabiallavetta Mgmt For For For
1.3 Elect Director Louis C. Camilleri Mgmt For For For
1.4 Elect Director J. Dudley Fishburn Mgmt For For For
1.5 Elect Director Graham Mackay Mgmt For For For
1.6 Elect Director Sergio Marchionne Mgmt For For For
1.7 Elect Director Lucio A. Noto Mgmt For For For
1.8 Elect Director Carlos Slim Helo Mgmt For For For
1.9 Elect Director Stephen M. Wolf Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard O. Berndt Mgmt For Against Against
1.2 Elect Director Charles E. Bunch Mgmt For Against Against
1.3 Elect Director Paul W. Chellgren Mgmt For Against Against
1.4 Elect Director Robert N. Clay Mgmt For Against Against
1.5 Elect Director Kay Coles James Mgmt For Against Against
1.6 Elect Director Richard B. Kelson Mgmt For Against Against
1.7 Elect Director Bruce C. Lindsay Mgmt For Against Against
1.8 Elect Director Anthony A. Massaro Mgmt For Against Against
1.9 Elect Director Jane G. Pepper Mgmt For Against Against
1.10 Elect Director James E. Rohr Mgmt For Against Against
1.11 Elect Director Donald J. Shepard Mgmt For Against Against
1.12 Elect Director Lorene K. Steffes Mgmt For Against Against
1.13 Elect Director Dennis F. Strigl Mgmt For Against Against
1.14 Elect Director Stephen G. Thieke Mgmt For Against Against
1.15 Elect Director Thomas J. Usher Mgmt For Against Against
1.16 Elect Director George H. Walls, Jr. Mgmt For Against Against
1.17 Elect Director Helge H. Wehmeier Mgmt For Against Against
2.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Ratify Auditors Mgmt For For For
4.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
5.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Acquisition Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Polo Ralph Lauren Corp.
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 731572103 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank A. Bennack, Jr. Mgmt For For For
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Terry S. Semel Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Conway Mgmt For For For
1.2 Elect Director E. Allen Deaver Mgmt For For For
1.3 Elect Director James H. Miller Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen F. Angel Mgmt For Withhold Against
1.2 Elect Director Nance K. Dicciani Mgmt For Withhold Against
1.3 Elect Director Edward G. Galante Mgmt For Withhold Against
1.4 Elect Director Claire W. Gargalli Mgmt For Withhold Against
1.5 Elect Director Ira D. Hall Mgmt For Withhold Against
1.6 Elect Director Raymond W. LeBoeuf Mgmt For Withhold Against
1.7 Elect Director Larry D. McVay Mgmt For Withhold Against
1.8 Elect Director Wayne T. Smith Mgmt For Withhold Against
1.9 Elect Director H. Mitchell Watson, Mgmt For Withhold Against
Jr.
1.10 Elect Director Robert L. Wood Mgmt For Withhold Against
2.0 Approve Omnibus Stock Plan Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Psychiatric Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSYS CUSIP 74439H108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Christopher Grant, Mgmt For For For
Jr.
1.2 Elect Director David M. Dill Mgmt For For For
2.0 Amend Non-Employee Director Mgmt For Against Against
Omnibus Stock Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Public Service Enterprise Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Albert R. Gamper, Mgmt For For For
Jr.
1.2 Elect Director Conrad K. Harper Mgmt For For For
1.3 Elect Director Shirley Ann Jackson Mgmt For For For
1.4 Elect Director David Lilley Mgmt For For For
1.5 Elect Director Thomas A. Renyi Mgmt For For For
1.6 Elect Director Hak Cheol Shin Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
QUALCOMM Inc
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barbara T. Alexander Mgmt For For For
1.2 Elect Director Stephen M. Bennett Mgmt For For For
1.3 Elect Director Donald G. Mgmt For For For
Cruickshank
1.4 Elect Director Raymond V. Dittamore Mgmt For For For
1.5 Elect Director Thomas W. Horton Mgmt For For For
1.6 Elect Director Irwin Mark Jacobs Mgmt For For For
1.7 Elect Director Paul E. Jacobs Mgmt For For For
1.8 Elect Director Robert E. Kahn Mgmt For For For
1.9 Elect Director Sherry Lansing Mgmt For For For
1.10 Elect Director Duane A. Nelles Mgmt For For For
1.11 Elect Director Marc I. Stern Mgmt For For For
1.12 Elect Director Brent Scowcroft Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 749121109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward A. Mueller Mgmt For For For
1.2 Elect Director Linda G. Alvarado Mgmt For For For
1.3 Elect Director Charles L. Biggs Mgmt For For For
1.4 Elect Director K. Dane Brooksher Mgmt For For For
1.5 Elect Director Peter S. Hellman Mgmt For For For
1.6 Elect Director R. David Hoover Mgmt For For For
1.7 Elect Director Patrick J. Martin Mgmt For For For
1.8 Elect Director Caroline Matthews Mgmt For For For
1.9 Elect Director Wayne W. Murdy Mgmt For For For
1.10 Elect Director Jan L. Murley Mgmt For For For
1.11 Elect Director James A. Unruh Mgmt For For For
1.12 Elect Director Anthony Welters Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Terms of Severance Payments Mgmt For For For
to Executives
4.0 Submit SERP to Shareholder Vote ShrHldr Against Against For
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
6.0 Amend Bylaws-- Call Special ShrHldr Against For Against
Meetings
7.0 Reincorporate in Another State ShrHldr Against Against For
[Delaware to North Dakota]
- ------------------------------------------------------------------------------------------------------------------
Raytheon Co.
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Vernon E. Clark Mgmt For For For
2.0 Elect Director John M. Deutch Mgmt For For For
3.0 Elect Director Frederic M. Poses Mgmt For For For
4.0 Elect Director Michael C. Ruettgers Mgmt For For For
5.0 Elect Director Ronald L. Skates Mgmt For For For
6.0 Elect Director William R. Spivey Mgmt For For For
7.0 Elect Director Linda G. Stuntz Mgmt For For For
8.0 Elect Director William H. Swanson Mgmt For For For
9.0 Ratify Auditors Mgmt For For For
10.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
11.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
12.0 Provide for Cumulative Voting ShrHldr Against Against For
13.0 Adopt Principles for Health Care ShrHldr Against Abstain Against
Reform
14.0 Submit SERP to Shareholder Vote ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
RRI Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
RRI CUSIP 74971X107 06/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director E. William Barnett Mgmt For For For
2.0 Elect Director Mark M. Jacobs Mgmt For For For
3.0 Elect Director Steven L. Miller Mgmt For For For
4.0 Elect Director Laree E. Perez Mgmt For For For
5.0 Elect Director Evan J. Silverstein Mgmt For For For
6.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian C. Carr Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Schering-Plough Corp.
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Thomas J. Colligan Mgmt For For For
1.2 Elect Director Fred Hassan Mgmt For For For
1.3 Elect Director C. Robert Kidder Mgmt For For For
1.4 Elect Director Eugene R. McGrath Mgmt For For For
1.5 Elect Director Antonio M. Perez Mgmt For For For
1.6 Elect Director Patricia F. Russo Mgmt For For For
1.7 Elect Director Jack L. Stahl Mgmt For For For
1.8 Elect Director Craig B. Thompson Mgmt For For For
1.9 Elect Director Kathryn C. Turner Mgmt For For For
1.10 Elect Director Robert F.W. van Mgmt For For For
Oordt
1.11 Elect Director Arthur F. Weinbach Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Provide for Cumulative Voting ShrHldr Against Against For
4.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Juanita Powell Mgmt For For For
Baranco
1.2 Elect Director Francis S. Blake Mgmt For For For
1.3 Elect Director Jon A. Boscia Mgmt For For For
1.4 Elect Director Thomas F. Chapman Mgmt For For For
1.5 Elect Director H. William Mgmt For For For
Habermeyer, Jr.
1.6 Elect Director Veronica M. "Ronee" Mgmt For For For
Hagen
1.7 Elect Director Warren A. Hood, Jr. Mgmt For For For
1.8 Elect Director Donald M. James Mgmt For For For
1.9 Elect Director J. Neal Purcell Mgmt For For For
1.10 Elect Director David M. Ratcliffe Mgmt For For For
1.11 Elect Director William G. Smith, Mgmt For For For
Jr.
1.12 Elect Director Gerald J. St. Pe Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting and Mgmt For For For
Eliminate Cumulative Voting for
Uncontested Election of Directors
4.0 Eliminate Cumulative Voting Mgmt For For For
5.0 Report on Reducing GHG Emissions ShrHldr Against Abstain Against
6.0 Submit SERP to Shareholder Vote ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Southwestern Energy Co.
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lewis E. Epley, Jr. Mgmt For Withhold Against
1.2 Elect Director Robert L. Howard Mgmt For Withhold Against
1.3 Elect Director Harold M. Korell Mgmt For Withhold Against
1.4 Elect Director Vello A. Kuuskraa Mgmt For Withhold Against
1.5 Elect Director Kenneth R. Mourton Mgmt For Withhold Against
1.6 Elect Director Charles E. Scharlau Mgmt For Withhold Against
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Basil L. Anderson Mgmt For For For
1.2 Elect Director Arthur M. Blank Mgmt For For For
1.3 Elect Director Mary Elizabeth Mgmt For For For
Burton
1.4 Elect Director Justin King Mgmt For For For
1.5 Elect Director Carol Meyrowitz Mgmt For For For
1.6 Elect Director Rowland T. Moriarty Mgmt For For For
1.7 Elect Director Robert C. Nakasone Mgmt For For For
1.8 Elect Director Ronald L. Sargent Mgmt For For For
1.9 Elect Director Elizabeth A. Smith Mgmt For For For
1.10 Elect Director Robert E. Sulentic Mgmt For For For
1.11 Elect Director Vijay Vishwanath Mgmt For For For
1.12 Elect Director Paul F. Walsh Mgmt For For For
2.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Amend Nonqualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
5.0 Reincorporate in Another State ShrHldr Against Against For
[from Delaware to North Dakota]
- ------------------------------------------------------------------------------------------------------------------
SunTrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alston D. Correll Mgmt For For For
1.2 Elect Director Patricia C. Frist Mgmt For For For
1.3 Elect Director Blake P. Garrett, Mgmt For For For
Jr.
1.4 Elect Director David H. Hughes Mgmt For For For
1.5 Elect Director M. Douglas Ivester Mgmt For For For
1.6 Elect Director G. Gilmer Minor, III Mgmt For For For
1.7 Elect Director James M. Wells III Mgmt For For For
1.8 Elect Director Karen Hastie Mgmt For For For
Williams
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
4.0 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at 12 Mgmt For For For
2.0 Elect Director Mary N. Dillon Mgmt For For For
3.0 Elect Director Richard M. Mgmt For For For
Kovacevich
4.0 Elect Director George W. Tamke Mgmt For For For
5.0 Elect Director Solomon D. Trujillo Mgmt For For For
6.0 Ratify Auditors Mgmt For For For
7.0 Amend Omnibus Stock Plan Mgmt For For For
8.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Fix Number of Directors at 12 Mgmt N/A TNA N/A
2.1 Elect Director William A. Ackman ShrHldr N/A TNA N/A
2.2 Elect Director Michael L. Ashner ShrHldr N/A TNA N/A
2.3 Elect Director James L. Donald ShrHldr N/A TNA N/A
2.4 Elect Director Richard W. Vague ShrHldr N/A TNA N/A
3.0 Elect Director Ronald J. Gilson ShrHldr N/A TNA N/A
4.0 Ratify Auditors Mgmt N/A TNA N/A
5.0 Amend Omnibus Stock Plan Mgmt N/A TNA N/A
6.0 Advisory Vote to Ratify Named ShrHldr N/A TNA N/A
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
The Bank Of New York Mellon Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ruth E. Bruch Mgmt For For For
1.2 Elect Director Nicholas M. Donofrio Mgmt For For For
1.3 Elect Director Gerald L. Hassell Mgmt For For For
1.4 Elect Director Edmund F. Kelly Mgmt For For For
1.5 Elect Director Robert P. Kelly Mgmt For For For
1.6 Elect Director Richard J. Kogan Mgmt For For For
1.7 Elect Director Michael J. Kowalski Mgmt For For For
1.8 Elect Director John A. Luke, Jr. Mgmt For For For
1.9 Elect Director Robert Mehrabian Mgmt For For For
1.10 Elect Director Mark A. Nordenberg Mgmt For For For
1.11 Elect Director Catherine A. Rein Mgmt For For For
1.12 Elect Director William C. Mgmt For For For
Richardson
1.13 Elect Director Samuel C. Scott III Mgmt For For For
1.14 Elect Director John P. Surma Mgmt For For For
1.15 Elect Director Wesley W. von Schack Mgmt For For For
2.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
3.0 Ratify Auditors Mgmt For For For
4.0 Provide for Cumulative Voting ShrHldr Against Against For
5.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
The Chubb Corp.
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Zoa Baird Mgmt For For For
1.2 Elect Director Sheila P. Burke Mgmt For For For
1.3 Elect Director James I. Cash, Jr. Mgmt For For For
1.4 Elect Director Joel J. Cohen Mgmt For For For
1.5 Elect Director John D. Finnegan Mgmt For For For
1.6 Elect Director Klaus J. Mangold Mgmt For For For
1.7 Elect Director Martin G. McGuinn Mgmt For For For
1.8 Elect Director Lawrence M. Small Mgmt For For For
1.9 Elect Director Jess S(degree)derberg Mgmt For For For
1.10 Elect Director Daniel E. Somers Mgmt For For For
1.11 Elect Director Karen Hastie Mgmt For For For
Williams
1.12 Elect Director James M. Zimmerman Mgmt For For For
1.13 Elect Director Alfred W. Zollar Mgmt For For For
2.0 Approve Omnibus Stock Plan Mgmt For Against Against
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Herbert A. Allen Mgmt For For For
1.2 Elect Director Ronald W. Allen Mgmt For For For
1.3 Elect Director Cathleen P. Black Mgmt For For For
1.4 Elect Director Barry Diller Mgmt For For For
1.5 Elect Director Alexis M. Herman Mgmt For For For
1.6 Elect Director Muhtar Kent Mgmt For For For
1.7 Elect Director Donald R. Keough Mgmt For For For
1.8 Elect Director Maria Elena Mgmt For For For
Lagomsino
1.9 Elect Director Donald F. McHenry Mgmt For For For
1.10 Elect Director Sam Nunn Mgmt For For For
1.11 Elect Director James D. Robinson Mgmt For For For
III
1.12 Elect Director Peter V. Ueberroth Mgmt For For For
1.13 Elect Director Jacob Wallenberg Mgmt For For For
1.14 Elect Director James B. Williams Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
4.0 Require Independent Board Chairman ShrHldr Against Against For
5.0 Amend Bylaws to Establish a Board ShrHldr Against Against For
Committee on Human Rights
6.0 Performance-Based Awards ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
The Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Arnold A. Allemang Mgmt For For For
2.0 Elect Director Jacqueline K. Barton Mgmt For For For
3.0 Elect Director James A. Bell Mgmt For For For
4.0 Elect Director Jeff M. Fettig Mgmt For For For
5.0 Elect Director Barbara H. Franklin Mgmt For For For
6.0 Elect Director John B. Hess Mgmt For For For
7.0 Elect Director Andrew N. Liveris Mgmt For For For
8.0 Elect Director Geoffery E. Merszei Mgmt For For For
9.0 Elect Director Dennis H. Reilley Mgmt For For For
10.0 Elect Director James M. Ringler Mgmt For For For
11.0 Elect Director Ruth G. Shaw Mgmt For For For
12.0 Elect Director Paul G. Stern Mgmt For For For
13.0 Ratify Auditors Mgmt For For For
14.0 Restore or Provide for Cumulative ShrHldr Against Against For
Voting
15.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
16.0 Stock Retention/Holding Period ShrHldr Against Against For
17.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
18.0 Report on Environmental ShrHldr Against Abstain Against
Remediation in Midland Area
- ------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Rodgers Mgmt For For For
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4.0 Rotate Annual Meeting Location ShrHldr Against Against For
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael J. Kowalski Mgmt For For For
1.2 Elect Director Rose Marie Bravo Mgmt For For For
1.3 Elect Director Gary E. Costley Mgmt For For For
1.4 Elect Director Lawrence K. Fish Mgmt For For For
1.5 Elect Director Abby F. Kohnstamm Mgmt For For For
1.6 Elect Director Charles K. Marquis Mgmt For For For
1.7 Elect Director Peter W. May Mgmt For For For
1.8 Elect Director J. Thomas Presby Mgmt For For For
1.9 Elect Director William A. Shutzer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CINS H8817H100 05/15/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROVAL OF THE 2008 ANNUAL Mgmt For TNA N/A
REPORT, THE CONSOLIDATED
FINANCIALSTATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2008 AND
THESTATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD.
2.0 DISCHARGE OF THE MEMBERS OF THE Mgmt For TNA N/A
BOARD OF DIRECTORS AND
THEEXECUTIVE OFFICERS FOR FISCAL
YEAR 2008
3.0 APPROPRIATION OF THE AVAILABLE Mgmt For TNA N/A
RETAINED EARNINGS WITHOUT
PAYMENTOF A DIVIDEND TO
SHAREHOLDERS FOR FISCAL YEAR 2008
AND RELEASEOF CHF 3.5 BILLION OF
LEGAL RESERVES TO OTHER RESERVES.
4.0 AUTHORIZATION OF A SHARE Mgmt For TNA N/A
REPURCHASE PROGRAM
5.0 APPROVAL OF THE LONG-TERM Mgmt For TNA N/A
INCENTIVE PLAN OF TRANSOCEAN LTD.
INTHE FORM AS AMENDED AND RESTATED
EFFECTIVE AS OF 2/12/09
6.0 REELECTION OF CLASS I DIRECTOR FOR Mgmt For TNA N/A
A THREE YEAR TERM:W. RICHARD
ANDERSON
7.0 REELECTION OF CLASS I DIRECTOR FOR Mgmt For TNA N/A
A THREE YEAR TERM:RICHARD L. GEORGE
8.0 REELECTION OF CLASS I DIRECTOR FOR Mgmt For TNA N/A
A THREE YEAR TERM:ROBERT L. LONG
9.0 REELECTION OF CLASS I DIRECTOR FOR Mgmt For TNA N/A
A THREE YEAR TERM:EDWARD R. MULLER
10.0 REELECTION OF CLASS III DIRECTOR Mgmt For TNA N/A
FOR A TWO-YEAR TERM:VICTOR E.
GRIJALVA
11.0 APPOINTMENT OF ERNST & YOUNG LLP Mgmt For TNA N/A
AS TRANSOCEAN LTD. SINDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR2009 AND REELECTION
OF ERNST & YOUNG LTD., ZURICH, AS
TRANSOCEANLTD. S AUDITOR PURSUANT
TO THE SWISS CODE OF OBLIGATIONS
FOR AFURTHER ONE-YEA
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 APPROVAL OF THE MERGER TRANSACTION Mgmt For For For
TO BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS
ANNEX B.
2.0 APPROVAL OF THE MOTION TO ADJOURN Mgmt For For For
THE MEETING TO A LATER DATE TO
SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO APPROVE
THE MERGER TRANSACTION.
- ------------------------------------------------------------------------------------------------------------------
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don Tyson Mgmt For For For
1.2 Elect Director John Tyson Mgmt For For For
1.3 Elect Director Richard L. Bond Mgmt For For For
1.4 Elect Director Lloyd V. Hackley Mgmt For For For
1.5 Elect Director Jim Kever Mgmt For For For
1.6 Elect Director Kevin M. McNamara Mgmt For For For
1.7 Elect Director Brad T. Sauer Mgmt For For For
1.8 Elect Director Jo Ann R. Smith Mgmt For For For
1.9 Elect Director Barbara A. Tyson Mgmt For For For
1.10 Elect Director Albert C. Zapanta Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Disclose GHG Emissions Caused by ShrHldr Against Abstain Against
Individual Products via Product
Packaging
4.0 Phase out Use of Gestation Crates ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Union Pacific Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Andrew H. Card, Jr. Mgmt For For For
1.2 Elect Director Erroll B. Davis, Jr. Mgmt For For For
1.3 Elect Director Thomas J. Donohue Mgmt For For For
1.4 Elect Director Archie W. Dunham Mgmt For For For
1.5 Elect Director Judith Richards Hope Mgmt For For For
1.6 Elect Director Charles C. Krulak Mgmt For For For
1.7 Elect Director Michael R. McCarthy Mgmt For For For
1.8 Elect Director Michael W. McConnell Mgmt For For For
1.9 Elect Director Thomas F. McLarty Mgmt For For For
III
1.10 Elect Director Steven R. Rogel Mgmt For For For
1.11 Elect Director Jose H. Villarreal Mgmt For For For
1.12 Elect Director James R. Young Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Report on Political Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director F. Duane Ackerman Mgmt For For For
1.2 Elect Director Michael J. Burns Mgmt For For For
1.3 Elect Director D. Scott Davis Mgmt For For For
1.4 Elect Director Stuart E. Eizenstat Mgmt For For For
1.5 Elect Director Michael L. Eskew Mgmt For For For
1.6 Elect Director William R. Johnson Mgmt For For For
1.7 Elect Director Ann M. Livermore Mgmt For For For
1.8 Elect Director Rudy Markham Mgmt For For For
1.9 Elect Director John W. Thompson Mgmt For For For
1.10 Elect Director Carol B. TomE Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Approve Omnibus Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director William C. Ballard, Mgmt For For For
Jr.
2.0 Elect Director Richard T. Burke Mgmt For For For
3.0 Elect Director Robert J. Darretta Mgmt For For For
4.0 Elect Director Stephen J. Hemsley Mgmt For For For
5.0 Elect Director Michele J. Hooper Mgmt For For For
6.0 Elect Director Douglas W. Mgmt For For For
Leatherdale
7.0 Elect Director Glenn M. Renwick Mgmt For For For
8.0 Elect Director Kenneth I. Shine, Mgmt For For For
M.D.
9.0 Elect Director Gail R. Wilensky, Mgmt For For For
Ph.D.
10.0 Ratify Auditors Mgmt For For For
11.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Aida M. Alvarez Mgmt For For For
2.0 Elect Director James W. Breyer Mgmt For For For
3.0 Elect Director M. Michele Burns Mgmt For For For
4.0 Elect Director James I. Cash, Jr. Mgmt For For For
5.0 Elect Director Roger C. Corbett Mgmt For For For
6.0 Elect Director Douglas N. Daft Mgmt For For For
7.0 Elect Director Michael T. Duke Mgmt For For For
8.0 Elect Director Gregory B. Penner Mgmt For For For
9.0 Elect Director Allen I. Questrom Mgmt For For For
10.0 Elect Director H. Lee Scott, Jr. Mgmt For For For
11.0 Elect Director Arne M. Sorenson Mgmt For For For
12.0 Elect Director Jim C. Walton Mgmt For For For
13.0 Elect Director S. Robson Walton Mgmt For For For
14.0 Elect Director Christopher J. Mgmt For For For
Williams
15.0 Elect Director Linda S. Wolf Mgmt For For For
16.0 Ratify Auditors Mgmt For For For
17.0 Amend EEO Policy to Prohibit ShrHldr Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
18.0 Pay For Superior Performance ShrHldr Against Against For
19.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
20.0 Report on Political Contributions ShrHldr Against Abstain Against
21.0 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against
Call Special Meetings
22.0 Stock Retention/Holding Period ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMI CUSIP 94106L109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Pastora San Juan Mgmt For For For
Cafferty
1.2 Elect Director Frank M. Clark, Jr. Mgmt For For For
1.3 Elect Director Patrick W. Gross Mgmt For For For
1.4 Elect Director John C. Pope Mgmt For For For
1.5 Elect Director W. Robert Reum Mgmt For For For
1.6 Elect Director Steven G. Rothmeier Mgmt For For For
1.7 Elect Director David P. Steiner Mgmt For For For
1.8 Elect Director Thomas H. Weidemeyer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Approve Omnibus Stock Plan Mgmt For Against Against
5.0 Report on Political Contributions ShrHldr Against Abstain Against
6.0 Reduce Supermajority Vote ShrHldr Against For Against
Requirement
- ------------------------------------------------------------------------------------------------------------------
Waters Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joshua Bekenstein Mgmt For For For
1.2 Elect Director Michael J. Berendt, Mgmt For For For
Ph.D.
1.3 Elect Director Douglas A. Mgmt For For For
Berthiaume
1.4 Elect Director Edward Conard Mgmt For For For
1.5 Elect Director Laurie H. Glimcher, Mgmt For For For
M.D.
1.6 Elect Director Christopher A. Mgmt For For For
Kuebler
1.7 Elect Director William J. Miller Mgmt For For For
1.8 Elect Director JoAnn A. Reed Mgmt For For For
1.9 Elect Director Thomas P. Salice Mgmt For For For
2.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd
Ticker Security ID: Meeting Date Meeting Status
WFT CINS H27013103 05/07/2009 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Reelect Bernhard Duroc-Danner as Mgmt For TNA N/A
Director
1.2 Reelect Nicholas Brady as Director Mgmt For TNA N/A
1.3 Reelect David Butters as Director Mgmt For TNA N/A
1.4 Reelect William Macaulay as Mgmt For TNA N/A
Director
1.5 Reelect Robert Millard as Director Mgmt For TNA N/A
1.6 Reelect Robert Moses as Director Mgmt For TNA N/A
1.7 Reelect Robert Rayne as Director Mgmt For TNA N/A
2.0 Ratify Ernst & Young LLP as Mgmt For TNA N/A
Independent Registered Public
Accounting Firm and Ernst & Young
AG as Statutory Auditors
3.0 Transact Other Business Mgmt N/A TNA N/A
(Non-Voting)
- ------------------------------------------------------------------------------------------------------------------
Wellpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director Lenox D. Baker, Mgmt For For For
Jr., M.D.
2.0 Elect Director Susan B. Bayh Mgmt For For For
3.0 Elect Director Larry C. Glasscock Mgmt For For For
4.0 Elect Director Julie A. Hill Mgmt For For For
5.0 Elect Director Ramiro G. Peru Mgmt For For For
6.0 Ratify Auditors Mgmt For For For
7.0 Approve Omnibus Stock Plan Mgmt For Against Against
8.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
9.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Wells Fargo and Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director John D. Baker II Mgmt For For For
2.0 Elect Director John S. Chen Mgmt For For For
3.0 Elect Director Lloyd H. Dean Mgmt For For For
4.0 Elect Director Susan E. Engel Mgmt For For For
5.0 Elect Director Enrique Hernandez, Mgmt For For For
Jr.
6.0 Elect Director Donald M. James Mgmt For For For
7.0 Elect Director Robert L. Joss Mgmt For For For
8.0 Elect Director Richard M. Mgmt For For For
Kovacevich
9.0 Elect Director Richard D. McCormick Mgmt For For For
10.0 Elect Director Mackey J. McDonald Mgmt For For For
11.0 Elect Director Cynthia H. Milligan Mgmt For For For
12.0 Elect Director Nicholas G. Moore Mgmt For For For
13.0 Elect Director Philip J. Quigley Mgmt For For For
14.0 Elect Director Donald B. Rice Mgmt For For For
15.0 Elect Director Judith M. Runstad Mgmt For For For
16.0 Elect Director Stephen W. Sanger Mgmt For For For
17.0 Elect Director Robert K. Steel Mgmt For For For
18.0 Elect Director John G. Stumpf Mgmt For For For
19.0 Elect Director Susan G. Swenson Mgmt For For For
20.0 Advisory Vote to Ratify Named Mgmt For For For
Executive Officers' Compensation
21.0 Ratify Auditors Mgmt For For For
22.0 Amend Omnibus Stock Plan Mgmt For For For
23.0 Require Independent Board Chairman ShrHldr Against Against For
24.0 Report on Political Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Declassify the Board of Directors Mgmt For For For
2.1 Elect Director Phillip R. Kevil Mgmt For Against Against
2.2 Elect Director Herbert D. Simons Mgmt For Against Against
2.3 Elect Director Vaughn O. Mgmt For Against Against
Vennerberg II
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Ratify Auditors Mgmt For For For
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
6.0 Adopt a Policy in which the ShrHldr Against Against For
Company will not Make or Promise
to Make Any Death Benefit Payments
to Senior Executives
- ------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Carol Bartz Mgmt For For For
1.2 Elect Director Frank J. Biondi, Jr. Mgmt For For For
1.3 Elect Director Roy J. Bostock Mgmt For For For
1.4 Elect Director Ronald W. Burkle Mgmt For For For
1.5 Elect Director John H. Chapple Mgmt For For For
1.6 Elect Director Eric Hippeau Mgmt For For For
1.7 Elect Director Carl C. Icahn Mgmt For For For
1.8 Elect Director Vyomesh Joshi Mgmt For For For
1.9 Elect Director Arthur H. Kern Mgmt For For For
1.10 Elect Director Mary Agnes Mgmt For For For
Wilderotter
1.11 Elect Director Gary L. Wilson Mgmt For For For
1.12 Elect Director Jerry Yang Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For Against Against
3.0 Amend Qualified Employee Stock Mgmt For Against Against
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
5.0 Advisory Vote to Ratify Named ShrHldr Against Abstain Against
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director Ronald W. Burkle Mgmt For For For
1.3 Elect Director Eric Hippeau Mgmt For For For
1.4 Elect Director Vyomesh Joshi Mgmt For For For
1.5 Elect Director Arthur H. Kern Mgmt For For For
1.6 Elect Director Robert A. Kotick Mgmt For For For
1.7 Elect Director Mary Agnes Mgmt For For For
Wilderotter
1.8 Elect Director Gary L. Wilson Mgmt For For For
1.9 Elect Director Jerry Yang Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Pay For Superior Performance ShrHldr Against Against For
4.0 Adopt Policies to Protect Freedom ShrHldr Against Abstain Against
of Access to the Internet
5.0 Amend Bylaws to Establish a Board ShrHldr Against Against For
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lucian A. Bebchuk ShrHldr N/A TNA N/A
1.2 Elect Director Frank J. Biondi, Jr. ShrHldr N/A TNA N/A
1.3 Elect Director John H. Chapple ShrHldr N/A TNA N/A
1.4 Elect Director Mark Cuban ShrHldr N/A TNA N/A
1.5 Elect Director Adam Dell ShrHldr N/A TNA N/A
1.6 Elect Director Carl C. Icahn ShrHldr N/A TNA N/A
1.7 Elect Director Keith A, Meister ShrHldr N/A TNA N/A
1.8 Elect Director Edward H. Meyer ShrHldr N/A TNA N/A
1.9 Elect Director Brian S. Posner ShrHldr N/A TNA N/A
2.0 Ratify Auditors Mgmt N/A TNA N/A
3.0 Pay For Superior Performance ShrHldr N/A TNA N/A
4.0 Adopt Policies to Protect Freedom ShrHldr N/A TNA N/A
of Access to the Internet
5.0 Amend Bylaws to Establish a Board ShrHldr N/A TNA N/A
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Large Cap Growth Portfolio II
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHoldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH CARE ShrHoldr Against Abstain Against
PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------
Alcon Inc.
Ticker Security ID: Meeting Date Meeting Status
ACL CUSIP H01301102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For For For
8 Elect Paul Bulcke Mgmt For For For
9 Elect Hermann Wirz Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. Mgmt For For For
RYAN
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. Mgmt For For For
WARD
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHoldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Abstain Against
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHoldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain
Stock Repurchases from Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
X
- ------------------------------------------------------------------------------------------------------------------
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Demchak Mgmt For For For
1.2 Elect Kenneth Dunn Mgmt For For For
1.3 Elect Laurence Fink Mgmt For For For
1.4 Elect Robert Kapito Mgmt For For For
1.5 Elect Brian Moynihan Mgmt For For For
1.6 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHoldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHoldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHoldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHoldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Voting for the Election
of Directors
- ------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Mgmt For For For
Kovacevich
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For For For
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Mgmt For For For
Stock Plan
4 Amendment to the Incentive Plan Mgmt For For For
for Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning
in Excess of $500,000
7 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flaws Mgmt For For For
1.2 Elect James Houghton Mgmt For For For
1.3 Elect James O'Connor Mgmt For For For
1.4 Elect Deborah Rieman Mgmt For For For
1.5 Elect Peter Volanakis Mgmt For For For
1.6 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR ELECTION MAJORITY VOTE
STANDARD.
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
THE ELECTION OF EACH DIRECTOR
ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For For For
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHoldr Against Against For
Proposal Regarding Retention of
Shares After Retirement
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Dental Amalgam
- ------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For For For
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For For For
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHoldr For For For
ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - ShrHoldr Against Against For
SEPARATION OF CEO AND CHAIRMAN
RESPONSIBILITIES
- ------------------------------------------------------------------------------------------------------------------
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Carty Mgmt For For For
1.2 Elect Director Michael S. Dell Mgmt For For For
1.3 Elect Director William H. Gray, III Mgmt For For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For For
1.6 Elect Director Judy C. Lewent Mgmt For For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For For
1.8 Elect Director Klaus S. Luft Mgmt For For For
1.9 Elect Director Alex J. Mandl Mgmt For For For
1.10 Elect Director Michael A. Miles Mgmt For For For
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Mgmt For For For
Plan
4 Reimburse Proxy Expenses ShrHldr Against For Against
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For Against Against
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL H. Mgmt For For For
ARMACOST
2 ELECTION OF DIRECTOR: CHARLES Mgmt For For For
CROCKER
3 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
HARDIMAN
4 ELECTION OF DIRECTOR: ROBERT D. Mgmt For For For
JOFFE
5 ELECTION OF DIRECTOR: CHARLES B. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GREGORY E. Mgmt For For For
JOHNSON
7 ELECTION OF DIRECTOR: RUPERT H. Mgmt For For For
JOHNSON, JR.
8 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
KEAN
9 ELECTION OF DIRECTOR: CHUTTA Mgmt For For For
RATNATHICAM
10 ELECTION OF DIRECTOR: PETER M. Mgmt For For For
SACERDOTE
11 ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For For For
TATLOCK
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Key Mgmt For For For
Executive Incentive Compensation
Plan
- ------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Iraq Operations
- ------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT Mgmt For For For
DAVIS
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------
Marvell Technology Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/11/2008 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS 1 DIRECTOR: JOHN Mgmt For For For
G. KASSAKIAN
2 ELECTION OF CLASS 2 DIRECTOR: KUO Mgmt For Against Against
WEI (HERBERT) CHANG
3 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
JUERGEN GROMER, PH.D.
4 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
ARTURO KRUEGER
5 RATIFY AUDITORS Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Gilmartin Mgmt For For For
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------
NASDAQ OMX Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Soud Ba'alawy Mgmt For Withhold Against
1.2 Elect Urban Backstrom Mgmt For Withhold Against
1.3 Elect H. Furlong Baldwin Mgmt For Withhold Against
1.4 Elect Michael Casey Mgmt For Withhold Against
1.5 Elect Lon Gorman Mgmt For Withhold Against
1.6 Elect Robert Greifeld Mgmt For Withhold Against
1.7 Elect Glenn Hutchins Mgmt For Withhold Against
1.8 Elect Birgitta Kantola Mgmt For Withhold Against
1.9 Elect Essa Kazim Mgmt For Withhold Against
1.10 Elect John Markese Mgmt For Withhold Against
1.11 Elect Hans Munk Nielsen Mgmt For Withhold Against
1.12 Elect Thomas O'Neill Mgmt For Withhold Against
1.13 Elect James Riepe Mgmt For Withhold Against
1.14 Elect Michael Splinter Mgmt For Withhold Against
1.15 Elect Lars Wedenborn Mgmt For Withhold Against
1.16 Elect Deborah Wince-Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Northwest Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWA CUSIP 667280408 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director David A. Brandon Mgmt For Withhold Against
1.3 Elect Director Michael J. Durham Mgmt For For For
1.4 Elect Director John M. Engler Mgmt For For For
1.5 Elect Director Mickey P. Foret Mgmt For For For
1.6 Elect Director Robert L. Friedman Mgmt For For For
1.7 Elect Director Doris Kearns Goodwin Mgmt For For For
1.8 Elect Director Jeffrey G. Katz Mgmt For For For
1.9 Elect Director James J. Postl Mgmt For For For
1.10 Elect Director Rodney E. Slater Mgmt For For For
1.11 Elect Director Douglas M. Steenland Mgmt For For For
1.12 Elect Director William S. Zoller Mgmt For For For
2 Approve Reorganization Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
5 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Nymex Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CUSIP 62948N104 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Garcia-Molina Mgmt For Withhold Against
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Absorption of 17 de Maio Mgmt For For For
Participacoes SA
2 Appoint Independent Firm to Mgmt For For For
Appraise Proposed Absorption
- ------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A.
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For For For
FISCAL YEAR 2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR 2008
4 ELECTION OF MEMBERS OF THE BOARD Mgmt For Abstain Against
OF DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD Mgmt For Abstain Against
OF DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------
Potash Corp of Saskatchewan
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 749121109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward Mueller Mgmt For For For
2 Elect Linda Alvarado Mgmt For Against Against
3 Elect Charles Biggs Mgmt For For For
4 Elect K. Dane Brooksher Mgmt For For For
5 Elect Peter Hellman Mgmt For For For
6 Elect R. David Hoover Mgmt For Against Against
7 Elect Patrick Martin Mgmt For For For
8 Elect Caroline Matthews Mgmt For For For
9 Elect Wayne Murdy Mgmt For For For
10 Elect Jan Murley Mgmt For For For
11 Elect James Unruh Mgmt For For For
12 Elect Anthony Welters Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Policy Relating to Mgmt For For For
Severance Arrangements with
Executives
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Approval of Certain
Extraordinary Retirement Benefits
for Executives
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Balsillie, Mike Mgmt For For For
Lazaridis, James Estill, David
Kerr, Roger Martin, John
Richardson, Barbara Stymiest and
John Wetmore as Directors
2 Approve Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eli Harari Mgmt For For For
1.2 Elect Irwin Federman Mgmt For For For
1.3 Elect Steve Gomo Mgmt For For For
1.4 Elect Eddy Hartenstein Mgmt For For For
1.5 Elect Catherine Lego Mgmt For For For
1.6 Elect Michael Marks Mgmt For For For
1.7 Elect James Meindl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For Against Against
4 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
5 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF Mgmt For For For
FINANCIALS AND DIVIDENDS.
3 Shareholder Proposal Regarding an ShrHoldr Against Against For
Advisory Vote on Compensation
Report (Say on Pay)
4 PROPOSAL TO APPROVE OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael A. Brown Mgmt For For For
1.2 Elect Director William T. Coleman Mgmt For For For
1.3 Elect Director Frank E. Dangeard Mgmt For For For
1.4 Elect Director Geraldine B. Mgmt For For For
Laybourne
1.5 Elect Director David L. Mahoney Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director George Reyes Mgmt For For For
1.8 Elect Director Daniel H. Schulman Mgmt For For For
1.9 Elect Director ohn W. Thompson Mgmt For For For
1.10 Elect Director V. Paul Unruh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules of Mgmt For For For
Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special UNITED STATES
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Mgmt For For For
Management Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval Of The Merger Transaction Mgmt For For For
To Be Effected By The Schemes Of
Arrangement, Attached To The
Accompanying Proxy Statement As
Annex B.
2 Approval Of The Motion To Adjourn Mgmt For For For
The Meeting To A Later Date To
Solicit Additional Proxies If
There Are Insufficient Votes At
The Time Of The Meeting To Approve
The Merger Transaction.
- ------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding Pay ShrHoldr Against Against For
for Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the Form
of Stock Options
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------
Williams-Sonoma, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSM CUSIP 969904101 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------
Willis Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96655108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO JR.
3 ELECTION OF DIRECTOR: ANNA C. Mgmt For For For
CATALANO
4 ELECTION OF DIRECTOR: SIR ROY Mgmt For For For
GARDNER
5 ELECTION OF DIRECTOR: SIR JEREMY Mgmt For For For
HANLEY
6 ELECTION OF DIRECTOR: ROBYN S. Mgmt For For For
KRAVIT
7 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
LANE
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
MCCANN
10 ELECTION OF DIRECTOR: JOSEPH J. Mgmt For For For
PLUMERI
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
8 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
</PRE>
<PRE>
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Large Cap Growth Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH ShrHldr Against Abstain Against
CARE PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------------
ADC Telecommunications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADCT CUSIP 000886309 03/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lois Martin Mgmt For For For
1.2 Elect Krish Prabhu Mgmt For For For
1.3 Elect John Rehfeld Mgmt For For For
1.4 Elect David Roberts Mgmt For For For
2 PROPOSAL TO SET THE SIZE OF THE Mgmt For For For
BOARD OF DIRECTORS AT ELEVEN.
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Alcon Inc.
Ticker Security ID: Meeting Date Meeting Status
ACL CUSIP H01301102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For For For
8 Elect Paul Bulcke Mgmt For For For
9 Elect Hermann Wirz Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2 ELECTION OF DIRECTOR: ROBERT A. Mgmt For Against Against
INGRAM
3 ELECTION OF DIRECTOR: DAVID E.I. Mgmt For For For
PYOTT
4 ELECTION OF DIRECTOR: RUSSELL T. Mgmt For For For
RAY
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Additional Animal Testing
Disclosure
- ------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Amgen Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
ArcelorMittal S.A. (fka Mittal Steel Co.)
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 06/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authority to Increase Share Mgmt For For For
Capital
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
MAY
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. Mgmt For For For
RYAN
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. Mgmt For For For
WARD
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - ShrHldr Against Against For
INDEPENDENT BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION ShrHldr Against Abstain Against
OF PRINCIPLES FOR HEALTH CARE
REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
BE Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert J. Khoury Mgmt For For For
1.2 Elect Director Jonathan M. Mgmt For Withhold Against
Schofield
2 Implement MacBride Principles ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain
Stock Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article X
- ------------------------------------------------------------------------------------------------------------------------
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Demchak Mgmt For For For
1.2 Elect Kenneth Dunn Mgmt For For For
1.3 Elect Laurence Fink Mgmt For For For
1.4 Elect Robert Kapito Mgmt For For For
1.5 Elect Brian Moynihan Mgmt For For For
1.6 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. Mgmt For For For
BIGGS
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. Mgmt For For For
COOK
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKC CUSIP 121208201 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John W. Chidsey Mgmt For For For
1.2 Elect Director Richard W. Boyce Mgmt For For For
1.3 Elect Director David A. Brandon Mgmt For Withhold Against
1.4 Elect Director Ronald M. Dykes Mgmt For For For
1.5 Elect Director Peter R. Formanek Mgmt For For For
1.6 Elect Director Manuel A. Garcia Mgmt For For For
1.7 Elect Director Sanjeev K. Mehra Mgmt For Withhold Against
1.8 Elect Director Stephen G. Pagliuca Mgmt For For For
1.9 Elect Director Brian T. Swette Mgmt For For For
1.10 Elect Director Kneeland C. Mgmt For For For
Youngblood
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Voting for the Election
of Directors
- ------------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Mgmt For For For
Kovacevich
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For For For
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Mgmt For For For
Plan
3 Amendment to the 2005 Director Mgmt For For For
Stock Plan
4 Amendment to the Incentive Plan Mgmt For For For
for Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co.
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
ALLEN
2 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
ALLEN
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: ALEXIS M. Mgmt For Against Against
HERMAN
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. Mgmt For For For
KEOUGH
8 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13 ELECTION OF DIRECTOR: JACOB Mgmt For For For
WALLENBERG
14 ELECTION OF DIRECTOR: JAMES B. Mgmt For For For
WILLIAMS
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
INDEPENDENT BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A ShrHldr Against Abstain Against
BOARD COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING ShrHldr Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Mgmt For For For
Option Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executives Earning
in Excess of $500,000
7 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------------
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flaws Mgmt For For For
1.2 Elect James Houghton Mgmt For For For
1.3 Elect James O'Connor Mgmt For For For
1.4 Elect Deborah Rieman Mgmt For For For
1.5 Elect Peter Volanakis Mgmt For For For
1.6 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHldr Against For Against
DIRECTOR ELECTION MAJORITY VOTE
STANDARD.
4 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
THE ELECTION OF EACH DIRECTOR
ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For For For
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHldr Against Against For
Proposal Regarding Retention of
Shares After Retirement
9 Shareholder Proposal Regarding ShrHldr Against Against For
Dental Amalgam
- ------------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For For For
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For For For
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHldr For For For
ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - ShrHldr Against Against For
SEPARATION OF CEO AND CHAIRMAN
RESPONSIBILITIES
- ------------------------------------------------------------------------------------------------------------------------
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Carty Mgmt For For For
1.2 Elect Director Michael S. Dell Mgmt For For For
1.3 Elect Director William H. Gray, Mgmt For For For
III
1.4 Elect Director Sallie L. Krawcheck Mgmt For For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For For
1.6 Elect Director Judy C. Lewent Mgmt For For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For For
1.8 Elect Director Klaus S. Luft Mgmt For For For
1.9 Elect Director Alex J. Mandl Mgmt For For For
1.10 Elect Director Michael A. Miles Mgmt For For For
1.11 Elect Director Samuel A. Nunn, Mgmt For For For
Jr.
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Mgmt For For For
Plan
4 Reimburse Proxy Expenses ShrHldr Against For Against
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For Against Against
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL H. Mgmt For For For
ARMACOST
2 ELECTION OF DIRECTOR: CHARLES Mgmt For For For
CROCKER
3 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
HARDIMAN
4 ELECTION OF DIRECTOR: ROBERT D. Mgmt For For For
JOFFE
5 ELECTION OF DIRECTOR: CHARLES B. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GREGORY E. Mgmt For For For
JOHNSON
7 ELECTION OF DIRECTOR: RUPERT H. Mgmt For For For
JOHNSON, JR.
8 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
KEAN
9 ELECTION OF DIRECTOR: CHUTTA Mgmt For For For
RATNATHICAM
10 ELECTION OF DIRECTOR: PETER M. Mgmt For For For
SACERDOTE
11 ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For For For
TATLOCK
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Key Mgmt For For For
Executive Incentive Compensation
Plan
- ------------------------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against Against For
Space Weapons
16 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Death Benefit Payments
- ------------------------------------------------------------------------------------------------------------------------
Genzyme Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Berthiaume Mgmt For For For
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For For For
4 Elect Charles Cooney Mgmt For For For
5 Elect Victor Dzau Mgmt For Against Against
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For For For
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Iraq Operations
- ------------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: L. T. Mgmt For For For
BABBIO, JR.
2 ELECTION OF DIRECTOR: S. M. Mgmt For For For
BALDAUF
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. Mgmt For For For
SALHANY
10 ELECTION OF DIRECTOR: G. K. Mgmt For For For
THOMPSON
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
COTE
4 ELECTION OF DIRECTOR: D. SCOTT Mgmt For For For
DAVIS
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT Mgmt For For For
ACCOUNTANTS
12 CUMULATIVE VOTING ShrHldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY ShrHldr Against Against For
VOTE
15 TAX GROSS-UP PAYMENTS ShrHldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. Mgmt For For For
CHENAULT
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. Mgmt For For For
ZAMBRANO
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON ShrHldr Against For Against
CUMULATIVE VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding ShrHldr Against Against For
Key Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
Marvell Technology Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/11/2008 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS 1 DIRECTOR: Mgmt For For For
JOHN G. KASSAKIAN
2 ELECTION OF CLASS 2 DIRECTOR: KUO Mgmt For Against Against
WEI (HERBERT) CHANG
3 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
JUERGEN GROMER, PH.D.
4 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
ARTURO KRUEGER
5 RATIFY AUDITORS Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Andy D. Bryant Mgmt For For For
2 Elect Director Wayne A. Budd Mgmt For For For
3 Elect Director John H. Hammergren Mgmt For For For
4 Elect Director Alton F. Irby III Mgmt For For For
5 Elect Director M. Christine Jacobs Mgmt For For For
6 Elect Director Marie L. Knowles Mgmt For For For
7 Elect Director David M. Lawrence Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director James V. Napier Mgmt For For For
10 Elect Director Jane E. Shaw Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Mgmt For For For
Gilmartin
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAPA CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
NASDAQ OMX Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Soud Ba'alawy Mgmt For Withhold Against
1.2 Elect Urban Backstrom Mgmt For Withhold Against
1.3 Elect H. Furlong Baldwin Mgmt For Withhold Against
1.4 Elect Michael Casey Mgmt For Withhold Against
1.5 Elect Lon Gorman Mgmt For Withhold Against
1.6 Elect Robert Greifeld Mgmt For Withhold Against
1.7 Elect Glenn Hutchins Mgmt For Withhold Against
1.8 Elect Birgitta Kantola Mgmt For Withhold Against
1.9 Elect Essa Kazim Mgmt For Withhold Against
1.10 Elect John Markese Mgmt For Withhold Against
1.11 Elect Hans Munk Nielsen Mgmt For Withhold Against
1.12 Elect Thomas O'Neill Mgmt For Withhold Against
1.13 Elect James Riepe Mgmt For Withhold Against
1.14 Elect Michael Splinter Mgmt For Withhold Against
1.15 Elect Lars Wedenborn Mgmt For Withhold Against
1.16 Elect Deborah Wince-Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nice-Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
NICE CUSIP 653656108 07/29/2008 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ron Gutler as Director Mgmt For For For
2 Elect Joseph Atzmon as Director Mgmt For For For
3 Elect Rimon Ben-Shaoul as Director Mgmt For For For
4 Elect Yoseph Dauber as Director Mgmt For For For
5 Elect John Hughes as Director Mgmt For For For
6 Elect David Kostman as Director Mgmt For For For
7 Approve Remuneration of Mgmt For For For
Directors, Excluding External
Directors
8 Approve Remuneration of Mgmt For For For
Directors, Including External
Directors
9 Approve Special Annual Fee to the Mgmt For For For
Chairman of the Board
10 Reappoint Kost Forer Gabbay & Mgmt For For For
Kasierer as Auditors and
Authorize Board to Fix Their
Remuneration
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Northwest Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 667280408 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director David A. Brandon Mgmt For Withhold Against
1.3 Elect Director Michael J. Durham Mgmt For For For
1.4 Elect Director John M. Engler Mgmt For For For
1.5 Elect Director Mickey P. Foret Mgmt For For For
1.6 Elect Director Robert L. Friedman Mgmt For For For
1.7 Elect Director Doris Kearns Mgmt For For For
Goodwin
1.8 Elect Director Jeffrey G. Katz Mgmt For For For
1.9 Elect Director James J. Postl Mgmt For For For
1.10 Elect Director Rodney E. Slater Mgmt For For For
1.11 Elect Director Douglas M. Mgmt For For For
Steenland
1.12 Elect Director William S. Zoller Mgmt For For For
2 Approve Reorganization Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
5 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nymex Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 62948N104 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Mgmt For Withhold Against
Garcia-Molina
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Absorption of 17 de Maio Mgmt For For For
Participacoes SA
2 Appoint Independent Firm to Mgmt For For For
Appraise Proposed Absorption
- ------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A.
Ticker Security ID: Meeting Date Meeting Status
PBRA CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR Mgmt For For For
THE FISCAL YEAR 2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR 2008
4 ELECTION OF MEMBERS OF THE BOARD Mgmt For Abstain Against
OF DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD Mgmt For Abstain Against
OF DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Potash Corp of Saskatchewan
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Balsillie, Mike Mgmt For For For
Lazaridis, James Estill, David
Kerr, Roger Martin, John
Richardson, Barbara Stymiest and
John Wetmore as Directors
2 Approve Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to
Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------------
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eli Harari Mgmt For For For
1.2 Elect Irwin Federman Mgmt For For For
1.3 Elect Steve Gomo Mgmt For For For
1.4 Elect Eddy Hartenstein Mgmt For For For
1.5 Elect Catherine Lego Mgmt For For For
1.6 Elect Michael Marks Mgmt For For For
1.7 Elect James Meindl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For Against Against
4 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
5 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF Mgmt For For For
FINANCIALS AND DIVIDENDS.
3 Shareholder Proposal Regarding an ShrHldr Against Against For
Advisory Vote on Compensation
Report (Say on Pay)
4 PROPOSAL TO APPROVE OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael A. Brown Mgmt For For For
1.2 Elect Director William T. Coleman Mgmt For For For
1.3 Elect Director Frank E. Dangeard Mgmt For For For
1.4 Elect Director Geraldine B. Mgmt For For For
Laybourne
1.5 Elect Director David L. Mahoney Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director George Reyes Mgmt For For For
1.8 Elect Director Daniel H. Schulman Mgmt For For For
1.9 Elect Director ohn W. Thompson Mgmt For For For
1.10 Elect Director V. Paul Unruh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules Mgmt For For For
of Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Mgmt For For For
Rodgers
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Rotate Annual Meeting Location ShrHldr Against Against For
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special USA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Mgmt For For For
Management Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Mgmt For For For
Management Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE MERGER Mgmt For For For
TRANSACTION TO BE EFFECTED BY THE
SCHEMES OF ARRANGEMENT, ATTACHED
TO THE ACCOMPANYING PROXY
STATEMENT AS ANNEX B.
2 APPROVAL OF THE MOTION TO ADJOURN Mgmt For For For
THE MEETING TO A LATER DATE TO
SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO
APPROVE THE MERGER TRANSACTION.
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding ShrHldr Against Against For
Pay for Superior Performance
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Incentive Compensation in the
Form of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
IGER
6 ELECTION OF DIRECTOR: STEVEN P. Mgmt For For For
JOBS
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. Mgmt For For For
SMITH
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER ShrHldr Against Against For
PROPOSAL RELATING TO DEATH
BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. Mgmt For For For
DEAN
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Williams-Sonoma, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSM CUSIP 969904101 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Willis Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96655108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO JR.
3 ELECTION OF DIRECTOR: ANNA C. Mgmt For For For
CATALANO
4 ELECTION OF DIRECTOR: SIR ROY Mgmt For For For
GARDNER
5 ELECTION OF DIRECTOR: SIR JEREMY Mgmt For For For
HANLEY
6 ELECTION OF DIRECTOR: ROBYN S. Mgmt For For For
KRAVIT
7 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
LANE
8 ELECTION OF DIRECTOR: WENDY E. Mgmt For For For
LANE
9 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
MCCANN
10 ELECTION OF DIRECTOR: JOSEPH J. Mgmt For For For
PLUMERI
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Mgmt For For For
Nazemetz
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Mgmt For For For
Jr.
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
8 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Yum! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Jackie Trujillo Mgmt For For For
13 Elect Robert Walter Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Executive Mgmt For For For
Incentive Compensation Plan
16 Shareholder Proposal Regarding ShrHldr Against For Against
Vote on Poison Pill
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHldr Against Against For
Food Supply Chain Security and
Sustainability
19 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
20 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Welfare
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Growth Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Airgas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARG CUSIP 009363102 08/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William O. Mgmt For For For
Albertini
1.2 Elect Director Lee M. Thomas Mgmt For For For
1.3 Elect Director John C. Van Roden, Mgmt For For For
Jr.
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------------
Alliance One International Inc
Ticker Security ID: Meeting Date Meeting Status
AOI CUSIP 018772103 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director C. Richard Green, Mgmt For For For
Jr.
1.2 Elect Director Nigel G. Howard Mgmt For For For
1.3 Elect Director Joseph L. Lanier, Mgmt For For For
Jr.
1.4 Elect Director William S. Sheridan Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameron International Corp.
Ticker Security ID: Meeting Date Meeting Status
AMN CUSIP 030710107 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry L. Haines Mgmt For For For
1.2 Elect Director John E. Peppercorn Mgmt For For For
1.3 Elect Director William D. Horsfall Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Analogic Corp.
Ticker Security ID: Meeting Date Meeting Status
ALOG CUSIP 032657207 01/26/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James J. Judge Mgmt For For For
1.2 Elect Director Gerald L. Wilson Mgmt For For For
2.0 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Vincent A. Bucci Mgmt For For For
1.2 Elect Director Howard W. Donnelly Mgmt For For For
1.3 Elect Director Charles T. Orsatti Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Amend Omnibus Stock Plan Mgmt For For For
4.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director L. Thomas Hiltz Mgmt For For For
1.2 Elect Director John F. Meier Mgmt For For For
1.3 Elect Director David L. Pugh Mgmt For For For
1.4 Elect Director Peter C. Wallace Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ariba, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARBA CUSIP 04033V203 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harriet Edelman Mgmt For For For
1.2 Elect Director Richard A. Kashnow Mgmt For Withhold Against
1.3 Elect Director Robert D. Johnson Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Atwood Oceanics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Deborah A. Beck Mgmt For For For
1.2 Elect Director George S. Dotson Mgmt For For For
1.3 Elect Director John R. Irwin Mgmt For For For
1.4 Elect Director Robert W. Burgess Mgmt For For For
1.5 Elect Director Hans Helmerich Mgmt For For For
1.6 Elect Director James R. Montague Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. Buck Mgmt For For For
1.2 Elect Director H. Arthur Bellows, Mgmt For For For
Jr.
1.3 Elect Director James J. Gaffney Mgmt For For For
1.4 Elect Director Peter M. Gotsch Mgmt For For For
1.5 Elect Director Andrew R. Logie Mgmt For For For
1.6 Elect Director Stuart A. Randle Mgmt For For For
1.7 Elect Director Wilson B. Sexton Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 02/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director A. Clinton Allen Mgmt For For For
1.2 Elect Director Robert J. Lepofsky Mgmt For For For
1.3 Elect Director Joseph R. Martin Mgmt For For For
1.4 Elect Director John K. Mgmt For For For
McGillicuddy
1.5 Elect Director Krishna G. Palepu Mgmt For For For
1.6 Elect Director C.S. Park Mgmt For For For
1.7 Elect Director Kirk P. Pond Mgmt For For For
1.8 Elect Director Alfred Woollacott, Mgmt For For For
III
1.9 Elect Director Mark S. Wrighton Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cabot Microelectronics Corp.
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director John P. Frazee, Jr. Mgmt For For For
1.2 Elect Director Barbara A. Klein Mgmt For For For
1.3 Elect Director William P. Noglows Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert R. McMaster Mgmt For For For
1.2 Elect Director Gregory A. Pratt Mgmt For For For
1.3 Elect Director Anne L. Stevens Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald M. Lamb Mgmt For For For
1.2 Elect Director Robert J. Myers Mgmt For For For
1.3 Elect Director Diane C. Mgmt For For For
Bridgewater
1.4 Elect Director Johnny Danos Mgmt For For For
1.5 Elect Director Patricia Clare Mgmt For For For
Sullivan
1.6 Elect Director Kenneth H. Haynie Mgmt For For For
1.7 Elect Director William C. Kimball Mgmt For For For
1.8 Elect Director Jeffrey M. Lamberti Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Catapult Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
XXIA CUSIP 149016107 02/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter S. Cross Mgmt For For For
1.2 Elect Director R. Stephen Mgmt For For For
Heinrichs
1.3 Elect Director Nancy H. Karp Mgmt For For For
1.4 Elect Director Richard A. Karp Mgmt For For For
1.5 Elect Director John M. Scandalios Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
3.0 Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Joseph H. Stegmayer Mgmt For For For
1.2 Elect Director William C. Boor Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Corinthian Colleges, Inc.
Ticker Security ID: Meeting Date Meeting Status
COCO CUSIP 218868107 11/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Terry O. Hartshorn Mgmt For For For
1.2 Elect Director Alice T. Kane Mgmt For For For
1.3 Elect Director Timothy J. Sullivan Mgmt For For For
1.4 Elect Director Peter C. Waller Mgmt For For For
2.0 Declassify the Board of Directors Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Courier Corp.
Ticker Security ID: Meeting Date Meeting Status
CRRC CUSIP 222660102 01/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director James F. Conway III Mgmt For For For
1.2 Elect Director Kathleen Foley Mgmt For For For
Curley
1.3 Elect Director W. Nicholas Mgmt For For For
Thorndike
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CSS Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSS CUSIP 125906107 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Scott A. Beaumont Mgmt For For For
1.2 Elect Director James H. Bromley Mgmt For For For
1.3 Elect Director Jack Farber Mgmt For For For
1.4 Elect Director John J. Gavin Mgmt For For For
1.5 Elect Director Leonard E. Mgmt For For For
Grossman
1.6 Elect Director James E. Ksansnak Mgmt For For For
1.7 Elect Director Rebecca C. Mgmt For For For
Matthias
1.8 Elect Director Christopher J. Mgmt For For For
Munyan
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------------
Electro Rent Corp.
Ticker Security ID: Meeting Date Meeting Status
ELRC CUSIP 285218103 10/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director G.D. Barrone Mgmt For For For
1.2 Elect Director N.Y. Bekavac Mgmt For For For
1.3 Elect Director K.J. Curtin Mgmt For For For
1.4 Elect Director D. Greenberg Mgmt For For For
1.5 Elect Director J.J. Kearns Mgmt For For For
1.6 Elect Director J.S. Pignatelli Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
First Opportunity Fund, Inc.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 320228109 07/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard I. Barr Mgmt For For For
1.2 Elect Director John S. Horejsi Mgmt For For For
1.3 Elect Director Susan L. Ciciora Mgmt For For For
1.4 Elect Director Dr. Dean L. Mgmt For For For
Jacobson
1.5 Elect Director Joel W. Looney Mgmt For For For
2.0 Approve Change of Fundamental Mgmt For For For
Investment Objective and
Reclassify as Non-fundamental
3.0 Approve Change of Fundamental Mgmt For For For
Investment Policy -
Diversification
4.0 Approve Change of Fundamental Mgmt For For For
Investment Policy - Single Issuer
- ------------------------------------------------------------------------------------------------------------------------
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 10/08/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Stock Option Exchange Mgmt For For For
Program
- ------------------------------------------------------------------------------------------------------------------------
G&K Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
GKSR CUSIP 361268105 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lynn Crump-Caine Mgmt For For For
1.2 Elect Director J. Patrick Doyle Mgmt For Withhold Against
1.3 Elect Director M. Lenny Pippin Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gladstone Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Maurice W. Coulon Mgmt For For For
1.2 Elect Director Gerard Mead Mgmt For For For
1.3 Elect Director David A.R. Dullum Mgmt For For For
1.4 Elect Director Terry Lee Brubaker Mgmt For For For
2.0 Authorize Company to Sell Shares Mgmt For For For
Below Net Asset Value
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 01/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Terms of Preferred Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Kohlberg Capital Corp
Ticker Security ID: Meeting Date Meeting Status
KCAP CUSIP 500233101 07/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Authorize Company to Sell Shares Mgmt For For For
Below Net Asset Value
- ------------------------------------------------------------------------------------------------------------------------
Kratos Defense & Security Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B108 12/22/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Issue Shares in Connection with Mgmt For For For
Acquisition
- ------------------------------------------------------------------------------------------------------------------------
M/I Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 03/13/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Stock Ownership Limitations Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MarineMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Elect Director William H. McGill Mgmt For For For
Jr.
2.0 Elect Director John B. Furman Mgmt For For For
3.0 Elect Director Robert S. Kant Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Matthews International Corp.
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William J. Mgmt For For For
Stallkamp
1.2 Elect Director Joseph C. Mgmt For For For
Bartolacci
1.3 Elect Director Katherine E. Dietze Mgmt For For For
1.4 Elect Director Glenn R. Mahone Mgmt For Withhold Against
2.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Meritage Homes Corp
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 02/16/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Stock Ownership Limitations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Walter J. Aspatore Mgmt For For For
1.2 Elect Director Warren L. Batts Mgmt For For For
1.3 Elect Director J. Edward Colgate Mgmt For For For
1.4 Elect Director Darren M. Dawson Mgmt For For For
1.5 Elect Director Donald W. Duda Mgmt For For For
1.6 Elect Director Isabelle C. Mgmt For For For
Goossen
1.7 Elect Director Christopher J. Mgmt For For For
Hornung
1.8 Elect Director Paul G. Shelton Mgmt For For For
1.9 Elect Director Lawrence B. Mgmt For For For
Skatoff
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nordson Corp.
Ticker Security ID: Meeting Date Meeting Status
NDSN CUSIP 655663102 02/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward P. Campbell Mgmt For For For
1.2 Elect Director William W. Colville Mgmt For For For
1.3 Elect Director David W. Ignat Mgmt For For For
1.4 Elect Director William P. Madar Mgmt For Withhold Against
1.5 Elect Director Michael J. Mgmt For Withhold Against
Merriman, Jr.
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Palm Inc
Ticker Security ID: Meeting Date Meeting Status
PALM CUSIP 696643105 10/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edward T. Colligan Mgmt For For For
1.2 Elect Director D. Scott Mercer Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PennantPark Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
PNNT CUSIP 708062104 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Adam K. Bernstein Mgmt For For For
1.2 Elect Director Jeffrey Flug Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Procentury Corp.
Ticker Security ID: Meeting Date Meeting Status
MIG CUSIP 74268T108 07/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Approve Merger Agreement Mgmt For For For
2.0 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safeguard Scientifics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFE CUSIP 786449108 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Peter J. Boni Mgmt For For For
1.2 Elect Director Michael J. Cody Mgmt For For For
1.3 Elect Director Julie A. Dobson Mgmt For For For
1.4 Elect Director Robert E. Keith, Mgmt For For For
Jr.
1.5 Elect Director Andrew E. Lietz Mgmt For For For
1.6 Elect Director George Mackenzie Mgmt For For For
1.7 Elect Director George D. Mgmt For For For
McClelland
1.8 Elect Director Jack L. Messman Mgmt For For For
1.9 Elect Director John W. Poduska, Mgmt For For For
Sr.
1.10 Elect Director John J. Roberts Mgmt For For For
1.11 Elect Director Robert J. Rosenthal Mgmt For For For
2.0 Approve Reverse Stock Split Mgmt For For For
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Shiloh Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLO CUSIP 824543102 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director David J. Hessler Mgmt For Withhold Against
1.2 Elect Director Gary A. Oatey Mgmt For For For
1.3 Elect Director John J. Tanis Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert Huang Mgmt For For For
1.2 Elect Director Kevin Murai Mgmt For For For
1.3 Elect Director Matthew Miau Mgmt For For For
1.4 Elect Director Fred Breidenbach Mgmt For For For
1.5 Elect Director Gregory Quesnel Mgmt For For For
1.6 Elect Director Dwight Steffensen Mgmt For For For
1.7 Elect Director James Van Horne Mgmt For For For
1.8 Elect Director Duane Zitzner Mgmt For For For
2.0 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Approve Executive Incentive Bonus Mgmt For For For
Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 08/19/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.0 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Greenbrier Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBX CUSIP 393657101 01/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William A. Furman Mgmt For For For
1.2 Elect Director Charles J. Mgmt For Withhold Against
Swindells
1.3 Elect Director C. Bruce Ward Mgmt For For For
2.0 Amend Omnibus Stock Plan Mgmt For For For
3.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Winn-Dixie Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WINN CUSIP 974280307 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Evelyn V. Follit Mgmt For For For
1.2 Elect Director Charles P. Garcia Mgmt For For For
1.3 Elect Director Jeffrey C. Girard Mgmt For For For
1.4 Elect Director Yvonne R. Jackson Mgmt For For For
1.5 Elect Director Gregory P. Mgmt For For For
Josefowicz
1.6 Elect Director Peter L. Lynch Mgmt For For For
1.7 Elect Director James P. Olson Mgmt For For For
1.8 Elect Director Terry Peets Mgmt For For For
1.9 Elect Director Richard E. Rivera Mgmt For For For
2.0 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Woodward Governor Company
Ticker Security ID: Meeting Date Meeting Status
WGOV CUSIP 980745103 01/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Paul Donovan Mgmt For For For
1.2 Elect Director Thomas A. Gendron Mgmt For For For
1.3 Elect Director John A. Halbrook Mgmt For For For
1.4 Elect Director Dr. Ronald M. Sega Mgmt For For For
2.0 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD
Ticker Security ID: Meeting Date Meeting Status
XRTX CINS G98268108 03/23/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steve Barber as Director Mgmt For For For
1.2 Elect Jonathan Brooks as Director Mgmt For For For
2.0 Approve PricewaterhouseCoopers Mgmt For For For
LLP as Auditors and Authorize
Board to Fix Their Remuneration
- ------------------------------------------------------------------------------------------------------------------------
Zarlink Semiconductor Inc.
Ticker Security ID: Meeting Date Meeting Status
ZL CUSIP 989139100 07/23/2008 Voted
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Adam Chowaniec Mgmt For For For
1.2 Elect Director Oleg Khaykin Mgmt For For For
1.3 Elect Director Hubert T. Lacroix Mgmt For For For
1.4 Elect Director J. Spencer Lanthier Mgmt For For For
1.5 Elect Director Kirk K. Mandy Mgmt For For For
1.6 Elect Director Jules Meunier Mgmt For For For
1.7 Elect Director Dennis Roberson Mgmt For For For
1.8 Elect Director Henry Simon Mgmt For For For
2.0 Ratify Deloitte & Touche LLP as Mgmt For For For
Auditors
3.0 Amend Bylaws Re: Permit Common Mgmt For For For
Shares to be Transferred Without
the Need for a Certificate
4.0 Approve Reduction in Stated Mgmt For For For
Capital
- ------------------------------------------------------------------------------------------------------------------------
Zarlink Semiconductor Inc.
Ticker Security ID: Meeting Date Meeting Status
ZL CUSIP 989139100 07/23/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Owen as Director ShrHldr Against TNA N/A
1.2 Elect Niel Carragher as Director ShrHldr Against TNA N/A
1.3 Elect David Banks as Director ShrHldr Against TNA N/A
1.4 Elect Luke Smith as Director ShrHldr Against TNA N/A
1.5 Elect Kalai Kalaichelvan as ShrHldr Against TNA N/A
Director
1.6 Elect J. Spencer Lanthier as ShrHldr Against TNA N/A
Director
1.7 Elect Hubert T. Lacroix as ShrHldr Against TNA N/A
Director
1.8 Elect Adam Chowaniec as Director ShrHldr Against TNA N/A
2.0 Ratify Deloitte & Touche LLP as Mgmt For TNA N/A
Auditors
3.0 Amend Bylaws Re: Permit Common Mgmt For TNA N/A
Shares to be Transferred Without
the Need for a Certificate
4.0 Approve Reduction in Stated Mgmt For TNA N/A
Capital
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Large Cap Value Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHoldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH ShrHoldr Against Abstain Against
CARE PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bachmann Mgmt For For For
1.2 Elect Michael Jeffries Mgmt For For For
1.3 Elect John Kessler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Survivor Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ace Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP G0070K103 07/14/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
ATIEH TO TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
CIRILLO TO TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. Mgmt For For For
CROCKETT TO TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
NEFF TO TERM EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. Mgmt For For For
STUART TO TERM EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
HERNANDEZ TO TERM EXPIRING IN
2010.
7 ELECTION OF DIRECTOR: PETER Mgmt For For For
MENIKOFF TO TERM EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For For
TO TERM EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. Mgmt For For For
SMURFIT TO TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. Mgmt For For For
GREENBERG TO TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
KROL TO TERM EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN TO TERM EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER Mgmt For For For
STEIMER TO TERM EXPIRING IN 2011.
14 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
DE-REGISTRATION AMENDMENT ) TO
THE COMPANY S MEMORANDUM OF
ASSOCIATION AND ARTICLES OF
ASSOCIATION TO PERMIT THE
DEREGISTRATION OF THE COMPANY
FROM THE CAYMAN ISLANDS
15 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
FINANCIAL STATEMENT AMENDMENT )
TO THE COMPANY S ARTICLES OF
ASSOCIATION TO REQUIRE THE
COMPANY TO PREPARE AND PROVIDE TO
SHAREHOLDERS NOT LESS THAN
ANNUALLY AN UNCONSOLIDATED
BALANCE SHEET OF THE COMPANY
16 APPROVAL OF AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION WHICH
WILL HAVE THE EFFECT OF
INCREASING THE PAR VALUE OF THE
ORDINARY SHARES FROM $0.041666667
TO AN AMOUNT IN SWISS FRANCS
EQUAL TO $11,000,000,000 DIVIDED
BY THE NUMBER OF OUR ORDINARY
SHARES
17 APPROVAL OF THE COMPANY S Mgmt For For For
DE-REGISTRATION FROM THE CAYMAN
ISLANDS AND CONTINUATION IN
SWITZERLAND (THE CONTINUATION )
18 APPROVAL OF THE NAME OF THE Mgmt For For For
COMPANY
19 APPROVAL OF THE CHANGE OF THE Mgmt For For For
PURPOSE OF THE COMPANY
20 APPROVAL OF THE REARRANGEMENT OF Mgmt For For For
THE COMPANY S EXISTING SHARE
CAPITAL
21 APPROVAL OF THE COMPANY S Mgmt For For For
ARTICLES OF ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION
GOVERNING THE COMPANY
23 CONFIRMATION OF THE PRINCIPAL Mgmt For For For
PLACE OF BUSINESS OF THE COMPANY
AS ZURICH, SWITZERLAND
24 RATIFY AUDITORS Mgmt For For For
25 APPROVAL OF THE COMPANY S 2004 Mgmt For For For
LONG-TERM INCENTIVE PLAN AS
AMENDED THROUGH THE FOURTH
AMENDMENT
26 RATIFY AUDITORS Mgmt For For For
27 APPROVAL OF PAYMENT OF A DIVIDEND Mgmt For For For
THROUGH A REDUCTION OF THE PAR
VALUE OF OUR SHARES IN AN AMOUNT
EQUAL TO THE SWISS FRANC
EQUIVALENT OF $0.87, CONVERTED
INTO SWISS FRANCS
- ------------------------------------------------------------------------------------------------------------------------
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Food Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WARREN D. Mgmt For For For
KNOWLTON
2 ELECTION OF DIRECTOR: JEFFREY Mgmt For For For
NODDLE
3 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SHARPE, JR.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AMR Corporation
Ticker Security ID: Meeting Date Meeting Status
AMR CUSIP 001765106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Rajat Gupta Mgmt For For For
1.6 Elect Alberto Ibarguen Mgmt For For For
1.7 Elect Ann McLaughlin Korologos Mgmt For Withhold Against
1.8 Elect Michael Miles Mgmt For For For
1.9 Elect Philip Purcell Mgmt For For For
1.10 Elect Ray Robinson Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Matthew Rose Mgmt For For For
1.13 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
the Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Mgmt For For For
Compensation Plan
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. Mgmt For For For
KELLY
9 ELECTION OF DIRECTOR: JON C. Mgmt For For For
MADONNA
10 ELECTION OF DIRECTOR: LYNN M. Mgmt For For For
MARTIN
11 ELECTION OF DIRECTOR: JOHN B. Mgmt For For For
MCCOY
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. Mgmt For For For
ROCHE
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHoldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Mgmt For For For
Brenneman
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
MAY
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. Mgmt For For For
RYAN
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. Mgmt For For For
WARD
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHoldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - ShrHoldr Against Against For
INDEPENDENT BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION ShrHoldr Against Abstain Against
OF PRINCIPLES FOR HEALTH CARE
REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHoldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Bonanno Mgmt For Withhold Against
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority
Provisions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 05/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to By-Laws Mgmt For For For
3.1 Elect John Cleghorn Mgmt For For For
3.2 Elect Tim Faithfull Mgmt For For For
3.3 Elect Frederic Green Mgmt For For For
3.4 Elect Krystyna Hoeg Mgmt For Withhold Against
3.5 Elect Richard Kelly Mgmt For For For
3.6 Elect John Manley Mgmt For For For
3.7 Elect Linda Morgan Mgmt For For For
3.8 Elect Madeleine Paquin Mgmt For For For
3.9 Elect Michael Phelps Mgmt For For For
3.10 Elect Roger Phillips Mgmt For For For
3.11 Elect Hartley Richardson Mgmt For For For
3.12 Elect Michael Wright Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
FAIRBANK
2 ELECTION OF DIRECTOR: E.R. Mgmt For For For
CAMPBELL
3 ELECTION OF DIRECTOR: BRADFORD H. Mgmt For For For
WARNER
4 ELECTION OF DIRECTOR: STANLEY Mgmt For For For
WESTREICH
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
7 ADVISORY APPROVAL OF CAPITAL ONE Mgmt For For For
S NAMED EXECUTIVE OFFICER
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military
Sales
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Mgmt For For For
Kovacevich
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
DEUTCH
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
O NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
RYAN
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Mgmt For For For
Option Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning
in Excess of $500,000
7 Shareholder Proposal Regarding ShrHoldr Against Against For
the Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Mgmt For For For
Performance Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CUSIP 25243Q205 10/15/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT Mgmt For For For
2008
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 TO RE-ELECT DR FB HUMER (MEMBER Mgmt For For For
OF NOMINATION COMMITTEE, CHAIRMAN
OF COMMITTEE) AS A DIRECTOR
5 TO RE-ELECT M LILJA (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
6 TO RE-ELECT WS SHANAHAN (MEMBER Mgmt For For For
OF AUDIT, NOMINATION,
REMUNERATION COMMITTEE) AS A
DIRECTOR
7 TO RE-ELECT HT STITZER (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
8 ELECTION OF PG SCOTT (MEMBER OF Mgmt For For For
AUDIT, CHAIRMAN OF COMMITTEE,
NOMINATION, REMUNERATION) AS A
DIRECTOR
9 RATIFY AUDITORS Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT Mgmt For For For
SECURITIES
11 DISAPPLICATION OF PRE-EMPTION Mgmt For For For
RIGHTS
12 AUTHORITY TO PURCHASE OWN Mgmt For For For
ORDINARY SHARES
13 AUTHORITY TO MAKE POLITICAL Mgmt For For For
DONATIONS AND/OR TO INCUR
POLITICAL EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
PERFORMANCE SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
SENIOR EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH Mgmt For For For
INTERNATIONAL SHARE PLANS
17 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
7 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
DILLON
8 ELECTION OF DIRECTOR: ELEUTHERE Mgmt For For For
I. DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE ShrHoldr Against Against For
PAY
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
TOOKER
5 APPROVE THE PROPOSED 2009 STOCK Mgmt For For For
PLAN
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
ALCORN
2 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
CRISP
3 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON Mgmt For For For
STEWARD
6 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
TEXTOR
7 ELECTION OF DIRECTOR: FRANK G. Mgmt For For For
WISNER
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Everest Re Group Ltd
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Abrahams Mgmt For For For
1.2 Elect John Dunne Mgmt For For For
1.3 Elect John Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Non-Employee Director Stock Mgmt For For For
Option and Restricted Stock Plan
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology
Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF ONE CLASS I DIRECTOR: Mgmt For For For
KARL D. GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For Against Against
TO THE 2005 EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For For
TO THE 1999 EMPLOYEE STOCK
PURCHASE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director August A. Busch IV Mgmt For For For
3 Elect Director John A. Edwardson Mgmt For For For
4 Elect Director Judith L. Estrin Mgmt For For For
5 Elect Director J.R. Hyde, III Mgmt For For For
6 Elect Director Shirley A. Jackson Mgmt For For For
7 Elect Director Steven R. Loranger Mgmt For For For
8 Elect Director Gary W. Loveman Mgmt For For For
9 Elect Director Frederick W. Smith Mgmt For For For
10 Elect Director Joshua I. Smith Mgmt For For For
11 Elect Director Paul S. Walsh Mgmt For For For
12 Elect Director Peter S. Willmott Mgmt For For For
13 Amend Omnibus Stock Plan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Require Independent Board Chairman ShrHldr Against For Against
16 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
LANE
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. Mgmt For For For
MULVA
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
19 INDEPENDENT STUDY REGARDING ShrHoldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHoldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Bradbury H. Mgmt For For For
Anderson
2 Elect Director Paul Danos Mgmt For For For
3 Elect Director William T. Esrey Mgmt For For For
4 Elect Director Raymond V. Mgmt For For For
Gilmartin
5 Elect Director Judith Richards Mgmt For For For
Hope
6 Elect Director Heidi G. Miller Mgmt For For For
7 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Director Steve Odland Mgmt For For For
9 Elect Director Kendall J. Powell Mgmt For For For
10 Elect Director Lois E. Quam Mgmt For For For
11 Elect Director Michael D. Rose Mgmt For For For
12 Elect Director Robert L. Ryan Mgmt For For For
13 Elect Director Dorothy A. Terrell Mgmt For For For
14 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Iraq Operations
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 03/26/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Conversion of Series C Preferred Mgmt For For For
Stock Pursuant to the Investment
Agreement
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Mgmt For For For
Stock
12 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. Mgmt For For For
CHENAULT
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. Mgmt For For For
ZAMBRANO
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON ShrHoldr Against For Against
CUMULATIVE VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL Mgmt For Against Against
M.E. JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES Mgmt For Against Against
PRINCE
9 ELECTION OF DIRECTOR: DAVID Mgmt For Against Against
SATCHER
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION POLICIES AND
DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Key Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
FALK
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY
PARTICIPATION PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
the Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. Mgmt For For For
BURRITT
4 ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ELLIS JR.
5 ELECTION OF DIRECTOR: GWENDOLYN Mgmt For For For
S. KING
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
RALSTON
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
STEVENS
13 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
UKROPINA
14 RATIFICATION OF APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHoldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHoldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Andy D. Bryant Mgmt For For For
2 Elect Director Wayne A. Budd Mgmt For For For
3 Elect Director John H. Hammergren Mgmt For For For
4 Elect Director Alton F. Irby III Mgmt For For For
5 Elect Director M. Christine Jacobs Mgmt For For For
6 Elect Director Marie L. Knowles Mgmt For For For
7 Elect Director David M. Lawrence Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director James V. Napier Mgmt For For For
10 Elect Director Jane E. Shaw Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS Mgmt For For For
W. COLE, JR.
3 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
KAISER
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
6 ELECTION OF DIRECTOR: SUSAN J. Mgmt For For For
KROPF
7 ELECTION OF DIRECTOR: DOUGLAS S. Mgmt For For For
LUKE
8 ELECTION OF DIRECTOR: JOHN A Mgmt For For For
LUKE, JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: EDWARD M. Mgmt For For For
STRAW
12 ELECTION OF DIRECTOR: JANE L. Mgmt For For For
WARNER
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Performance Mgmt For Against Against
Incentive Plan
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. Mgmt For Against Against
BRUN
2 ELECTION OF DIRECTOR: THOMAS R. Mgmt For Against Against
CECH, PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For Against Against
CLARK
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For Against Against
GLOCER
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For Against Against
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For Against Against
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For Against Against
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For Against Against
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For Against Against
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
TATLOCK
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. Mgmt For Against Against
WEEKS
15 ELECTION OF DIRECTOR: PETER C. Mgmt For Against Against
WENDELL
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Mgmt For Against Against
Board Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
AN INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MER CUSIP 590188108 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Amend Certificate of Mgmt For For For
Incorporation to Permit Holders
of Series 2 and 3 Preferred Stock
the Right to vote with Common
Stock Holders
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Mgmt For For For
Gilmartin
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 02/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene Isenberg Mgmt For For For
1.2 Elect William Comfort Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Executive
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Approval of Survivor
Benefits
- ------------------------------------------------------------------------------------------------------------------------
Nokia Corp
Ticker Security ID: Meeting Date Meeting Status
NOK CUSIP 654902204 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Mgmt For For For
Management Acts
4 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE MEMBERS OF THE BOARD OF
DIRECTORS.
5 RESOLUTION ON THE NUMBER OF Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For For For
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For For For
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Mgmt For Withhold Against
Garcia-Molina
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. Mgmt For For For
BURT
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE Mgmt For For For
J. HORNER
8 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE Mgmt For For For
NORA JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Phh Corporation
Ticker Security ID: Meeting Date Meeting Status
PHH CUSIP 693320202 06/12/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dissident Nominee Allan ShrHldr N/A TNA N/A
Loren
1.2 Elect Dissident Nominee Gregory ShrHldr N/A TNA N/A
Parseghian
1.3 Elect Management Nominee James ShrHldr N/A TNA N/A
Egan
2 Ratification of Auditor ShrHldr N/A TNA N/A
3 Amendment to the 2005 Equity and ShrHldr N/A TNA N/A
Incentive Plan
4 Increase of Authorized Common ShrHldr N/A TNA N/A
Stock
- ------------------------------------------------------------------------------------------------------------------------
Phh Corporation
Ticker Security ID: Meeting Date Meeting Status
PHH CUSIP 693320202 06/12/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.B. Krongard Mgmt For For For
1.2 Elect Terence Edwards Mgmt For For For
1.3 Elect James Egan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity and Mgmt For For For
Incentive Plan
4 Increase of Authorized Common Mgmt For Against Against
Stock
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE Mgmt For For For
APPOINTMENT OF THE INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
KAUFMAN PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J. Barry Griswell Mgmt For For For
2 Elect Richard Keyser Mgmt For For For
3 Elect Arjun Mathrani Mgmt For For For
4 Elect Elizabeth Tallett Mgmt For For For
5 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James O'Connor Mgmt For For For
1.2 Elect John Croghan Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect William Flynn Mgmt For For For
1.5 Elect David Foley Mgmt For For For
1.6 Elect Nolan Lehmann Mgmt For For For
1.7 Elect W. Lee Nutter Mgmt For For For
1.8 Elect Ramon Rodriguez Mgmt For For For
1.9 Elect Allan Sorensen Mgmt For For For
1.10 Elect John Trani Mgmt For For For
1.11 Elect Michael Wickham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Incentive Plan Mgmt For For For
4 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Rockwood Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROC CUSIP 774415103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nance Dicciani Mgmt For For For
1.2 Elect J. Kent Masters Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2009 ROCKWOOD Mgmt For Against Against
HOLDINGS, INC. STOCK INCENTIVE
PLAN.
4 TO APPROVE THE 2009 ROCKWOOD Mgmt For For For
HOLDINGS, INC. SHORT-TERM
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sanofi-Aventis
Ticker Security ID: Meeting Date Meeting Status
SNY CUSIP 80105N105 04/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 APPROPRIATION OF PROFITS; Mgmt For For For
DECLARATION OF DIVIDEND
4 RATIFICATION OF THE CO-OPTING OF Mgmt For For For
A DIRECTOR
5 Related Party Transactions Mgmt For Against Against
6 Severance Package (Christopher Mgmt For For For
Viehbacher)
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Premeptive Rights; Authority to
Issue Debt Instruments
9 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt Instruments
10 Increase in Authorized Capital in Mgmt For Against Against
Consideration for Contributions
in Kind
11 Authority to Increase Share Mgmt For Against Against
Issuance Limit
12 Authority to Increase Capital Mgmt For For For
through Capitalizations
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings Plan
14 Authority to Grant Stock Options Mgmt For Against Against
to Management and Employees
15 Authority to Issue Restricted Mgmt For Against Against
Stock to Management and Employees
16 Authority to Cancel Shares and Mgmt For For For
Reduce Capital
17 AMENDMENT TO ARTICLE 15 OF THE Mgmt For For For
BYLAWS
18 POWERS FOR FORMALITIES Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For For For
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DANIEL P. Mgmt For Against Against
AMOS
2 ELECTION OF DIRECTOR: RICHARD E. Mgmt For For For
ANTHONY
3 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
4 ELECTION OF DIRECTOR: RICHARD Y. Mgmt For For For
BRADLEY
5 ELECTION OF DIRECTOR: FRANK Y. Mgmt For For For
BRUMLEY
6 ELECTION OF DIRECTOR: ELIZABETH Mgmt For For For
W. CAMP
7 ELECTION OF DIRECTOR: GARDINER W. Mgmt For For For
GARRARD, JR.
8 ELECTION OF DIRECTOR: T. MICHAEL Mgmt For For For
GOODRICH
9 ELECTION OF DIRECTOR: FREDERICK Mgmt For For For
L. GREEN, III
10 ELECTION OF DIRECTOR: V. Mgmt For For For
NATHANIEL HANSFORD
11 ELECTION OF DIRECTOR: MASON H. Mgmt For For For
LAMPTON
12 ELECTION OF DIRECTOR: ELIZABETH Mgmt For For For
C. OGIE
13 ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For For
14 ELECTION OF DIRECTOR: NEAL PURCELL Mgmt For For For
15 ELECTION OF DIRECTOR: MELVIN T. Mgmt For For For
STITH
16 ELECTION OF DIRECTOR: PHILIP W. Mgmt For For For
TOMLINSON
17 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
TURNER, JR.
18 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
YANCEY
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Mgmt For For For
Stock
2 Amend Bylaws to Authorize Board Mgmt For For For
of Directors to Fix Board Size
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules Mgmt For For For
of Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN AND
CEO.
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Abstain Against
Board-Level Committee to Address US
Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Director Mgmt For For For
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. as Mgmt For For For
Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Director Mgmt For For For
1.7 Elect Paul R. Laubscher as Director Mgmt For For For
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Executive Mgmt For For For
Officers
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHoldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------------
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89151E109 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For Against Against
5 Retirement Benefits (Thierry Mgmt For Against Against
Desmarest and Christophe de
Margerie)
6 Severance Package (Christophe de Mgmt For Against Against
Margerie)
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For Against Against
9 Elect Daniel Bouton Mgmt For Against Against
10 Elect Bertrand Collomb Mgmt For Against Against
11 Elect Christophe de Margerie Mgmt For Against Against
12 Elect Michel Pebereau Mgmt For Against Against
13 Elect Patrick Artus Mgmt For For For
14 Amendment Regarding Mandatory Board Mgmt For For For
Retirement Age Limits
15 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation Disclosure
16 Shareholder Proposal Regarding Mgmt Against Against For
Election of Employee Shareholder
Representatives
17 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Mgmt For For For
Amended and Restated 2004 Stock
Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
tw telecom inc.
Ticker Security ID: Meeting Date Meeting Status
TWTC CUSIP 87311L104 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Attori Mgmt For For For
1.2 Elect Spencer Hays Mgmt For For For
1.3 Elect Larissa Herda Mgmt For For For
1.4 Elect Kevin Mooney Mgmt For For For
1.5 Elect Kirby Pickle Mgmt For For For
1.6 Elect Roscoe Young, II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Employee Mgmt For Against Against
Stock Purchase Plan
4 Adoption of Shareholder Rights Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME OF Mgmt For For For
TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing
the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form of Mgmt For For For
a Reduction of Registered Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CUSIP 904784709 10/29/2008 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appointment of Paul Polman Mgmt For For For
as Executive Director
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Wachovia Corporation
Ticker Security ID: Meeting Date Meeting Status
WB-S CUSIP 929903102 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding Pay ShrHoldr Against Against For
for Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the Form
of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For For
6 ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For For
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against Against For
RELATING TO DEATH BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. BAKER Mgmt For For For
II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DEBRA A. Mgmt For For For
CAFARO
2 ELECTION OF DIRECTOR: NICOLE W. Mgmt For For For
PIASECKI
3 ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For For
4 ELECTION OF DIRECTOR: DANIEL S. Mgmt For For For
FULTON
5 ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For For
6 SHAREHOLDER PROPOSAL ON THE ShrHoldr Against Against For
CHAIRMAN POSITION
7 SHAREHOLDER PROPOSAL TO ADOPT ShrHoldr Against For Against
SIMPLE MAJORITY VOTE
8 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For For
THE APPOINTMENT OF AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
8 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Large Cap Stock Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES Mgmt For For For
2009 INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHoldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH CARE ShrHoldr Against Abstain Against
PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bachmann Mgmt For For For
1.2 Elect Michael Jeffries Mgmt For For For
1.3 Elect John Kessler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Survivor Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Capron Mgmt For Withhold Against
1.2 Elect Robert Corti Mgmt For For For
1.3 Elect Frederic Crepin Mgmt For Withhold Against
1.4 Elect Brian Kelly Mgmt For Withhold Against
1.5 Elect Robert Kotick Mgmt For Withhold Against
1.6 Elect Jean-Bernard Levy Mgmt For Withhold Against
1.7 Elect Robert Morgado Mgmt For For For
1.8 Elect Douglas Morris Mgmt For Withhold Against
1.9 Elect Stephane Roussel Mgmt For Withhold Against
1.10 Elect Richard Sarnoff Mgmt For For For
1.11 Elect Regis Turrini Mgmt For Withhold Against
2 Amendment to the 2008 Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Alcon Inc.
Ticker Security ID: Meeting Date Meeting Status
ACL CUSIP H01301102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Special Auditor Mgmt For For For
6 Elect Kevin Buehler Mgmt For For For
7 Elect Paul Bulcke Mgmt For For For
8 Elect Paul Bulcke Mgmt For For For
9 Elect Hermann Wirz Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
CUMULATIVE VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WARREN D. Mgmt For For For
KNOWLTON
2 ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SHARPE, JR.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AMR Corporation
Ticker Security ID: Meeting Date Meeting Status
AMR CUSIP 001765106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Arpey Mgmt For For For
1.2 Elect John Bachmann Mgmt For For For
1.3 Elect David Boren Mgmt For For For
1.4 Elect Armando Codina Mgmt For For For
1.5 Elect Rajat Gupta Mgmt For For For
1.6 Elect Alberto Ibarguen Mgmt For For For
1.7 Elect Ann McLaughlin Korologos Mgmt For Withhold Against
1.8 Elect Michael Miles Mgmt For For For
1.9 Elect Philip Purcell Mgmt For For For
1.10 Elect Ray Robinson Mgmt For For For
1.11 Elect Judith Rodin Mgmt For For For
1.12 Elect Matthew Rose Mgmt For For For
1.13 Elect Roger Staubach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Long Term Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
5 Shareholder Proposal Regarding the ShrHoldr Against Against For
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Mgmt For For For
Compensation Plan
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHoldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Brenneman Mgmt For For For
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHoldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT ShrHoldr Against Against For
BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Abstain Against
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHoldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock Mgmt For For For
and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain Stock
Repurchases from Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article X
- ------------------------------------------------------------------------------------------------------------------------
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Demchak Mgmt For For For
1.2 Elect Kenneth Dunn Mgmt For For For
1.3 Elect Laurence Fink Mgmt For For For
1.4 Elect Robert Kapito Mgmt For For For
1.5 Elect Brian Moynihan Mgmt For For For
1.6 Elect Thomas O'Brien Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHoldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHoldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHoldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHoldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Phyllis Bonanno Mgmt For Withhold Against
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 05/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to By-Laws Mgmt For For For
3.1 Elect John Cleghorn Mgmt For For For
3.2 Elect Tim Faithfull Mgmt For For For
3.3 Elect Frederic Green Mgmt For For For
3.4 Elect Krystyna Hoeg Mgmt For Withhold Against
3.5 Elect Richard Kelly Mgmt For For For
3.6 Elect John Manley Mgmt For For For
3.7 Elect Linda Morgan Mgmt For For For
3.8 Elect Madeleine Paquin Mgmt For For For
3.9 Elect Michael Phelps Mgmt For For For
3.10 Elect Roger Phillips Mgmt For For For
3.11 Elect Hartley Richardson Mgmt For For For
3.12 Elect Michael Wright Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
FAIRBANK
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. Mgmt For For For
WARNER
4 ELECTION OF DIRECTOR: STANLEY Mgmt For For For
WESTREICH
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
7 ADVISORY APPROVAL OF CAPITAL ONE S Mgmt For For For
NAMED EXECUTIVE OFFICER
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military Sales
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Voting for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Kovacevich Mgmt For For For
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. O Mgmt For For For
NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For For For
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Mgmt For For For
Stock Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flaws Mgmt For For For
1.2 Elect James Houghton Mgmt For For For
1.3 Elect James O'Connor Mgmt For For For
1.4 Elect Deborah Rieman Mgmt For For For
1.5 Elect Peter Volanakis Mgmt For For For
1.6 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR ELECTION MAJORITY VOTE
STANDARD.
4 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
THE ELECTION OF EACH DIRECTOR
ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For For For
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHoldr Against Against For
Proposal Regarding Retention of
Shares After Retirement
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Dental Amalgam
- ------------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For For For
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For For For
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHoldr For For For
ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - ShrHoldr Against Against For
SEPARATION OF CEO AND CHAIRMAN
RESPONSIBILITIES
- ------------------------------------------------------------------------------------------------------------------------
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Carty Mgmt For For For
1.2 Elect Director Michael S. Dell Mgmt For For For
1.3 Elect Director William H. Gray, III Mgmt For For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For For
1.6 Elect Director Judy C. Lewent Mgmt For For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For For
1.8 Elect Director Klaus S. Luft Mgmt For For For
1.9 Elect Director Alex J. Mandl Mgmt For For For
1.10 Elect Director Michael A. Miles Mgmt For For For
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Reimburse Proxy Expenses ShrHldr Against For Against
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For Against Against
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DEO CUSIP 25243Q205 10/15/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT 2008 Mgmt For For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 TO RE-ELECT DR FB HUMER (MEMBER OF Mgmt For For For
NOMINATION COMMITTEE, CHAIRMAN OF
COMMITTEE) AS A DIRECTOR
5 TO RE-ELECT M LILJA (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
6 TO RE-ELECT WS SHANAHAN (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
7 TO RE-ELECT HT STITZER (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
8 ELECTION OF PG SCOTT (MEMBER OF Mgmt For For For
AUDIT, CHAIRMAN OF COMMITTEE,
NOMINATION, REMUNERATION) AS A
DIRECTOR
9 RATIFY AUDITORS Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT Mgmt For For For
SECURITIES
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For For
12 AUTHORITY TO PURCHASE OWN ORDINARY Mgmt For For For
SHARES
13 AUTHORITY TO MAKE POLITICAL Mgmt For For For
DONATIONS AND/OR TO INCUR POLITICAL
EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
PERFORMANCE SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
SENIOR EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH Mgmt For For For
INTERNATIONAL SHARE PLANS
17 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------
Discovery Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Anderson Mgmt For For For
1.2 Elect John Lobbia Mgmt For For For
1.3 Elect Eugene Miller Mgmt For For For
1.4 Elect Mark Murray Mgmt For For For
1.5 Elect Charles Pryor, Jr. Mgmt For For For
1.6 Elect Ruth Shaw Mgmt For For For
2 INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr For For For
ELECTION OF DIRECTORS BY MAJORITY
VOTE
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. Mgmt For For For
DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For For For
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
ALCORN
2 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
CRISP
3 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON Mgmt For For For
STEWARD
6 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
TEXTOR
7 ELECTION OF DIRECTOR: FRANK G. Mgmt For For For
WISNER
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF ONE CLASS I DIRECTOR: Mgmt For For For
KARL D. GUELICH
2 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For Against Against
THE 2005 EQUITY INCENTIVE PLAN.
3 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For For
THE 1999 EMPLOYEE STOCK PURCHASE
PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director August A. Busch IV Mgmt For For For
3 Elect Director John A. Edwardson Mgmt For For For
4 Elect Director Judith L. Estrin Mgmt For For For
5 Elect Director J.R. Hyde, III Mgmt For For For
6 Elect Director Shirley A. Jackson Mgmt For For For
7 Elect Director Steven R. Loranger Mgmt For For For
8 Elect Director Gary W. Loveman Mgmt For For For
9 Elect Director Frederick W. Smith Mgmt For For For
10 Elect Director Joshua I. Smith Mgmt For For For
11 Elect Director Paul S. Walsh Mgmt For For For
12 Elect Director Peter S. Willmott Mgmt For For For
13 Amend Omnibus Stock Plan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Require Independent Board Chairman ShrHldr Against For Against
16 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R105 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Willey Mgmt For For For
1.2 Elect Willie Davis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Security ID: Meeting Date Meeting Status
FWLT CUSIP H27178104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL H. Mgmt For For For
ARMACOST
2 ELECTION OF DIRECTOR: CHARLES Mgmt For For For
CROCKER
3 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
HARDIMAN
4 ELECTION OF DIRECTOR: ROBERT D. Mgmt For For For
JOFFE
5 ELECTION OF DIRECTOR: CHARLES B. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GREGORY E. Mgmt For For For
JOHNSON
7 ELECTION OF DIRECTOR: RUPERT H. Mgmt For For For
JOHNSON, JR.
8 ELECTION OF DIRECTOR: THOMAS H. KEAN Mgmt For For For
9 ELECTION OF DIRECTOR: CHUTTA Mgmt For For For
RATNATHICAM
10 ELECTION OF DIRECTOR: PETER M. Mgmt For For For
SACERDOTE
11 ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For For For
TATLOCK
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Key Executive Mgmt For For For
Incentive Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
19 INDEPENDENT STUDY REGARDING ShrHoldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHoldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect James Firestone Mgmt For For For
1.3 Elect Robert Keegan Mgmt For For For
1.4 Elect W. Alan McCollough Mgmt For For For
1.5 Elect Denise Morrison Mgmt For For For
1.6 Elect Rodney O'Neal Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
1.8 Elect Stephanie Streeter Mgmt For For For
1.9 Elect G. Craig Sullivan Mgmt For For For
1.10 Elect Thomas Weidemeyer Mgmt For For For
1.11 Elect Michael Wessel Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorize the Board to Mgmt For Against Against
Amend Regulations Pursuant to Ohio
Law
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding Iraq ShrHoldr Against Abstain Against
Operations
- ------------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For Against Against
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION POLICIES AND DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For For
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY PARTICIPATION
PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHoldr Against Against For
Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. Mgmt For For For
BURRITT
4 ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ELLIS JR.
5 ELECTION OF DIRECTOR: GWENDOLYN S. Mgmt For For For
KING
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
RALSTON
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
STEVENS
13 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
UKROPINA
14 RATIFICATION OF APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHoldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHoldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For For For
3 Elect Charles Diker Mgmt For For For
4 Elect Paul Fribourg Mgmt For For For
5 Elect Walter Harris Mgmt For For For
6 Elect Philip Laskawy Mgmt For For For
7 Elect Ken Miller Mgmt For For For
8 Elect Gloria Scott Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect James Tisch Mgmt For For For
11 Elect Jonathan Tisch Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Simplify and Update Mgmt For For For
Charter
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
Marshall & Ilsley Corporation
Ticker Security ID: Meeting Date Meeting Status
MI CUSIP 571837103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Baur Mgmt For For For
1.2 Elect Jon Chait Mgmt For For For
1.3 Elect John Daniels, Jr. Mgmt For For For
1.4 Elect Mark Furlong Mgmt For For For
1.5 Elect Ted Kellner Mgmt For For For
1.6 Elect Dennis Kuester Mgmt For For For
1.7 Elect David Lubar Mgmt For For For
1.8 Elect Katharine Lyall Mgmt For For For
1.9 Elect John Mellowes Mgmt For For For
1.10 Elect San Orr, Jr. Mgmt For For For
1.11 Elect Robert O'Toole Mgmt For For For
1.12 Elect Peter Platten, III Mgmt For For For
1.13 Elect John Shiely Mgmt For For For
1.14 Elect George Wardeberg Mgmt For For For
1.15 Elect James Wigdale Mgmt For For For
2 Approval of 2009 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of 2009 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Marvell Technology Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/11/2008 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS 1 DIRECTOR: JOHN Mgmt For For For
G. KASSAKIAN
2 ELECTION OF CLASS 2 DIRECTOR: KUO Mgmt For Against Against
WEI (HERBERT) CHANG
3 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
JUERGEN GROMER, PH.D.
4 ELECTION OF CLASS 2 DIRECTOR: Mgmt For For For
ARTURO KRUEGER
5 RATIFY AUDITORS Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Stock Mgmt For For For
Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE GOALS Mgmt For For For
UNDER OUR 2002 STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Andy D. Bryant Mgmt For For For
2 Elect Director Wayne A. Budd Mgmt For For For
3 Elect Director John H. Hammergren Mgmt For For For
4 Elect Director Alton F. Irby III Mgmt For For For
5 Elect Director M. Christine Jacobs Mgmt For For For
6 Elect Director Marie L. Knowles Mgmt For For For
7 Elect Director David M. Lawrence Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director James V. Napier Mgmt For For For
10 Elect Director Jane E. Shaw Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE, JR.
3 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
KAISER
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. Mgmt For For For
LUKE
8 ELECTION OF DIRECTOR: JOHN A LUKE, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: EDWARD M. Mgmt For For For
STRAW
12 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Performance Mgmt For Against Against
Incentive Plan
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MER CUSIP 590188108 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Amend Certificate of Incorporation Mgmt For For For
to Permit Holders of Series 2 and 3
Preferred Stock the Right to vote
with Common Stock Holders
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, III Mgmt For For For
5 Elect Director Raymond V. Gilmartin Mgmt For For For
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Omnibus Mgmt For For For
Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 02/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For For
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For For
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene Isenberg Mgmt For For For
1.2 Elect William Comfort Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Executive
Compensation
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Shareholder Approval of Survivor
Benefits
- ------------------------------------------------------------------------------------------------------------------------
NASDAQ OMX Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Soud Ba'alawy Mgmt For Withhold Against
1.2 Elect Urban Backstrom Mgmt For Withhold Against
1.3 Elect H. Furlong Baldwin Mgmt For Withhold Against
1.4 Elect Michael Casey Mgmt For Withhold Against
1.5 Elect Lon Gorman Mgmt For Withhold Against
1.6 Elect Robert Greifeld Mgmt For Withhold Against
1.7 Elect Glenn Hutchins Mgmt For Withhold Against
1.8 Elect Birgitta Kantola Mgmt For Withhold Against
1.9 Elect Essa Kazim Mgmt For Withhold Against
1.10 Elect John Markese Mgmt For Withhold Against
1.11 Elect Hans Munk Nielsen Mgmt For Withhold Against
1.12 Elect Thomas O'Neill Mgmt For Withhold Against
1.13 Elect James Riepe Mgmt For Withhold Against
1.14 Elect Michael Splinter Mgmt For Withhold Against
1.15 Elect Lars Wedenborn Mgmt For Withhold Against
1.16 Elect Deborah Wince-Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Northwest Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWA CUSIP 667280408 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director David A. Brandon Mgmt For Withhold Against
1.3 Elect Director Michael J. Durham Mgmt For For For
1.4 Elect Director John M. Engler Mgmt For For For
1.5 Elect Director Mickey P. Foret Mgmt For For For
1.6 Elect Director Robert L. Friedman Mgmt For For For
1.7 Elect Director Doris Kearns Goodwin Mgmt For For For
1.8 Elect Director Jeffrey G. Katz Mgmt For For For
1.9 Elect Director James J. Postl Mgmt For For For
1.10 Elect Director Rodney E. Slater Mgmt For For For
1.11 Elect Director Douglas M. Steenland Mgmt For For For
1.12 Elect Director William S. Zoller Mgmt For For For
2 Approve Reorganization Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
5 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nymex Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CUSIP 62948N104 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Garcia-Molina Mgmt For Withhold Against
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Phillips, Mgmt For For For
Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Beverage Container
Recycling Program
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 11/24/2008 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Absorption of 17 de Maio Mgmt For For For
Participacoes SA
2 Appoint Independent Firm to Mgmt For For For
Appraise Proposed Absorption
- ------------------------------------------------------------------------------------------------------------------------
Petroleo Brasileiro S.A.
Ticker Security ID: Meeting Date Meeting Status
PBR CUSIP 71654V408 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 CAPITAL EXPENDITURE BUDGET FOR THE Mgmt For For For
FISCAL YEAR 2009
3 DISTRIBUTION OF RESULTS FOR THE Mgmt For For For
FISCAL YEAR 2008
4 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For Abstain Against
DIRECTORS
5 ELECTION OF CHAIRMAN OF THE BOARD Mgmt For Abstain Against
OF DIRECTORS
6 ELECTION OF MEMBERS OF THE AUDIT Mgmt For Abstain Against
BOARD AND THEIR RESPECTIVE
SUBSTITUTES
7 Directors' Fees Mgmt For Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Phh Corporation
Ticker Security ID: Meeting Date Meeting Status
PHH CUSIP 693320202 06/12/2009 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dissident Nominee Allan Loren Mgmt N/A TNA N/A
1.2 Elect Dissident Nominee Gregory Mgmt N/A TNA N/A
Parseghian
1.3 Elect Management Nominee James Egan Mgmt N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Amendment to the 2005 Equity and Mgmt N/A TNA N/A
Incentive Plan
4 Increase of Authorized Common Stock Mgmt N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------------
Phh Corporation
Ticker Security ID: Meeting Date Meeting Status
PHH CUSIP 693320202 06/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.B. Krongard Mgmt For For For
1.2 Elect Terence Edwards Mgmt For For For
1.3 Elect James Egan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity and Mgmt For For For
Incentive Plan
4 Increase of Authorized Common Stock Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Potash Corp of Saskatchewan
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For For
OF THE INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN KAUFMAN Mgmt For For For
PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J. Barry Griswell Mgmt For For For
2 Elect Richard Keyser Mgmt For For For
3 Elect Arjun Mathrani Mgmt For For For
4 Elect Elizabeth Tallett Mgmt For For For
5 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Frederic Becker Mgmt For For For
3 Elect Gordon Bethune Mgmt For For For
4 Elect Gaston Caperton Mgmt For For For
5 Elect Gilbert Casellas Mgmt For For For
6 Elect James Cullen Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Mark Grier Mgmt For For For
9 Elect Jon Hanson Mgmt For For For
10 Elect Constance Horner Mgmt For For For
11 Elect Karl Krapek Mgmt For For For
12 Elect Christine Poon Mgmt For For For
13 Elect John Strangfield Mgmt For For For
14 Elect James Unruh Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Danahy Mgmt For For For
1.2 Elect Arnoud Boot Mgmt For For For
1.3 Elect Stuart Greenbaum Mgmt For For For
1.4 Elect A. Greig Woodring Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351505 11/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Reclassification of Common Mgmt For For For
Stock
2 Amend Articles of Incorporation to Mgmt For For For
Eliminate Provisions Relating to
Class B Common Stock and Dual Class
Common Stock Structure
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James O'Connor Mgmt For For For
1.2 Elect John Croghan Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect William Flynn Mgmt For For For
1.5 Elect David Foley Mgmt For For For
1.6 Elect Nolan Lehmann Mgmt For For For
1.7 Elect W. Lee Nutter Mgmt For For For
1.8 Elect Ramon Rodriguez Mgmt For For For
1.9 Elect Allan Sorensen Mgmt For For For
1.10 Elect John Trani Mgmt For For For
1.11 Elect Michael Wickham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Incentive Plan Mgmt For For For
4 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Research In Motion Ltd
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/15/2008 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Balsillie, Mike Mgmt For For For
Lazaridis, James Estill, David
Kerr, Roger Martin, John
Richardson, Barbara Stymiest and
John Wetmore as Directors
2 Approve Ernst & Young LLP as Mgmt For For For
Auditors and Authorize Board to Fix
Their Remuneration
- ------------------------------------------------------------------------------------------------------------------------
Rockwood Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROC CUSIP 774415103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nance Dicciani Mgmt For For For
1.2 Elect J. Kent Masters Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE 2009 ROCKWOOD Mgmt For Against Against
HOLDINGS, INC. STOCK INCENTIVE PLAN.
4 TO APPROVE THE 2009 ROCKWOOD Mgmt For For For
HOLDINGS, INC. SHORT-TERM INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eli Harari Mgmt For For For
1.2 Elect Irwin Federman Mgmt For For For
1.3 Elect Steve Gomo Mgmt For For For
1.4 Elect Eddy Hartenstein Mgmt For For For
1.5 Elect Catherine Lego Mgmt For For For
1.6 Elect Michael Marks Mgmt For For For
1.7 Elect James Meindl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For Against Against
4 Amendment to the 2005 Incentive Plan Mgmt For Against Against
5 Amendment to the 2005 Incentive Plan Mgmt For Against Against
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Sanofi-Aventis
Ticker Security ID: Meeting Date Meeting Status
SNY CUSIP 80105N105 04/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 APPROPRIATION OF PROFITS; Mgmt For For For
DECLARATION OF DIVIDEND
4 RATIFICATION OF THE CO-OPTING OF A Mgmt For For For
DIRECTOR
5 Related Party Transactions Mgmt For Against Against
6 Severance Package (Christopher Mgmt For For For
Viehbacher)
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Premeptive Rights; Authority to
Issue Debt Instruments
9 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt Instruments
10 Increase in Authorized Capital in Mgmt For Against Against
Consideration for Contributions in
Kind
11 Authority to Increase Share Mgmt For Against Against
Issuance Limit
12 Authority to Increase Capital Mgmt For For For
through Capitalizations
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under
Employee Savings Plan
14 Authority to Grant Stock Options to Mgmt For Against Against
Management and Employees
15 Authority to Issue Restricted Stock Mgmt For Against Against
to Management and Employees
16 Authority to Cancel Shares and Mgmt For For For
Reduce Capital
17 AMENDMENT TO ARTICLE 15 OF THE Mgmt For For For
BYLAWS
18 POWERS FOR FORMALITIES Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sara Lee Corp.
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Brenda C. Barnes Mgmt For For For
2 Elect Director Christopher B. Begley Mgmt For For For
3 Elect Director Crandall C. Bowles Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director James S. Crown Mgmt For For For
6 Elect Director Laurette T. Koellner Mgmt For For For
7 Elect Director Cornelis J.A. van Mgmt For For For
Lede
8 Elect Director John McAdam Mgmt For For For
9 Elect Director Ian Prosser Mgmt For For For
10 Elect Director Rozanne L. Ridgway Mgmt For For For
11 Elect Director Norman R. Sorensen Mgmt For For For
12 Elect Director Jeffrey W. Ubben Mgmt For For For
13 Elect Director Jonathan P. Ward Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Re-Approve Performance Measures Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF Mgmt For For For
FINANCIALS AND DIVIDENDS.
3 Shareholder Proposal Regarding an ShrHoldr Against Against For
Advisory Vote on Compensation
Report (Say on Pay)
4 PROPOSAL TO APPROVE OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For For For
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Southern Co.
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Francis Blake Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect Thomas Chapman Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For For For
1.9 Elect J. Neal Purcell Mgmt For For For
1.10 Elect David Ratcliffe Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Gerald St. Pe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Reduction
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Pension Plan Policy
- ------------------------------------------------------------------------------------------------------------------------
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael A. Brown Mgmt For For For
1.2 Elect Director William T. Coleman Mgmt For For For
1.3 Elect Director Frank E. Dangeard Mgmt For For For
1.4 Elect Director Geraldine B. Mgmt For For For
Laybourne
1.5 Elect Director David L. Mahoney Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director George Reyes Mgmt For For For
1.8 Elect Director Daniel H. Schulman Mgmt For For For
1.9 Elect Director ohn W. Thompson Mgmt For For For
1.10 Elect Director V. Paul Unruh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For Against Against
2 ELECTION OF DIRECTOR: RICHARD E. Mgmt For For For
ANTHONY
3 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
4 ELECTION OF DIRECTOR: RICHARD Y. Mgmt For For For
BRADLEY
5 ELECTION OF DIRECTOR: FRANK Y. Mgmt For For For
BRUMLEY
6 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For For
CAMP
7 ELECTION OF DIRECTOR: GARDINER W. Mgmt For For For
GARRARD, JR.
8 ELECTION OF DIRECTOR: T. MICHAEL Mgmt For For For
GOODRICH
9 ELECTION OF DIRECTOR: FREDERICK L. Mgmt For For For
GREEN, III
10 ELECTION OF DIRECTOR: V. NATHANIEL Mgmt For For For
HANSFORD
11 ELECTION OF DIRECTOR: MASON H. Mgmt For For For
LAMPTON
12 ELECTION OF DIRECTOR: ELIZABETH C. Mgmt For For For
OGIE
13 ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For For
14 ELECTION OF DIRECTOR: NEAL PURCELL Mgmt For For For
15 ELECTION OF DIRECTOR: MELVIN T. Mgmt For For For
STITH
16 ELECTION OF DIRECTOR: PHILIP W. Mgmt For For For
TOMLINSON
17 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
TURNER, JR.
18 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
YANCEY
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C105 12/17/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorize New Class of Preferred Mgmt For For For
Stock
2 Amend Bylaws to Authorize Board of Mgmt For For For
Directors to Fix Board Size
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules of Mgmt For For For
Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For For
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For For
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN AND
CEO.
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Abstain Against
Board-Level Committee to Address US
Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Rodgers Mgmt For For For
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Rotate Annual Meeting Location ShrHldr Against Against For
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Executive Mgmt For For For
Officers
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Toll Brothers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TOL CUSIP 889478103 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO ShrHoldr Against For Against
DECLASSIFY THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Separation of Chairman and CEO
- ------------------------------------------------------------------------------------------------------------------------
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89151E109 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For Against Against
5 Retirement Benefits (Thierry Mgmt For Against Against
Desmarest and Christophe de
Margerie)
6 Severance Package (Christophe de Mgmt For Against Against
Margerie)
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For Against Against
9 Elect Daniel Bouton Mgmt For Against Against
10 Elect Bertrand Collomb Mgmt For Against Against
11 Elect Christophe de Margerie Mgmt For Against Against
12 Elect Michel Pebereau Mgmt For Against Against
13 Elect Patrick Artus Mgmt For For For
14 Amendment Regarding Mandatory Board Mgmt For For For
Retirement Age Limits
15 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation Disclosure
16 Shareholder Proposal Regarding Mgmt Against Against For
Election of Employee Shareholder
Representatives
17 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Mgmt For For For
Management Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE MERGER TRANSACTION Mgmt For For For
TO BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS
ANNEX B.
2 APPROVAL OF THE MOTION TO ADJOURN Mgmt For For For
THE MEETING TO A LATER DATE TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE
MERGER TRANSACTION.
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Mgmt For For For
Amended and Restated 2004 Stock
Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
tw telecom inc.
Ticker Security ID: Meeting Date Meeting Status
TWTC CUSIP 87311L104 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Attori Mgmt For For For
1.2 Elect Spencer Hays Mgmt For For For
1.3 Elect Larissa Herda Mgmt For For For
1.4 Elect Kevin Mooney Mgmt For For For
1.5 Elect Kirby Pickle Mgmt For For For
1.6 Elect Roscoe Young, II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Employee Mgmt For Against Against
Stock Purchase Plan
4 Adoption of Shareholder Rights Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME OF Mgmt For For For
TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation Governing
the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form of Mgmt For For For
a Reduction of Registered Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CUSIP 904784709 10/29/2008 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Appointment of Paul Polman Mgmt For For For
as Executive Director
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Wachovia Corporation
Ticker Security ID: Meeting Date Meeting Status
WB.PS CUSIP 929903102 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding Pay ShrHoldr Against Against For
for Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the Form
of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. BAKER Mgmt For For For
II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For For
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For For
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For For
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For For
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DEBRA A. Mgmt For For For
CAFARO
2 ELECTION OF DIRECTOR: NICOLE W. Mgmt For For For
PIASECKI
3 ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For For
4 ELECTION OF DIRECTOR: DANIEL S. Mgmt For For For
FULTON
5 ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For For
6 SHAREHOLDER PROPOSAL ON THE ShrHoldr Against Against For
CHAIRMAN POSITION
7 SHAREHOLDER PROPOSAL TO ADOPT ShrHoldr Against For Against
SIMPLE MAJORITY VOTE
8 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For For
THE APPOINTMENT OF AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE EXCELLENCE
PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT EACH ShrHoldr Against Against For
DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Williams-Sonoma, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSM CUSIP 969904101 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Willis Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WSH CUSIP G96655108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO JR.
3 ELECTION OF DIRECTOR: ANNA C. Mgmt For For For
CATALANO
4 ELECTION OF DIRECTOR: SIR ROY Mgmt For For For
GARDNER
5 ELECTION OF DIRECTOR: SIR JEREMY Mgmt For For For
HANLEY
6 ELECTION OF DIRECTOR: ROBYN S. Mgmt For For For
KRAVIT
7 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
LANE
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. Mgmt For For For
MCCANN
10 ELECTION OF DIRECTOR: JOSEPH J. Mgmt For For For
PLUMERI
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
WMS Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 929297109 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For
1.2 Elect Director Robert J. Bahash Mgmt For For For
1.3 Elect Director Brian R. Gamache Mgmt For For For
1.4 Elect Director Patricia M. Nazemetz Mgmt For For For
1.5 Elect Director Louis J. Nicastro Mgmt For For For
1.6 Elect Director Neil D. Nicastro Mgmt For For For
1.7 Elect Director Edward W. Rabin, Jr. Mgmt For For For
1.8 Elect Director Ira S. Sheinfeld Mgmt For For For
1.9 Elect Director Bobby L. Siller Mgmt For For For
1.10 Elect Director W.J. Vareschi, Jr. Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
8 Shareholder Proposal Regarding the ShrHoldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Large Cap Index Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES Mgmt For For For
2009 INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH CARE ShrHldr Against Abstain Against
PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bachmann Mgmt For For For
1.2 Elect Michael Jeffries Mgmt For For For
1.3 Elect John Kessler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Survivor Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Accredo Health, Incorporated
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Lillis Mgmt For For For
2 Elect Williams Roper Mgmt For For For
3 Elect David Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Executive Annual Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ace Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP G0070K103 07/14/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
ATIEH TO TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
CIRILLO TO TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. Mgmt For For For
CROCKETT TO TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
NEFF TO TERM EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. Mgmt For For For
STUART TO TERM EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
HERNANDEZ TO TERM EXPIRING IN 2010.
7 ELECTION OF DIRECTOR: PETER Mgmt For For For
MENIKOFF TO TERM EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For For
TO TERM EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. Mgmt For For For
SMURFIT TO TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. Mgmt For For For
GREENBERG TO TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For For
TO TERM EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
TO TERM EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER Mgmt For For For
STEIMER TO TERM EXPIRING IN 2011.
14 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
DE-REGISTRATION AMENDMENT ) TO THE
COMPANY S MEMORANDUM OF ASSOCIATION
AND ARTICLES OF ASSOCIATION TO
PERMIT THE DEREGISTRATION OF THE
COMPANY FROM THE CAYMAN ISLANDS
15 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
FINANCIAL STATEMENT AMENDMENT ) TO
THE COMPANY S ARTICLES OF
ASSOCIATION TO REQUIRE THE COMPANY
TO PREPARE AND PROVIDE TO
SHAREHOLDERS NOT LESS THAN ANNUALLY
AN UNCONSOLIDATED BALANCE SHEET OF
THE COMPANY
16 APPROVAL OF AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION WHICH WILL
HAVE THE EFFECT OF INCREASING THE
PAR VALUE OF THE ORDINARY SHARES
FROM $0.041666667 TO AN AMOUNT IN
SWISS FRANCS EQUAL TO
$11,000,000,000 DIVIDED BY THE
NUMBER OF OUR ORDINARY SHARES
17 APPROVAL OF THE COMPANY S Mgmt For For For
DE-REGISTRATION FROM THE CAYMAN
ISLANDS AND CONTINUATION IN
SWITZERLAND (THE CONTINUATION )
18 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For For
19 APPROVAL OF THE CHANGE OF THE Mgmt For For For
PURPOSE OF THE COMPANY
20 APPROVAL OF THE REARRANGEMENT OF Mgmt For For For
THE COMPANY S EXISTING SHARE CAPITAL
21 APPROVAL OF THE COMPANY S ARTICLES Mgmt For For For
OF ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION GOVERNING
THE COMPANY
23 CONFIRMATION OF THE PRINCIPAL PLACE Mgmt For For For
OF BUSINESS OF THE COMPANY AS
ZURICH, SWITZERLAND
24 RATIFY AUDITORS Mgmt For For For
25 APPROVAL OF THE COMPANY S 2004 Mgmt For For For
LONG-TERM INCENTIVE PLAN AS AMENDED
THROUGH THE FOURTH AMENDMENT
26 RATIFY AUDITORS Mgmt For For For
27 APPROVAL OF PAYMENT OF A DIVIDEND Mgmt For For For
THROUGH A REDUCTION OF THE PAR
VALUE OF OUR SHARES IN AN AMOUNT
EQUAL TO THE SWISS FRANC EQUIVALENT
OF $0.87, CONVERTED INTO SWISS
FRANCS
- ------------------------------------------------------------------------------------------------------------------------
Adobe Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT K. BURGESS
2 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
CAROL MILLS
3 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
DANIEL ROSENSWEIG
4 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT SEDGEWICK
5 ELECTION OF CLASS II DIRECTOR: JOHN Mgmt For For For
E. WARNOCK
6 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 02/18/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Stock and Warrants Mgmt For For For
Pursuant to Joint Venture Agreement
- ------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bruce Claflin Mgmt For For For
2 Elect W. Michael Barnes Mgmt For For For
3 Elect John Caldwell Mgmt For Against Against
4 Elect Frank Clegg Mgmt For For For
5 Elect H. Paulett Eberhart Mgmt For For For
6 Elect Derrick Meyer Mgmt For For For
7 Elect Waleed Al Mokarrab Al Muhairi Mgmt For For For
8 Elect Robert Palmer Mgmt For For For
9 Elect Morton Topfer Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Option Exchange/Repricing Mgmt For Against Against
12 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Samuel Bodman III Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect Kristina Johnson Mgmt For For For
1.4 Elect Tarun Khanna Mgmt For For For
1.5 Elect John Koskinen Mgmt For For For
1.6 Elect Philip Lader Mgmt For For For
1.7 Elect Sandra Moose Mgmt For For For
1.8 Elect John Morse, Jr. Mgmt For For For
1.9 Elect Philip Odeen Mgmt For For For
1.10 Elect Charles Rossotti Mgmt For For For
1.11 Elect Sven Sandstrom Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Affiliated Computer Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACS CUSIP 008190100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darwin Deason Mgmt For For For
1.2 Elect Lynn Blodgett Mgmt For For For
1.3 Elect Robert Druskin Mgmt For For For
1.4 Elect Kurt Krauss Mgmt For For For
1.5 Elect Ted Miller, Jr. Mgmt For For For
1.6 Elect Paul Sullivan Mgmt For For For
1.7 Elect Frank Varasano Mgmt For For For
2 Senior Executive Annual Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For For For
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For For For
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For For For
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Sullivan Mgmt For For For
1.2 Elect Robert Herbold Mgmt For For For
1.3 Elect Koh Boon Hwee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 THE APPROVAL OF THE AGILENT Mgmt For For For
TECHNOLOGIES, INC. 2009 STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Abdoo Mgmt For For For
1.2 Elect John Brinzo Mgmt For For For
1.3 Elect Dennis Cuneo Mgmt For For For
1.4 Elect William Gerber Mgmt For For For
1.5 Elect Bonnie Hill Mgmt For For For
1.6 Elect Robert Jenkins Mgmt For For For
1.7 Elect Ralph Michael, III Mgmt For For For
1.8 Elect Shirley Peterson Mgmt For For For
1.9 Elect James Thomson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Allegheny Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYE CUSIP 017361106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Furlong Baldwin Mgmt For For For
2 Elect Eleanor Baum Mgmt For For For
3 Elect Paul Evanson Mgmt For For For
4 Elect Cyrus Freidheim, Jr. Mgmt For For For
5 Elect Julia Johnson Mgmt For For For
6 Elect Ted Kleisner Mgmt For For For
7 Elect Christopher Pappas Mgmt For For For
8 Elect Steven Rice Mgmt For For For
9 Elect Gunnar Sarsten Mgmt For For For
10 Elect Michael Sutton Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Incentive Plan Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect James Rohr Mgmt For Withhold Against
1.3 Elect Louis Thomas Mgmt For For For
1.4 Elect Barbara Jeremiah Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2 ELECTION OF DIRECTOR: ROBERT A. Mgmt For Against Against
INGRAM
3 ELECTION OF DIRECTOR: DAVID E.I. Mgmt For For For
PYOTT
4 ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Additional Animal Testing Disclosure
- ------------------------------------------------------------------------------------------------------------------------
Allied Waste Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 019589308 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect Gregory Myers Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
9 Amendment to the 1987 Employee Mgmt For For For
Stock Purchase Plan
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Brauer Mgmt For For For
1.2 Elect Susan Elliott Mgmt For For For
1.3 Elect Ellen Fitzsimmons Mgmt For For For
1.4 Elect Walter Galvin Mgmt For For For
1.5 Elect Gayle Jackson Mgmt For For For
1.6 Elect James Johnson Mgmt For For For
1.7 Elect Charles Mueller Mgmt For For For
1.8 Elect Douglas Oberhelman Mgmt For For For
1.9 Elect Gary Rainwater Mgmt For For For
1.10 Elect Harvey Saligman Mgmt For For For
1.11 Elect Patrick Stokes Mgmt For For For
1.12 Elect Thomas Voss Mgmt For For For
1.13 Elect Jack Woodard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against Against For
RELEASES FROM THE CALLAWAY PLANT.
- ------------------------------------------------------------------------------------------------------------------------
American Capital, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACAS CUSIP 02503Y103 02/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorization to Issue Shares Below Mgmt For For For
Net Asset Value
2 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph Crosby, Jr. Mgmt For For For
1.4 Elect Linda Goodspeed Mgmt For For For
1.5 Elect Thomas Hoaglin Mgmt For For For
1.6 Elect Lester Hudson, Jr. Mgmt For For For
1.7 Elect Michael Morris Mgmt For For For
1.8 Elect Lionel Nowell III Mgmt For For For
1.9 Elect Richard Sandor Mgmt For For For
1.10 Elect Kathryn Sullivan Mgmt For For For
1.11 Elect Sara Tucker Mgmt For For For
1.12 Elect John Turner Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
and Adoption of Majority Vote for
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
CUMULATIVE VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874107 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Dennis Dammerman Mgmt For For For
2 Elect Harvey Golub Mgmt For For For
3 Elect Laurette Koellner Mgmt For For For
4 Elect Edward Liddy Mgmt For For For
5 Elect Christopher Lynch Mgmt For For For
6 Elect Arthur Martinez Mgmt For Against Against
7 Elect George Miles, Jr. Mgmt For Against Against
8 Elect Robert Miller Mgmt For For For
9 Elect Suzanne Nora Johnson Mgmt For For For
10 Elect Morris Offit Mgmt For For For
11 Elect Douglas Steenland Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Increase of Authorized Common Stock Mgmt For For For
14 Reverse Stock Split Mgmt For For For
15 Increase of Preferred Stock Mgmt For Against Against
16 Amendment to Preferred Stock Mgmt For Against Against
17 Amendment to the Certificate of Mgmt For For For
Incorporation to Eliminate
Restrictions on the Pledging of
Assets
18 Ratification of Auditor Mgmt For Against Against
19 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
21 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WARREN D. Mgmt For For For
KNOWLTON
2 ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SHARPE, JR.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD C. Mgmt For For For
GOZON
2 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For
LONG
3 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2002 Management Mgmt For For For
Stock Incentive Plan
6 STOCKHOLDER PROPOSAL TO REDEEM ShrHldr Against For Against
COMPANY S POISON PILL.
- ------------------------------------------------------------------------------------------------------------------------
Amgen Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Jepsen Mgmt For For For
1.2 Elect John Lord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Executive Incentive Plan Mgmt For For For
4 2009 Stock Purchase and Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allison, Jr. Mgmt For For For
2 Elect Peter Fluor Mgmt For For For
3 Elect John Poduska, Sr. Mgmt For For For
4 Elect Paula Reynolds Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Champy Mgmt For For For
2 Elect Yves-Andre Istel Mgmt For For For
3 Elect Neil Novich Mgmt For For For
4 Elect Kenton Sicchitano Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal to Declassify ShrHldr Against For Against
the Board
- ------------------------------------------------------------------------------------------------------------------------
Anheuser-Busch Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABI CUSIP 035229103 11/12/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Mgmt For For For
Compensation Plan
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Aon Corporation
Ticker Security ID: Meeting Date Meeting Status
AOC CUSIP 037389103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lester Knight Mgmt For For For
2 Elect Gregory Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Edgar Jannotta Mgmt For For For
5 Elect Jan Kalff Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect R. Eden Martin Mgmt For For For
8 Elect Andrew McKenna Mgmt For For For
9 Elect Robert Morrison Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Richard Notebaert Mgmt For For For
12 Elect John Rogers, Jr. Mgmt For For For
13 Elect Gloria Santona Mgmt For For For
14 Elect Carolyn Woo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Bohen Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Abstain For Against
Majority Vote for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Applied Biosystems Inc.
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 038149100 10/28/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Stephen Forrest Mgmt For For For
1.3 Elect Philip Gerdine Mgmt For For For
1.4 Elect Thomas Iannotti Mgmt For For For
1.5 Elect Alexander Karsner Mgmt For For For
1.6 Elect Charles Liu Mgmt For For For
1.7 Elect Gerhard Parker Mgmt For For For
1.8 Elect Dennis Powell Mgmt For For For
1.9 Elect Willem Roelandts Mgmt For For For
1.10 Elect James Rogers Mgmt For Withhold Against
1.11 Elect Michael Splinter Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director George W. Buckley Mgmt For For For
2 Elect Director Mollie Hale Carter Mgmt For For For
3 Elect Director Victoria F. Haynes Mgmt For Against Against
4 Elect Director Antonio Maciel Neto Mgmt For Against Against
5 Elect Director Patrick J. Moore Mgmt For For For
6 Elect Director M. Brian Mulroney Mgmt For For For
7 Elect Director Thomas F. O Neill Mgmt For Against Against
8 Elect Director Kelvin R. Westbrook Mgmt For Against Against
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Adopt ILO Based Code of Conduct ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Koch Mgmt For For For
1.2 Elect H. Carroll Mackin Mgmt For For For
1.3 Elect Robert Pollock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
20 CUMULATIVE VOTING. ShrHldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHldr Against Against For
23 PENSION CREDIT POLICY. ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carl Bass Mgmt For For For
2 Elect Crawford Beveridge Mgmt For For For
3 Elect J. Hallam Dawson Mgmt For For For
4 Elect Per-Kristian Halvorsen Mgmt For For For
5 Elect Sean Maloney Mgmt For For For
6 Elect Elizabeth Nelson Mgmt For For For
7 Elect Charles Robel Mgmt For For For
8 Elect Steven West Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2010 Outside Directors' Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Brenneman Mgmt For For For
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Grusky Mgmt For For For
1.2 Elect Mike Jackson Mgmt For Withhold Against
1.3 Elect Rick Burdick Mgmt For Withhold Against
1.4 Elect William Crowley Mgmt For Withhold Against
1.5 Elect David Edelson Mgmt For For For
1.6 Elect Kim Goodman Mgmt For For For
1.7 Elect Michael Maroone Mgmt For Withhold Against
1.8 Elect Carlos Migoya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William C. Crowley Mgmt For For For
1.2 Elect Director Sue E. Gove Mgmt For For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For For
1.4 Elect Director Robert R. Grusky Mgmt For For For
1.5 Elect Director J.R. Hyde, III Mgmt For For For
1.6 Elect Director W. Andrew McKenna Mgmt For For For
1.7 Elect Director George R. Mrkonic, Mgmt For For For
Jr.
1.8 Elect Director Luis P. Nieto Mgmt For For For
1.9 Elect Director William C. Rhodes, Mgmt For For For
III
1.10 Elect Director Theodore W. Ullyot Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AvalonBay Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For For For
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect Peter Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 2009 Stock Option and Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For For
2 ELECTION OF DIRECTOR: DAVID E.I. Mgmt For For For
PYOTT
3 ELECTION OF DIRECTOR: DEAN A. Mgmt For For For
SCARBOROUGH
4 ELECTION OF DIRECTOR: JULIA A. Mgmt For For For
STEWART
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE SENIOR EXECUTIVE Mgmt For For For
ANNUAL INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Avon Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect Edward Fogarty Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Fred Hassan Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Maria Lagomasino Mgmt For For For
1.7 Elect Ann Moore Mgmt For For For
1.8 Elect Paul Pressler Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For For For
1.10 Elect Paula Stern Mgmt For For For
1.11 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Nanomaterial Report
- ------------------------------------------------------------------------------------------------------------------------
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 STOCKHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
REGARDING CALLING SPECIAL
SHAREOWNERS MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alspaugh Mgmt For Withhold Against
1.2 Elect R. David Hoover Mgmt For Withhold Against
1.3 Elect Jan Nicholson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO DECLASSIFY THE BOARD OF ShrHldr Against For Against
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT ShrHldr Against Against For
BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHldr Against Abstain Against
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank Of New York Mellon Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For For For
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT ShrHldr Against For Against
TO CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
- ------------------------------------------------------------------------------------------------------------------------
Barr Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRL CUSIP 068306109 11/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect Anna Cablik Mgmt For For For
1.4 Elect Nelle Chilton Mgmt For For For
1.5 Elect Ronald Deal Mgmt For For For
1.6 Elect Tom Efird Mgmt For For For
1.7 Elect Barry Fitzpatrick Mgmt For For For
1.8 Elect L. Vincent Hackley Mgmt For For For
1.9 Elect Jane Helm Mgmt For For For
1.10 Elect John Howe, III Mgmt For For For
1.11 Elect Kelly King Mgmt For For For
1.12 Elect James Maynard Mgmt For For For
1.13 Elect Albert McCauley Mgmt For For For
1.14 Elect J. Holmes Morrison Mgmt For For For
1.15 Elect Nido Qubein Mgmt For For For
1.16 Elect Thomas Thompson Mgmt For For For
1.17 Elect Stephen Williams Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AMENDMENT TO BD S RESTATED Mgmt For For For
CERTIFICATE OF INCORPORATION.
4 AMENDMENT TO THE 2004 EMPLOYEE AND Mgmt For For For
DIRECTOR EQUITY-BASED COMPENSATION
PLAN.
5 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
PERFORMANCE GOALS.
6 SPECIAL SHAREHOLDER MEETINGS. ShrHldr Against For Against
7 CUMULATIVE VOTING. ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Warren Eisenberg Mgmt For For For
1.2 Elect Leonard Feinstein Mgmt For For For
1.3 Elect Steven Temares Mgmt For For For
1.4 Elect Dean Adler Mgmt For For For
1.5 Elect Stanley Barshay Mgmt For For For
1.6 Elect Klaus Eppler Mgmt For For For
1.7 Elect Patrick Gaston Mgmt For For For
1.8 Elect Jordan Heller Mgmt For For For
1.9 Elect Victoria Morrison Mgmt For For For
1.10 Elect Fran Stoller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Express Mgmt For For For
Supermajority Vote Requirement
5 Elimination of Statutory Mgmt For For For
Supermajority Vote Requirement
6 Amendment to the 2004 Incentive Mgmt For For For
Compensation Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/03/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Warren Eisenberg Mgmt For For For
1.2 Elect Director Leonard Feinstein Mgmt For For For
1.3 Elect Director Dean S. Adler Mgmt For Withhold Against
1.4 Elect Director Stanley F. Barshay Mgmt For For For
1.5 Elect Director Patrick R. Gaston Mgmt For For For
1.6 Elect Director Jordan Heller Mgmt For For For
1.7 Elect Director Robert S. Kaplan Mgmt For For For
1.8 Elect Director Victoria A. Morrison Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Shareholder Proposal Regarding a ShrHldr Against Against For
Report on Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock Mgmt For For For
and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain Stock
Repurchases from Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article X
- ------------------------------------------------------------------------------------------------------------------------
Big Lots, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIG CUSIP 089302103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Berger Mgmt For For For
1.2 Elect Steven Fishman Mgmt For For For
1.3 Elect Peter Hayes Mgmt For For For
1.4 Elect David Kollat Mgmt For For For
1.5 Elect Brenda Lauderback Mgmt For For For
1.6 Elect Philip Mallott Mgmt For For For
1.7 Elect Russell Solt Mgmt For For For
1.8 Elect James Tener Mgmt For For For
1.9 Elect Dennis Tishkoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Biogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alexander Denner ShlHldr N/A TNA N/A
1.2 Elect Richard Mulligan ShlHldr N/A TNA N/A
1.3 Elect Thomas Deuel ShlHldr N/A TNA N/A
1.4 Elect David Sidransky ShlHldr N/A TNA N/A
2 Shareholder Proposal Regarding ShlHldr N/A TNA N/A
Board Size
3 Shareholder Proposal Regarding ShlHldr N/A TNA N/A
Reincorporation to North Dakota
4 Ratification of Auditor ShlHldr N/A TNA N/A
5 Adoption of Majority Vote for ShlHldr N/A TNA N/A
Election of Directors
- ------------------------------------------------------------------------------------------------------------------------
Biogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lawrence Best Mgmt For For For
1.2 Elect Alan Glassberg Mgmt For For For
1.3 Elect Robert Pangia Mgmt For For For
1.4 Elect William Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Board Size
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Black & Decker Corp.
Ticker Security ID: Meeting Date Meeting Status
BDK CUSIP 091797100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nolan Archibald Mgmt For Withhold Against
1.2 Elect Norman Augustine Mgmt For Withhold Against
1.3 Elect Barbara Bowles Mgmt For Withhold Against
1.4 Elect George Buckley Mgmt For Withhold Against
1.5 Elect M. Anthony Burns Mgmt For Withhold Against
1.6 Elect Kim Clark Mgmt For Withhold Against
1.7 Elect Manuel Fernandez Mgmt For Withhold Against
1.8 Elect Benjamin Griswold, IV Mgmt For Withhold Against
1.9 Elect Anthony Luiso Mgmt For Withhold Against
1.10 Elect Robert Ryan Mgmt For Withhold Against
1.11 Elect Mark Willes Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
BMC Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMC CUSIP 055921100 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director B. Garland Cupp Mgmt For For For
1.2 Elect Director Robert E. Beauchamp Mgmt For For For
1.3 Elect Director Jon E. Barfield Mgmt For For For
1.4 Elect Director Gary Bloom Mgmt For For For
1.5 Elect Director Meldon K. Gafner Mgmt For For For
1.6 Elect Director P. Thomas Jenkins Mgmt For For For
1.7 Elect Director Louis J. Lavigne, Jr. Mgmt For For For
1.8 Elect Director Kathleen A. O'Neil Mgmt For For For
1.9 Elect Director Tom C. Tinsley Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Boston Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frederick Iseman Mgmt For Withhold Against
1.2 Elect Edward Linde Mgmt For Withhold Against
1.3 Elect David Twardock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Abele Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Marye Anne Fox Mgmt For For For
4 Elect Ray Groves Mgmt For For For
5 Elect Kristina Johnson Mgmt For Against Against
6 Elect Ernest Mario Mgmt For Against Against
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Pete Nicholas Mgmt For For For
9 Elect John Pepper Mgmt For For For
10 Elect Uwe Reinhardt Mgmt For For For
11 Elect Warren Rudman Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Elect James Tobin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Burlington Northern Santa Fe Corporation
Ticker Security ID: Meeting Date Meeting Status
BNI CUSIP 12189T104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For For For
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. Mgmt For For For
WHITACRE, JR.
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE ShrHldr Against Against For
PAY.
14 PROPOSAL REGARDING SPECIAL ShrHldr Against Against For
SHAREOWNER MEETINGS.
15 PROPOSAL REGARDING REPORT ON ShrHldr Against Against For
POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Stake Mgmt For For For
2 Elect John Wiehoff Mgmt For For For
3 Change in Board Size Range Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
C.R. Bard, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Mgmt For For For
Plan
3 Amendment to the 2003 Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CA Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 09/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Raymond J. Bromark Mgmt For For For
2 Elect Director Alfonse M. D'Amato Mgmt For For For
3 Elect Director Gary J. Fernandes Mgmt For For For
4 Elect Director Robert E. La Blanc Mgmt For For For
5 Elect Director Christopher B. Mgmt For For For
Lofgren
6 Elect Director William E. McCracken Mgmt For For For
7 Elect Director John A. Swainson Mgmt For For For
8 Elect Director Laura S. Unger Mgmt For For For
9 Elect Director Arthur F. Weinbach Mgmt For For For
10 Elect Director Ron Zambonini Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RHYS J. BEST Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT KELLEY Mgmt For For For
3 ELECTION OF DIRECTOR: P. DEXTER Mgmt For For For
PEACOCK
4 Increase of Authorized Common Stock Mgmt For For For
5 Amendment to the 2004 Incentive Plan Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Baker Cunningham Mgmt For For For
1.2 Elect Sheldon Erikson Mgmt For For For
1.3 Elect Douglas Foshee Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Campbell Soup Co.
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edmund M. Carpenter Mgmt For For For
1.2 Elect Director Paul R. Charron Mgmt For For For
1.3 Elect Director Douglas R. Conant Mgmt For For For
1.4 Elect Director Bennett Dorrance Mgmt For For For
1.5 Elect Director Harvey Golub Mgmt For For For
1.6 Elect Director Randall W. Larrimore Mgmt For For For
1.7 Elect Director Mary Alice D. Malone Mgmt For For For
1.8 Elect Director Sara Mathew Mgmt For For For
1.9 Elect Director David C. Patterson Mgmt For For For
1.10 Elect Director Charles R. Perrin Mgmt For For For
1.11 Elect Director A. Barry Rand Mgmt For For For
1.12 Elect Director George Strawbridge, Mgmt For For For
Jr.
1.13 Elect Director Les C. Vinney Mgmt For For For
1.14 Elect Director Charlotte C. Weber Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
FAIRBANK
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. Mgmt For For For
WARNER
4 ELECTION OF DIRECTOR: STANLEY Mgmt For For For
WESTREICH
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
7 ADVISORY APPROVAL OF CAPITAL ONE S Mgmt For For For
NAMED EXECUTIVE OFFICER
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 06/23/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Option Exchange Program Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Colleen F. Arnold Mgmt For For For
1.2 Elect Director R. Kerry Clark Mgmt For For For
1.3 Elect Director Calvin Darden Mgmt For For For
1.4 Elect Director John F. Finn Mgmt For For For
1.5 Elect Director Philip L. Francis Mgmt For For For
1.6 Elect Director Gregory B. Kenny Mgmt For For For
1.7 Elect Director J. Michael Losh Mgmt For For For
1.8 Elect Director John B. McCoy Mgmt For For For
1.9 Elect Director Richard C. Notebaert Mgmt For For For
1.10 Elect Director Michael D. O'Halleran Mgmt For For For
1.11 Elect Director David W. Raisbeck Mgmt For For For
1.12 Elect Director Jean G. Spaulding Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Eliminate Cumulative Voting Mgmt For For For
5 Require Advance Notice for Mgmt For For For
Shareholder Proposals/Nominations
6 Amend Articles of Incorporation to Mgmt For For For
State that Common Shares Have No
Stated Capital
7 Amend Omnibus Stock Plan Mgmt For For For
8 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
9 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
- ------------------------------------------------------------------------------------------------------------------------
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Micky Arison Mgmt For For For
1.2 Elect Richard Capen, Jr. Mgmt For For For
1.3 Elect Robert Dickinson Mgmt For For For
1.4 Elect Arnold Donald Mgmt For For For
1.5 Elect Pier Foschi Mgmt For For For
1.6 Elect Howard Frank Mgmt For For For
1.7 Elect Richard Glasier Mgmt For For For
1.8 Elect Modesto Maidique Mgmt For Withhold Against
1.9 Elect Sir John Parker Mgmt For Withhold Against
1.10 Elect Peter Ratcliffe Mgmt For For For
1.11 Elect Stuart Subotnick Mgmt For For For
1.12 Elect Laura Weil Mgmt For For For
1.13 Elect Randall Weisenburger Mgmt For For For
1.14 Elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For For For
6 Authority to Increase Authorised Mgmt For For For
Capital
7 TO ADOPT THE AMENDED AND RESTATED Mgmt For Against Against
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 Further Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Foreign Military Sales
6 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
CB Richard Ellis Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Blum Mgmt For For For
2 Elect Patrice Daniels Mgmt For For For
3 Elect Curtis Feeny Mgmt For For For
4 Elect Bradford Freeman Mgmt For For For
5 Elect Michael Kantor Mgmt For For For
6 Elect Frederic Malek Mgmt For For For
7 Elect Jane Su Mgmt For For For
8 Elect Brett White Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 APPROVAL OF THE OPTION EXCHANGE Mgmt For Against Against
PROGRAM
13 Increase in Authorized Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Voting for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DERRILL CODY Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL P. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
MCCLANAHAN
4 ELECTION OF DIRECTOR: ROBERT T. O Mgmt For For For
CONNELL
5 ELECTION OF DIRECTOR: SUSAN O. Mgmt For For For
RHENEY
6 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
SHANNON
7 Ratification of Auditor Mgmt For For For
8 APPROVE THE CENTERPOINT ENERGY, Mgmt For For For
INC. 2009 LONG TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Centex Corporation
Ticker Security ID: Meeting Date Meeting Status
CTX CUSIP 152312104 07/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barbara T. Alexander Mgmt For For For
1.2 Elect Director Timothy R. Eller Mgmt For For For
1.3 Elect Director James J. Postl Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Provisions
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Amend Omnibus Stock Plan Mgmt For For For
6 Amend Omnibus Stock Plan Mgmt For For For
7 Adopt Greenhouse Gas Goals for ShrHldr Against Against For
Products and Operations
8 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
CenturyTel, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Nichols Mgmt For For For
1.2 Elect Harvey Perry Mgmt For For For
1.3 Elect Jim Reppond Mgmt For For For
1.4 Elect Joseph Zimmel Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Network Management Practices
- ------------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN A. ShlHldr N/A TNA N/A
FURBACHER
2 ELECTION OF DIRECTOR: DAVID R. ShlHldr N/A TNA N/A
HARVEY
3 ELECTION OF DIRECTOR: JOHN D. ShlHldr N/A TNA N/A
JOHNSON
4 Ratification of Auditor ShlHldr N/A TNA N/A
5 TO APPROVE CF INDUSTRIES HOLDINGS, ShlHldr N/A TNA N/A
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Furbacher Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect John Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE CF INDUSTRIES HOLDINGS, Mgmt For Against Against
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Charles Schwab Corp.
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger II Mgmt For For For
3 Elect C. Preston Butcher Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
5 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
6 Shareholder Proposal Regarding ShrHldr Against Against For
Corporate Executive Bonus Plan
- ------------------------------------------------------------------------------------------------------------------------
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Davidson Mgmt For Withhold Against
1.2 Elect V. Burns Hargis Mgmt For Withhold Against
1.3 Elect Charles Maxwell Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For For
2 ELECTION OF DIRECTOR: SHEILA P. Mgmt For For For
BURKE
3 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
4 ELECTION OF DIRECTOR: JOEL J. COHEN Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
FINNEGAN
6 ELECTION OF DIRECTOR: KLAUS J. Mgmt For For For
MANGOLD
7 ELECTION OF DIRECTOR: MARTIN G. Mgmt For For For
MCGUINN
8 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For For
SMALL
9 ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For For
10 ELECTION OF DIRECTOR: DANIEL E. Mgmt For For For
SOMERS
11 ELECTION OF DIRECTOR: KAREN HASTIE Mgmt For For For
WILLIAMS
12 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
ZIMMERMAN
13 ELECTION OF DIRECTOR: ALFRED W. Mgmt For For For
ZOLLAR
14 Long-Term Incentive Plan (2009) Mgmt For Against Against
15 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For For
& YOUNG LLP AS INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: H. EDWARD Mgmt For For For
HANWAY
2 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PARTRIDGE
3 ELECTION OF DIRECTOR: JAMES E. Mgmt For For For
ROGERS
4 ELECTION OF DIRECTOR: ERIC C. Mgmt For For For
WISEMAN
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cincinnati Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CINF CUSIP 172062101 05/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Benoski Mgmt For For For
1.2 Elect William Bahl Mgmt For For For
1.3 Elect Gretchen Price Mgmt For For For
1.4 Elect John Schiff, Jr. Mgmt For For For
1.5 Elect Kenneth Stecher Mgmt For For For
1.6 Elect E. Anthony Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Incentive Compensation Plan Mgmt For For For
of 2009
4 Directors' Stock Plan of 2009 Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Cintas Corporation
Ticker Security ID: Meeting Date Meeting Status
CTAS CUSIP 172908105 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Gerald S. Adolph Mgmt For Against Against
2 Elect Director Paul R. Carter Mgmt For Against Against
3 Elect Director Gerald V. Dirvin Mgmt For Against Against
4 Elect Director Richard T. Farmer Mgmt For For For
5 Elect Director Scott D. Farmer Mgmt For For For
6 Elect Director Joyce Hergenhan Mgmt For Against Against
7 Elect Director Robert J. Kohlhepp Mgmt For For For
8 Elect Director David C. Phillips Mgmt For Against Against
9 Elect Director Ronald W. Tysoe Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Require Independent Board Chairman ShrHldr Against For Against
12 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Kovacevich Mgmt For For For
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. O Mgmt For For For
NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
24 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Citrix Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTXS CUSIP 177376100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Bogan Mgmt For For For
2 Elect Nancy Caldwell Mgmt For For For
3 Elect Gary Morin Mgmt For For For
4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For
INCENTIVE PLAN
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For For For
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Mgmt For For For
Stock Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Increase in Size of Board Mgmt For For For
2 Issue Shares in Connection with Mgmt For For For
Acquisition
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Merribel Ayres Mgmt For For For
1.2 Elect Jon Barfield Mgmt For For For
1.3 Elect Richard Gabrys Mgmt For For For
1.4 Elect David Joos Mgmt For For For
1.5 Elect Philip Lochner, Jr. Mgmt For For For
1.6 Elect Michael Monahan Mgmt For For For
1.7 Elect Joseph Paquette Jr. Mgmt For For For
1.8 Elect Percy Pierre Mgmt For For For
1.9 Elect Kenneth Way Mgmt For For For
1.10 Elect Kenneth Whipple Mgmt For For For
1.11 Elect John Yasinsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Performance Mgmt For For For
Incentive Stock Plan
4 Approval of Performance Measures in Mgmt For For For
Bonus Plan
5 Adoption of Majority Vote for Mgmt For For For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------------
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lew Frankfort Mgmt For For For
1.2 Elect Director Susan Kropf Mgmt For Withhold Against
1.3 Elect Director Gary Loveman Mgmt For Withhold Against
1.4 Elect Director Ivan Menezes Mgmt For Withhold Against
1.5 Elect Director Irene Miller Mgmt For Withhold Against
1.6 Elect Director Keith Monda Mgmt For For For
1.7 Elect Director Michael Murphy Mgmt For Withhold Against
1.8 Elect Director Jide Zeitlin Mgmt For Withhold Against
2 Amend Executive Incentive Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co.
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
ALLEN
2 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
ALLEN
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: ALEXIS M. Mgmt For Against Against
HERMAN
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. Mgmt For For For
KEOUGH
8 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13 ELECTION OF DIRECTOR: JACOB Mgmt For For For
WALLENBERG
14 ELECTION OF DIRECTOR: JAMES B. Mgmt For For For
WILLIAMS
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
INDEPENDENT BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A ShrHldr Against Abstain Against
BOARD COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING ShrHldr Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 191219104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Donna James Mgmt For For For
1.3 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Severance
Agreements
4 SHAREOWNER PROPOSAL REGARDING ShrHldr Against Abstain Against
HEALTH CARE REFORM.
- ------------------------------------------------------------------------------------------------------------------------
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 2009 Incentive Compensation Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------------
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For Against Against
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Computer Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Irving W. Bailey, II Mgmt For For For
1.2 Elect Director David J. Barram Mgmt For Withhold Against
1.3 Elect Director Stephen L. Baum Mgmt For Withhold Against
1.4 Elect Director Rodney F. Chase Mgmt For Withhold Against
1.5 Elect Director Judith R. Haberkorn Mgmt For For For
1.6 Elect Director Michael W. Laphen Mgmt For For For
1.7 Elect Director F. Warren McFarlan Mgmt For For For
1.8 Elect Director Chong Sup Park Mgmt For For For
1.9 Elect Director Thomas H. Patrick Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Compuware Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors Dennis W. Archer Mgmt For For For
1.2 Elect Directors Gurminder S. Bedi Mgmt For For For
1.3 Elect Directors William O. Grabe Mgmt For For For
1.4 Elect Directors William R. Halling Mgmt For For For
1.5 Elect Directors Peter Karmanos, Jr Mgmt For For For
1.6 Elect Directors Faye Alexander Mgmt For For For
Nelson
1.7 Elect Directors Glenda D. Price Mgmt For For For
1.8 Elect Directors W. James Prowse Mgmt For For For
1.9 Elect Directors G. Scott Romney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive Plan
16 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
18 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For For For
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE
PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding ShrHldr Against Against For
Early Disclosure of Voting Results
of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kevin Burke Mgmt For Against Against
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For Against Against
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For Against Against
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For Against Against
10 Elect Eugene McGrath Mgmt For Against Against
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
- ------------------------------------------------------------------------------------------------------------------------
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ.B CUSIP 21036P108 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barry A. Fromberg Mgmt For For For
1.2 Elect Director Jeananne K. Hauswald Mgmt For For For
1.3 Elect Director James A. Locke III Mgmt For Withhold Against
1.4 Elect Director Thomas C. McDermott Mgmt For For For
1.5 Elect Director Peter M. Perez Mgmt For For For
1.6 Elect Director Richard Sands Mgmt For For For
1.7 Elect Director Robert Sands Mgmt For For For
1.8 Elect Director Paul L. Smith Mgmt For For For
1.9 Elect Director Peter H. Soderberg Mgmt For For For
1.10 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Yves de Balmann Mgmt For For For
2 Elect Ann Berzin Mgmt For For For
3 Elect James Brady Mgmt For For For
4 Elect James Curtiss Mgmt For For For
5 Elect Freeman Hrabowski, III Mgmt For For For
6 Elect Nancy Lampton Mgmt For Against Against
7 Elect Robert Lawless Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect Mayo Shattuck III Mgmt For For For
10 Elect John Skolds Mgmt For For For
11 Elect Michael Sullivan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Yves C. de Balmann Mgmt For For For
2 Elect Director Douglas L. Becker Mgmt For For For
3 Elect Director Ann C. Berzin Mgmt For For For
4 Elect Director James T. Brady Mgmt For For For
5 Elect Director Edward A. Crooke Mgmt For For For
6 Elect Director James R. Curtiss Mgmt For For For
7 Elect Director Freeman A. Mgmt For For For
Hrabowski, III
8 Elect Director Nancy Lampton Mgmt For For For
9 Elect Director Robert J. Lawless Mgmt For For For
10 Elect Director Lynn M. Martin Mgmt For For For
11 Elect Director Mayo A. Shattuck, III Mgmt For For For
12 Elect Director John L. Skolds Mgmt For For For
13 Elect Director Michael D. Sullivan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Convergys Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP 212485106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Barrett Mgmt For Withhold Against
1.2 Elect Willard Brittain, Jr. Mgmt For Withhold Against
1.3 Elect David Dougherty Mgmt For Withhold Against
1.4 Elect Joseph Gibbs Mgmt For Withhold Against
1.5 Elect Barry Rosenstein Mgmt For Withhold Against
2 TO RATIFY THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against For Against
5 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Cooper Industries, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24182100 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ivor Evans Mgmt For For For
1.2 Elect Kirk Hachigian Mgmt For For For
1.3 Elect Lawrence Kingsley Mgmt For For For
1.4 Elect James Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding the ShrHldr Against Abstain Against
International Labor Organization
Human Rights Standards
- ------------------------------------------------------------------------------------------------------------------------
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flaws Mgmt For For For
1.2 Elect James Houghton Mgmt For For For
1.3 Elect James O'Connor Mgmt For For For
1.4 Elect Deborah Rieman Mgmt For For For
1.5 Elect Peter Volanakis Mgmt For For For
1.6 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHldr Against For Against
DIRECTOR ELECTION MAJORITY VOTE
STANDARD.
4 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
THE ELECTION OF EACH DIRECTOR
ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------
Coventry Health Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVH CUSIP 222862104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Mendelson Mgmt For For For
2 Elect Rodman Moorhead, lll Mgmt For For For
3 Elect Timothy Weglicki Mgmt For For For
4 Amendment to the 2004 Incentive Plan Mgmt For For For
5 Approval of Performance Goals For Mgmt For For For
the 2004 Incentive Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Covidien, Ltd.
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2552X108 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT H. Mgmt For For For
BRUST
3 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
CONNORS, JR.
4 ELECTION OF DIRECTOR: CHRISTOPHER Mgmt For For For
J. COUGHLIN
5 ELECTION OF DIRECTOR: TIMOTHY M. Mgmt For For For
DONAHUE
6 ELECTION OF DIRECTOR: KATHY J. Mgmt For For For
HERBERT
7 ELECTION OF DIRECTOR: RANDALL J. Mgmt For For For
HOGAN, III
8 ELECTION OF DIRECTOR: RICHARD J. Mgmt For For For
MEELIA
9 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
10 ELECTION OF DIRECTOR: TADATAKA Mgmt For For For
YAMADA
11 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
ZACCAGNINO
12 APPROVE AMENDED AND RESTATED 2007 Mgmt For For For
STOCK AND INCENTIVE PLAN
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Covidien, Ltd.
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2552X108 05/28/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company From Mgmt For For For
Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Alexandre Behring Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Gilbert Lamphere Mgmt For For For
1.7 Elect John McPherson Mgmt For For For
1.8 Elect Timothy O'Toole Mgmt For For For
1.9 Elect David Ratcliffe Mgmt For For For
1.10 Elect Donald Shepard Mgmt For For For
1.11 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Bernhard Mgmt For For For
2 Elect Robert Darnall Mgmt For For For
3 Elect Robert Herdman Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect William Miller Mgmt For For For
7 Elect Georgia Nelson Mgmt For For For
8 Elect Theodore Solso Mgmt For For For
9 Elect Carl Ware Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Stock Mgmt For For For
Incentive Plan
12 Reapproval of Performance Goals Mgmt For For For
Under Bonus Plans
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of International Labor
Organization Standards
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For For For
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHldr Against Against For
Proposal Regarding Retention of
Shares After Retirement
9 Shareholder Proposal Regarding ShrHldr Against Against For
Dental Amalgam
- ------------------------------------------------------------------------------------------------------------------------
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leonard L. Berry Mgmt For For For
1.2 Elect Director Odie C. Donald Mgmt For For For
1.3 Elect Director David H. Hughes Mgmt For For For
1.4 Elect Director Charles A Ledsinger, Mgmt For For For
Jr.
1.5 Elect Director William M. Lewis, Jr. Mgmt For For For
1.6 Elect Director Connie Mack, III Mgmt For For For
1.7 Elect Director Andrew H. (Drew) Mgmt For For For
Madsen
1.8 Elect Director Clarence Otis, Jr. Mgmt For For For
1.9 Elect Director Michael D. Rose Mgmt For For For
1.10 Elect Director Maria A. Sastre Mgmt For For For
1.11 Elect Director Jack A. Smith Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Berg Mgmt For For For
2 Elect Charles Berg Mgmt For For For
3 Elect Paul Diaz Mgmt For For For
4 Elect Peter Grauer Mgmt For For For
5 Elect John Nehra Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect Kent Thiry Mgmt For For For
8 Elect Roger Valine Mgmt For For For
9 Elect Roger Valine Mgmt For For For
10 Amendment to the Executive Mgmt For For For
Incentive Plan
11 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Dean Foods Company
Ticker Security ID: Meeting Date Meeting Status
DF CUSIP 242370104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Janet Hill Mgmt For For For
1.2 Elect Hector Nevares Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For For For
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For For For
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHldr For For For
ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - ShrHldr Against Against For
SEPARATION OF CEO AND CHAIRMAN
RESPONSIBILITIES
- ------------------------------------------------------------------------------------------------------------------------
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Carty Mgmt For For For
1.2 Elect Director Michael S. Dell Mgmt For For For
1.3 Elect Director William H. Gray, III Mgmt For For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For For
1.6 Elect Director Judy C. Lewent Mgmt For For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For For
1.8 Elect Director Klaus S. Luft Mgmt For For For
1.9 Elect Director Alex J. Mandl Mgmt For For For
1.10 Elect Director Michael A. Miles Mgmt For For For
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Reimburse Proxy Expenses ShrHldr Against For Against
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
DENTSPLY International Inc.
Ticker Security ID: Meeting Date Meeting Status
XRAY CUSIP 249030107 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wendy Dixon Mgmt For For For
1.2 Elect Leslie Jones Mgmt For For For
1.3 Elect Bret Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Developers Diversified Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DDR CUSIP 251591103 04/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock and Mgmt For For For
Warrants
2 Amendments to the Articles Mgmt For For For
Incorporation Related to the Stock
Issuance
3 Amendments to the Articles of Mgmt For For For
Incorporation to Update Transfer
Restriction and Excess Share
Provisions
4 Authorization of Board to Set Board Mgmt For Against Against
Size
5 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
DIRECTV Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25459L106 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Chase Carey Mgmt For For For
1.2 Elect Mark Carleton Mgmt For For For
1.3 Elect Peter Lund Mgmt For For For
1.4 Elect Haim Saban Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Health Care Reform Principles
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JEFFREY S. Mgmt For For For
ARONIN
2 ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY C. Mgmt For For For
CASE
4 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
DEVLIN
5 ELECTION OF DIRECTOR: CYNTHIA A. Mgmt For For For
GLASSMAN
6 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
LENNY
7 ELECTION OF DIRECTOR: THOMAS G. Mgmt For For For
MAHERAS
8 ELECTION OF DIRECTOR: MICHAEL M. Mgmt For For For
MOSKOW
9 ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For For
10 ELECTION OF DIRECTOR: E. FOLLIN Mgmt For For For
SMITH
11 ELECTION OF DIRECTOR: LAWRENCE A. Mgmt For For For
WEINBACH
12 Amendment to the 2007 Omnibus Mgmt For For For
Incentive Plan
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding ShrHldr Against Against For
Fossil Fuel Reduction
14 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
15 Shareholder Proposal Regarding ShrHldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Thomas Derosa Mgmt For For For
4 Elect Jean-Pierre Ergas Mgmt For For For
5 Elect Peter Francis Mgmt For For For
6 Elect Kristiane Graham Mgmt For For For
7 Elect James Koley Mgmt For For For
8 Elect Robert Livingston Mgmt For For For
9 Elect Richard Lochridge Mgmt For For For
10 Elect Bernard Rethore Mgmt For For For
11 Elect Michael Stubbs Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Amendment to the 2005 Equity and Mgmt For For For
Cash Incentive Plan
14 Amendment to the Executive Officer Mgmt For For For
Annual Incentive Plan
15 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate Change
16 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dow Chemical Co.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding the ShrHldr Against For Against
Right to Call Special Meetings
16 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
17 Shareholder Proposal Regarding Say ShrHldr Against Against For
on Executive Pay
18 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Remediation in the
Midland Area
- ------------------------------------------------------------------------------------------------------------------------
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pamela Patsley Mgmt For For For
2 Elect M. Anne Szostak Mgmt For Against Against
3 Elect Michael Weinstein Mgmt For For For
4 Management Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Omnibus Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Anderson Mgmt For For For
1.2 Elect John Lobbia Mgmt For For For
1.3 Elect Eugene Miller Mgmt For For For
1.4 Elect Mark Murray Mgmt For For For
1.5 Elect Charles Pryor, Jr. Mgmt For For For
1.6 Elect Ruth Shaw Mgmt For For For
2 INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
POLITICAL CONTRIBUTIONS
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr For For For
ELECTION OF DIRECTORS BY MAJORITY
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dun & Bradstreet Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Austin Adams Mgmt For For For
1.2 Elect James Fernandez Mgmt For For For
1.3 Elect Sandra Peterson Mgmt For For For
1.4 Elect Michael Quinlan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Dynegy Inc.
Ticker Security ID: Meeting Date Meeting Status
DYN CUSIP 26817G102 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Biegler Mgmt For For For
1.2 Elect Thomas Clark, Jr. Mgmt For For For
1.3 Elect Victor Grijalva Mgmt For For For
1.4 Elect Patricia Hammick Mgmt For For For
1.5 Elect George Mazanec Mgmt For For For
1.6 Elect Howard Sheppard Mgmt For For For
1.7 Elect William Trubeck Mgmt For For For
1.8 Elect Bruce Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
- ------------------------------------------------------------------------------------------------------------------------
E*TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Parks Mgmt For For For
2 Elect Lewis Randall Mgmt For For For
3 Elect Joseph Sclafani Mgmt For For For
4 Elect Stephen Willard Mgmt For For For
5 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Bonus Program
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. Mgmt For For For
DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
E.W. Scripps Co. (The)
Ticker Security ID: Meeting Date Meeting Status
SSP CUSIP 811054204 07/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Reverse Stock Split Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Stephen Demeritt Mgmt For Against Against
2 Elect Robert Hernandez Mgmt For Against Against
3 Elect Lewis Kling Mgmt For Against Against
4 Elect David Raisbeck Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
7 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Eastman Kodak Company
Ticker Security ID: Meeting Date Meeting Status
EK CUSIP 277461109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Braddock Mgmt For For For
2 Elect Timothy Donahue Mgmt For For For
3 Elect Michael Hawley Mgmt For For For
4 Elect William Hernandez Mgmt For For For
5 Elect Douglas Lebda Mgmt For For For
6 Elect Debra Lee Mgmt For Against Against
7 Elect Delano Lewis Mgmt For For For
8 Elect William Parrett Mgmt For For For
9 Elect Antonio Perez Mgmt For For For
10 Elect Dennis Strigl Mgmt For For For
11 Elect Laura Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For For For
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARC L. Mgmt For For For
ANDREESSEN
2 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
FORD, JR.
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. Mgmt For For For
OMIDYAR
5 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
SCHLOSBERG, III
6 One-time Stock Option Exchange Mgmt For Against Against
Program
7 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Award Plan
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Biller Mgmt For For For
2 Elect Jerry Grundhofer Mgmt For For For
3 Elect John Zillmer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Re-approval of the Management Mgmt For For For
Performance Incentive Plan
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Vanessa Chang Mgmt For For For
1.2 Elect France Cordova Mgmt For For For
1.3 Elect Theodore Craver, Jr. Mgmt For For For
1.4 Elect Charles Curtis Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Ronald Olson Mgmt For For For
1.8 Elect James Rosser Mgmt For For For
1.9 Elect Richard Schlosberg, III Mgmt For For For
1.10 Elect Thomas Sutton Mgmt For For For
1.11 Elect Brett White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Performance Mgmt For Against Against
Incentive Plan
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SHAREHOLDER SAY ON EXECUTIVE PAY.
- ------------------------------------------------------------------------------------------------------------------------
El Paso Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Juan Braniff Mgmt For For For
2 Elect James Dunlap Mgmt For For For
3 Elect Douglas Foshee Mgmt For For For
4 Elect Robert Goldman Mgmt For For For
5 Elect Anthony Hall, Jr. Mgmt For For For
6 Elect Anthony Hall, Jr. Mgmt For For For
7 Elect Ferrell McClean Mgmt For For For
8 Elect Steven Shapiro Mgmt For For For
9 Elect J. Michael Talbert Mgmt For For For
10 Elect Robert Vagt Mgmt For Against Against
11 Elect John Whitmire Mgmt For For For
12 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Compensation Plan
13 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
14 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Electronic Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 285661104 07/31/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For Withhold Against
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
ENSCO International Incorporated
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gerald Haddock Mgmt For For For
2 Elect Paul Rowsey, III Mgmt For For For
3 Elect C.Christopher Gaut Mgmt For For For
4 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
ALCORN
2 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
CRISP
3 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON Mgmt For For For
STEWARD
6 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
TEXTOR
7 ELECTION OF DIRECTOR: FRANK G. Mgmt For For For
WISNER
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip Behrman Mgmt For For For
1.2 Elect A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Barbara Jeremiah Mgmt For For For
1.4 Elect Lee Todd, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE EQT CORPORATION 2009 Mgmt For Against Against
LONG-TERM INCENTIVE PLAN
4 APPROVE EQT CORPORATION 2008 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Boone Knox Mgmt For For For
1.4 Elect John Neal Mgmt For For For
1.5 Elect David Neithercut Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Gerald Spector Mgmt For For For
1.8 Elect B. Joseph White Mgmt For For For
1.9 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Trustees
- ------------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
CANNING, JR.
2 ELECTION OF DIRECTOR: M. WALTER D Mgmt For For For
ALESSIO
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. Mgmt For For For
GRECO
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
ROGERS, JR.
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. Mgmt For For For
STEINOUR
11 Renewal of the Annual Incentive Mgmt For For For
Plan for Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Global Warming Report
- ------------------------------------------------------------------------------------------------------------------------
Expedia, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P105 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A. George Battle Mgmt For Withhold Against
1.2 Elect Barry Diller Mgmt For Withhold Against
1.3 Elect Jonathan Dolgen Mgmt For Withhold Against
1.4 Elect William Fitzgerald Mgmt For Withhold Against
1.5 Elect Craig Jacobson Mgmt For Withhold Against
1.6 Elect Victor Kaufman Mgmt For Withhold Against
1.7 Elect Peter Kern Mgmt For Withhold Against
1.8 Elect Dara Khosrowshahi Mgmt For Withhold Against
1.9 Elect John Malone Mgmt For Withhold Against
1.10 Elect Jose Tazon Mgmt For Withhold Against
2 Amendment to the 2005 Stock and Mgmt For Against Against
Annual Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Expeditors International
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mark Emmert Mgmt For For For
2 Elect R. Jordan Gates Mgmt For For For
3 Elect Dan Kourkoumelis Mgmt For For For
4 Elect Michael Malone Mgmt For For For
5 Elect John Meisenbach Mgmt For For For
6 Elect Peter Rose Mgmt For For For
7 Elect James Wang Mgmt For For For
8 Elect Robert Wright Mgmt For For For
9 2009 Stock Option Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
Fastenal Company
Ticker Security ID: Meeting Date Meeting Status
FAST CUSIP 311900104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Kierlin Mgmt For Withhold Against
1.2 Elect Stephen Slaggie Mgmt For Withhold Against
1.3 Elect Michael Gostomski Mgmt For Withhold Against
1.4 Elect Hugh Miller Mgmt For Withhold Against
1.5 Elect Willard Oberton Mgmt For Withhold Against
1.6 Elect Michael Dolan Mgmt For Withhold Against
1.7 Elect Reyne Wisecup Mgmt For Withhold Against
1.8 Elect Michael Ancius Mgmt For Withhold Against
1.9 Elect Scott Satterlee Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director August A. Busch IV Mgmt For For For
3 Elect Director John A. Edwardson Mgmt For For For
4 Elect Director Judith L. Estrin Mgmt For For For
5 Elect Director J.R. Hyde, III Mgmt For For For
6 Elect Director Shirley A. Jackson Mgmt For For For
7 Elect Director Steven R. Loranger Mgmt For For For
8 Elect Director Gary W. Loveman Mgmt For For For
9 Elect Director Frederick W. Smith Mgmt For For For
10 Elect Director Joshua I. Smith Mgmt For For For
11 Elect Director Paul S. Walsh Mgmt For For For
12 Elect Director Peter S. Willmott Mgmt For For For
13 Amend Omnibus Stock Plan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Require Independent Board Chairman ShrHldr Against For Against
16 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Foley, II Mgmt For Withhold Against
1.2 Elect Thomas Hagerty Mgmt For Withhold Against
1.3 Elect Keith Hughes Mgmt For For For
1.4 Elect Richard Massey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Allen Mgmt For For For
1.2 Elect John Barrett Mgmt For For For
1.3 Elect Ulysses Bridgeman, Jr. Mgmt For For For
1.4 Elect James Hackett Mgmt For For For
1.5 Elect Gary Heminger Mgmt For For For
1.6 Elect Kevin Kabat Mgmt For For For
1.7 Elect Mitchel Livingston Mgmt For For For
1.8 Elect Hendrick Meijer Mgmt For For For
1.9 Elect John Schiff, Jr. Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
1.11 Elect Thomas Traylor Mgmt For For For
1.12 Elect Marsha Williams Mgmt For For For
2 Amendment to Authorized Preferred Mgmt For Against Against
Stock
3 Amendment to the 1993 Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
8 Shareholder Proposal Regarding Sale ShrHldr Against Against For
of the Company or Assets
- ------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 12/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles of Incorporation and Mgmt For For For
Amend Code of Regulations
2 Amend Articles of Incorporation to Mgmt For For For
Revise Express Terms of Series G
Preferred Stock
3 Amend Articles of Incorporation and Mgmt For For For
Amend Code of Regulations
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Emkes Mgmt For For For
1.2 Elect D. Bryan Jordan Mgmt For For For
1.3 Elect R. Brad Martin Mgmt For For For
1.4 Elect Vicki Palmer Mgmt For For For
1.5 Elect William Sansom Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For Against Against
LLP AS AUDITORS.
3 APPROVAL OF AN ADVISORY PROPOSAL ON Mgmt For For For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FLIR Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Earl Lewis Mgmt For Withhold Against
1.2 Elect Steven Wynne Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Butler Mgmt For For For
1.2 Elect Kimberly Casiano Mgmt For For For
1.3 Elect Anthony Earley, Jr. Mgmt For For For
1.4 Elect Edsel Ford II Mgmt For For For
1.5 Elect William Ford, Jr. Mgmt For For For
1.6 Elect Richard Gephardt Mgmt For Withhold Against
1.7 Elect Irvine Hockaday, Jr. Mgmt For For For
1.8 Elect Richard Manoogian Mgmt For For For
1.9 Elect Ellen Marram Mgmt For For For
1.10 Elect Alan Mulally Mgmt For For For
1.11 Elect Homer Neal Mgmt For For For
1.12 Elect Gerald Shaheen Mgmt For For For
1.13 Elect John Thornton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Issuance of Common Stock in Excess Mgmt For For For
of 20%
4 Issuance of Common Stock to an Mgmt For For For
Affiliate
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
6 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
7 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization Plan
8 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
10 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Certain Matters
Relating to Voting on Shareholder
Proposals
11 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Comprehensive Health Care Reform
Principles
12 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 08/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Howard Solomon Mgmt For For For
1.2 Elect Director L.S. Olanoff Mgmt For For For
1.3 Elect Director Nesli Basgoz Mgmt For For For
1.4 Elect Director William J. Candee, Mgmt For For For
III
1.5 Elect Director George S. Cohan Mgmt For For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For For
1.8 Elect Director Lester B. Salans Mgmt For For For
2 Amend Articles of Incorporation Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fortune Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
FO CUSIP 349631101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Carbonari Mgmt For For For
1.2 Elect Ann Hackett Mgmt For For For
1.3 Elect David Thomas Mgmt For For For
1.4 Elect Ronald Waters III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 IF PRESENTED, A SHAREHOLDER ShrHldr Against For Against
PROPOSAL ENTITLED ADOPT SIMPLE
MAJORITY VOTE .
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL H. Mgmt For For For
ARMACOST
2 ELECTION OF DIRECTOR: CHARLES Mgmt For For For
CROCKER
3 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
HARDIMAN
4 ELECTION OF DIRECTOR: ROBERT D. Mgmt For For For
JOFFE
5 ELECTION OF DIRECTOR: CHARLES B. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GREGORY E. Mgmt For For For
JOHNSON
7 ELECTION OF DIRECTOR: RUPERT H. Mgmt For For For
JOHNSON, JR.
8 ELECTION OF DIRECTOR: THOMAS H. KEAN Mgmt For For For
9 ELECTION OF DIRECTOR: CHUTTA Mgmt For For For
RATNATHICAM
10 ELECTION OF DIRECTOR: PETER M. Mgmt For For For
SACERDOTE
11 ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For For For
TATLOCK
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Key Executive Mgmt For For For
Incentive Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Freeport-McMoRan Copper & Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For For For
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect J. Bennet Johnston Mgmt For For For
1.7 Elect Charles Krulak Mgmt For For For
1.8 Elect Bobby Lackey Mgmt For For For
1.9 Elect Jon Madonna Mgmt For For For
1.10 Elect Dustan McCoy Mgmt For For For
1.11 Elect Gabrielle McDonald Mgmt For For For
1.12 Elect James Moffett Mgmt For For For
1.13 Elect B. M. Rankin, Jr. Mgmt For For For
1.14 Elect J. Stapleton Roy Mgmt For For For
1.15 Elect Stephen Siegele Mgmt For For For
1.16 Elect J. Taylor Wharton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Annual Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on Board
- ------------------------------------------------------------------------------------------------------------------------
Frontier Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Michael Dugan Mgmt For For For
1.5 Elect Jeri Finard Mgmt For For For
1.6 Elect Lawton Fitt Mgmt For For For
1.7 Elect William Kraus Mgmt For For For
1.8 Elect Howard L. Schrott Mgmt For For For
1.9 Elect Larraine Segil Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron A. Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel A. DeMatteo Mgmt For For For
1.2 Elect Michael Rosen Mgmt For For For
1.3 Elect Edward A. Volkwein Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For For For
1.4 Elect Robert Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against Against For
Space Weapons
16 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Death Benefit Payments
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHldr Against Against For
19 INDEPENDENT STUDY REGARDING ShrHldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Bradbury H. Anderson Mgmt For For For
2 Elect Director Paul Danos Mgmt For For For
3 Elect Director William T. Esrey Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Judith Richards Hope Mgmt For For For
6 Elect Director Heidi G. Miller Mgmt For For For
7 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Director Steve Odland Mgmt For For For
9 Elect Director Kendall J. Powell Mgmt For For For
10 Elect Director Lois E. Quam Mgmt For For For
11 Elect Director Michael D. Rose Mgmt For For For
12 Elect Director Robert L. Ryan Mgmt For For For
13 Elect Director Dorothy A. Terrell Mgmt For For For
14 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For Withhold Against
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For For For
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genworth Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Borelli Mgmt For For For
2 Elect Michael Fraizer Mgmt For For For
3 Elect Nancy Karch Mgmt For For For
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Risa Lavizzo-Mourey Mgmt For For For
6 Elect James Parke Mgmt For For For
7 Elect James Riepe Mgmt For For For
8 Elect Barrett Toan Mgmt For For For
9 Elect Thomas Wheeler Mgmt For For For
10 Amendment to the 2004 Omnibus Mgmt For Against Against
Incentive Plan to Permit an Equity
Exchange
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genzyme Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Berthiaume Mgmt For For For
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For For For
4 Elect Charles Cooney Mgmt For For For
5 Elect Victor Dzau Mgmt For Against Against
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For For For
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Goodrich Corporation
Ticker Security ID: Meeting Date Meeting Status
GR CUSIP 382388106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Harris Deloach, Jr. Mgmt For For For
1.4 Elect James Griffith Mgmt For For For
1.5 Elect William Holland Mgmt For For For
1.6 Elect John Jumper Mgmt For For For
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Lloyd Newton Mgmt For For For
1.9 Elect Douglas Olesen Mgmt For For For
1.10 Elect Alfred Rankin, Jr. Mgmt For For For
1.11 Elect A. Thomas Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect James Firestone Mgmt For For For
1.3 Elect Robert Keegan Mgmt For For For
1.4 Elect W. Alan McCollough Mgmt For For For
1.5 Elect Denise Morrison Mgmt For For For
1.6 Elect Rodney O'Neal Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
1.8 Elect Stephanie Streeter Mgmt For For For
1.9 Elect G. Craig Sullivan Mgmt For For For
1.10 Elect Thomas Weidemeyer Mgmt For For For
1.11 Elect Michael Wessel Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorize the Board to Mgmt For Against Against
Amend Regulations Pursuant to Ohio
Law
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Alan M. Bennett Mgmt For For For
2 Elect Director Thomas M. Bloch Mgmt For For For
3 Elect Director Richard C. Breeden Mgmt For For For
4 Elect Director Robert A. Gerard Mgmt For For For
5 Elect Director Len J. Lauer Mgmt For For For
6 Elect Director David B. Lewis Mgmt For For For
7 Elect Director Tom D. Seip Mgmt For For For
8 Elect Director L. Edward Shaw, Jr. Mgmt For For For
9 Elect Director Russell P. Smyth Mgmt For For For
10 Elect Director Christianna Wood Mgmt For For For
11 Amend Articles of Incorporation to Mgmt For For For
Require an Independent Chairman
12 Approve Decrease in Size of Board Mgmt For For For
13 Impose Director Term Limits Mgmt For Against Against
14 Limit Voting Rights of Preferred Mgmt For For For
Stock
15 Advisory Vote on Executive Mgmt For For For
Compensation - Approve Application
of Compensation Philosophy,
Policies and Procedures
16 Approve Deferred Compensation Plan Mgmt For For For
17 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation of
Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding Iraq ShrHldr Against Abstain Against
Operations
- ------------------------------------------------------------------------------------------------------------------------
Harley-Davidson, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martha Brooks Mgmt For For For
1.2 Elect Donald James Mgmt For For For
1.3 Elect James Norling Mgmt For For For
1.4 Elect James Ziemer Mgmt For For For
2 APPROVAL OF THE HARLEY-DAVIDSON, Mgmt For Against Against
INC. 2009 INCENTIVE STOCK PLAN.
3 Ratification of Auditor Mgmt For Against Against
4 SHAREHOLDER PROPOSAL TO REORGANIZE ShrHldr Against For Against
THE BOARD OF DIRECTORS INTO ONE
CLASS.
- ------------------------------------------------------------------------------------------------------------------------
Harman International Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 12/03/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian F. Carroll Mgmt For For For
1.2 Elect Director Hellene S. Runtagh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 03/26/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Conversion of Series C Preferred Mgmt For For For
Stock Pursuant to the Investment
Agreement
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Stock Mgmt For For For
12 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For For For
1.4 Elect Kenneth Bronfin Mgmt For For For
1.5 Elect John Connors, Jr. Mgmt For For For
1.6 Elect Michael Garrett Mgmt For For For
1.7 Elect E. Gordon Gee Mgmt For For For
1.8 Elect Brian Goldner Mgmt For For For
1.9 Elect Jack Greenberg Mgmt For For For
1.10 Elect Alan Hassenfeld Mgmt For For For
1.11 Elect Tracy Leinbach Mgmt For For For
1.12 Elect Edward Philip Mgmt For For For
1.13 Elect Paula Stern Mgmt For For For
1.14 Elect Alfred Verrecchia Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For For For
Incentive Performance Plan
3 2009 Senior Management Annual Mgmt For For For
Performance Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Fanning, Jr. Mgmt For For For
1.2 Elect James Flaherty III Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Lauralee Martin Mgmt For For For
1.6 Elect Michael McKee Mgmt For For For
1.7 Elect Harold Messmer, Jr. Mgmt For For For
1.8 Elect Peter Rhein Mgmt For For For
1.9 Elect Kenneth Roath Mgmt For For For
1.10 Elect Richard Rosenberg Mgmt For For For
1.11 Elect Joseph Sullivan Mgmt For For For
2 TO APPROVE AMENDMENTS TO HCP S 2006 Mgmt For Against Against
PERFORMANCE INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUSIP 42217K106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pier Borra Mgmt For For For
1.2 Elect George Chapman Mgmt For For For
1.3 Elect Sharon Oster Mgmt For For For
1.4 Elect Jeffrey Otten Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hercules Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 427056106 11/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Cavanaugh Mgmt For For For
1.2 Elect Charles Davis Mgmt For For For
1.3 Elect Arnold Langbo Mgmt For For For
1.4 Elect James Nevels Mgmt For For For
1.5 Elect Thomas Ridge Mgmt For For For
1.6 Elect David Shedlarz Mgmt For For For
1.7 Elect Charles Strauss Mgmt For For For
1.8 Elect David West Mgmt For For For
1.9 Elect LeRoy Zimmerman Mgmt For For For
2 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2009.
- ------------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: L. T. BABBIO, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Begley Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Roger Hale Mgmt For For For
1.4 Elect John Staley Mgmt For For For
1.5 Elect Heino von Prondzynski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long-Term Mgmt For For For
Stock Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Baylis Mgmt For For For
2 Elect Terence Golden Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Richard Marriott Mgmt For For For
5 Elect Judith McHale Mgmt For For For
6 Elect John Morse, Jr. Mgmt For For For
7 Elect W. Edward Walter Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Comprehensive Stock and Cash Mgmt For For For
Incentive Plan
10 Increase of Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES, JR.
2 ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
4 ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER
5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER
6 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MCDONALD
7 ELECTION OF DIRECTOR: WILLIAM E. Mgmt For Against Against
MITCHELL
8 ELECTION OF DIRECTOR: JAMES J. O Mgmt For For For
BRIEN
9 ELECTION OF DIRECTOR: MARISSA T. Mgmt For For For
PETERSON
10 ELECTION OF DIRECTOR: W. ANN Mgmt For For For
REYNOLDS, PH.D.
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Gerlach, Jr. Mgmt For For For
1.2 Elect D. James Hilliker Mgmt For For For
1.3 Elect Jonathan Levy Mgmt For For For
1.4 Elect Gene Little Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Long-Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 A NON-BINDING ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
IAC/InteractiveCorp.
Ticker Security ID: Meeting Date Meeting Status
IACI CUSIP 44919P300 08/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edgar Bronfman, Jr. Mgmt For Withhold Against
1.2 Elect Director Barry Diller Mgmt For Withhold Against
1.3 Elect Director Victor A. Kaufman Mgmt For Withhold Against
1.4 Elect Director Donald R. Keough Mgmt For For For
1.5 Elect Director Bryan Lourd Mgmt For For For
1.6 Elect Director John C. Malone Mgmt For Withhold Against
1.7 Elect Director Arthur C. Martinez Mgmt For For For
1.8 Elect Director Steven Rattner Mgmt For For For
1.9 Elect Director Alan G. Spoon Mgmt For For For
1.10 Elect Director Diane Von Furstenberg Mgmt For Withhold Against
1.11 Elect Director Michael P. Zeisser Mgmt For Withhold Against
2 Approve Merger Agreement Mgmt For Against Against
3 Approve Reverse Stock Split Mgmt For Against Against
4 Approve Omnibus Stock Plan Mgmt For Against Against
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
IMS Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
RX CUSIP 449934108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Eugene Lockhart Mgmt For For For
2 Elect Bradley Sheares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect Jared Cohon Mgmt For For For
3 Elect Gary Forsee Mgmt For For For
4 Elect Peter Godsoe Mgmt For For For
5 Elect Edward Hagenlocker Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect Theodore Martin Mgmt For For For
9 Elect Patricia Nachtigal Mgmt For For For
10 Elect Orin Smith Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the Incentive Stock Mgmt For For For
Plan of 2007
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company From Mgmt For For For
Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.3 Elect John Higgins Mgmt For For For
1.4 Elect James Kemerling Mgmt For For For
1.5 Elect Charles Schrock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For For For
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For For For
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARGARET Mgmt For For For
HAYES ADAME
2 ELECTION OF DIRECTOR: ROBERT M. AMEN Mgmt For For For
3 ELECTION OF DIRECTOR: MARCELLO Mgmt For For For
BOTTOLI
4 ELECTION OF DIRECTOR: LINDA B. BUCK Mgmt For For For
5 ELECTION OF DIRECTOR: J. MICHAEL Mgmt For For For
COOK
6 ELECTION OF DIRECTOR: PETER A. Mgmt For For For
GEORGESCU
7 ELECTION OF DIRECTOR: ALEXANDRA A. Mgmt For For For
HERZAN
8 ELECTION OF DIRECTOR: HENRY W. Mgmt For For For
HOWELL, JR.
9 ELECTION OF DIRECTOR: KATHERINE M. Mgmt For For For
HUDSON
10 ELECTION OF DIRECTOR: ARTHUR C. Mgmt For For For
MARTINEZ
11 ELECTION OF DIRECTOR: BURTON M. Mgmt For For For
TANSKY
12 ELECTION OF DIRECTOR: DOUGLAS D. Mgmt For For For
TOUGH
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bittman Mgmt For For For
1.2 Elect Richard Burt Mgmt For For For
1.3 Elect Patti Hart Mgmt For For For
1.4 Elect Robert Mathewson Mgmt For For For
1.5 Elect Thomas Matthews Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Frederick Rentschler Mgmt For For For
1.8 Elect David Roberson Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Elect Philip Satre Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Faraci Mgmt For For For
1.2 Elect Stacey Mobley Mgmt For For For
1.3 Elect William Walter Mgmt For For For
1.4 Elect J. Steven Whisler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Regarding the Right to Mgmt For For For
Call a Special Meeting
4 2009 Incentive Compensation Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainable Forestry
- ------------------------------------------------------------------------------------------------------------------------
Interpublic Group of Cos.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Borelli Mgmt For For For
2 Elect Reginald Brack Mgmt For For For
3 Elect Jocelyn Carter-Miller Mgmt For For For
4 Elect Jill Considine Mgmt For For For
5 Elect Richard Goldstein Mgmt For For For
6 Elect Mary Steele Guilfoile Mgmt For For For
7 Elect H. John Greeniaus Mgmt For For For
8 Elect William Kerr Mgmt For For For
9 Elect Michael Roth Mgmt For For For
10 Elect David Thomas Mgmt For For For
11 2009 Performance Incentive Plan Mgmt For Against Against
12 2009 Non-Management Directors' Mgmt For For For
Stock Incentive Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen M. Bennett Mgmt For For For
1.2 Elect Director Christopher W. Brody Mgmt For For For
1.3 Elect Director William V. Campbell Mgmt For For For
1.4 Elect Director Scott D. Cook Mgmt For For For
1.5 Elect Director Diane B. Greene Mgmt For Withhold Against
1.6 Elect Director Michael R. Hallman Mgmt For For For
1.7 Elect Director Edward A. Kangas Mgmt For For For
1.8 Elect Director Suzanne Nora Johnson Mgmt For For For
1.9 Elect Director Dennis D. Powell Mgmt For For For
1.10 Elect Director Stratton D. Sclavos Mgmt For For For
1.11 Elect Director Brad D. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Guthart Mgmt For For For
1.2 Elect Mark Rubash Mgmt For For For
1.3 Elect Lonnie Smith Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
INVESCO plc (fka Amvescap plc)
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Martin Flanagan Mgmt For For For
2 Elect Ben Johnson, III Mgmt For For For
3 Elect J. Thomas Presby Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Iron Mountain Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUSIP 462846106 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarke Bailey Mgmt For For For
1.2 Elect Constantin Boden Mgmt For For For
1.3 Elect Robert Brennan Mgmt For For For
1.4 Elect Kent Dauten Mgmt For For For
1.5 Elect Michael Lamach Mgmt For For For
1.6 Elect Arthur Little Mgmt For For For
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Vincent Ryan Mgmt For For For
1.9 Elect Laurie Tucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
ITT Corporation
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 450911102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Loranger Mgmt For For For
1.2 Elect Curtis Crawford Mgmt For For For
1.3 Elect Christina Gold Mgmt For For For
1.4 Elect Ralph Hake Mgmt For For For
1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For
1.7 Elect Frank MacInnis Mgmt For For For
1.8 Elect Surya Mohapatra Mgmt For For For
1.9 Elect Linda Sanford Mgmt For For For
1.10 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Foreign Military Sales
- ------------------------------------------------------------------------------------------------------------------------
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Principles for Health Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEVEN L. Mgmt For For For
SCHEID (CHAIRMAN)
2 ELECTION OF DIRECTOR: TIMOTHY K. Mgmt For For For
ARMOUR
3 ELECTION OF DIRECTOR: J. RICHARD Mgmt For For For
FREDERICKS
4 ELECTION OF DIRECTOR: LAWRENCE E. Mgmt For For For
KOCHARD
5 ELECTION OF DIRECTOR: LANDON H. Mgmt For For For
ROWLAND
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
JDS Uniphase Corporation
Ticker Security ID: Meeting Date Meeting Status
JDSU CUSIP 46612J507 11/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard T. Liebhaber Mgmt For For For
1.2 Elect Director Casimir S. Mgmt For Withhold Against
Skrzypczak
1.3 Elect Director Kevin A. DeNuccio Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For Against Against
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHldr Against Against For
COMPENSATION POLICIES AND DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding ShrHldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For For
BOLLENBACH
2 ELECTION OF DIRECTOR: TIMOTHY W. Mgmt For For For
FINCHEM
3 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For
JASTROW, II
4 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOHNSON
5 ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
MCCAFFERY
7 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
MEZGER
8 Ratification of Auditor Mgmt For For For
9 Amendment to Certificate of Mgmt For For For
Incorporation to Preserve Value of
NOLS
10 PROPOSAL TO APPROVE THE SUCCESSOR Mgmt For Against Against
RIGHTS PLAN
11 Annual Incentive Plan for Executive Mgmt For For For
Officers
12 STOCKHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
EXECUTIVE COMPENSATION
13 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
14 STOCKHOLDER PROPOSAL RELATING TO ShrHldr Against Abstain Against
HEALTH CARE REFORM PRINCIPLES
- ------------------------------------------------------------------------------------------------------------------------
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Dillon Mgmt For For For
1.2 Elect James Jenness Mgmt For For For
1.3 Elect Donald Knauss Mgmt For For For
1.4 Elect Robert Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE KELLOGG COMPANY Mgmt For For For
2009 LONG-TERM INCENTIVE PLAN
4 APPROVAL OF THE KELLOGG COMPANY Mgmt For For For
2009 NON-EMPLOYEE DIRECTOR STOCK
PLAN
5 ENACT A MAJORITY VOTE REQUIREMENT ShrHldr Against For Against
FOR THE ELECTION OF DIRECTORS
6 ELECT EACH DIRECTOR ANNUALLY ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For For
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY PARTICIPATION
PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milton Cooper Mgmt For Withhold Against
1.2 Elect Richard Dooley Mgmt For Withhold Against
1.3 Elect Joe Grills Mgmt For Withhold Against
1.4 Elect David Henry Mgmt For Withhold Against
1.5 Elect F. Patrick Hughes Mgmt For For For
1.6 Elect Frank Lourenso Mgmt For Withhold Against
1.7 Elect Richard Saltzman Mgmt For For For
1.8 Elect Philip Coviello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
King Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
KG CUSIP 495582108 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Charles Moyer Mgmt For For For
1.2 Elect D. Gregory Rooker Mgmt For For For
1.3 Elect Ted Wood Mgmt For For For
1.4 Elect Earnest Deavenport, Jr. Mgmt For For For
1.5 Elect Elizabeth Greetham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
KLA-Tencor Corp.
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert M. Calderoni Mgmt For For For
1.2 Elect Director John T. Dickson Mgmt For For For
1.3 Elect Director Kevin J. Kennedy Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect R. Lawrence Montgomery Mgmt For For For
8 Elect Frank Sica Mgmt For For For
9 Elect Peter Sommerhauser Mgmt For For For
10 Elect Stephanie Streeter Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHldr Against Against For
Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect Don McGeorge Mgmt For For For
8 Elect W. Rodney McMullen Mgmt For For For
9 Elect Jorge Montoya Mgmt For For For
10 Elect Clyde Moore Mgmt For For For
11 Elect Susan Phillips Mgmt For For For
12 Elect Steven Rogel Mgmt For For For
13 Elect James Runde Mgmt For For For
14 Elect Ronald Sargent Mgmt For For For
15 Elect Bobby Shackouls Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding Cage ShrHldr Against Against For
Free Eggs
18 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
L-3 Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Millard Mgmt For For For
1.2 Elect Arthur Simon Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Mac Mahon Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For Against Against
4 Elect David King Mgmt For For For
5 Elect Wendy Lane Mgmt For For For
6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
7 Elect Arthur Rubenstein Mgmt For For For
8 Elect M. Keith Weikel Mgmt For For For
9 Elect R. Sanders Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis R. Beresford Mgmt For For For
1.2 Elect Director W. Allen Reed Mgmt For For For
1.3 Elect Director Roger W. Schipke Mgmt For For For
1.4 Elect Director Nicholas J. St.George Mgmt For For For
1.5 Elect Director Mark R. Fetting Mgmt For For For
1.6 Elect Director Scott C. Nuttall Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Require Independent Board Chairman ShrHldr Against Against For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect Steven Gerard Mgmt For For For
1.3 Elect Sherrill Hudson Mgmt For For For
1.4 Elect R. Kirk Landon Mgmt For For For
1.5 Elect Sidney Lapidus Mgmt For For For
1.6 Elect Stuart Miller Mgmt For For For
1.7 Elect Donna Shalala Mgmt For For For
1.8 Elect Jeffrey Sonnenfeld Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt For For For
THE COMPANY S 2007 EQUITY INCENTIVE
PLAN.
4 STOCKHOLDER PROPOSAL REGARDING THE ShrHldr Against Against For
COMPANY S BUILDING PRACTICES.
- ------------------------------------------------------------------------------------------------------------------------
Lexmark International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXK CUSIP 529771107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For Against Against
MAPLES
2 ELECTION OF DIRECTOR: STEPHEN R. Mgmt For Against Against
HARDIS
3 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For Against Against
FIELDS
4 ELECTION OF DIRECTOR: ROBERT Mgmt For Against Against
HOLLAND, JR.
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE COMPANY S STOCK Mgmt For Against Against
INCENTIVE PLAN, AS AMENDED AND
RESTATED.
7 STOCKHOLDER PROPOSAL REGARDING AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Grimm Mgmt For For For
1.2 Elect Gregory Lucier Mgmt For For For
1.3 Elect Per Peterson Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect Arnold Levine Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 AMENDMENT OF THE INVITROGEN Mgmt For For For
CORPORATION 1998 EMPLOYEE STOCK
PURCHASE PLAN
4 Adoption of the 1999 Employee Stock Mgmt For For For
Purchase Plan
5 ADOPTION OF THE COMPANY S 2009 Mgmt For Against Against
EQUITY INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Limited Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTD CUSIP 532716107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Heskett Mgmt For For For
2 Elect Allan Tessler Mgmt For For For
3 Elect Abigail Wexner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1993 Stock Option Mgmt For For For
and Performance Incentive Plan
6 Repeal of Classified Board Mgmt N/A For N/A
- ------------------------------------------------------------------------------------------------------------------------
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Henderson, III Mgmt For For For
1.2 Elect Eric Johnson Mgmt For For For
1.3 Elect M. Leanne Lachman Mgmt For For For
1.4 Elect Isaiah Tidwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Mgmt For For For
Restated Incentive Compensation Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Linear Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert H. Swanson, Mgmt For For For
Jr.
1.2 Elect Director David S. Lee Mgmt For Withhold Against
1.3 Elect Director Lothar Maier Mgmt For For For
1.4 Elect Director Richard M. Moley Mgmt For Withhold Against
1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. Mgmt For For For
BURRITT
4 ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ELLIS JR.
5 ELECTION OF DIRECTOR: GWENDOLYN S. Mgmt For For For
KING
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
RALSTON
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
STEVENS
13 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
UKROPINA
14 RATIFICATION OF APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For For For
3 Elect Charles Diker Mgmt For For For
4 Elect Paul Fribourg Mgmt For For For
5 Elect Walter Harris Mgmt For For For
6 Elect Philip Laskawy Mgmt For For For
7 Elect Ken Miller Mgmt For For For
8 Elect Gloria Scott Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect James Tisch Mgmt For For For
11 Elect Jonathan Tisch Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Simplify and Update Mgmt For For For
Charter
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority Requirements
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
LSI Corporation
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 502161102 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Haggerty Mgmt For Against Against
2 Elect Richard Hill Mgmt For For For
3 Elect John Miner Mgmt For For For
4 Elect Arun Netravali Mgmt For For For
5 Elect Matthew O'Rourke Mgmt For For For
6 Elect Gregorio Reyes Mgmt For For For
7 Elect Michael Strachan Mgmt For For For
8 Elect Abhijit Talwalkar Mgmt For For For
9 Elect Susan Whitney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect Robert Bennett Mgmt For For For
1.3 Elect C. Angela Bontempo Mgmt For For For
1.4 Elect Robert Brady Mgmt For Withhold Against
1.5 Elect Michael Buckley Mgmt For For For
1.6 Elect T. Jefferson Cunningham, III Mgmt For For For
1.7 Elect Mark Czarnecki Mgmt For For For
1.8 Elect Colm Doherty Mgmt For For For
1.9 Elect Patrick Hodgson Mgmt For For For
1.10 Elect Richard King Mgmt For For For
1.11 Elect Jorge Pereira Mgmt For For For
1.12 Elect Michael Pinto Mgmt For For For
1.13 Elect Melinda Rich Mgmt For For For
1.14 Elect Robert Sadler, Jr. Mgmt For For For
1.15 Elect Eugene Sheehy Mgmt For For For
1.16 Elect Herbert Washington Mgmt For For For
1.17 Elect Robert Wilmers Mgmt For For For
2 2009 Equity Incentive Compensation Mgmt For For For
Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For For For
1.3 Elect Meyer Feldberg Mgmt For For For
1.4 Elect Sara Levinson Mgmt For For For
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For For For
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Karl von der Heyden Mgmt For For For
1.10 Elect Craig Weatherup Mgmt For For For
1.11 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Compensation Mgmt For For For
Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
5 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Manitowoc Co.
Ticker Security ID: Meeting Date Meeting Status
MTW CUSIP 563571108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cynthia Egnotovich Mgmt For For For
1.2 Elect James Packard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHARLES F. Mgmt For For For
BOLDEN, JR.
2 ELECTION OF DIRECTOR: GREGORY H. Mgmt For For For
BOYCE
3 ELECTION OF DIRECTOR: CLARENCE P. Mgmt For For For
CAZALOT, JR.
4 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
DABERKO
5 ELECTION OF DIRECTOR: WILLIAM L. Mgmt For For For
DAVIS
6 ELECTION OF DIRECTOR: SHIRLEY ANN Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
LEE
9 ELECTION OF DIRECTOR: MICHAEL Mgmt For For For
E.J. PHELPS
10 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
11 ELECTION OF DIRECTOR: SETH E. Mgmt For For For
SCHOFIELD
12 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
USHER
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meetings
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John Marriott III Mgmt For For For
3 Elect Mary Bush Mgmt For For For
4 Elect Lawrence Kellner Mgmt For For For
5 Elect Debra Lee Mgmt For Against Against
6 Elect George Munoz Mgmt For For For
7 Elect Harry Pearce Mgmt For For For
8 Elect Steven Reinemund Mgmt For For For
9 Elect W. Mitt Romney Mgmt For For For
10 Elect William Shaw Mgmt For For For
11 Elect Lawrence Small Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock and Cash Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Baker, Jr. Mgmt For For For
2 Elect Gwendolyn King Mgmt For For For
3 Elect Marc Oken Mgmt For For For
4 Elect David Olsen Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
7 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
8 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Marshall & Ilsley Corporation
Ticker Security ID: Meeting Date Meeting Status
MI CUSIP 571837103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Baur Mgmt For For For
1.2 Elect Jon Chait Mgmt For For For
1.3 Elect John Daniels, Jr. Mgmt For For For
1.4 Elect Mark Furlong Mgmt For For For
1.5 Elect Ted Kellner Mgmt For For For
1.6 Elect Dennis Kuester Mgmt For For For
1.7 Elect David Lubar Mgmt For For For
1.8 Elect Katharine Lyall Mgmt For For For
1.9 Elect John Mellowes Mgmt For For For
1.10 Elect San Orr, Jr. Mgmt For For For
1.11 Elect Robert O'Toole Mgmt For For For
1.12 Elect Peter Platten, III Mgmt For For For
1.13 Elect John Shiely Mgmt For For For
1.14 Elect George Wardeberg Mgmt For For For
1.15 Elect James Wigdale Mgmt For For For
2 Approval of 2009 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of 2009 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Denomme Mgmt For For For
2 Elect Richard Manoogian Mgmt For For For
3 Elect Mary Ann Van Lokeren Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Long Term Mgmt For For For
Stock Incentive Plan
6 Approval of the Material Terms of Mgmt For For For
the 2005 Long Term Stock
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Massey Energy Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Crawford Mgmt For For For
1.2 Elect E. Gordon Gee Mgmt For For For
1.3 Elect Lady Judge Mgmt For Withhold Against
1.4 Elect Stanley Suboleski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Progress Report
5 Shareholder Proposal Regarding ShrHldr Against Against For
Climate Change Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Early Disclosure of Voting
Results of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Haythornthwaite Mgmt For For For
1.2 Elect David Carlucci Mgmt For For For
1.3 Elect Robert Selander Mgmt For For For
2 Change In Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For For For
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Company Product Responsibility
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
MBIA Inc.
Ticker Security ID: Meeting Date Meeting Status
MBI CUSIP 55262C100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joseph Brown Mgmt For For For
2 Elect David Coulter Mgmt For For For
3 Elect Claire Gaudiani Mgmt For For For
4 Elect Daniel Kearney Mgmt For For For
5 Elect Kewsong Lee Mgmt For For For
6 Elect Laurence Meyer Mgmt For For For
7 Elect Laurence Meyer Mgmt For For For
8 Elect Charles Rinehart Mgmt For For For
9 Elect Richard Vaughan Mgmt For For For
10 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Plan
11 Advisory Vote on Compensation Mgmt For For For
Paid to CEO for 2008 and 2009
Salary
12 Advisory Vote on Compensation Mgmt For For For
Paid To Senior Executive Officers
As a Whole For 2008 and 2009
Salaries
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McAfee, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. LESLIE Mgmt For For For
G. DENEND
2 ELECTION OF DIRECTOR: MR. DAVID Mgmt For For For
G. DEWALT
3 ELECTION OF DIRECTOR: MR. CHARLES Mgmt For For For
J. ROBEL
4 Amendment to Declassify the Board Mgmt For For For
5 APPROVAL OF THE AMENDMENTS TO OUR Mgmt For For For
1997 STOCK INCENTIVE PLAN, AS
AMENDED.
6 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
7 Amendment to the 1993 Stock Mgmt For Against Against
Option Plan for Outside Directors
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McCormick & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKC.V CUSIP 579780 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.P. BILBREY Mgmt For For For
2 ELECTION OF DIRECTOR: J.T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. Mgmt For For For
FITZPATRICK
4 ELECTION OF DIRECTOR: F.A. Mgmt For For For
HRABOWSKI, III
5 ELECTION OF DIRECTOR: M.D. MANGAN Mgmt For For For
6 ELECTION OF DIRECTOR: J.W. MCGRATH Mgmt For For For
7 ELECTION OF DIRECTOR: M.M.V. Mgmt For For For
PRESTON
8 ELECTION OF DIRECTOR: G.A. ROCHE Mgmt For For For
9 ELECTION OF DIRECTOR: W.E. STEVENS Mgmt For For For
10 ELECTION OF DIRECTOR: A.D. WILSON Mgmt For For For
11 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
EMPLOYEES STOCK PURCHASE PLAN.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Andy D. Bryant Mgmt For For For
2 Elect Director Wayne A. Budd Mgmt For For For
3 Elect Director John H. Hammergren Mgmt For For For
4 Elect Director Alton F. Irby III Mgmt For For For
5 Elect Director M. Christine Jacobs Mgmt For For For
6 Elect Director Marie L. Knowles Mgmt For For For
7 Elect Director David M. Lawrence Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director James V. Napier Mgmt For For For
10 Elect Director Jane E. Shaw Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS Mgmt For For For
W. COLE, JR.
3 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
KAISER
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
6 ELECTION OF DIRECTOR: SUSAN J. Mgmt For For For
KROPF
7 ELECTION OF DIRECTOR: DOUGLAS S. Mgmt For For For
LUKE
8 ELECTION OF DIRECTOR: JOHN A Mgmt For For For
LUKE, JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: EDWARD M. Mgmt For For For
STRAW
12 ELECTION OF DIRECTOR: JANE L. Mgmt For For For
WARNER
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Performance Mgmt For Against Against
Incentive Plan
15 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For For For
1.2 Elect Director William A. Hawkins Mgmt For For For
1.3 Elect Director Shirley A. Jackson Mgmt For For For
1.4 Elect Director Denise M. O'Leary Mgmt For For For
1.5 Elect Director Jean-Pierre Rosso Mgmt For For For
1.6 Elect Director Jack W. Schuler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MEMC Electronic Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Boehlke Mgmt For For For
1.2 Elect C. Douglas Marsh Mgmt For For For
1.3 Elect Michael McNamara Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. Mgmt For Against Against
BRUN
2 ELECTION OF DIRECTOR: THOMAS R. Mgmt For Against Against
CECH, PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For Against Against
CLARK
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For Against Against
GLOCER
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For Against Against
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For Against Against
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For Against Against
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For Against Against
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For Against Against
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
TATLOCK
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. Mgmt For Against Against
WEEKS
15 ELECTION OF DIRECTOR: PETER C. Mgmt For Against Against
WENDELL
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Mgmt For Against Against
Board Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against For Against
AN INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against Against For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Meredith Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alfred H. Drewes Mgmt For For For
1.2 Elect Director David J. Londoner Mgmt For For For
1.3 Elect Director Philip A. Marineau Mgmt For For For
1.4 Elect Director Elizabeth E. Mgmt For For For
Tallett
2 Ratify Auditors Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Report on Sustainable Paper ShrHldr Against Against For
Purchasing
- ------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MER CUSIP 590188108 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Amend Certificate of Mgmt For For For
Incorporation to Permit Holders
of Series 2 and 3 Preferred Stock
the Right to vote with Common
Stock Holders
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steve Sanghi Mgmt For For For
1.2 Elect Director Albert J. Mgmt For For For
Hugo-Martinez
1.3 Elect Director L.B. Day Mgmt For For For
1.4 Elect Director Matthew W. Chapman Mgmt For For For
1.5 Elect Director Wade F. Meyercord Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Mgmt For For For
Gilmartin
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Millipore Corporation
Ticker Security ID: Meeting Date Meeting Status
MIL CUSIP 601073109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rolf Classon Mgmt For For For
1.2 Elect Mark Hoffman Mgmt For For For
1.3 Elect John Reno Mgmt For For For
1.4 Elect Karen Welke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Molex Incorporated
Ticker Security ID: Meeting Date Meeting Status
MOLX CUSIP 608554101 10/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edgar D. Jannotta Mgmt For For For
1.2 Elect Director John H. Krehbiel, Mgmt For For For
Jr.
1.3 Elect Director Donald G. Lubin Mgmt For For For
1.4 Elect Director Robert J. Potter Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Approve Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAPA CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Monster Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWW CUSIP 611742107 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Salvatore Iannuzzi Mgmt For For For
1.2 Elect Robert Chrenc Mgmt For For For
1.3 Elect John Gaulding Mgmt For For For
1.4 Elect Edmund Giambastiani, Jr. Mgmt For For For
1.5 Elect Ronald Kramer Mgmt For For For
1.6 Elect Roberto Tunioli Mgmt For For For
1.7 Elect Timothy Yates Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EWALD KIST Mgmt For For For
2 ELECTION OF DIRECTOR: HENRY A. Mgmt For For For
MCKINNELL, JR., PH.D.
3 ELECTION OF DIRECTOR: JOHN K. Mgmt For For For
WULFF
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
6 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 02/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
Motorola, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOT CUSIP 620076109 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gregory Brown Mgmt For For For
2 Elect David Dorman Mgmt For For For
3 Elect William Hambrecht Mgmt For For For
4 Elect Sanjay Jha Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Keith Meister Mgmt For For For
7 Elect Thomas Meredith Mgmt For For For
8 Elect Samuel Scott III Mgmt For Against Against
9 Elect Ron Sommer Mgmt For For For
10 Elect James Stengel Mgmt For For For
11 Elect Anthony Vinciquerra Mgmt For For For
12 Elect Douglas Warner III Mgmt For For For
13 Elect John White Mgmt For For For
14 Decrease in Par Value of Common Mgmt For For For
Stock
15 Stock Option Exchange Program Mgmt For Against Against
16 Amendment to the Employee Stock Mgmt For For For
Purchase Plan OF 1999
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
20 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
21 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Review of Global Human Rights
Standards
- ------------------------------------------------------------------------------------------------------------------------
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For For For
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene Isenberg Mgmt For For For
1.2 Elect William Comfort Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Executive
Compensation
4 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Survivor
Benefits
- ------------------------------------------------------------------------------------------------------------------------
NASDAQ OMX Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Soud Ba'alawy Mgmt For Withhold Against
1.2 Elect Urban Backstrom Mgmt For Withhold Against
1.3 Elect H. Furlong Baldwin Mgmt For Withhold Against
1.4 Elect Michael Casey Mgmt For Withhold Against
1.5 Elect Lon Gorman Mgmt For Withhold Against
1.6 Elect Robert Greifeld Mgmt For Withhold Against
1.7 Elect Glenn Hutchins Mgmt For Withhold Against
1.8 Elect Birgitta Kantola Mgmt For Withhold Against
1.9 Elect Essa Kazim Mgmt For Withhold Against
1.10 Elect John Markese Mgmt For Withhold Against
1.11 Elect Hans Munk Nielsen Mgmt For Withhold Against
1.12 Elect Thomas O'Neill Mgmt For Withhold Against
1.13 Elect James Riepe Mgmt For Withhold Against
1.14 Elect Michael Splinter Mgmt For Withhold Against
1.15 Elect Lars Wedenborn Mgmt For Withhold Against
1.16 Elect Deborah Wince-Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
National City Corporation
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 635405103 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase Authorized Common Stock Mgmt For For For
2 Approve Conversion of Securities Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
National Semiconductor Corp.
Ticker Security ID: Meeting Date Meeting Status
NSM CUSIP 637640103 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Brian L. Halla Mgmt For For For
2 Elect Director Steven R. Appleton Mgmt For For For
3 Elect Director Gary P. Arnold Mgmt For For For
4 Elect Director Richard J. Danzig Mgmt For For For
5 Elect Director John T. Dickson Mgmt For For For
6 Elect Director Robert J. Mgmt For For For
Frankenberg
7 Elect Director Modesto A. Maidique Mgmt For For For
8 Elect Director Edward R. McCracken Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Mgmt For For For
Warmenhoven
1.2 Elect Director Donald T. Valentine Mgmt For For For
1.3 Elect Director Jeffry R. Allen Mgmt For For For
1.4 Elect Director Carol A. Bartz Mgmt For For For
1.5 Elect Director Alan L. Earhart Mgmt For For For
1.6 Elect Director Thomas Georgens Mgmt For For For
1.7 Elect Director Edward Kozel Mgmt For For For
1.8 Elect Director Mark Leslie Mgmt For For For
1.9 Elect Director Nicholas G. Moore Mgmt For For For
1.10 Elect Director George T. Shaheen Mgmt For For For
1.11 Elect Director Robert T. Wall Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NetScreen Technologies
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Kriens Mgmt For For For
1.2 Elect Stratton Sclavos Mgmt For For For
1.3 Elect William Stensrud Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newell Rubbermaid, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Clarke Mgmt For For For
2 Elect Domenico De Sole Mgmt For For For
3 Elect Elizabeth Cuthbert-Millett Mgmt For For For
4 Elect Steven Strobel Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Robert Miller Mgmt For For For
1.8 Elect Richard O'Brien Mgmt For For For
1.9 Elect John Prescott Mgmt For For For
1.10 Elect Donald Roth Mgmt For For For
1.11 Elect James Taranik Mgmt For For For
1.12 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Nicor Inc.
Ticker Security ID: Meeting Date Meeting Status
GAS CUSIP 654086107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beavers, Jr. Mgmt For Withhold Against
1.2 Elect Bruce Bickner Mgmt For Withhold Against
1.3 Elect John Birdsall, lll Mgmt For Withhold Against
1.4 Elect Norman Bobins Mgmt For Withhold Against
1.5 Elect Brenda Gaines Mgmt For Withhold Against
1.6 Elect Raymond Jean Mgmt For Withhold Against
1.7 Elect Dennis Keller Mgmt For Withhold Against
1.8 Elect R. Eden Martin Mgmt For Withhold Against
1.9 Elect Georgia Nelson Mgmt For Withhold Against
1.10 Elect Armando Olivera Mgmt For Withhold Against
1.11 Elect John Rau Mgmt For Withhold Against
1.12 Elect John Staley Mgmt For Withhold Against
1.13 Elect Russ Strobel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Abdoo Mgmt For For For
2 Elect Steven Beering Mgmt For For For
3 Elect Dennis Foster Mgmt For For For
4 Elect Mike Jesanis Mgmt For For For
5 Elect Marty Kittrell Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Deborah Parker Mgmt For For For
8 Elect Ian Rolland Mgmt For For For
9 Elect Robert Skaggs, Jr. Mgmt For For For
10 Elect Richard Thompson Mgmt For For For
11 Elect Carolyn Woo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from the Cayman Mgmt For For For
Islands to Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Berenson Mgmt For For For
1.2 Elect Michael Cawley Mgmt For For For
1.3 Elect Edward Cox Mgmt For For For
1.4 Elect Charles Davidson Mgmt For For For
1.5 Elect Thomas Edelman Mgmt For For For
1.6 Elect Eric Grubman Mgmt For For For
1.7 Elect Kirby Hedrick Mgmt For For For
1.8 Elect Scott Urban Mgmt For For For
1.9 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1992 Stock Mgmt For Against Against
Option and Restricted Stock Plan
- ------------------------------------------------------------------------------------------------------------------------
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Carp Mgmt For For For
1.2 Elect Steven Leer Mgmt For For For
1.3 Elect Michael Lockhart Mgmt For For For
1.4 Elect Charles Moorman, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lewis Coleman Mgmt For For For
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For For For
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a ShrHldr Against Against For
Report on Space Based Weapons
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Novell, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVL CUSIP 670006105 04/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALBERT Mgmt For For For
AIELLO
2 ELECTION OF DIRECTOR: FRED CORRADO Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
CRANDALL
4 ELECTION OF DIRECTOR: GARY G. Mgmt For For For
GREENFIELD
5 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
6 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
HOVSEPIAN
7 ELECTION OF DIRECTOR: PATRICK S. Mgmt For For For
JONES
8 ELECTION OF DIRECTOR: CLAUDINE B. Mgmt For For For
MALONE
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
NOLAN
10 ELECTION OF DIRECTOR: THOMAS G. Mgmt For For For
PLASKETT
11 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
PODUSKA, SR., SC.D.
12 ELECTION OF DIRECTOR: KATHY Mgmt For For For
BRITTAIN WHITE
13 TO APPROVE THE NOVELL, INC. 2009 Mgmt For For For
OMNIBUS INCENTIVE PLAN.
14 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Novellus Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVLS CUSIP 670008101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Mgmt For For For
Incentive Plan
3 Amendment to the 1992 Employee Mgmt For For For
Stock Purchase Plan
4 Reapproval of the 1998 Senior Mgmt For For For
Executive 162(m) Bonus Program
5 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Report on Human Rights
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tench Coxe Mgmt For For For
1.2 Elect Mark Perry Mgmt For For For
1.3 Elect Mark Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NYSE Euronext
Ticker Security ID: Meeting Date Meeting Status
NYX CUSIP 629491101 04/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ellyn Brown Mgmt For For For
1.2 Elect Marshall Carter Mgmt For For For
1.3 Elect Patricia Cloherty Mgmt For For For
1.4 Elect George Cox Mgmt For For For
1.5 Elect Sylvain Hefes Mgmt For For For
1.6 Elect Jan-Michiel Hessels Mgmt For For For
1.7 Elect Dominique Hoenn Mgmt For For For
1.8 Elect Shirley Jackson Mgmt For For For
1.9 Elect James McDonald Mgmt For For For
1.10 Elect Duncan McFarland Mgmt For For For
1.11 Elect James McNulty Mgmt For For For
1.12 Elect Duncan Niederauer Mgmt For For For
1.13 Elect Baron Jean Peterbroeck Mgmt For For For
1.14 Elect Alice Rivlin Mgmt For For For
1.15 Elect Ricardo Salgado Mgmt For For For
1.16 Elect Jean-Francois Theodore Mgmt For For For
1.17 Elect Rijnhard van Tets Mgmt For For For
1.18 Elect Brian Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE STOCKHOLDER ShrHldr Against Against For
PROPOSAL REGARDING CERTIFICATED
SHARES.
4 TO APPROVE THE STOCKHOLDER ShrHldr Against For Against
PROPOSAL REGARDING SIMPLE
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Office Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODP CUSIP 676220106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LEE A. AULT Mgmt For For For
III
2 ELECTION OF DIRECTOR: NEIL R. Mgmt For For For
AUSTRIAN
3 ELECTION OF DIRECTOR: DAVID W. Mgmt For For For
BERNAUER
4 ELECTION OF DIRECTOR: MARSHA J. Mgmt For For For
EVANS
5 ELECTION OF DIRECTOR: DAVID I. Mgmt For For For
FUENTE
6 ELECTION OF DIRECTOR: BRENDA J. Mgmt For For For
GAINES
7 ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For For
8 ELECTION OF DIRECTOR: W. SCOTT Mgmt For For For
HEDRICK
9 ELECTION OF DIRECTOR: KATHLEEN Mgmt For For For
MASON
10 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For
MYERS
11 ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
14 Shareholder Proposal Regarding ShrHldr Against For Against
Reimbursement of Solicitation
Expenses
15 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of CEO and Chairman
- ------------------------------------------------------------------------------------------------------------------------
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Wren Mgmt For For For
1.2 Elect Bruce Crawford Mgmt For For For
1.3 Elect Alan Batkin Mgmt For For For
1.4 Elect Robert Clark Mgmt For For For
1.5 Elect Leonard Coleman, Jr. Mgmt For For For
1.6 Elect Errol Cook Mgmt For For For
1.7 Elect Susan Denison Mgmt For For For
1.8 Elect Michael Henning Mgmt For For For
1.9 Elect John Murphy Mgmt For For For
1.10 Elect John Purcell Mgmt For For For
1.11 Elect Linda Johnson Rice Mgmt For For For
1.12 Elect Gary Roubos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Mgmt For Withhold Against
Garcia-Molina
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Paccar Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect William Reed, Jr. Mgmt For For For
1.3 Elect Warren Staley Mgmt For For For
1.4 Elect Charles Williamson Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against For Against
THE ANNUAL ELECTION OF ALL
DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING A ShrHldr Against For Against
DIRECTOR VOTE THRESHOLD
- ------------------------------------------------------------------------------------------------------------------------
Pactiv Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For For For
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Cheryl W. Grise Mgmt For For For
1.2 Elect Director Ulric S. Haynes, Mgmt For For For
Jr.
1.3 Elect Director Ronald L. Hoffman Mgmt For For For
1.4 Elect Edwin W. Martin, Jr. Mgmt For For For
1.5 Elect Director Katharine L. Mgmt For For For
Plourde
1.6 Elect Director Heywood Shelley Mgmt For For For
1.7 Elect Director Edward Travaglianti Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Restricted Stock Plan Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William E. Kassling Mgmt For For For
1.2 Elect Director Joseph M. Scaminace Mgmt For For For
1.3 Elect Director Wolfgang R. Schmitt Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Patterson Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald E. Ezerski Mgmt For For For
1.2 Elect Director Andre B. Lacy Mgmt For For For
2 Approve Profit Sharing Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director B. Thomas Golisano Mgmt For For For
2 Elect Director David J. S. Mgmt For For For
Flaschen
3 Elect Director Phillip Horsley Mgmt For For For
4 Elect Director Grant M. Inman Mgmt For For For
5 Elect Director Pamela A. Joseph Mgmt For For For
6 Elect Director Jonathan J. Judge Mgmt For For For
7 Elect Director Joseph M. Tucci Mgmt For For For
8 Elect Director Joseph M. Velli Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms Mgmt For For For
of the 2004 Long-Term Equity
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Eunice Groark Mgmt For For For
1.4 Elect James Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pepco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP 713291102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Joseph Rigby Mgmt For For For
1.9 Elect Frank Ross Mgmt For For For
1.10 Elect Pauline Schneider Mgmt For For For
1.11 Elect Lester Silverman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pepsi Bottling Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PBG CUSIP 713409100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect Barry Beracha Mgmt For For For
3 Elect John Compton Mgmt For For For
4 Elect Eric Foss Mgmt For For For
5 Elect Ira Hall Mgmt For For For
6 Elect Susan Kronick Mgmt For For For
7 Elect Blythe McGarvie Mgmt For Against Against
8 Elect John Quelch Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect Cynthia Trudell Mgmt For For For
11 Amendment to the Directors' Stock Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Beverage Container
Recycling Program
17 Shareholder Proposal Regarding ShrHldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PerkinElmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
FRIEL
2 ELECTION OF DIRECTOR: NICHOLAS A. Mgmt For For For
LOPARDO
3 ELECTION OF DIRECTOR: ALEXIS P. Mgmt For For For
MICHAS
4 ELECTION OF DIRECTOR: JAMES C. Mgmt For For For
MULLEN
5 ELECTION OF DIRECTOR: DR. VICKI Mgmt For For For
L. SATO
6 ELECTION OF DIRECTOR: GABRIEL Mgmt For For For
SCHMERGEL
7 ELECTION OF DIRECTOR: KENTON J. Mgmt For For For
SICCHITANO
8 ELECTION OF DIRECTOR: PATRICK J. Mgmt For For For
SULLIVAN
9 ELECTION OF DIRECTOR: G. ROBERT Mgmt For For For
TOD
10 Ratification of Auditor Mgmt For For For
11 TO APPROVE THE PERKINELMER, INC. Mgmt For For For
2009 INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. Mgmt For For For
BURT
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE Mgmt For For For
J. HORNER
8 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE Mgmt For For For
NORA JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect C. Lee Cox Mgmt For For For
3 Elect Peter Darbee Mgmt For For For
4 Elect Maryellen Herringer Mgmt For For For
5 Elect Roger Kimmel Mgmt For For For
6 Elect Richard Meserve Mgmt For For For
7 Elect Forrest Miller Mgmt For For For
8 Elect Barbara Rambo Mgmt For For For
9 Elect Barry Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
12 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation in North Dakota
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Basha, Jr. Mgmt For For For
1.2 Elect David Brandt Mgmt For For For
1.3 Elect Susan Clark-Johnson Mgmt For For For
1.4 Elect Michael Gallagher Mgmt For For For
1.5 Elect Pamela Grant Mgmt For For For
1.6 Elect Roy Herberger, Jr. Mgmt For For For
1.7 Elect William Jamieson Mgmt For For For
1.8 Elect Humberto Lopez Mgmt For For For
1.9 Elect Kathryn Munro Mgmt For For For
1.10 Elect Bruce Nordstrom Mgmt For For For
1.11 Elect W. Douglas Parker Mgmt For For For
1.12 Elect William Post Mgmt For For For
1.13 Elect William Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Arthur Mgmt For For For
1.2 Elect Andrew Cates Mgmt For For For
1.3 Elect Scott Reiman Mgmt For For For
1.4 Elect Scott Sheffield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive Plan
4 Amendment to the Material Terms Mgmt For For For
of the 2006 Long-Term Incentive
Plan
- ------------------------------------------------------------------------------------------------------------------------
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Anne Busquet Mgmt For For For
2 Elect Anne Fuchs Mgmt For For For
3 Elect James Keyes Mgmt For For For
4 Elect David Shedlarz Mgmt For For For
5 Elect David Snow Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rick Holley Mgmt For For For
2 Elect Robin Josephs Mgmt For For For
3 Elect John McDonald Mgmt For For For
4 Elect Robert McLeod Mgmt For For For
5 Elect John Morgan, Sr. Mgmt For For For
6 Elect John Scully Mgmt For For For
7 Elect Stephen Tobias Mgmt For For For
8 Elect Martin White Mgmt For For For
9 Adoption of Majority Vote for Mgmt For For For
Election of Directors
10 Amendment to Increase Ownership Mgmt For For For
Limit
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. Mgmt For For For
CHELLGREN
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For Against Against
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
21 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Polo Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 731572103 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank A. Bennack, Jr. Mgmt For For For
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Terry S. Semel Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Conway Mgmt For For For
1.2 Elect E. Allen Deaver Mgmt For For For
1.3 Elect James Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE Mgmt For For For
APPOINTMENT OF THE INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
KAUFMAN PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J. Barry Griswell Mgmt For For For
2 Elect Richard Keyser Mgmt For For For
3 Elect Arjun Mathrani Mgmt For For For
4 Elect Elizabeth Tallett Mgmt For For For
5 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Progress Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGN CUSIP 743263105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bostic, Jr. Mgmt For For For
2 Elect Harris Deloach Mgmt For For For
3 Elect James Hyler, Jr. Mgmt For For For
4 Elect William Johnson Mgmt For For For
5 Elect Robert Jones Mgmt For For For
6 Elect W. Steven Jones Mgmt For For For
7 Elect E. Marie McKee Mgmt For For For
8 Elect John Mullin, III Mgmt For For For
9 Elect Charles Pryor, Jr. Mgmt For For For
10 Elect Carlos Saladrigas Mgmt For For For
11 Elect Theresa Stone Mgmt For For For
12 Elect Alfred Tollison, Jr. Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Executive Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROGER N. Mgmt For For For
FARAH
2 ELECTION OF DIRECTOR: STEPHEN R. Mgmt For For For
HARDIS
3 ELECTION OF DIRECTOR: NORMAN S. Mgmt For For For
MATTHEWS
4 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES, PH.D.
5 Adoption of Advance Notice Mgmt For Against Against
Requirement Regarding Shareholder
Proposals
6 Adoption of Advance Notice Mgmt For Against Against
Requirement Regarding Director
Nominations
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Frederic Becker Mgmt For For For
3 Elect Gordon Bethune Mgmt For For For
4 Elect Gaston Caperton Mgmt For For For
5 Elect Gilbert Casellas Mgmt For For For
6 Elect James Cullen Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Mark Grier Mgmt For For For
9 Elect Jon Hanson Mgmt For For For
10 Elect Constance Horner Mgmt For For For
11 Elect Karl Krapek Mgmt For For For
12 Elect Christine Poon Mgmt For For For
13 Elect John Strangfield Mgmt For For For
14 Elect James Unruh Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
17 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner, Jr. Mgmt For For For
1.3 Elect Dann Angeloff Mgmt For For For
1.4 Elect William Baker Mgmt For Withhold Against
1.5 Elect John Evans Mgmt For For For
1.6 Elect Tamara Hughes Gustavson Mgmt For For For
1.7 Elect Uri Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For
1.9 Elect Harvey Lenkin Mgmt For For For
1.10 Elect Gary Pruitt Mgmt For For For
1.11 Elect Daniel Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pulte Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Kelly-Ennis Mgmt For Withhold Against
1.2 Elect Bernard Reznicek Mgmt For Withhold Against
1.3 Elect Richard Wolford Mgmt For Withhold Against
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value
of Net Operating Losses
3 Amendment to the 2004 Stock Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
7 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Board Chairman
8 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
10 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Ratio Between CEO and
Employee Pay
- ------------------------------------------------------------------------------------------------------------------------
QLogic Corporation
Ticker Security ID: Meeting Date Meeting Status
QLGC CUSIP 747277101 08/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director H.K. Desai Mgmt For For For
1.2 Elect Director Joel S. Birnbaum Mgmt For For For
1.3 Elect Director James R. Fiebiger Mgmt For For For
1.4 Elect Director Balakrishnan S. Mgmt For For For
Iyer
1.5 Elect Director Kathryn B. Lewis Mgmt For For For
1.6 Elect Director George D. Wells Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Quest Diagnostics
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jenne Britell Mgmt For For For
2 Elect Gail Wilensky Mgmt For For For
3 Elect John Ziegler Mgmt For For For
4 Amendment to the Employee Mgmt For For For
Long-Term Incentive Plan
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan for Non-Employee
Directors
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Questar Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For For For
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Mgmt For For For
Change in Board Size
4 Clarification of the Director Mgmt For For For
Liability Standard
5 Increase of Authorized Common Mgmt For Against Against
Stock
6 Amendment to Authorized Preferred Mgmt For Against Against
Stock
7 Amendment to the Long-Term Cash Mgmt For Against Against
Incentive Plan
8 Shareholder Proposal Regarding ShrHldr N/A For N/A
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 749121109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward Mueller Mgmt For For For
2 Elect Linda Alvarado Mgmt For Against Against
3 Elect Charles Biggs Mgmt For For For
4 Elect K. Dane Brooksher Mgmt For For For
5 Elect Peter Hellman Mgmt For For For
6 Elect R. David Hoover Mgmt For Against Against
7 Elect Patrick Martin Mgmt For For For
8 Elect Caroline Matthews Mgmt For For For
9 Elect Wayne Murdy Mgmt For For For
10 Elect Jan Murley Mgmt For For For
11 Elect James Unruh Mgmt For For For
12 Elect Anthony Welters Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Policy Relating to Mgmt For For For
Severance Arrangements with
Executives
15 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Certain
Extraordinary Retirement Benefits
for Executives
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
17 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
18 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
R.J. Reynolds Tobacco
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nicandro Durante Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Luc Jobin Mgmt For For For
2 2009 Omnibus Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHldr Against Against For
Food Insecurity and Tobacco Use
6 Shareholder Proposal Regarding ShrHldr Against Against For
Reduction of Nicotine Content
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Protocols
- ------------------------------------------------------------------------------------------------------------------------
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For For For
3 Elect Lee Chaden Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Judith Hamilton Mgmt For For For
6 Elect Susan Ivey Mgmt For For For
7 Elect Thomas Johnson Mgmt For For For
8 Elect John Pope Mgmt For For For
9 Elect Michael Riordan Mgmt For For For
10 Elect Oliver Sockwell Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding a ShrHldr Against Against For
Sustainable Forestry Report
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
RadioShack Corporation
Ticker Security ID: Meeting Date Meeting Status
RSH CUSIP 750438103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Belatti Mgmt For For For
2 Elect Julian Day Mgmt For For For
3 Elect Daniel Feehan Mgmt For For For
4 Elect H. Eugene Lockhart Mgmt For For For
5 Elect Jack Messman Mgmt For For For
6 Elect Thomas Plaskett Mgmt For For For
7 Elect Edwina Woodbury Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Annual and Long-Term Mgmt For For For
Incentive Compensation Plan
10 2009 Incentive Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Blackburn Mgmt For For For
2 Elect Anthony Dub Mgmt For For For
3 Elect V. Richard Eales Mgmt For For For
4 Elect Allen Finkelson Mgmt For For For
5 Elect James Funk Mgmt For For For
6 Elect Jonathan Linker Mgmt For For For
7 Elect Kevin McCarthy Mgmt For For For
8 Elect John Pinkerton Mgmt For For For
9 Elect Jeffrey Ventura Mgmt For For For
10 Amendment to the 2005 Mgmt For Against Against
Equity-Based Compensation Plan
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE W. Mgmt For For For
BRYAN
2 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
COOPER, SR.
3 ELECTION OF DIRECTOR: EARNEST W. Mgmt For For For
DEAVENPORT, JR.
4 ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For For
5 ELECTION OF DIRECTOR: O.B. Mgmt For For For
GRAYSON HALL, JR.
6 ELECTION OF DIRECTOR: CHARLES D. Mgmt For For For
MCCRARY
7 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
MALONE
8 ELECTION OF DIRECTOR: CLAUDE B. Mgmt For For For
NIELSEN
9 ELECTION OF DIRECTOR: C. DOWD Mgmt For For For
RITTER
10 NONBINDING STOCKHOLDER APPROVAL Mgmt For For For
OF EXECUTIVE COMPENSATION
11 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
12 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James O'Connor Mgmt For For For
1.2 Elect John Croghan Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect William Flynn Mgmt For For For
1.5 Elect David Foley Mgmt For For For
1.6 Elect Nolan Lehmann Mgmt For For For
1.7 Elect W. Lee Nutter Mgmt For For For
1.8 Elect Ramon Rodriguez Mgmt For For For
1.9 Elect Allan Sorensen Mgmt For For For
1.10 Elect John Trani Mgmt For For For
1.11 Elect Michael Wickham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Incentive Plan Mgmt For For For
4 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Robert Half International Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Berwick, Jr. Mgmt For For For
1.2 Elect Frederick Furth Mgmt For For For
1.3 Elect Edward Gibbons Mgmt For For For
1.4 Elect Harold Messmer, Jr. Mgmt For For For
1.5 Elect Barbara Novogradac Mgmt For For For
1.6 Elect Robert Pace Mgmt For For For
1.7 Elect Fredrick Richman Mgmt For For For
1.8 Elect J. Stephen Schaub Mgmt For For For
1.9 Elect M. Keith Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements for Certain
Transactions
4 Technical Amendment to Mgmt For For For
Certificate of Incorporation
- ------------------------------------------------------------------------------------------------------------------------
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Rohm and Haas Co.
Ticker Security ID: Meeting Date Meeting Status
ROH CUSIP 775371107 10/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Rowan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP 779382100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Hix Mgmt For For For
1.2 Elect Robert Kramek Mgmt For For For
1.3 Elect Frederick Lausen Mgmt For For For
1.4 Elect Lawrence Ruisi Mgmt For For For
2 2009 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safeco Corporation
Ticker Security ID: Meeting Date Meeting Status
LMG CUSIP 786429100 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2.1 Elect Director Joseph W. Brown Mgmt For For For
2.2 Elect Director Kerry Killinger Mgmt For For For
2.3 Elect Director Gary F. Locke Mgmt For For For
2.4 Elect Director Charles R. Rinehart Mgmt For For For
2.5 Elect Director Gerardo I. Lopez Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For Against Against
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
14 Shareholder Proposal Regarding ShrHldr Against Against For
Limitation on Future Death
Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Craig Ramsey Mgmt For For For
1.2 Elect Sanford Robertson Mgmt For For For
1.3 Elect Maynard Webb Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eli Harari Mgmt For For For
1.2 Elect Irwin Federman Mgmt For For For
1.3 Elect Steve Gomo Mgmt For For For
1.4 Elect Eddy Hartenstein Mgmt For For For
1.5 Elect Catherine Lego Mgmt For For For
1.6 Elect Michael Marks Mgmt For For For
1.7 Elect James Meindl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For Against Against
4 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
5 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Sara Lee Corp.
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Brenda C. Barnes Mgmt For For For
2 Elect Director Christopher B. Mgmt For For For
Begley
3 Elect Director Crandall C. Bowles Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director James S. Crown Mgmt For For For
6 Elect Director Laurette T. Mgmt For For For
Koellner
7 Elect Director Cornelis J.A. van Mgmt For For For
Lede
8 Elect Director John McAdam Mgmt For For For
9 Elect Director Ian Prosser Mgmt For For For
10 Elect Director Rozanne L. Ridgway Mgmt For For For
11 Elect Director Norman R. Sorensen Mgmt For For For
12 Elect Director Jeffrey W. Ubben Mgmt For For For
13 Elect Director Jonathan P. Ward Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Re-Approve Performance Measures Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bennett Mgmt For For For
1.2 Elect Lynne Miller Mgmt For For For
1.3 Elect James Roquemore Mgmt For For For
1.4 Elect Maceo Sloan Mgmt For For For
2 APPROVAL OF APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF Mgmt For For For
FINANCIALS AND DIVIDENDS.
3 Shareholder Proposal Regarding an ShrHldr Against Against For
Advisory Vote on Compensation
Report (Say on Pay)
4 PROPOSAL TO APPROVE OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------
Scripps Networks Interactive Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For For For
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
BROCKSMITH JR.
2 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
COLLATO
3 ELECTION OF DIRECTOR: DONALD E. Mgmt For For For
FELSINGER
4 ELECTION OF DIRECTOR: WILFORD D. Mgmt For For For
GODBOLD JR.
5 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
JONES
6 ELECTION OF DIRECTOR: RICHARD G. Mgmt For For For
NEWMAN
7 ELECTION OF DIRECTOR: WILLIAM G. Mgmt For For For
OUCHI
8 ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
RUSNACK
10 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
RUTLEDGE
11 ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For For
12 ELECTION OF DIRECTOR: NEAL E. Mgmt For For For
SCHMALE
13 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
14 SHAREHOLDER PROPOSAL FOR AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
15 SHAREHOLDER PROPOSAL FOR NORTH ShrHldr Against Against For
DAKOTA REINCORPORATION
- ------------------------------------------------------------------------------------------------------------------------
Sherwin-Williams Co.
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For For For
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect David Hodnik Mgmt For For For
1.5 Elect Susan Kropf Mgmt For For For
1.6 Elect Gary McCullough Mgmt For For For
1.7 Elect A. Malachi Mixon, III Mgmt For For For
1.8 Elect Curtis Moll Mgmt For For For
1.9 Elect Richard Smucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Sigma-Aldrich Corporation
Ticker Security ID: Meeting Date Meeting Status
SIAL CUSIP 826552101 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rebecca Bergman Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect W. Lee McCollum Mgmt For For For
1.4 Elect Jai Nagarkatti Mgmt For For For
1.5 Elect Avi Nash Mgmt For For For
1.6 Elect Steven Paul Mgmt For Withhold Against
1.7 Elect J. Pedro Reinhard Mgmt For For For
1.8 Elect Timothy Sear Mgmt For Withhold Against
1.9 Elect D. Dean Spatz Mgmt For For For
1.10 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Increase of Authorized Common Mgmt For For For
Stock
4 Delete or Change Obsolete or Mgmt For For For
Unnecessary Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Bates Mgmt For For For
2 Elect William Diefenderfer III Mgmt For For For
3 Elect Diane Gilleland Mgmt For For For
4 Elect Earl Goode Mgmt For For For
5 Elect Ronald Hunt Mgmt For For For
6 Elect Albert Lord Mgmt For For For
7 Elect Michael Martin Mgmt For For For
8 Elect Barry Munitz Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect A. Alexander Porter, Jr. Mgmt For For For
11 Elect Frank Puleo Mgmt For For For
12 Elect Wolfgang Schoellkopf Mgmt For For For
13 Elect Steven Shapiro Mgmt For For For
14 Elect J. Terry Strange Mgmt For For For
15 Elect Anthony Terracciano Mgmt For For For
16 Elect Barry Williams Mgmt For For For
17 Directors Equity Plan Mgmt For For For
18 2009 - 2012 Incentive Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Smith International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Kelley Mgmt For For For
1.2 Elect Luiz Rodolfo Landim Machado Mgmt For Withhold Against
1.3 Elect Doug Rock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: BRUCE S. Mgmt For For For
CHELBERG
2 ELECTION OF DIRECTOR: KAREN L. Mgmt For For For
DANIEL
3 ELECTION OF DIRECTOR: NATHAN J. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: ARTHUR L. Mgmt For For For
KELLY
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Southern Co.
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Francis Blake Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect Thomas Chapman Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For For For
1.9 Elect J. Neal Purcell Mgmt For For For
1.10 Elect David Ratcliffe Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Gerald St. Pe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emissions Reduction
6 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Pension Plan Policy
- ------------------------------------------------------------------------------------------------------------------------
Southwest Airlines Co.
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP 844741108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Biegler Mgmt For Withhold Against
1.2 Elect C. Webb Crockett Mgmt For Withhold Against
1.3 Elect William Cunningham Mgmt For Withhold Against
1.4 Elect John Denison Mgmt For Withhold Against
1.5 Elect Travis Johnson Mgmt For Withhold Against
1.6 Elect Gary Kelly Mgmt For Withhold Against
1.7 Elect Nancy Loeffler Mgmt For Withhold Against
1.8 Elect John Montford Mgmt For Withhold Against
1.9 Elect Daniel Villanueva Mgmt For Withhold Against
2 Amendment to the 1991 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Spectra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sprint Nextel Corporation
Ticker Security ID: Meeting Date Meeting Status
S CUSIP 852061100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Bennett Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect James Hance, Jr. Mgmt For For For
5 Elect Daniel Hesse Mgmt For For For
6 Elect Janet Hill Mgmt For For For
7 Elect Frank Ianna Mgmt For For For
8 Elect Sven-Christer Nilsson Mgmt For For For
9 Elect William Nuti Mgmt For For For
10 Elect Rodney O'Neal Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1988 Employees Mgmt For For For
Stock Purchase Plan
13 Shareholder Proposal Regarding ShrHldr Against For Against
Special Meetings
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Campbell Mgmt For Withhold Against
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For Withhold Against
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HOWARD Mgmt For For For
SCHULTZ
2 ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For For
3 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
4 ELECTION OF DIRECTOR: MELLODY Mgmt For For For
HOBSON
5 ELECTION OF DIRECTOR: KEVIN R. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For For
7 ELECTION OF DIRECTOR: SHERYL Mgmt For For For
SANDBERG
8 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
SHENNAN, JR.
9 ELECTION OF DIRECTOR: JAVIER G. Mgmt For For For
TERUEL
10 ELECTION OF DIRECTOR: MYRON E. Mgmt For For For
ULLMAN, III
11 ELECTION OF DIRECTOR: CRAIG E. Mgmt For For For
WEATHERUP
12 One-Time Stock Option Exchange Mgmt For For For
Program
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Miller Mgmt For For For
1.2 Elect Jack Schuler Mgmt For For For
1.3 Elect Thomas Brown Mgmt For For For
1.4 Elect Rod Dammeyer Mgmt For For For
1.5 Elect William Hall Mgmt For Withhold Against
1.6 Elect Jonathan Lord Mgmt For For For
1.7 Elect John Patience Mgmt For For For
1.8 Elect Ronald Spaeth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stryker Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For Withhold Against
1.2 Elect Howard Cox, Jr. Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For For For
1.5 Elect Howard Lance Mgmt For Withhold Against
1.6 Elect Stephen MacMillan Mgmt For Withhold Against
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sun Microsystems, Inc.
Ticker Security ID: Meeting Date Meeting Status
JAVA CUSIP 866810203 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Scott G. McNealy Mgmt For For For
2 Elect Director James L. Barksdale Mgmt For For For
3 Elect Director Stephen M. Bennett Mgmt For For For
4 Elect Director Peter L.S. Currie Mgmt For For For
5 Elect Director Robert J. Mgmt For For For
Finocchio, Jr.
6 Elect Director James H. Greene, Mgmt For For For
Jr.
7 Elect Director Michael E. Marks Mgmt For For For
8 Elect Director Patricia E. Mgmt For For For
Mitchell
9 Elect Director M. Kenneth Oshman Mgmt For For For
10 Elect Director P. Anthony Ridder Mgmt For For For
11 Elect Director Jonathan I. Mgmt For For For
Schwartz
12 Ratify Auditors Mgmt For For For
13 Eliminate Supermajority Vote Mgmt For For For
Requirement
14 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
15 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
16 Submit Shareholder Rights Plan ShrHldr Against Against For
(Poison Pill) to Shareholder Vote
17 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------------
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For For For
1.8 Elect James Kaiser Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect John Wulff Mgmt For For For
2 Amendment to the Retainer Stock Mgmt For For For
Plan for Outside Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SunTrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Patricia Frist Mgmt For For For
1.3 Elect Blake Garrett Mgmt For For For
1.4 Elect David Hughes Mgmt For For For
1.5 Elect M. Douglas Ivester Mgmt For For For
1.6 Elect G. Gilmer Minor, III Mgmt For For For
1.7 Elect James Wells III Mgmt For For For
1.8 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE SUNTRUST Mgmt For For For
BANKS, INC. 2009 STOCK PLAN.
4 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
SUPERVALU, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVU CUSIP 868536103 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irwin Cohen Mgmt For For For
2 Elect Ronald Daly Mgmt For For For
3 Elect Lawrence Del Santo Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Craig Herkert Mgmt For For For
6 Elect Kathi Seifert Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For
Tobacco Sales
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael A. Brown Mgmt For For For
1.2 Elect Director William T. Coleman Mgmt For For For
1.3 Elect Director Frank E. Dangeard Mgmt For For For
1.4 Elect Director Geraldine B. Mgmt For For For
Laybourne
1.5 Elect Director David L. Mahoney Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director George Reyes Mgmt For For For
1.8 Elect Director Daniel H. Schulman Mgmt For For For
1.9 Elect Director ohn W. Thompson Mgmt For For For
1.10 Elect Director V. Paul Unruh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Judith B. Craven Mgmt For For For
2 Elect Director Phyllis S. Sewell Mgmt For For For
3 Elect Director Richard G. Tilghman Mgmt For For For
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
6 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Fix the Number of Directors at ShrHldr N/A TNA N/A
Twelve
2.1 Elect William Ackman ShrHldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHldr N/A TNA N/A
2.3 Elect James Donald ShrHldr N/A TNA N/A
2.4 Elect Richard Vague ShrHldr N/A TNA N/A
3 Elect Ronald Gilson ShrHldr N/A TNA N/A
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 Amendment to the Long-Term ShrHldr N/A TNA N/A
Incentive Plan
6 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Advisory Vote on Compensation
- ------------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Fix the Number of Directors at Mgmt For For For
Twelve
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Mgmt For For For
Incentive Plan
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
- ------------------------------------------------------------------------------------------------------------------------
TECO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
TE CUSIP 872375100 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SHERRILL W. Mgmt For For For
HUDSON
2 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
LACHER
3 ELECTION OF DIRECTOR: LORETTA A. Mgmt For For For
PENN
4 Ratification of Auditor Mgmt For For For
5 Re-approval of Performance Mgmt For For For
Criteria for the 2004 Equity
Incentive Plan
6 DECLASSIFICATION OF BOARD. ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUSIP 879664100 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bo Hedfors Mgmt For For For
2 Elect Michael Lavin Mgmt For For For
3 Elect Jan Suwinski Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Tenet Healthcare Corporation
Ticker Security ID: Meeting Date Meeting Status
THC CUSIP 88033G100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Bush Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Brenda Gaines Mgmt For For For
4 Elect Karen Garrison Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect J. Robert Kerrey Mgmt For For For
7 Elect Floyd Loop Mgmt For For For
8 Elect Richard Pettingill Mgmt For For For
9 Elect James Unruh Mgmt For For For
10 Elect J. McDonald Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Pay-for-Superior Performance
- ------------------------------------------------------------------------------------------------------------------------
Teradata Corp.
Ticker Security ID: Meeting Date Meeting Status
TDC CUSIP 88076W103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: PETER L. Mgmt For For For
FIORE
2 ELECTION OF DIRECTOR: MICHAEL F. Mgmt For For For
KOEHLER
3 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
RINGLER
4 APPROVAL OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS FOR 2009
5 APPROVAL OF THE TERADATA Mgmt For For For
CORPORATION 2007 STOCK INCENTIVE
PLAN
6 APPROVAL OF THE TERADATA Mgmt For For For
CORPORATION MANAGEMENT INCENTIVE
PLAN
- ------------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bookout III Mgmt For For For
1.2 Elect Rodney Chase Mgmt For For For
1.3 Elect Robert Goldman Mgmt For For For
1.4 Elect Steven Grapstein Mgmt For For For
1.5 Elect William Johnson Mgmt For For For
1.6 Elect Jim Nokes Mgmt For For For
1.7 Elect Donald Schmude Mgmt For For For
1.8 Elect Bruce Smith Mgmt For For For
1.9 Elect Michael Wiley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. Mgmt For For For
MACMILLAN
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. Mgmt For For For
TEMPLETON
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN
AND CEO.
- ------------------------------------------------------------------------------------------------------------------------
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LEWIS B. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: LAWRENCE K. Mgmt For For For
FISH
3 ELECTION OF DIRECTOR: JOE T. FORD Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Clorox Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Daniel Boggan, Jr. Mgmt For For For
2 Elect Director Richard H. Carmona Mgmt For For For
3 Elect Director Tully M. Friedman Mgmt For For For
4 Elect Director George J. Harad Mgmt For For For
5 Elect Director Donald R. Knauss Mgmt For For For
6 Elect Director Robert W. Mgmt For For For
Matschullat
7 Elect Director Gary G. Michael Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director Jan L. Murley Mgmt For For For
10 Elect Director Pamela Mgmt For For For
Thomas-Graham
11 Elect Director Carolyn M. Ticknor Mgmt For For For
12 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charlene Barshefsky Mgmt For For For
1.2 Elect Director Leonard A. Lauder Mgmt For Withhold Against
1.3 Elect Director Ronald S. Lauder Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
The New York Times Company
Ticker Security ID: Meeting Date Meeting Status
NYT CUSIP 650111107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Galloway Mgmt For For For
1.2 Elect William Kennard Mgmt For For For
1.3 Elect James Kohlberg Mgmt For For For
1.4 Elect David Liddle Mgmt For For For
1.5 Elect Ellen Marram Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For For
AS AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Mgmt For For For
Rodgers
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Rotate Annual Meeting Location ShrHldr Against Against For
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For For For
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Mgmt For For For
Executive Officers
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Titanium Metals Corporation
Ticker Security ID: Meeting Date Meeting Status
TIE CUSIP 888339207 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Coogan Mgmt For For For
1.2 Elect Glenn Simmons Mgmt For For For
1.3 Elect Harold Simmons Mgmt For For For
1.4 Elect Thomas Stafford Mgmt For For For
1.5 Elect Steven Watson Mgmt For Withhold Against
1.6 Elect Terry Worrell Mgmt For For For
1.7 Elect Paul Zucconi Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Torchmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP 891027104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Boren Mgmt For For For
1.2 Elect M. Jane Buchan Mgmt For For For
1.3 Elect Robert Ingram Mgmt For For For
1.4 Elect Paul Zucconi Mgmt For For For
2 RATIFICATION OF AUDITORS Mgmt For For For
3 Amendments to Bylaws Regarding Mgmt For Against Against
Majority Voting in Election of
Directors and Advance Notice
Provisions
- ------------------------------------------------------------------------------------------------------------------------
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
2 ELECTION OF DIRECTOR: RICHARD Y. Mgmt For For For
BRADLEY
3 ELECTION OF DIRECTOR: WALTER W. Mgmt For For For
DRIVER, JR.
4 ELECTION OF DIRECTOR: GARDINER W. Mgmt For For For
GARRARD, JR.
5 ELECTION OF DIRECTOR: W. WALTER Mgmt For For For
MILLER, JR.
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE MERGER Mgmt For For For
TRANSACTION TO BE EFFECTED BY THE
SCHEMES OF ARRANGEMENT, ATTACHED
TO THE ACCOMPANYING PROXY
STATEMENT AS ANNEX B.
2 APPROVAL OF THE MOTION TO ADJOURN Mgmt For For For
THE MEETING TO A LATER DATE TO
SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO
APPROVE THE MERGER TRANSACTION.
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of Mgmt For For For
the Amended and Restated 2004
Stock Incentive Plan
15 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Elimination of Supermajority Mgmt For For For
Voting Requirement
3 Increase in Registered Share Mgmt For For For
Capital
4 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Mgmt For For For
Association
9 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit Mgmt For Against Against
the Number of Shares that may be
Registered and/or Voted by a
Single Shareholder or Group to
15% of the Registered Share
Capital
13 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
14 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Incentive Plan
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME Mgmt For For For
OF TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494 02/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don Tyson Mgmt For For For
1.2 Elect John Tyson Mgmt For For For
1.3 Elect Lloyd Hackley Mgmt For For For
1.4 Elect Lloyd Hackley Mgmt For For For
1.5 Elect Jim Kever Mgmt For For For
1.6 Elect Kevin McNamara Mgmt For For For
1.7 Elect Brad Sauer Mgmt For For For
1.8 Elect Jo Ann Smith Mgmt For For For
1.9 Elect Barbara Tyson Mgmt For For For
1.10 Elect Albert Zapanta Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Product Greenhouse
Gas Emissions
4 Shareholder Proposal Regarding ShrHldr Against Against For
Elimination of Gestation Crates
- ------------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 ADVISORY VOTE TO APPROVE Mgmt For For For
EXECUTIVE COMPENSATION PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Unisys Corporation
Ticker Security ID: Meeting Date Meeting Status
UIS CUSIP 909214108 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. P. Bolduc Mgmt For For For
1.2 Elect Director James J. Duderstadt Mgmt For For For
1.3 Elect Director Matthew J. Espe Mgmt For For For
1.4 Elect Director Denise K. Fletcher Mgmt For For For
1.5 Elect Director Clay B. Lifflander Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For For For
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pamela Godwin Mgmt For For For
2 Elect Thomas Kinser Mgmt For For For
3 Elect A.S. (Pat) MacMillan Jr. Mgmt For For For
4 Elect Edward Muhl Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
UST Inc.
Ticker Security ID: Meeting Date Meeting Status
UST CUSIP 902911106 12/04/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Valor Communications Group Inc
Ticker Security ID: Meeting Date Meeting Status
WIN CUSIP 97381W104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carol Armitage Mgmt For For For
1.2 Elect Samuel Beall, III Mgmt For For For
1.3 Elect Dennis Foster Mgmt For For For
1.4 Elect Francis Frantz Mgmt For For For
1.5 Elect Jeffrey Gardner Mgmt For For For
1.6 Elect Jeffrey Hinson Mgmt For For For
1.7 Elect Judy Jones Mgmt For For For
1.8 Elect William Montgomery Mgmt For For For
1.9 Elect Frank Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Compensation Advisory
Vote (Say on Pay)
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Martin, Jr. Mgmt For For For
1.3 Elect Ruediger Naumann-Etienne Mgmt For For For
1.4 Elect Venkatraman Thyagarajan Mgmt For For For
2 Amendment to the 2005 Omnibus Mgmt For For For
Stock Plan
3 TO APPROVE THE VARIAN MEDICAL Mgmt For For For
SYSTEMS, INC. MANAGEMENT
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Ronald Geary Mgmt For For For
1.4 Elect Jay Gellert Mgmt For For For
1.5 Elect Robert Reed Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect James Shelton Mgmt For For For
1.8 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUSIP 92343E102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect D. James Bidzos Mgmt For For For
1.2 Elect William Chenevich Mgmt For For For
1.3 Elect Kathleen Cote Mgmt For For For
1.4 Elect Roger Moore Mgmt For For For
1.5 Elect John Roach Mgmt For For For
1.6 Elect Louis Simpson Mgmt For For For
1.7 Elect Timothy Tomlinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
VIACOM INC.
Ticker Security ID: Meeting Date Meeting Status
VIA CUSIP 92553P 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Abrams Mgmt For For For
1.2 Elect Philippe Dauman Mgmt For For For
1.3 Elect Thomas Dooley Mgmt For For For
1.4 Elect Alan Greenberg Mgmt For For For
1.5 Elect Robert Kraft Mgmt For For For
1.6 Elect Blythe McGarvie Mgmt For Withhold Against
1.7 Elect Charles Phillips, Jr. Mgmt For For For
1.8 Elect Shari Redstone Mgmt For For For
1.9 Elect Sumner Redstone Mgmt For For For
1.10 Elect Frederic Salerno Mgmt For For For
1.11 Elect William Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Roth Mgmt For Withhold Against
1.2 Elect Michael Fascitelli Mgmt For Withhold Against
1.3 Elect Russell Wight, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wachovia Corporation
Ticker Security ID: Meeting Date Meeting Status
WB-S CUSIP 929903102 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding ShrHldr Against Against For
Pay for Superior Performance
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Incentive Compensation in the
Form of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
IGER
6 ELECTION OF DIRECTOR: STEVEN P. Mgmt For For For
JOBS
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. Mgmt For For For
SMITH
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER ShrHldr Against Against For
PROPOSAL RELATING TO DEATH
BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Washington Post Co.
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Davis Mgmt For Withhold Against
1.2 Elect John Dotson, Jr. Mgmt For Withhold Against
1.3 Elect Ronald Olson Mgmt For Withhold Against
2 Amendment to the Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMI CUSIP 94106L109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark Mgmt For For For
3 Elect Patrick Gross Mgmt For For For
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
11 2009 Stock Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
13 Shareholder Proposal Regarding ShrHldr Against For Against
Elimination of Supermajority
Voting
- ------------------------------------------------------------------------------------------------------------------------
Waters Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For Withhold Against
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Management Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Watson Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPI CUSIP 942683103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Taylor Mgmt For For For
1.2 Elect Andrew Turner Mgmt For For For
1.3 Elect Jack Michelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. Mgmt For For For
DEAN
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Wendy's International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEN CUSIP 950590109 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Western Union Co.
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Roberto Mendoza Mgmt For For For
2 Elect Michael Miles, Jr. Mgmt For For For
3 Elect Dennis Stevenson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DEBRA A. Mgmt For For For
CAFARO
2 ELECTION OF DIRECTOR: NICOLE W. Mgmt For For For
PIASECKI
3 ELECTION OF DIRECTOR: MARK A. Mgmt For For For
EMMERT
4 ELECTION OF DIRECTOR: DANIEL S. Mgmt For For For
FULTON
5 ELECTION OF DIRECTOR: WAYNE W. Mgmt For For For
MURDY
6 SHAREHOLDER PROPOSAL ON THE ShrHldr Against Against For
CHAIRMAN POSITION
7 SHAREHOLDER PROPOSAL TO ADOPT ShrHldr Against For Against
SIMPLE MAJORITY VOTE
8 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For
OF THE APPOINTMENT OF AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE
EXCELLENCE PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT ShrHldr Against Against For
EACH DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFMI CUSIP 966837106 03/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Gabrielle Greene Mgmt For For For
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John Mackey Mgmt For For For
1.6 Elect Morris Siegel Mgmt For For For
1.7 Elect Ralph Sorenson Mgmt For For For
1.8 Elect William Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Amendment to the 2007 Team Member Mgmt For For For
Stock Purchase Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of Chairman and CEO
7 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
8 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Williams Cos.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irl Engelhardt Mgmt For For For
2 Elect William Green Mgmt For For For
3 Elect W. R. Howell Mgmt For For For
4 Elect George Lorch Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wm. Wrigley Jr. Co.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 982526105 09/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Holmes Mgmt For Withhold Against
1.2 Elect Myra Biblowit Mgmt For Withhold Against
1.3 Elect Pauline Richards Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity and Mgmt For For For
Incentive Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Approval of Severance Agreements
5 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Glenn Britt Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Richard Harrington Mgmt For For For
4 Elect William Hunter Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Charles Prince Mgmt For For For
9 Elect Ann Reese Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Mgmt For For For
Patterson
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XL Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Mgmt For Against Against
Incentive Program
3 Amendment to the Directors Stock Mgmt For For For
& Option Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
8 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Roy Bostock Mgmt For For For
4 Elect Ronald Burkle Mgmt For For For
5 Elect John Chapple Mgmt For For For
6 Elect Eric Hippeau Mgmt For For For
7 Elect Carl Icahn Mgmt For Against Against
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Arthur Kern Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Elect Gary Wilson Mgmt For For For
12 Elect Jerry Yang Mgmt For For For
13 Amendment to the 1995 Stock Plan Mgmt For For For
14 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Yum! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Jackie Trujillo Mgmt For For For
13 Elect Robert Walter Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Executive Mgmt For For For
Incentive Compensation Plan
16 Shareholder Proposal Regarding ShrHldr Against For Against
Vote on Poison Pill
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHldr Against Against For
Food Supply Chain Security and
Sustainability
19 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
20 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Welfare
- ------------------------------------------------------------------------------------------------------------------------
Zimmer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Besty Bernard Mgmt For For For
2 Elect Marc Casper Mgmt For For For
3 Elect David Dvorak Mgmt For For For
4 Elect Robert Hagemann Mgmt For For For
5 Elect Arthur Higgins Mgmt For For For
6 Elect Cecil Pickett Mgmt For For For
7 Elect Augustus White, III Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Stock Incentive Plan Mgmt For For For
10 Amendment to the Stock Plan for Mgmt For For For
Non-Employee Directors
11 Extension of the Deferred Mgmt For For For
Compensation Plan for
Non-Employee Directors
- ------------------------------------------------------------------------------------------------------------------------
Zions Bancorporation
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect R. D. Cash Mgmt For For For
2 Elect Patricia Frobes Mgmt For For For
3 Elect J. David Heaney Mgmt For For For
4 Elect Harris Simmons Mgmt For For For
5 Amendment to the 2005 Stock Mgmt For For For
Option and Incentive Plan
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Equity Income Plus Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHoldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH ShrHoldr Against Abstain Against
CARE PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Bernstein Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect Suzanne Hopgood Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Wendy Luscombe Mgmt For For For
1.6 Elect William Spitz Mgmt For For For
1.7 Elect Lee Wielansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For For For
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For For For
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For For For
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AGL Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP 001204106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Wyck Knox, Jr. Mgmt For For For
1.3 Elect Dennis Love Mgmt For For For
1.4 Elect Charles McTier Mgmt For For For
1.5 Elect Henry Wolf Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joel Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For For For
1.3 Elect John Atkins, III Mgmt For For For
1.4 Elect Richard Klein Mgmt For For For
1.5 Elect James Richardson Mgmt For For For
1.6 Elect Martin Simonetti Mgmt For For For
1.7 Elect Alan Walton Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Food Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
AMB Property Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hamid Moghadam Mgmt For For For
2 Elect T. Robert Burke Mgmt For For For
3 Elect David Cole Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For For For
6 Elect Frederick Reid Mgmt For For For
7 Elect Jeffrey Skelton Mgmt For For For
8 Elect Thomas Tusher Mgmt For For For
9 Elect Carl Webb Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain N/A
2 Election of Meeting Delegates Mgmt N/A For N/A
- ------------------------------------------------------------------------------------------------------------------------
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bayless, Jr. Mgmt For For For
1.2 Elect R.D. Burck Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect Cydney Donnell Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect Joseph Macchione Mgmt For For For
1.7 Elect Brian Nickel Mgmt For For For
1.8 Elect Winston Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph Crosby, Jr. Mgmt For For For
1.4 Elect Linda Goodspeed Mgmt For For For
1.5 Elect Thomas Hoaglin Mgmt For For For
1.6 Elect Lester Hudson, Jr. Mgmt For For For
1.7 Elect Michael Morris Mgmt For For For
1.8 Elect Lionel Nowell III Mgmt For For For
1.9 Elect Richard Sandor Mgmt For For For
1.10 Elect Kathryn Sullivan Mgmt For For For
1.11 Elect Sara Tucker Mgmt For For For
1.12 Elect John Turner Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
and Adoption of Majority Vote for
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allison, Jr. Mgmt For For For
2 Elect Peter Fluor Mgmt For For For
3 Elect John Poduska, Sr. Mgmt For For For
4 Elect Paula Reynolds Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Bohen Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Majority Vote for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker Security ID: Meeting Date Meeting Status
AGII CUSIP G0464B107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mural Josephson Mgmt For For For
1.2 Elect John Power, Jr. Mgmt For For For
1.3 Elect Gary Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. Mgmt For For For
KELLY
9 ELECTION OF DIRECTOR: JON C. Mgmt For For For
MADONNA
10 ELECTION OF DIRECTOR: LYNN M. Mgmt For For For
MARTIN
11 ELECTION OF DIRECTOR: JOHN B. Mgmt For For For
MCCOY
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. Mgmt For For For
ROCHE
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHoldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Autoliv, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALV CUSIP 052800109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Lorch Mgmt For For For
1.2 Elect James Ringler Mgmt For For For
1.3 Elect Kazuhiko Sakamoto Mgmt For For For
1.4 Elect Wolfgang Ziebart Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Mgmt For For For
Brenneman
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AvalonBay Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For For For
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect Peter Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 2009 Stock Option and Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
MAY
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. Mgmt For For For
RYAN
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. Mgmt For For For
WARD
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHoldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - ShrHoldr Against Against For
INDEPENDENT BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION ShrHoldr Against Abstain Against
OF PRINCIPLES FOR HEALTH CARE
REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHoldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank Of New York Mellon Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For For For
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT ShrHoldr Against For Against
TO CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain
Stock Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article X
- ------------------------------------------------------------------------------------------------------------------------
BioMed Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMR CUSIP 09063H107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For Against Against
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. Mgmt For For For
BIGGS
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. Mgmt For For For
COOK
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHoldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Abstain Against c
15 PREPARE A REPORT ON FOREIGN ShrHoldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHoldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHoldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Boston Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frederick Iseman Mgmt For Withhold Against
1.2 Elect Edward Linde Mgmt For Withhold Against
1.3 Elect David Twardock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
BP PLC
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For For
REPORT AND ACCOUNTS
2 TO APPROVE THE DIRECTORS Mgmt For Against Against
REMUNERATION REPORT
3.1 Elect Antony Burgmans Mgmt For For For
3.2 Elect Cynthia Carroll Mgmt For For For
3.3 Elect Sir William Castell Mgmt For For For
3.4 Elect Iain Conn Mgmt For For For
3.5 Elect George David Mgmt For For For
3.6 Elect Erroll Davis, Jr. Mgmt For For For
3.7 Elect Robert Dudley Mgmt For For For
3.8 Elect Douglas Flint Mgmt For For For
3.9 Elect Byron Grote Mgmt For For For
3.10 Elect Anthony Hayward Mgmt For For For
3.11 Elect Andrew Inglis Mgmt For For For
3.12 Elect DeAnne Julius Mgmt For Withhold Against
3.13 Elect Sir Tom McKillop Mgmt For Withhold Against
3.14 Elect Sir Ian Prosser Mgmt For For For
3.15 Elect Peter Sutherland Mgmt For For For
4 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
5 Authority to Repurchase Shares Mgmt For For For
6 TO GIVE LIMITED AUTHORITY TO Mgmt For For For
ALLOT SHARES UP TO A SPECIFIED
AMOUNT
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
- ------------------------------------------------------------------------------------------------------------------------
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter D'Alessio Mgmt For For For
1.2 Elect D. Pike Aloian Mgmt For For For
1.3 Elect Anthony Nichols, Sr. Mgmt For For For
1.4 Elect Donald Axinn Mgmt For For For
1.5 Elect Wyche Fowler Mgmt For For For
1.6 Elect Michael Joyce Mgmt For For For
1.7 Elect Charles Pizzi Mgmt For For For
1.8 Elect Gerard Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
BRE Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRE CUSIP 05564E106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paula Downey Mgmt For For For
1.2 Elect Edward Lange, Jr. Mgmt For For For
1.3 Elect Irving Lyons, III Mgmt For For For
1.4 Elect Edward Mace Mgmt For For For
1.5 Elect Christopher McGurk Mgmt For For For
1.6 Elect Matthew Medeiros Mgmt For For For
1.7 Elect Constance Moore Mgmt For For For
1.8 Elect Jeanne Myerson Mgmt For For For
1.9 Elect Thomas Robinson Mgmt For For For
1.10 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority
Provisions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Brookfield Asset MGT
Ticker Security ID: Meeting Date Meeting Status
BAM CUSIP 112585104 05/05/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marcel Coutu Mgmt For For For
1.2 Elect Maureen Kempston Darkes Mgmt For For For
1.3 Elect Lance Liebman Mgmt For For For
1.4 Elect G. Wallace McCain Mgmt For For For
1.5 Elect Frank McKenna Mgmt For For For
1.6 Elect Jack Mintz Mgmt For For For
1.7 Elect Patricia Newsom Mgmt For For For
1.8 Elect James Pattison Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Management Share Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Brookfield Properties Corporation
Ticker Security ID: Meeting Date Meeting Status
BPO CUSIP 112900105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gordon Arnell Mgmt For For For
1.2 Elect William Cahill Mgmt For For For
1.3 Elect Richard Clark Mgmt For For For
1.4 Elect Jack Cockwell Mgmt For For For
1.5 Elect J. Bruce Flatt Mgmt For For For
1.6 Elect Roderick Fraser Mgmt For For For
1.7 Elect Paul McFarlane Mgmt For For For
1.8 Elect Allan Olson Mgmt For For For
1.9 Elect Linda Rabbitt Mgmt For For For
1.10 Elect Robert Stelzl Mgmt For For For
1.11 Elect Diana Taylor Mgmt For For For
1.12 Elect John E. Zuccotti Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Campo Mgmt For For For
1.2 Elect William Cooper Mgmt For For For
1.3 Elect Scott Ingraham Mgmt For For For
1.4 Elect Lewis Levey Mgmt For For For
1.5 Elect William McGuire, Jr. Mgmt For For For
1.6 Elect William Paulsen Mgmt For For For
1.7 Elect D. Keith Oden Mgmt For For For
1.8 Elect F. Gardner Parker Mgmt For For For
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Catellus Development Corporation
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Feinberg Mgmt For For For
1.2 Elect George Fotiades Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect Lawrence Jackson Mgmt For For For
1.5 Elect Donald Jacobs Mgmt For For For
1.6 Elect Walter Rakowich Mgmt For For For
1.7 Elect D. Michael Steuert Mgmt For For For
1.8 Elect J. Andre Teixeira Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
1.10 Elect Andrea Zulberti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military
Sales
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For For
2 ELECTION OF DIRECTOR: SHEILA P. Mgmt For For For
BURKE
3 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
4 ELECTION OF DIRECTOR: JOEL J. Mgmt For For For
COHEN
5 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
FINNEGAN
6 ELECTION OF DIRECTOR: KLAUS J. Mgmt For For For
MANGOLD
7 ELECTION OF DIRECTOR: MARTIN G. Mgmt For For For
MCGUINN
8 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For For
SMALL
9 ELECTION OF DIRECTOR: JESS Mgmt For For For
SODERBERG
10 ELECTION OF DIRECTOR: DANIEL E. Mgmt For For For
SOMERS
11 ELECTION OF DIRECTOR: KAREN Mgmt For For For
HASTIE WILLIAMS
12 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
ZIMMERMAN
13 ELECTION OF DIRECTOR: ALFRED W. Mgmt For For For
ZOLLAR
14 Long-Term Incentive Plan (2009) Mgmt For Against Against
15 TO RATIFY THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
DEUTCH
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
O NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
RYAN
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
City Holding Company
Ticker Security ID: Meeting Date Meeting Status
CHCO CUSIP 177835105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Elliot Mgmt For For For
1.2 Elect David W. Hambrick Mgmt For For For
1.3 Elect James L. Rossi Mgmt For For For
1.4 Elect Mary Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cleco Corporation
Ticker Security ID: Meeting Date Meeting Status
CNL CUSIP 12561W105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Patrick Garrett Mgmt For For For
1.2 Elect Elton King Mgmt For For For
1.3 Elect Logan Kruger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co.
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
ALLEN
2 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
ALLEN
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: ALEXIS M. Mgmt For Against Against
HERMAN
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. Mgmt For For For
KEOUGH
8 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13 ELECTION OF DIRECTOR: JACOB Mgmt For For For
WALLENBERG
14 ELECTION OF DIRECTOR: JAMES B. Mgmt For For For
WILLIAMS
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN ShrHoldr Against Against For
INDEPENDENT BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A ShrHoldr Against Abstain Against
BOARD COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Colonial Properties Trust
Ticker Security ID: Meeting Date Meeting Status
CLP CUSIP 195872106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Bailey Mgmt For For For
1.2 Elect M. Miller Gorrie Mgmt For For For
1.3 Elect William Johnson Mgmt For For For
1.4 Elect Glade Knight Mgmt For For For
1.5 Elect James Lowder Mgmt For For For
1.6 Elect Thomas Lowder Mgmt For For For
1.7 Elect Herbert Meisler Mgmt For For For
1.8 Elect Claude Nielsen Mgmt For For For
1.9 Elect Harold Ripps Mgmt For For For
1.10 Elect John Spiegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David D'Antoni Mgmt For For For
1.2 Elect Perry Premdas Mgmt For For For
1.3 Elect Allan Rothwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Mgmt For For For
Performance Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For For For
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE
PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Early Disclosure of Voting
Results of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kevin Burke Mgmt For Against Against
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For Against Against
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For Against Against
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For Against Against
10 Elect Eugene McGrath Mgmt For Against Against
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning
in Excess of $500,000
- ------------------------------------------------------------------------------------------------------------------------
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jay Shidler Mgmt For For For
1.2 Elect Clay Hamlin, III Mgmt For For For
1.3 Elect Thomas Brady Mgmt For For For
1.4 Elect Robert Denton Mgmt For For For
1.5 Elect Douglas Firstenberg Mgmt For For For
1.6 Elect Randall Griffin Mgmt For For For
1.7 Elect Steven Kesler Mgmt For For For
1.8 Elect Kenneth Sweet, Jr. Mgmt For For For
1.9 Elect Kenneth Wethe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
DCT Industrial Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
DCT CUSIP 233153105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Wattles Mgmt For For For
1.2 Elect Philip Hawkins Mgmt For For For
1.3 Elect Phillip Altinger Mgmt For For For
1.4 Elect Thomas August Mgmt For For For
1.5 Elect John Gates, Jr. Mgmt For For For
1.6 Elect Tripp Hardin Mgmt For For For
1.7 Elect James Mulvilhill Mgmt For For For
1.8 Elect John O'Keeffe Mgmt For For For
1.9 Elect Bruce Warwick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Diageo
plc
Ticker Security ID: Meeting Date Meeting Status
DGE CUSIP 25243Q205 10/15/2008 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 REPORT AND ACCOUNTS 2008 Mgmt For For For
2 DIRECTORS REMUNERATION REPORT Mgmt For For For
2008
3 DECLARATION OF FINAL DIVIDEND Mgmt For For For
4 TO RE-ELECT DR FB HUMER (MEMBER Mgmt For For For
OF NOMINATION COMMITTEE, CHAIRMAN
OF COMMITTEE) AS A DIRECTOR
5 TO RE-ELECT M LILJA (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
6 TO RE-ELECT WS SHANAHAN (MEMBER Mgmt For For For
OF AUDIT, NOMINATION,
REMUNERATION COMMITTEE) AS A
DIRECTOR
7 TO RE-ELECT HT STITZER (MEMBER OF Mgmt For For For
AUDIT, NOMINATION, REMUNERATION
COMMITTEE) AS A DIRECTOR
8 ELECTION OF PG SCOTT (MEMBER OF Mgmt For For For
AUDIT, CHAIRMAN OF COMMITTEE,
NOMINATION, REMUNERATION) AS A
DIRECTOR
9 RATIFY AUDITORS Mgmt For For For
10 AUTHORITY TO ALLOT RELEVANT Mgmt For For For
SECURITIES
11 DISAPPLICATION OF PRE-EMPTION Mgmt For For For
RIGHTS
12 AUTHORITY TO PURCHASE OWN Mgmt For For For
ORDINARY SHARES
13 AUTHORITY TO MAKE POLITICAL Mgmt For For For
DONATIONS AND/OR TO INCUR
POLITICAL EXPENDITURE
14 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
PERFORMANCE SHARE PLAN
15 ADOPTION OF THE DIAGEO PLC 2008 Mgmt For For For
SENIOR EXECUTIVE SHARE OPTION PLAN
16 AUTHORITY TO ESTABLISH Mgmt For For For
INTERNATIONAL SHARE PLANS
17 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Tisch Mgmt For Withhold Against
1.2 Elect Lawrence Dickerson Mgmt For Withhold Against
1.3 Elect John Bolton Mgmt For Withhold Against
1.4 Elect Charles Fabrikant Mgmt For Withhold Against
1.5 Elect Paul Gaffney, II Mgmt For Withhold Against
1.6 Elect Edward Grebow Mgmt For Withhold Against
1.7 Elect Herbert Hofmann Mgmt For Withhold Against
1.8 Elect Arthur Rebell Mgmt For Withhold Against
1.9 Elect Raymond Troubh Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Diamondrock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William McCarten Mgmt For For For
1.2 Elect Daniel Altobello Mgmt For For For
1.3 Elect Mark Brugger Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect Maureen McAvey Mgmt For For For
1.6 Elect Gilbert Ray Mgmt For For For
1.7 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Digital Realty Trust, Inc
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Magnuson Mgmt For For For
1.2 Elect Michael Foust Mgmt For For For
1.3 Elect Laurence Chapman Mgmt For For For
1.4 Elect Kathleen Earley Mgmt For For For
1.5 Elect Ruann Ernst Mgmt For For For
1.6 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Fossil Fuel Reduction
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dan Emmett Mgmt For For For
1.2 Elect Jordan Kaplan Mgmt For For For
1.3 Elect Kenneth Panzer Mgmt For For For
1.4 Elect Leslie Bider Mgmt For For For
1.5 Elect Victor Coleman Mgmt For For For
1.6 Elect Ghebre Mehreteab Mgmt For For For
1.7 Elect Thomas O'Hern Mgmt For For For
1.8 Elect Andrea Rich Mgmt For For For
1.9 Elect William Wilson III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Mgmt For For For
Stock Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Thomas Derosa Mgmt For For For
4 Elect Jean-Pierre Ergas Mgmt For For For
5 Elect Peter Francis Mgmt For For For
6 Elect Kristiane Graham Mgmt For For For
7 Elect James Koley Mgmt For For For
8 Elect Robert Livingston Mgmt For For For
9 Elect Richard Lochridge Mgmt For For For
10 Elect Bernard Rethore Mgmt For For For
11 Elect Michael Stubbs Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Amendment to the 2005 Equity and Mgmt For For For
Cash Incentive Plan
14 Amendment to the Executive Mgmt For For For
Officer Annual Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate Change
16 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dow Chemical Co.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
the Right to Call Special Meetings
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Say on Executive Pay
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the
Midland Area
- ------------------------------------------------------------------------------------------------------------------------
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
7 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
DILLON
8 ELECTION OF DIRECTOR: ELEUTHERE Mgmt For For For
I. DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE ShrHoldr Against Against For
PAY
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
TOOKER
5 APPROVE THE PROPOSED 2009 STOCK Mgmt For For For
PLAN
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For Withhold Against
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority
Provisions
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ralph Cunningham Mgmt For Withhold Against
1.2 Elect Patrick Daniel Mgmt For For For
1.3 Elect Ian Delaney Mgmt For Withhold Against
1.4 Elect Randall Eresman Mgmt For For For
1.5 Elect Claire Farley Mgmt For For For
1.6 Elect Michael Grandin Mgmt For For For
1.7 Elect Barry Harrison Mgmt For For For
1.8 Elect Valerie Nielsen Mgmt For For For
1.9 Elect David O'Brien Mgmt For For For
1.10 Elect Jane Peverett Mgmt For For For
1.11 Elect Allan Sawin Mgmt For For For
1.12 Elect Wayne Thomson Mgmt For For For
1.13 Elect Clayton Woitas Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Merritt, PhD Mgmt For For For
1.2 Elect Stephen Snider Mgmt For For For
1.3 Elect Gary Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entertainment Properties Trust
Ticker Security ID: Meeting Date Meeting Status
EPR CUSIP 29380T105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Newman Mgmt For For For
1.2 Elect James Olson Mgmt For For For
2 Amendment to the the 2007 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Boone Knox Mgmt For For For
1.4 Elect John Neal Mgmt For For For
1.5 Elect David Neithercut Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Gerald Spector Mgmt For For For
1.8 Elect B. Joseph White Mgmt For For For
1.9 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Trustees
- ------------------------------------------------------------------------------------------------------------------------
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Marcus Mgmt For For For
1.2 Elect Gary Martin Mgmt For For For
1.3 Elect Michael Schall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
CANNING, JR.
2 ELECTION OF DIRECTOR: M. WALTER D Mgmt For For For
ALESSIO
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. Mgmt For For For
DIAZ
5 ELECTION OF DIRECTOR: ROSEMARIE Mgmt For For For
B. GRECO
6 ELECTION OF DIRECTOR: PAUL L. Mgmt For For For
JOSKOW
7 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PALMS
8 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
ROGERS, JR.
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. Mgmt For For For
STEINOUR
11 Renewal of the Annual Incentive Mgmt For For For
Plan for Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Global Warming Report
- ------------------------------------------------------------------------------------------------------------------------
Extra Space Storage Inc.
Ticker Security ID: Meeting Date Meeting Status
EXR CUSIP 30225T102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Spencer Kirk Mgmt For For For
1.2 Elect Anthony Fanticola Mgmt For For For
1.3 Elect Hugh Horne Mgmt For For For
1.4 Elect Joseph Margolis Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect K. Fred Skousen Mgmt For For For
1.7 Elect Kenneth Woolley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology
Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
Federal Realty Investment Trust
Ticker Security ID: Meeting Date Meeting Status
FRT CUSIP 313747206 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gail Steinel Mgmt For For For
2 Elect Joseph Vassalluzzo Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Amendment to Shareholder Rights Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Forest City Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCEA CUSIP 345550107 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Esposito, Jr. Mgmt For For For
1.2 Elect Joan Shafran Mgmt For Withhold Against
1.3 Elect Louis Stokes Mgmt For Withhold Against
1.4 Elect Stan Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Frontier Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Michael Dugan Mgmt For For For
1.5 Elect Jeri Finard Mgmt For For For
1.6 Elect Lawton Fitt Mgmt For For For
1.7 Elect William Kraus Mgmt For For For
1.8 Elect Howard L. Schrott Mgmt For For For
1.9 Elect Larraine Segil Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron A. Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Space Weapons
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Death Benefit Payments
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
LANE
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. Mgmt For For For
MULVA
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
19 INDEPENDENT STUDY REGARDING ShrHoldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHoldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Bradbury H. Mgmt For For For
Anderson
2 Elect Director Paul Danos Mgmt For For For
3 Elect Director William T. Esrey Mgmt For For For
4 Elect Director Raymond V. Mgmt For For For
Gilmartin
5 Elect Director Judith Richards Mgmt For For For
Hope
6 Elect Director Heidi G. Miller Mgmt For For For
7 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Director Steve Odland Mgmt For For For
9 Elect Director Kendall J. Powell Mgmt For For For
10 Elect Director Lois E. Quam Mgmt For For For
11 Elect Director Michael D. Rose Mgmt For For For
12 Elect Director Robert L. Ryan Mgmt For For For
13 Elect Director Dorothy A. Terrell Mgmt For For For
14 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For Withhold Against
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For For For
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
GlaxoSmithKline
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect James Murdoch Mgmt For For For
4 Elect H. Lawrence Culp Mgmt For For For
5 Elect Sir Crispin Davis Mgmt For For For
6 Elect Moncef Slaoui Mgmt For For For
7 Elect Tom de Swaan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 EU Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Mgmt For For For
Senior Auditor's Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
16 Performance Share Plan Mgmt For For For
17 Share Option Plan Mgmt For For For
18 Deferred Annual Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation
of Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Iraq Operations
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Mgmt For For For
Stock
12 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Fanning, Jr. Mgmt For For For
1.2 Elect James Flaherty III Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Lauralee Martin Mgmt For For For
1.6 Elect Michael McKee Mgmt For For For
1.7 Elect Harold Messmer, Jr. Mgmt For For For
1.8 Elect Peter Rhein Mgmt For For For
1.9 Elect Kenneth Roath Mgmt For For For
1.10 Elect Richard Rosenberg Mgmt For For For
1.11 Elect Joseph Sullivan Mgmt For For For
2 TO APPROVE AMENDMENTS TO HCP S Mgmt For Against Against
2006 PERFORMANCE INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUSIP 42217K106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pier Borra Mgmt For For For
1.2 Elect George Chapman Mgmt For For For
1.3 Elect Sharon Oster Mgmt For For For
1.4 Elect Jeffrey Otten Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Errol Biggs Mgmt For For For
1.2 Elect Charles Fernandez Mgmt For For For
1.3 Elect Bruce Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: L. T. Mgmt For For For
BABBIO, JR.
2 ELECTION OF DIRECTOR: S. M. Mgmt For For For
BALDAUF
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. Mgmt For For For
SALHANY
10 ELECTION OF DIRECTOR: G. K. Mgmt For For For
THOMPSON
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gene Anderson Mgmt For For For
1.2 Elect David Hartzell Mgmt For For For
1.3 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2009 Long-Term Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Holly Corporation
Ticker Security ID: Meeting Date Meeting Status
HOC CUSIP 435758305 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Marcus Hickerson Mgmt For For For
1.5 Elect Thomas Matthews, II Mgmt For For For
1.6 Elect Robert McKenzie Mgmt For For For
1.7 Elect Jack Reid Mgmt For For For
1.8 Elect Paul Stoffel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Home Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect Josh Fidler Mgmt For For For
1.3 Elect Alan Gosule Mgmt For For For
1.4 Elect Leonard Helbig, III Mgmt For For For
1.5 Elect Norman Leenhouts Mgmt For For For
1.6 Elect Nelson Leenhouts Mgmt For For For
1.7 Elect Edward Pettinella Mgmt For For For
1.8 Elect Clifford Smith, Jr. Mgmt For For For
1.9 Elect Paul Smith Mgmt For For For
1.10 Elect Amy Tait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
COTE
4 ELECTION OF DIRECTOR: D. SCOTT Mgmt For For For
DAVIS
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT Mgmt For For For
ACCOUNTANTS
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Baylis Mgmt For For For
2 Elect Terence Golden Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Richard Marriott Mgmt For For For
5 Elect Judith McHale Mgmt For For For
6 Elect John Morse, Jr. Mgmt For For For
7 Elect W. Edward Walter Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Comprehensive Stock and Cash Mgmt For For For
Incentive Plan
10 Increase of Authorized Common Mgmt For For For
Stock
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect Jared Cohon Mgmt For For For
3 Elect Gary Forsee Mgmt For For For
4 Elect Peter Godsoe Mgmt For For For
5 Elect Edward Hagenlocker Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect Theodore Martin Mgmt For For For
9 Elect Patricia Nachtigal Mgmt For For For
10 Elect Orin Smith Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the Incentive Stock Mgmt For For For
Plan of 2007
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company Mgmt For For For
From Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.3 Elect John Higgins Mgmt For For For
1.4 Elect James Kemerling Mgmt For For For
1.5 Elect Charles Schrock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. Mgmt For For For
CHENAULT
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. Mgmt For For For
ZAMBRANO
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON ShrHoldr Against For Against
CUMULATIVE VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of ShrHldr N/A TNA N/A
Directors
2 Director and Officer Indemnity ShrHldr N/A TNA N/A
Provisions
3 Adoption of Advance Notice for ShrHldr N/A TNA N/A
Shareholder Proposals
4 Elimination of Cumulative Voting ShrHldr N/A TNA N/A
5 Amendment to Certain Conditions ShrHldr N/A TNA N/A
to the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common ShrHldr N/A TNA N/A
Stock
7 Company Name Change ShrHldr N/A TNA N/A
8 Issuance of Common Stock Pursuant ShrHldr N/A TNA N/A
to Merger
9 Elect Kenneth Hammond ShrHldr N/A TNA N/A
10 Elect Mark Bridges ShrHldr N/A TNA N/A
11 Elect Michael Cascio ShrHldr N/A TNA N/A
12 Elect Peter Christie ShrHldr N/A TNA N/A
13 Elect L. Anthony Joaquin ShrHldr N/A TNA N/A
14 Elect Antony Lancaster ShrHldr N/A TNA N/A
15 Elect W. Marston Becker ShrHldr N/A TNA N/A
16 Elect Gordon Cheesbrough ShrHldr N/A TNA N/A
17 Elect K. Bruce Connell ShrHldr N/A TNA N/A
18 Elect Willis King Jr. ShrHldr N/A TNA N/A
19 Elect Mario Torisello ShrHldr N/A TNA N/A
20 Elect James Zech ShrHldr N/A TNA N/A
21 Revised Remuneration Plan ShrHldr N/A TNA N/A
22 Appointment of Auditor ShrHldr N/A TNA N/A
23 Right to Adjourn Meeting ShrHldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of Mgmt For For For
Directors
2 Director and Officer Indemnity Mgmt For For For
Provisions
3 Adoption of Advance Notice for Mgmt For For For
Shareholder Proposals
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Amendment to Certain Conditions Mgmt For For For
to the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common Mgmt For For For
Stock
7 Company Name Change Mgmt For For For
8 Issuance of Common Stock Pursuant Mgmt For For For
to Merger
9 Elect Kenneth Hammond Mgmt For For For
10 Elect Mark Bridges Mgmt For For For
11 Elect Michael Cascio Mgmt For For For
12 Elect Peter Christie Mgmt For For For
13 Elect L. Anthony Joaquin Mgmt For For For
14 Elect Antony Lancaster Mgmt For Abstain Against
15 Elect W. Marston Becker Mgmt For For For
16 Elect Gordon Cheesbrough Mgmt For For For
17 Elect K. Bruce Connell Mgmt For For For
18 Elect Willis King Jr. Mgmt For For For
19 Elect Mario Torisello Mgmt For For For
20 Elect James Zech Mgmt For For For
21 Revised Remuneration Plan Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/26/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Shareholder Proposal to Call a Mgmt N/A Abstain N/A
Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Principles for Health Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL Mgmt For Against Against
M.E. JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES Mgmt For Against Against
PRINCE
9 ELECTION OF DIRECTOR: DAVID Mgmt For Against Against
SATCHER
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION POLICIES AND
DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Key Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For For
BOLLENBACH
2 ELECTION OF DIRECTOR: TIMOTHY W. Mgmt For For For
FINCHEM
3 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For
JASTROW, II
4 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOHNSON
5 ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
MCCAFFERY
7 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
MEZGER
8 Ratification of Auditor Mgmt For For For
9 Amendment to Certificate of Mgmt For For For
Incorporation to Preserve Value
of NOLS
10 PROPOSAL TO APPROVE THE SUCCESSOR Mgmt For Against Against
RIGHTS PLAN
11 Annual Incentive Plan for Mgmt For For For
Executive Officers
12 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
EXECUTIVE COMPENSATION
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
14 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Abstain Against
HEALTH CARE REFORM PRINCIPLES
- ------------------------------------------------------------------------------------------------------------------------
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Frank Blount Mgmt For Withhold Against
1.2 Elect Loren Carroll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against Abstain Against
Board Committee on Human Rights
4 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Committee to Review Alleged
Misconduct in Iraq
- ------------------------------------------------------------------------------------------------------------------------
Kelly Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
KELYA CUSIP 488152 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Fay Mgmt For For For
1.2 Elect Verne Istock Mgmt For For For
1.3 Elect Donald Parfet Mgmt For For For
2 Bundled Amendments to the Mgmt For For For
Certificate of Incorporation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
of Directors
2.1 Elect John Kilroy, Sr. Mgmt For For For
2.2 Elect John Kilroy, Jr. Mgmt For For For
2.3 Elect Edward Brennan Mgmt For For For
2.4 Elect William Dickey Mgmt For For For
2.5 Elect Scott Ingraham Mgmt For For For
2.6 Elect Dale Kinsella Mgmt For For For
3 Amendment to the Kilroy Realty Mgmt For Against Against
2006 Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
FALK
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY
PARTICIPATION PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milton Cooper Mgmt For Withhold Against
1.2 Elect Richard Dooley Mgmt For Withhold Against
1.3 Elect Joe Grills Mgmt For Withhold Against
1.4 Elect David Henry Mgmt For Withhold Against
1.5 Elect F. Patrick Hughes Mgmt For For For
1.6 Elect Frank Lourenso Mgmt For Withhold Against
1.7 Elect Richard Saltzman Mgmt For For For
1.8 Elect Philip Coviello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
the Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Lasalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Hartley-Leonard Mgmt For For For
1.2 Elect Kelly Kuhn Mgmt For For For
1.3 Elect William McCalmont Mgmt For For For
1.4 Elect Michael Barnello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO CONSIDER AND APPROVE THE 2009 Mgmt For For For
EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LRY CUSIP 531172104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Hankowsky Mgmt For For For
1.2 Elect David Lingerfelt Mgmt For For For
1.3 Elect Jose Mejia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Share Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------------
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Henderson, III Mgmt For For For
1.2 Elect Eric Johnson Mgmt For For For
1.3 Elect M. Leanne Lachman Mgmt For For For
1.4 Elect Isaiah Tidwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Mgmt For For For
Restated Incentive Compensation
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
Lubrizol Corp.
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Forest Farmer Mgmt For For For
1.2 Elect Michael Graff Mgmt For For For
1.3 Elect James Sweetnam Mgmt For Withhold Against
1.4 Elect Phillip Widman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Opting Into State Takeover Law Mgmt For For For
5 Composition, Term and Election of Mgmt For For For
Directors
6 Modernization and Clarification Mgmt For For For
Amendments
7 Amendments to Advance Notice Mgmt For For For
Requirements
8 Future Amendments to the Mgmt For Against Against
Regulations
- ------------------------------------------------------------------------------------------------------------------------
Macerich Co.
Ticker Security ID: Meeting Date Meeting Status
MAC CUSIP 554382101 06/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arthur Coppola Mgmt For For For
2 Elect James Cownie Mgmt For For For
3 Elect Mason Ross Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
6 Increase of Authorized Common Mgmt For Against Against
Stock
- ------------------------------------------------------------------------------------------------------------------------
Mack-Cali Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
CLI CUSIP 554489104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mitchell Hersh Mgmt For For For
1.2 Elect John Cali Mgmt For For For
1.3 Elect Irvin Reid Mgmt For For For
1.4 Elect Martin Berger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHARLES F. Mgmt For For For
BOLDEN, JR.
2 ELECTION OF DIRECTOR: GREGORY H. Mgmt For For For
BOYCE
3 ELECTION OF DIRECTOR: CLARENCE P. Mgmt For For For
CAZALOT, JR.
4 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
DABERKO
5 ELECTION OF DIRECTOR: WILLIAM L. Mgmt For For For
DAVIS
6 ELECTION OF DIRECTOR: SHIRLEY ANN Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
LEE
9 ELECTION OF DIRECTOR: MICHAEL Mgmt For For For
E.J. PHELPS
10 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
11 ELECTION OF DIRECTOR: SETH E. Mgmt For For For
SCHOFIELD
12 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
USHER
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meetings
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Baker, Jr. Mgmt For For For
2 Elect Gwendolyn King Mgmt For For For
3 Elect Marc Oken Mgmt For For For
4 Elect David Olsen Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For For For
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Company Product Responsibility
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
McCormick & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKCV CUSIP 579780 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.P. BILBREY Mgmt For For For
2 ELECTION OF DIRECTOR: J.T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. Mgmt For For For
FITZPATRICK
4 ELECTION OF DIRECTOR: F.A. Mgmt For For For
HRABOWSKI, III
5 ELECTION OF DIRECTOR: M.D. MANGAN Mgmt For For For
6 ELECTION OF DIRECTOR: J.W. MCGRATH Mgmt For For For
7 ELECTION OF DIRECTOR: M.M.V. Mgmt For For For
PRESTON
8 ELECTION OF DIRECTOR: G.A. ROCHE Mgmt For For For
9 ELECTION OF DIRECTOR: W.E. STEVENS Mgmt For For For
10 ELECTION OF DIRECTOR: A.D. WILSON Mgmt For For For
11 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
EMPLOYEES STOCK PURCHASE PLAN.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Aldag, Jr. Mgmt For For For
1.2 Elect Virginia Clarke Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect R. Steven Hamner Mgmt For For For
1.5 Elect Robert Holmes Mgmt For For For
1.6 Elect Sherry Kellett Mgmt For For For
1.7 Elect William McKenzie Mgmt For For For
1.8 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For For For
1.2 Elect Director William A. Hawkins Mgmt For For For
1.3 Elect Director Shirley A. Jackson Mgmt For For For
1.4 Elect Director Denise M. O'Leary Mgmt For For For
1.5 Elect Director Jean-Pierre Rosso Mgmt For For For
1.6 Elect Director Jack W. Schuler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. Mgmt For Against Against
BRUN
2 ELECTION OF DIRECTOR: THOMAS R. Mgmt For Against Against
CECH, PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For Against Against
CLARK
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For Against Against
GLOCER
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For Against Against
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For Against Against
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For Against Against
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For Against Against
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For Against Against
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
TATLOCK
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. Mgmt For Against Against
WEEKS
15 ELECTION OF DIRECTOR: PETER C. Mgmt For Against Against
WENDELL
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Mgmt For Against Against
Board Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
AN INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Mgmt For For For
Gilmartin
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Eric Bolton, Jr. Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Grinalds Mgmt For For For
1.4 Elect Ralph Horn Mgmt For For For
1.5 Elect Simon Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt Abstain Against Against
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect Dennis Gershenson Mgmt For For For
1.3 Elect Kevin Habicht Mgmt For For For
1.4 Elect Richard Jennings Mgmt For For For
1.5 Elect Ted Lanier Mgmt For For For
1.6 Elect Robert Legler Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Robert Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Nationwide Health Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHP CUSIP 638620104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Doyle Mgmt For For For
1.2 Elect Richard Gilchrist Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
1.4 Elect Jeffrey Rush Mgmt For For For
1.5 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Clancy Mgmt For For For
1.2 Elect Robert Farrell Mgmt For For For
1.3 Elect Joseph Ficalora Mgmt For For For
1.4 Elect James O'Donovan Mgmt For For For
1.5 Elect Hanif Dahya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Robert Miller Mgmt For For For
1.8 Elect Richard O'Brien Mgmt For For For
1.9 Elect John Prescott Mgmt For For For
1.10 Elect Donald Roth Mgmt For For For
1.11 Elect James Taranik Mgmt For For For
1.12 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Abdoo Mgmt For For For
2 Elect Steven Beering Mgmt For For For
3 Elect Dennis Foster Mgmt For For For
4 Elect Mike Jesanis Mgmt For For For
5 Elect Marty Kittrell Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Deborah Parker Mgmt For For For
8 Elect Ian Rolland Mgmt For For For
9 Elect Robert Skaggs, Jr. Mgmt For For For
10 Elect Richard Thompson Mgmt For For For
11 Elect Carolyn Woo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- ------------------------------------------------------------------------------------------------------------------------
Nokia Corp
Ticker Security ID: Meeting Date Meeting Status
NOK CUSIP 654902204 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Mgmt For For For
Management Acts
4 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE MEMBERS OF THE BOARD OF
DIRECTORS.
5 RESOLUTION ON THE NUMBER OF Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For For For
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For For For
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
- ------------------------------------------------------------------------------------------------------------------------
Nu Skin Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nevin Anderson Mgmt For For For
1.2 Elect Daniel Campbell Mgmt For For For
1.3 Elect Jake Garn Mgmt For For For
1.4 Elect M. Truman Hunt Mgmt For For For
1.5 Elect Andrew Lipman Mgmt For For For
1.6 Elect Steven Lund Mgmt For For For
1.7 Elect Patricia Negron Mgmt For For For
1.8 Elect Thomas Pisano Mgmt For For For
1.9 Elect Blake Roney Mgmt For For For
1.10 Elect Sandra Tillotson Mgmt For For For
1.11 Elect David Ussery Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Report on Human Rights
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Franke Mgmt For For For
1.2 Elect Bernard Korman Mgmt For For For
2 Increase of Authorized Common Mgmt For Against Against
Stock
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Paccar Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect William Reed, Jr. Mgmt For For For
1.3 Elect Warren Staley Mgmt For For For
1.4 Elect Charles Williamson Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
THE ANNUAL ELECTION OF ALL
DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR VOTE THRESHOLD
- ------------------------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cheryl Beebe Mgmt For For For
1.2 Elect Henry Frigon Mgmt For For For
1.3 Elect Hasan Jameel Mgmt For For For
1.4 Elect Samuel Mencoff Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect Paul Stecko Mgmt For For For
1.7 Elect James Woodrum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Kenneth Berns Mgmt For For For
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director B. Thomas Golisano Mgmt For For For
2 Elect Director David J. S. Mgmt For For For
Flaschen
3 Elect Director Phillip Horsley Mgmt For For For
4 Elect Director Grant M. Inman Mgmt For For For
5 Elect Director Pamela A. Joseph Mgmt For For For
6 Elect Director Jonathan J. Judge Mgmt For For For
7 Elect Director Joseph M. Tucci Mgmt For For For
8 Elect Director Joseph M. Velli Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSO CUSIP 705015105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect David Arculus Mgmt For For For
4 Elect Terry Burns Mgmt For For For
5 Elect Patrick Cescau Mgmt For For For
6 Elect Rona Fairhead Mgmt For Against Against
7 Elect Robin Freestone Mgmt For For For
8 Elect Susan Fuhrman Mgmt For For For
9 Elect Kenneth Hydon Mgmt For For For
10 Elect John Makinson Mgmt For For For
11 Elect Glen Moreno Mgmt For For For
12 Elect Marjorie Scardino Mgmt For For For
13 Elect William Ethridge Mgmt For For For
14 Elect C.K. Prahalad Mgmt For For For
15 Directors' Remuneration Report Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Increase Authorised Mgmt For For For
Capital
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Amendments to Articles Regarding Mgmt For For For
Authorised Capital and Memorandum
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- ------------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Eunice Groark Mgmt For For For
1.4 Elect James Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Beverage Container
Recycling Program
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Petrobras Energia Participaciones SA
Ticker Security ID: Meeting Date Meeting Status
PZE CUSIP 71646M102 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE PERFORMANCE OF Mgmt For Abstain Against
SUSPENDED DIRECTORS.
2 Merger of Petrobras Energia S.A. Mgmt For Abstain Against
3 Merger Agreement and Supporting Mgmt For Abstain Against
Reports
4 APPROVAL OF THE COMPANY S Mgmt For Abstain Against
FINANCIAL STATEMENTS AS OF JUNE
30, 2008.
5 APPROVAL OF THE EXCHANGE RATIO IN Mgmt For Abstain Against
CONNECTION WITH THE MERGER.
6 DISSOLUTION OF THE COMPANY AS A Mgmt For Abstain Against
RESULT OF THE MERGER.
7 AUTHORIZATION FOR EXECUTION OF Mgmt For Abstain Against
THE DEFINITIVE MERGER AGREEMENT.
8 Authority to Carry Out Formalities Mgmt For Abstain Against
9 APPOINTMENT OF TWO SHAREHOLDERS Mgmt For For For
TO SIGN THE MINUTES.
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. Mgmt For For For
BURT
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE Mgmt For For For
J. HORNER
8 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE Mgmt For For For
NORA JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect C. Lee Cox Mgmt For For For
3 Elect Peter Darbee Mgmt For For For
4 Elect Maryellen Herringer Mgmt For For For
5 Elect Roger Kimmel Mgmt For For For
6 Elect Richard Meserve Mgmt For For For
7 Elect Forrest Miller Mgmt For For For
8 Elect Barbara Rambo Mgmt For For For
9 Elect Barry Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation in North Dakota
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rick Holley Mgmt For For For
2 Elect Robin Josephs Mgmt For For For
3 Elect John McDonald Mgmt For For For
4 Elect Robert McLeod Mgmt For For For
5 Elect John Morgan, Sr. Mgmt For For For
6 Elect John Scully Mgmt For For For
7 Elect Stephen Tobias Mgmt For For For
8 Elect Martin White Mgmt For For For
9 Adoption of Majority Vote for Mgmt For For For
Election of Directors
10 Amendment to Increase Ownership Mgmt For For For
Limit
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. Mgmt For For For
CHELLGREN
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For Against Against
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Goddard, III Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect David Stockert Mgmt For For For
1.4 Elect Herschel Bloom Mgmt For For For
1.5 Elect Walter Deriso, Jr. Mgmt For For For
1.6 Elect Russell French Mgmt For For For
1.7 Elect Dale Anne Reiss Mgmt For For For
1.8 Elect David Schwartz Mgmt For For For
1.9 Elect Stella Thayer Mgmt For For For
1.10 Elect Ronald de Waal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE Mgmt For For For
APPOINTMENT OF THE INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
KAUFMAN PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner, Jr. Mgmt For For For
1.3 Elect Dann Angeloff Mgmt For For For
1.4 Elect William Baker Mgmt For Withhold Against
1.5 Elect John Evans Mgmt For For For
1.6 Elect Tamara Hughes Gustavson Mgmt For For For
1.7 Elect Uri Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For
1.9 Elect Harvey Lenkin Mgmt For For For
1.10 Elect Gary Pruitt Mgmt For For For
1.11 Elect Daniel Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Questar Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For For For
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Mgmt For For For
Change in Board Size
4 Clarification of the Director Mgmt For For For
Liability Standard
5 Increase of Authorized Common Mgmt For Against Against
Stock
6 Amendment to Authorized Preferred Mgmt For Against Against
Stock
7 Amendment to the Long-Term Cash Mgmt For Against Against
Incentive Plan
8 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For For For
3 Elect Lee Chaden Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Judith Hamilton Mgmt For For For
6 Elect Susan Ivey Mgmt For For For
7 Elect Thomas Johnson Mgmt For For For
8 Elect John Pope Mgmt For For For
9 Elect Michael Riordan Mgmt For For For
10 Elect Oliver Sockwell Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainable Forestry Report
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Realty Income Corporation
Ticker Security ID: Meeting Date Meeting Status
O CUSIP 756109104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Allen Mgmt For For For
1.2 Elect Donald Cameron Mgmt For For For
1.3 Elect Priya Huskins Mgmt For For For
1.4 Elect Thomas Lewis Mgmt For For For
1.5 Elect Michael McKee Mgmt For For For
1.6 Elect Gregory McLaughlin Mgmt For For For
1.7 Elect Ronald Merriman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regal Entertainment Group
Ticker Security ID: Meeting Date Meeting Status
RGC CUSIP 758766109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Brymer Mgmt For For For
1.2 Elect Michael Campbell Mgmt For For For
1.3 Elect Alex Yemenidjian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regency Centers Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Stein, Jr. Mgmt For For For
1.2 Elect Raymond Bank Mgmt For For For
1.3 Elect C. Ronald Blankenship Mgmt For For For
1.4 Elect Alvin Carpenter Mgmt For For For
1.5 Elect J. Dix Druce Jr. Mgmt For For For
1.6 Elect Mary Lou Fiala Mgmt For For For
1.7 Elect Bruce Johnson Mgmt For For For
1.8 Elect Douglas Luke Mgmt For For For
1.9 Elect John Schweitzer Mgmt For For For
1.10 Elect Brian Smith Mgmt For For For
1.11 Elect Thomas Wattles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE W. Mgmt For For For
BRYAN
2 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
COOPER, SR.
3 ELECTION OF DIRECTOR: EARNEST W. Mgmt For For For
DEAVENPORT, JR.
4 ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For For
5 ELECTION OF DIRECTOR: O.B. Mgmt For For For
GRAYSON HALL, JR.
6 ELECTION OF DIRECTOR: CHARLES D. Mgmt For For For
MCCRARY
7 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
MALONE
8 ELECTION OF DIRECTOR: CLAUDE B. Mgmt For For For
NIELSEN
9 ELECTION OF DIRECTOR: C. DOWD Mgmt For For For
RITTER
10 NONBINDING STOCKHOLDER APPROVAL Mgmt For For For
OF EXECUTIVE COMPENSATION
11 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safety Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFT CUSIP 78648T100 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Manning Mgmt For For For
1.2 Elect David McKown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Senior Housing Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SNH CUSIP 81721M109 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Somers Mgmt For For For
1.2 Elect Barry Portnoy Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sherwin-Williams Co.
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For For For
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect David Hodnik Mgmt For For For
1.5 Elect Susan Kropf Mgmt For For For
1.6 Elect Gary McCullough Mgmt For For For
1.7 Elect A. Malachi Mixon, III Mgmt For For For
1.8 Elect Curtis Moll Mgmt For For For
1.9 Elect Richard Smucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Increase of Authorized Common Mgmt For For For
Stock
4 Delete or Change Obsolete or Mgmt For For For
Unnecessary Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Green Mgmt For For For
1.2 Elect John Alschuler, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker Security ID: Meeting Date Meeting Status
PCU CUSIP 84265V105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Genaro Larrea Mota-Velasco Mgmt For Withhold Against
1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against
1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.4 Elect Alfredo Perez Mgmt For Withhold Against
1.5 Elect Alberto de la Parra Zavala Mgmt For Withhold Against
1.6 Elect Xavier Garcia de Quevedo Mgmt For Withhold Against
Topete
1.7 Elect German Larrea Mota-Velasco Mgmt For Withhold Against
1.8 Elect Daniel Quintanilla Mgmt For Withhold Against
1.9 Elect Armando Ortega Gomez Mgmt For Withhold Against
1.10 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.11 Elect Gilberto Cifuentes Mgmt For For For
1.12 Elect Juan Rebolledo Gout Mgmt For Withhold Against
1.13 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Spectra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Campbell Mgmt For Withhold Against
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For Withhold Against
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
SUPERVALU, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVU CUSIP 868536103 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irwin Cohen Mgmt For For For
2 Elect Ronald Daly Mgmt For For For
3 Elect Lawrence Del Santo Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Craig Herkert Mgmt For For For
6 Elect Kathi Seifert Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Tobacco Sales
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules Mgmt For For For
of Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tanger Factory Outlet Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKT CUSIP 875465106 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanley K. Tanger Mgmt For For For
1.2 Elect Steven B. Tanger Mgmt For For For
1.3 Elect Jack Africk Mgmt For For For
1.4 Elect William G. Benton Mgmt For For For
1.5 Elect Bridget Ryan Berman Mgmt For For For
1.6 Elect Thomas Robinson Mgmt For For For
1.7 Elect Allan Schuman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Performance Mgmt For For For
Criteria Under the Incentive
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Taubman Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCO CUSIP 876664103 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Graham Allison Mgmt For For For
1.2 Elect Peter Karmanos, Jr. Mgmt For Withhold Against
1.3 Elect William Taubman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Black Mgmt For For For
1.2 Elect Sigismundus Lubsen Mgmt For For For
1.3 Elect Stuart Randle Mgmt For For For
1.4 Elect Harold Yoh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/25/2008 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joseph (Yosi) Nitzani as Mgmt For For For
External Director
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. Mgmt For For For
MACMILLAN
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. Mgmt For For For
TEMPLETON
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN
AND CEO.
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Mgmt For For For
Rodgers
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Rotate Annual Meeting Location ShrHldr Against Against For
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Timberland Co.
Ticker Security ID: Meeting Date Meeting Status
TBL CUSIP 887100105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sidney Swartz Mgmt For For For
1.2 Elect Jeffrey Swartz Mgmt For For For
1.3 Elect Ian Diery Mgmt For For For
1.4 Elect Irene Esteves Mgmt For For For
1.5 Elect John Fitzsimmons Mgmt For For For
1.6 Elect Virginia Kent Mgmt For For For
1.7 Elect Kenneth Lombard Mgmt For For For
1.8 Elect Edward Moneypenny Mgmt For For For
1.9 Elect Peter Moore Mgmt For For For
1.10 Elect Bill Shore Mgmt For For For
1.11 Elect Terdema Ussery, II Mgmt For For For
1.12 Elect Carden Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Employee Mgmt For For For
Stock Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Mgmt For For For
Executive Officers
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89151E109 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For Against Against
5 Retirement Benefits (Thierry Mgmt For Against Against
Desmarest and Christophe de
Margerie)
6 Severance Package (Christophe de Mgmt For Against Against
Margerie)
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For Against Against
9 Elect Daniel Bouton Mgmt For Against Against
10 Elect Bertrand Collomb Mgmt For Against Against
11 Elect Christophe de Margerie Mgmt For Against Against
12 Elect Michel Pebereau Mgmt For Against Against
13 Elect Patrick Artus Mgmt For For For
14 Amendment Regarding Mandatory Mgmt For For For
Board Retirement Age Limits
15 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation Disclosure
16 Shareholder Proposal Regarding Mgmt Against Against For
Election of Employee Shareholder
Representatives
17 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of Mgmt For For For
the Amended and Restated 2004
Stock Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Elimination of Supermajority Mgmt For For For
Voting Requirement
3 Increase in Registered Share Mgmt For For For
Capital
4 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Mgmt For For For
Association
9 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit Mgmt For Against Against
the Number of Shares that may be
Registered and/or Voted by a
Single Shareholder or Group to
15% of the Registered Share
Capital
13 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
14 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Incentive Plan
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME Mgmt For For For
OF TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 ADVISORY VOTE TO APPROVE Mgmt For For For
EXECUTIVE COMPENSATION PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------
UDR, INC.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Katherine Cattanach Mgmt For For For
1.2 Elect Eric Foss Mgmt For For For
1.3 Elect Robert Freeman Mgmt For For For
1.4 Elect Jon Grove Mgmt For For For
1.5 Elect James Klingbeil Mgmt For For For
1.6 Elect Robert Larson Mgmt For For For
1.7 Elect Thomas Oliver Mgmt For For For
1.8 Elect Lynne Sagalyn Mgmt For For For
1.9 Elect Mark Sandler Mgmt For For For
1.10 Elect Thomas Toomey Mgmt For For For
1.11 Elect Thomas Wajnert Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 1999 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
United Online, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNTD CUSIP 911268100 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Armstrong Mgmt For For For
1.2 Elect Dennis Holt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Valor Communications Group Inc
Ticker Security ID: Meeting Date Meeting Status
VCG CUSIP 97381W104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carol Armitage Mgmt For For For
1.2 Elect Samuel Beall, III Mgmt For For For
1.3 Elect Dennis Foster Mgmt For For For
1.4 Elect Francis Frantz Mgmt For For For
1.5 Elect Jeffrey Gardner Mgmt For For For
1.6 Elect Jeffrey Hinson Mgmt For For For
1.7 Elect Judy Jones Mgmt For For For
1.8 Elect William Montgomery Mgmt For For For
1.9 Elect Frank Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Advisory
Vote (Say on Pay)
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Ronald Geary Mgmt For For For
1.4 Elect Jay Gellert Mgmt For For For
1.5 Elect Robert Reed Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect James Shelton Mgmt For For For
1.8 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Roth Mgmt For Withhold Against
1.2 Elect Michael Fascitelli Mgmt For Withhold Against
1.3 Elect Russell Wight, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Vulcan Materials Company
Ticker Security ID: Meeting Date Meeting Status
VMC CUSIP 929160109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Franklin Mgmt For For For
1.2 Elect Richard O'Brien Mgmt For For For
1.3 Elect Donald Rice Mgmt For For For
1.4 Elect Phillip Farmer Mgmt For For For
1.5 Elect James Napier Mgmt For For For
2 2009 Executive Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
W.P. Carey & Co. LLC
Ticker Security ID: Meeting Date Meeting Status
WPC CUSIP 92930Y107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wm. Polk Carey Mgmt For For For
1.2 Elect Francis Carey Mgmt For For For
1.3 Elect Trevor Bond Mgmt For For For
1.4 Elect Nathaniel Coolidge Mgmt For For For
1.5 Elect Gordon DuGan Mgmt For For For
1.6 Elect Eberhard Faber, IV Mgmt For For For
1.7 Elect Benjamin Griswold, IV Mgmt For For For
1.8 Elect Lawrence Klein Mgmt For For For
1.9 Elect Karsten von Koller Mgmt For For For
1.10 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.11 Elect Charles Parente Mgmt For For For
1.12 Elect Reginald Winssinger Mgmt For For For
2 2009 Share Incentive Plan Mgmt For For For
3 2009 Non-Employee Directors' Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay for Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the
Form of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
IGER
6 ELECTION OF DIRECTOR: STEVEN P. Mgmt For For For
JOBS
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. Mgmt For For For
SMITH
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER ShrHoldr Against Against For
PROPOSAL RELATING TO DEATH
BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMI CUSIP 94106L109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark Mgmt For For For
3 Elect Patrick Gross Mgmt For For For
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
11 2009 Stock Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Supermajority
Voting
- ------------------------------------------------------------------------------------------------------------------------
Wausau Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
WPP CUSIP 943315101 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Watts Humphrey, Jr. Mgmt For For For
1.2 Elect San Orr, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weingarten Realty Investors
Ticker Security ID: Meeting Date Meeting Status
WRI CUSIP 948741103 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanford Alexander Mgmt For For For
1.2 Elect Andrew Alexander Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect Robert Cruikshank Mgmt For For For
1.5 Elect Melvin Dow Mgmt For For For
1.6 Elect Stephen Lasher Mgmt For For For
1.7 Elect Douglas Schnitzer Mgmt For For For
1.8 Elect C.Park Shaper Mgmt For For For
1.9 Elect Marc Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. Mgmt For For For
DEAN
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE
EXCELLENCE PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT ShrHoldr Against Against For
EACH DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Whitney Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
WTNY CUSIP 966612103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.R. Blossman, Jr. Mgmt For For For
1.2 Elect Angus Cooper II Mgmt For For For
1.3 Elect Terence Hall Mgmt For For For
1.4 Elect John Turner Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Williams Cos.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irl Engelhardt Mgmt For For For
2 Elect William Green Mgmt For For For
3 Elect W. R. Howell Mgmt For For For
4 Elect George Lorch Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Balanced Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH ShrHldr Against Abstain Against
CARE PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bachmann Mgmt For For For
1.2 Elect Michael Jeffries Mgmt For For For
1.3 Elect John Kessler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Survivor Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Accredo Health, Incorporated
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Lillis Mgmt For For For
2 Elect Williams Roper Mgmt For For For
3 Elect David Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Executive Annual Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ace Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP G0070K103 07/14/2008 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
ATIEH TO TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. Mgmt For For For
CIRILLO TO TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. Mgmt For For For
CROCKETT TO TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
NEFF TO TERM EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. Mgmt For For For
STUART TO TERM EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
HERNANDEZ TO TERM EXPIRING IN
2010.
7 ELECTION OF DIRECTOR: PETER Mgmt For For For
MENIKOFF TO TERM EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For For
TO TERM EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. Mgmt For For For
SMURFIT TO TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. Mgmt For For For
GREENBERG TO TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
KROL TO TERM EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN TO TERM EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER Mgmt For For For
STEIMER TO TERM EXPIRING IN 2011.
14 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
DE-REGISTRATION AMENDMENT ) TO
THE COMPANY S MEMORANDUM OF
ASSOCIATION AND ARTICLES OF
ASSOCIATION TO PERMIT THE
DEREGISTRATION OF THE COMPANY
FROM THE CAYMAN ISLANDS
15 APPROVAL OF THE AMENDMENT (THE Mgmt For For For
FINANCIAL STATEMENT AMENDMENT )
TO THE COMPANY S ARTICLES OF
ASSOCIATION TO REQUIRE THE
COMPANY TO PREPARE AND PROVIDE TO
SHAREHOLDERS NOT LESS THAN
ANNUALLY AN UNCONSOLIDATED
BALANCE SHEET OF THE COMPANY
16 APPROVAL OF AMENDMENTS TO THE Mgmt For For For
ARTICLES OF ASSOCIATION WHICH
WILL HAVE THE EFFECT OF
INCREASING THE PAR VALUE OF THE
ORDINARY SHARES FROM $0.041666667
TO AN AMOUNT IN SWISS FRANCS
EQUAL TO $11,000,000,000 DIVIDED
BY THE NUMBER OF OUR ORDINARY
SHARES
17 APPROVAL OF THE COMPANY S Mgmt For For For
DE-REGISTRATION FROM THE CAYMAN
ISLANDS AND CONTINUATION IN
SWITZERLAND (THE CONTINUATION )
18 APPROVAL OF THE NAME OF THE Mgmt For For For
COMPANY
19 APPROVAL OF THE CHANGE OF THE Mgmt For For For
PURPOSE OF THE COMPANY
20 APPROVAL OF THE REARRANGEMENT OF Mgmt For For For
THE COMPANY S EXISTING SHARE
CAPITAL
21 APPROVAL OF THE COMPANY S Mgmt For For For
ARTICLES OF ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION
GOVERNING THE COMPANY
23 CONFIRMATION OF THE PRINCIPAL Mgmt For For For
PLACE OF BUSINESS OF THE COMPANY
AS ZURICH, SWITZERLAND
24 RATIFY AUDITORS Mgmt For For For
25 APPROVAL OF THE COMPANY S 2004 Mgmt For For For
LONG-TERM INCENTIVE PLAN AS
AMENDED THROUGH THE FOURTH
AMENDMENT
26 RATIFY AUDITORS Mgmt For For For
27 APPROVAL OF PAYMENT OF A DIVIDEND Mgmt For For For
THROUGH A REDUCTION OF THE PAR
VALUE OF OUR SHARES IN AN AMOUNT
EQUAL TO THE SWISS FRANC
EQUIVALENT OF $0.87, CONVERTED
INTO SWISS FRANCS
- ------------------------------------------------------------------------------------------------------------------------
Adobe Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT K. BURGESS
2 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
CAROL MILLS
3 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
DANIEL ROSENSWEIG
4 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
ROBERT SEDGEWICK
5 ELECTION OF CLASS II DIRECTOR: Mgmt For For For
JOHN E. WARNOCK
6 Amendment to the 2003 Equity Mgmt For For For
Incentive Plan
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 02/18/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Stock and Warrants Mgmt For For For
Pursuant to Joint Venture
Agreement
- ------------------------------------------------------------------------------------------------------------------------
AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Samuel Bodman III Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect Kristina Johnson Mgmt For For For
1.4 Elect Tarun Khanna Mgmt For For For
1.5 Elect John Koskinen Mgmt For For For
1.6 Elect Philip Lader Mgmt For For For
1.7 Elect Sandra Moose Mgmt For For For
1.8 Elect John Morse, Jr. Mgmt For For For
1.9 Elect Philip Odeen Mgmt For For For
1.10 Elect Charles Rossotti Mgmt For For For
1.11 Elect Sven Sandstrom Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Affiliated Computer Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACS CUSIP 008190100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darwin Deason Mgmt For For For
1.2 Elect Lynn Blodgett Mgmt For For For
1.3 Elect Robert Druskin Mgmt For For For
1.4 Elect Kurt Krauss Mgmt For For For
1.5 Elect Ted Miller, Jr. Mgmt For For For
1.6 Elect Paul Sullivan Mgmt For For For
1.7 Elect Frank Varasano Mgmt For For For
2 Senior Executive Annual Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For For For
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For For For
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For For For
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Sullivan Mgmt For For For
1.2 Elect Robert Herbold Mgmt For For For
1.3 Elect Koh Boon Hwee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 THE APPROVAL OF THE AGILENT Mgmt For For For
TECHNOLOGIES, INC. 2009 STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Abdoo Mgmt For For For
1.2 Elect John Brinzo Mgmt For For For
1.3 Elect Dennis Cuneo Mgmt For For For
1.4 Elect William Gerber Mgmt For For For
1.5 Elect Bonnie Hill Mgmt For For For
1.6 Elect Robert Jenkins Mgmt For For For
1.7 Elect Ralph Michael, III Mgmt For For For
1.8 Elect Shirley Peterson Mgmt For For For
1.9 Elect James Thomson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect George Conrades Mgmt For For For
2 Elect Martin Coyne II Mgmt For For For
3 Elect Jill Greenthal Mgmt For For For
4 Elect Geoffrey Moore Mgmt For For For
5 2009 Stock Incentive Plan Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Allegheny Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYE CUSIP 017361106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Furlong Baldwin Mgmt For For For
2 Elect Eleanor Baum Mgmt For For For
3 Elect Paul Evanson Mgmt For For For
4 Elect Cyrus Freidheim, Jr. Mgmt For For For
5 Elect Julia Johnson Mgmt For For For
6 Elect Ted Kleisner Mgmt For For For
7 Elect Christopher Pappas Mgmt For For For
8 Elect Steven Rice Mgmt For For For
9 Elect Gunnar Sarsten Mgmt For For For
10 Elect Michael Sutton Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Incentive Plan Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect James Rohr Mgmt For Withhold Against
1.3 Elect Louis Thomas Mgmt For For For
1.4 Elect Barbara Jeremiah Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2 ELECTION OF DIRECTOR: ROBERT A. Mgmt For Against Against
INGRAM
3 ELECTION OF DIRECTOR: DAVID E.I. Mgmt For For For
PYOTT
4 ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Additional Animal Testing Disclosure
- ------------------------------------------------------------------------------------------------------------------------
Allied Waste Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 019589308 11/14/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Altera Corporation
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021441100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect Gregory Myers Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
9 Amendment to the 1987 Employee Mgmt For For For
Stock Purchase Plan
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Brown Mgmt For For For
4 Elect L. John Doerr Mgmt For For For
5 Elect William Gordon Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Thomas Ryder Mgmt For For For
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Brauer Mgmt For For For
1.2 Elect Susan Elliott Mgmt For For For
1.3 Elect Ellen Fitzsimmons Mgmt For For For
1.4 Elect Walter Galvin Mgmt For For For
1.5 Elect Gayle Jackson Mgmt For For For
1.6 Elect James Johnson Mgmt For For For
1.7 Elect Charles Mueller Mgmt For For For
1.8 Elect Douglas Oberhelman Mgmt For For For
1.9 Elect Gary Rainwater Mgmt For For For
1.10 Elect Harvey Saligman Mgmt For For For
1.11 Elect Patrick Stokes Mgmt For For For
1.12 Elect Thomas Voss Mgmt For For For
1.13 Elect Jack Woodard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against Against For
RELEASES FROM THE CALLAWAY PLANT.
- ------------------------------------------------------------------------------------------------------------------------
American Capital, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACAS CUSIP 02503Y103 02/19/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Authorization to Issue Shares Below Mgmt For For For
Net Asset Value
2 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph Crosby, Jr. Mgmt For For For
1.4 Elect Linda Goodspeed Mgmt For For For
1.5 Elect Thomas Hoaglin Mgmt For For For
1.6 Elect Lester Hudson, Jr. Mgmt For For For
1.7 Elect Michael Morris Mgmt For For For
1.8 Elect Lionel Nowell III Mgmt For For For
1.9 Elect Richard Sandor Mgmt For For For
1.10 Elect Kathryn Sullivan Mgmt For For For
1.11 Elect Sara Tucker Mgmt For For For
1.12 Elect John Turner Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
and Adoption of Majority Vote for
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: D.F. AKERSON Mgmt For For For
2 ELECTION OF DIRECTOR: C. BARSHEFSKY Mgmt For For For
3 ELECTION OF DIRECTOR: U.M. BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: P. CHERNIN Mgmt For For For
6 ELECTION OF DIRECTOR: J. LESCHLY Mgmt For For For
7 ELECTION OF DIRECTOR: R.C. LEVIN Mgmt For For For
8 ELECTION OF DIRECTOR: R.A. MCGINN Mgmt For For For
9 ELECTION OF DIRECTOR: E.D. MILLER Mgmt For For For
10 ELECTION OF DIRECTOR: S.S REINEMUND Mgmt For For For
11 ELECTION OF DIRECTOR: R.D. WALTER Mgmt For For For
12 ELECTION OF DIRECTOR: R.A. WILLIAMS Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION.
15 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
CUMULATIVE VOTING FOR DIRECTORS.
16 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874107 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Dennis Dammerman Mgmt For For For
2 Elect Harvey Golub Mgmt For For For
3 Elect Laurette Koellner Mgmt For For For
4 Elect Edward Liddy Mgmt For For For
5 Elect Christopher Lynch Mgmt For For For
6 Elect Arthur Martinez Mgmt For Against Against
7 Elect George Miles, Jr. Mgmt For Against Against
8 Elect Robert Miller Mgmt For For For
9 Elect Suzanne Nora Johnson Mgmt For For For
10 Elect Morris Offit Mgmt For For For
11 Elect Douglas Steenland Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Increase of Authorized Common Stock Mgmt For For For
14 Reverse Stock Split Mgmt For For For
15 Increase of Preferred Stock Mgmt For Against Against
16 Amendment to Preferred Stock Mgmt For Against Against
17 Amendment to the Certificate of Mgmt For For For
Incorporation to Eliminate
Restrictions on the Pledging of
Assets
18 Ratification of Auditor Mgmt For Against Against
19 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
21 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 029912201 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Raymond Dolan Mgmt For For For
2 Elect Ronald Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn Reed Mgmt For For For
6 Elect Pamela Reeve Mgmt For For For
7 Elect David Sharbutt Mgmt For For For
8 Elect James Taiclet, Jr. Mgmt For For For
9 Elect Samme Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WARREN D. Mgmt For For For
KNOWLTON
2 ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
SHARPE, JR.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD C. Mgmt For For For
GOZON
2 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For
LONG
3 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2002 Management Mgmt For For For
Stock Incentive Plan
6 STOCKHOLDER PROPOSAL TO REDEEM ShrHldr Against For Against
COMPANY S POISON PILL.
- ------------------------------------------------------------------------------------------------------------------------
Amgen Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Jepsen Mgmt For For For
1.2 Elect John Lord Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Executive Incentive Plan Mgmt For For For
4 2009 Stock Purchase and Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allison, Jr. Mgmt For For For
2 Elect Peter Fluor Mgmt For For For
3 Elect John Poduska, Sr. Mgmt For For For
4 Elect Paula Reynolds Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Champy Mgmt For For For
2 Elect Yves-Andre Istel Mgmt For For For
3 Elect Neil Novich Mgmt For For For
4 Elect Kenton Sicchitano Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal to Declassify ShrHldr Against For Against
the Board
- ------------------------------------------------------------------------------------------------------------------------
Anheuser-Busch Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABI CUSIP 035229103 11/12/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Mgmt For For For
Compensation Plan
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Aon Corporation
Ticker Security ID: Meeting Date Meeting Status
AOC CUSIP 037389103 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lester Knight Mgmt For For For
2 Elect Gregory Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Edgar Jannotta Mgmt For For For
5 Elect Jan Kalff Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect R. Eden Martin Mgmt For For For
8 Elect Andrew McKenna Mgmt For For For
9 Elect Robert Morrison Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect Richard Notebaert Mgmt For For For
12 Elect John Rogers, Jr. Mgmt For For For
13 Elect Gloria Santona Mgmt For For For
14 Elect Carolyn Woo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Bohen Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Abstain For Against
Majority Vote for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Campbell Mgmt For Withhold Against
1.2 Elect Millard Drexler Mgmt For Withhold Against
1.3 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.4 Elect Steven Jobs Mgmt For Withhold Against
1.5 Elect Andrea Jung Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Eric Schmidt Mgmt For Withhold Against
1.8 Elect Jerome York Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
3 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
4 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
5 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Applied Biosystems Inc.
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 038149100 10/28/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Stephen Forrest Mgmt For For For
1.3 Elect Philip Gerdine Mgmt For For For
1.4 Elect Thomas Iannotti Mgmt For For For
1.5 Elect Alexander Karsner Mgmt For For For
1.6 Elect Charles Liu Mgmt For For For
1.7 Elect Gerhard Parker Mgmt For For For
1.8 Elect Dennis Powell Mgmt For For For
1.9 Elect Willem Roelandts Mgmt For For For
1.10 Elect James Rogers Mgmt For Withhold Against
1.11 Elect Michael Splinter Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/06/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director George W. Buckley Mgmt For For For
2 Elect Director Mollie Hale Carter Mgmt For For For
3 Elect Director Victoria F. Haynes Mgmt For Against Against
4 Elect Director Antonio Maciel Neto Mgmt For Against Against
5 Elect Director Patrick J. Moore Mgmt For For For
6 Elect Director M. Brian Mulroney Mgmt For For For
7 Elect Director Thomas F. O Neill Mgmt For Against Against
8 Elect Director Kelvin R. Westbrook Mgmt For Against Against
9 Elect Director Patricia A. Woertz Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Adopt ILO Based Code of Conduct ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Koch Mgmt For For For
1.2 Elect H. Carroll Mackin Mgmt For For For
1.3 Elect Robert Pollock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHldr Against Against For
20 CUMULATIVE VOTING. ShrHldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHldr Against Against For
23 PENSION CREDIT POLICY. ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carl Bass Mgmt For For For
2 Elect Crawford Beveridge Mgmt For For For
3 Elect J. Hallam Dawson Mgmt For For For
4 Elect Per-Kristian Halvorsen Mgmt For For For
5 Elect Sean Maloney Mgmt For For For
6 Elect Elizabeth Nelson Mgmt For For For
7 Elect Charles Robel Mgmt For For For
8 Elect Steven West Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 2010 Outside Directors' Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Gregory D. Brenneman Mgmt For For For
1.2 Elect Director Leslie A. Brun Mgmt For For For
1.3 Elect Director Gary C. Butler Mgmt For For For
1.4 Elect Director Leon G. Cooperman Mgmt For For For
1.5 Elect Director Eric C. Fast Mgmt For For For
1.6 Elect Director R. Glenn Hubbard Mgmt For For For
1.7 Elect Director John P. Jones Mgmt For For For
1.8 Elect Director Frederic V. Malek Mgmt For For For
1.9 Elect Director Charles H. Noski Mgmt For For For
1.10 Elect Director Sharon T. Rowlands Mgmt For For For
1.11 Elect Director Gregory L. Summe Mgmt For For For
1.12 Elect Director Henry Taub Mgmt For For For
2 Approve Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Grusky Mgmt For For For
1.2 Elect Mike Jackson Mgmt For Withhold Against
1.3 Elect Rick Burdick Mgmt For Withhold Against
1.4 Elect William Crowley Mgmt For Withhold Against
1.5 Elect David Edelson Mgmt For For For
1.6 Elect Kim Goodman Mgmt For For For
1.7 Elect Michael Maroone Mgmt For Withhold Against
1.8 Elect Carlos Migoya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William C. Crowley Mgmt For For For
1.2 Elect Director Sue E. Gove Mgmt For For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For For
1.4 Elect Director Robert R. Grusky Mgmt For For For
1.5 Elect Director J.R. Hyde, III Mgmt For For For
1.6 Elect Director W. Andrew McKenna Mgmt For For For
1.7 Elect Director George R. Mrkonic, Mgmt For For For
Jr.
1.8 Elect Director Luis P. Nieto Mgmt For For For
1.9 Elect Director William C. Rhodes, Mgmt For For For
III
1.10 Elect Director Theodore W. Ullyot Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AvalonBay Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For For For
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect Peter Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 2009 Stock Option and Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For For
2 ELECTION OF DIRECTOR: DAVID E.I. Mgmt For For For
PYOTT
3 ELECTION OF DIRECTOR: DEAN A. Mgmt For For For
SCARBOROUGH
4 ELECTION OF DIRECTOR: JULIA A. Mgmt For For For
STEWART
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE SENIOR EXECUTIVE Mgmt For For For
ANNUAL INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Avon Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Don Cornwell Mgmt For For For
1.2 Elect Edward Fogarty Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Fred Hassan Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Maria Lagomasino Mgmt For For For
1.7 Elect Ann Moore Mgmt For For For
1.8 Elect Paul Pressler Mgmt For For For
1.9 Elect Gary Rodkin Mgmt For For For
1.10 Elect Paula Stern Mgmt For For For
1.11 Elect Lawrence Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Nanomaterial Report
- ------------------------------------------------------------------------------------------------------------------------
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 STOCKHOLDER PROPOSAL NO. 1 ShrHldr Against Against For
REGARDING CALLING SPECIAL
SHAREOWNERS MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alspaugh Mgmt For Withhold Against
1.2 Elect R. David Hoover Mgmt For Withhold Against
1.3 Elect Jan Nicholson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO DECLASSIFY THE BOARD OF ShrHldr Against For Against
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT ShrHldr Against Against For
BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHldr Against Abstain Against
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issue Shares in Connection with Mgmt For For For
Acquisition
2 Amend Omnibus Stock Plan Mgmt For For For
3 Increase Authorized Common Stock Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank Of New York Mellon Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For For For
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT ShrHldr Against For Against
TO CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
- ------------------------------------------------------------------------------------------------------------------------
Barr Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 068306109 11/21/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect Anna Cablik Mgmt For For For
1.4 Elect Nelle Chilton Mgmt For For For
1.5 Elect Ronald Deal Mgmt For For For
1.6 Elect Tom Efird Mgmt For For For
1.7 Elect Barry Fitzpatrick Mgmt For For For
1.8 Elect L. Vincent Hackley Mgmt For For For
1.9 Elect Jane Helm Mgmt For For For
1.10 Elect John Howe, III Mgmt For For For
1.11 Elect Kelly King Mgmt For For For
1.12 Elect James Maynard Mgmt For For For
1.13 Elect Albert McCauley Mgmt For For For
1.14 Elect J. Holmes Morrison Mgmt For For For
1.15 Elect Nido Qubein Mgmt For For For
1.16 Elect Thomas Thompson Mgmt For For For
1.17 Elect Stephen Williams Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887 02/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AMENDMENT TO BD S RESTATED Mgmt For For For
CERTIFICATE OF INCORPORATION.
4 AMENDMENT TO THE 2004 EMPLOYEE AND Mgmt For For For
DIRECTOR EQUITY-BASED COMPENSATION
PLAN.
5 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
PERFORMANCE GOALS.
6 SPECIAL SHAREHOLDER MEETINGS. ShrHldr Against For Against
7 CUMULATIVE VOTING. ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Warren Eisenberg Mgmt For For For
1.2 Elect Leonard Feinstein Mgmt For For For
1.3 Elect Steven Temares Mgmt For For For
1.4 Elect Dean Adler Mgmt For For For
1.5 Elect Stanley Barshay Mgmt For For For
1.6 Elect Klaus Eppler Mgmt For For For
1.7 Elect Patrick Gaston Mgmt For For For
1.8 Elect Jordan Heller Mgmt For For For
1.9 Elect Victoria Morrison Mgmt For For For
1.10 Elect Fran Stoller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Express Mgmt For For For
Supermajority Vote Requirement
5 Elimination of Statutory Mgmt For For For
Supermajority Vote Requirement
6 Amendment to the 2004 Incentive Mgmt For For For
Compensation Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/03/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Warren Eisenberg Mgmt For For For
1.2 Elect Director Leonard Feinstein Mgmt For For For
1.3 Elect Director Dean S. Adler Mgmt For Withhold Against
1.4 Elect Director Stanley F. Barshay Mgmt For For For
1.5 Elect Director Patrick R. Gaston Mgmt For For For
1.6 Elect Director Jordan Heller Mgmt For For For
1.7 Elect Director Robert S. Kaplan Mgmt For For For
1.8 Elect Director Victoria A. Morrison Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Shareholder Proposal Regarding a ShrHldr Against Against For
Report on Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Stock Mgmt For For For
and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article
IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain Stock
Repurchases from Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend Article X
- ------------------------------------------------------------------------------------------------------------------------
Big Lots, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIG CUSIP 089302103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Berger Mgmt For For For
1.2 Elect Steven Fishman Mgmt For For For
1.3 Elect Peter Hayes Mgmt For For For
1.4 Elect David Kollat Mgmt For For For
1.5 Elect Brenda Lauderback Mgmt For For For
1.6 Elect Philip Mallott Mgmt For For For
1.7 Elect Russell Solt Mgmt For For For
1.8 Elect James Tener Mgmt For For For
1.9 Elect Dennis Tishkoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Biogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alexander Denner ShrHldr N/A TNA N/A
1.2 Elect Richard Mulligan ShrHldr N/A TNA N/A
1.3 Elect Thomas Deuel ShrHldr N/A TNA N/A
1.4 Elect David Sidransky ShrHldr N/A TNA N/A
2 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Board Size
3 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Reincorporation to North Dakota
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 Adoption of Majority Vote for ShrHldr N/A TNA N/A
Election of Directors
- ------------------------------------------------------------------------------------------------------------------------
Biogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lawrence Best Mgmt For For For
1.2 Elect Alan Glassberg Mgmt For For For
1.3 Elect Robert Pangia Mgmt For For For
1.4 Elect William Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Board Size
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Black & Decker Corp.
Ticker Security ID: Meeting Date Meeting Status
BDK CUSIP 091797100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nolan Archibald Mgmt For Withhold Against
1.2 Elect Norman Augustine Mgmt For Withhold Against
1.3 Elect Barbara Bowles Mgmt For Withhold Against
1.4 Elect George Buckley Mgmt For Withhold Against
1.5 Elect M. Anthony Burns Mgmt For Withhold Against
1.6 Elect Kim Clark Mgmt For Withhold Against
1.7 Elect Manuel Fernandez Mgmt For Withhold Against
1.8 Elect Benjamin Griswold, IV Mgmt For Withhold Against
1.9 Elect Anthony Luiso Mgmt For Withhold Against
1.10 Elect Robert Ryan Mgmt For Withhold Against
1.11 Elect Mark Willes Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
BMC Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMC CUSIP 055921100 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director B. Garland Cupp Mgmt For For For
1.2 Elect Director Robert E. Beauchamp Mgmt For For For
1.3 Elect Director Jon E. Barfield Mgmt For For For
1.4 Elect Director Gary Bloom Mgmt For For For
1.5 Elect Director Meldon K. Gafner Mgmt For For For
1.6 Elect Director P. Thomas Jenkins Mgmt For For For
1.7 Elect Director Louis J. Lavigne, Jr. Mgmt For For For
1.8 Elect Director Kathleen A. O'Neil Mgmt For For For
1.9 Elect Director Tom C. Tinsley Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Boston Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frederick Iseman Mgmt For Withhold Against
1.2 Elect Edward Linde Mgmt For Withhold Against
1.3 Elect David Twardock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Abele Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Marye Anne Fox Mgmt For For For
4 Elect Ray Groves Mgmt For For For
5 Elect Kristina Johnson Mgmt For Against Against
6 Elect Ernest Mario Mgmt For Against Against
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Pete Nicholas Mgmt For For For
9 Elect John Pepper Mgmt For For For
10 Elect Uwe Reinhardt Mgmt For For For
11 Elect Warren Rudman Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Elect James Tobin Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Farinsky Mgmt For For For
1.2 Elect Nancy Handel Mgmt For For For
1.3 Elect Eddy Hartenstein Mgmt For For For
1.4 Elect John Major Mgmt For For For
1.5 Elect Scott McGregor Mgmt For For For
1.6 Elect William Morrow Mgmt For For For
1.7 Elect Robert Switz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Burlington Northern Santa Fe Corporation
Ticker Security ID: Meeting Date Meeting Status
BNI CUSIP 12189T104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For For For
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. Mgmt For For For
WHITACRE, JR.
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE ShrHldr Against Against For
PAY.
14 PROPOSAL REGARDING SPECIAL ShrHldr Against Against For
SHAREOWNER MEETINGS.
15 PROPOSAL REGARDING REPORT ON ShrHldr Against Against For
POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Stake Mgmt For For For
2 Elect John Wiehoff Mgmt For For For
3 Change in Board Size Range Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
C.R. Bard, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For For For
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Mgmt For For For
Plan
3 Amendment to the 2003 Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CA Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 09/09/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Raymond J. Bromark Mgmt For For For
2 Elect Director Alfonse M. D'Amato Mgmt For For For
3 Elect Director Gary J. Fernandes Mgmt For For For
4 Elect Director Robert E. La Blanc Mgmt For For For
5 Elect Director Christopher B. Mgmt For For For
Lofgren
6 Elect Director William E. McCracken Mgmt For For For
7 Elect Director John A. Swainson Mgmt For For For
8 Elect Director Laura S. Unger Mgmt For For For
9 Elect Director Arthur F. Weinbach Mgmt For For For
10 Elect Director Ron Zambonini Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RHYS J. BEST Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT KELLEY Mgmt For For For
3 ELECTION OF DIRECTOR: P. DEXTER Mgmt For For For
PEACOCK
4 Increase of Authorized Common Stock Mgmt For For For
5 Amendment to the 2004 Incentive Plan Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Baker Cunningham Mgmt For For For
1.2 Elect Sheldon Erikson Mgmt For For For
1.3 Elect Douglas Foshee Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Campbell Soup Co.
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edmund M. Carpenter Mgmt For For For
1.2 Elect Director Paul R. Charron Mgmt For For For
1.3 Elect Director Douglas R. Conant Mgmt For For For
1.4 Elect Director Bennett Dorrance Mgmt For For For
1.5 Elect Director Harvey Golub Mgmt For For For
1.6 Elect Director Randall W. Larrimore Mgmt For For For
1.7 Elect Director Mary Alice D. Malone Mgmt For For For
1.8 Elect Director Sara Mathew Mgmt For For For
1.9 Elect Director David C. Patterson Mgmt For For For
1.10 Elect Director Charles R. Perrin Mgmt For For For
1.11 Elect Director A. Barry Rand Mgmt For For For
1.12 Elect Director George Strawbridge, Mgmt For For For
Jr.
1.13 Elect Director Les C. Vinney Mgmt For For For
1.14 Elect Director Charlotte C. Weber Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
FAIRBANK
2 ELECTION OF DIRECTOR: E.R. CAMPBELL Mgmt For For For
3 ELECTION OF DIRECTOR: BRADFORD H. Mgmt For For For
WARNER
4 ELECTION OF DIRECTOR: STANLEY Mgmt For For For
WESTREICH
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2004 Stock Mgmt For For For
Incentive Plan
7 ADVISORY APPROVAL OF CAPITAL ONE S Mgmt For For For
NAMED EXECUTIVE OFFICER
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 06/23/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Option Exchange Program Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Colleen F. Arnold Mgmt For For For
1.2 Elect Director R. Kerry Clark Mgmt For For For
1.3 Elect Director Calvin Darden Mgmt For For For
1.4 Elect Director John F. Finn Mgmt For For For
1.5 Elect Director Philip L. Francis Mgmt For For For
1.6 Elect Director Gregory B. Kenny Mgmt For For For
1.7 Elect Director J. Michael Losh Mgmt For For For
1.8 Elect Director John B. McCoy Mgmt For For For
1.9 Elect Director Richard C. Notebaert Mgmt For For For
1.10 Elect Director Michael D. O'Halleran Mgmt For For For
1.11 Elect Director David W. Raisbeck Mgmt For For For
1.12 Elect Director Jean G. Spaulding Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Eliminate Cumulative Voting Mgmt For For For
5 Require Advance Notice for Mgmt For For For
Shareholder Proposals/Nominations
6 Amend Articles of Incorporation to Mgmt For For For
State that Common Shares Have No
Stated Capital
7 Amend Omnibus Stock Plan Mgmt For For For
8 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
9 Performance-Based and/or Time-Based ShrHldr Against For Against
Equity Awards
- ------------------------------------------------------------------------------------------------------------------------
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Micky Arison Mgmt For For For
1.2 Elect Richard Capen, Jr. Mgmt For For For
1.3 Elect Robert Dickinson Mgmt For For For
1.4 Elect Arnold Donald Mgmt For For For
1.5 Elect Pier Foschi Mgmt For For For
1.6 Elect Howard Frank Mgmt For For For
1.7 Elect Richard Glasier Mgmt For For For
1.8 Elect Modesto Maidique Mgmt For Withhold Against
1.9 Elect Sir John Parker Mgmt For Withhold Against
1.10 Elect Peter Ratcliffe Mgmt For For For
1.11 Elect Stuart Subotnick Mgmt For For For
1.12 Elect Laura Weil Mgmt For For For
1.13 Elect Randall Weisenburger Mgmt For For For
1.14 Elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For For For
6 Authority to Increase Authorised Mgmt For For For
Capital
7 TO ADOPT THE AMENDED AND RESTATED Mgmt For Against Against
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 Further Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Catellus Development Corporation
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Feinberg Mgmt For For For
1.2 Elect George Fotiades Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect Lawrence Jackson Mgmt For For For
1.5 Elect Donald Jacobs Mgmt For For For
1.6 Elect Walter Rakowich Mgmt For For For
1.7 Elect D. Michael Steuert Mgmt For For For
1.8 Elect J. Andre Teixeira Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
1.10 Elect Andrea Zulberti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Foreign Military Sales
6 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
CB Richard Ellis Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBG CUSIP 12497T101 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Blum Mgmt For For For
2 Elect Patrice Daniels Mgmt For For For
3 Elect Curtis Feeny Mgmt For For For
4 Elect Bradford Freeman Mgmt For For For
5 Elect Michael Kantor Mgmt For For For
6 Elect Frederic Malek Mgmt For For For
7 Elect Jane Su Mgmt For For For
8 Elect Brett White Mgmt For For For
9 Elect Gary Wilson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 APPROVAL OF THE OPTION EXCHANGE Mgmt For Against Against
PROGRAM
13 Increase in Authorized Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sol Barer Mgmt For For For
1.2 Elect Robert Hugin Mgmt For For For
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
1.9 Elect Walter Robb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Voting for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DERRILL CODY Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL P. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
MCCLANAHAN
4 ELECTION OF DIRECTOR: ROBERT T. O Mgmt For For For
CONNELL
5 ELECTION OF DIRECTOR: SUSAN O. Mgmt For For For
RHENEY
6 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
SHANNON
7 Ratification of Auditor Mgmt For For For
8 APPROVE THE CENTERPOINT ENERGY, Mgmt For For For
INC. 2009 LONG TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Centex Corporation
Ticker Security ID: Meeting Date Meeting Status
CTX CUSIP 152312104 07/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barbara T. Alexander Mgmt For For For
1.2 Elect Director Timothy R. Eller Mgmt For For For
1.3 Elect Director James J. Postl Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Articles of Incorporation to Mgmt For For For
Remove Certain Provisions
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Amend Omnibus Stock Plan Mgmt For For For
6 Amend Omnibus Stock Plan Mgmt For For For
7 Adopt Greenhouse Gas Goals for ShrHldr Against Against For
Products and Operations
8 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
CenturyTel, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Nichols Mgmt For For For
1.2 Elect Harvey Perry Mgmt For For For
1.3 Elect Jim Reppond Mgmt For For For
1.4 Elect Joseph Zimmel Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Network Management Practices
- ------------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN A. ShrHldr N/A TNA N/A
FURBACHER
2 ELECTION OF DIRECTOR: DAVID R. ShrHldr N/A TNA N/A
HARVEY
3 ELECTION OF DIRECTOR: JOHN D. ShrHldr N/A TNA N/A
JOHNSON
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 TO APPROVE CF INDUSTRIES HOLDINGS, ShrHldr N/A TNA N/A
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 04/21/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Furbacher Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect John Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE CF INDUSTRIES HOLDINGS, Mgmt For Against Against
INC. S 2009 EQUITY AND INCENTIVE
PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Charles Schwab Corp.
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger II Mgmt For For For
3 Elect C. Preston Butcher Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
5 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffins)
6 Shareholder Proposal Regarding ShrHldr Against Against For
Corporate Executive Bonus Plan
- ------------------------------------------------------------------------------------------------------------------------
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Davidson Mgmt For Withhold Against
1.2 Elect V. Burns Hargis Mgmt For Withhold Against
1.3 Elect Charles Maxwell Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
20 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For For
2 ELECTION OF DIRECTOR: SHEILA P. Mgmt For For For
BURKE
3 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
4 ELECTION OF DIRECTOR: JOEL J. COHEN Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
FINNEGAN
6 ELECTION OF DIRECTOR: KLAUS J. Mgmt For For For
MANGOLD
7 ELECTION OF DIRECTOR: MARTIN G. Mgmt For For For
MCGUINN
8 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For For
SMALL
9 ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For For
10 ELECTION OF DIRECTOR: DANIEL E. Mgmt For For For
SOMERS
11 ELECTION OF DIRECTOR: KAREN HASTIE Mgmt For For For
WILLIAMS
12 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
ZIMMERMAN
13 ELECTION OF DIRECTOR: ALFRED W. Mgmt For For For
ZOLLAR
14 Long-Term Incentive Plan (2009) Mgmt For Against Against
15 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For For
& YOUNG LLP AS INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
STEPHEN P. BRADLEY, PH.D.
2 ELECTION OF CLASS III DIRECTOR: Mgmt For For For
BRUCE L. CLAFLIN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: H. EDWARD Mgmt For For For
HANWAY
2 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PARTRIDGE
3 ELECTION OF DIRECTOR: JAMES E. Mgmt For For For
ROGERS
4 ELECTION OF DIRECTOR: ERIC C. Mgmt For For For
WISEMAN
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cincinnati Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CINF CUSIP 172062101 05/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Benoski Mgmt For For For
1.2 Elect William Bahl Mgmt For For For
1.3 Elect Gretchen Price Mgmt For For For
1.4 Elect John Schiff, Jr. Mgmt For For For
1.5 Elect Kenneth Stecher Mgmt For For For
1.6 Elect E. Anthony Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Incentive Compensation Plan Mgmt For For For
of 2009
4 Directors' Stock Plan of 2009 Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Cintas Corporation
Ticker Security ID: Meeting Date Meeting Status
CTAS CUSIP 172908105 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Gerald S. Adolph Mgmt For Against Against
2 Elect Director Paul R. Carter Mgmt For Against Against
3 Elect Director Gerald V. Dirvin Mgmt For Against Against
4 Elect Director Richard T. Farmer Mgmt For For For
5 Elect Director Scott D. Farmer Mgmt For For For
6 Elect Director Joyce Hergenhan Mgmt For Against Against
7 Elect Director Robert J. Kohlhepp Mgmt For For For
8 Elect Director David C. Phillips Mgmt For Against Against
9 Elect Director Ronald W. Tysoe Mgmt For For For
10 Ratify Auditors Mgmt For For For
11 Require Independent Board Chairman ShrHldr Against For Against
12 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Carol A. Bartz Mgmt For For For
2 Elect Director M. Michele Burns Mgmt For For For
3 Elect Director Michael D. Capellas Mgmt For For For
4 Elect Director Larry R. Carter Mgmt For For For
5 Elect Director John T. Chambers Mgmt For For For
6 Elect Director Brian L. Halla Mgmt For For For
7 Elect Director John L. Hennessy Mgmt For For For
8 Elect Director Richard M. Kovacevich Mgmt For For For
9 Elect Director Roderick C. McGeary Mgmt For For For
10 Elect Director Michael K. Powell Mgmt For For For
11 Elect Director Steven M. West Mgmt For For For
12 Elect Director Jerry Yang Mgmt For Against Against
13 Ratify Auditors Mgmt For For For
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Internet Fragmentation ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For For
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. O Mgmt For For For
NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For For
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
24 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Citrix Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTXS CUSIP 177376100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Bogan Mgmt For For For
2 Elect Nancy Caldwell Mgmt For For For
3 Elect Gary Morin Mgmt For For For
4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For
INCENTIVE PLAN
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For For For
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Mgmt For For For
Stock Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 08/18/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Increase in Size of Board Mgmt For For For
2 Issue Shares in Connection with Mgmt For For For
Acquisition
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Merribel Ayres Mgmt For For For
1.2 Elect Jon Barfield Mgmt For For For
1.3 Elect Richard Gabrys Mgmt For For For
1.4 Elect David Joos Mgmt For For For
1.5 Elect Philip Lochner, Jr. Mgmt For For For
1.6 Elect Michael Monahan Mgmt For For For
1.7 Elect Joseph Paquette Jr. Mgmt For For For
1.8 Elect Percy Pierre Mgmt For For For
1.9 Elect Kenneth Way Mgmt For For For
1.10 Elect Kenneth Whipple Mgmt For For For
1.11 Elect John Yasinsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Performance Mgmt For For For
Incentive Stock Plan
4 Approval of Performance Measures in Mgmt For For For
Bonus Plan
5 Adoption of Majority Vote for Mgmt For For For
Election of Directors
- ------------------------------------------------------------------------------------------------------------------------
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lew Frankfort Mgmt For For For
1.2 Elect Director Susan Kropf Mgmt For Withhold Against
1.3 Elect Director Gary Loveman Mgmt For Withhold Against
1.4 Elect Director Ivan Menezes Mgmt For Withhold Against
1.5 Elect Director Irene Miller Mgmt For Withhold Against
1.6 Elect Director Keith Monda Mgmt For For For
1.7 Elect Director Michael Murphy Mgmt For Withhold Against
1.8 Elect Director Jide Zeitlin Mgmt For Withhold Against
2 Amend Executive Incentive Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co.
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
ALLEN
2 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
ALLEN
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: ALEXIS M. Mgmt For Against Against
HERMAN
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. Mgmt For For For
KEOUGH
8 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13 ELECTION OF DIRECTOR: JACOB Mgmt For For For
WALLENBERG
14 ELECTION OF DIRECTOR: JAMES B. Mgmt For For For
WILLIAMS
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN ShrHldr Against Against For
INDEPENDENT BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A ShrHldr Against Abstain Against
BOARD COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING ShrHldr Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 191219104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Donna James Mgmt For For For
1.3 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Severance
Agreements
4 SHAREOWNER PROPOSAL REGARDING ShrHldr Against Abstain Against
HEALTH CARE REFORM.
- ------------------------------------------------------------------------------------------------------------------------
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 2009 Incentive Compensation Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For For For
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For For For
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHldr Against Against For
Approval of Survivor Benefits
(Golden Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHldr Against For Against
Recapitalization Plan
- ------------------------------------------------------------------------------------------------------------------------
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For Against Against
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Computer Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Irving W. Bailey, II Mgmt For For For
1.2 Elect Director David J. Barram Mgmt For Withhold Against
1.3 Elect Director Stephen L. Baum Mgmt For Withhold Against
1.4 Elect Director Rodney F. Chase Mgmt For Withhold Against
1.5 Elect Director Judith R. Haberkorn Mgmt For For For
1.6 Elect Director Michael W. Laphen Mgmt For For For
1.7 Elect Director F. Warren McFarlan Mgmt For For For
1.8 Elect Director Chong Sup Park Mgmt For For For
1.9 Elect Director Thomas H. Patrick Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Compuware Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/26/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Directors Dennis W. Archer Mgmt For For For
1.2 Elect Directors Gurminder S. Bedi Mgmt For For For
1.3 Elect Directors William O. Grabe Mgmt For For For
1.4 Elect Directors William R. Halling Mgmt For For For
1.5 Elect Directors Peter Karmanos, Jr Mgmt For For For
1.6 Elect Directors Faye Alexander Mgmt For For For
Nelson
1.7 Elect Directors Glenda D. Price Mgmt For For For
1.8 Elect Directors W. James Prowse Mgmt For For For
1.9 Elect Directors G. Scott Romney Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive Plan
16 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
18 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For For For
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE
PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding ShrHldr Against Against For
Early Disclosure of Voting Results
of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kevin Burke Mgmt For Against Against
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For Against Against
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For Against Against
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For Against Against
10 Elect Eugene McGrath Mgmt For Against Against
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
- ------------------------------------------------------------------------------------------------------------------------
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ.B CUSIP 21036P108 07/17/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Barry A. Fromberg Mgmt For For For
1.2 Elect Director Jeananne K. Hauswald Mgmt For For For
1.3 Elect Director James A. Locke III Mgmt For Withhold Against
1.4 Elect Director Thomas C. McDermott Mgmt For For For
1.5 Elect Director Peter M. Perez Mgmt For For For
1.6 Elect Director Richard Sands Mgmt For For For
1.7 Elect Director Robert Sands Mgmt For For For
1.8 Elect Director Paul L. Smith Mgmt For For For
1.9 Elect Director Peter H. Soderberg Mgmt For For For
1.10 Elect Director Mark Zupan Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Yves de Balmann Mgmt For For For
2 Elect Ann Berzin Mgmt For For For
3 Elect James Brady Mgmt For For For
4 Elect James Curtiss Mgmt For For For
5 Elect Freeman Hrabowski, III Mgmt For For For
6 Elect Nancy Lampton Mgmt For Against Against
7 Elect Robert Lawless Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect Mayo Shattuck III Mgmt For For For
10 Elect John Skolds Mgmt For For For
11 Elect Michael Sullivan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Yves C. de Balmann Mgmt For For For
2 Elect Director Douglas L. Becker Mgmt For For For
3 Elect Director Ann C. Berzin Mgmt For For For
4 Elect Director James T. Brady Mgmt For For For
5 Elect Director Edward A. Crooke Mgmt For For For
6 Elect Director James R. Curtiss Mgmt For For For
7 Elect Director Freeman A. Mgmt For For For
Hrabowski, III
8 Elect Director Nancy Lampton Mgmt For For For
9 Elect Director Robert J. Lawless Mgmt For For For
10 Elect Director Lynn M. Martin Mgmt For For For
11 Elect Director Mayo A. Shattuck, III Mgmt For For For
12 Elect Director John L. Skolds Mgmt For For For
13 Elect Director Michael D. Sullivan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Increase Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Convergys Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP 212485106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Barrett Mgmt For Withhold Against
1.2 Elect Willard Brittain, Jr. Mgmt For Withhold Against
1.3 Elect David Dougherty Mgmt For Withhold Against
1.4 Elect Joseph Gibbs Mgmt For Withhold Against
1.5 Elect Barry Rosenstein Mgmt For Withhold Against
2 TO RATIFY THE APPOINTMENT OF THE Mgmt For For For
INDEPENDENT ACCOUNTANTS.
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 SHAREHOLDER PROPOSAL NO. 1 ShrHldr Against For Against
5 SHAREHOLDER PROPOSAL NO. 2 ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Cooper Industries, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24182100 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ivor Evans Mgmt For For For
1.2 Elect Kirk Hachigian Mgmt For For For
1.3 Elect Lawrence Kingsley Mgmt For For For
1.4 Elect James Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding the ShrHldr Against Abstain Against
International Labor Organization
Human Rights Standards
- ------------------------------------------------------------------------------------------------------------------------
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Flaws Mgmt For For For
1.2 Elect James Houghton Mgmt For For For
1.3 Elect James O'Connor Mgmt For For For
1.4 Elect Deborah Rieman Mgmt For For For
1.5 Elect Peter Volanakis Mgmt For For For
1.6 Elect Mark Wrighton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING A ShrHldr Against For Against
DIRECTOR ELECTION MAJORITY VOTE
STANDARD.
4 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
THE ELECTION OF EACH DIRECTOR
ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------
Coventry Health Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVH CUSIP 222862104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Mendelson Mgmt For For For
2 Elect Rodman Moorhead, lll Mgmt For For For
3 Elect Timothy Weglicki Mgmt For For For
4 Amendment to the 2004 Incentive Plan Mgmt For For For
5 Approval of Performance Goals For Mgmt For For For
the 2004 Incentive Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Covidien, Ltd.
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2552X108 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For For
2 ELECTION OF DIRECTOR: ROBERT H. Mgmt For For For
BRUST
3 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
CONNORS, JR.
4 ELECTION OF DIRECTOR: CHRISTOPHER Mgmt For For For
J. COUGHLIN
5 ELECTION OF DIRECTOR: TIMOTHY M. Mgmt For For For
DONAHUE
6 ELECTION OF DIRECTOR: KATHY J. Mgmt For For For
HERBERT
7 ELECTION OF DIRECTOR: RANDALL J. Mgmt For For For
HOGAN, III
8 ELECTION OF DIRECTOR: RICHARD J. Mgmt For For For
MEELIA
9 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
10 ELECTION OF DIRECTOR: TADATAKA Mgmt For For For
YAMADA
11 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
ZACCAGNINO
12 APPROVE AMENDED AND RESTATED 2007 Mgmt For For For
STOCK AND INCENTIVE PLAN
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Covidien, Ltd.
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2552X108 05/28/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company From Mgmt For For For
Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Alexandre Behring Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Gilbert Lamphere Mgmt For For For
1.7 Elect John McPherson Mgmt For For For
1.8 Elect Timothy O'Toole Mgmt For For For
1.9 Elect David Ratcliffe Mgmt For For For
1.10 Elect Donald Shepard Mgmt For For For
1.11 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Bernhard Mgmt For For For
2 Elect Robert Darnall Mgmt For For For
3 Elect Robert Herdman Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect William Miller Mgmt For For For
7 Elect Georgia Nelson Mgmt For For For
8 Elect Theodore Solso Mgmt For For For
9 Elect Carl Ware Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Stock Mgmt For For For
Incentive Plan
12 Reapproval of Performance Goals Mgmt For For For
Under Bonus Plans
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of International Labor
Organization Standards
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For For For
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
7 Shareholder Proposal Regarding ShrHldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHldr Against Against For
Proposal Regarding Retention of
Shares After Retirement
9 Shareholder Proposal Regarding ShrHldr Against Against For
Dental Amalgam
- ------------------------------------------------------------------------------------------------------------------------
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Leonard L. Berry Mgmt For For For
1.2 Elect Director Odie C. Donald Mgmt For For For
1.3 Elect Director David H. Hughes Mgmt For For For
1.4 Elect Director Charles A Ledsinger, Mgmt For For For
Jr.
1.5 Elect Director William M. Lewis, Jr. Mgmt For For For
1.6 Elect Director Connie Mack, III Mgmt For For For
1.7 Elect Director Andrew H. (Drew) Mgmt For For For
Madsen
1.8 Elect Director Clarence Otis, Jr. Mgmt For For For
1.9 Elect Director Michael D. Rose Mgmt For For For
1.10 Elect Director Maria A. Sastre Mgmt For For For
1.11 Elect Director Jack A. Smith Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Berg Mgmt For For For
2 Elect Charles Berg Mgmt For For For
3 Elect Paul Diaz Mgmt For For For
4 Elect Peter Grauer Mgmt For For For
5 Elect John Nehra Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect Kent Thiry Mgmt For For For
8 Elect Roger Valine Mgmt For For For
9 Elect Roger Valine Mgmt For For For
10 Amendment to the Executive Mgmt For For For
Incentive Plan
11 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Dean Foods Company
Ticker Security ID: Meeting Date Meeting Status
DF CUSIP 242370104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Janet Hill Mgmt For For For
1.2 Elect Hector Nevares Mgmt For For For
2 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CRANDALL C. Mgmt For For For
BOWLES
2 ELECTION OF DIRECTOR: VANCE D. Mgmt For For For
COFFMAN
3 ELECTION OF DIRECTOR: CLAYTON M. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For For For
PATRICK
5 Ratification of Auditor Mgmt For For For
6 STOCKHOLDER PROPOSAL #1 - ANNUAL ShrHldr For For For
ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL #2 - ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
8 STOCKHOLDER PROPOSAL #3 - ShrHldr Against Against For
SEPARATION OF CEO AND CHAIRMAN
RESPONSIBILITIES
- ------------------------------------------------------------------------------------------------------------------------
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/18/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Donald J. Carty Mgmt For For For
1.2 Elect Director Michael S. Dell Mgmt For For For
1.3 Elect Director William H. Gray, III Mgmt For For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For For
1.6 Elect Director Judy C. Lewent Mgmt For For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For For
1.8 Elect Director Klaus S. Luft Mgmt For For For
1.9 Elect Director Alex J. Mandl Mgmt For For For
1.10 Elect Director Michael A. Miles Mgmt For For For
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Executive Incentive Bonus Plan Mgmt For For For
4 Reimburse Proxy Expenses ShrHldr Against For Against
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
DENTSPLY International Inc.
Ticker Security ID: Meeting Date Meeting Status
XRAY CUSIP 249030107 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wendy Dixon Mgmt For For For
1.2 Elect Leslie Jones Mgmt For For For
1.3 Elect Bret Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Developers Diversified Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DDR CUSIP 251591103 04/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock and Mgmt For For For
Warrants
2 Amendments to the Articles Mgmt For For For
Incorporation Related to the Stock
Issuance
3 Amendments to the Articles of Mgmt For For For
Incorporation to Update Transfer
Restriction and Excess Share
Provisions
4 Authorization of Board to Set Board Mgmt For Against Against
Size
5 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
DIRECTV Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25459L106 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Chase Carey Mgmt For For For
1.2 Elect Mark Carleton Mgmt For For For
1.3 Elect Peter Lund Mgmt For For For
1.4 Elect Haim Saban Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Health Care Reform Principles
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JEFFREY S. Mgmt For For For
ARONIN
2 ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY C. Mgmt For For For
CASE
4 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
DEVLIN
5 ELECTION OF DIRECTOR: CYNTHIA A. Mgmt For For For
GLASSMAN
6 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
LENNY
7 ELECTION OF DIRECTOR: THOMAS G. Mgmt For For For
MAHERAS
8 ELECTION OF DIRECTOR: MICHAEL M. Mgmt For For For
MOSKOW
9 ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For For
10 ELECTION OF DIRECTOR: E. FOLLIN Mgmt For For For
SMITH
11 ELECTION OF DIRECTOR: LAWRENCE A. Mgmt For For For
WEINBACH
12 Amendment to the 2007 Omnibus Mgmt For For For
Incentive Plan
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding ShrHldr Against Against For
Fossil Fuel Reduction
14 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
15 Shareholder Proposal Regarding ShrHldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Thomas Derosa Mgmt For For For
4 Elect Jean-Pierre Ergas Mgmt For For For
5 Elect Peter Francis Mgmt For For For
6 Elect Kristiane Graham Mgmt For For For
7 Elect James Koley Mgmt For For For
8 Elect Robert Livingston Mgmt For For For
9 Elect Richard Lochridge Mgmt For For For
10 Elect Bernard Rethore Mgmt For For For
11 Elect Michael Stubbs Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Amendment to the 2005 Equity and Mgmt For For For
Cash Incentive Plan
14 Amendment to the Executive Officer Mgmt For For For
Annual Incentive Plan
15 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate Change
16 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dow Chemical Co.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding the ShrHldr Against For Against
Right to Call Special Meetings
16 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
17 Shareholder Proposal Regarding Say ShrHldr Against Against For
on Executive Pay
18 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Remediation in the
Midland Area
- ------------------------------------------------------------------------------------------------------------------------
Dr Pepper Snapple Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPS CUSIP 26138E109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pamela Patsley Mgmt For For For
2 Elect M. Anne Szostak Mgmt For Against Against
3 Elect Michael Weinstein Mgmt For For For
4 Management Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Omnibus Stock Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gerard Anderson Mgmt For For For
1.2 Elect John Lobbia Mgmt For For For
1.3 Elect Eugene Miller Mgmt For For For
1.4 Elect Mark Murray Mgmt For For For
1.5 Elect Charles Pryor, Jr. Mgmt For For For
1.6 Elect Ruth Shaw Mgmt For For For
2 INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
POLITICAL CONTRIBUTIONS
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr For For For
ELECTION OF DIRECTORS BY MAJORITY
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dun & Bradstreet Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Austin Adams Mgmt For For For
1.2 Elect James Fernandez Mgmt For For For
1.3 Elect Sandra Peterson Mgmt For For For
1.4 Elect Michael Quinlan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Dynegy Inc.
Ticker Security ID: Meeting Date Meeting Status
DYN CUSIP 26817G102 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Biegler Mgmt For For For
1.2 Elect Thomas Clark, Jr. Mgmt For For For
1.3 Elect Victor Grijalva Mgmt For For For
1.4 Elect Patricia Hammick Mgmt For For For
1.5 Elect George Mazanec Mgmt For For For
1.6 Elect Howard Sheppard Mgmt For For For
1.7 Elect William Trubeck Mgmt For For For
1.8 Elect Bruce Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
- ------------------------------------------------------------------------------------------------------------------------
E*TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Parks Mgmt For For For
2 Elect Lewis Randall Mgmt For For For
3 Elect Joseph Sclafani Mgmt For For For
4 Elect Stephen Willard Mgmt For For For
5 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Bonus Program
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. Mgmt For For For
DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
E.W. Scripps Co. (The)
Ticker Security ID: Meeting Date Meeting Status
SSP CUSIP 811054204 07/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Reverse Stock Split Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Stephen Demeritt Mgmt For Against Against
2 Elect Robert Hernandez Mgmt For Against Against
3 Elect Lewis Kling Mgmt For Against Against
4 Elect David Raisbeck Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
7 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Eastman Kodak Company
Ticker Security ID: Meeting Date Meeting Status
EK CUSIP 277461109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Braddock Mgmt For For For
2 Elect Timothy Donahue Mgmt For For For
3 Elect Michael Hawley Mgmt For For For
4 Elect William Hernandez Mgmt For For For
5 Elect Douglas Lebda Mgmt For For For
6 Elect Debra Lee Mgmt For Against Against
7 Elect Delano Lewis Mgmt For For For
8 Elect William Parrett Mgmt For For For
9 Elect Antonio Perez Mgmt For For For
10 Elect Dennis Strigl Mgmt For For For
11 Elect Laura Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. TOOKER Mgmt For For For
5 APPROVE THE PROPOSED 2009 STOCK PLAN Mgmt For For For
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARC L. Mgmt For For For
ANDREESSEN
2 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
FORD, JR.
3 ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For For
4 ELECTION OF DIRECTOR: PIERRE M. Mgmt For For For
OMIDYAR
5 ELECTION OF DIRECTOR: RICHARD T. Mgmt For For For
SCHLOSBERG, III
6 One-time Stock Option Exchange Mgmt For Against Against
Program
7 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Award Plan
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Biller Mgmt For For For
2 Elect Jerry Grundhofer Mgmt For For For
3 Elect John Zillmer Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Re-approval of the Management Mgmt For For For
Performance Incentive Plan
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Vanessa Chang Mgmt For For For
1.2 Elect France Cordova Mgmt For For For
1.3 Elect Theodore Craver, Jr. Mgmt For For For
1.4 Elect Charles Curtis Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Ronald Olson Mgmt For For For
1.8 Elect James Rosser Mgmt For For For
1.9 Elect Richard Schlosberg, III Mgmt For For For
1.10 Elect Thomas Sutton Mgmt For For For
1.11 Elect Brett White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Performance Mgmt For Against Against
Incentive Plan
4 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SHAREHOLDER SAY ON EXECUTIVE PAY.
- ------------------------------------------------------------------------------------------------------------------------
El Paso Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Juan Braniff Mgmt For For For
2 Elect James Dunlap Mgmt For For For
3 Elect Douglas Foshee Mgmt For For For
4 Elect Robert Goldman Mgmt For For For
5 Elect Anthony Hall, Jr. Mgmt For For For
6 Elect Anthony Hall, Jr. Mgmt For For For
7 Elect Ferrell McClean Mgmt For For For
8 Elect Steven Shapiro Mgmt For For For
9 Elect J. Michael Talbert Mgmt For For For
10 Elect Robert Vagt Mgmt For Against Against
11 Elect John Whitmire Mgmt For For For
12 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Compensation Plan
13 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
14 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
ERTS CUSIP 285512109 07/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Leonard S. Coleman Mgmt For For For
2 Elect Director Gary M. Kusin Mgmt For For For
3 Elect Director Gregory B. Maffei Mgmt For For For
4 Elect Director Vivek Paul Mgmt For For For
5 Elect Director Lawrence F. Probst Mgmt For For For
III
6 Elect Director John S. Riccitiello Mgmt For For For
7 Elect Director Richard A. Simonson Mgmt For For For
8 Elect Director Linda J. Srere Mgmt For For For
9 Amend Omnibus Stock Plan Mgmt For For For
10 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Electronic Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 285661104 07/31/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For Withhold Against
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect W. Paul Fitzgerald Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1989 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to Shareholders' Right to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
- ------------------------------------------------------------------------------------------------------------------------
ENSCO International Incorporated
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gerald Haddock Mgmt For For For
2 Elect Paul Rowsey, III Mgmt For For For
3 Elect C.Christopher Gaut Mgmt For For For
4 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
ALCORN
2 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
CRISP
3 ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON Mgmt For For For
STEWARD
6 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
TEXTOR
7 ELECTION OF DIRECTOR: FRANK G. Mgmt For For For
WISNER
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philip Behrman Mgmt For For For
1.2 Elect A. Bray Cary, Jr. Mgmt For For For
1.3 Elect Barbara Jeremiah Mgmt For For For
1.4 Elect Lee Todd, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE EQT CORPORATION 2009 Mgmt For Against Against
LONG-TERM INCENTIVE PLAN
4 APPROVE EQT CORPORATION 2008 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Equifax Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Feidler Mgmt For For For
1.2 Elect John McKinley Mgmt For For For
1.3 Elect Richard Smith Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Declassify the Board Mgmt For For For
4 Amendment to Adopt Majority Voting Mgmt For For For
for Election of Directors
- ------------------------------------------------------------------------------------------------------------------------
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Boone Knox Mgmt For For For
1.4 Elect John Neal Mgmt For For For
1.5 Elect David Neithercut Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Gerald Spector Mgmt For For For
1.8 Elect B. Joseph White Mgmt For For For
1.9 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Trustees
- ------------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
CANNING, JR.
2 ELECTION OF DIRECTOR: M. WALTER D Mgmt For For For
ALESSIO
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For For
5 ELECTION OF DIRECTOR: ROSEMARIE B. Mgmt For For For
GRECO
6 ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For For
7 ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
ROGERS, JR.
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. Mgmt For For For
STEINOUR
11 Renewal of the Annual Incentive Mgmt For For For
Plan for Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
Global Warming Report
- ------------------------------------------------------------------------------------------------------------------------
Expedia, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P105 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A. George Battle Mgmt For Withhold Against
1.2 Elect Barry Diller Mgmt For Withhold Against
1.3 Elect Jonathan Dolgen Mgmt For Withhold Against
1.4 Elect William Fitzgerald Mgmt For Withhold Against
1.5 Elect Craig Jacobson Mgmt For Withhold Against
1.6 Elect Victor Kaufman Mgmt For Withhold Against
1.7 Elect Peter Kern Mgmt For Withhold Against
1.8 Elect Dara Khosrowshahi Mgmt For Withhold Against
1.9 Elect John Malone Mgmt For Withhold Against
1.10 Elect Jose Tazon Mgmt For Withhold Against
2 Amendment to the 2005 Stock and Mgmt For Against Against
Annual Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Expeditors International
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Mark Emmert Mgmt For For For
2 Elect R. Jordan Gates Mgmt For For For
3 Elect Dan Kourkoumelis Mgmt For For For
4 Elect Michael Malone Mgmt For For For
5 Elect John Meisenbach Mgmt For For For
6 Elect Peter Rose Mgmt For For For
7 Elect James Wang Mgmt For For For
8 Elect Robert Wright Mgmt For For For
9 2009 Stock Option Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director James L. Barksdale Mgmt For For For
2 Elect Director August A. Busch IV Mgmt For For For
3 Elect Director John A. Edwardson Mgmt For For For
4 Elect Director Judith L. Estrin Mgmt For For For
5 Elect Director J.R. Hyde, III Mgmt For For For
6 Elect Director Shirley A. Jackson Mgmt For For For
7 Elect Director Steven R. Loranger Mgmt For For For
8 Elect Director Gary W. Loveman Mgmt For For For
9 Elect Director Frederick W. Smith Mgmt For For For
10 Elect Director Joshua I. Smith Mgmt For For For
11 Elect Director Paul S. Walsh Mgmt For For For
12 Elect Director Peter S. Willmott Mgmt For For For
13 Amend Omnibus Stock Plan Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Require Independent Board Chairman ShrHldr Against For Against
16 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Foley, II Mgmt For Withhold Against
1.2 Elect Thomas Hagerty Mgmt For Withhold Against
1.3 Elect Keith Hughes Mgmt For For For
1.4 Elect Richard Massey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Allen Mgmt For For For
1.2 Elect John Barrett Mgmt For For For
1.3 Elect Ulysses Bridgeman, Jr. Mgmt For For For
1.4 Elect James Hackett Mgmt For For For
1.5 Elect Gary Heminger Mgmt For For For
1.6 Elect Kevin Kabat Mgmt For For For
1.7 Elect Mitchel Livingston Mgmt For For For
1.8 Elect Hendrick Meijer Mgmt For For For
1.9 Elect John Schiff, Jr. Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
1.11 Elect Thomas Traylor Mgmt For For For
1.12 Elect Marsha Williams Mgmt For For For
2 Amendment to Authorized Preferred Mgmt For Against Against
Stock
3 Amendment to the 1993 Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
8 Shareholder Proposal Regarding Sale ShrHldr Against Against For
of the Company or Assets
- ------------------------------------------------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 12/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amend Articles of Incorporation and Mgmt For For For
Amend Code of Regulations
2 Amend Articles of Incorporation to Mgmt For For For
Revise Express Terms of Series G
Preferred Stock
3 Amend Articles of Incorporation and Mgmt For For For
Amend Code of Regulations
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Emkes Mgmt For For For
1.2 Elect D. Bryan Jordan Mgmt For For For
1.3 Elect R. Brad Martin Mgmt For For For
1.4 Elect Vicki Palmer Mgmt For For For
1.5 Elect William Sansom Mgmt For Withhold Against
2 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For Against Against
LLP AS AUDITORS.
3 APPROVAL OF AN ADVISORY PROPOSAL ON Mgmt For For For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FLIR Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Earl Lewis Mgmt For Withhold Against
1.2 Elect Steven Wynne Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Roger Fix Mgmt For For For
1.2 Elect Lewis Kling Mgmt For For For
1.3 Elect James Rollans Mgmt For For For
2 Equity and Incentive Compensation Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Butler Mgmt For For For
1.2 Elect Kimberly Casiano Mgmt For For For
1.3 Elect Anthony Earley, Jr. Mgmt For For For
1.4 Elect Edsel Ford II Mgmt For For For
1.5 Elect William Ford, Jr. Mgmt For For For
1.6 Elect Richard Gephardt Mgmt For Withhold Against
1.7 Elect Irvine Hockaday, Jr. Mgmt For For For
1.8 Elect Richard Manoogian Mgmt For For For
1.9 Elect Ellen Marram Mgmt For For For
1.10 Elect Alan Mulally Mgmt For For For
1.11 Elect Homer Neal Mgmt For For For
1.12 Elect Gerald Shaheen Mgmt For For For
1.13 Elect John Thornton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Issuance of Common Stock in Excess Mgmt For For For
of 20%
4 Issuance of Common Stock to an Mgmt For For For
Affiliate
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
6 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
7 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization Plan
8 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
10 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Certain Matters
Relating to Voting on Shareholder
Proposals
11 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Comprehensive Health Care Reform
Principles
12 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Forest Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRX CUSIP 345838106 08/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Howard Solomon Mgmt For For For
1.2 Elect Director L.S. Olanoff Mgmt For For For
1.3 Elect Director Nesli Basgoz Mgmt For For For
1.4 Elect Director William J. Candee, Mgmt For For For
III
1.5 Elect Director George S. Cohan Mgmt For For For
1.6 Elect Director Dan L. Goldwasser Mgmt For For For
1.7 Elect Director Kenneth E. Goodman Mgmt For For For
1.8 Elect Director Lester B. Salans Mgmt For For For
2 Amend Articles of Incorporation Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Fortune Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
FO CUSIP 349631101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bruce Carbonari Mgmt For For For
1.2 Elect Ann Hackett Mgmt For For For
1.3 Elect David Thomas Mgmt For For For
1.4 Elect Ronald Waters III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 IF PRESENTED, A SHAREHOLDER ShrHldr Against For Against
PROPOSAL ENTITLED ADOPT SIMPLE
MAJORITY VOTE .
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL H. Mgmt For For For
ARMACOST
2 ELECTION OF DIRECTOR: CHARLES Mgmt For For For
CROCKER
3 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
HARDIMAN
4 ELECTION OF DIRECTOR: ROBERT D. Mgmt For For For
JOFFE
5 ELECTION OF DIRECTOR: CHARLES B. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: GREGORY E. Mgmt For For For
JOHNSON
7 ELECTION OF DIRECTOR: RUPERT H. Mgmt For For For
JOHNSON, JR.
8 ELECTION OF DIRECTOR: THOMAS H. KEAN Mgmt For For For
9 ELECTION OF DIRECTOR: CHUTTA Mgmt For For For
RATNATHICAM
10 ELECTION OF DIRECTOR: PETER M. Mgmt For For For
SACERDOTE
11 ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For For
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For For For
TATLOCK
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Key Executive Mgmt For For For
Incentive Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Freeport-McMoRan Copper & Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For For For
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect J. Bennet Johnston Mgmt For For For
1.7 Elect Charles Krulak Mgmt For For For
1.8 Elect Bobby Lackey Mgmt For For For
1.9 Elect Jon Madonna Mgmt For For For
1.10 Elect Dustan McCoy Mgmt For For For
1.11 Elect Gabrielle McDonald Mgmt For For For
1.12 Elect James Moffett Mgmt For For For
1.13 Elect B. M. Rankin, Jr. Mgmt For For For
1.14 Elect J. Stapleton Roy Mgmt For For For
1.15 Elect Stephen Siegele Mgmt For For For
1.16 Elect J. Taylor Wharton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Annual Incentive Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on Board
- ------------------------------------------------------------------------------------------------------------------------
Frontier Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Michael Dugan Mgmt For For For
1.5 Elect Jeri Finard Mgmt For For For
1.6 Elect Lawton Fitt Mgmt For For For
1.7 Elect William Kraus Mgmt For For For
1.8 Elect Howard L. Schrott Mgmt For For For
1.9 Elect Larraine Segil Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron A. Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel A. DeMatteo Mgmt For For For
1.2 Elect Michael Rosen Mgmt For For For
1.3 Elect Edward A. Volkwein Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Donald Fisher Mgmt For For For
1.4 Elect Robert Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect James Schneider Mgmt For For For
1.9 Elect Mayo Shattuck III Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against Against For
Space Weapons
16 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Death Benefit Payments
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHldr Against Against For
19 INDEPENDENT STUDY REGARDING ShrHldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Bradbury H. Anderson Mgmt For For For
2 Elect Director Paul Danos Mgmt For For For
3 Elect Director William T. Esrey Mgmt For For For
4 Elect Director Raymond V. Gilmartin Mgmt For For For
5 Elect Director Judith Richards Hope Mgmt For For For
6 Elect Director Heidi G. Miller Mgmt For For For
7 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Director Steve Odland Mgmt For For For
9 Elect Director Kendall J. Powell Mgmt For For For
10 Elect Director Lois E. Quam Mgmt For For For
11 Elect Director Michael D. Rose Mgmt For For For
12 Elect Director Robert L. Ryan Mgmt For For For
13 Elect Director Dorothy A. Terrell Mgmt For For For
14 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For Withhold Against
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For For For
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genworth Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Borelli Mgmt For For For
2 Elect Michael Fraizer Mgmt For For For
3 Elect Nancy Karch Mgmt For For For
4 Elect J. Robert Kerrey Mgmt For For For
5 Elect Risa Lavizzo-Mourey Mgmt For For For
6 Elect James Parke Mgmt For For For
7 Elect James Riepe Mgmt For For For
8 Elect Barrett Toan Mgmt For For For
9 Elect Thomas Wheeler Mgmt For For For
10 Amendment to the 2004 Omnibus Mgmt For Against Against
Incentive Plan to Permit an Equity
Exchange
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genzyme Corporation
Ticker Security ID: Meeting Date Meeting Status
GENZ CUSIP 372917104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Berthiaume Mgmt For For For
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For For For
4 Elect Charles Cooney Mgmt For For For
5 Elect Victor Dzau Mgmt For Against Against
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For For For
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Berg Mgmt For For For
1.2 Elect John Cogan Mgmt For For For
1.3 Elect Etienne Davignon Mgmt For For For
1.4 Elect James Denny Mgmt For For For
1.5 Elect Carla Hills Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Goodrich Corporation
Ticker Security ID: Meeting Date Meeting Status
GR CUSIP 382388106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Diane Creel Mgmt For For For
1.2 Elect George Davidson, Jr. Mgmt For For For
1.3 Elect Harris Deloach, Jr. Mgmt For For For
1.4 Elect James Griffith Mgmt For For For
1.5 Elect William Holland Mgmt For For For
1.6 Elect John Jumper Mgmt For For For
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Lloyd Newton Mgmt For For For
1.9 Elect Douglas Olesen Mgmt For For For
1.10 Elect Alfred Rankin, Jr. Mgmt For For For
1.11 Elect A. Thomas Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Goodyear Tire & Rubber Co.
Ticker Security ID: Meeting Date Meeting Status
GT CUSIP 382550101 04/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Boland Mgmt For For For
1.2 Elect James Firestone Mgmt For For For
1.3 Elect Robert Keegan Mgmt For For For
1.4 Elect W. Alan McCollough Mgmt For For For
1.5 Elect Denise Morrison Mgmt For For For
1.6 Elect Rodney O'Neal Mgmt For For For
1.7 Elect Shirley Peterson Mgmt For For For
1.8 Elect Stephanie Streeter Mgmt For For For
1.9 Elect G. Craig Sullivan Mgmt For For For
1.10 Elect Thomas Weidemeyer Mgmt For For For
1.11 Elect Michael Wessel Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorize the Board to Mgmt For Against Against
Amend Regulations Pursuant to Ohio
Law
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/04/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Alan M. Bennett Mgmt For For For
2 Elect Director Thomas M. Bloch Mgmt For For For
3 Elect Director Richard C. Breeden Mgmt For For For
4 Elect Director Robert A. Gerard Mgmt For For For
5 Elect Director Len J. Lauer Mgmt For For For
6 Elect Director David B. Lewis Mgmt For For For
7 Elect Director Tom D. Seip Mgmt For For For
8 Elect Director L. Edward Shaw, Jr. Mgmt For For For
9 Elect Director Russell P. Smyth Mgmt For For For
10 Elect Director Christianna Wood Mgmt For For For
11 Amend Articles of Incorporation to Mgmt For For For
Require an Independent Chairman
12 Approve Decrease in Size of Board Mgmt For For For
13 Impose Director Term Limits Mgmt For Against Against
14 Limit Voting Rights of Preferred Mgmt For For For
Stock
15 Advisory Vote on Executive Mgmt For For For
Compensation - Approve Application
of Compensation Philosophy,
Policies and Procedures
16 Approve Deferred Compensation Plan Mgmt For For For
17 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation of
Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding Iraq ShrHldr Against Abstain Against
Operations
- ------------------------------------------------------------------------------------------------------------------------
Harman International Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 12/03/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Brian F. Carroll Mgmt For For For
1.2 Elect Director Hellene S. Runtagh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Executive Incentive Bonus Mgmt For For For
Plan
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 03/26/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Conversion of Series C Preferred Mgmt For For For
Stock Pursuant to the Investment
Agreement
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Stock Mgmt For For For
12 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For For For
1.4 Elect Kenneth Bronfin Mgmt For For For
1.5 Elect John Connors, Jr. Mgmt For For For
1.6 Elect Michael Garrett Mgmt For For For
1.7 Elect E. Gordon Gee Mgmt For For For
1.8 Elect Brian Goldner Mgmt For For For
1.9 Elect Jack Greenberg Mgmt For For For
1.10 Elect Alan Hassenfeld Mgmt For For For
1.11 Elect Tracy Leinbach Mgmt For For For
1.12 Elect Edward Philip Mgmt For For For
1.13 Elect Paula Stern Mgmt For For For
1.14 Elect Alfred Verrecchia Mgmt For For For
2 Amendment to the 2003 Stock Mgmt For For For
Incentive Performance Plan
3 2009 Senior Management Annual Mgmt For For For
Performance Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Fanning, Jr. Mgmt For For For
1.2 Elect James Flaherty III Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Lauralee Martin Mgmt For For For
1.6 Elect Michael McKee Mgmt For For For
1.7 Elect Harold Messmer, Jr. Mgmt For For For
1.8 Elect Peter Rhein Mgmt For For For
1.9 Elect Kenneth Roath Mgmt For For For
1.10 Elect Richard Rosenberg Mgmt For For For
1.11 Elect Joseph Sullivan Mgmt For For For
2 TO APPROVE AMENDMENTS TO HCP S 2006 Mgmt For Against Against
PERFORMANCE INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUSIP 42217K106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pier Borra Mgmt For For For
1.2 Elect George Chapman Mgmt For For For
1.3 Elect Sharon Oster Mgmt For For For
1.4 Elect Jeffrey Otten Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hercules Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 427056106 11/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Cavanaugh Mgmt For For For
1.2 Elect Charles Davis Mgmt For For For
1.3 Elect Arnold Langbo Mgmt For For For
1.4 Elect James Nevels Mgmt For For For
1.5 Elect Thomas Ridge Mgmt For For For
1.6 Elect David Shedlarz Mgmt For For For
1.7 Elect Charles Strauss Mgmt For For For
1.8 Elect David West Mgmt For For For
1.9 Elect LeRoy Zimmerman Mgmt For For For
2 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR 2009.
- ------------------------------------------------------------------------------------------------------------------------
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: L. T. BABBIO, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation (Say
on Pay)
16 Shareholder Proposal Regarding ShrHldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHldr Against Against For
15 TAX GROSS-UP PAYMENTS ShrHldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Begley Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Roger Hale Mgmt For For For
1.4 Elect John Staley Mgmt For For For
1.5 Elect Heino von Prondzynski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Long-Term Mgmt For For For
Stock Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Baylis Mgmt For For For
2 Elect Terence Golden Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Richard Marriott Mgmt For For For
5 Elect Judith McHale Mgmt For For For
6 Elect John Morse, Jr. Mgmt For For For
7 Elect W. Edward Walter Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Comprehensive Stock and Cash Mgmt For For For
Incentive Plan
10 Increase of Authorized Common Stock Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Denis Salamone Mgmt For For For
1.2 Elect Michael Azzara Mgmt For For For
1.3 Elect Victoria Bruni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
JONES, JR.
2 ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
4 ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER
5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER
6 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MCDONALD
7 ELECTION OF DIRECTOR: WILLIAM E. Mgmt For Against Against
MITCHELL
8 ELECTION OF DIRECTOR: JAMES J. O Mgmt For For For
BRIEN
9 ELECTION OF DIRECTOR: MARISSA T. Mgmt For For For
PETERSON
10 ELECTION OF DIRECTOR: W. ANN Mgmt For For For
REYNOLDS, PH.D.
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Gerlach, Jr. Mgmt For For For
1.2 Elect D. James Hilliker Mgmt For For For
1.3 Elect Jonathan Levy Mgmt For For For
1.4 Elect Gene Little Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Long-Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 A NON-BINDING ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
IAC/InteractiveCorp.
Ticker Security ID: Meeting Date Meeting Status
IACI CUSIP 44919P300 08/01/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edgar Bronfman, Jr. Mgmt For Withhold Against
1.2 Elect Director Barry Diller Mgmt For Withhold Against
1.3 Elect Director Victor A. Kaufman Mgmt For Withhold Against
1.4 Elect Director Donald R. Keough Mgmt For For For
1.5 Elect Director Bryan Lourd Mgmt For For For
1.6 Elect Director John C. Malone Mgmt For Withhold Against
1.7 Elect Director Arthur C. Martinez Mgmt For For For
1.8 Elect Director Steven Rattner Mgmt For For For
1.9 Elect Director Alan G. Spoon Mgmt For For For
1.10 Elect Director Diane Von Furstenberg Mgmt For Withhold Against
1.11 Elect Director Michael P. Zeisser Mgmt For Withhold Against
2 Approve Merger Agreement Mgmt For Against Against
3 Approve Reverse Stock Split Mgmt For Against Against
4 Approve Omnibus Stock Plan Mgmt For Against Against
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
IMS Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
RX CUSIP 449934108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect H. Eugene Lockhart Mgmt For For For
2 Elect Bradley Sheares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect Jared Cohon Mgmt For For For
3 Elect Gary Forsee Mgmt For For For
4 Elect Peter Godsoe Mgmt For For For
5 Elect Edward Hagenlocker Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect Theodore Martin Mgmt For For For
9 Elect Patricia Nachtigal Mgmt For For For
10 Elect Orin Smith Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the Incentive Stock Mgmt For For For
Plan of 2007
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company From Mgmt For For For
Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.3 Elect John Higgins Mgmt For For For
1.4 Elect James Kemerling Mgmt For For For
1.5 Elect Charles Schrock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For For For
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For For For
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For For For
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARGARET Mgmt For For For
HAYES ADAME
2 ELECTION OF DIRECTOR: ROBERT M. AMEN Mgmt For For For
3 ELECTION OF DIRECTOR: MARCELLO Mgmt For For For
BOTTOLI
4 ELECTION OF DIRECTOR: LINDA B. BUCK Mgmt For For For
5 ELECTION OF DIRECTOR: J. MICHAEL Mgmt For For For
COOK
6 ELECTION OF DIRECTOR: PETER A. Mgmt For For For
GEORGESCU
7 ELECTION OF DIRECTOR: ALEXANDRA A. Mgmt For For For
HERZAN
8 ELECTION OF DIRECTOR: HENRY W. Mgmt For For For
HOWELL, JR.
9 ELECTION OF DIRECTOR: KATHERINE M. Mgmt For For For
HUDSON
10 ELECTION OF DIRECTOR: ARTHUR C. Mgmt For For For
MARTINEZ
11 ELECTION OF DIRECTOR: BURTON M. Mgmt For For For
TANSKY
12 ELECTION OF DIRECTOR: DOUGLAS D. Mgmt For For For
TOUGH
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Bittman Mgmt For For For
1.2 Elect Richard Burt Mgmt For For For
1.3 Elect Patti Hart Mgmt For For For
1.4 Elect Robert Mathewson Mgmt For For For
1.5 Elect Thomas Matthews Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Frederick Rentschler Mgmt For For For
1.8 Elect David Roberson Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Elect Philip Satre Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Faraci Mgmt For For For
1.2 Elect Stacey Mobley Mgmt For For For
1.3 Elect William Walter Mgmt For For For
1.4 Elect J. Steven Whisler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Regarding the Right to Mgmt For For For
Call a Special Meeting
4 2009 Incentive Compensation Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainable Forestry
- ------------------------------------------------------------------------------------------------------------------------
Interpublic Group of Cos.
Ticker Security ID: Meeting Date Meeting Status
IPG CUSIP 460690100 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Borelli Mgmt For For For
2 Elect Reginald Brack Mgmt For For For
3 Elect Jocelyn Carter-Miller Mgmt For For For
4 Elect Jill Considine Mgmt For For For
5 Elect Richard Goldstein Mgmt For For For
6 Elect Mary Steele Guilfoile Mgmt For For For
7 Elect H. John Greeniaus Mgmt For For For
8 Elect William Kerr Mgmt For For For
9 Elect Michael Roth Mgmt For For For
10 Elect David Thomas Mgmt For For For
11 2009 Performance Incentive Plan Mgmt For Against Against
12 2009 Non-Management Directors' Mgmt For For For
Stock Incentive Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 12/16/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Stephen M. Bennett Mgmt For For For
1.2 Elect Director Christopher W. Brody Mgmt For For For
1.3 Elect Director William V. Campbell Mgmt For For For
1.4 Elect Director Scott D. Cook Mgmt For For For
1.5 Elect Director Diane B. Greene Mgmt For Withhold Against
1.6 Elect Director Michael R. Hallman Mgmt For For For
1.7 Elect Director Edward A. Kangas Mgmt For For For
1.8 Elect Director Suzanne Nora Johnson Mgmt For For For
1.9 Elect Director Dennis D. Powell Mgmt For For For
1.10 Elect Director Stratton D. Sclavos Mgmt For For For
1.11 Elect Director Brad D. Smith Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Guthart Mgmt For For For
1.2 Elect Mark Rubash Mgmt For For For
1.3 Elect Lonnie Smith Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
INVESCO plc (fka Amvescap plc)
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Martin Flanagan Mgmt For For For
2 Elect Ben Johnson, III Mgmt For For For
3 Elect J. Thomas Presby Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Iron Mountain Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUSIP 462846106 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clarke Bailey Mgmt For For For
1.2 Elect Constantin Boden Mgmt For For For
1.3 Elect Robert Brennan Mgmt For For For
1.4 Elect Kent Dauten Mgmt For For For
1.5 Elect Michael Lamach Mgmt For For For
1.6 Elect Arthur Little Mgmt For For For
1.7 Elect C. Richard Reese Mgmt For For For
1.8 Elect Vincent Ryan Mgmt For For For
1.9 Elect Laurie Tucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
ITT Corporation
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 450911102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Loranger Mgmt For For For
1.2 Elect Curtis Crawford Mgmt For For For
1.3 Elect Christina Gold Mgmt For For For
1.4 Elect Ralph Hake Mgmt For For For
1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For
1.7 Elect Frank MacInnis Mgmt For For For
1.8 Elect Surya Mohapatra Mgmt For For For
1.9 Elect Linda Sanford Mgmt For For For
1.10 Elect Markos Tambakeras Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Foreign Military Sales
- ------------------------------------------------------------------------------------------------------------------------
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Principles for Health Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Janus Capital Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNS CUSIP 47102X105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEVEN L. Mgmt For For For
SCHEID (CHAIRMAN)
2 ELECTION OF DIRECTOR: TIMOTHY K. Mgmt For For For
ARMOUR
3 ELECTION OF DIRECTOR: J. RICHARD Mgmt For For For
FREDERICKS
4 ELECTION OF DIRECTOR: LAWRENCE E. Mgmt For For For
KOCHARD
5 ELECTION OF DIRECTOR: LANDON H. Mgmt For For For
ROWLAND
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
JDS Uniphase Corporation
Ticker Security ID: Meeting Date Meeting Status
JDSU CUSIP 46612J507 11/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Richard T. Liebhaber Mgmt For For For
1.2 Elect Director Casimir S. Mgmt For Withhold Against
Skrzypczak
1.3 Elect Director Kevin A. DeNuccio Mgmt For Withhold Against
2 Amend Omnibus Stock Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For Against Against
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHldr Against Against For
COMPENSATION POLICIES AND DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding ShrHldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Dillon Mgmt For For For
1.2 Elect James Jenness Mgmt For For For
1.3 Elect Donald Knauss Mgmt For For For
1.4 Elect Robert Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVAL OF THE KELLOGG COMPANY Mgmt For For For
2009 LONG-TERM INCENTIVE PLAN
4 APPROVAL OF THE KELLOGG COMPANY Mgmt For For For
2009 NON-EMPLOYEE DIRECTOR STOCK
PLAN
5 ENACT A MAJORITY VOTE REQUIREMENT ShrHldr Against For Against
FOR THE ELECTION OF DIRECTORS
6 ELECT EACH DIRECTOR ANNUALLY ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
FALK
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY
PARTICIPATION PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milton Cooper Mgmt For Withhold Against
1.2 Elect Richard Dooley Mgmt For Withhold Against
1.3 Elect Joe Grills Mgmt For Withhold Against
1.4 Elect David Henry Mgmt For Withhold Against
1.5 Elect F. Patrick Hughes Mgmt For For For
1.6 Elect Frank Lourenso Mgmt For Withhold Against
1.7 Elect Richard Saltzman Mgmt For For For
1.8 Elect Philip Coviello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
King Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
KG CUSIP 495582108 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect R. Charles Moyer Mgmt For For For
1.2 Elect D. Gregory Rooker Mgmt For For For
1.3 Elect Ted Wood Mgmt For For For
1.4 Elect Earnest Deavenport, Jr. Mgmt For For For
1.5 Elect Elizabeth Greetham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
KLA-Tencor Corp.
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert M. Calderoni Mgmt For For For
1.2 Elect Director John T. Dickson Mgmt For For For
1.3 Elect Director Kevin J. Kennedy Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect R. Lawrence Montgomery Mgmt For For For
8 Elect Frank Sica Mgmt For For For
9 Elect Peter Sommerhauser Mgmt For For For
10 Elect Stephanie Streeter Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against Against For
the Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect Don McGeorge Mgmt For For For
8 Elect W. Rodney McMullen Mgmt For For For
9 Elect Jorge Montoya Mgmt For For For
10 Elect Clyde Moore Mgmt For For For
11 Elect Susan Phillips Mgmt For For For
12 Elect Steven Rogel Mgmt For For For
13 Elect James Runde Mgmt For For For
14 Elect Ronald Sargent Mgmt For For For
15 Elect Bobby Shackouls Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against Against For
Cage Free Eggs
18 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
L-3 Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Millard Mgmt For For For
1.2 Elect Arthur Simon Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Mac Mahon Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For Against Against
4 Elect David King Mgmt For For For
5 Elect Wendy Lane Mgmt For For For
6 Elect Robert Mittelstaedt, Jr. Mgmt For For For
7 Elect Arthur Rubenstein Mgmt For For For
8 Elect M. Keith Weikel Mgmt For For For
9 Elect R. Sanders Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Dennis R. Beresford Mgmt For For For
1.2 Elect Director W. Allen Reed Mgmt For For For
1.3 Elect Director Roger W. Schipke Mgmt For For For
1.4 Elect Director Nicholas J. Mgmt For For For
St.George
1.5 Elect Director Mark R. Fetting Mgmt For For For
1.6 Elect Director Scott C. Nuttall Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Require Independent Board Chairman ShrHldr Against Against For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect Steven Gerard Mgmt For For For
1.3 Elect Sherrill Hudson Mgmt For For For
1.4 Elect R. Kirk Landon Mgmt For For For
1.5 Elect Sidney Lapidus Mgmt For For For
1.6 Elect Stuart Miller Mgmt For For For
1.7 Elect Donna Shalala Mgmt For For For
1.8 Elect Jeffrey Sonnenfeld Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt For For For
THE COMPANY S 2007 EQUITY
INCENTIVE PLAN.
4 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For
THE COMPANY S BUILDING PRACTICES.
- ------------------------------------------------------------------------------------------------------------------------
Lexmark International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXK CUSIP 529771107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For Against Against
MAPLES
2 ELECTION OF DIRECTOR: STEPHEN R. Mgmt For Against Against
HARDIS
3 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For Against Against
FIELDS
4 ELECTION OF DIRECTOR: ROBERT Mgmt For Against Against
HOLLAND, JR.
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE COMPANY S STOCK Mgmt For Against Against
INCENTIVE PLAN, AS AMENDED AND
RESTATED.
7 STOCKHOLDER PROPOSAL REGARDING AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------
Life Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
LIFE CUSIP 53217V109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Donald Grimm Mgmt For For For
1.2 Elect Gregory Lucier Mgmt For For For
1.3 Elect Per Peterson Mgmt For For For
1.4 Elect William Shanahan Mgmt For For For
1.5 Elect Arnold Levine Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 AMENDMENT OF THE INVITROGEN Mgmt For For For
CORPORATION 1998 EMPLOYEE STOCK
PURCHASE PLAN
4 Adoption of the 1999 Employee Mgmt For For For
Stock Purchase Plan
5 ADOPTION OF THE COMPANY S 2009 Mgmt For Against Against
EQUITY INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------
Limited Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTD CUSIP 532716107 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Heskett Mgmt For For For
2 Elect Allan Tessler Mgmt For For For
3 Elect Abigail Wexner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1993 Stock Mgmt For For For
Option and Performance Incentive
Plan
6 Repeal of Classified Board Mgmt N/A For N/A
- ------------------------------------------------------------------------------------------------------------------------
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Henderson, III Mgmt For For For
1.2 Elect Eric Johnson Mgmt For For For
1.3 Elect M. Leanne Lachman Mgmt For For For
1.4 Elect Isaiah Tidwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Mgmt For For For
Restated Incentive Compensation
Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Linear Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert H. Swanson, Mgmt For For For
Jr.
1.2 Elect Director David S. Lee Mgmt For Withhold Against
1.3 Elect Director Lothar Maier Mgmt For For For
1.4 Elect Director Richard M. Moley Mgmt For Withhold Against
1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. Mgmt For For For
BURRITT
4 ELECTION OF DIRECTOR: JAMES O. Mgmt For For For
ELLIS JR.
5 ELECTION OF DIRECTOR: GWENDOLYN Mgmt For For For
S. KING
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
RALSTON
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
STEVENS
13 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
UKROPINA
14 RATIFICATION OF APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY ShrHldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For For For
3 Elect Charles Diker Mgmt For For For
4 Elect Paul Fribourg Mgmt For For For
5 Elect Walter Harris Mgmt For For For
6 Elect Philip Laskawy Mgmt For For For
7 Elect Ken Miller Mgmt For For For
8 Elect Gloria Scott Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect James Tisch Mgmt For For For
11 Elect Jonathan Tisch Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Simplify and Update Mgmt For For For
Charter
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
- ------------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
LSI Corporation
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 502161102 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Haggerty Mgmt For Against Against
2 Elect Richard Hill Mgmt For For For
3 Elect John Miner Mgmt For For For
4 Elect Arun Netravali Mgmt For For For
5 Elect Matthew O'Rourke Mgmt For For For
6 Elect Gregorio Reyes Mgmt For For For
7 Elect Michael Strachan Mgmt For For For
8 Elect Abhijit Talwalkar Mgmt For For For
9 Elect Susan Whitney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the Incentive Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Bollenbach Mgmt For For For
1.2 Elect Deirdre Connelly Mgmt For For For
1.3 Elect Meyer Feldberg Mgmt For For For
1.4 Elect Sara Levinson Mgmt For For For
1.5 Elect Terry Lundgren Mgmt For For For
1.6 Elect Joseph Neubauer Mgmt For For For
1.7 Elect Joseph Pichler Mgmt For For For
1.8 Elect Joyce Roche Mgmt For For For
1.9 Elect Karl von der Heyden Mgmt For For For
1.10 Elect Craig Weatherup Mgmt For For For
1.11 Elect Marna Whittington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Mgmt For For For
Compensation Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
5 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Manitowoc Co.
Ticker Security ID: Meeting Date Meeting Status
MTW CUSIP 563571108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cynthia Egnotovich Mgmt For For For
1.2 Elect James Packard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHARLES F. Mgmt For For For
BOLDEN, JR.
2 ELECTION OF DIRECTOR: GREGORY H. Mgmt For For For
BOYCE
3 ELECTION OF DIRECTOR: CLARENCE P. Mgmt For For For
CAZALOT, JR.
4 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
DABERKO
5 ELECTION OF DIRECTOR: WILLIAM L. Mgmt For For For
DAVIS
6 ELECTION OF DIRECTOR: SHIRLEY ANN Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
LEE
9 ELECTION OF DIRECTOR: MICHAEL Mgmt For For For
E.J. PHELPS
10 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
11 ELECTION OF DIRECTOR: SETH E. Mgmt For For For
SCHOFIELD
12 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
USHER
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meetings
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John Marriott III Mgmt For For For
3 Elect Mary Bush Mgmt For For For
4 Elect Lawrence Kellner Mgmt For For For
5 Elect Debra Lee Mgmt For Against Against
6 Elect George Munoz Mgmt For For For
7 Elect Harry Pearce Mgmt For For For
8 Elect Steven Reinemund Mgmt For For For
9 Elect W. Mitt Romney Mgmt For For For
10 Elect William Shaw Mgmt For For For
11 Elect Lawrence Small Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock and Cash Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Baker, Jr. Mgmt For For For
2 Elect Gwendolyn King Mgmt For For For
3 Elect Marc Oken Mgmt For For For
4 Elect David Olsen Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
7 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
8 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Marshall & Ilsley Corporation
Ticker Security ID: Meeting Date Meeting Status
MI CUSIP 571837103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Baur Mgmt For For For
1.2 Elect Jon Chait Mgmt For For For
1.3 Elect John Daniels, Jr. Mgmt For For For
1.4 Elect Mark Furlong Mgmt For For For
1.5 Elect Ted Kellner Mgmt For For For
1.6 Elect Dennis Kuester Mgmt For For For
1.7 Elect David Lubar Mgmt For For For
1.8 Elect Katharine Lyall Mgmt For For For
1.9 Elect John Mellowes Mgmt For For For
1.10 Elect San Orr, Jr. Mgmt For For For
1.11 Elect Robert O'Toole Mgmt For For For
1.12 Elect Peter Platten, III Mgmt For For For
1.13 Elect John Shiely Mgmt For For For
1.14 Elect George Wardeberg Mgmt For For For
1.15 Elect James Wigdale Mgmt For For For
2 Approval of 2009 Employee Stock Mgmt For For For
Purchase Plan
3 Approval of 2009 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Denomme Mgmt For For For
2 Elect Richard Manoogian Mgmt For For For
3 Elect Mary Ann Van Lokeren Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Long Term Mgmt For For For
Stock Incentive Plan
6 Approval of the Material Terms of Mgmt For For For
the 2005 Long Term Stock
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Massey Energy Company
Ticker Security ID: Meeting Date Meeting Status
MEE CUSIP 576206106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Crawford Mgmt For For For
1.2 Elect E. Gordon Gee Mgmt For For For
1.3 Elect Lady Judge Mgmt For Withhold Against
1.4 Elect Stanley Suboleski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Progress Report
5 Shareholder Proposal Regarding ShrHldr Against Against For
Climate Change Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Early Disclosure of Voting
Results of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For For For
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Company Product Responsibility
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
MBIA Inc.
Ticker Security ID: Meeting Date Meeting Status
MBI CUSIP 55262C100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joseph Brown Mgmt For For For
2 Elect David Coulter Mgmt For For For
3 Elect Claire Gaudiani Mgmt For For For
4 Elect Daniel Kearney Mgmt For For For
5 Elect Kewsong Lee Mgmt For For For
6 Elect Laurence Meyer Mgmt For For For
7 Elect Laurence Meyer Mgmt For For For
8 Elect Charles Rinehart Mgmt For For For
9 Elect Richard Vaughan Mgmt For For For
10 Amendment to the 2005 Omnibus Mgmt For For For
Incentive Plan
11 Advisory Vote on Compensation Mgmt For For For
Paid to CEO for 2008 and 2009
Salary
12 Advisory Vote on Compensation Mgmt For For For
Paid To Senior Executive Officers
As a Whole For 2008 and 2009
Salaries
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McAfee, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFE CUSIP 579064106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. LESLIE Mgmt For For For
G. DENEND
2 ELECTION OF DIRECTOR: MR. DAVID Mgmt For For For
G. DEWALT
3 ELECTION OF DIRECTOR: MR. CHARLES Mgmt For For For
J. ROBEL
4 Amendment to Declassify the Board Mgmt For For For
5 APPROVAL OF THE AMENDMENTS TO OUR Mgmt For For For
1997 STOCK INCENTIVE PLAN, AS
AMENDED.
6 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
7 Amendment to the 1993 Stock Mgmt For Against Against
Option Plan for Outside Directors
8 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McCormick & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKC.V CUSIP 579780 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.P. BILBREY Mgmt For For For
2 ELECTION OF DIRECTOR: J.T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. Mgmt For For For
FITZPATRICK
4 ELECTION OF DIRECTOR: F.A. Mgmt For For For
HRABOWSKI, III
5 ELECTION OF DIRECTOR: M.D. MANGAN Mgmt For For For
6 ELECTION OF DIRECTOR: J.W. MCGRATH Mgmt For For For
7 ELECTION OF DIRECTOR: M.M.V. Mgmt For For For
PRESTON
8 ELECTION OF DIRECTOR: G.A. ROCHE Mgmt For For For
9 ELECTION OF DIRECTOR: W.E. STEVENS Mgmt For For For
10 ELECTION OF DIRECTOR: A.D. WILSON Mgmt For For For
11 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
EMPLOYEES STOCK PURCHASE PLAN.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/23/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Andy D. Bryant Mgmt For For For
2 Elect Director Wayne A. Budd Mgmt For For For
3 Elect Director John H. Hammergren Mgmt For For For
4 Elect Director Alton F. Irby III Mgmt For For For
5 Elect Director M. Christine Jacobs Mgmt For For For
6 Elect Director Marie L. Knowles Mgmt For For For
7 Elect Director David M. Lawrence Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director James V. Napier Mgmt For For For
10 Elect Director Jane E. Shaw Mgmt For For For
11 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS Mgmt For For For
W. COLE, JR.
3 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
KAISER
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
6 ELECTION OF DIRECTOR: SUSAN J. Mgmt For For For
KROPF
7 ELECTION OF DIRECTOR: DOUGLAS S. Mgmt For For For
LUKE
8 ELECTION OF DIRECTOR: JOHN A Mgmt For For For
LUKE, JR.
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: EDWARD M. Mgmt For For For
STRAW
12 ELECTION OF DIRECTOR: JANE L. Mgmt For For For
WARNER
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Performance Mgmt For Against Against
Incentive Plan
15 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For For For
1.2 Elect Director William A. Hawkins Mgmt For For For
1.3 Elect Director Shirley A. Jackson Mgmt For For For
1.4 Elect Director Denise M. O'Leary Mgmt For For For
1.5 Elect Director Jean-Pierre Rosso Mgmt For For For
1.6 Elect Director Jack W. Schuler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MEMC Electronic Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Boehlke Mgmt For For For
1.2 Elect C. Douglas Marsh Mgmt For For For
1.3 Elect Michael McNamara Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. Mgmt For Against Against
BRUN
2 ELECTION OF DIRECTOR: THOMAS R. Mgmt For Against Against
CECH, PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For Against Against
CLARK
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For Against Against
GLOCER
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For Against Against
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For Against Against
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For Against Against
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For Against Against
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For Against Against
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
TATLOCK
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. Mgmt For Against Against
WEEKS
15 ELECTION OF DIRECTOR: PETER C. Mgmt For Against Against
WENDELL
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Mgmt For Against Against
Board Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against For Against
AN INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING ShrHldr Against Against For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Meredith Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Alfred H. Drewes Mgmt For For For
1.2 Elect Director David J. Londoner Mgmt For For For
1.3 Elect Director Philip A. Marineau Mgmt For For For
1.4 Elect Director Elizabeth E. Mgmt For For For
Tallett
2 Ratify Auditors Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Report on Sustainable Paper ShrHldr Against Against For
Purchasing
- ------------------------------------------------------------------------------------------------------------------------
Merrill Lynch & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MER CUSIP 590188108 12/05/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Amend Certificate of Mgmt For For For
Incorporation to Permit Holders
of Series 2 and 3 Preferred Stock
the Right to vote with Common
Stock Holders
3 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/15/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Steve Sanghi Mgmt For For For
1.2 Elect Director Albert J. Mgmt For For For
Hugo-Martinez
1.3 Elect Director L.B. Day Mgmt For For For
1.4 Elect Director Matthew W. Chapman Mgmt For For For
1.5 Elect Director Wade F. Meyercord Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 12/11/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Teruaki Aoki Mgmt For For For
2 Elect Director Steven R. Appleton Mgmt For For For
3 Elect Director James W. Bagley Mgmt For For For
4 Elect Director Robert L. Bailey Mgmt For For For
5 Elect Director Mercedes Johnson Mgmt For For For
6 Elect Director Lawrence N. Mondry Mgmt For For For
7 Elect Director Robert E. Switz Mgmt For For For
8 Amend Omnibus Stock Plan Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Steven A. Ballmer Mgmt For For For
2 Elect Director James I. Cash, Jr. Mgmt For For For
3 Elect Director Dina Dublon Mgmt For For For
4 Elect Director William H. Gates, Mgmt For For For
III
5 Elect Director Raymond V. Mgmt For For For
Gilmartin
6 Elect Director Reed Hastings Mgmt For For For
7 Elect Director David F. Marquardt Mgmt For For For
8 Elect Director Charles H. Noski Mgmt For For For
9 Elect Director Helmut Panke Mgmt For For For
10 Approve Executive Incentive Bonus Mgmt For For For
Plan
11 Amend Non-Employee Director Mgmt For For For
Omnibus Stock Plan
12 Ratify Auditors Mgmt For For For
13 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
14 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
15 Report on Charitable Contributions ShrHldr Against Abstain Against
- ------------------------------------------------------------------------------------------------------------------------
Millipore Corporation
Ticker Security ID: Meeting Date Meeting Status
MIL CUSIP 601073109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rolf Classon Mgmt For For For
1.2 Elect Mark Hoffman Mgmt For For For
1.3 Elect John Reno Mgmt For For For
1.4 Elect Karen Welke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Molex Incorporated
Ticker Security ID: Meeting Date Meeting Status
MOLX CUSIP 608554101 10/31/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Edgar D. Jannotta Mgmt For For For
1.2 Elect Director John H. Krehbiel, Mgmt For For For
Jr.
1.3 Elect Director Donald G. Lubin Mgmt For For For
1.4 Elect Director Robert J. Potter Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Approve Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAPA CUSIP 60871R209 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Cleghorn Mgmt For For For
1.2 Elect Charles Herington Mgmt For For For
1.3 Elect David O'Brien Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Monster Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWW CUSIP 611742107 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Salvatore Iannuzzi Mgmt For For For
1.2 Elect Robert Chrenc Mgmt For For For
1.3 Elect John Gaulding Mgmt For For For
1.4 Elect Edmund Giambastiani, Jr. Mgmt For For For
1.5 Elect Ronald Kramer Mgmt For For For
1.6 Elect Roberto Tunioli Mgmt For For For
1.7 Elect Timothy Yates Mgmt For For For
2 Amendment to the 2008 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EWALD KIST Mgmt For For For
2 ELECTION OF DIRECTOR: HENRY A. Mgmt For For For
MCKINNELL, JR., PH.D.
3 ELECTION OF DIRECTOR: JOHN K. Mgmt For For For
WULFF
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
6 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 02/09/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
Motorola, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOT CUSIP 620076109 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gregory Brown Mgmt For For For
2 Elect David Dorman Mgmt For For For
3 Elect William Hambrecht Mgmt For For For
4 Elect Sanjay Jha Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Keith Meister Mgmt For For For
7 Elect Thomas Meredith Mgmt For For For
8 Elect Samuel Scott III Mgmt For Against Against
9 Elect Ron Sommer Mgmt For For For
10 Elect James Stengel Mgmt For For For
11 Elect Anthony Vinciquerra Mgmt For For For
12 Elect Douglas Warner III Mgmt For For For
13 Elect John White Mgmt For For For
14 Decrease in Par Value of Common Mgmt For For For
Stock
15 Stock Option Exchange Program Mgmt For Against Against
16 Amendment to the Employee Stock Mgmt For For For
Purchase Plan OF 1999
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
20 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
21 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Review of Global Human Rights
Standards
- ------------------------------------------------------------------------------------------------------------------------
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For For For
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Mylan Inc.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP 628530107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milan Puskar Mgmt For For For
1.2 Elect Robert Coury Mgmt For For For
1.3 Elect Wendy Cameron Mgmt For For For
1.4 Elect Neil Dimick Mgmt For For For
1.5 Elect Douglas Leech Mgmt For Withhold Against
1.6 Elect Joseph Maroon Mgmt For For For
1.7 Elect Rodney Piatt Mgmt For For For
1.8 Elect C. B. Todd Mgmt For For For
1.9 Elect Randall Vanderveen Mgmt For For For
2 Increase of Authorized Common Mgmt For For For
Stock
3 Amendment to the 2003 Long-Term Mgmt For For For
Incentive Plan
4 Adoption of Majority Vote for Mgmt N/A For N/A
Election of Directors
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eugene Isenberg Mgmt For For For
1.2 Elect William Comfort Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Executive
Compensation
4 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Survivor
Benefits
- ------------------------------------------------------------------------------------------------------------------------
NASDAQ OMX Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Soud Ba'alawy Mgmt For Withhold Against
1.2 Elect Urban Backstrom Mgmt For Withhold Against
1.3 Elect H. Furlong Baldwin Mgmt For Withhold Against
1.4 Elect Michael Casey Mgmt For Withhold Against
1.5 Elect Lon Gorman Mgmt For Withhold Against
1.6 Elect Robert Greifeld Mgmt For Withhold Against
1.7 Elect Glenn Hutchins Mgmt For Withhold Against
1.8 Elect Birgitta Kantola Mgmt For Withhold Against
1.9 Elect Essa Kazim Mgmt For Withhold Against
1.10 Elect John Markese Mgmt For Withhold Against
1.11 Elect Hans Munk Nielsen Mgmt For Withhold Against
1.12 Elect Thomas O'Neill Mgmt For Withhold Against
1.13 Elect James Riepe Mgmt For Withhold Against
1.14 Elect Michael Splinter Mgmt For Withhold Against
1.15 Elect Lars Wedenborn Mgmt For Withhold Against
1.16 Elect Deborah Wince-Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
National City Corporation
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 635405103 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
National Semiconductor Corp.
Ticker Security ID: Meeting Date Meeting Status
NSM CUSIP 637640103 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Brian L. Halla Mgmt For For For
2 Elect Director Steven R. Appleton Mgmt For For For
3 Elect Director Gary P. Arnold Mgmt For For For
4 Elect Director Richard J. Danzig Mgmt For For For
5 Elect Director John T. Dickson Mgmt For For For
6 Elect Director Robert J. Mgmt For For For
Frankenberg
7 Elect Director Modesto A. Maidique Mgmt For For For
8 Elect Director Edward R. McCracken Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 04/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approval of Stock Option Exchange Mgmt For Against Against
Program
- ------------------------------------------------------------------------------------------------------------------------
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/02/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Daniel J. Mgmt For For For
Warmenhoven
1.2 Elect Director Donald T. Valentine Mgmt For For For
1.3 Elect Director Jeffry R. Allen Mgmt For For For
1.4 Elect Director Carol A. Bartz Mgmt For For For
1.5 Elect Director Alan L. Earhart Mgmt For For For
1.6 Elect Director Thomas Georgens Mgmt For For For
1.7 Elect Director Edward Kozel Mgmt For For For
1.8 Elect Director Mark Leslie Mgmt For For For
1.9 Elect Director Nicholas G. Moore Mgmt For For For
1.10 Elect Director George T. Shaheen Mgmt For For For
1.11 Elect Director Robert T. Wall Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Omnibus Stock Plan Mgmt For Against Against
4 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NetScreen Technologies
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Kriens Mgmt For For For
1.2 Elect Stratton Sclavos Mgmt For For For
1.3 Elect William Stensrud Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newell Rubbermaid, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Clarke Mgmt For For For
2 Elect Domenico De Sole Mgmt For For For
3 Elect Elizabeth Cuthbert-Millett Mgmt For For For
4 Elect Steven Strobel Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Robert Miller Mgmt For For For
1.8 Elect Richard O'Brien Mgmt For For For
1.9 Elect John Prescott Mgmt For For For
1.10 Elect Donald Roth Mgmt For For For
1.11 Elect James Taranik Mgmt For For For
1.12 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Nicor Inc.
Ticker Security ID: Meeting Date Meeting Status
GAS CUSIP 654086107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Beavers, Jr. Mgmt For Withhold Against
1.2 Elect Bruce Bickner Mgmt For Withhold Against
1.3 Elect John Birdsall, lll Mgmt For Withhold Against
1.4 Elect Norman Bobins Mgmt For Withhold Against
1.5 Elect Brenda Gaines Mgmt For Withhold Against
1.6 Elect Raymond Jean Mgmt For Withhold Against
1.7 Elect Dennis Keller Mgmt For Withhold Against
1.8 Elect R. Eden Martin Mgmt For Withhold Against
1.9 Elect Georgia Nelson Mgmt For Withhold Against
1.10 Elect Armando Olivera Mgmt For Withhold Against
1.11 Elect John Rau Mgmt For Withhold Against
1.12 Elect John Staley Mgmt For Withhold Against
1.13 Elect Russ Strobel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Abdoo Mgmt For For For
2 Elect Steven Beering Mgmt For For For
3 Elect Dennis Foster Mgmt For For For
4 Elect Mike Jesanis Mgmt For For For
5 Elect Marty Kittrell Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Deborah Parker Mgmt For For For
8 Elect Ian Rolland Mgmt For For For
9 Elect Robert Skaggs, Jr. Mgmt For For For
10 Elect Richard Thompson Mgmt For For For
11 Elect Carolyn Woo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65422100 03/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from the Cayman Mgmt For For For
Islands to Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Berenson Mgmt For For For
1.2 Elect Michael Cawley Mgmt For For For
1.3 Elect Edward Cox Mgmt For For For
1.4 Elect Charles Davidson Mgmt For For For
1.5 Elect Thomas Edelman Mgmt For For For
1.6 Elect Eric Grubman Mgmt For For For
1.7 Elect Kirby Hedrick Mgmt For For For
1.8 Elect Scott Urban Mgmt For For For
1.9 Elect William Van Kleef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1992 Stock Mgmt For Against Against
Option and Restricted Stock Plan
- ------------------------------------------------------------------------------------------------------------------------
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Carp Mgmt For For For
1.2 Elect Steven Leer Mgmt For For For
1.3 Elect Michael Lockhart Mgmt For For For
1.4 Elect Charles Moorman, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lewis Coleman Mgmt For For For
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For For For
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a ShrHldr Against Against For
Report on Space Based Weapons
15 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Novell, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVL CUSIP 670006105 04/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALBERT Mgmt For For For
AIELLO
2 ELECTION OF DIRECTOR: FRED CORRADO Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
CRANDALL
4 ELECTION OF DIRECTOR: GARY G. Mgmt For For For
GREENFIELD
5 ELECTION OF DIRECTOR: JUDITH H. Mgmt For For For
HAMILTON
6 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
HOVSEPIAN
7 ELECTION OF DIRECTOR: PATRICK S. Mgmt For For For
JONES
8 ELECTION OF DIRECTOR: CLAUDINE B. Mgmt For For For
MALONE
9 ELECTION OF DIRECTOR: RICHARD L. Mgmt For For For
NOLAN
10 ELECTION OF DIRECTOR: THOMAS G. Mgmt For For For
PLASKETT
11 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
PODUSKA, SR., SC.D.
12 ELECTION OF DIRECTOR: KATHY Mgmt For For For
BRITTAIN WHITE
13 TO APPROVE THE NOVELL, INC. 2009 Mgmt For For For
OMNIBUS INCENTIVE PLAN.
14 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Novellus Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVLS CUSIP 670008101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Hill Mgmt For For For
1.2 Elect Neil Bonke Mgmt For For For
1.3 Elect Youssef El-Mansy Mgmt For For For
1.4 Elect J. David Litster Mgmt For For For
1.5 Elect Yoshio Nishi Mgmt For For For
1.6 Elect Glen Possley Mgmt For For For
1.7 Elect Ann Rhoads Mgmt For For For
1.8 Elect William Spivey Mgmt For For For
1.9 Elect Delbert Whitaker Mgmt For For For
2 Amendment to the 2001 Stock Mgmt For For For
Incentive Plan
3 Amendment to the 1992 Employee Mgmt For For For
Stock Purchase Plan
4 Reapproval of the 1998 Senior Mgmt For For For
Executive 162(m) Bonus Program
5 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Report on Human Rights
6 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Tench Coxe Mgmt For For For
1.2 Elect Mark Perry Mgmt For For For
1.3 Elect Mark Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NYSE Euronext
Ticker Security ID: Meeting Date Meeting Status
NYX CUSIP 629491101 04/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ellyn Brown Mgmt For For For
1.2 Elect Marshall Carter Mgmt For For For
1.3 Elect Patricia Cloherty Mgmt For For For
1.4 Elect George Cox Mgmt For For For
1.5 Elect Sylvain Hefes Mgmt For For For
1.6 Elect Jan-Michiel Hessels Mgmt For For For
1.7 Elect Dominique Hoenn Mgmt For For For
1.8 Elect Shirley Jackson Mgmt For For For
1.9 Elect James McDonald Mgmt For For For
1.10 Elect Duncan McFarland Mgmt For For For
1.11 Elect James McNulty Mgmt For For For
1.12 Elect Duncan Niederauer Mgmt For For For
1.13 Elect Baron Jean Peterbroeck Mgmt For For For
1.14 Elect Alice Rivlin Mgmt For For For
1.15 Elect Ricardo Salgado Mgmt For For For
1.16 Elect Jean-Francois Theodore Mgmt For For For
1.17 Elect Rijnhard van Tets Mgmt For For For
1.18 Elect Brian Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE STOCKHOLDER ShrHldr Against Against For
PROPOSAL REGARDING CERTIFICATED
SHARES.
4 TO APPROVE THE STOCKHOLDER ShrHldr Against For Against
PROPOSAL REGARDING SIMPLE
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Office Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODP CUSIP 676220106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LEE A. AULT Mgmt For For For
III
2 ELECTION OF DIRECTOR: NEIL R. Mgmt For For For
AUSTRIAN
3 ELECTION OF DIRECTOR: DAVID W. Mgmt For For For
BERNAUER
4 ELECTION OF DIRECTOR: MARSHA J. Mgmt For For For
EVANS
5 ELECTION OF DIRECTOR: DAVID I. Mgmt For For For
FUENTE
6 ELECTION OF DIRECTOR: BRENDA J. Mgmt For For For
GAINES
7 ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For For
8 ELECTION OF DIRECTOR: W. SCOTT Mgmt For For For
HEDRICK
9 ELECTION OF DIRECTOR: KATHLEEN Mgmt For For For
MASON
10 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For
MYERS
11 ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
14 Shareholder Proposal Regarding ShrHldr Against For Against
Reimbursement of Solicitation
Expenses
15 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of CEO and Chairman
- ------------------------------------------------------------------------------------------------------------------------
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Wren Mgmt For For For
1.2 Elect Bruce Crawford Mgmt For For For
1.3 Elect Alan Batkin Mgmt For For For
1.4 Elect Robert Clark Mgmt For For For
1.5 Elect Leonard Coleman, Jr. Mgmt For For For
1.6 Elect Errol Cook Mgmt For For For
1.7 Elect Susan Denison Mgmt For For For
1.8 Elect Michael Henning Mgmt For For For
1.9 Elect John Murphy Mgmt For For For
1.10 Elect John Purcell Mgmt For For For
1.11 Elect Linda Johnson Rice Mgmt For For For
1.12 Elect Gary Roubos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/10/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jeffrey O. Henley Mgmt For For For
1.2 Elect Director Lawrence J. Ellison Mgmt For For For
1.3 Elect Director Donald L. Lucas Mgmt For For For
1.4 Elect Director Michael J. Boskin Mgmt For For For
1.5 Elect Director Jack F. Kemp Mgmt For For For
1.6 Elect Director Jeffrey S. Berg Mgmt For Withhold Against
1.7 Elect Director Safra A. Catz Mgmt For For For
1.8 Elect Director Hector Mgmt For Withhold Against
Garcia-Molina
1.9 Elect Director H. Raymond Bingham Mgmt For For For
1.10 Elect Director Charles E. Mgmt For For For
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman Mgmt For Withhold Against
1.12 Elect Director George H. Conrades Mgmt For For For
1.13 Elect Director Bruce R. Chizen Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
4 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Mgmt For For For
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Paccar Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect William Reed, Jr. Mgmt For For For
1.3 Elect Warren Staley Mgmt For For For
1.4 Elect Charles Williamson Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against For Against
THE ANNUAL ELECTION OF ALL
DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING A ShrHldr Against For Against
DIRECTOR VOTE THRESHOLD
- ------------------------------------------------------------------------------------------------------------------------
Pactiv Corporation
Ticker Security ID: Meeting Date Meeting Status
PTV CUSIP 695257105 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For For For
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pall Corporation
Ticker Security ID: Meeting Date Meeting Status
PLL CUSIP 696429307 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Cheryl W. Grise Mgmt For For For
1.2 Elect Director Ulric S. Haynes, Mgmt For For For
Jr.
1.3 Elect Director Ronald L. Hoffman Mgmt For For For
1.4 Elect Edwin W. Martin, Jr. Mgmt For For For
1.5 Elect Director Katharine L. Mgmt For For For
Plourde
1.6 Elect Director Heywood Shelley Mgmt For For For
1.7 Elect Director Edward Travaglianti Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Amend Restricted Stock Plan Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director William E. Kassling Mgmt For For For
1.2 Elect Director Joseph M. Scaminace Mgmt For For For
1.3 Elect Director Wolfgang R. Schmitt Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Patterson Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/08/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Ronald E. Ezerski Mgmt For For For
1.2 Elect Director Andre B. Lacy Mgmt For For For
2 Approve Profit Sharing Plan Mgmt For For For
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director B. Thomas Golisano Mgmt For For For
2 Elect Director David J. S. Mgmt For For For
Flaschen
3 Elect Director Phillip Horsley Mgmt For For For
4 Elect Director Grant M. Inman Mgmt For For For
5 Elect Director Pamela A. Joseph Mgmt For For For
6 Elect Director Jonathan J. Judge Mgmt For For For
7 Elect Director Joseph M. Tucci Mgmt For For For
8 Elect Director Joseph M. Velli Mgmt For For For
9 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms Mgmt For For For
of the 2004 Long-Term Equity
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Eunice Groark Mgmt For For For
1.4 Elect James Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pepco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP 713291102 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Joseph Rigby Mgmt For For For
1.9 Elect Frank Ross Mgmt For For For
1.10 Elect Pauline Schneider Mgmt For For For
1.11 Elect Lester Silverman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pepsi Bottling Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PBG CUSIP 713409100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect Barry Beracha Mgmt For For For
3 Elect John Compton Mgmt For For For
4 Elect Eric Foss Mgmt For For For
5 Elect Ira Hall Mgmt For For For
6 Elect Susan Kronick Mgmt For For For
7 Elect Blythe McGarvie Mgmt For Against Against
8 Elect John Quelch Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect Cynthia Trudell Mgmt For For For
11 Amendment to the Directors' Stock Mgmt For For For
Plan
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Beverage Container
Recycling Program
17 Shareholder Proposal Regarding ShrHldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PerkinElmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For
FRIEL
2 ELECTION OF DIRECTOR: NICHOLAS A. Mgmt For For For
LOPARDO
3 ELECTION OF DIRECTOR: ALEXIS P. Mgmt For For For
MICHAS
4 ELECTION OF DIRECTOR: JAMES C. Mgmt For For For
MULLEN
5 ELECTION OF DIRECTOR: DR. VICKI Mgmt For For For
L. SATO
6 ELECTION OF DIRECTOR: GABRIEL Mgmt For For For
SCHMERGEL
7 ELECTION OF DIRECTOR: KENTON J. Mgmt For For For
SICCHITANO
8 ELECTION OF DIRECTOR: PATRICK J. Mgmt For For For
SULLIVAN
9 ELECTION OF DIRECTOR: G. ROBERT Mgmt For For For
TOD
10 Ratification of Auditor Mgmt For For For
11 TO APPROVE THE PERKINELMER, INC. Mgmt For For For
2009 INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. Mgmt For For For
BURT
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE Mgmt For For For
J. HORNER
8 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE Mgmt For For For
NORA JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect C. Lee Cox Mgmt For For For
3 Elect Peter Darbee Mgmt For For For
4 Elect Maryellen Herringer Mgmt For For For
5 Elect Roger Kimmel Mgmt For For For
6 Elect Richard Meserve Mgmt For For For
7 Elect Forrest Miller Mgmt For For For
8 Elect Barbara Rambo Mgmt For For For
9 Elect Barry Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
12 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation in North Dakota
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Basha, Jr. Mgmt For For For
1.2 Elect David Brandt Mgmt For For For
1.3 Elect Susan Clark-Johnson Mgmt For For For
1.4 Elect Michael Gallagher Mgmt For For For
1.5 Elect Pamela Grant Mgmt For For For
1.6 Elect Roy Herberger, Jr. Mgmt For For For
1.7 Elect William Jamieson Mgmt For For For
1.8 Elect Humberto Lopez Mgmt For For For
1.9 Elect Kathryn Munro Mgmt For For For
1.10 Elect Bruce Nordstrom Mgmt For For For
1.11 Elect W. Douglas Parker Mgmt For For For
1.12 Elect William Post Mgmt For For For
1.13 Elect William Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 06/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Arthur Mgmt For For For
1.2 Elect Andrew Cates Mgmt For For For
1.3 Elect Scott Reiman Mgmt For For For
1.4 Elect Scott Sheffield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive Plan
4 Amendment to the Material Terms Mgmt For For For
of the 2006 Long-Term Incentive
Plan
- ------------------------------------------------------------------------------------------------------------------------
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Anne Busquet Mgmt For For For
2 Elect Anne Fuchs Mgmt For For For
3 Elect James Keyes Mgmt For For For
4 Elect David Shedlarz Mgmt For For For
5 Elect David Snow Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rick Holley Mgmt For For For
2 Elect Robin Josephs Mgmt For For For
3 Elect John McDonald Mgmt For For For
4 Elect Robert McLeod Mgmt For For For
5 Elect John Morgan, Sr. Mgmt For For For
6 Elect John Scully Mgmt For For For
7 Elect Stephen Tobias Mgmt For For For
8 Elect Martin White Mgmt For For For
9 Adoption of Majority Vote for Mgmt For For For
Election of Directors
10 Amendment to Increase Ownership Mgmt For For For
Limit
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. Mgmt For For For
CHELLGREN
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For Against Against
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
21 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Acquisition Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Polo Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 731572103 08/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank A. Bennack, Jr. Mgmt For For For
1.2 Elect Joel L. Fleishman Mgmt For For For
1.3 Elect Terry S. Semel Mgmt For Withhold Against
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Conway Mgmt For For For
1.2 Elect E. Allen Deaver Mgmt For For For
1.3 Elect James Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE Mgmt For For For
APPOINTMENT OF THE INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/12/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Don R. Graber Mgmt For For For
1.2 Elect Director Lester L. Lyles Mgmt For For For
2 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
KAUFMAN PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect J. Barry Griswell Mgmt For For For
2 Elect Richard Keyser Mgmt For For For
3 Elect Arjun Mathrani Mgmt For For For
4 Elect Elizabeth Tallett Mgmt For For For
5 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Progress Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGN CUSIP 743263105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bostic, Jr. Mgmt For For For
2 Elect Harris Deloach Mgmt For For For
3 Elect James Hyler, Jr. Mgmt For For For
4 Elect William Johnson Mgmt For For For
5 Elect Robert Jones Mgmt For For For
6 Elect W. Steven Jones Mgmt For For For
7 Elect E. Marie McKee Mgmt For For For
8 Elect John Mullin, III Mgmt For For For
9 Elect Charles Pryor, Jr. Mgmt For For For
10 Elect Carlos Saladrigas Mgmt For For For
11 Elect Theresa Stone Mgmt For For For
12 Elect Alfred Tollison, Jr. Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Executive Incentive Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROGER N. Mgmt For For For
FARAH
2 ELECTION OF DIRECTOR: STEPHEN R. Mgmt For For For
HARDIS
3 ELECTION OF DIRECTOR: NORMAN S. Mgmt For For For
MATTHEWS
4 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES, PH.D.
5 Adoption of Advance Notice Mgmt For Against Against
Requirement Regarding Shareholder
Proposals
6 Adoption of Advance Notice Mgmt For Against Against
Requirement Regarding Director
Nominations
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Frederic Becker Mgmt For For For
3 Elect Gordon Bethune Mgmt For For For
4 Elect Gaston Caperton Mgmt For For For
5 Elect Gilbert Casellas Mgmt For For For
6 Elect James Cullen Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Mark Grier Mgmt For For For
9 Elect Jon Hanson Mgmt For For For
10 Elect Constance Horner Mgmt For For For
11 Elect Karl Krapek Mgmt For For For
12 Elect Christine Poon Mgmt For For For
13 Elect John Strangfield Mgmt For For For
14 Elect James Unruh Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
17 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner, Jr. Mgmt For For For
1.3 Elect Dann Angeloff Mgmt For For For
1.4 Elect William Baker Mgmt For Withhold Against
1.5 Elect John Evans Mgmt For For For
1.6 Elect Tamara Hughes Gustavson Mgmt For For For
1.7 Elect Uri Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For
1.9 Elect Harvey Lenkin Mgmt For For For
1.10 Elect Gary Pruitt Mgmt For For For
1.11 Elect Daniel Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pulte Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Kelly-Ennis Mgmt For Withhold Against
1.2 Elect Bernard Reznicek Mgmt For Withhold Against
1.3 Elect Richard Wolford Mgmt For Withhold Against
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value
of Net Operating Losses
3 Amendment to the 2004 Stock Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
7 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Board Chairman
8 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
10 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Ratio Between CEO and
Employee Pay
- ------------------------------------------------------------------------------------------------------------------------
QLogic Corporation
Ticker Security ID: Meeting Date Meeting Status
QLGC CUSIP 747277101 08/28/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director H.K. Desai Mgmt For For For
1.2 Elect Director Joel S. Birnbaum Mgmt For For For
1.3 Elect Director James R. Fiebiger Mgmt For For For
1.4 Elect Director Balakrishnan S. Mgmt For For For
Iyer
1.5 Elect Director Kathryn B. Lewis Mgmt For For For
1.6 Elect Director George D. Wells Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Marc Stern Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Quest Diagnostics
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Jenne Britell Mgmt For For For
2 Elect Gail Wilensky Mgmt For For For
3 Elect John Ziegler Mgmt For For For
4 Amendment to the Employee Mgmt For For For
Long-Term Incentive Plan
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan for Non-Employee
Directors
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Questar Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For For For
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Mgmt For For For
Change in Board Size
4 Clarification of the Director Mgmt For For For
Liability Standard
5 Increase of Authorized Common Mgmt For Against Against
Stock
6 Amendment to Authorized Preferred Mgmt For Against Against
Stock
7 Amendment to the Long-Term Cash Mgmt For Against Against
Incentive Plan
8 Shareholder Proposal Regarding ShrHldr N/A For N/A
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Qwest Communications International Inc.
Ticker Security ID: Meeting Date Meeting Status
Q CUSIP 749121109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edward Mueller Mgmt For For For
2 Elect Linda Alvarado Mgmt For Against Against
3 Elect Charles Biggs Mgmt For For For
4 Elect K. Dane Brooksher Mgmt For For For
5 Elect Peter Hellman Mgmt For For For
6 Elect R. David Hoover Mgmt For Against Against
7 Elect Patrick Martin Mgmt For For For
8 Elect Caroline Matthews Mgmt For For For
9 Elect Wayne Murdy Mgmt For For For
10 Elect Jan Murley Mgmt For For For
11 Elect James Unruh Mgmt For For For
12 Elect Anthony Welters Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Policy Relating to Mgmt For For For
Severance Arrangements with
Executives
15 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Certain
Extraordinary Retirement Benefits
for Executives
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
17 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
18 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
R.J. Reynolds Tobacco
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nicandro Durante Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Luc Jobin Mgmt For For For
2 2009 Omnibus Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHldr Against Against For
Food Insecurity and Tobacco Use
6 Shareholder Proposal Regarding ShrHldr Against Against For
Reduction of Nicotine Content
7 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Human Rights Protocols
- ------------------------------------------------------------------------------------------------------------------------
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For For For
3 Elect Lee Chaden Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Judith Hamilton Mgmt For For For
6 Elect Susan Ivey Mgmt For For For
7 Elect Thomas Johnson Mgmt For For For
8 Elect John Pope Mgmt For For For
9 Elect Michael Riordan Mgmt For For For
10 Elect Oliver Sockwell Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding a ShrHldr Against Against For
Sustainable Forestry Report
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
RadioShack Corporation
Ticker Security ID: Meeting Date Meeting Status
RSH CUSIP 750438103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Belatti Mgmt For For For
2 Elect Julian Day Mgmt For For For
3 Elect Daniel Feehan Mgmt For For For
4 Elect H. Eugene Lockhart Mgmt For For For
5 Elect Jack Messman Mgmt For For For
6 Elect Thomas Plaskett Mgmt For For For
7 Elect Edwina Woodbury Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Annual and Long-Term Mgmt For For For
Incentive Compensation Plan
10 2009 Incentive Stock Plan Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charles Blackburn Mgmt For For For
2 Elect Anthony Dub Mgmt For For For
3 Elect V. Richard Eales Mgmt For For For
4 Elect Allen Finkelson Mgmt For For For
5 Elect James Funk Mgmt For For For
6 Elect Jonathan Linker Mgmt For For For
7 Elect Kevin McCarthy Mgmt For For For
8 Elect John Pinkerton Mgmt For For For
9 Elect Jeffrey Ventura Mgmt For For For
10 Amendment to the 2005 Mgmt For Against Against
Equity-Based Compensation Plan
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE W. Mgmt For For For
BRYAN
2 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
COOPER, SR.
3 ELECTION OF DIRECTOR: EARNEST W. Mgmt For For For
DEAVENPORT, JR.
4 ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For For
5 ELECTION OF DIRECTOR: O.B. Mgmt For For For
GRAYSON HALL, JR.
6 ELECTION OF DIRECTOR: CHARLES D. Mgmt For For For
MCCRARY
7 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
MALONE
8 ELECTION OF DIRECTOR: CLAUDE B. Mgmt For For For
NIELSEN
9 ELECTION OF DIRECTOR: C. DOWD Mgmt For For For
RITTER
10 NONBINDING STOCKHOLDER APPROVAL Mgmt For For For
OF EXECUTIVE COMPENSATION
11 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
12 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James O'Connor Mgmt For For For
1.2 Elect John Croghan Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect William Flynn Mgmt For For For
1.5 Elect David Foley Mgmt For For For
1.6 Elect Nolan Lehmann Mgmt For For For
1.7 Elect W. Lee Nutter Mgmt For For For
1.8 Elect Ramon Rodriguez Mgmt For For For
1.9 Elect Allan Sorensen Mgmt For For For
1.10 Elect John Trani Mgmt For For For
1.11 Elect Michael Wickham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Incentive Plan Mgmt For For For
4 2009 Employee Stock Purchase Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Robert Half International Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Andrew Berwick, Jr. Mgmt For For For
1.2 Elect Frederick Furth Mgmt For For For
1.3 Elect Edward Gibbons Mgmt For For For
1.4 Elect Harold Messmer, Jr. Mgmt For For For
1.5 Elect Barbara Novogradac Mgmt For For For
1.6 Elect Robert Pace Mgmt For For For
1.7 Elect Fredrick Richman Mgmt For For For
1.8 Elect J. Stephen Schaub Mgmt For For For
1.9 Elect M. Keith Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirements for Certain
Transactions
4 Technical Amendment to Mgmt For For For
Certificate of Incorporation
- ------------------------------------------------------------------------------------------------------------------------
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341 02/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Rohm and Haas Co.
Ticker Security ID: Meeting Date Meeting Status
ROH CUSIP 775371107 10/29/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Rowan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP 779382100 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Hix Mgmt For For For
1.2 Elect Robert Kramek Mgmt For For For
1.3 Elect Frederick Lausen Mgmt For For For
1.4 Elect Lawrence Ruisi Mgmt For For For
2 2009 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safeco Corporation
Ticker Security ID: Meeting Date Meeting Status
CUSIP 786429100 07/29/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2.1 Elect Director Joseph W. Brown Mgmt For For For
2.2 Elect Director Kerry Killinger Mgmt For For For
2.3 Elect Director Gary F. Locke Mgmt For For For
2.4 Elect Director Charles R. Rinehart Mgmt For For For
2.5 Elect Director Gerardo I. Lopez Mgmt For For For
3 Ratify Auditors Mgmt For For For
4 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For Against Against
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
14 Shareholder Proposal Regarding ShrHldr Against Against For
Limitation on Future Death
Benefits (Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eli Harari Mgmt For For For
1.2 Elect Irwin Federman Mgmt For For For
1.3 Elect Steve Gomo Mgmt For For For
1.4 Elect Eddy Hartenstein Mgmt For For For
1.5 Elect Catherine Lego Mgmt For For For
1.6 Elect Michael Marks Mgmt For For For
1.7 Elect James Meindl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Cumulative Voting Mgmt For Against Against
4 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
5 Amendment to the 2005 Incentive Mgmt For Against Against
Plan
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHldr Against Against For
Sustainability Report
- ------------------------------------------------------------------------------------------------------------------------
Sara Lee Corp.
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/30/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Brenda C. Barnes Mgmt For For For
2 Elect Director Christopher B. Mgmt For For For
Begley
3 Elect Director Crandall C. Bowles Mgmt For For For
4 Elect Director Virgis W. Colbert Mgmt For For For
5 Elect Director James S. Crown Mgmt For For For
6 Elect Director Laurette T. Mgmt For For For
Koellner
7 Elect Director Cornelis J.A. van Mgmt For For For
Lede
8 Elect Director John McAdam Mgmt For For For
9 Elect Director Ian Prosser Mgmt For For For
10 Elect Director Rozanne L. Ridgway Mgmt For For For
11 Elect Director Norman R. Sorensen Mgmt For For For
12 Elect Director Jeffrey W. Ubben Mgmt For For For
13 Elect Director Jonathan P. Ward Mgmt For For For
14 Ratify Auditors Mgmt For For For
15 Re-Approve Performance Measures Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bennett Mgmt For For For
1.2 Elect Lynne Miller Mgmt For For For
1.3 Elect James Roquemore Mgmt For For For
1.4 Elect Maceo Sloan Mgmt For For For
2 APPROVAL OF APPOINTMENT OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Philippe Camus Mgmt For For For
1.2 Elect Jamie Gorelick Mgmt For For For
1.3 Elect Andrew Gould Mgmt For For For
1.4 Elect Tony Isaac Mgmt For For For
1.5 Elect Nikolay Kudryavtsev Mgmt For For For
1.6 Elect Adrian Lajous Mgmt For For For
1.7 Elect Michael Marks Mgmt For For For
1.8 Elect Leo Reif Mgmt For For For
1.9 Elect Tore Sandvold Mgmt For For For
1.10 Elect Henri Seydoux Mgmt For For For
1.11 Elect Linda Stuntz Mgmt For For For
2 PROPOSAL TO ADOPT AND APPROVE OF Mgmt For For For
FINANCIALS AND DIVIDENDS.
3 Shareholder Proposal Regarding an ShrHldr Against Against For
Advisory Vote on Compensation
Report (Say on Pay)
4 PROPOSAL TO APPROVE OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------
Scripps Networks Interactive Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For For For
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
BROCKSMITH JR.
2 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
COLLATO
3 ELECTION OF DIRECTOR: DONALD E. Mgmt For For For
FELSINGER
4 ELECTION OF DIRECTOR: WILFORD D. Mgmt For For For
GODBOLD JR.
5 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
JONES
6 ELECTION OF DIRECTOR: RICHARD G. Mgmt For For For
NEWMAN
7 ELECTION OF DIRECTOR: WILLIAM G. Mgmt For For For
OUCHI
8 ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
RUSNACK
10 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
RUTLEDGE
11 ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For For
12 ELECTION OF DIRECTOR: NEAL E. Mgmt For For For
SCHMALE
13 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
14 SHAREHOLDER PROPOSAL FOR AN ShrHldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
15 SHAREHOLDER PROPOSAL FOR NORTH ShrHldr Against Against For
DAKOTA REINCORPORATION
- ------------------------------------------------------------------------------------------------------------------------
Sherwin-Williams Co.
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For For For
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect David Hodnik Mgmt For For For
1.5 Elect Susan Kropf Mgmt For For For
1.6 Elect Gary McCullough Mgmt For For For
1.7 Elect A. Malachi Mixon, III Mgmt For For For
1.8 Elect Curtis Moll Mgmt For For For
1.9 Elect Richard Smucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHldr Against For Against
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Sigma-Aldrich Corporation
Ticker Security ID: Meeting Date Meeting Status
SIAL CUSIP 826552101 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Rebecca Bergman Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect W. Lee McCollum Mgmt For For For
1.4 Elect Jai Nagarkatti Mgmt For For For
1.5 Elect Avi Nash Mgmt For For For
1.6 Elect Steven Paul Mgmt For Withhold Against
1.7 Elect J. Pedro Reinhard Mgmt For For For
1.8 Elect Timothy Sear Mgmt For Withhold Against
1.9 Elect D. Dean Spatz Mgmt For For For
1.10 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Increase of Authorized Common Mgmt For For For
Stock
4 Delete or Change Obsolete or Mgmt For For For
Unnecessary Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SLM Corporation
Ticker Security ID: Meeting Date Meeting Status
SLM CUSIP 78442P106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Bates Mgmt For For For
2 Elect William Diefenderfer III Mgmt For For For
3 Elect Diane Gilleland Mgmt For For For
4 Elect Earl Goode Mgmt For For For
5 Elect Ronald Hunt Mgmt For For For
6 Elect Albert Lord Mgmt For For For
7 Elect Michael Martin Mgmt For For For
8 Elect Barry Munitz Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect A. Alexander Porter, Jr. Mgmt For For For
11 Elect Frank Puleo Mgmt For For For
12 Elect Wolfgang Schoellkopf Mgmt For For For
13 Elect Steven Shapiro Mgmt For For For
14 Elect J. Terry Strange Mgmt For For For
15 Elect Anthony Terracciano Mgmt For For For
16 Elect Barry Williams Mgmt For For For
17 Directors Equity Plan Mgmt For For For
18 2009 - 2012 Incentive Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Smith International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 832110100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Kelley Mgmt For For For
1.2 Elect Luiz Rodolfo Landim Machado Mgmt For Withhold Against
1.3 Elect Doug Rock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: BRUCE S. Mgmt For For For
CHELBERG
2 ELECTION OF DIRECTOR: KAREN L. Mgmt For For For
DANIEL
3 ELECTION OF DIRECTOR: NATHAN J. Mgmt For For For
JONES
4 ELECTION OF DIRECTOR: ARTHUR L. Mgmt For For For
KELLY
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Southern Co.
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Francis Blake Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect Thomas Chapman Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For For For
1.9 Elect J. Neal Purcell Mgmt For For For
1.10 Elect David Ratcliffe Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Gerald St. Pe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emissions Reduction
6 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Pension Plan Policy
- ------------------------------------------------------------------------------------------------------------------------
Southwest Airlines Co.
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP 844741108 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Biegler Mgmt For Withhold Against
1.2 Elect C. Webb Crockett Mgmt For Withhold Against
1.3 Elect William Cunningham Mgmt For Withhold Against
1.4 Elect John Denison Mgmt For Withhold Against
1.5 Elect Travis Johnson Mgmt For Withhold Against
1.6 Elect Gary Kelly Mgmt For Withhold Against
1.7 Elect Nancy Loeffler Mgmt For Withhold Against
1.8 Elect John Montford Mgmt For Withhold Against
1.9 Elect Daniel Villanueva Mgmt For Withhold Against
2 Amendment to the 1991 Employee Mgmt For For For
Stock Purchase Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
5 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Lewis Epley, Jr. Mgmt For For For
1.2 Elect Robert Howard Mgmt For For For
1.3 Elect Harold Korell Mgmt For For For
1.4 Elect Vello Kuuskraa Mgmt For For For
1.5 Elect Kenneth Mourton Mgmt For For For
1.6 Elect Charles Scharlau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Spectra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sprint Nextel Corporation
Ticker Security ID: Meeting Date Meeting Status
S CUSIP 852061100 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Bennett Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect James Hance, Jr. Mgmt For For For
5 Elect Daniel Hesse Mgmt For For For
6 Elect Janet Hill Mgmt For For For
7 Elect Frank Ianna Mgmt For For For
8 Elect Sven-Christer Nilsson Mgmt For For For
9 Elect William Nuti Mgmt For For For
10 Elect Rodney O'Neal Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1988 Employees Mgmt For For For
Stock Purchase Plan
13 Shareholder Proposal Regarding ShrHldr Against For Against
Special Meetings
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Campbell Mgmt For Withhold Against
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For Withhold Against
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HOWARD Mgmt For For For
SCHULTZ
2 ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For For
3 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
4 ELECTION OF DIRECTOR: MELLODY Mgmt For For For
HOBSON
5 ELECTION OF DIRECTOR: KEVIN R. Mgmt For For For
JOHNSON
6 ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For For
7 ELECTION OF DIRECTOR: SHERYL Mgmt For For For
SANDBERG
8 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
SHENNAN, JR.
9 ELECTION OF DIRECTOR: JAVIER G. Mgmt For For For
TERUEL
10 ELECTION OF DIRECTOR: MYRON E. Mgmt For For For
ULLMAN, III
11 ELECTION OF DIRECTOR: CRAIG E. Mgmt For For For
WEATHERUP
12 One-Time Stock Option Exchange Mgmt For For For
Program
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Adam Aron Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For For For
1.3 Elect Thomas Clarke Mgmt For For For
1.4 Elect Clayton Daley, Jr. Mgmt For For For
1.5 Elect Bruce Duncan Mgmt For For For
1.6 Elect Lizanne Galbreath Mgmt For For For
1.7 Elect Eric Hippeau Mgmt For For For
1.8 Elect Stephen Quazzo Mgmt For For For
1.9 Elect Thomas Ryder Mgmt For For For
1.10 Elect Frits Van Paasschen Mgmt For For For
1.11 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Miller Mgmt For For For
1.2 Elect Jack Schuler Mgmt For For For
1.3 Elect Thomas Brown Mgmt For For For
1.4 Elect Rod Dammeyer Mgmt For For For
1.5 Elect William Hall Mgmt For Withhold Against
1.6 Elect Jonathan Lord Mgmt For For For
1.7 Elect John Patience Mgmt For For For
1.8 Elect Ronald Spaeth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stryker Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Brown Mgmt For Withhold Against
1.2 Elect Howard Cox, Jr. Mgmt For For For
1.3 Elect Donald Engelman Mgmt For Withhold Against
1.4 Elect Louis Francesconi Mgmt For For For
1.5 Elect Howard Lance Mgmt For Withhold Against
1.6 Elect Stephen MacMillan Mgmt For Withhold Against
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sun Microsystems, Inc.
Ticker Security ID: Meeting Date Meeting Status
JAVA CUSIP 866810203 11/05/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Scott G. McNealy Mgmt For For For
2 Elect Director James L. Barksdale Mgmt For For For
3 Elect Director Stephen M. Bennett Mgmt For For For
4 Elect Director Peter L.S. Currie Mgmt For For For
5 Elect Director Robert J. Mgmt For For For
Finocchio, Jr.
6 Elect Director James H. Greene, Mgmt For For For
Jr.
7 Elect Director Michael E. Marks Mgmt For For For
8 Elect Director Patricia E. Mgmt For For For
Mitchell
9 Elect Director M. Kenneth Oshman Mgmt For For For
10 Elect Director P. Anthony Ridder Mgmt For For For
11 Elect Director Jonathan I. Mgmt For For For
Schwartz
12 Ratify Auditors Mgmt For For For
13 Eliminate Supermajority Vote Mgmt For For For
Requirement
14 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
15 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
16 Submit Shareholder Rights Plan ShrHldr Against Against For
(Poison Pill) to Shareholder Vote
17 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------------
Sunoco, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUN CUSIP 86764P109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For For For
1.8 Elect James Kaiser Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect John Wulff Mgmt For For For
2 Amendment to the Retainer Stock Mgmt For For For
Plan for Outside Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SunTrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alston Correll Mgmt For For For
1.2 Elect Patricia Frist Mgmt For For For
1.3 Elect Blake Garrett Mgmt For For For
1.4 Elect David Hughes Mgmt For For For
1.5 Elect M. Douglas Ivester Mgmt For For For
1.6 Elect G. Gilmer Minor, III Mgmt For For For
1.7 Elect James Wells III Mgmt For For For
1.8 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO APPROVE THE SUNTRUST Mgmt For For For
BANKS, INC. 2009 STOCK PLAN.
4 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
SUPERVALU, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVU CUSIP 868536103 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irwin Cohen Mgmt For For For
2 Elect Ronald Daly Mgmt For For For
3 Elect Lawrence Del Santo Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Craig Herkert Mgmt For For For
6 Elect Kathi Seifert Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For
Tobacco Sales
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Michael A. Brown Mgmt For For For
1.2 Elect Director William T. Coleman Mgmt For For For
1.3 Elect Director Frank E. Dangeard Mgmt For For For
1.4 Elect Director Geraldine B. Mgmt For For For
Laybourne
1.5 Elect Director David L. Mahoney Mgmt For For For
1.6 Elect Director Robert S. Miller Mgmt For For For
1.7 Elect Director George Reyes Mgmt For For For
1.8 Elect Director Daniel H. Schulman Mgmt For For For
1.9 Elect Director ohn W. Thompson Mgmt For For For
1.10 Elect Director V. Paul Unruh Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Approve Qualified Employee Stock Mgmt For For For
Purchase Plan
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Judith B. Craven Mgmt For For For
2 Elect Director Phyllis S. Sewell Mgmt For For For
3 Elect Director Richard G. Tilghman Mgmt For For For
4 Approve Executive Incentive Bonus Mgmt For For For
Plan
5 Ratify Auditors Mgmt For For For
6 Declassify the Board of Directors ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Fix the Number of Directors at ShrHldr N/A TNA N/A
Twelve
2.1 Elect William Ackman ShrHldr N/A TNA N/A
2.2 Elect Michael Ashner ShrHldr N/A TNA N/A
2.3 Elect James Donald ShrHldr N/A TNA N/A
2.4 Elect Richard Vague ShrHldr N/A TNA N/A
3 Elect Ronald Gilson ShrHldr N/A TNA N/A
4 Ratification of Auditor ShrHldr N/A TNA N/A
5 Amendment to the Long-Term ShrHldr N/A TNA N/A
Incentive Plan
6 Shareholder Proposal Regarding ShrHldr N/A TNA N/A
Advisory Vote on Compensation
- ------------------------------------------------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 05/28/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Fix the Number of Directors at Mgmt For For For
Twelve
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Mgmt For For For
Incentive Plan
8 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
- ------------------------------------------------------------------------------------------------------------------------
TECO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
TE CUSIP 872375100 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SHERRILL W. Mgmt For For For
HUDSON
2 ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For For
LACHER
3 ELECTION OF DIRECTOR: LORETTA A. Mgmt For For For
PENN
4 Ratification of Auditor Mgmt For For For
5 Re-approval of Performance Mgmt For For For
Criteria for the 2004 Equity
Incentive Plan
6 DECLASSIFICATION OF BOARD. ShrHldr Against For Against
- ------------------------------------------------------------------------------------------------------------------------
Tellabs, Inc.
Ticker Security ID: Meeting Date Meeting Status
TLAB CUSIP 879664100 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bo Hedfors Mgmt For For For
2 Elect Michael Lavin Mgmt For For For
3 Elect Jan Suwinski Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Tenet Healthcare Corporation
Ticker Security ID: Meeting Date Meeting Status
THC CUSIP 88033G100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Bush Mgmt For For For
2 Elect Trevor Fetter Mgmt For For For
3 Elect Brenda Gaines Mgmt For For For
4 Elect Karen Garrison Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect J. Robert Kerrey Mgmt For For For
7 Elect Floyd Loop Mgmt For For For
8 Elect Richard Pettingill Mgmt For For For
9 Elect James Unruh Mgmt For For For
10 Elect J. McDonald Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Pay-for-Superior Performance
- ------------------------------------------------------------------------------------------------------------------------
Teradata Corp.
Ticker Security ID: Meeting Date Meeting Status
TDC CUSIP 88076W103 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: PETER L. Mgmt For For For
FIORE
2 ELECTION OF DIRECTOR: MICHAEL F. Mgmt For For For
KOEHLER
3 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
RINGLER
4 APPROVAL OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS FOR 2009
5 APPROVAL OF THE TERADATA Mgmt For For For
CORPORATION 2007 STOCK INCENTIVE
PLAN
6 APPROVAL OF THE TERADATA Mgmt For For For
CORPORATION MANAGEMENT INCENTIVE
PLAN
- ------------------------------------------------------------------------------------------------------------------------
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Mgmt For For For
Cash Compensation Incentive Plan
10 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bookout III Mgmt For For For
1.2 Elect Rodney Chase Mgmt For For For
1.3 Elect Robert Goldman Mgmt For For For
1.4 Elect Steven Grapstein Mgmt For For For
1.5 Elect William Johnson Mgmt For For For
1.6 Elect Jim Nokes Mgmt For For For
1.7 Elect Donald Schmude Mgmt For For For
1.8 Elect Bruce Smith Mgmt For For For
1.9 Elect Michael Wiley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. Mgmt For For For
MACMILLAN
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. Mgmt For For For
TEMPLETON
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN
AND CEO.
- ------------------------------------------------------------------------------------------------------------------------
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LEWIS B. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: LAWRENCE K. Mgmt For For For
FISH
3 ELECTION OF DIRECTOR: JOE T. FORD Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Clorox Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/19/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Daniel Boggan, Jr. Mgmt For For For
2 Elect Director Richard H. Carmona Mgmt For For For
3 Elect Director Tully M. Friedman Mgmt For For For
4 Elect Director George J. Harad Mgmt For For For
5 Elect Director Donald R. Knauss Mgmt For For For
6 Elect Director Robert W. Mgmt For For For
Matschullat
7 Elect Director Gary G. Michael Mgmt For For For
8 Elect Director Edward A. Mueller Mgmt For For For
9 Elect Director Jan L. Murley Mgmt For For For
10 Elect Director Pamela Mgmt For For For
Thomas-Graham
11 Elect Director Carolyn M. Ticknor Mgmt For For For
12 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/07/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Charlene Barshefsky Mgmt For For For
1.2 Elect Director Leonard A. Lauder Mgmt For Withhold Against
1.3 Elect Director Ronald S. Lauder Mgmt For For For
2 Approve Executive Incentive Bonus Mgmt For For For
Plan
3 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
The New York Times Company
Ticker Security ID: Meeting Date Meeting Status
NYT CUSIP 650111107 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Scott Galloway Mgmt For For For
1.2 Elect William Kennard Mgmt For For For
1.3 Elect James Kohlberg Mgmt For For For
1.4 Elect David Liddle Mgmt For For For
1.5 Elect Ellen Marram Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For For
AS AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
1.2 Elect Director Scott D. Cook Mgmt For For For
1.3 Elect Director Rajat K. Gupta Mgmt For For For
1.4 Elect Director A.G. Lafley Mgmt For For For
1.5 Elect Director Charles R. Lee Mgmt For For For
1.6 Elect Director Lynn M. Martin Mgmt For For For
1.7 Elect Director W. James McNerney, Mgmt For For For
Jr.
1.8 Elect Director Johnathan A. Mgmt For For For
Rodgers
1.9 Elect Director Ralph Snyderman Mgmt For For For
1.10 Elect Director Margaret C. Whitman Mgmt For For For
1.11 Elect Director Patricia A. Woertz Mgmt For For For
1.12 Elect Director Ernesto Zedillo Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Adopt Majority Voting for Mgmt For For For
Uncontested Election of Directors
4 Rotate Annual Meeting Location ShrHldr Against Against For
5 Advisory Vote to Ratify Named ShrHldr Against Against For
Executive Officers' Compensation
- ------------------------------------------------------------------------------------------------------------------------
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For For For
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Lewent Mgmt For For For
1.2 Elect Peter Manning Mgmt For For For
1.3 Elect Jim Manzi Mgmt For For For
1.4 Elect Elaine Ullian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Mgmt For For For
Executive Officers
14 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Torchmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP 891027104 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Boren Mgmt For For For
1.2 Elect M. Jane Buchan Mgmt For For For
1.3 Elect Robert Ingram Mgmt For For For
1.4 Elect Paul Zucconi Mgmt For For For
2 RATIFICATION OF AUDITORS Mgmt For For For
3 Amendments to Bylaws Regarding Mgmt For Against Against
Majority Voting in Election of
Directors and Advance Notice
Provisions
- ------------------------------------------------------------------------------------------------------------------------
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
2 ELECTION OF DIRECTOR: RICHARD Y. Mgmt For For For
BRADLEY
3 ELECTION OF DIRECTOR: WALTER W. Mgmt For For For
DRIVER, JR.
4 ELECTION OF DIRECTOR: GARDINER W. Mgmt For For For
GARRARD, JR.
5 ELECTION OF DIRECTOR: W. WALTER Mgmt For For For
MILLER, JR.
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP G90073100 12/08/2008 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE MERGER Mgmt For For For
TRANSACTION TO BE EFFECTED BY THE
SCHEMES OF ARRANGEMENT, ATTACHED
TO THE ACCOMPANYING PROXY
STATEMENT AS ANNEX B.
2 APPROVAL OF THE MOTION TO ADJOURN Mgmt For For For
THE MEETING TO A LATER DATE TO
SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO
APPROVE THE MERGER TRANSACTION.
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of Mgmt For For For
the Amended and Restated 2004
Stock Incentive Plan
15 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Elimination of Supermajority Mgmt For For For
Voting Requirement
3 Increase in Registered Share Mgmt For For For
Capital
4 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Mgmt For For For
Association
9 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit Mgmt For Against Against
the Number of Shares that may be
Registered and/or Voted by a
Single Shareholder or Group to
15% of the Registered Share
Capital
13 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
14 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Incentive Plan
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME Mgmt For For For
OF TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494 02/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don Tyson Mgmt For For For
1.2 Elect John Tyson Mgmt For For For
1.3 Elect Lloyd Hackley Mgmt For For For
1.4 Elect Lloyd Hackley Mgmt For For For
1.5 Elect Jim Kever Mgmt For For For
1.6 Elect Kevin McNamara Mgmt For For For
1.7 Elect Brad Sauer Mgmt For For For
1.8 Elect Jo Ann Smith Mgmt For For For
1.9 Elect Barbara Tyson Mgmt For For For
1.10 Elect Albert Zapanta Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Product Greenhouse
Gas Emissions
4 Shareholder Proposal Regarding ShrHldr Against Against For
Elimination of Gestation Crates
- ------------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 ADVISORY VOTE TO APPROVE Mgmt For For For
EXECUTIVE COMPENSATION PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Unisys Corporation
Ticker Security ID: Meeting Date Meeting Status
UIS CUSIP 909214108 07/24/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director J. P. Bolduc Mgmt For For For
1.2 Elect Director James J. Duderstadt Mgmt For For For
1.3 Elect Director Matthew J. Espe Mgmt For For For
1.4 Elect Director Denise K. Fletcher Mgmt For For For
1.5 Elect Director Clay B. Lifflander Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For For For
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pamela Godwin Mgmt For For For
2 Elect Thomas Kinser Mgmt For For For
3 Elect A.S. (Pat) MacMillan Jr. Mgmt For For For
4 Elect Edward Muhl Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
UST Inc.
Ticker Security ID: Meeting Date Meeting Status
UST CUSIP 902911106 12/04/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Valor Communications Group Inc
Ticker Security ID: Meeting Date Meeting Status
WIN CUSIP 97381W104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carol Armitage Mgmt For For For
1.2 Elect Samuel Beall, III Mgmt For For For
1.3 Elect Dennis Foster Mgmt For For For
1.4 Elect Francis Frantz Mgmt For For For
1.5 Elect Jeffrey Gardner Mgmt For For For
1.6 Elect Jeffrey Hinson Mgmt For For For
1.7 Elect Judy Jones Mgmt For For For
1.8 Elect William Montgomery Mgmt For For For
1.9 Elect Frank Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Executive Compensation Advisory
Vote (Say on Pay)
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Martin, Jr. Mgmt For For For
1.3 Elect Ruediger Naumann-Etienne Mgmt For For For
1.4 Elect Venkatraman Thyagarajan Mgmt For For For
2 Amendment to the 2005 Omnibus Mgmt For For For
Stock Plan
3 TO APPROVE THE VARIAN MEDICAL Mgmt For For For
SYSTEMS, INC. MANAGEMENT
INCENTIVE PLAN.
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Ronald Geary Mgmt For For For
1.4 Elect Jay Gellert Mgmt For For For
1.5 Elect Robert Reed Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect James Shelton Mgmt For For For
1.8 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUSIP 92343E102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect D. James Bidzos Mgmt For For For
1.2 Elect William Chenevich Mgmt For For For
1.3 Elect Kathleen Cote Mgmt For For For
1.4 Elect Roger Moore Mgmt For For For
1.5 Elect John Roach Mgmt For For For
1.6 Elect Louis Simpson Mgmt For For For
1.7 Elect Timothy Tomlinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
VIACOM INC.
Ticker Security ID: Meeting Date Meeting Status
VIA CUSIP 92553P 06/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Abrams Mgmt For For For
1.2 Elect Philippe Dauman Mgmt For For For
1.3 Elect Thomas Dooley Mgmt For For For
1.4 Elect Alan Greenberg Mgmt For For For
1.5 Elect Robert Kraft Mgmt For For For
1.6 Elect Blythe McGarvie Mgmt For Withhold Against
1.7 Elect Charles Phillips, Jr. Mgmt For For For
1.8 Elect Shari Redstone Mgmt For For For
1.9 Elect Sumner Redstone Mgmt For For For
1.10 Elect Frederic Salerno Mgmt For For For
1.11 Elect William Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Roth Mgmt For Withhold Against
1.2 Elect Michael Fascitelli Mgmt For Withhold Against
1.3 Elect Russell Wight, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wachovia Corporation
Ticker Security ID: Meeting Date Meeting Status
WB-S CUSIP 929903102 12/23/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding ShrHldr Against Against For
Pay for Superior Performance
19 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Incentive Compensation in the
Form of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
IGER
6 ELECTION OF DIRECTOR: STEVEN P. Mgmt For For For
JOBS
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. Mgmt For For For
SMITH
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER ShrHldr Against Against For
PROPOSAL RELATING TO DEATH
BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Washington Post Co.
Ticker Security ID: Meeting Date Meeting Status
WPO CUSIP 939640108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Christopher Davis Mgmt For Withhold Against
1.2 Elect John Dotson, Jr. Mgmt For Withhold Against
1.3 Elect Ronald Olson Mgmt For Withhold Against
2 Amendment to the Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMI CUSIP 94106L109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark Mgmt For For For
3 Elect Patrick Gross Mgmt For For For
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
11 2009 Stock Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditures
13 Shareholder Proposal Regarding ShrHldr Against For Against
Elimination of Supermajority
Voting
- ------------------------------------------------------------------------------------------------------------------------
Waters Corporation
Ticker Security ID: Meeting Date Meeting Status
WAT CUSIP 941848103 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Michael Berendt Mgmt For Withhold Against
1.3 Elect Douglas Berthiaume Mgmt For For For
1.4 Elect Edward Conard Mgmt For For For
1.5 Elect Laurie Glimcher Mgmt For For For
1.6 Elect Christopher Kuebler Mgmt For For For
1.7 Elect William Miller Mgmt For For For
1.8 Elect JoAnn Reed Mgmt For For For
1.9 Elect Thomas Salice Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Management Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Watson Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPI CUSIP 942683103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald Taylor Mgmt For For For
1.2 Elect Andrew Turner Mgmt For For For
1.3 Elect Jack Michelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G95089101 02/17/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. Mgmt For For For
DEAN
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Wendy's International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEN CUSIP 950590109 09/15/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Western Union Co.
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Roberto Mendoza Mgmt For For For
2 Elect Michael Miles, Jr. Mgmt For For For
3 Elect Dennis Stevenson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DEBRA A. Mgmt For For For
CAFARO
2 ELECTION OF DIRECTOR: NICOLE W. Mgmt For For For
PIASECKI
3 ELECTION OF DIRECTOR: MARK A. Mgmt For For For
EMMERT
4 ELECTION OF DIRECTOR: DANIEL S. Mgmt For For For
FULTON
5 ELECTION OF DIRECTOR: WAYNE W. Mgmt For For For
MURDY
6 SHAREHOLDER PROPOSAL ON THE ShrHldr Against Against For
CHAIRMAN POSITION
7 SHAREHOLDER PROPOSAL TO ADOPT ShrHldr Against For Against
SIMPLE MAJORITY VOTE
8 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For
OF THE APPOINTMENT OF AUDITORS
- ------------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE
EXCELLENCE PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT ShrHldr Against Against For
EACH DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFMI CUSIP 966837106 03/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Elstrott Mgmt For For For
1.2 Elect Gabrielle Greene Mgmt For For For
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John Mackey Mgmt For For For
1.6 Elect Morris Siegel Mgmt For For For
1.7 Elect Ralph Sorenson Mgmt For For For
1.8 Elect William Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
4 Amendment to the 2007 Stock Mgmt For For For
Incentive Plan
5 Amendment to the 2007 Team Member Mgmt For For For
Stock Purchase Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Separation of Chairman and CEO
7 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority Vote
8 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
Williams Cos.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irl Engelhardt Mgmt For For For
2 Elect William Green Mgmt For For For
3 Elect W. R. Howell Mgmt For For For
4 Elect George Lorch Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wm. Wrigley Jr. Co.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 982526105 09/25/2008 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Approve Merger Agreement Mgmt For For For
2 Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wyndham Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
WYN CUSIP 98310W108 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Holmes Mgmt For Withhold Against
1.2 Elect Myra Biblowit Mgmt For Withhold Against
1.3 Elect Pauline Richards Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity and Mgmt For For For
Incentive Plan
4 Shareholder Proposal Regarding ShrHldr Against For Against
Approval of Severance Agreements
5 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Glenn Britt Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Richard Harrington Mgmt For For For
4 Elect William Hunter Mgmt For For For
5 Elect Robert McDonald Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Charles Prince Mgmt For For For
9 Elect Ann Reese Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/14/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Willem P. Roelandts Mgmt For For For
1.2 Elect Director Moshe N. Gavrielov Mgmt For For For
1.3 Elect Director John L. Doyle Mgmt For For For
1.4 Elect Director Jerald G. Fishman Mgmt For For For
1.5 Elect Director Philip T. Gianos Mgmt For For For
1.6 Elect Director William G. Howard, Mgmt For For For
Jr.
1.7 Elect Director J. Michael Mgmt For For For
Patterson
1.8 Elect Director Marshall C. Turner Mgmt For For For
1.9 Elect Director E.W. Vanderslice Mgmt For For For
2 Amend Qualified Employee Stock Mgmt For For For
Purchase Plan
3 Amend Omnibus Stock Plan Mgmt For For For
4 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XL Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98255105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dale Comey Mgmt For For For
1.2 Elect Robert Glauber Mgmt For For For
1.3 Elect G. Thompson Hutton Mgmt For For For
2 Amendment to the 1991 Performance Mgmt For Against Against
Incentive Program
3 Amendment to the Directors Stock Mgmt For For For
& Option Plan
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
8 Shareholder Proposal Regarding ShrHldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Yahoo! Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Roy Bostock Mgmt For For For
4 Elect Ronald Burkle Mgmt For For For
5 Elect John Chapple Mgmt For For For
6 Elect Eric Hippeau Mgmt For For For
7 Elect Carl Icahn Mgmt For Against Against
8 Elect Vyomesh Joshi Mgmt For For For
9 Elect Arthur Kern Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Elect Gary Wilson Mgmt For For For
12 Elect Jerry Yang Mgmt For For For
13 Amendment to the 1995 Stock Plan Mgmt For For For
14 Amendment to the 1996 Employee Mgmt For For For
Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Roy J. Bostock Mgmt For For For
1.2 Elect Director Ronald W. Burkle Mgmt For For For
1.3 Elect Director Eric Hippeau Mgmt For For For
1.4 Elect Director Vyomesh Joshi Mgmt For For For
1.5 Elect Director Arthur H. Kern Mgmt For For For
1.6 Elect Director Robert A. Kotick Mgmt For For For
1.7 Elect Director Mary Agnes Mgmt For For For
Wilderotter
1.8 Elect Director Gary L. Wilson Mgmt For For For
1.9 Elect Director Jerry Yang Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Pay For Superior Performance ShrHldr Against For Against
4 Adopt Policies to Protect Freedom ShrHldr Against Against For
of Access to the Internet
5 Amend Bylaws to Establish a Board ShrHldr Against Abstain Against
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------------
Yahoo!, Inc.
Ticker Security ID: Meeting Date Meeting Status
YHOO CUSIP 984332106 08/01/2008 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Lucian A. Bebchuk ShrHldr N/A TNA N/A
1.2 Elect Director Frank J. Biondi, ShrHldr N/A TNA N/A
Jr.
1.3 Elect Director John H. Chapple ShrHldr N/A TNA N/A
1.4 Elect Director Mark Cuban ShrHldr N/A TNA N/A
1.5 Elect Director Adam Dell ShrHldr N/A TNA N/A
1.6 Elect Director Carl C. Icahn ShrHldr N/A TNA N/A
1.7 Elect Director Keith A, Meister ShrHldr N/A TNA N/A
1.8 Elect Director Edward H. Meyer ShrHldr N/A TNA N/A
1.9 Elect Director Brian S. Posner ShrHldr N/A TNA N/A
2 Ratify Auditors ShrHldr N/A TNA N/A
3 Pay For Superior Performance ShrHldr N/A TNA N/A
4 Adopt Policies to Protect Freedom ShrHldr N/A TNA N/A
of Access to the Internet
5 Amend Bylaws to Establish a Board ShrHldr N/A TNA N/A
Committee on Human Rights
- ------------------------------------------------------------------------------------------------------------------------
Yum! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Jackie Trujillo Mgmt For For For
13 Elect Robert Walter Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Executive Mgmt For For For
Incentive Compensation Plan
16 Shareholder Proposal Regarding ShrHldr Against For Against
Vote on Poison Pill
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHldr Against Against For
Food Supply Chain Security and
Sustainability
19 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Adoption of Principles for Health
Care Reform
20 Shareholder Proposal Regarding ShrHldr Against Against For
Animal Welfare
- ------------------------------------------------------------------------------------------------------------------------
Zimmer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Besty Bernard Mgmt For For For
2 Elect Marc Casper Mgmt For For For
3 Elect David Dvorak Mgmt For For For
4 Elect Robert Hagemann Mgmt For For For
5 Elect Arthur Higgins Mgmt For For For
6 Elect Cecil Pickett Mgmt For For For
7 Elect Augustus White, III Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Stock Incentive Plan Mgmt For For For
10 Amendment to the Stock Plan for Mgmt For For For
Non-Employee Directors
11 Extension of the Deferred Mgmt For For For
Compensation Plan for
Non-Employee Directors
- ------------------------------------------------------------------------------------------------------------------------
Zions Bancorporation
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect R. D. Cash Mgmt For For For
2 Elect Patricia Frobes Mgmt For For For
3 Elect J. David Heaney Mgmt For For For
4 Elect Harris Simmons Mgmt For For For
5 Amendment to the 2005 Stock Mgmt For For For
Option and Incentive Plan
6 Repeal of Classified Board Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent High Yield Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election Of Director: William Mgmt For For For
Barnet, III
2 Election Of Director: Frank P. Mgmt For For For
Bramble, Sr.
3 Election Of Director: Virgis W. Mgmt For For For
Colbert
4 Election Of Director: John T. Mgmt For For For
Collins
5 Election Of Director: Gary L. Mgmt For For For
Countryman
6 Election Of Director: Tommy R. Mgmt For For For
Franks
7 Election Of Director: Charles K. Mgmt For For For
Gifford
8 Election Of Director: Kenneth D. Mgmt For For For
Lewis
9 Election Of Director: Monica C. Mgmt For For For
Lozano
10 Election Of Director: Walter E. Mgmt For For For
Massey
11 Election Of Director: Thomas J. Mgmt For For For
May
12 Election Of Director: Patricia E. Mgmt For For For
Mitchell
13 Election Of Director: Joseph W. Mgmt For For For
Prueher
14 Election Of Director: Charles O. Mgmt For For For
Rossotti
15 Election Of Director: Thomas M. Mgmt For For For
Ryan
16 Election Of Director: O. Temple Mgmt For For For
Sloan, Jr.
17 Election Of Director: Robert L. Mgmt For For For
Tillman
18 Election Of Director: Jackie M. Mgmt For For For
Ward
19 Ratification Of The Independent Mgmt For For For
Registered Public Accounting Firm
For 2009
20 An Advisory (Non-Binding) Vote Mgmt For For For
Approving Executive Compensation
21 Stockholder Proposal - Disclosure ShrHoldr Against Abstain Against
Of Government Employment
22 Stockholder Proposal - Advisory ShrHoldr Against Against For
Vote On Exec Comp
23 Stockholder Proposal - Cumulative ShrHoldr Against For Against
Voting
24 Stockholder Proposal - Special ShrHoldr Against For Against
Stockholder Meetings
25 Stockholder Proposal - ShrHoldr Against Against For
Independent Board Chairman
26 Stockholder Proposal - Predatory ShrHoldr Against Against For
Credit Card Lending Practices
27 Stockholder Proposal - Adoption ShrHoldr Against Abstain Against
Of Principles For Health Care
Reform
28 Stockholder Proposal - Limits On ShrHoldr Against Against For
Exec Comp
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special USA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
TVMAX Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TVMH CUSIP 87307X104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven G. Singer Mgmt For For For
1.2 Elect D.R. Edge, Jr. Mgmt For For For
1.3 Elect Jeffrey A. Brodsky Mgmt For For For
1.4 Elect Lauren M. Kreuter Mgmt For For For
1.5 Elect Seth P. Plattus Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
XOHO CUSIP 98417K106 06/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Icahn Mgmt For Withhold Against
1.2 Elect Carl Grivner Mgmt For Withhold Against
1.3 Elect David Schechter Mgmt For Withhold Against
1.4 Elect Adam Dell Mgmt For Withhold Against
1.5 Elect Fredrik Gradin Mgmt For Withhold Against
1.6 Elect Vincent Intrieri Mgmt For Withhold Against
1.7 Elect Robert Knauss Mgmt For Withhold Against
1.8 Elect Keith Meister Mgmt For Withhold Against
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Diversified Income Plus Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
- ------------------------------------------------------------------------------------------------------------------------
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For Withhold Against
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT Mgmt For For For
LABORATORIES 2009 INCENTIVE STOCK
PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For For
LLP AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL ShrHoldr Against Against For
TESTING
6 SHAREHOLDER PROPOSAL - HEALTH ShrHoldr Against Abstain Against
CARE PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kenneth Bernstein Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect Suzanne Hopgood Mgmt For For For
1.4 Elect Lorrence Kellar Mgmt For For For
1.5 Elect Wendy Luscombe Mgmt For For For
1.6 Elect William Spitz Mgmt For For For
1.7 Elect Lee Wielansky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Accenture Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1150G111 02/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frank Clark Mgmt For For For
2 Elect Betsy Cohen Mgmt For For For
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jeffrey Garten Mgmt For For For
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to
the Board
- ------------------------------------------------------------------------------------------------------------------------
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For For For
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For For For
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For For For
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AGL Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
AGL CUSIP 001204106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Wyck Knox, Jr. Mgmt For For For
1.3 Elect Dennis Love Mgmt For For For
1.4 Elect Charles McTier Mgmt For For For
1.5 Elect Henry Wolf Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Joel Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For For For
1.3 Elect John Atkins, III Mgmt For For For
1.4 Elect Richard Klein Mgmt For For For
1.5 Elect James Richardson Mgmt For For For
1.6 Elect Martin Simonetti Mgmt For For For
1.7 Elect Alan Walton Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For For For
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect H. John Riley, Jr. Mgmt For For For
7 Elect Joshua Smith Mgmt For For For
8 Elect Judith Sprieser Mgmt For For For
9 Elect Mary Taylor Mgmt For For For
10 Elect Thomas Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Annual Executive Incentive Plan Mgmt For For For
13 2009 Equity Incentive Plan Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For For For
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect Robert Huntley Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in
New Brands/Brand Extensions
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Food Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
AMB Property Corporation
Ticker Security ID: Meeting Date Meeting Status
AMB CUSIP 00163T109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Hamid Moghadam Mgmt For For For
2 Elect T. Robert Burke Mgmt For For For
3 Elect David Cole Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For For For
6 Elect Frederick Reid Mgmt For For For
7 Elect Jeffrey Skelton Mgmt For For For
8 Elect Thomas Tusher Mgmt For For For
9 Elect Carl Webb Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CUSIP 02364W105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Election of Directors (Series L) Mgmt N/A Abstain Against
2 Election of Meeting Delegates Mgmt N/A For Against
- ------------------------------------------------------------------------------------------------------------------------
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bayless, Jr. Mgmt For For For
1.2 Elect R.D. Burck Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect Cydney Donnell Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect Joseph Macchione Mgmt For For For
1.7 Elect Brian Nickel Mgmt For For For
1.8 Elect Winston Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect E. R. Brooks Mgmt For For For
1.2 Elect Donald Carlton Mgmt For For For
1.3 Elect Ralph Crosby, Jr. Mgmt For For For
1.4 Elect Linda Goodspeed Mgmt For For For
1.5 Elect Thomas Hoaglin Mgmt For For For
1.6 Elect Lester Hudson, Jr. Mgmt For For For
1.7 Elect Michael Morris Mgmt For For For
1.8 Elect Lionel Nowell III Mgmt For For For
1.9 Elect Richard Sandor Mgmt For For For
1.10 Elect Kathryn Sullivan Mgmt For For For
1.11 Elect Sara Tucker Mgmt For For For
1.12 Elect John Turner Mgmt For For For
2 Elimination of Cumulative Voting Mgmt For For For
and Adoption of Majority Vote for
Election of Directors
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allison, Jr. Mgmt For For For
2 Elect Peter Fluor Mgmt For For For
3 Elect John Poduska, Sr. Mgmt For For For
4 Elect Paula Reynolds Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Board Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Frederick Bohen Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R101 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Bailey Mgmt For For For
1.2 Elect Terry Considine Mgmt For For For
1.3 Elect Richard Ellwood Mgmt For For For
1.4 Elect Thomas Keltner Mgmt For For For
1.5 Elect J. Landis Martin Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Michael Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Majority Vote for the Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker Security ID: Meeting Date Meeting Status
AGII CUSIP G0464B107 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mural Josephson Mgmt For For For
1.2 Elect John Power, Jr. Mgmt For For For
1.3 Elect Gary Woods Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
AT&T Corp.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. Mgmt For For For
BUSCH III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. Mgmt For For For
KELLY
9 ELECTION OF DIRECTOR: JON C. Mgmt For For For
MADONNA
10 ELECTION OF DIRECTOR: LYNN M. Mgmt For For For
MARTIN
11 ELECTION OF DIRECTOR: JOHN B. Mgmt For For For
MCCOY
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. Mgmt For For For
ROCHE
14 ELECTION OF DIRECTOR: LAURA D Mgmt For For For
ANDREA TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT ShrHoldr Against Against For
CHAIRMAN.
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against Against For
23 PENSION CREDIT POLICY. ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Autoliv, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALV CUSIP 052800109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Lorch Mgmt For For For
1.2 Elect James Ringler Mgmt For For For
1.3 Elect Kazuhiko Sakamoto Mgmt For For For
1.4 Elect Wolfgang Ziebart Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to the 1997 Stock Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
AvalonBay Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Bruce Choate Mgmt For For For
1.3 Elect John Healy, Jr. Mgmt For For For
1.4 Elect Gilbert Meyer Mgmt For For For
1.5 Elect Timothy Naughton Mgmt For For For
1.6 Elect Lance Primis Mgmt For For For
1.7 Elect Peter Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 2009 Stock Option and Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: WILLIAM Mgmt For For For
BARNET, III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For For For
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
COLLINS
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. Mgmt For For For
FRANKS
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. Mgmt For For For
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: WALTER E. Mgmt For For For
MASSEY
11 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
MAY
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. Mgmt For For For
RYAN
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For For For
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. Mgmt For For For
WARD
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE ShrHoldr Against Abstain Against
OF GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY ShrHoldr Against Against For
VOTE ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - ShrHoldr Against Against For
INDEPENDENT BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION ShrHoldr Against Abstain Against
OF PRINCIPLES FOR HEALTH CARE
REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON ShrHoldr Against Against For
EXEC COMP
- ------------------------------------------------------------------------------------------------------------------------
Bank Of New York Mellon Corp.
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For For For
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT ShrHoldr Against For Against
TO CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Animal Testing
- ------------------------------------------------------------------------------------------------------------------------
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Elliot Kaplan Mgmt For For For
1.3 Elect Sanjay Khosla Mgmt For For For
1.4 Elect George Mikan III Mgmt For For For
1.5 Elect Matthew Paull Mgmt For For For
1.6 Elect Richard Schulze Mgmt For For For
1.7 Elect Hatim Tyabji Mgmt For For For
1.8 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Omnibus Mgmt For For For
Stock and Incentive Plan
4 Amendment to Change the Approval Mgmt For For For
Required For Certain Business
Combinations
5 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article IX
6 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Remove
Directors Without Cause
7 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Classified Board Provisions
8 Amendment to Decrease Shareholder Mgmt For For For
Approval Required For Certain
Stock Repurchases from
Shareholders
9 Amendment to Decrease Shareholder Mgmt For For For
Approval Required to Amend
Article X
- ------------------------------------------------------------------------------------------------------------------------
BioMed Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMR CUSIP 09063H107 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Mgmt For Against Against
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN H. Mgmt For For For
BIGGS
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For For For
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. Mgmt For For For
COOK
5 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
DALEY
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
MCDONNELL
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For For For
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY Mgmt For Against Against
2003 INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHoldr Against Against For
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Abstain Against
15 PREPARE A REPORT ON FOREIGN ShrHoldr Against Against For
MILITARY SALES.
16 REQUIRE AN INDEPENDENT LEAD ShrHoldr Against For Against
DIRECTOR.
17 REQUIRE SHAREHOLDER APPROVAL OF ShrHoldr Against Against For
FUTURE SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Boston Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Frederick Iseman Mgmt For Withhold Against
1.2 Elect Edward Linde Mgmt For Withhold Against
1.3 Elect David Twardock Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
BP PLC
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For For
REPORT AND ACCOUNTS
2 TO APPROVE THE DIRECTORS Mgmt For Against Against
REMUNERATION REPORT
3.1 Elect Antony Burgmans Mgmt For For For
3.2 Elect Cynthia Carroll Mgmt For For For
3.3 Elect Sir William Castell Mgmt For For For
3.4 Elect Iain Conn Mgmt For For For
3.5 Elect George David Mgmt For For For
3.6 Elect Erroll Davis, Jr. Mgmt For For For
3.7 Elect Robert Dudley Mgmt For For For
3.8 Elect Douglas Flint Mgmt For For For
3.9 Elect Byron Grote Mgmt For For For
3.10 Elect Anthony Hayward Mgmt For For For
3.11 Elect Andrew Inglis Mgmt For For For
3.12 Elect DeAnne Julius Mgmt For Withhold Against
3.13 Elect Sir Tom McKillop Mgmt For Withhold Against
3.14 Elect Sir Ian Prosser Mgmt For For For
3.15 Elect Peter Sutherland Mgmt For For For
4 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
5 Authority to Repurchase Shares Mgmt For For For
6 TO GIVE LIMITED AUTHORITY TO Mgmt For For For
ALLOT SHARES UP TO A SPECIFIED
AMOUNT
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
- ------------------------------------------------------------------------------------------------------------------------
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter D'Alessio Mgmt For For For
1.2 Elect D. Pike Aloian Mgmt For For For
1.3 Elect Anthony Nichols, Sr. Mgmt For For For
1.4 Elect Donald Axinn Mgmt For For For
1.5 Elect Wyche Fowler Mgmt For For For
1.6 Elect Michael Joyce Mgmt For For For
1.7 Elect Charles Pizzi Mgmt For For For
1.8 Elect Gerard Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Walter D'Alessio Mgmt For For For
1.2 Elect D. Pike Aloian Mgmt For For For
1.3 Elect Anthony Nichols, Sr. Mgmt For For For
1.4 Elect Donald Axinn Mgmt For For For
1.5 Elect Wyche Fowler Mgmt For For For
1.6 Elect Michael Joyce Mgmt For For For
1.7 Elect Charles Pizzi Mgmt For For For
1.8 Elect Gerard Sweeney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
BRE Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRE CUSIP 05564E106 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paula Downey Mgmt For For For
1.2 Elect Edward Lange, Jr. Mgmt For For For
1.3 Elect Irving Lyons, III Mgmt For For For
1.4 Elect Edward Mace Mgmt For For For
1.5 Elect Christopher McGurk Mgmt For For For
1.6 Elect Matthew Medeiros Mgmt For For For
1.7 Elect Constance Moore Mgmt For For For
1.8 Elect Jeanne Myerson Mgmt For For For
1.9 Elect Thomas Robinson Mgmt For For For
1.10 Elect Dennis Singleton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For For For
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive
Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority
Provisions
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Brookfield Asset MGT
Ticker Security ID: Meeting Date Meeting Status
BAM CUSIP 112585104 05/05/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Marcel Coutu Mgmt For For For
1.2 Elect Maureen Kempston Darkes Mgmt For For For
1.3 Elect Lance Liebman Mgmt For For For
1.4 Elect G. Wallace McCain Mgmt For For For
1.5 Elect Frank McKenna Mgmt For For For
1.6 Elect Jack Mintz Mgmt For For For
1.7 Elect Patricia Newsom Mgmt For For For
1.8 Elect James Pattison Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Management Share Option Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Brookfield Properties Corporation
Ticker Security ID: Meeting Date Meeting Status
BPO CUSIP 112900105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gordon Arnell Mgmt For For For
1.2 Elect William Cahill Mgmt For For For
1.3 Elect Richard Clark Mgmt For For For
1.4 Elect Jack Cockwell Mgmt For For For
1.5 Elect J. Bruce Flatt Mgmt For For For
1.6 Elect Roderick Fraser Mgmt For For For
1.7 Elect Paul McFarlane Mgmt For For For
1.8 Elect Allan Olson Mgmt For For For
1.9 Elect Linda Rabbitt Mgmt For For For
1.10 Elect Robert Stelzl Mgmt For For For
1.11 Elect Diana Taylor Mgmt For For For
1.12 Elect John E. Zuccotti Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Richard Campo Mgmt For For For
1.2 Elect William Cooper Mgmt For For For
1.3 Elect Scott Ingraham Mgmt For For For
1.4 Elect Lewis Levey Mgmt For For For
1.5 Elect William McGuire, Jr. Mgmt For For For
1.6 Elect William Paulsen Mgmt For For For
1.7 Elect D. Keith Oden Mgmt For For For
1.8 Elect F. Gardner Parker Mgmt For For For
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Catellus Development Corporation
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 743410102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Feinberg Mgmt For For For
1.2 Elect George Fotiades Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect Lawrence Jackson Mgmt For For For
1.5 Elect Donald Jacobs Mgmt For For For
1.6 Elect Walter Rakowich Mgmt For For For
1.7 Elect D. Michael Steuert Mgmt For For For
1.8 Elect J. Andre Teixeira Mgmt For For For
1.9 Elect William Zollars Mgmt For Withhold Against
1.10 Elect Andrea Zulberti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Daniel Dickenson Mgmt For Withhold Against
1.2 Elect David Goode Mgmt For Withhold Against
1.3 Elect James Owens Mgmt For Withhold Against
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military
Sales
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Lobbying Priorities
- ------------------------------------------------------------------------------------------------------------------------
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For Against Against
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for Mgmt For For For
the Chevron Incentive Plan
17 Amendment to the Long-Term Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Rights Policy
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Laws
- ------------------------------------------------------------------------------------------------------------------------
Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For For
2 ELECTION OF DIRECTOR: SHEILA P. Mgmt For For For
BURKE
3 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
4 ELECTION OF DIRECTOR: JOEL J. Mgmt For For For
COHEN
5 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
FINNEGAN
6 ELECTION OF DIRECTOR: KLAUS J. Mgmt For For For
MANGOLD
7 ELECTION OF DIRECTOR: MARTIN G. Mgmt For For For
MCGUINN
8 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For For
SMALL
9 ELECTION OF DIRECTOR: JESS Mgmt For For For
SODERBERG
10 ELECTION OF DIRECTOR: DANIEL E. Mgmt For For For
SOMERS
11 ELECTION OF DIRECTOR: KAREN Mgmt For For For
HASTIE WILLIAMS
12 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
ZIMMERMAN
13 ELECTION OF DIRECTOR: ALFRED W. Mgmt For For For
ZOLLAR
14 Long-Term Incentive Plan (2009) Mgmt For Against Against
15 TO RATIFY THE APPOINTMENT OF Mgmt For For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: C. MICHAEL Mgmt For For For
ARMSTRONG
2 ELECTION OF DIRECTOR: ALAIN J.P. Mgmt For For For
BELDA
3 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
DEUTCH
4 ELECTION OF DIRECTOR: JERRY A. Mgmt For For For
GRUNDHOFER
5 ELECTION OF DIRECTOR: ANDREW N. Mgmt For For For
LIVERIS
6 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
MULCAHY
7 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
O NEILL
8 ELECTION OF DIRECTOR: VIKRAM S. Mgmt For For For
PANDIT
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
PARSONS
10 ELECTION OF DIRECTOR: LAWRENCE R. Mgmt For For For
RICCIARDI
11 ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
RYAN
13 ELECTION OF DIRECTOR: ANTHONY M. Mgmt For For For
SANTOMERO
14 ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For For
THOMPSON, JR.
15 Ratification of Auditor Mgmt For For For
16 PROPOSAL TO APPROVE THE CITIGROUP Mgmt For For For
2009 STOCK INCENTIVE PLAN.
17 PROPOSAL TO APPROVE CITI S 2008 Mgmt For For For
EXECUTIVE COMPENSATION
18 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
19 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Double Board Nominees
22 STOCKHOLDER PROPOSAL REQUESTING A ShrHoldr Against Against For
REPORT ON THE CARBON PRINCIPLES.
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
24 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
25 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
26 STOCKHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
CUMULATIVE VOTING.
- ------------------------------------------------------------------------------------------------------------------------
City Holding Company
Ticker Security ID: Meeting Date Meeting Status
CHCO CUSIP 177835105 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Elliot Mgmt For For For
1.2 Elect David W. Hambrick Mgmt For For For
1.3 Elect James L. Rossi Mgmt For For For
1.4 Elect Mary Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Cleco Corporation
Ticker Security ID: Meeting Date Meeting Status
CNL CUSIP 12561W105 04/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect J. Patrick Garrett Mgmt For For For
1.2 Elect Elton King Mgmt For For For
1.3 Elect Logan Kruger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
Coca-Cola Co.
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
ALLEN
2 ELECTION OF DIRECTOR: RONALD W. Mgmt For For For
ALLEN
3 ELECTION OF DIRECTOR: CATHLEEN P. Mgmt For For For
BLACK
4 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For Against Against
5 ELECTION OF DIRECTOR: ALEXIS M. Mgmt For Against Against
HERMAN
6 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD R. Mgmt For For For
KEOUGH
8 ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For For
LAGOMASINO
9 ELECTION OF DIRECTOR: DONALD F. Mgmt For For For
MCHENRY
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
11 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For
ROBINSON III
12 ELECTION OF DIRECTOR: PETER V. Mgmt For For For
UEBERROTH
13 ELECTION OF DIRECTOR: JACOB Mgmt For For For
WALLENBERG
14 ELECTION OF DIRECTOR: JAMES B. Mgmt For For For
WILLIAMS
15 Ratification of Auditor Mgmt For For For
16 SHAREOWNER PROPOSAL REGARDING AN ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN ShrHoldr Against Against For
INDEPENDENT BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING A ShrHoldr Against Abstain Against
BOARD COMMITTEE ON HUMAN RIGHTS
19 SHAREOWNER PROPOSAL REGARDING ShrHoldr Against Against For
RESTRICTED STOCK
- ------------------------------------------------------------------------------------------------------------------------
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Jill Conway Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect David Johnson Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Executive Incentive Mgmt For For For
Compensation Plan
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Colonial Properties Trust
Ticker Security ID: Meeting Date Meeting Status
CLP CUSIP 195872106 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carl Bailey Mgmt For For For
1.2 Elect M. Miller Gorrie Mgmt For For For
1.3 Elect William Johnson Mgmt For For For
1.4 Elect Glade Knight Mgmt For For For
1.5 Elect James Lowder Mgmt For For For
1.6 Elect Thomas Lowder Mgmt For For For
1.7 Elect Herbert Meisler Mgmt For For For
1.8 Elect Claude Nielsen Mgmt For For For
1.9 Elect Harold Ripps Mgmt For For For
1.10 Elect John Spiegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David D'Antoni Mgmt For For For
1.2 Elect Perry Premdas Mgmt For For For
1.3 Elect Allan Rothwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conagra Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/25/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Mogens C. Bay Mgmt For For For
1.2 Elect Director Stephen G. Butler Mgmt For For For
1.3 Elect Director Steven F. Goldstone Mgmt For For For
1.4 Elect Director W.G. Jurgensen Mgmt For For For
1.5 Elect Director Ruth Ann Marshall Mgmt For For For
1.6 Elect Director Gary M. Rodkin Mgmt For For For
1.7 Elect Director Andrew J. Schindler Mgmt For For For
1.8 Elect Director Kenneth E. Stinson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Conocophillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For For For
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Mgmt For For For
Performance Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse
Gas Emissions
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Qualifications
- ------------------------------------------------------------------------------------------------------------------------
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For For For
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For For For
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE
PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Early Disclosure of Voting
Results of Shareholder Proposals
- ------------------------------------------------------------------------------------------------------------------------
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Kevin Burke Mgmt For Against Against
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For Against Against
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For Against Against
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For Against Against
10 Elect Eugene McGrath Mgmt For Against Against
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning
in Excess of $500,000
- ------------------------------------------------------------------------------------------------------------------------
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jay Shidler Mgmt For For For
1.2 Elect Clay Hamlin, III Mgmt For For For
1.3 Elect Thomas Brady Mgmt For For For
1.4 Elect Robert Denton Mgmt For For For
1.5 Elect Douglas Firstenberg Mgmt For For For
1.6 Elect Randall Griffin Mgmt For For For
1.7 Elect Steven Kesler Mgmt For For For
1.8 Elect Kenneth Sweet, Jr. Mgmt For For For
1.9 Elect Kenneth Wethe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Special Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
DCT Industrial Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
DCT CUSIP 233153105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Wattles Mgmt For For For
1.2 Elect Philip Hawkins Mgmt For For For
1.3 Elect Phillip Altinger Mgmt For For For
1.4 Elect Thomas August Mgmt For For For
1.5 Elect John Gates, Jr. Mgmt For For For
1.6 Elect Tripp Hardin Mgmt For For For
1.7 Elect James Mulvilhill Mgmt For For For
1.8 Elect John O'Keeffe Mgmt For For For
1.9 Elect Bruce Warwick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Howard Mgmt For For For
1.2 Elect Michael Kanovsky Mgmt For For For
1.3 Elect J. Todd Mitchell Mgmt For For For
1.4 Elect J. Larry Nichols Mgmt For For For
2 Elect Robert Mosbacher, Jr. Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2009 Long-Term Incentive Plan Mgmt For Against Against
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Tisch Mgmt For Withhold Against
1.2 Elect Lawrence Dickerson Mgmt For Withhold Against
1.3 Elect John Bolton Mgmt For Withhold Against
1.4 Elect Charles Fabrikant Mgmt For Withhold Against
1.5 Elect Paul Gaffney, II Mgmt For Withhold Against
1.6 Elect Edward Grebow Mgmt For Withhold Against
1.7 Elect Herbert Hofmann Mgmt For Withhold Against
1.8 Elect Arthur Rebell Mgmt For Withhold Against
1.9 Elect Raymond Troubh Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Diamondrock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRKCL CUSIP 252784301 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William McCarten Mgmt For For For
1.2 Elect Daniel Altobello Mgmt For For For
1.3 Elect Mark Brugger Mgmt For For For
1.4 Elect W. Robert Grafton Mgmt For For For
1.5 Elect Maureen McAvey Mgmt For For For
1.6 Elect Gilbert Ray Mgmt For For For
1.7 Elect John Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dominion Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Fossil Fuel Reduction
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Dan Emmett Mgmt For For For
1.2 Elect Jordan Kaplan Mgmt For For For
1.3 Elect Kenneth Panzer Mgmt For For For
1.4 Elect Leslie Bider Mgmt For For For
1.5 Elect Victor Coleman Mgmt For For For
1.6 Elect Ghebre Mehreteab Mgmt For For For
1.7 Elect Thomas O'Hern Mgmt For For For
1.8 Elect Andrea Rich Mgmt For For For
1.9 Elect William Wilson III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Omnibus Mgmt For For For
Stock Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Thomas Derosa Mgmt For For For
4 Elect Jean-Pierre Ergas Mgmt For For For
5 Elect Peter Francis Mgmt For For For
6 Elect Kristiane Graham Mgmt For For For
7 Elect James Koley Mgmt For For For
8 Elect Robert Livingston Mgmt For For For
9 Elect Richard Lochridge Mgmt For For For
10 Elect Bernard Rethore Mgmt For For For
11 Elect Michael Stubbs Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Amendment to the 2005 Equity and Mgmt For For For
Cash Incentive Plan
14 Amendment to the Executive Mgmt For For For
Officer Annual Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Climate Change
16 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Dow Chemical Co.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect John Hess Mgmt For For For
7 Elect Andrew Liveris Mgmt For For For
8 Elect Geoffery Merszei Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect James Ringler Mgmt For For For
11 Elect Ruth Shaw Mgmt For For For
12 Elect Paul Stern Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
the Right to Call Special Meetings
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Say on Executive Pay
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Remediation in the
Midland Area
- ------------------------------------------------------------------------------------------------------------------------
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Barnet, III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect Ann Maynard Gray Mgmt For For For
1.6 Elect James Hance, Jr. Mgmt For For For
1.7 Elect James Rhodes Mgmt For For For
1.8 Elect James Rogers Mgmt For For For
1.9 Elect Philip Sharp Mgmt For For For
1.10 Elect Dudley Taft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
E.I. DuPont de Nemours & Co.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For For
BODMAN
2 ELECTION OF DIRECTOR: RICHARD H. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
BROWN
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
7 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For
DILLON
8 ELECTION OF DIRECTOR: ELEUTHERE Mgmt For For For
I. DU PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. Mgmt For For For
JULIBER
12 ELECTION OF DIRECTOR: ELLEN J. Mgmt For For For
KULLMAN
13 ELECTION OF DIRECTOR: WILLIAM K. Mgmt For For For
REILLY
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE ShrHoldr Against Against For
PAY
- ------------------------------------------------------------------------------------------------------------------------
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ALEXANDER Mgmt For For For
M. CUTLER
2 ELECTION OF DIRECTOR: ARTHUR E. Mgmt For For For
JOHNSON
3 ELECTION OF DIRECTOR: DEBORAH L. Mgmt For For For
MCCOY
4 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
TOOKER
5 APPROVE THE PROPOSED 2009 STOCK Mgmt For For For
PLAN
6 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2009
- ------------------------------------------------------------------------------------------------------------------------
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For Withhold Against
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority
Provisions
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Ralph Cunningham Mgmt For Withhold Against
1.2 Elect Patrick Daniel Mgmt For For For
1.3 Elect Ian Delaney Mgmt For Withhold Against
1.4 Elect Randall Eresman Mgmt For For For
1.5 Elect Claire Farley Mgmt For For For
1.6 Elect Michael Grandin Mgmt For For For
1.7 Elect Barry Harrison Mgmt For For For
1.8 Elect Valerie Nielsen Mgmt For For For
1.9 Elect David O'Brien Mgmt For For For
1.10 Elect Jane Peverett Mgmt For For For
1.11 Elect Allan Sawin Mgmt For For For
1.12 Elect Wayne Thomson Mgmt For For For
1.13 Elect Clayton Woitas Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Judy Merritt, PhD Mgmt For For For
1.2 Elect Stephen Snider Mgmt For For For
1.3 Elect Gary Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Maureen Bateman Mgmt For Against Against
2 Elect W. Frank Blount Mgmt For Against Against
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For Against Against
6 Elect J. Wayne Leonard Mgmt For Against Against
7 Elect Stuart Levenick Mgmt For Against Against
8 Elect James Nichols Mgmt For Against Against
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Entertainment Properties Trust
Ticker Security ID: Meeting Date Meeting Status
EPR CUSIP 29380T105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jack Newman Mgmt For For For
1.2 Elect James Olson Mgmt For For For
2 Amendment to the the 2007 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Alexander Mgmt For For For
1.2 Elect Charles Atwood Mgmt For For For
1.3 Elect Boone Knox Mgmt For For For
1.4 Elect John Neal Mgmt For For For
1.5 Elect David Neithercut Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Gerald Spector Mgmt For For For
1.8 Elect B. Joseph White Mgmt For For For
1.9 Elect Samuel Zell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Trustees
- ------------------------------------------------------------------------------------------------------------------------
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Marcus Mgmt For For For
1.2 Elect Gary Martin Mgmt For For For
1.3 Elect Michael Schall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For
CANNING, JR.
2 ELECTION OF DIRECTOR: M. WALTER D Mgmt For For For
ALESSIO
3 ELECTION OF DIRECTOR: BRUCE DEMARS Mgmt For For For
4 ELECTION OF DIRECTOR: NELSON A. Mgmt For For For
DIAZ
5 ELECTION OF DIRECTOR: ROSEMARIE Mgmt For For For
B. GRECO
6 ELECTION OF DIRECTOR: PAUL L. Mgmt For For For
JOSKOW
7 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PALMS
8 ELECTION OF DIRECTOR: JOHN W. Mgmt For For For
ROGERS, JR.
9 ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For For
10 ELECTION OF DIRECTOR: STEPHEN D. Mgmt For For For
STEINOUR
11 Renewal of the Annual Incentive Mgmt For For For
Plan for Senior Executives
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Global Warming Report
- ------------------------------------------------------------------------------------------------------------------------
Extra Space Storage Inc.
Ticker Security ID: Meeting Date Meeting Status
EXR CUSIP 30225T102 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Spencer Kirk Mgmt For For For
1.2 Elect Anthony Fanticola Mgmt For For For
1.3 Elect Hugh Horne Mgmt For For For
1.4 Elect Joseph Margolis Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect K. Fred Skousen Mgmt For For For
1.7 Elect Kenneth Woolley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology
Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- ------------------------------------------------------------------------------------------------------------------------
Federal Realty Investment Trust
Ticker Security ID: Meeting Date Meeting Status
FRT CUSIP 313747206 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Gail Steinel Mgmt For For For
2 Elect Joseph Vassalluzzo Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Amendment to Shareholder Rights Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------------
Fiduciary/Claymore MLP Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
FMO CUSIP 31647Q106 07/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Robert B. Karn III Mgmt For For For
1.2 Elect Director John M. Roeder Mgmt For For For
1.3 Elect Director Ronald E. Toupin, Mgmt For For For
Jr.
- ------------------------------------------------------------------------------------------------------------------------
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.8 Elect Catherine Rein Mgmt For Withhold Against
1.9 Elect George Smart Mgmt For Withhold Against
1.10 Elect Wes Taylor Mgmt For Withhold Against
1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Proponent Engagement Process
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Forest City Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCEA CUSIP 345550107 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Michael Esposito, Jr. Mgmt For For For
1.2 Elect Joan Shafran Mgmt For Withhold Against
1.3 Elect Louis Stokes Mgmt For Withhold Against
1.4 Elect Stan Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
FPL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPL CUSIP 302571104 05/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For Withhold Against
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Frontier Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Abernathy Mgmt For For For
1.2 Elect Leroy Barnes, Jr. Mgmt For For For
1.3 Elect Peter Bynoe Mgmt For For For
1.4 Elect Michael Dugan Mgmt For For For
1.5 Elect Jeri Finard Mgmt For For For
1.6 Elect Lawton Fitt Mgmt For For For
1.7 Elect William Kraus Mgmt For For For
1.8 Elect Howard L. Schrott Mgmt For For For
1.9 Elect Larraine Segil Mgmt For For For
1.10 Elect David Ward Mgmt For For For
1.11 Elect Myron A. Wick, III Mgmt For For For
1.12 Elect Mary Wilderotter Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
4 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For For For
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Space Weapons
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Death Benefit Payments
- ------------------------------------------------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JAMES I. Mgmt For For For
CASH, JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
HOCKFIELD
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. Mgmt For Against Against
(A.G.) LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
LANE
9 ELECTION OF DIRECTOR: RALPH S. Mgmt For For For
LARSEN
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. Mgmt For For For
MULVA
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. Mgmt For For For
PENSKE
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
19 INDEPENDENT STUDY REGARDING ShrHoldr Against Against For
BREAKING UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN ShrHoldr Against Against For
PARACHUTES
- ------------------------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director Bradbury H. Mgmt For For For
Anderson
2 Elect Director Paul Danos Mgmt For For For
3 Elect Director William T. Esrey Mgmt For For For
4 Elect Director Raymond V. Mgmt For For For
Gilmartin
5 Elect Director Judith Richards Mgmt For For For
Hope
6 Elect Director Heidi G. Miller Mgmt For For For
7 Elect Director Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Director Steve Odland Mgmt For For For
9 Elect Director Kendall J. Powell Mgmt For For For
10 Elect Director Lois E. Quam Mgmt For For For
11 Elect Director Michael D. Rose Mgmt For For For
12 Elect Director Robert L. Ryan Mgmt For For For
13 Elect Director Dorothy A. Terrell Mgmt For For For
14 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For Withhold Against
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For For For
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
GlaxoSmithKline
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect James Murdoch Mgmt For For For
4 Elect H. Lawrence Culp Mgmt For For For
5 Elect Sir Crispin Davis Mgmt For For For
6 Elect Moncef Slaoui Mgmt For For For
7 Elect Tom de Swaan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 EU Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Mgmt For For For
Senior Auditor's Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
16 Performance Share Plan Mgmt For For For
17 Share Option Plan Mgmt For For For
18 Deferred Annual Bonus Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Abstain Against
internet censorship
6 Shareholder proposal regarding ShrHoldr Against Abstain Against
health care reform
- ------------------------------------------------------------------------------------------------------------------------
H. J. Heinz Co.
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/13/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Director W.R. Johnson Mgmt For For For
2 Elect Director C.E. Bunch Mgmt For For For
3 Elect Director L.S. Coleman, Jr. Mgmt For For For
4 Elect Director J.G. Drosdick Mgmt For For For
5 Elect Director E.E. Holiday Mgmt For For For
6 Elect Director C. Kendle Mgmt For For For
7 Elect Director D.R. O'Hare Mgmt For For For
8 Elect Director N. Peltz Mgmt For For For
9 Elect Director D.H. Reilley Mgmt For For For
10 Elect Director L.C. Swann Mgmt For For For
11 Elect Director T.J. Usher Mgmt For For For
12 Elect Director M.F. Weinstein Mgmt For For For
13 Ratify Auditors Mgmt For For For
14 Reduce Supermajority Vote Mgmt For For For
Requirement to Amend Limitation
of Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote Mgmt For For For
Requirement to Approve Certain
Business Combinations
- ------------------------------------------------------------------------------------------------------------------------
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For For For
9 Elect Jay Precourt Mgmt For For For
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Mgmt For For For
Stock Purchase Plan
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Review of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Iraq Operations
- ------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Allardice, III Mgmt For For For
2 Elect Ramani Ayer Mgmt For For For
3 Elect Trevor Fetter Mgmt For For For
4 Elect Edward Kelly, III Mgmt For For For
5 Elect Paul Kirk, Jr. Mgmt For For For
6 Elect Gail McGovern Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Common Mgmt For For For
Stock
12 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
HCP Inc.
Ticker Security ID: Meeting Date Meeting Status
HCP CUSIP 40414L109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Fanning, Jr. Mgmt For For For
1.2 Elect James Flaherty III Mgmt For For For
1.3 Elect Christine Garvey Mgmt For For For
1.4 Elect David Henry Mgmt For For For
1.5 Elect Lauralee Martin Mgmt For For For
1.6 Elect Michael McKee Mgmt For For For
1.7 Elect Harold Messmer, Jr. Mgmt For For For
1.8 Elect Peter Rhein Mgmt For For For
1.9 Elect Kenneth Roath Mgmt For For For
1.10 Elect Richard Rosenberg Mgmt For For For
1.11 Elect Joseph Sullivan Mgmt For For For
2 TO APPROVE AMENDMENTS TO HCP S Mgmt For Against Against
2006 PERFORMANCE INCENTIVE PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCN CUSIP 42217K106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pier Borra Mgmt For For For
1.2 Elect George Chapman Mgmt For For For
1.3 Elect Sharon Oster Mgmt For For For
1.4 Elect Jeffrey Otten Mgmt For For For
2 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Errol Biggs Mgmt For For For
1.2 Elect Charles Fernandez Mgmt For For For
1.3 Elect Bruce Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: L. T. Mgmt For For For
BABBIO, JR.
2 ELECTION OF DIRECTOR: S. M. Mgmt For For For
BALDAUF
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. Mgmt For For For
HAMMERGREN
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. Mgmt For For For
SALHANY
10 ELECTION OF DIRECTOR: G. K. Mgmt For For For
THOMPSON
11 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Gene Anderson Mgmt For For For
1.2 Elect David Hartzell Mgmt For For For
1.3 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2009 Long-Term Equity Mgmt For Against Against
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Holly Corporation
Ticker Security ID: Meeting Date Meeting Status
HOC CUSIP 435758305 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Marcus Hickerson Mgmt For For For
1.5 Elect Thomas Matthews, II Mgmt For For For
1.6 Elect Robert McKenzie Mgmt For For For
1.7 Elect Jack Reid Mgmt For For For
1.8 Elect Paul Stoffel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Home Depot Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Energy Usage
- ------------------------------------------------------------------------------------------------------------------------
Home Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HME CUSIP 437306103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Blank Mgmt For For For
1.2 Elect Josh Fidler Mgmt For For For
1.3 Elect Alan Gosule Mgmt For For For
1.4 Elect Leonard Helbig, III Mgmt For For For
1.5 Elect Norman Leenhouts Mgmt For For For
1.6 Elect Nelson Leenhouts Mgmt For For For
1.7 Elect Edward Pettinella Mgmt For For For
1.8 Elect Clifford Smith, Jr. Mgmt For For For
1.9 Elect Paul Smith Mgmt For For For
1.10 Elect Amy Tait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. Mgmt For For For
COTE
4 ELECTION OF DIRECTOR: D. SCOTT Mgmt For For For
DAVIS
5 ELECTION OF DIRECTOR: LINNET F. Mgmt For For For
DEILY
6 ELECTION OF DIRECTOR: CLIVE R. Mgmt For For For
HOLLICK
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For
STAFFORD
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For
WRIGHT
11 APPROVAL OF INDEPENDENT Mgmt For For For
ACCOUNTANTS
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Abstain Against
14 EXECUTIVE COMPENSATION ADVISORY ShrHoldr Against Against For
VOTE
15 TAX GROSS-UP PAYMENTS ShrHoldr Against Against For
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- ------------------------------------------------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Baylis Mgmt For For For
2 Elect Terence Golden Mgmt For For For
3 Elect Ann McLaughlin Korologos Mgmt For For For
4 Elect Richard Marriott Mgmt For For For
5 Elect Judith McHale Mgmt For For For
6 Elect John Morse, Jr. Mgmt For For For
7 Elect W. Edward Walter Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 2009 Comprehensive Stock and Cash Mgmt For For For
Incentive Plan
10 Increase of Authorized Common Mgmt For For For
Stock
- ------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For For For
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect Jared Cohon Mgmt For For For
3 Elect Gary Forsee Mgmt For For For
4 Elect Peter Godsoe Mgmt For For For
5 Elect Edward Hagenlocker Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect Theodore Martin Mgmt For For For
9 Elect Patricia Nachtigal Mgmt For For For
10 Elect Orin Smith Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Amendment to the Incentive Stock Mgmt For For For
Plan of 2007
15 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Ingersoll-Rand Company Limited
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G4776G101 06/03/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reorganization of the Company Mgmt For For For
From Bermuda to Ireland
2 Creation of Distributable Reserves Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.3 Elect John Higgins Mgmt For For For
1.4 Elect James Kemerling Mgmt For For For
1.5 Elect Charles Schrock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Charlene Barshefsky Mgmt For For For
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Human Right to Water
- ------------------------------------------------------------------------------------------------------------------------
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For For
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For For For
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. Mgmt For For For
CHENAULT
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For For
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. Mgmt For For For
PALMISANO
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. Mgmt For For For
ZAMBRANO
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON ShrHoldr Against For Against
CUMULATIVE VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY ShrHoldr Against Against For
VOTE ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
Intersil Corporation
Ticker Security ID: Meeting Date Meeting Status
ISIL CUSIP 46069S109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Mgmt For For For
Corporation Employee Stock
Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Take No Action
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of ShrHoldr N/A TNA N/A
Directors
2 Director and Officer Indemnity ShrHoldr N/A TNA N/A
Provisions
3 Adoption of Advance Notice for ShrHoldr N/A TNA N/A
Shareholder Proposals
4 Elimination of Cumulative Voting ShrHoldr N/A TNA N/A
5 Amendment to Certain Conditions ShrHoldr N/A TNA N/A
to the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common ShrHoldr N/A TNA N/A
Stock
7 Company Name Change ShrHoldr N/A TNA N/A
8 Issuance of Common Stock Pursuant ShrHoldr N/A TNA N/A
to Merger
9 Elect Kenneth Hammond ShrHoldr N/A TNA N/A
10 Elect Mark Bridges ShrHoldr N/A TNA N/A
11 Elect Michael Cascio ShrHoldr N/A TNA N/A
12 Elect Peter Christie ShrHoldr N/A TNA N/A
13 Elect L. Anthony Joaquin ShrHoldr N/A TNA N/A
14 Elect Antony Lancaster ShrHoldr N/A TNA N/A
15 Elect W. Marston Becker ShrHoldr N/A TNA N/A
16 Elect Gordon Cheesbrough ShrHoldr N/A TNA N/A
17 Elect K. Bruce Connell ShrHoldr N/A TNA N/A
18 Elect Willis King Jr. ShrHoldr N/A TNA N/A
19 Elect Mario Torisello ShrHoldr N/A TNA N/A
20 Elect James Zech ShrHoldr N/A TNA N/A
21 Revised Remuneration Plan ShrHoldr N/A TNA N/A
22 Appointment of Auditor ShrHoldr N/A TNA N/A
23 Right to Adjourn Meeting ShrHoldr N/A TNA N/A
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/12/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Increase in the Maximum Number of Mgmt For For For
Directors
2 Director and Officer Indemnity Mgmt For For For
Provisions
3 Adoption of Advance Notice for Mgmt For For For
Shareholder Proposals
4 Elimination of Cumulative Voting Mgmt For Against Against
5 Amendment to Certain Conditions Mgmt For For For
to the Conduct of Director and
Shareholder Meetings
6 Increase in Authorized Common Mgmt For For For
Stock
7 Company Name Change Mgmt For For For
8 Issuance of Common Stock Pursuant Mgmt For For For
to Merger
9 Elect Kenneth Hammond Mgmt For For For
10 Elect Mark Bridges Mgmt For For For
11 Elect Michael Cascio Mgmt For For For
12 Elect Peter Christie Mgmt For For For
13 Elect L. Anthony Joaquin Mgmt For For For
14 Elect Antony Lancaster Mgmt For Abstain Against
15 Elect W. Marston Becker Mgmt For For For
16 Elect Gordon Cheesbrough Mgmt For For For
17 Elect K. Bruce Connell Mgmt For For For
18 Elect Willis King Jr. Mgmt For For For
19 Elect Mario Torisello Mgmt For For For
20 Elect James Zech Mgmt For For For
21 Revised Remuneration Plan Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
IPC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPCR CUSIP G4933P101 06/26/2009 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Shareholder Proposal to Call a ShrHoldr N/A Abstain Against
Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Colleen Barrett Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect Maxine Clark Mgmt For For For
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For For For
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For For For
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Principles for Health Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MARY SUE Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
CULLEN
3 ELECTION OF DIRECTOR: MICHAEL Mgmt For Against Against
M.E. JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. Mgmt For For For
LANGBO
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For Against Against
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. Mgmt For For For
MULLIN
7 ELECTION OF DIRECTOR: WILLIAM D. Mgmt For For For
PEREZ
8 ELECTION OF DIRECTOR: CHARLES Mgmt For Against Against
PRINCE
9 ELECTION OF DIRECTOR: DAVID Mgmt For Against Against
SATCHER
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For Against Against
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against Against For
COMPENSATION POLICIES AND
DISCLOSURE
- ------------------------------------------------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For For For
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Disclosure of Prior Government
Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Credit Card Practices
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Key Executive Performance Plan
("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Principles Report
- ------------------------------------------------------------------------------------------------------------------------
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For For
BOLLENBACH
2 ELECTION OF DIRECTOR: TIMOTHY W. Mgmt For For For
FINCHEM
3 ELECTION OF DIRECTOR: KENNETH M. Mgmt For For For
JASTROW, II
4 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOHNSON
5 ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For For
6 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
MCCAFFERY
7 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
MEZGER
8 Ratification of Auditor Mgmt For For For
9 Amendment to Certificate of Mgmt For For For
Incorporation to Preserve Value
of NOLS
10 PROPOSAL TO APPROVE THE SUCCESSOR Mgmt For Against Against
RIGHTS PLAN
11 Annual Incentive Plan for Mgmt For For For
Executive Officers
12 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
EXECUTIVE COMPENSATION
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
14 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Abstain Against
HEALTH CARE REFORM PRINCIPLES
- ------------------------------------------------------------------------------------------------------------------------
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect W. Frank Blount Mgmt For Withhold Against
1.2 Elect Loren Carroll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding a ShrHoldr Against Abstain Against
Board Committee on Human Rights
4 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Committee to Review Alleged
Misconduct in Iraq
- ------------------------------------------------------------------------------------------------------------------------
Kelly Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
KELYA CUSIP 488152 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Fay Mgmt For For For
1.2 Elect Verne Istock Mgmt For For For
1.3 Elect Donald Parfet Mgmt For For For
2 Bundled Amendments to the Mgmt For For For
Certificate of Incorporation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- ------------------------------------------------------------------------------------------------------------------------
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
of Directors
2.1 Elect John Kilroy, Sr. Mgmt For For For
2.2 Elect John Kilroy, Jr. Mgmt For For For
2.3 Elect Edward Brennan Mgmt For For For
2.4 Elect William Dickey Mgmt For For For
2.5 Elect Scott Ingraham Mgmt For For For
2.6 Elect Dale Kinsella Mgmt For For For
3 Amendment to the Kilroy Realty Mgmt For Against Against
2006 Incentive Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For For
2 ELECTION OF DIRECTOR: DENNIS R. Mgmt For For For
BERESFORD
3 ELECTION OF DIRECTOR: JOHN F. Mgmt For For For
BERGSTROM
4 ELECTION OF DIRECTOR: ABELARDO E. Mgmt For For For
BRU
5 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
DECHERD
6 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
FALK
7 ELECTION OF DIRECTOR: MAE C. Mgmt For For For
JEMISON, M.D.
8 ELECTION OF DIRECTOR: IAN C. READ Mgmt For For For
9 ELECTION OF DIRECTOR: G. CRAIG Mgmt For For For
SULLIVAN
10 RATIFICATION OF AUDITORS Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 REAPPROVAL OF PERFORMANCE GOALS Mgmt For For For
UNDER THE 2001 EQUITY
PARTICIPATION PLAN
13 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
- ------------------------------------------------------------------------------------------------------------------------
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Milton Cooper Mgmt For Withhold Against
1.2 Elect Richard Dooley Mgmt For Withhold Against
1.3 Elect Joe Grills Mgmt For Withhold Against
1.4 Elect David Henry Mgmt For Withhold Against
1.5 Elect F. Patrick Hughes Mgmt For For For
1.6 Elect Frank Lourenso Mgmt For Withhold Against
1.7 Elect Richard Saltzman Mgmt For For For
1.8 Elect Philip Coviello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Kraft Foods Inc
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
the Right to Call Special Metings
- ------------------------------------------------------------------------------------------------------------------------
Lasalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Darryl Hartley-Leonard Mgmt For For For
1.2 Elect Kelly Kuhn Mgmt For For For
1.3 Elect William McCalmont Mgmt For For For
1.4 Elect Michael Barnello Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO CONSIDER AND APPROVE THE 2009 Mgmt For For For
EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
- ------------------------------------------------------------------------------------------------------------------------
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LRY CUSIP 531172104 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Hankowsky Mgmt For For For
1.2 Elect David Lingerfelt Mgmt For For For
1.3 Elect Jose Mejia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Share Incentive Mgmt For Against Against
Plan
- ------------------------------------------------------------------------------------------------------------------------
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Henderson, III Mgmt For For For
1.2 Elect Eric Johnson Mgmt For For For
1.3 Elect M. Leanne Lachman Mgmt For For For
1.4 Elect Isaiah Tidwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Mgmt For For For
Restated Incentive Compensation
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For For For
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority
Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Chairman
- ------------------------------------------------------------------------------------------------------------------------
Lubrizol Corp.
Ticker Security ID: Meeting Date Meeting Status
LZ CUSIP 549271104 04/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Forest Farmer Mgmt For For For
1.2 Elect Michael Graff Mgmt For For For
1.3 Elect James Sweetnam Mgmt For Withhold Against
1.4 Elect Phillip Widman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Opting Into State Takeover Law Mgmt For For For
5 Composition, Term and Election of Mgmt For For For
Directors
6 Modernization and Clarification Mgmt For For For
Amendments
7 Amendments to Advance Notice Mgmt For For For
Requirements
8 Future Amendments to the Mgmt For Against Against
Regulations
- ------------------------------------------------------------------------------------------------------------------------
Mack-Cali Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
CLI CUSIP 554489104 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mitchell Hersh Mgmt For For For
1.2 Elect John Cali Mgmt For For For
1.3 Elect Irvin Reid Mgmt For For For
1.4 Elect Martin Berger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: CHARLES F. Mgmt For For For
BOLDEN, JR.
2 ELECTION OF DIRECTOR: GREGORY H. Mgmt For For For
BOYCE
3 ELECTION OF DIRECTOR: CLARENCE P. Mgmt For For For
CAZALOT, JR.
4 ELECTION OF DIRECTOR: DAVID A. Mgmt For For For
DABERKO
5 ELECTION OF DIRECTOR: WILLIAM L. Mgmt For For For
DAVIS
6 ELECTION OF DIRECTOR: SHIRLEY ANN Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For
LEE
9 ELECTION OF DIRECTOR: MICHAEL Mgmt For For For
E.J. PHELPS
10 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
11 ELECTION OF DIRECTOR: SETH E. Mgmt For For For
SCHOFIELD
12 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. Mgmt For For For
USHER
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meetings
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Leslie Baker, Jr. Mgmt For For For
2 Elect Gwendolyn King Mgmt For For For
3 Elect Marc Oken Mgmt For For For
4 Elect David Olsen Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For For For
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Company Product Responsibility
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
McCormick & Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKCV CUSIP 579780 03/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.P. BILBREY Mgmt For For For
2 ELECTION OF DIRECTOR: J.T. BRADY Mgmt For For For
3 ELECTION OF DIRECTOR: J.M. Mgmt For For For
FITZPATRICK
4 ELECTION OF DIRECTOR: F.A. Mgmt For For For
HRABOWSKI, III
5 ELECTION OF DIRECTOR: M.D. MANGAN Mgmt For For For
6 ELECTION OF DIRECTOR: J.W. MCGRATH Mgmt For For For
7 ELECTION OF DIRECTOR: M.M.V. Mgmt For For For
PRESTON
8 ELECTION OF DIRECTOR: G.A. ROCHE Mgmt For For For
9 ELECTION OF DIRECTOR: W.E. STEVENS Mgmt For For For
10 ELECTION OF DIRECTOR: A.D. WILSON Mgmt For For For
11 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
EMPLOYEES STOCK PURCHASE PLAN.
12 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For Against Against
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2001 Omnibus Mgmt For For For
Stock Ownership Plan
7 2009 Cash Incentive Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Cage-free Eggs
- ------------------------------------------------------------------------------------------------------------------------
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sir Michael Rake Mgmt For Withhold Against
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE Mgmt For For For
GOALS UNDER OUR 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR
ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY
VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCLPL CUSIP 58463J304 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Aldag, Jr. Mgmt For For For
1.2 Elect Virginia Clarke Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect R. Steven Hamner Mgmt For For For
1.5 Elect Robert Holmes Mgmt For For For
1.6 Elect Sherry Kellett Mgmt For For For
1.7 Elect William McKenzie Mgmt For For For
1.8 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/21/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Victor J. Dzau Mgmt For For For
1.2 Elect Director William A. Hawkins Mgmt For For For
1.3 Elect Director Shirley A. Jackson Mgmt For For For
1.4 Elect Director Denise M. O'Leary Mgmt For For For
1.5 Elect Director Jean-Pierre Rosso Mgmt For For For
1.6 Elect Director Jack W. Schuler Mgmt For For For
2 Ratify Auditors Mgmt For For For
3 Approve Omnibus Stock Plan Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 589331107 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: LESLIE A. Mgmt For Against Against
BRUN
2 ELECTION OF DIRECTOR: THOMAS R. Mgmt For Against Against
CECH, PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. Mgmt For Against Against
CLARK
4 ELECTION OF DIRECTOR: THOMAS H. Mgmt For Against Against
GLOCER
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For Against Against
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For Against Against
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For Against Against
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For Against Against
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For Against Against
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. Mgmt For Against Against
TATLOCK
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. Mgmt For Against Against
WEEKS
15 ELECTION OF DIRECTOR: PETER C. Mgmt For Against Against
WENDELL
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Mgmt For Against Against
Board Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
AN INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against Against For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. Mgmt For For For
2005 STOCK AND INCENTIVE
COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect H. Eric Bolton, Jr. Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Grinalds Mgmt For For For
1.4 Elect Ralph Horn Mgmt For For For
1.5 Elect Simon Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt Abstain Against Against
- ------------------------------------------------------------------------------------------------------------------------
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MPQ CUSIP 617446448 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: ROY J. Mgmt For For For
BOSTOCK
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Mgmt For For For
DAVIES
4 ELECTION OF DIRECTOR: NOBUYUKI Mgmt For For For
HIRANO
5 ELECTION OF DIRECTOR: C. ROBERT Mgmt For For For
KIDDER
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. Mgmt For For For
NOSKI
9 ELECTION OF DIRECTOR: HUTHAM S. Mgmt For For For
OLAYAN
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. Mgmt For For For
TYSON
13 TO RATIFY THE APPOINTMENT OF Mgmt For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY Mgmt For Against Against
INCENTIVE COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
INDEPENDENT CHAIR
- ------------------------------------------------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect Dennis Gershenson Mgmt For For For
1.3 Elect Kevin Habicht Mgmt For For For
1.4 Elect Richard Jennings Mgmt For For For
1.5 Elect Ted Lanier Mgmt For For For
1.6 Elect Robert Legler Mgmt For For For
1.7 Elect Craig Macnab Mgmt For For For
1.8 Elect Robert Martinez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
Nationwide Health Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHP CUSIP 638620104 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect William Doyle Mgmt For For For
1.2 Elect Richard Gilchrist Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
1.4 Elect Jeffrey Rush Mgmt For For For
1.5 Elect Keith Russell Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- ------------------------------------------------------------------------------------------------------------------------
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Maureen Clancy Mgmt For For For
1.2 Elect Robert Farrell Mgmt For For For
1.3 Elect Joseph Ficalora Mgmt For For For
1.4 Elect James O'Donovan Mgmt For For For
1.5 Elect Hanif Dahya Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For For For
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Robert Miller Mgmt For For For
1.8 Elect Richard O'Brien Mgmt For For For
1.9 Elect John Prescott Mgmt For For For
1.10 Elect Donald Roth Mgmt For For For
1.11 Elect James Taranik Mgmt For For For
1.12 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- ------------------------------------------------------------------------------------------------------------------------
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/22/2008 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Director Jill K. Conway Mgmt For For For
1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Director Jeanne P. Jackson Mgmt For For For
2 Ratify Auditors Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Abdoo Mgmt For For For
2 Elect Steven Beering Mgmt For For For
3 Elect Dennis Foster Mgmt For For For
4 Elect Mike Jesanis Mgmt For For For
5 Elect Marty Kittrell Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Deborah Parker Mgmt For For For
8 Elect Ian Rolland Mgmt For For For
9 Elect Robert Skaggs, Jr. Mgmt For For For
10 Elect Richard Thompson Mgmt For For For
11 Elect Carolyn Woo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meetings
- ------------------------------------------------------------------------------------------------------------------------
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- ------------------------------------------------------------------------------------------------------------------------
Nokia Corp
Ticker Security ID: Meeting Date Meeting Status
NOK CUSIP 654902204 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Mgmt For For For
Management Acts
4 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE MEMBERS OF THE BOARD OF
DIRECTORS.
5 RESOLUTION ON THE NUMBER OF Mgmt For For For
MEMBERS OF THE BOARD OF DIRECTORS.
6.1 Elect Georg Ehrnrooth Mgmt For For For
6.2 Elect Lalita Gupte Mgmt For For For
6.3 Elect Bengt Holmstrom Mgmt For For For
6.4 Elect Henning Kagermann Mgmt For For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For For
6.6 Elect Per Karlsson Mgmt For For For
6.7 Elect Jorma Ollila Mgmt For For For
6.8 Elect Marjorie Scardino Mgmt For For For
6.9 Elect Risto Siilasmaa Mgmt For For For
6.10 Elect Keijo Suila Mgmt For For For
6.11 Elect Isabel Marey-Semper Mgmt For For For
7 RESOLUTION ON THE REMUNERATION OF Mgmt For For For
THE AUDITOR.
8 ELECTION OF AUDITOR. Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Transaction of Other Business Mgmt Abstain Abstain For
- ------------------------------------------------------------------------------------------------------------------------
Nu Skin Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Nevin Anderson Mgmt For For For
1.2 Elect Daniel Campbell Mgmt For For For
1.3 Elect Jake Garn Mgmt For For For
1.4 Elect M. Truman Hunt Mgmt For For For
1.5 Elect Andrew Lipman Mgmt For For For
1.6 Elect Steven Lund Mgmt For For For
1.7 Elect Patricia Negron Mgmt For For For
1.8 Elect Thomas Pisano Mgmt For For For
1.9 Elect Blake Roney Mgmt For For For
1.10 Elect Sandra Tillotson Mgmt For For For
1.11 Elect David Ussery Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Report on Human Rights
6 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Principles for Health
Care Reform
- ------------------------------------------------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders Mgmt For For For
to Call a Special Meeting
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country Regulations
- ------------------------------------------------------------------------------------------------------------------------
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Franke Mgmt For For For
1.2 Elect Bernard Korman Mgmt For For For
2 Increase of Authorized Common Mgmt For Against Against
Stock
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Paccar Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect William Reed, Jr. Mgmt For For For
1.3 Elect Warren Staley Mgmt For For For
1.4 Elect Charles Williamson Mgmt For For For
2 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
THE ANNUAL ELECTION OF ALL
DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against For Against
DIRECTOR VOTE THRESHOLD
- ------------------------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/27/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Cheryl Beebe Mgmt For For For
1.2 Elect Henry Frigon Mgmt For For For
1.3 Elect Hasan Jameel Mgmt For For For
1.4 Elect Samuel Mencoff Mgmt For For For
1.5 Elect Roger Porter Mgmt For For For
1.6 Elect Paul Stecko Mgmt For For For
1.7 Elect James Woodrum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1999 Long-Term Mgmt For For For
Equity Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Mark Siegel Mgmt For For For
1.2 Elect Kenneth Berns Mgmt For For For
1.3 Elect Charles Buckner Mgmt For For For
1.4 Elect Curtis Huff Mgmt For For For
1.5 Elect Terry Hunt Mgmt For For For
1.6 Elect Kenneth Peak Mgmt For For For
1.7 Elect Cloyce Talbott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSO CUSIP 705015105 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect David Arculus Mgmt For For For
4 Elect Terry Burns Mgmt For For For
5 Elect Patrick Cescau Mgmt For For For
6 Elect Rona Fairhead Mgmt For Against Against
7 Elect Robin Freestone Mgmt For For For
8 Elect Susan Fuhrman Mgmt For For For
9 Elect Kenneth Hydon Mgmt For For For
10 Elect John Makinson Mgmt For For For
11 Elect Glen Moreno Mgmt For For For
12 Elect Marjorie Scardino Mgmt For For For
13 Elect William Ethridge Mgmt For For For
14 Elect C.K. Prahalad Mgmt For For For
15 Directors' Remuneration Report Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Increase Authorised Mgmt For For For
Capital
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Amendments to Articles Regarding Mgmt For For For
Authorised Capital and Memorandum
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- ------------------------------------------------------------------------------------------------------------------------
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Eunice Groark Mgmt For For For
1.4 Elect James Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For Against Against
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Beverage Container
Recycling Program
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Petrobras Energia Participaciones SA
Ticker Security ID: Meeting Date Meeting Status
PZE CUSIP 71646M102 01/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 APPROVAL OF THE PERFORMANCE OF Mgmt For Abstain Against
SUSPENDED DIRECTORS.
2 Merger of Petrobras Energia S.A. Mgmt For Abstain Against
3 Merger Agreement and Supporting Mgmt For Abstain Against
Reports
4 APPROVAL OF THE COMPANY S Mgmt For Abstain Against
FINANCIAL STATEMENTS AS OF JUNE
30, 2008.
5 APPROVAL OF THE EXCHANGE RATIO IN Mgmt For Abstain Against
CONNECTION WITH THE MERGER.
6 DISSOLUTION OF THE COMPANY AS A Mgmt For Abstain Against
RESULT OF THE MERGER.
7 AUTHORIZATION FOR EXECUTION OF Mgmt For Abstain Against
THE DEFINITIVE MERGER AGREEMENT.
8 Authority to Carry Out Formalities Mgmt For Abstain Against
9 APPOINTMENT OF TWO SHAREHOLDERS Mgmt For For For
TO SIGN THE MINUTES.
- ------------------------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. Mgmt For For For
BROWN
3 ELECTION OF DIRECTOR: M. ANTHONY Mgmt For For For
BURNS
4 ELECTION OF DIRECTOR: ROBERT N. Mgmt For For For
BURT
5 ELECTION OF DIRECTOR: W. DON Mgmt For For For
CORNWELL
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE Mgmt For For For
J. HORNER
8 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
KILTS
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. Mgmt For For For
LORCH
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE Mgmt For For For
NORA JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
STOCK OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect C. Lee Cox Mgmt For For For
3 Elect Peter Darbee Mgmt For For For
4 Elect Maryellen Herringer Mgmt For For For
5 Elect Roger Kimmel Mgmt For For For
6 Elect Richard Meserve Mgmt For For For
7 Elect Forrest Miller Mgmt For For For
8 Elect Barbara Rambo Mgmt For For For
9 Elect Barry Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation in North Dakota
- ------------------------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Graham MacKay Mgmt For For For
6 Elect Sergio Marchionne Mgmt For Against Against
7 Elect Lucio Noto Mgmt For For For
8 Elect Carlos Slim Helu Mgmt For For For
9 Elect Stephen Wolf Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of Material Terms of the Mgmt For For For
2008 Performance Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Rick Holley Mgmt For For For
2 Elect Robin Josephs Mgmt For For For
3 Elect John McDonald Mgmt For For For
4 Elect Robert McLeod Mgmt For For For
5 Elect John Morgan, Sr. Mgmt For For For
6 Elect John Scully Mgmt For For For
7 Elect Stephen Tobias Mgmt For For For
8 Elect Martin White Mgmt For For For
9 Adoption of Majority Vote for Mgmt For For For
Election of Directors
10 Amendment to Increase Ownership Mgmt For For For
Limit
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: MR. BERNDT Mgmt For For For
2 ELECTION OF DIRECTOR: MR. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: MR. Mgmt For For For
CHELLGREN
4 ELECTION OF DIRECTOR: MR. CLAY Mgmt For For For
5 ELECTION OF DIRECTOR: MS. JAMES Mgmt For For For
6 ELECTION OF DIRECTOR: MR. KELSON Mgmt For For For
7 ELECTION OF DIRECTOR: MR. LINDSAY Mgmt For For For
8 ELECTION OF DIRECTOR: MR. MASSARO Mgmt For For For
9 ELECTION OF DIRECTOR: MS. PEPPER Mgmt For For For
10 ELECTION OF DIRECTOR: MR. ROHR Mgmt For Against Against
11 ELECTION OF DIRECTOR: MR. SHEPARD Mgmt For For For
12 ELECTION OF DIRECTOR: MS. STEFFES Mgmt For For For
13 ELECTION OF DIRECTOR: MR. STRIGL Mgmt For For For
14 ELECTION OF DIRECTOR: MR. THIEKE Mgmt For For For
15 ELECTION OF DIRECTOR: MR. USHER Mgmt For For For
16 ELECTION OF DIRECTOR: MR. WALLS Mgmt For For For
17 ELECTION OF DIRECTOR: MR. WEHMEIER Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 APPROVAL OF AN ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION.
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
- ------------------------------------------------------------------------------------------------------------------------
Post Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPS CUSIP 737464107 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Goddard, III Mgmt For For For
1.2 Elect Douglas Crocker II Mgmt For For For
1.3 Elect David Stockert Mgmt For For For
1.4 Elect Herschel Bloom Mgmt For For For
1.5 Elect Walter Deriso, Jr. Mgmt For For For
1.6 Elect Russell French Mgmt For For For
1.7 Elect Dale Anne Reiss Mgmt For For For
1.8 Elect David Schwartz Mgmt For For For
1.9 Elect Stella Thayer Mgmt For For For
1.10 Elect Ronald de Waal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 Mgmt For For For
PRAXAIR, INC. LONG TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE Mgmt For For For
APPOINTMENT OF THE INDEPENDENT
AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------
Premcor Inc.
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JERRY D. Mgmt For For For
CHOATE
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For Against Against
NICKLES
4 ELECTION OF DIRECTOR: SUSAN Mgmt For For For
KAUFMAN PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Political
Contributions and Expenditure
- ------------------------------------------------------------------------------------------------------------------------
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect B. Wayne Hughes Mgmt For For For
1.2 Elect Ronald Havner, Jr. Mgmt For For For
1.3 Elect Dann Angeloff Mgmt For For For
1.4 Elect William Baker Mgmt For Withhold Against
1.5 Elect John Evans Mgmt For For For
1.6 Elect Tamara Hughes Gustavson Mgmt For For For
1.7 Elect Uri Harkham Mgmt For For For
1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For
1.9 Elect Harvey Lenkin Mgmt For For For
1.10 Elect Gary Pruitt Mgmt For For For
1.11 Elect Daniel Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Questar Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For For For
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Mgmt For For For
Change in Board Size
4 Clarification of the Director Mgmt For For For
Liability Standard
5 Increase of Authorized Common Mgmt For Against Against
Stock
6 Amendment to Authorized Preferred Mgmt For Against Against
Stock
7 Amendment to the Long-Term Cash Mgmt For Against Against
Incentive Plan
8 Shareholder Proposal Regarding ShrHoldr N/A For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For For For
3 Elect Lee Chaden Mgmt For For For
4 Elect E. V. Goings Mgmt For For For
5 Elect Judith Hamilton Mgmt For For For
6 Elect Susan Ivey Mgmt For For For
7 Elect Thomas Johnson Mgmt For For For
8 Elect John Pope Mgmt For For For
9 Elect Michael Riordan Mgmt For For For
10 Elect Oliver Sockwell Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Sustainable Forestry Report
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For For For
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement
Plans
- ------------------------------------------------------------------------------------------------------------------------
Realty Income Corporation
Ticker Security ID: Meeting Date Meeting Status
O CUSIP 756109104 05/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kathleen Allen Mgmt For For For
1.2 Elect Donald Cameron Mgmt For For For
1.3 Elect Priya Huskins Mgmt For For For
1.4 Elect Thomas Lewis Mgmt For For For
1.5 Elect Michael McKee Mgmt For For For
1.6 Elect Gregory McLaughlin Mgmt For For For
1.7 Elect Ronald Merriman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regal Entertainment Group
Ticker Security ID: Meeting Date Meeting Status
RGC CUSIP 758766109 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Charles Brymer Mgmt For For For
1.2 Elect Michael Campbell Mgmt For For For
1.3 Elect Alex Yemenidjian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regency Centers Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Martin Stein, Jr. Mgmt For For For
1.2 Elect Raymond Bank Mgmt For For For
1.3 Elect C. Ronald Blankenship Mgmt For For For
1.4 Elect Alvin Carpenter Mgmt For For For
1.5 Elect J. Dix Druce Jr. Mgmt For For For
1.6 Elect Mary Lou Fiala Mgmt For For For
1.7 Elect Bruce Johnson Mgmt For For For
1.8 Elect Douglas Luke Mgmt For For For
1.9 Elect John Schweitzer Mgmt For For For
1.10 Elect Brian Smith Mgmt For For For
1.11 Elect Thomas Wattles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GEORGE W. Mgmt For For For
BRYAN
2 ELECTION OF DIRECTOR: DAVID J. Mgmt For For For
COOPER, SR.
3 ELECTION OF DIRECTOR: EARNEST W. Mgmt For For For
DEAVENPORT, JR.
4 ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For For
5 ELECTION OF DIRECTOR: O.B. Mgmt For For For
GRAYSON HALL, JR.
6 ELECTION OF DIRECTOR: CHARLES D. Mgmt For For For
MCCRARY
7 ELECTION OF DIRECTOR: JAMES R. Mgmt For For For
MALONE
8 ELECTION OF DIRECTOR: CLAUDE B. Mgmt For For For
NIELSEN
9 ELECTION OF DIRECTOR: C. DOWD Mgmt For For For
RITTER
10 NONBINDING STOCKHOLDER APPROVAL Mgmt For For For
OF EXECUTIVE COMPENSATION
11 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Royal Dutch Shell plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Safety Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFT CUSIP 78648T100 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Peter Manning Mgmt For For For
1.2 Elect David McKown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Schering-Plough Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Thomas Colligan Mgmt For For For
1.2 Elect Fred Hassan Mgmt For For For
1.3 Elect C. Robert Kidder Mgmt For For For
1.4 Elect Eugene McGrath Mgmt For For For
1.5 Elect Antonio Perez Mgmt For For For
1.6 Elect Patricia Russo Mgmt For For For
1.7 Elect Jack Stahl Mgmt For For For
1.8 Elect Craig Thompson Mgmt For For For
1.9 Elect Kathryn Turner Mgmt For For For
1.10 Elect Robert van Oordt Mgmt For For For
1.11 Elect Arthur Weinbach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call Special Meeting
- ------------------------------------------------------------------------------------------------------------------------
Senior Housing Properties Trust
Ticker Security ID: Meeting Date Meeting Status
SNH CUSIP 81721M109 05/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Somers Mgmt For For For
1.2 Elect Barry Portnoy Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Sherwin-Williams Co.
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect James Boland Mgmt For For For
1.3 Elect Christopher Connor Mgmt For For For
1.4 Elect David Hodnik Mgmt For For For
1.5 Elect Susan Kropf Mgmt For For For
1.6 Elect Gary McCullough Mgmt For For For
1.7 Elect A. Malachi Mixon, III Mgmt For For For
1.8 Elect Curtis Moll Mgmt For For For
1.9 Elect Richard Smucker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
MAJORITY VOTING.
- ------------------------------------------------------------------------------------------------------------------------
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Change in Board Size Mgmt For For For
2 Elimination of Supermajority Mgmt For For For
Requirement
3 Increase of Authorized Common Mgmt For For For
Stock
4 Delete or Change Obsolete or Mgmt For For For
Unnecessary Provisions
5.1 Elect Melvyn Bergstein Mgmt For For For
5.2 Elect Linda Bynoe Mgmt For For For
5.3 Elect Karen Horn Mgmt For For For
5.4 Elect Reuben Leibowitz Mgmt For For For
5.5 Elect J. Albert Smith, Jr. Mgmt For For For
5.6 Elect Pieter van den Berg Mgmt For For For
5.7 Elect Allan Hubbard Mgmt For For For
5.8 Elect Daniel Smith Mgmt For For For
6 Right to Adjourn Meeting Mgmt For For For
7 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SL Green Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
SLG CUSIP 78440X101 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stephen Green Mgmt For For For
1.2 Elect John Alschuler, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker Security ID: Meeting Date Meeting Status
PCU CUSIP 84265V105 04/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Genaro Larrea Mota-Velasco Mgmt For Withhold Against
1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against
1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against
1.4 Elect Alfredo Perez Mgmt For Withhold Against
1.5 Elect Alberto de la Parra Zavala Mgmt For Withhold Against
1.6 Elect Xavier Garcia de Quevedo Mgmt For Withhold Against
Topete
1.7 Elect German Larrea Mota-Velasco Mgmt For Withhold Against
1.8 Elect Daniel Quintanilla Mgmt For Withhold Against
1.9 Elect Armando Ortega Gomez Mgmt For Withhold Against
1.10 Elect Luis Miguel Palomino Bonilla Mgmt For For For
1.11 Elect Gilberto Cifuentes Mgmt For For For
1.12 Elect Juan Rebolledo Gout Mgmt For Withhold Against
1.13 Elect Carlos Ruiz Sacristan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Spectra Energy Corp
Ticker Security ID: Meeting Date Meeting Status
SE CUSIP 847560109 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2.1 Elect Gregory Ebel Mgmt For For For
2.2 Elect Peter Hamilton Mgmt For For For
2.3 Elect Michael Phelps Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Stanley Works
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854616109 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Patrick Campbell Mgmt For Withhold Against
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For Withhold Against
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For Against Against
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Mgmt For For For
Stock Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- ------------------------------------------------------------------------------------------------------------------------
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Kennett Burnes Mgmt For For For
1.2 Elect Peter Coym Mgmt For For For
1.3 Elect Patrick de Saint-Aignan Mgmt For For For
1.4 Elect Amelia Fawcett Mgmt For For For
1.5 Elect David Gruber Mgmt For For For
1.6 Elect Linda Hill Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Charles LaMantia Mgmt For For For
1.9 Elect Ronald Logue Mgmt For For For
1.10 Elect Richard Sergel Mgmt For For For
1.11 Elect Ronald Skates Mgmt For For For
1.12 Elect Gregory Summe Mgmt For For For
1.13 Elect Robert Weissman Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding an ShrHoldr Against Against For
Annual Certification of Audit Fees
- ------------------------------------------------------------------------------------------------------------------------
SUPERVALU, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVU CUSIP 868536103 06/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irwin Cohen Mgmt For For For
2 Elect Ronald Daly Mgmt For For For
3 Elect Lawrence Del Santo Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Craig Herkert Mgmt For For For
6 Elect Kathi Seifert Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Tobacco Sales
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For
BERNARD
2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For
BRADY
3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For
BROADDUS, JR.
4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
HEBB, JR.
5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For
KENNEDY
6 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For
ROGERS
7 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For
SOMMER
8 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For
TAYLOR
9 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For
WHITTEMORE
10 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing
Ticker Security ID: Meeting Date Meeting Status
TSM CUSIP 874039100 06/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Mgmt For For For
Capital
4 Amendaments to Procedural Rules Mgmt For For For
of Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tanger Factory Outlet Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKT CUSIP 875465106 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanley K. Tanger Mgmt For For For
1.2 Elect Steven B. Tanger Mgmt For For For
1.3 Elect Jack Africk Mgmt For For For
1.4 Elect William G. Benton Mgmt For For For
1.5 Elect Bridget Ryan Berman Mgmt For For For
1.6 Elect Thomas Robinson Mgmt For For For
1.7 Elect Allan Schuman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Performance Mgmt For For For
Criteria Under the Incentive
Award Plan
- ------------------------------------------------------------------------------------------------------------------------
Taubman Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCO CUSIP 876664103 05/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Graham Allison Mgmt For For For
1.2 Elect Peter Karmanos, Jr. Mgmt For Withhold Against
1.3 Elect William Taubman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Jeffrey Black Mgmt For For For
1.2 Elect Sigismundus Lubsen Mgmt For For For
1.3 Elect Stuart Randle Mgmt For For For
1.4 Elect Harold Yoh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Elon Kohlberg Mgmt For For For
5 Elect Yitzhak Peterburg Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 881624209 09/25/2008 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Joseph (Yosi) Nitzani as Mgmt For For For
External Director
- ------------------------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: J.R. ADAMS Mgmt For For For
2 ELECTION OF DIRECTOR: D.L. BOREN Mgmt For For For
3 ELECTION OF DIRECTOR: D.A. CARP Mgmt For For For
4 ELECTION OF DIRECTOR: C.S. COX Mgmt For For For
5 ELECTION OF DIRECTOR: D.R. GOODE Mgmt For For For
6 ELECTION OF DIRECTOR: S.P. Mgmt For For For
MACMILLAN
7 ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For For
8 ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For For
9 ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For For
10 ELECTION OF DIRECTOR: R.K. Mgmt For For For
TEMPLETON
11 ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2009 Long-Term Incentive Plan Mgmt For For For
14 2009 Director Compensation Plan Mgmt For For For
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SEPARATION OF ROLES OF CHAIRMAN
AND CEO.
- ------------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Abstain Against
Board-Level Committee to Address
US Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV NULL NULL 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Timberland Co.
Ticker Security ID: Meeting Date Meeting Status
TBL CUSIP 887100105 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Sidney Swartz Mgmt For For For
1.2 Elect Jeffrey Swartz Mgmt For For For
1.3 Elect Ian Diery Mgmt For For For
1.4 Elect Irene Esteves Mgmt For For For
1.5 Elect John Fitzsimmons Mgmt For For For
1.6 Elect Virginia Kent Mgmt For For For
1.7 Elect Kenneth Lombard Mgmt For For For
1.8 Elect Edward Moneypenny Mgmt For For For
1.9 Elect Peter Moore Mgmt For For For
1.10 Elect Bill Shore Mgmt For For For
1.11 Elect Terdema Ussery, II Mgmt For For For
1.12 Elect Carden Welsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1991 Employee Mgmt For For For
Stock Purchase Plan
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Cable, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 06/03/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Herbert Allison Jr. Mgmt For Against Against
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For For For
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For For For
10 Elect Kenneth Novack Mgmt For For For
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Mgmt For For For
Executive Officers
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89151E109 05/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For Against Against
5 Retirement Benefits (Thierry Mgmt For Against Against
Desmarest and Christophe de
Margerie)
6 Severance Package (Christophe de Mgmt For Against Against
Margerie)
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Anne Lauvergeon Mgmt For Against Against
9 Elect Daniel Bouton Mgmt For Against Against
10 Elect Bertrand Collomb Mgmt For Against Against
11 Elect Christophe de Margerie Mgmt For Against Against
12 Elect Michel Pebereau Mgmt For Against Against
13 Elect Patrick Artus Mgmt For For For
14 Amendment Regarding Mandatory Mgmt For For For
Board Retirement Age Limits
15 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation Disclosure
16 Shareholder Proposal Regarding Mgmt Against Against For
Election of Employee Shareholder
Representatives
17 Shareholder Proposal Regarding Mgmt Against Against For
Equity Compensation
- ------------------------------------------------------------------------------------------------------------------------
Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For For For
11 Elect Blythe McGarvie Mgmt For Against Against
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of Mgmt For For For
the Amended and Restated 2004
Stock Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Elimination of Supermajority Mgmt For For For
Voting Requirement
3 Increase in Registered Share Mgmt For For For
Capital
4 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
5 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
6 Approve Company Name Mgmt For For For
7 Change of Company Purpose Mgmt For For For
8 Approval of the Swiss Articles of Mgmt For For For
Association
9 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
10 Appointment of Special Auditor Mgmt For For For
11 Appointment of Statutory Auditor Mgmt For For For
12 Amendments to Articles to Limit Mgmt For Against Against
the Number of Shares that may be
Registered and/or Voted by a
Single Shareholder or Group to
15% of the Registered Share
Capital
13 Adoption of Supermajority Voting Mgmt For Against Against
Requirement
14 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP G9144P105 06/22/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Pierre Brondeau Mgmt For For For
1.2 Elect Ram Charan Mgmt For For For
1.3 Elect Juergen Gromer Mgmt For For For
1.4 Elect Robert Hernandez Mgmt For For For
1.5 Elect Thomas Lynch Mgmt For For For
1.6 Elect Daniel Phelan Mgmt For For For
1.7 Elect Frederic Poses Mgmt For For For
1.8 Elect Lawrence Smith Mgmt For For For
1.9 Elect Paula Sneed Mgmt For For For
1.10 Elect David Steiner Mgmt For For For
1.11 Elect John Van Scoter Mgmt For For For
2 Amendment to the 2007 Stock and Mgmt For For For
Incentive Plan
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Change of Par Value Mgmt For For For
3 TO CONSIDER AND APPROVE THE NAME Mgmt For For For
OF TYCO INTERNATIONAL LTD.
4 Change of Company Purpose Mgmt For For For
5 Approval of the Swiss Articles of Mgmt For For For
Association
6 Confirmation of Swiss Law as the Mgmt For For For
Authoritative Legislation
Governing the Company
7 Approval of Schaffhausen, Mgmt For For For
Switzerland as the Company's
Principal Place of Business
8 Appointment of Special Auditor Mgmt For For For
9 Appointment of Statutory Auditor Mgmt For For For
10 Approval of Dividend in the Form Mgmt For For For
of a Reduction of Registered
Captial
11 Right to Adjourn Meeting Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Tyco International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP G9143X208 03/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Edward Breen Mgmt For For For
1.2 Elect Timothy Donahue Mgmt For For For
1.3 Elect Brian Duperreault Mgmt For For For
1.4 Elect Bruce Gordon Mgmt For For For
1.5 Elect Rajiv Gupta Mgmt For For For
1.6 Elect John Krol Mgmt For For For
1.7 Elect Brendan O'Neill Mgmt For For For
1.8 Elect William Stavropoulos Mgmt For For For
1.9 Elect Sandra Wijnberg Mgmt For For For
1.10 Elect Jerome York Mgmt For For For
1.11 Elect R. David Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENTS TO THE COMPANY S 2004 Mgmt For For For
STOCK AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 ADVISORY VOTE TO APPROVE Mgmt For For For
EXECUTIVE COMPENSATION PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------
UDR, INC.
Ticker Security ID: Meeting Date Meeting Status
UDR CUSIP 902653104 05/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Katherine Cattanach Mgmt For For For
1.2 Elect Eric Foss Mgmt For For For
1.3 Elect Robert Freeman Mgmt For For For
1.4 Elect Jon Grove Mgmt For For For
1.5 Elect James Klingbeil Mgmt For For For
1.6 Elect Robert Larson Mgmt For For For
1.7 Elect Thomas Oliver Mgmt For For For
1.8 Elect Lynne Sagalyn Mgmt For For For
1.9 Elect Mark Sandler Mgmt For For For
1.10 Elect Thomas Toomey Mgmt For For For
1.11 Elect Thomas Wajnert Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 1999 Long-Term Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
- ------------------------------------------------------------------------------------------------------------------------
United Online, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNTD CUSIP 911268100 06/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect James Armstrong Mgmt For For For
1.2 Elect Dennis Holt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect F. Duane Ackerman Mgmt For For For
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Mgmt For Against Against
Compensation Plan
- ------------------------------------------------------------------------------------------------------------------------
United Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For For For
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- ------------------------------------------------------------------------------------------------------------------------
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect William Ballard, Jr. Mgmt For For For
2 Elect Richard Burke Mgmt For For For
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Douglas Leatherdale Mgmt For For For
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For For For
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Valor Communications Group Inc
Ticker Security ID: Meeting Date Meeting Status
WIN CUSIP 97381W104 05/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Carol Armitage Mgmt For For For
1.2 Elect Samuel Beall, III Mgmt For For For
1.3 Elect Dennis Foster Mgmt For For For
1.4 Elect Francis Frantz Mgmt For For For
1.5 Elect Jeffrey Gardner Mgmt For For For
1.6 Elect Jeffrey Hinson Mgmt For For For
1.7 Elect Judy Jones Mgmt For For For
1.8 Elect William Montgomery Mgmt For For For
1.9 Elect Frank Reed Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Advisory
Vote (Say on Pay)
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Debra Cafaro Mgmt For For For
1.2 Elect Douglas Crocker, ll Mgmt For For For
1.3 Elect Ronald Geary Mgmt For For For
1.4 Elect Jay Gellert Mgmt For For For
1.5 Elect Robert Reed Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect James Shelton Mgmt For For For
1.8 Elect Thomas Theobald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For For For
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Stock Options
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Right to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Vornado Realty Trust
Ticker Security ID: Meeting Date Meeting Status
VNO CUSIP 929042109 05/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Steven Roth Mgmt For Withhold Against
1.2 Elect Michael Fascitelli Mgmt For Withhold Against
1.3 Elect Russell Wight, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- ------------------------------------------------------------------------------------------------------------------------
W.P. Carey & Co. LLC
Ticker Security ID: Meeting Date Meeting Status
WPC CUSIP 92930Y107 06/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Wm. Polk Carey Mgmt For For For
1.2 Elect Francis Carey Mgmt For For For
1.3 Elect Trevor Bond Mgmt For For For
1.4 Elect Nathaniel Coolidge Mgmt For For For
1.5 Elect Gordon DuGan Mgmt For For For
1.6 Elect Eberhard Faber, IV Mgmt For For For
1.7 Elect Benjamin Griswold, IV Mgmt For For For
1.8 Elect Lawrence Klein Mgmt For For For
1.9 Elect Karsten von Koller Mgmt For For For
1.10 Elect Robert Mittelstaedt, Jr. Mgmt For For For
1.11 Elect Charles Parente Mgmt For For For
1.12 Elect Reginald Winssinger Mgmt For For For
2 2009 Share Incentive Plan Mgmt For For For
3 2009 Non-Employee Directors' Mgmt For For For
Incentive Plan
- ------------------------------------------------------------------------------------------------------------------------
Wal-Mart Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Abstain Against
Adopting Sexual Orientation and
Gender Identity Expression
Anti-Bias Policy
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Pay for Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Political Contributions
and Expenditures Report
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Right to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the
Form of Stock Options
- ------------------------------------------------------------------------------------------------------------------------
Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ARNOLD
2 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
BRYSON
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. Mgmt For For For
ESTRIN
5 ELECTION OF DIRECTOR: ROBERT A. Mgmt For For For
IGER
6 ELECTION OF DIRECTOR: STEVEN P. Mgmt For For For
JOBS
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. Mgmt For Against Against
LEWIS
9 ELECTION OF DIRECTOR: MONICA C. Mgmt For For For
LOZANO
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. Mgmt For For For
PEPPER, JR.
12 ELECTION OF DIRECTOR: ORIN C. Mgmt For For For
SMITH
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER ShrHoldr Against Against For
PROPOSAL RELATING TO DEATH
BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Executive
Compensation (Say on Pay)
- ------------------------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMI CUSIP 94106L109 05/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark Mgmt For For For
3 Elect Patrick Gross Mgmt For For For
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
11 2009 Stock Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Supermajority
Voting
- ------------------------------------------------------------------------------------------------------------------------
Wausau Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
WPP CUSIP 943315101 04/16/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect G. Watts Humphrey, Jr. Mgmt For For For
1.2 Elect San Orr, Jr. Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Bernard Duroc-Danner Mgmt For For For
2 Elect David Butters Mgmt For For For
3 Elect Nicholas Brady Mgmt For For For
4 Elect William Macaulay Mgmt For For For
5 Elect Robert Millard Mgmt For For For
6 Elect Robert Moses, Jr. Mgmt For For For
7 Elect Robert Rayne Mgmt For For For
8 Appointment of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Weingarten Realty Investors
Ticker Security ID: Meeting Date Meeting Status
WRI CUSIP 948741103 05/01/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Stanford Alexander Mgmt For For For
1.2 Elect Andrew Alexander Mgmt For For For
1.3 Elect James Crownover Mgmt For For For
1.4 Elect Robert Cruikshank Mgmt For For For
1.5 Elect Melvin Dow Mgmt For For For
1.6 Elect Stephen Lasher Mgmt For For For
1.7 Elect Douglas Schnitzer Mgmt For For For
1.8 Elect C.Park Shaper Mgmt For For For
1.9 Elect Marc Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: JOHN D. Mgmt For For For
BAKER II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
3 ELECTION OF DIRECTOR: LLOYD H. Mgmt For For For
DEAN
4 ELECTION OF DIRECTOR: SUSAN E. Mgmt For For For
ENGEL
5 ELECTION OF DIRECTOR: ENRIQUE Mgmt For Against Against
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. Mgmt For For For
JAMES
7 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOSS
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RICHARD D. Mgmt For For For
MCCORMICK
10 ELECTION OF DIRECTOR: MACKEY J. Mgmt For For For
MCDONALD
11 ELECTION OF DIRECTOR: CYNTHIA H. Mgmt For For For
MILLIGAN
12 ELECTION OF DIRECTOR: NICHOLAS G. Mgmt For For For
MOORE
13 ELECTION OF DIRECTOR: PHILIP J. Mgmt For For For
QUIGLEY
14 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For
RICE
15 ELECTION OF DIRECTOR: JUDITH M. Mgmt For For For
RUNSTAD
16 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
17 ELECTION OF DIRECTOR: ROBERT K. Mgmt For For For
STEEL
18 ELECTION OF DIRECTOR: JOHN G. Mgmt For For For
STUMPF
19 ELECTION OF DIRECTOR: SUSAN G. Mgmt For For For
SWENSON
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Ratification of Auditor Mgmt For For For
22 Amendment to the Long-Term Mgmt For Against Against
Incentive Compensation Plan
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
24 STOCKHOLDER PROPOSAL REGARDING A ShrHoldr Against Against For
REPORT ON POLITICAL CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 ELECTION OF DIRECTOR: GARY T. Mgmt For For For
DICAMILLO
2 ELECTION OF DIRECTOR: KATHLEEN J. Mgmt For For For
HEMPEL
3 ELECTION OF DIRECTOR: MICHAEL A. Mgmt For For For
TODMAN
4 Ratification of Auditor Mgmt For For For
5 APPROVAL OF THE WHIRLPOOL Mgmt For For For
CORPORATION PERFORMANCE
EXCELLENCE PLAN.
6 Amendment to Declassify the Board Mgmt For For For
7 Elimination of Supermajority Vote Mgmt For For For
Provisions
8 Elimination of Supermajority Vote Mgmt For For For
Provisions
9 STOCKHOLDER PROPOSAL TO ELECT ShrHoldr Against Against For
EACH DIRECTOR ANNUALLY.
10 Shareholder Proposal Regarding ShrHoldr Against Against For
Simple Majority Vote
- ------------------------------------------------------------------------------------------------------------------------
Whitney Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
WTNY CUSIP 966612103 05/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect A.R. Blossman, Jr. Mgmt For For For
1.2 Elect Angus Cooper II Mgmt For For For
1.3 Elect Terence Hall Mgmt For For For
1.4 Elect John Turner Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Williams Cos.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Elect Irl Engelhardt Mgmt For For For
2 Elect William Green Mgmt For For For
3 Elect W. R. Howell Mgmt For For For
4 Elect George Lorch Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- ------------------------------------------------------------------------------------------------------------------------
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Frederick Stratton, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- ------------------------------------------------------------------------------------------------------------------------
XTO Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XTO CUSIP 98385X106 05/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Mgmt For For For
Compensation Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
(Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
the Approval of Survivor Benefits
(Golden Coffins)
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Partner Socially Responsible Bond Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP 885882 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Income Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Thrivent High Yield Fund
Ticker Security ID: Meeting Date Meeting Status
LBHIX CUSIP 885882779 05/15/2009 Voted
Meeting Type Country of Trade
Special USA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Trustee
1.2 Elect F. Gregory Campbell as Mgmt For For For
Trustee
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Trustee
1.4 Elect Noel K. Estenson as Trustee Mgmt For For For
1.5 Elect Richard L. Gady as Trustee Mgmt For For For
1.6 Elect Richard A. Hauser as Trustee Mgmt For For For
1.7 Elect Paul R. Laubscher as Trustee Mgmt For For For
1.8 Elect Connie M. Levi as Trustee Mgmt For For For
1.9 Elect Douglas D. Sims as Trustee Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Trustee
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV CUSIP 885882779 05/15/2009 Voted
Meeting Type Country of Trade
Special USA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Bond Index Portfolio
07/01/2008 - 06/30/2009
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Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Limited Maturity Bond Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Mortgage Securities Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
Thrivent Money Market Portfolio
Ticker Security ID: Meeting Date Meeting Status
VTMMKTV 05/15/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt
1.1 Elect Russell W. Swansen as Mgmt For For For
Director
1.2 Elect F. Gregory Campbell as Mgmt For For For
Director
1.3 Elect Herbert F. Eggerding, Jr. Mgmt For For For
as Director
1.4 Elect Noel K. Estenson as Director Mgmt For For For
1.5 Elect Richard L. Gady as Director Mgmt For For For
1.6 Elect Richard A. Hauser as Mgmt For For For
Director
1.7 Elect Paul R. Laubscher as Mgmt For For For
Director
1.8 Elect Connie M. Levi as Director Mgmt For For For
1.9 Elect Douglas D. Sims as Director Mgmt For For For
1.10 Elect Constance L. Souders as Mgmt For For For
Director
- ------------------------------------------------------------------------------------------------------------------------
Item 1: Proxy Voting Record
Registrant: Thrivent Series Fund, Inc.
Fund Name: Thrivent Money Market Portfolio
07/01/2008 - 06/30/2009
- ------------------------------------------------------------------------------------------------------------------------
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
</PRE>SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: August 27, 2009 | THRIVENT SERIES FUND, INC. | |||
| /s/ Russell W. Swansen | ||||
Russell W. Swansen President | ||||