UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-4603
Thrivent Series Fund, Inc.
(Exact name of registrant as specified in charter)
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Address of principal executive offices) (Zip code)
Rebecca A. Paulzine, Assistant Secretary
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Name and address of agent for service)
Registrant’s telephone number, including area code: (612) 844-5168
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 - June 30, 2011
Item 1. | Proxy Voting Record |
[Insert Report]
Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Aggressive Allocation Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Corporate Restructuring Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Mgmt For For For Condolence Payment for Director(s) and Statutory Auditor(s) --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Mgmt For For For Donations 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 3 List Proposed by Mgmt For For For Schematrentaquattro S.r.l. 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Mgmt For For For Reissue Shares 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Mgmt For For For Redlynch 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Mgmt For For For Responsibility Report 22 Authorisation of Political Mgmt For For For Donations 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 29 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Mgmt For For For Donations 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Ratification of Management Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval Mgmt For For For of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque Mgmt For For For de Bretagne 15 Merger by Absorption of BNP Mgmt For For For Paribas International BV 16 Merger by Absorption of Mgmt For For For Cerenicim 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Mgmt For For For Stock 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Mgmt For TNA N/A Management Acts 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Mgmt For For For Reports/Ratification of Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Mgmt For For For Board 12 Amendment Regarding Director Age Mgmt For For For Limits 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights through Private Placement 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Share Mgmt For Against Against Issuance Limit 20 Authority to Increase Capital Mgmt For For For Through Capitalization 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 23 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 24 Authority for Controlling Mgmt For Against Against Companies to Issue Securities Convertible into Company Shares 25 Authority to Grant Purchase Mgmt For Against Against Options 26 Authority to Grant Subscription Mgmt For Against Against Options 27 Authority to Issue Restricted Mgmt For Against Against Shares 28 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 29 Authority to Carry Out Mgmt For For For Formalities 30 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Mgmt For For For Donations 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Increase Capital Mgmt For Against Against Through Private Placement 17 Authority to Set Offering Prices Mgmt For Against Against of Shares 18 Authority to Increase Share Mgmt For Against Against Issuance Limit 19 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 22 Global Ceiling on Increases in Mgmt For For For Capital 23 Authority to Issue Restricted Mgmt For Against Against Shares 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, Mgmt For For For 15, 18, 19, 20, 21, 34, 40, 44 and 49 12 Amend Articles 14, 17, 24, 31, Mgmt For For For 32, 45 and 46 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa Mgmt For For For d'Estalvis 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Mgmt For For For Amendments to Articles 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Mgmt For For For Liabilities of Microcredit Business Acquired from Microbank 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Mgmt For For For Regulations 22 Report on Amendments to Board of Mgmt For For For Directors Regulations 23 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 24 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 25 Authority to Issue Debt Mgmt For For For Instruments 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Mgmt For For For Competing Activities 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s) 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 16 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Mgmt For For For Special Allowance for Director(s) 17 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Mgmt For TNA N/A Committees 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence Mgmt For TNA N/A of Luc Vansteenkiste 16 Ratification of the Independence Mgmt For TNA N/A of Jacques de Vaucleroy 17 Ratification of the Independence Mgmt For TNA N/A of Jean-Pierre Hansen 18 Ratification of the Independence Mgmt For TNA N/A of William G. McEwan 19 Ratification of the Independence Mgmt For TNA N/A of Mats Jansson 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Mgmt For TNA N/A Instruments) 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Mgmt For TNA N/A Facility) 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Restricted Stock Units) 26 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Options) 27 Directors' Fees Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Postponement of the Ratification Mgmt For For For of the Acts of Klaus Zumwinkel 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Systems International) 14 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeFleetServices) 15 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DFMG Holding) 16 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 17 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Customer Services) 18 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Technical Services) 19 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Accounting) 20 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Training) 21 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Norma Telekommunikationsdienste) 22 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeAsia Holding) 23 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Traviata Telekommunikationsdienste) 24 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Scout24 Holding) 25 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Mobile Woldwide Holding) 26 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Telekom Deutschland) 27 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (MagyarCom Holding) 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement Mgmt For For For with Kai-Uwe Ricke 30 Approval of Settlement Agreement Mgmt For For For with Klaus Zumwinkel --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For For For Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Mgmt For For For Statutory Auditors 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Mgmt For Abstain Against Representative's Attendance Fees --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Mgmt For For For Reports 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Mgmt For For For Supervisory Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Mgmt For For For Stock 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Mgmt For For For Participation Certificates 10 Authority to Repurchase Mgmt For For For Participation Certificates 11 Amendments to Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Mgmt For For For Issuance Limit 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Mgmt For For For Holders of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For For For Capital 22 Authority to Issue Debt Mgmt For For For Instruments 23 Increase in Share Capital Mgmt For For For Through Capitalizations 24 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) --------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 Mgmt For For For and 66 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, Mgmt For For For 41, 51, 62, 71 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Mgmt For For For Director(s) --------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments 12 Authority to Issue Participating Mgmt For For For Bonds 13 Authority to Issue Mgmt For For For Profit-Sharing Rights 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Mgmt For For For Liable Partner's Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Ratification of Shareholder's Mgmt For For For Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For and Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Mgmt For For For Members 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of International Standards of Corporate Social Responsibility 31 Shareholder Proposal Regarding ShrHldr Against For Against Disclosure of Shareholder Meeting Minutes on the Internet 32 Shareholder Proposal Regarding ShrHldr Against Against For the Size of the Board of Directors 33 Shareholder Proposal Regarding ShrHldr Against Against For Board of Statutory Auditors Size 34 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Responsibility 35 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Nuclear Power 36 Shareholder Proposal Regarding ShrHldr Against Against For Diversifying Energy Sources for Residences 37 Shareholder Proposal Regarding ShrHldr Against Against For Enforcement of Welfare and Support Programs 38 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Infrastructure and Workforce 39 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Renewable Energy 40 Shareholder Proposal Regarding ShrHldr Against Against For Allocation of Retained Earnings 41 Shareholder Proposal Regarding ShrHldr Against Against For Removal of Director 42 Shareholder Proposal Regarding ShrHldr Against Against For Control of Radiation Output 43 Shareholder Proposal Regarding ShrHldr Against Against For Withholding of Directors' Fees 44 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Earthquake Protection Committee 45 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Chemical Reprocessing 46 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Pluthermal Operations --------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Mgmt For For For Donations 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Amendment to Performance Share Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Appointment of Auditor Mgmt For For For 10 Amendment to Management Board Mgmt For For For Compensation Policy 11 Amendment to Supervisory Board Mgmt For For For Fees 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect J.B.M. Streppel Mgmt For For For 14 Elect M. Bischoff Mgmt For For For 15 Elect C.M. Hooymans Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Reduce Share Capital Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authorisation of Political Mgmt For For For Donations 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Mgmt For TNA N/A Period of Equity Awards and Performance Period of Variable Compensation 20 Appointment of Auditor and Mgmt For TNA N/A Authority to Set Fees 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mgmt For Against Against Mignon) 10 Ratification of the Co-Option of Mgmt For For For Philippe Queuille 11 Ratification of the Co-Option of Mgmt For For For Jean-Bernard Mateu 12 Ratification of the Co-Option of Mgmt For For For Christel Bories 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 24 Amendment Regarding Electronic Mgmt For For For Voting 25 Amendment Regarding Shareholding Mgmt For For For Requirement for Directors 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Mgmt For TNA N/A Compensation Report 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Mgmt For TNA N/A Management Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Mgmt For TNA N/A Reduction of Share Capital --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For --------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 23 Special Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 24 Directors' and Statutory Mgmt For For For Auditors' Fees --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Mgmt For For For Under the 2006 Stock Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Share Mgmt For For For Capital Under Employee Savings Plan 24 Authority to Increase Capital Mgmt For For For Under Foreign Employee Savings Plan 25 Authority to Issue Restricted Mgmt For Against Against Shares 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Use Capital Mgmt For Against Against Increase Authorizations as Anti-Takeover Device 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Mgmt For For For Formalities 31 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Mgmt For For For Fees 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Mgmt For For For Amendments to General Meeting Regulations 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Mgmt For For For Asensio 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Mgmt For For For Batista 13 Elect Angel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mgmt For For For Mantinan 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 19 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Mgmt For For For Authority to Set Fees 8 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Mgmt For Against Against Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 13 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares Mgmt For TNA N/A for Cancellation 16 Amendments to Marketing Mgmt For TNA N/A Instructions 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHldr Against TNA N/A Withdrawal from Canadian Oil Sands --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Mgmt For For For Allowance --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS 3 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Mgmt For TNA N/A Management Acts 9 Amendments to Articles Regarding Mgmt For TNA N/A Board Size 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Mgmt For For For Group Limited 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEF-NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CINS 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, Mgmt For For For 16.1, 17.4, 18.4, 31bis and 36 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Mgmt For For For Formalities 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Mgmt For For For Members 8 Presentation of Share Repurchase Mgmt For For For Report 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Mgmt For For For Management Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Mgmt For For For Board of Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Mgmt For For For Capital 28 Shareholder Proposal Regarding ShrHldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Mgmt For For For Auditor(s) 15 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Mgmt For For For Plan 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Mgmt For For For Management Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Mgmt For For For Plan 22 Transfer of Shares Pursuant to Mgmt For For For LTIP 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderately Aggressive Allocation Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Corporate Restructuring Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Mgmt For For For Condolence Payment for Director(s) and Statutory Auditor(s) --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Mgmt For For For Donations 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 3 List Proposed by Mgmt For For For Schematrentaquattro S.r.l. 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Mgmt For For For Reissue Shares 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Mgmt For For For Redlynch 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Mgmt For For For Responsibility Report 22 Authorisation of Political Mgmt For For For Donations 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 29 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Mgmt For For For Donations 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Ratification of Management Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval Mgmt For For For of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque Mgmt For For For de Bretagne 15 Merger by Absorption of BNP Mgmt For For For Paribas International BV 16 Merger by Absorption of Mgmt For For For Cerenicim 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Mgmt For For For Stock 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Mgmt For TNA N/A Management Acts 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Mgmt For For For Reports/Ratification of Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Mgmt For For For Board 12 Amendment Regarding Director Age Mgmt For For For Limits 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights through Private Placement 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Share Mgmt For Against Against Issuance Limit 20 Authority to Increase Capital Mgmt For For For Through Capitalization 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 23 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 24 Authority for Controlling Mgmt For Against Against Companies to Issue Securities Convertible into Company Shares 25 Authority to Grant Purchase Mgmt For Against Against Options 26 Authority to Grant Subscription Mgmt For Against Against Options 27 Authority to Issue Restricted Mgmt For Against Against Shares 28 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 29 Authority to Carry Out Mgmt For For For Formalities 30 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Mgmt For For For Donations 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Increase Capital Mgmt For Against Against Through Private Placement 17 Authority to Set Offering Prices Mgmt For Against Against of Shares 18 Authority to Increase Share Mgmt For Against Against Issuance Limit 19 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 22 Global Ceiling on Increases in Mgmt For For For Capital 23 Authority to Issue Restricted Mgmt For Against Against Shares 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, Mgmt For For For 15, 18, 19, 20, 21, 34, 40, 44 and 49 12 Amend Articles 14, 17, 24, 31, Mgmt For For For 32, 45 and 46 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa Mgmt For For For d'Estalvis 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Mgmt For For For Amendments to Articles 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Mgmt For For For Liabilities of Microcredit Business Acquired from Microbank 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Mgmt For For For Regulations 22 Report on Amendments to Board of Mgmt For For For Directors Regulations 23 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 24 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 25 Authority to Issue Debt Mgmt For For For Instruments 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Mgmt For For For Competing Activities 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s) 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 16 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Mgmt For For For Special Allowance for Director(s) 17 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Mgmt For TNA N/A Committees 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence Mgmt For TNA N/A of Luc Vansteenkiste 16 Ratification of the Independence Mgmt For TNA N/A of Jacques de Vaucleroy 17 Ratification of the Independence Mgmt For TNA N/A of Jean-Pierre Hansen 18 Ratification of the Independence Mgmt For TNA N/A of William G. McEwan 19 Ratification of the Independence Mgmt For TNA N/A of Mats Jansson 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Mgmt For TNA N/A Instruments) 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Mgmt For TNA N/A Facility) 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Restricted Stock Units) 26 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Options) 27 Directors' Fees Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Postponement of the Ratification Mgmt For For For of the Acts of Klaus Zumwinkel 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Systems International) 14 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeFleetServices) 15 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DFMG Holding) 16 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 17 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Customer Services) 18 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Technical Services) 19 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Accounting) 20 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Training) 21 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Norma Telekommunikationsdienste) 22 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeAsia Holding) 23 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Traviata Telekommunikationsdienste) 24 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Scout24 Holding) 25 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Mobile Woldwide Holding) 26 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Telekom Deutschland) 27 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (MagyarCom Holding) 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement Mgmt For For For with Kai-Uwe Ricke 30 Approval of Settlement Agreement Mgmt For For For with Klaus Zumwinkel --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For For For Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Mgmt For For For Statutory Auditors 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Mgmt For Abstain Against Representative's Attendance Fees --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Mgmt For For For Reports 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Mgmt For For For Supervisory Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Mgmt For For For Stock 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Mgmt For For For Participation Certificates 10 Authority to Repurchase Mgmt For For For Participation Certificates 11 Amendments to Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Mgmt For For For Issuance Limit 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Mgmt For For For Holders of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For For For Capital 22 Authority to Issue Debt Mgmt For For For Instruments 23 Increase in Share Capital Mgmt For For For Through Capitalizations 24 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) --------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 Mgmt For For For and 66 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, Mgmt For For For 41, 51, 62, 71 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Mgmt For For For Director(s) --------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments 12 Authority to Issue Participating Mgmt For For For Bonds 13 Authority to Issue Mgmt For For For Profit-Sharing Rights 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Mgmt For For For Liable Partner's Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Ratification of Shareholder's Mgmt For For For Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For and Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Mgmt For For For Members 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of International Standards of Corporate Social Responsibility 31 Shareholder Proposal Regarding ShrHldr Against For Against Disclosure of Shareholder Meeting Minutes on the Internet 32 Shareholder Proposal Regarding ShrHldr Against Against For the Size of the Board of Directors 33 Shareholder Proposal Regarding ShrHldr Against Against For Board of Statutory Auditors Size 34 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Responsibility 35 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Nuclear Power 36 Shareholder Proposal Regarding ShrHldr Against Against For Diversifying Energy Sources for Residences 37 Shareholder Proposal Regarding ShrHldr Against Against For Enforcement of Welfare and Support Programs 38 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Infrastructure and Workforce 39 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Renewable Energy 40 Shareholder Proposal Regarding ShrHldr Against Against For Allocation of Retained Earnings 41 Shareholder Proposal Regarding ShrHldr Against Against For Removal of Director 42 Shareholder Proposal Regarding ShrHldr Against Against For Control of Radiation Output 43 Shareholder Proposal Regarding ShrHldr Against Against For Withholding of Directors' Fees 44 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Earthquake Protection Committee 45 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Chemical Reprocessing 46 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Pluthermal Operations --------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Mgmt For For For Donations 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Amendment to Performance Share Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authorisation of Political Mgmt For For For Donations 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Mgmt For TNA N/A Period of Equity Awards and Performance Period of Variable Compensation 20 Appointment of Auditor and Mgmt For TNA N/A Authority to Set Fees 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mgmt For Against Against Mignon) 10 Ratification of the Co-Option of Mgmt For For For Philippe Queuille 11 Ratification of the Co-Option of Mgmt For For For Jean-Bernard Mateu 12 Ratification of the Co-Option of Mgmt For For For Christel Bories 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 24 Amendment Regarding Electronic Mgmt For For For Voting 25 Amendment Regarding Shareholding Mgmt For For For Requirement for Directors 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Mgmt For TNA N/A Compensation Report 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Mgmt For TNA N/A Management Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Mgmt For TNA N/A Reduction of Share Capital --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For --------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 23 Special Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 24 Directors' and Statutory Mgmt For For For Auditors' Fees --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Mgmt For For For Under the 2006 Stock Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Share Mgmt For For For Capital Under Employee Savings Plan 24 Authority to Increase Capital Mgmt For For For Under Foreign Employee Savings Plan 25 Authority to Issue Restricted Mgmt For Against Against Shares 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Use Capital Mgmt For Against Against Increase Authorizations as Anti-Takeover Device 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Mgmt For For For Formalities 31 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Mgmt For For For Fees 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Mgmt For For For Amendments to General Meeting Regulations 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Mgmt For For For Asensio 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Mgmt For For For Batista 13 Elect Angel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mgmt For For For Mantinan 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 19 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Mgmt For For For Authority to Set Fees 8 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Mgmt For Against Against Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 13 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares Mgmt For TNA N/A for Cancellation 16 Amendments to Marketing Mgmt For TNA N/A Instructions 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHldr Against TNA N/A Withdrawal from Canadian Oil Sands --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Mgmt For For For Allowance --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS 3 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Mgmt For TNA N/A Management Acts 9 Amendments to Articles Regarding Mgmt For TNA N/A Board Size 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Mgmt For For For Group Limited 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEF-NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF cins 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, Mgmt For For For 16.1, 17.4, 18.4, 31bis and 36 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and Mgmt For For For 13.1 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Mgmt For For For Aznar 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Mgmt For For For Formalities 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Mgmt For For For Members 8 Presentation of Share Repurchase Mgmt For For For Report 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Mgmt For For For Management Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Mgmt For For For Board of Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Mgmt For For For Capital 28 Shareholder Proposal Regarding ShrHldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Mgmt For For For Auditor(s) 15 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Mgmt For For For Plan 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Mgmt For For For Management Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Mgmt For For For Plan 22 Transfer of Shares Pursuant to Mgmt For For For LTIP 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderate Allocation Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Corporate Restructuring Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Mgmt For For For Condolence Payment for Director(s) and Statutory Auditor(s) --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Mgmt For For For Donations 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 3 List Proposed by Mgmt For For For Schematrentaquattro S.r.l. 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Mgmt For For For Reissue Shares 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Mgmt For For For Redlynch 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Mgmt For For For Responsibility Report 22 Authorisation of Political Mgmt For For For Donations 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 29 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares --------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Mgmt For For For Donations 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Ratification of Management Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval Mgmt For For For of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque Mgmt For For For de Bretagne 15 Merger by Absorption of BNP Mgmt For For For Paribas International BV 16 Merger by Absorption of Mgmt For For For Cerenicim 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Mgmt For For For Stock 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Mgmt For TNA N/A Management Acts 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Mgmt For For For Reports/Ratification of Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Mgmt For For For Board 12 Amendment Regarding Director Age Mgmt For For For Limits 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights through Private Placement 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Share Mgmt For Against Against Issuance Limit 20 Authority to Increase Capital Mgmt For For For Through Capitalization 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 23 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 24 Authority for Controlling Mgmt For Against Against Companies to Issue Securities Convertible into Company Shares 25 Authority to Grant Purchase Mgmt For Against Against Options 26 Authority to Grant Subscription Mgmt For Against Against Options 27 Authority to Issue Restricted Mgmt For Against Against Shares 28 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 29 Authority to Carry Out Mgmt For For For Formalities 30 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Mgmt For For For Donations 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Increase Capital Mgmt For Against Against Through Private Placement 17 Authority to Set Offering Prices Mgmt For Against Against of Shares 18 Authority to Increase Share Mgmt For Against Against Issuance Limit 19 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 22 Global Ceiling on Increases in Mgmt For For For Capital 23 Authority to Issue Restricted Mgmt For Against Against Shares 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, Mgmt For For For 15, 18, 19, 20, 21, 34, 40, 44 and 49 12 Amend Articles 14, 17, 24, 31, Mgmt For For For 32, 45 and 46 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa Mgmt For For For d'Estalvis 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Mgmt For For For Amendments to Articles 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Mgmt For For For Liabilities of Microcredit Business Acquired from Microbank 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Mgmt For For For Regulations 22 Report on Amendments to Board of Mgmt For For For Directors Regulations 23 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 24 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 25 Authority to Issue Debt Mgmt For For For Instruments 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Mgmt For For For Competing Activities 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s) 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 16 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Mgmt For For For Special Allowance for Director(s) 17 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Mgmt For TNA N/A Committees 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence Mgmt For TNA N/A of Luc Vansteenkiste 16 Ratification of the Independence Mgmt For TNA N/A of Jacques de Vaucleroy 17 Ratification of the Independence Mgmt For TNA N/A of Jean-Pierre Hansen 18 Ratification of the Independence Mgmt For TNA N/A of William G. McEwan 19 Ratification of the Independence Mgmt For TNA N/A of Mats Jansson 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Mgmt For TNA N/A Instruments) 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Mgmt For TNA N/A Facility) 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Restricted Stock Units) 26 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Options) 27 Directors' Fees Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Postponement of the Ratification Mgmt For For For of the Acts of Klaus Zumwinkel 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Systems International) 14 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeFleetServices) 15 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DFMG Holding) 16 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 17 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Customer Services) 18 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Technical Services) 19 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Accounting) 20 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Training) 21 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Norma Telekommunikationsdienste) 22 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeAsia Holding) 23 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Traviata Telekommunikationsdienste) 24 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Scout24 Holding) 25 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Mobile Woldwide Holding) 26 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Telekom Deutschland) 27 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (MagyarCom Holding) 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement Mgmt For For For with Kai-Uwe Ricke 30 Approval of Settlement Agreement Mgmt For For For with Klaus Zumwinkel --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For For For Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Mgmt For For For Statutory Auditors 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Mgmt For Abstain Against Representative's Attendance Fees --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Mgmt For For For Reports 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Mgmt For For For Supervisory Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Mgmt For For For Stock 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Mgmt For For For Participation Certificates 10 Authority to Repurchase Mgmt For For For Participation Certificates 11 Amendments to Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Mgmt For For For Issuance Limit 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Mgmt For For For Holders of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For For For Capital 22 Authority to Issue Debt Mgmt For For For Instruments 23 Increase in Share Capital Mgmt For For For Through Capitalizations 24 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) --------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 Mgmt For For For and 66 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, Mgmt For For For 41, 51, 62, 71 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Mgmt For For For Director(s) --------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments 12 Authority to Issue Participating Mgmt For For For Bonds 13 Authority to Issue Mgmt For For For Profit-Sharing Rights 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Mgmt For For For Liable Partner's Acts 7 Ratification of Supervisory Mgmt For For For Board Acts 8 Ratification of Shareholder's Mgmt For For For Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For and Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Mgmt For For For Members 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of International Standards of Corporate Social Responsibility 31 Shareholder Proposal Regarding ShrHldr Against For Against Disclosure of Shareholder Meeting Minutes on the Internet 32 Shareholder Proposal Regarding ShrHldr Against Against For the Size of the Board of Directors 33 Shareholder Proposal Regarding ShrHldr Against Against For Board of Statutory Auditors Size 34 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Responsibility 35 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Nuclear Power 36 Shareholder Proposal Regarding ShrHldr Against Against For Diversifying Energy Sources for Residences 37 Shareholder Proposal Regarding ShrHldr Against Against For Enforcement of Welfare and Support Programs 38 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Infrastructure and Workforce 39 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Renewable Energy 40 Shareholder Proposal Regarding ShrHldr Against Against For Allocation of Retained Earnings 41 Shareholder Proposal Regarding ShrHldr Against Against For Removal of Director 42 Shareholder Proposal Regarding ShrHldr Against Against For Control of Radiation Output 43 Shareholder Proposal Regarding ShrHldr Against Against For Withholding of Directors' Fees 44 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Earthquake Protection Committee 45 Shareholder Proposal Regarding ShrHldr Against Against For Ban of Chemical Reprocessing 46 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Pluthermal Operations --------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Mgmt For For For Donations 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Amendment to Performance Share Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Mgmt For For For Acts 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authorisation of Political Mgmt For For For Donations 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Mgmt For For For Auditor --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Mgmt For TNA N/A Period of Equity Awards and Performance Period of Variable Compensation 20 Appointment of Auditor and Mgmt For TNA N/A Authority to Set Fees 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mgmt For Against Against Mignon) 10 Ratification of the Co-Option of Mgmt For For For Philippe Queuille 11 Ratification of the Co-Option of Mgmt For For For Jean-Bernard Mateu 12 Ratification of the Co-Option of Mgmt For For For Christel Bories 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 24 Amendment Regarding Electronic Mgmt For For For Voting 25 Amendment Regarding Shareholding Mgmt For For For Requirement for Directors 26 Authority to Carry Out Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Mgmt For TNA N/A Compensation Report 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Mgmt For TNA N/A Management Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Mgmt For TNA N/A Reduction of Share Capital --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For --------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 23 Special Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) 24 Directors' and Statutory Mgmt For For For Auditors' Fees --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Mgmt For For For Under the 2006 Stock Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Mgmt For For For Board Acts 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price Mgmt For Against Against of Shares 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Share Mgmt For Against Against Issuance Limit 23 Authority to Increase Share Mgmt For For For Capital Under Employee Savings Plan 24 Authority to Increase Capital Mgmt For For For Under Foreign Employee Savings Plan 25 Authority to Issue Restricted Mgmt For Against Against Shares 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Use Capital Mgmt For Against Against Increase Authorizations as Anti-Takeover Device 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Mgmt For For For Formalities 31 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Mgmt For For For Acts 6 Ratification of Supervisory Mgmt For For For Board Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Mgmt For For For Fees 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Mgmt For For For Amendments to General Meeting Regulations 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Mgmt For For For Asensio 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Mgmt For For For Batista 13 Elect Angel Durandez Adeva Mgmt For For FOR 14 Elect Jose Manuel Loureda Mgmt For For For Mantinan 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 19 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Mgmt For For For Authority to Set Fees 8 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Mgmt For Against Against Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 13 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares Mgmt For TNA N/A for Cancellation 16 Amendments to Marketing Mgmt For TNA N/A Instructions 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHldr Against TNA N/A Withdrawal from Canadian Oil Sands --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Mgmt For For For Allowance --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS 3 Non-Voting Meeting Note N/A N/A TNA N/A --------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Mgmt For TNA N/A Management Acts 9 Amendments to Articles Regarding Mgmt For TNA N/A Board Size 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Mgmt For For For Group Limited 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEF-NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF cins 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, Mgmt For For For 16.1, 17.4, 18.4, 31bis and 36 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and Mgmt For For For 13.1 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Mgmt For For For Aznar 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Mgmt For For For Formalities 23 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Mgmt For For For Reports 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Mgmt For For For Board Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Mgmt For For For Members 8 Presentation of Share Repurchase Mgmt For For For Report 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Mgmt For For For Management Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Mgmt For For For Board of Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Mgmt For For For Capital 28 Shareholder Proposal Regarding ShrHldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Mgmt For For For Auditor(s) 15 Bonus Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Mgmt For For For Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Mgmt For For For Plan 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Mgmt For For For Management Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Mgmt For For For Plan 22 Transfer of Shares Pursuant to Mgmt For For For LTIP 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Moderately Conservative Allocation Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For and Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Mgmt For For For Under the 2006 Stock Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Technology Portfolio --------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATVI CUSIP 00507V109 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Philippe G.H. Mgmt For Against Against Capron 2 Elect Director Robert J. Corti Mgmt For For For 3 Elect Director Frederic R. Mgmt For Against Against Crepin 4 Elect Director Lucian Grainge Mgmt For Against Against 5 Elect Director Brian G. Kelly Mgmt For For For 6 Elect Director Robert A. Kotick Mgmt For For For 7 Elect Director Jean-Bernard Levy Mgmt For Against Against 8 Elect Director Robert J. Morgado Mgmt For For For 9 Elect Director Stephane Roussel Mgmt For Against Against 10 Elect Director Richard Sarnoff Mgmt For For For 11 Elect Director Regis Turrini Mgmt For Against Against 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John P. Daane Mgmt For For For 2 Elect Director Robert J. Mgmt For For For Finocchio, Jr. 3 Elect Director Kevin McGarity Mgmt For For For 4 Elect Director T. Michael Nevens Mgmt For For For 5 Elect Director Krish A. Prabhu Mgmt For For For 6 Elect Director John Shoemaker Mgmt For For For 7 Elect Director Susan Wang Mgmt For For For 8 Amend Omnibus Stock Plan Mgmt For For For 9 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 10 Reduce Supermajority Vote Mgmt For For For Requirement 11 Adopt the Jurisdiction of Mgmt For Against Against Incorporation as the Exclusive Forum for Certain Disputes 12 Provide Right to Call Special Mgmt For For For Meeting 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond P. Dolan Mgmt For For For 2 Elect Director Ronald M. Dykes Mgmt For For For 3 Elect Director Carolyn F. Katz Mgmt For For For 4 Elect Director Gustavo Lara Mgmt For For For Cantu 5 Elect Director Joann A. Reed Mgmt For For For 6 Elect Director Pamela D.A. Reeve Mgmt For For For 7 Elect Director David E. Sharbutt Mgmt For For For 8 Elect Director James D. Mgmt For For For Taiclet, Jr. 9 Elect Director Samme L. Thompson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Reduce Supermajority Vote Mgmt For For For Requirement 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald P. Badie Mgmt For For For 1.2 Elect Director R. Adam Norwitt Mgmt For For For 1.3 Elect Director Dean H. Secord Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Mgmt For For For Campbell 1.2 Elect Director Millard S. Mgmt For For For Drexler 1.3 Elect Director Albert A. Gore, Mgmt For For For Jr. 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Mgmt For For For Levinson 1.7 Elect Director Ronald D. Sugar Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Adopt Policy on Succession ShrHldr Against For Against Planning 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nancy H. Handel Mgmt For For For 1.2 Elect Director Eddy W. Mgmt For For For Hartenstein 1.3 Elect Director Maria Klawe Mgmt For For For 1.4 Elect Director John E. Major Mgmt For For For 1.5 Elect Director Scott A. McGregor Mgmt For For For 1.6 Elect Director William T. Morrow Mgmt For For For 1.7 Elect Director Henry Samueli Mgmt For For For 1.8 Elect Director John A.C. Mgmt For For For Swainson 1.9 Elect Director Robert E. Switz Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CALIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CALX CUSIP 13100M509 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Matthews Mgmt For For For 1.2 Elect Director Thomas Pardun Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anthony J. Mgmt For For For Pantuso 1.2 Elect Director C.N. Reddy Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Mgmt For For For Capellas 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Mgmt For For For Kovacevich 9 Elect Director Roderick C. Mgmt For For For Mcgeary 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Ratify Auditors Mgmt For For For 16 Amend Bylaws to Establish a ShrHldr Against Against For Board Committee on Environmental Sustainability 17 Report on Internet Fragmentation ShrHldr Against For Against 18 Adopt Policy Prohibiting Sale ShrHldr Against Against For of Products in China if they Contribute to Human Rights Abuses --------------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTXS CUSIP 177376100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Murray J. Demo Mgmt For For For 2 Elect Director Asiff S. Hirji Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- COINSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSTR CUSIP 19259P300 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Deborah L. Bevier Mgmt For For For 2 Elect Director David M. Eskenazy Mgmt For For For 3 Elect Director Robert D. Mgmt For For For Sznewajs 4 Approve Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIGITALGLOBE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DGI CUSIP 25389M877 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howell M. Estes, Mgmt For For For III 1.2 Elect Director Alden Munson, Jr. Mgmt For For For 1.3 Elect Director Eddy Zervigon Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLB CUSIP 25659T107 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin Yeaman Mgmt For For For 1.2 Elect Director Peter Gotcher Mgmt For For For 1.3 Elect Director David Dolby Mgmt For For For 1.4 Elect Director Nicholas Mgmt For For For Donatiello, Jr 1.5 Elect Director Ted W. Hall Mgmt For For For 1.6 Elect Director Bill Jasper Mgmt For For For 1.7 Elect Director Sanford Robertson Mgmt For For For 1.8 Elect Director Roger Siboni Mgmt For For For 1.9 Elect Director Avadis Tevanian, Mgmt For For For Jr. 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 2 Years For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTSI CUSIP 23335C101 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joerg D. Agin Mgmt For For For 1.2 Elect Director Jon E. Kirchner Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven T. Clontz Mgmt For For For 1.2 Elect Director Gary F. Hromadko Mgmt For For For 1.3 Elect Director Scott G. Kriens Mgmt For For For 1.4 Elect Director William K. Luby Mgmt For For For 1.5 Elect Director Irving F. Lyons, Mgmt For For For III 1.6 Elect Director Christopher B. Mgmt For For For Paisley 1.7 Elect Director Stephen M. Smith Mgmt For For For 1.8 Elect Director Peter F. Van Camp Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Reduce Supermajority Vote Mgmt For For For Requirement for Amendments to the Certificate of Incorporation 6 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Removal of Directors 7 Reduce Supermajority Vote Mgmt For For For Requirement for Amendments to the By-laws --------------------------------------------------------------------------------------------------------------- GAMESTOP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stanley (Mickey) Mgmt For For For Steinberg 1.2 Elect Director Gerald R. Mgmt For For For Szczepanski 1.3 Elect Director Lawrence S. Mgmt For For For Zilavy 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Larry Page Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Eric E. Schmidt Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Mgmt For For For Tilghman 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 6 Amend Bylaws to Establish a ShrHldr Against Against For Board Committee on Environmental Sustainability 7 Reduce Supermajority Vote ShrHldr Against Against For Requirement 8 Report on Code of Conduct ShrHldr Against Against For Compliance --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles R. Crisp Mgmt For For For 2 Elect Director Jean-Marc Forneri Mgmt For For For 3 Elect Director Senator Judd A. Mgmt For For For Gregg 4 Elect Director Fred W. Hatfield Mgmt For For For 5 Elect Director Terrence F. Mgmt For For For Martell 6 Elect Director Callum Mccarthy Mgmt For For For 7 Elect Director Sir Robert Reid Mgmt For For For 8 Elect Director Frederic V. Mgmt For For For Salerno 9 Elect Director Jeffrey C. Mgmt For For For Sprecher 10 Elect Director Judith A. Mgmt For For For Sprieser 11 Elect Director Vincent Tese Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 14 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERXION HOLDING NV TICKER SECURITY ID: MEETING DATE MEETING STATUS INXN CINS N47279109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Euro as Official Currency Mgmt For For For for the Dutch Statutory Annual Accounts 2 Approve Financial Statements Mgmt For For For 3 Approve Discharge of Mgmt For For For Supervisory Board and Management Board 4.1 Elect Paul Schroder as Mgmt For For For Non-Executive Director 4.2 Elect David Lister as Mgmt For For For Non-Executive Director 5 Approve Stock Option Grant Mgmt For Against Against 6 Ratify KPMG as Auditors Mgmt For For For 7 Adopt English as Official Mgmt For For For Language for the Statutory Accounts for 2011 and Onwards 8 Approve Remuneration of Mgmt For Against Against Supervisory Board 9 Other Business (Non-Voting) Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IRM CUSIP 462846106 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Clarke H. Bailey Mgmt For For For 1.2 Elect Director Kent P. Dauten Mgmt For For For 1.3 Elect Director Paul F. Deninger Mgmt For For For 1.4 Elect Director Per-Kristian Mgmt For For For Halvorsen 1.5 Elect Director Michael W. Lamach Mgmt For For For 1.6 Elect Director Allan Z. Loren Mgmt For For For 1.7 Elect Director Arthur D. Little Mgmt For For For 1.8 Elect Director C. Richard Reese Mgmt For For For 1.9 Elect Director Vincent J. Ryan Mgmt For For For 1.10 Elect Director Laurie A. Tucker Mgmt For For For 1.11 Elect Director Alfred J. Mgmt For For For Verrecchia 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Mgmt For For For Swanson, Jr. 1.2 Elect Director Lothar Maier Mgmt For For For 1.3 Elect Director Arthur C. Agnos Mgmt For Withhold Against 1.4 Elect Director John J. Gordon Mgmt For Withhold Against 1.5 Elect Director David S. Lee Mgmt For For For 1.6 Elect Director Richard M. Moley Mgmt For Withhold Against 1.7 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Mgmt For For For Directors 2 Reduce Supermajority Vote Req(s) Mgmt For For For 3 Adopt or Amnd Dir Qualifications Mgmt For For For 4 Appr/Amnd Stck Ownrship Mgmt For For For Limitations 5 Adjourn Meeting Mgmt For For For 6.1 Elect Directors Mgmt For For For 6.2 Elect Directors Mgmt For For For 6.3 Elect Directors Mgmt For For For 6.4 Elect Directors Mgmt For For For 7 Appr/Amnd Exec Incentive Bonus Mgmt For For For Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven A. Ballmer Mgmt For For For 2 Elect Director Dina Dublon Mgmt For For For 3 Elect Director William H. Gates Mgmt For For For III 4 Elect Director Raymond V. Mgmt For For For Gilmartin 5 Elect Director Reed Hastings Mgmt For For For 6 Elect Director Maria M. Klawe Mgmt For For For 7 Elect Director David F. Mgmt For For For Marquardt 8 Elect Director Charles H. Noski Mgmt For For For 9 Elect Director Helmut Panke Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Bylaws to Establish a ShrHldr Against Against For Board Committee on Environmental Sustainability --------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 2 Amend Omnibus Compensation Plan Mgmt For For For 3 Amend Employee Stock Purchase Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Harvey C. Jones Mgmt For For For 2 Elect Director William J. Miller Mgmt For For For 3 Declassify the Board of Mgmt For For For Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold Against 1.2 Elect Director H. Raymond Mgmt For For For Bingham 1.3 Elect Director Michael J. Boskin Mgmt For For For 1.4 Elect Director Safra A. Catz Mgmt For For For 1.5 Elect Director Bruce R. Chizen Mgmt For For For 1.6 Elect Director George H. Mgmt For For For Conrades 1.7 Elect Director Lawrence J. Mgmt For For For Ellison 1.8 Elect Director Hector Mgmt For Withhold Against Garcia-Molina 1.9 Elect Director Jeffrey O. Henley Mgmt For For For 1.10 Elect Director Mark V. Hurd Mgmt For For For 1.11 Elect Director Donald L. Lucas Mgmt For For For 1.12 Elect Director Naomi O. Seligman Mgmt For Withhold Against 2 Approve Executive Incentive Mgmt For For For Bonus Plan 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Establish Board Committee on ShrHldr Against Against For Sustainability 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 7 Stock Retention/Holding Period ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Mgmt For For For Alexander 1.2 Elect Director Stephen M. Mgmt For For For Bennett 1.3 Elect Director Donald G. Mgmt For For For Cruickshank 1.4 Elect Director Raymond V. Mgmt For For For Dittamore 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Francisco Ros Mgmt For For For 1.12 Elect Director Brent Scowcroft Mgmt For For For 1.13 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 7 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAX CUSIP 750086100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Graham Weston Mgmt For For For 1.2 Elect Director Palmer Moe Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- ROVI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROVI CUSIP 779376102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alfred J. Amoroso Mgmt For For For 1.2 Elect Director Alan L. Earhart Mgmt For For For 1.3 Elect Director Andrew K. Ludwick Mgmt For For For 1.4 Elect Director James E. Meyer Mgmt For For For 1.5 Elect Director James P. Mgmt For For For O?Shaughnessy 1.6 Elect Director Ruthann Quindlen Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Marc Benioff Mgmt For For For 2 Elect Director Craig Conway Mgmt For For For 3 Elect Director Alan Hassenfeld Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Declassify the Board of ShrHldr Against For Against Directors --------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven E. Mgmt For For For Bernstein 1.2 Elect Director Duncan H. Cocroft Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- SONIC SOLUTIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS SNIC CUSIP 835460106 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Establish Range For Board Size Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4.1 Elect Director Robert J. Doris Mgmt For For For 4.2 Elect Director Mary C. Sauer Mgmt For For For 4.3 Elect Director Robert M. Greber Mgmt For For For 4.4 Elect Director Peter J. Mgmt For For For Marguglio 4.5 Elect Director R. Warren Langley Mgmt For For For 5 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- STR HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRI CUSIP 78478V100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis L. Jilot Mgmt For For For 1.2 Elect Director Scott S. Brown Mgmt For For For 1.3 Elect Director Robert M. Chiste Mgmt For For For 1.4 Elect Director John A. Janitz Mgmt For For For 1.5 Elect Director Uwe Krueger Mgmt For For For 1.6 Elect Director Andrew M. Leitch Mgmt For For For 1.7 Elect Director Jason L. Metakis Mgmt For For For 1.8 Elect Director Dominick J. Mgmt For For For Schiano 1.9 Elect Director Susan C. Schnabel Mgmt For For For 1.10 Elect Director Ryan M. Sprott Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Approve Qualified Employee Mgmt For For For Stock Purchase Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Mgmt For For For Harris, Jr. 2 Elect Director William E. Mgmt For For For McGlashan, Jr. 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Amend Employee Stock Purchase Mgmt For For For Plan 11 Amend Omnibus Compensation Plan Mgmt For For For 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Healthcare Portfolio --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Alpern Mgmt For For For 1.2 Elect Director Roxanne S. Austin Mgmt For For For 1.3 Elect Director W. James Farrell Mgmt For For For 1.4 Elect Director H. Laurance Fuller Mgmt For For For 1.5 Elect Director Edward M. Liddy Mgmt For For For 1.6 Elect Director Phebe N. Novakovic Mgmt For For For 1.7 Elect Director William A. Osborn Mgmt For For For 1.8 Elect Director Samuel C. Scott Mgmt For For For III 1.9 Elect Director Glenn F. Tilton Mgmt For For For 1.10 Elect Director Miles D. White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Adopt Policy on Pharmaceutical ShrHldr Against Against For Price Restraint --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David E. Collins Mgmt For For For 1.2 Elect Director Joseph Lacob Mgmt For For For 1.3 Elect Director C. Raymond Mgmt For For For Larkin, Jr. 1.4 Elect Director George J. Morrow Mgmt For For For 1.5 Elect Director David C. Nagel Mgmt For For For 1.6 Elect Director Thomas M. Prescott Mgmt For For For 1.7 Elect Director Greg J. Santora Mgmt For For For 1.8 Elect Director Warren S. Thaler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David Baltimore Mgmt For For For 2 Elect Director Frank J. Biondi, Mgmt For For For Jr. 3 Elect Director Francois De Mgmt For For For Carbonnel 4 Elect Director Vance D. Coffman Mgmt For For For 5 Elect Director Rebecca M. Mgmt For For For Henderson 6 Elect Director Frank C. Herringer Mgmt For For For 7 Elect Director Gilbert S. Omenn Mgmt For For For 8 Elect Director Judith C. Pelham Mgmt For For For 9 Elect Director J. Paul Reason Mgmt For For For 10 Elect Director Leonard D. Mgmt For For For Schaeffer 11 Elect Director Kevin W. Sharer Mgmt For For For 12 Elect Director Ronald D. Sugar Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMRN CUSIP 09061G101 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jean-Jacques Mgmt For For For Bienaime 1.2 Elect Director Michael Grey Mgmt For For For 1.3 Elect Director Elaine J. Heron Mgmt For For For 1.4 Elect Director Pierre Lapalme Mgmt For For For 1.5 Elect Director V. Bryan Lawlis Mgmt For For For 1.6 Elect Director Richard A. Meier Mgmt For For For 1.7 Elect Director Alan J. Lewis Mgmt For For For 1.8 Elect Director William D. Young Mgmt For For For 1.9 Elect Director Kenneth M. Bate Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Hugin Mgmt For For For 1.2 Elect Director Michael D. Casey Mgmt For For For 1.3 Elect Director Carrie S. Cox Mgmt For For For 1.4 Elect Director Rodman L. Drake Mgmt For For For 1.5 Elect Director Michael A. Mgmt For For For Friedman 1.6 Elect Director Gilla Kaplan Mgmt For For For 1.7 Elect Director James J. Loughlin Mgmt For For For 1.8 Elect Director Ernest Mario Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DEXCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DXCM CUSIP 252131107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jonathan T. Lord Mgmt For For For 1.2 Elect Director Eric Topol Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y21089159 07/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual India ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Approve Aud and their Mgmt For For For Remuneration 6 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y21089159 07/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual India ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Approve Aud and their Mgmt For For For Remuneration 6 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EGIS PHARMACEUTICALS PLC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X1897P128 01/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Hungary ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Board of Directors Mgmt For TNA N/A Report on Company's Business Performance in 2009/2010 in Accordance with International Financial Reporting Standards (IFRS) 2 Approve Supervisory Board Mgmt For TNA N/A Opinion on Report Prepared in Accordance with IFRS 3 Approve Auditor's Opinion on Mgmt For TNA N/A Report Prepared in Accordance with IFRS 4 Approve Audit Commmittee's Mgmt For TNA N/A Opinion on Report Prepared in Accordance with IFRS 5 Approve Board of Directors Mgmt For TNA N/A Report on Company's Business Performance in 2009/2010 in Accordance with Hungarian Accounting Law (HAL) 6 Approve Board of Directors Mgmt For TNA N/A Proposal on Allocation of 2009/2010 Income and Dividends of HUF 120 per Share 7 Approve Supervisory Board Mgmt For TNA N/A Opinion on Report Prepared in Accordance with HAL 8 Approve Auditor's Opinion on Mgmt For TNA N/A Report Prepared in Accordance with HAL 9 Approve Audit Commmittee's Mgmt For TNA N/A Opinion on Report Prepared in Accordance with HAL 10 Approve Board of Directors Mgmt For TNA N/A Report on Company's Consolidated Business Performance in 2009/2010 in Accordance with IFRS 11 Approve Supervisory Board Mgmt For TNA N/A Opinion on Consolidated Report Prepared in Accordance with IFRS 12 Approve Auditor's Opinion on Mgmt For TNA N/A Consolidated Report Prepared in Accordance with IFRS 13 Approve Audit Committee's Mgmt For TNA N/A Opinion on Consolidated Report Prepared in Accordance with IFRS 14 Approve Report on Corporate Mgmt For TNA N/A Governance 15 Approve Changes in Composition Mgmt For TNA N/A of Board of Directors 16 Approve Auditor and Fix Mgmt For TNA N/A Auditor's Remuneration 17 Approve Remuneration of Company Mgmt For TNA N/A Officials 18 Amend Articles of Association Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- GIVEN IMAGING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CINS M52020100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Israel Makov as Director Mgmt For For For 1.2 Elect Doron Birger as Director Mgmt For For For 1.3 Elect Anat Leowenstein as Mgmt For For For Director 1.4 Elect Arie Mientkavich as Mgmt For For For Director 1.5 Elect Nachum Shamir as Director Mgmt For For For 1.6 Elect Dennert O. Ware as Director Mgmt For For For 1.7 Elect Ari Brunstein as Director Mgmt For For For 2 Approve Terms of Service of Mgmt For For For Executive Director 3 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 4 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) --------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Simon Dingemans as Director Mgmt For For For 4 Elect Stacey Cartwright as Mgmt For For For Director 5 Elect Judy Lewent as Director Mgmt For For For 6 Re-elect Sir Christopher Gent as Mgmt For For For Director 7 Re-elect Andrew Witty as Director Mgmt For For For 8 Re-elect Sir Roy Anderson as Mgmt For For For Director 9 Re-elect Dr Stephanie Burns as Mgmt For For For Director 10 Re-elect Larry Culp as Director Mgmt For For For 11 Re-elect Sir Crispin Davis as Mgmt For For For Director 12 Re-elect Sir Deryck Maughan as Mgmt For For For Director 13 Re-elect James Murdoch as Mgmt For For For Director 14 Re-elect Dr Daniel Podolsky as Mgmt For For For Director 15 Re-elect Dr Moncef Slaoui as Mgmt For For For Director 16 Re-elect Tom de Swaan as Director Mgmt For For For 17 Re-elect Sir Robert Wilson as Mgmt For For For Director 18 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 19 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 23 Authorise Market Purchase Mgmt For For For 24 Approve the Exemption from Mgmt For For For Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- HIKMA PHARMACEUTICALS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HIK CINS G4576K104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect Said Darwazah as Mgmt For For For Director 4 Reappoint Deloitte LLP as Mgmt For For For Auditors 5 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 6 Approve Remuneration Report Mgmt For For For 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 9 Authorise Market Purchase Mgmt For For For 10 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 11 Approve Waiver on Tender-Bid Mgmt For Against Against Requirement Relating to the Buy Back of Shares 12 Approve Waiver on Tender-Bid Mgmt For Against Against Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Irving W. Bailey, Mgmt For For For II 2 Elect Director F. Michael Ball Mgmt For For For 3 Elect Director Jacque J. Sokolov Mgmt For For For 4 Reduce Supermajority Vote Mgmt For For For Requirement to Remove Directors for Cause 5 Reduce Supermajority Vote Mgmt For For For Requirement for By-law Amendments 6 Reduce Supermajority Vote Mgmt For For For Requirement for Certificate of Incorporation Amendments 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERCELL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A3539S101 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 2 Approve Discharge of Management Mgmt For For For Board 3.1 Approve Discharge of Supervisory Mgmt For For For Board 3.2 Approve Remuneration of Mgmt For For For Supervisory Board Members 4.1 Elect Alexander von Gabain as Mgmt For For For Supervisory Board Member 4.2 Elect Thomas Szucs as Mgmt For For For Supervisory Board Member 5 Approve Stock Option Plan for Mgmt For Against Against Supervisory Board Members 6 Approve Stock Option Plan for Mgmt For For For Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights 7 Amend Share Repurchase Program Mgmt For For For 2010 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERMUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITMN CUSIP 45884X103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James I. Healy Mgmt For For For 1.2 Elect Director Louis Drapeau Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Balakrishnan S. Mgmt For For For Iyer 2 Elect Director Gregory T. Lucier Mgmt For For For 3 EleElect Director Ronald A. Mgmt For For For Matricaria 4 Elect Director David C. U Mgmt For For For Prichard 5 Elect Director William H. Mgmt For For For Longfield 6 Elect Director Ora H. Pescovitz Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Amend Certificate of Mgmt For For For Incorporation 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Coury Mgmt For For For 1.2 Elect Director Rodney L. Piatt Mgmt For For For 1.3 Elect Director Heather Bresch Mgmt For For For 1.4 Elect Director Wendy Cameron Mgmt For For For 1.5 Elect Director Robert J. Cindrich Mgmt For For For 1.6 Elect Director Neil Dimick Mgmt For For For 1.7 Elect Director Douglas J. Leech Mgmt For For For 1.8 Elect Director Joseph C. Maroon Mgmt For For For 1.9 Elect Director Mark W. Parrish Mgmt For For For 1.10 Elect Director C.B. Todd Mgmt For For For 1.11 Elect Director Randall L. Mgmt For For For Vanderveen 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- NICHI-IKO PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4541 CUSIP J49614100 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For With a Final Dividend of JPY 17 2 Amend Articles To Decrease Mgmt For Against Against Maximum Board Size 3.1 Elect Director Yuuichi Tamura Mgmt For For For 3.2 Elect Director Toshinori Kongouji Mgmt For For For 3.3 Elect Director Shuukou Urayama Mgmt For For For 3.4 Elect Director Kenji Akane Mgmt For For For 3.5 Elect Director Taizan Kawakami Mgmt For For For 3.6 Elect Director Eiichi Machida Mgmt For For For 3.7 Elect Director Shigeo Takagi Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For Shigekatsu Kumada 4.2 Appoint Statutory Auditor Hajime Mgmt For For For Imamura 4.3 Appoint Statutory Auditor Mgmt For For For Shinichirou Handa 5 Approve Takeover Defense Plan Mgmt For Against Against (Poison Pill) --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For TNA N/A Statutory Reports 2 Approve Discharge of Board and Mgmt For TNA N/A Senior Management 3 Approve Allocation of Income and Mgmt For TNA N/A Dividends of CHF 2.20 per Share 4 Approve Remuneration System Mgmt For TNA N/A 5.1 Reelect Ann Fudge as Director Mgmt For TNA N/A 5.2 Reelect Pierre Landolt as Mgmt For TNA N/A Director 5.3 Reelect Ulrich Lehner as Director Mgmt For TNA N/A 5.4 Elect Enrico Vanni as Director Mgmt For TNA N/A 6 Ratify PricewaterhouseCoopers AG Mgmt For TNA N/A as Auditors --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CINS H5820Q150 04/08/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Merger Agreement with Mgmt For TNA N/A Alcon Inc. 1.2 Approve Creation of CHF 54 Mgmt For TNA N/A Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. --------------------------------------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director N. Anthony Coles Mgmt For For For 1.2 Elect Director Magnus Lundberg Mgmt For For For 1.3 Elect Director William R. Ringo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAVIENT PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVNT CUSIP 80517Q100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ginger Constantine Mgmt For Withhold Against 1.2 Elect Director Alan L. Heller Mgmt For Withhold Against 1.3 Elect Director Stephen O. Jaeger Mgmt For For For 1.4 Elect Director John H. Johnson Mgmt For Withhold Against 1.5 Elect Director Lee S. Simon Mgmt For Withhold Against 1.6 Elect Director Virgil Thompson Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAWAI PHARMACEUTICAL CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4555 CINS J69811107 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 70 2 Amend Articles To Authorize Mgmt For Against Against Share Buybacks at Board's Discretion 3.1 Elect Director Sawai, Hiroyuki Mgmt For For For 3.2 Elect Director Sawai, Mitsuo Mgmt For For For 3.3 Elect Director Iwasa, Takashi Mgmt For For For 3.4 Elect Director Toya, Harumasa Mgmt For For For 3.5 Elect Director Kimura, Keiichi Mgmt For For For 3.6 Elect Director Yokohama, Mgmt For For For Shigeharu 3.7 Elect Director Inari, Kyozo Mgmt For For For 3.8 Elect Director Tokuyama, Shinichi Mgmt For For For 3.9 Elect Director Takahashi, Mgmt For For For Yoshiteru 3.10 Elect Director Kodama, Minoru Mgmt For For For 3.11 Elect Director Sawai, Kenzo Mgmt For For For 4 Appoint Statutory Auditor Sugao, Mgmt For For For Hidefumi 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 6 Approve Retirement Bonus Payment Mgmt For Against Against for Director --------------------------------------------------------------------------------------------------------------- SEQUENOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SQNM CUSIP 817337405 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ernst-Gunter Mgmt For For For Afting, Ph.D., M.D. 1.2 Elect Director Kenneth F. Mgmt For For For Buechler, Ph.D. 1.3 Elect Director John A. Fazio Mgmt For For For 1.4 Elect Director Harry F. Hixson, Mgmt For For For Jr., Ph.D. 1.5 Elect Director Richard A. Mgmt For For For Lerner, M.D. 1.6 Elect Director Ronald M. Mgmt For For For Lindsay, Ph.D. 1.7 Elect Director David Pendarvis Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard R. Mgmt For For For Devenuti 2 Elect Director Thomas H. Mgmt For For For Garrett, III 3 Elect Director Wendy L. Yarno Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 6 Amend Omnibus Stock Plan Mgmt For For For 7 Declassify the Board of Directors ShrHldr N/A For N/A 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard E. Cox, Jr. Mgmt For For For 1.2 Elect Director Srikant M. Datar Mgmt For For For 1.3 Elect Director Roch Doliveux Mgmt For For For 1.4 Elect Director Louise L. Mgmt For For For Francesconi 1.5 Elect Director Allan C. Golston Mgmt For For For 1.6 Elect Director Howard L. Lance Mgmt For For For 1.7 Elect Director Stephen P. Mgmt For For For MacMillan 1.8 Elect Director William U. Parfet Mgmt For For For 1.9 Elect Director Ronda E. Stryker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Restricted Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings --------------------------------------------------------------------------------------------------------------- THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Neil F. Dimick Mgmt For For For 1.2 Elect Director Gerhard F. Burbach Mgmt For For For 1.3 Elect Director J. Daniel Cole Mgmt For For For 1.4 Elect Director Steven H. Collis Mgmt For For For 1.5 Elect Director Elisha W. Finney Mgmt For For For 1.6 Elect Director D. Keith Grossman Mgmt For For For 1.7 Elect Director Paul A. Laviolette Mgmt For For For 1.8 Elect Director Daniel M. Mulvena Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TOWA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4553 CINS J90505108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 35 2.1 Elect Director Yoshida, Itsuro Mgmt For For For 2.2 Elect Director Harima, Takeshi Mgmt For For For 2.3 Elect Director Osawa, Takashi Mgmt For For For 2.4 Elect Director Fujimoto, Mgmt For For For Masayoshi 2.5 Elect Director Yabushita, Keiji Mgmt For For For 2.6 Elect Director Nishikawa, Mgmt For For For Yoshiaki 2.7 Elect Director Noguchi, Takeshi Mgmt For For For 2.8 Elect Director Inokuma, Shun Mgmt For For For 3.1 Appoint Statutory Auditor Mgmt For For For Minaki, Takehisa 3.2 Appoint Statutory Auditor Mgmt For Against Against Morino, Jitsuhiko 3.3 Appoint Statutory Auditor Tsuji, Mgmt For Against Against Hiroshi 3.4 Appoint Statutory Auditor Mgmt For For For Kurihara, Kazuo 4 Approve Retirement Bonus Payment Mgmt For Against Against for Statutory Auditor 5 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond Dwek Mgmt For For For 1.2 Elect Director Roger Jeffs Mgmt For For For 1.3 Elect Director Christopher Mgmt For For For Patusky 1.4 Elect Director Tommy Thompson Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Susan L. Bostrom Mgmt For For For 1.2 Elect Director Richard M. Levy Mgmt For For For 1.3 Elect Director Venkatraman Mgmt For For For Thyagarajan 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Natural Resources Portfolio --------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of Subsea 7 Mgmt For For For Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. 2 Elect Board of Combined Entity Mgmt For For For (Bundled) --------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 12/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bob Long as New Director of Mgmt For For For Subsea 7 S.A. --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALUMINIUM CORP. OF CHINA TICKER SECURITY ID: MEETING DATE MEETING STATUS ACH CUSIP 022276109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Type of Shares and Nominal Value Mgmt For For For 2 Method of Issue Mgmt For For For 3 Target Subscribers Mgmt For For For 4 Lock-Up Period Mgmt For For For 5 Subscription Method Mgmt For For For 6 Number of A Shares Mgmt For For For 7 Pricing Base Date and Price of Mgmt For For For the Issue 8 Place of Listing Mgmt For For For 9 Use of Proceeds Mgmt For For For 10 Arrangements with Regard to the Mgmt For For For Undistributed Cumulated Profits 11 Period of Validity of the Mgmt For For For Authorization Given by the Resolutions 12 Detailed Plan for the Non-Public Mgmt For For For A Share Issue 13 Ratification of Board Act Mgmt For For For 14 Compliance of Condition of Mgmt For For For Non-Public A Share Issue 15 The Report of Proceeds from the Mgmt For For For Last Fund Raising Exercise and Independent Assurance Report 16 Feasibility Analysis Report on Mgmt For For For Use of Proceeds 17 Type of Shares and Nominal Value Mgmt For For For 18 Method of Issue Mgmt For For For 19 Target Subscribers Mgmt For For For 20 Lock-Up Period Mgmt For For For 21 Subscription Method Mgmt For For For 22 Number of A Shares Mgmt For For For 23 Pricing Base Date and Price of Mgmt For For For the Issue 24 Place of Listing Mgmt For For For 25 Use of Proceeds Mgmt For For For 26 Arrangements with Regard to the Mgmt For For For Undistributed Cumulated Profits 27 Period of Validity of the Mgmt For For For Authorization Given by the Resolutions --------------------------------------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 02600 CUSIP Y0094N109 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Business Scope Mgmt For For For of the Company 2 Approve Issuance of Debt Mgmt For For For Financing Instruments --------------------------------------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0094N109 08/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Extension Validity Period Mgmt For For For of the A Share Issue --------------------------------------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0094N109 08/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Extension Validity Mgmt For For For Period of the A Share Issue --------------------------------------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0094N109 08/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Extension Validity Period Mgmt For For For of the A Share Issue --------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- APACHE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- ARCH COAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABX CUSIP 067901108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For Withhold Against 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For Withhold Against 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For Withhold Against 1.10 Elect Anthony Munk Mgmt For Withhold Against 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For Withhold Against 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- BERRY PETROLEUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRY CUSIP 085789105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralph Busch, III Mgmt For For For 1.2 Elect William Bush, Jr. Mgmt For For For 1.3 Elect Stephen Cropper Mgmt For For For 1.4 Elect J. Herbert Gaul, Jr. Mgmt For For For 1.5 Elect Stephen Hadden Mgmt For For For 1.6 Elect Robert Heinemann Mgmt For For For 1.7 Elect Thomas Jamieson Mgmt For For For 1.8 Elect J. Frank Keller Mgmt For For For 1.9 Elect Michael Reddin Mgmt For For For 1.10 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BUNGE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CUSIP G16962105 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ernest Bachrach Mgmt For For For 2 Elect Enrique Boilini Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CABOT OIL & GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Fluor Mgmt For For For 2 Elect Jack Moore Mgmt For For For 3 Elect David Ross III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Catherine Best Mgmt For Withhold Against 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For Withhold Against 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For Withhold Against 1.12 Elect James Palmer Mgmt For Withhold Against 1.13 Elect Eldon Smith Mgmt For Withhold Against 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees --------------------------------------------------------------------------------------------------------------- CENOVUS ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CVE CUSIP 15135U109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Patrick Daniel Mgmt For For For 1.3 Elect Ian Delaney Mgmt For Withhold Against 1.4 Elect Brian Ferguson Mgmt For For For 1.5 Elect Michael Grandin Mgmt For For For 1.6 Elect Valerie Nielsen Mgmt For For For 1.7 Elect Charles Rampacek Mgmt For For For 1.8 Elect Colin Taylor Mgmt For For For 1.9 Elect Wayne Thomson Mgmt For For For 2 Appointment of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHEVRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CIMAREX ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEC CUSIP 171798101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Hentschel Mgmt For For For 2 Elect F. H. Merelli Mgmt For For For 3 Elect L. Paul Teague Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 2011 Equity Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CNOOC LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00883 CINS Y1662W117 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Non-Exempt Continuing Mgmt For For For Connected Transactions 2 Approve Proposed Caps for Each Mgmt For For For Category of Non-Exempt Continuing Connected Transactions --------------------------------------------------------------------------------------------------------------- COASTAL ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G22404118 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Randy Bartley as Director Mgmt For For For 1.2 Elect C. Robert Black as Director Mgmt For For For 1.3 Elect Bernard de Combret as Mgmt For For For Director 1.4 Elect Olivier de Montal as Mgmt For For For Director 1.5 Elect Lloyd Barnaby Smith as Mgmt For For For Director 1.6 Elect Forrest Wylie as Director Mgmt For For For 1.7 Elect John Zaozirny as Director Mgmt For Withhold Against 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorise Board to Fix Their Remuneration 3 Approve Restricted Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCO PHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CONSOL ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Walker Mgmt For For For 1.2 Elect John Lovoi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DU PONT (E.I.) DE NEMOURS & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- ELDORADO GOLD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGO CUSIP 284902103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Cory Mgmt For For For 1.2 Elect Robert Gilmore Mgmt For For For 1.3 Elect Geoffrey Handley Mgmt For For For 1.4 Elect Wayne Lenton Mgmt For For For 1.5 Elect Michael Price Mgmt For For For 1.6 Elect Jonathan Rubenstein Mgmt For For For 1.7 Elect Donald Shumka Mgmt For Withhold Against 1.8 Elect Paul Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Amendment to the Incentive Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- EQT CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Thorington Mgmt For For For 1.2 Elect David Porges Mgmt For For For 1.3 Elect James Rohr Mgmt For Withhold Against 1.4 Elect David Shapira Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Short-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Adoption of Majority Vote for Mgmt For For For Election of Directors 7 Amendment to Articles of Mgmt For For For Incorporation Concerning the Process for Board Vacancies 8 Elimination of Preemptive Rights Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- FMC TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Maury Devine Mgmt For For For 2 Elect John Gremp Mgmt For For For 3 Elect Thomas Hamilton Mgmt For For For 4 Elect Richard Pattarozzi Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- GAMMON GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAM CUSIP 36467T106 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Shareholder Rights Plan Mgmt For Against Against 2 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLOBAL GEOPHYSICAL SVCS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GGS CUSIP 37946S107 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph McCoy Mgmt For For For 1.2 Elect Damir Skerl Mgmt For For For 1.3 Elect George Matelich Mgmt For For For 1.4 Elect Stanley de Osborne Mgmt For For For 1.5 Elect Karl Kurz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HALLIBURTON CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect Abdallah Jum'ah Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Zeglis Mgmt For For For 1.2 Elect Director William L. Mgmt For For For Armstrong 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt Three Years Three Years N/A Frequency 6 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edith Holiday Mgmt For For For 2 Elect John Mullin, III Mgmt For For For 3 Elect F. Borden Walker Mgmt For For For 4 Elect Robert Wilson Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Amendment to the Performance Mgmt For For For Incentive Plan for Senior Officers --------------------------------------------------------------------------------------------------------------- HUSKY ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSE CUSIP 448055103 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Regarding Common Mgmt For For For Shares, Preferred Shares and the Share Capital Amendment --------------------------------------------------------------------------------------------------------------- HUSKY ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUSKF CUSIP 448055103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor Li Mgmt For Withhold Against 1.2 Elect Canning Fok Mgmt For Withhold Against 1.3 Elect Stephen Bradley Mgmt For For For 1.4 Elect R. Donald Fullerton Mgmt For For For 1.5 Elect Asim Ghosh Mgmt For For For 1.6 Elect Martin Glynn Mgmt For For For 1.7 Elect Poh Chan Koh Mgmt For For For 1.8 Elect Eva Kwok Mgmt For For For 1.9 Elect Stanley Kwok Mgmt For For For 1.10 Elect Frederick Ma Mgmt For For For 1.11 Elect George Magnus Mgmt For For For 1.12 Elect Colin Russel Mgmt For Withhold Against 1.13 Elect Wayne Shaw Mgmt For For For 1.14 Elect William Shurniak Mgmt For For For 1.15 Elect Frank Sixt Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MARINER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ME CINS 56845T305 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEG ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEGEF CUSIP 552704207 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors (Slate) Mgmt For Withhold Against 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees --------------------------------------------------------------------------------------------------------------- MURPHY OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Blue Mgmt For For For 2 Elect Claiborne Deming Mgmt For For For 3 Elect Robert Hermes Mgmt For For For 4 Elect James Kelley Mgmt For For For 5 Elect R. Madison Murphy Mgmt For For For 6 Elect William Nolan, Jr. Mgmt For For For 7 Elect Neal Schmale Mgmt For For For 8 Elect David Smith Mgmt For For For 9 Elect Caroline Theus Mgmt For For For 10 Elect David Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2011 Omnibus Stock Plan Mgmt For Against Against 13 Performance Goals for Performance Mgmt For For For Awards Under the 2011 Omnibus Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NEXEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NXY CUSIP 65334H102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Berry Mgmt For For For 1.2 Elect Robert Bertram Mgmt For For For 1.3 Elect Dennis Flanagan Mgmt For For For 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect Kevin Jenkins Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For Withhold Against 1.7 Elect Eric Newell Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Marvin Romanow Mgmt For For For 1.10 Elect Francis Saville Mgmt For For For 1.11 Elect John Willson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Amendment to Shareholder Rights' Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- NIKO RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKO CUSIP 653905109 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Six Mgmt For For For 2 Elect Edward S. Sampson, C. J. Mgmt For For For (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Unallocated Options Under Mgmt For Against Against the Stock Option Plan 5 Approve Stock Option Plan Grants Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOBLE ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the 1992 Stock Mgmt For For For Option and Restricted Stock Plan --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Engagement of Mgmt For For For PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering 2 Approve PricewaterhouseCoopers Mgmt For For For Corporate Finance and Recovery Ltda's Valuation Report 3 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Engagement of Mgmt For For For PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering 2 Approve PricewaterhouseCoopers Mgmt For For For Corporate Finance and Recovery Ltda's Valuation Report 3 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Marlim Participacoes S.A. 2 Approve Agreement to Absorb Nova Mgmt For For For Marlim Participacoes S.A. 3 Appoint KPMG Auditores Mgmt For For For Independentes to Appraise Proposed Merger 4 Approve Appraisal of Proposed Mgmt For For For Merger 5 Approve Absorption of Marlim Mgmt For For For Participacoes S.A. and Nova Marlim Participacoes S.A. --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBRA CUSIP 71654V408 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBRA CUSIP 71654V408 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board Mgmt For For For of Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CUSIP P78331140 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Comperj Petroquimicos Basicos SA 2 Approve Agreement to Absorb Mgmt For For For Comperj PET SA 3 Appoint Independent Firm to Mgmt For For For Appraise Proposed Mergers 4 Approve Independent Firm's Mgmt For For For Appraisal 5 Approve Absorption of Comperj Mgmt For For For Petroquimicos Basicos SA and Comperj PET SA 6 Amend Articles to Reflect Changes Mgmt For For For in Capital 7 Amend Article 4 to Eliminate Mgmt For For For Authorized Capital Limit 8 Amend Article 4 to Specify that Mgmt For For For Share Issuances Will be Submitted to Shareholder Meetings 9 Renumber Articles Mgmt For For For 10 Renumber Articles Mgmt For For For 11 Amend Articles Mgmt For For For 12 Amend Articles Mgmt For For For 13 Amend Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edison Buchanan Mgmt For Withhold Against 1.2 Elect R. Hartwell Gardner Mgmt For Withhold Against 1.3 Elect Jim Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PLAINS EXPLORATION & PRODUCTION CO TICKER SECURITY ID: MEETING DATE MEETING STATUS PXP CUSIP 726505100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flores Mgmt For For For 2 Elect Isaac Arnold, Jr. Mgmt For For For 3 Elect Alan Buckwalter, III Mgmt For For For 4 Elect Jerry Dees Mgmt For For For 5 Elect Tom Delimitros Mgmt For For For 6 Elect Thomas Fry, III Mgmt For For For 7 Elect Charles Groat Mgmt For For For 8 Elect John Lollar Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SMITH INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SII CUSIP 832110100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2.1 Elect Director James R. Gibbs Mgmt For For For 2.2 Elect Director Duane C. Radtke Mgmt For For For 2.3 Elect Director John Yearwood Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCCO CUSIP 84265V105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect German Larrea Mota Velasco Mgmt For Withhold Against 1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against 1.3 Elect Emilio Carrillo Gamboa Mgmt For For For 1.4 Elect Alfredo Casar Perez Mgmt For Withhold Against 1.5 Elect Luis Castelazo Morales Mgmt For Withhold Against 1.6 Elect Enrique Castillo Sanchez Mgmt For Withhold Against Mejorada 1.7 Elect Alberto de la Parra Zavala Mgmt For Withhold Against 1.8 Elect Xavier Garcia de Quevedo Mgmt For Withhold Against Topete 1.9 Elect Genaro Larrea Mota Velasco Mgmt For Withhold Against 1.10 Elect Daniel Quintanilla Mgmt For Withhold Against 1.11 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.12 Elect Gilberto Perezalonso Mgmt For Withhold Against Cifuentes 1.13 Elect Juan Rebolledo Gout Mgmt For Withhold Against 1.14 Elect Carlos Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For Withhold Against 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- TALISMAN ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christiane Bergevin Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For For For 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect Charles Williamson Mgmt For For For 1.10 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to Shareholder Rights' Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- TESCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TESO CUSIP 88157K101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Dyment Mgmt For Withhold Against 1.2 Elect Gary Kott Mgmt For Withhold Against 1.3 Elect R. Vance Milligan Mgmt For Withhold Against 1.4 Elect Julio Quintana Mgmt For For For 1.5 Elect John Reynolds Mgmt For Withhold Against 1.6 Elect Norman Robertson Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect Clifton Weatherford Mgmt For Withhold Against 2 Amendment to Shareholder Rights' Mgmt For For For Plan 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TRANSOCEAN LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP H8817H100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For Withhold Against 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Stephen Waters Mgmt For For For 3 Elect Randall Weisenburger Mgmt For For For 4 Elect Rayford Wilkins Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2011 Omnibus Stock Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report (2) 12 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report --------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Emerging Markets Portfolio --------------------------------------------------------------------------------------------------------------- AIA GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1299 ISIN HK0000069689 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Reelect Edmund Sze Wing Tse as Mgmt For For For Non-Executive Director 3 Reelect Mark Edward Tucker as Mgmt For For For Executive Director 4 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 5.4 Approve Allotment and Issue of Mgmt For For For Additional Shares Under the Restricted Share Unit Scheme --------------------------------------------------------------------------------------------------------------- AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS AKBNK ISIN TRAAKBNK91N6 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Mgmt For For For Meeting and Provide Authorization to Sign Minutes 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Approve Profit and Loss Report; Mgmt For For For Approve Discharge of Board and Auditors 4 Approve Dividend Distribution Mgmt For For For 5 Authorize Issuance of Bonds Mgmt For For For and/or Commercial Papers 6 Receive Information on Mgmt N/A N/A N/A Charitable Donations 7 Grant Permission for Board Mgmt For For For Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose --------------------------------------------------------------------------------------------------------------- AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALI ISIN PHY0488F1004 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Mgmt For For For Shareholder Meeting 2 Approve Annual Report of Mgmt For For For Management 3 Ratify All the Acts and Mgmt For For For Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year 4 Approve the Increase in the Mgmt For For For Remuneration of Directors 5.1 Elect Fernando Zobel de Ayala as Mgmt For For For a Director 5.2 Elect Jaime Augusto Zobel de Mgmt For For For Ayala as a Director 5.3 Elect Antonino T. Aquino as a Mgmt For For For Director 5.4 Elect Delfin L. Lazaro as a Mgmt For For For Director 5.5 Elect Aurelio R. Montinola III Mgmt For For For as a Director 5.6 Elect Mercedita S. Nolledo as a Mgmt For For For Director 5.7 Elect Francis G. Estrada as a Mgmt For For For Director 5.8 Elect Jaime C. Laya as a Director Mgmt For For For 5.9 Elect Oscar S. Reyes as a Mgmt For For For Director 6 Appoint Sycip Gorres Velayo & Mgmt For For For Co. as Independent Auditors and Fix Their Remuneration 7 Other Business Mgmt For Abstain Against --------------------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS BSANTANDER ISIN CLP1506A1070 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Mgmt For For For Reports, Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends for CLP 1.51 Per Share 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Mgmt For For For Companies 5.1 Elect Mauricio Larrain Garces as Mgmt For For For Director 5.2 Elect Jesus Zabalza Lotina as Mgmt For For For Director 5.3 Elect Oscar Von Chrismar Mgmt For For For Carvajal as Director 5.4 Elect Carlos Olivos Marchant as Mgmt For For For Director 5.5 Elect Victor Arbulu Crousillat Mgmt For For For as Director 5.6 Elect Marco Colodro Hadjes as Mgmt For For For Director 5.7 Elect Lucia Santa Cruz Sutil as Mgmt For For For Director 5.8 Elect Roberto Mendez Torres as Mgmt For For For Director 5.9 Elect Vittorio Corbo Lioi as Mgmt For For For Director 5.10 Elect Roberto Zahler Mayanz as Mgmt For For For Director 5.11 Elect Lisandro Serrano Spoerer Mgmt For For For as Director 5.12 Elect Juan Manuel Hoyos Martinez Mgmt For For For de Irujo as Director 5.13 Elect Raimundo Monge Zegers as Mgmt For For For Director 6 Approve Remuneration of Directors Mgmt For Abstain Against 7 Receive Directors and Audit Mgmt For Abstain Against Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee 8 Accept Special Auditors' Report Mgmt For For For Regarding Related-Party Transactions 9 Transact Other Business Mgmt N/A N/A N/A (Non-Voting) --------------------------------------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS BPI ISIN PHY0967S1694 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Mgmt For For For Shareholder Meeting 2 Approve the Annual Report of Mgmt For For For Management 3 Approve the Discharge of the Mgmt For For For Board and Management 4.1 Elect Jaime Augusto Zobel de Mgmt For For For Ayala II as a Director 4.2 Elect Aurelio R. Montinola III Mgmt For For For as a Director 4.3 Elect Fernando Zobel de Ayala as Mgmt For For For a Director 4.4 Elect Gerardo C. Ablaza, Jr. as Mgmt For For For a Director 4.5 Elect Romeo L. Bernardo as a Mgmt For For For Director 4.6 Elect Chng Sok Hui as a Director Mgmt For For For 4.7 Elect Cezar P. Consing as a Mgmt For For For Director 4.8 Elect Octavio V. Espiritu as a Mgmt For For For Director 4.9 Elect Rebecca G. Fernando as a Mgmt For For For Director 4.10 Elect Khoo Teng Cheong as a Mgmt For For For Director 4.11 Elect Xavier P. Loinaz as a Mgmt For For For Director 4.12 Elect Ma Yuen Lin Annie as a Mgmt For For For Director 4.13 Elect Mercedita S. Nolledo as a Mgmt For For For Director 4.14 Elect Artemio V. Panganiban as a Mgmt For For For Director 4.15 Elect Oscar S. Reyes as a Mgmt For For For Director 5 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 6 Approve Directors' Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE397D01024 09/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.00 Per Mgmt For For For Share 3 Reappoint P.C. Prasad as Director Mgmt For For For 4 Reappoint C.S. Koong as Director Mgmt For For For 5 Reappoint Rajan Bharti Mittal as Mgmt For For For Director 6 Reappoint Rakesh Bharti Mittal Mgmt For For For as Director 7 Approve S.R. Batliboi & Mgmt For For For Associates as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Appointment and Mgmt For For For Remuneration of S. Mittal, Relative of a Director, as an Employee with Bharti Airtel International (Netherlands) B.V., Netherlands, a Wholly-Owned Subsidiary of Bharti Airtel Ltd. 9 Approve Commission Remuneration Mgmt For For For of Non-Executive Directors --------------------------------------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS BIMAS ISIN TREBIMM00018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting, Elect Presiding Mgmt N/A N/A N/A Council of Meeting, Authorize Presiding Council to Sign Minutes of Meeting 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income Mgmt For For For 5 Approve Discharge of Board and Mgmt For For For Auditors 6 Elect Directors and Approve Mgmt For Abstain Against Their Remuneration 7 Appoint Internal Statutory Mgmt For Abstain Against Auditors and Approve Their Remuneration 8 Grant Permission for Board Mgmt For For For Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Receive Information on Mgmt N/A N/A N/A Charitable Donations 10 Receive Information on the Mgmt N/A N/A N/A Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties 11 Ratify External Auditors Mgmt For Abstain Against 12 Wishes Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 941 ISIN HK0941009539 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Xue Taohai as Director Mgmt For For For 3.2 Reelect Huang Wenlin as Director Mgmt For For For 3.3 Reelect Xu Long as Director Mgmt For For For 3.4 Reelect Lo Ka Shui as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For For For Repurchased Shares --------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CIMB ISIN MYL1023OO000 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2010 2 Elect Md Nor Yusof as Director Mgmt For For For 3 Elect Nazir Razak as Director Mgmt For For For 4 Elect Mohd Shukri Hussin as Mgmt For For For Director 5 Elect Hiroyuki Kudo as Director Mgmt For For For 6 Approve Remuneration of Mgmt For For For Directors in the Amount of MYR 886,586 For the Financial Year Ended Dec. 31, 2010 7 Approve PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of up to Mgmt For For For 19.67 Percent Equity Interest in PT Bank CIMB Niaga Tbk for a Consideration of up to IDR 5.44 Trillion to be Satisfied by the Issuance of New Ordinary Shares in CIMB Group Holdings Bhd --------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS FEMSAUBD ISIN MXP320321310 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of Board of Mgmt For For For Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report 2 Approve Tax Report on Fiscal Mgmt For For For Obligations 3 Approve Allocation of Income and Mgmt For For For Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit 4 Set Aggregate Nominal Share Mgmt For For For Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion 5 Elect Directors and Secretaries, Mgmt For Abstain Against Verify Independence of Directors, and Approve their Remuneration 6 Elect Members and Chairmen of Mgmt For Abstain Against Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration 7 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 8 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500660 ISIN INE159A01016 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 40 Per Mgmt For For For Share 3 Reappoint P.V. Nayak as Director Mgmt For For For 4 Reappoint V. Narayanan as Mgmt For For For Director 5 Reappoint D. Sundaram as Director Mgmt For For For 6 Approve Price Waterhouse & Co as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Approve Reappointment and Mgmt For For For Remuneration of M.B. Kapadia as Executive Director 8 Approve Reappointment and Mgmt For For For Remuneration of A. Banerjee as Executive Director --------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Mgmt For For For Share 3 Reappoint B.V. Bhargava as Mgmt For For For Director 4 Reappoint K.M. Birla as Director Mgmt For For For 5 Appoint T.M. Connelly as Director Mgmt For For For 6.1 Appoint G.P. Kapadia & Co. and Mgmt For For For Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 6.2 Appoint Vidyarthi & Sons as Mgmt For For For Branch Auditors and Authorize Board to Fix Their Remuneration 7 Approve Reappointment and Mgmt For For For Remuneration of S.K. Jain as Executive Director from Dec. 1, 2009 to March 31, 2010 8 Appoint S.K. Jain as Director Mgmt For For For 9 Approve Appointment and Mgmt For For For Remuneration of A. Gupta as Executive Director 10 Approve Appointment and Mgmt For For For Remuneration of K.K. Maheshwari as Executive Director --------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept CEO's and Auditor's Mgmt N/A N/A N/A Report on Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 1.2 Accept Board's Report on Mgmt N/A N/A N/A Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law 1.3 Accept Report Re: Activities and Mgmt N/A N/A N/A Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law 1.4 Accept Individual and Mgmt N/A N/A N/A Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010, and Approve Application of Income 1.5 Approve Audit Committee's Report Mgmt For For For Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law 1.6 Approve Report on Tax Mgmt For For For Obligations in Accordance with Article 86 of Tax Law 2.1 Approve Increase in Legal Mgmt For For For Reserves 2.2 Set Maximum Nominal Amount of Mgmt For For For Share Repurchase Reserve for Fiscal Year 2011 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares 2.3 Approve Net Dividends in the Mgmt For For For Amount of MXN 3.00 per Share to Series B and BB Shareholders 3 Approve Discharge of Board of Mgmt For For For Directors and CEO for Fiscal Year 2010 3.1 Elect/Ratify Directors; Verify Mgmt For For For Independence Classification of Board Members 3.2 Elect/Ratify Chairman of Audit Mgmt For For For Committee 3.3 Elect/Ratify Members to the Mgmt For For For Different Board Committees 3.4 Approve Remuneration of Mgmt For For For Directors and Members of Board Committees 4 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Cash Dividends of MXN Mgmt For For For 0.17 Per Share 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of IXE Grupo Mgmt For For For Financiero S.A.B. de C.V by Grupo Financiero Banorte S.A.B. de C.V.; Approve Financial Statements 2 Amend Company Bylaws Mgmt For For For 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income Mgmt For For For 3 Approve Cash Dividends of MXN Mgmt For For For 0.18 Per Share 4 Elect Directors; Verify Mgmt For For For Independence of Board Members 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Mgmt For For For Corporate Practices Committee 7 Present Report on Company's 2010 Mgmt For For For Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2011 8 Authorize Board to Obtain Mgmt For For For Certification of the Company Bylaws 9 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 10 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 10/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Dividends of MXN 0.17 Mgmt For For For Per Share 3 Present Auditor Report Mgmt For For For 4 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 5 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS 10 ISIN HK0010000088 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Hon Kwan Cheng as Mgmt For For For Director 3.2 Reelect Simon Sik On Ip as Mgmt For For For Director 3.3 Reelect Philip Nan Lok Chen as Mgmt For For For Director 3.4 Reelect William Pak Yau Ko as Mgmt For For For Director 3.5 Reelect Hau Cheong Ho Director Mgmt For For For 3.6 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500182 ISIN INE158A01026 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name to Hero Mgmt For For For MotoCorp Ltd. and Amend Memorandum and Articles of Association in Relation to the Change of Company Name 2 Amend Articles of Association in Mgmt For For For Relation to Honda Ceasing to be a Shareholder --------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE158A01026 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Silver Jubilee Mgmt For For For Special Dividend of INR 80 Per Share and Approve Final Dividend of INR 30 Per Share 3 Reappoint A. Singh as Director Mgmt For Abstain Against 4 Reappoint P. Singh as Director Mgmt For For For 5 Reappoint S. Fukuda as Director Mgmt For For For 6 Reappoint M. Damodaran as Mgmt For For For Director 7 Approve A.F. Ferguson & Co as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Appoint R. Nath as Director Mgmt For For For 9 Appoint A.C. Burman as Director Mgmt For For For 10 Appoint S.K. Munjal as Director Mgmt For For For 11 Approve Transfer of Register of Mgmt For For For Members, Documents, and Certificates to Karvy Computershare Pvt Ltd, Registrar and Share Transfer Agents --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Dividend of INR Mgmt For For For 3.00 Per Share and Approve Final Dividend of INR 3.50 Per Share 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint S. Ramamurthy as Mgmt For For For Director 3.3 Reappoint D.S. Parekh as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Mgmt For For For Director 3.6 Reappoint R.A. Mashelkar as Mgmt For For For Director 3.7 Reappoint G. Vittal as Director Mgmt For For For 4 Appoint Lovelock & Lewes as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Appoint P. Banerjee as Director Mgmt For For For 6 Approve Appointment and Mgmt For For For Remuneration of P. Banerjee as Executive Director 7 Approve Commission Remuneration Mgmt For For For for Non-Executive Directors --------------------------------------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE001A01028 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 36 Per Mgmt For For For Share 3 Reappoint K. Mahindra as Director Mgmt For For For 4 Reappoint D.M. Sukthankar as Mgmt For For For Director 5 Reappoint N.M. Munjee as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 7 Approve PKF as Branch Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 8 Appoint D.S. Parekh as Director Mgmt For For For 9 Approve Revision in Remuneration Mgmt For For For of Managing Directors 10 Approve Appointment and Mgmt For For For Remuneration of R.S. Karnad as Managing Director 11 Approve Appointment and Mgmt For For For Remuneration of V.S. Rangan as Executive Director 12 Approve Five-for-One Stock Split Mgmt For For For and Amend Memorandum and Articles of Association to Reflect Changes in Share Capital 13 Amend Clause V of the Memorandum Mgmt For For For of Association to Reflect Changes in Authorized Share Capital 14 Amend Article 3 of the Articles Mgmt For For For of Association to Reflect Changes in Authorized Share Capital --------------------------------------------------------------------------------------------------------------- ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 532174 ISIN INE090A01013 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend on Preference Mgmt For For For Shares of INR 100 Per Share 3 Approve Dividend on Equity Share Mgmt For For For of INR 14 Per Share 4 Reappoint M.S. Ramachandran as Mgmt For For For Director 5 Reappoint K. Ramkumar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint Branch Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 8 Approve Vacancy on the Board of Mgmt For For For Directors Resulting from Retirement of V.P. Watsa 9 Approve Revision in Remuneration Mgmt For For For of C. Kochhar, Managing Director & CEO 10 Approve Revision in Remuneration Mgmt For For For of N.S. Kannan, Executive Director & CFO 11 Approve Revision in Remuneration Mgmt For For For of K. Ramkumar, Executive Director 12 Approve Revision in Remuneration Mgmt For For For of R. Sabharwal, Executive Director --------------------------------------------------------------------------------------------------------------- INFOSYS TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500209 ISIN INE009A01021 06/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of INR 20 Mgmt For For For Per Share 3 Reappoint S. Batni as Director Mgmt For For For 4 Reappoint S.A. Iyengar as Mgmt For For For Director 5 Reappoint D.M. Satwalekar as Mgmt For For For Director 6 Reappoint O. Goswami as Director Mgmt For For For 7 Approve Vacancy on the Board of Mgmt For For For Directors Resulting from Retirement of K. Dinesh 8 Approve B.S.R. & Co. as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 9 Appoint R. Seshasayee as Director Mgmt For For For 10 Appoint R. Venkatesan as Director Mgmt For For For 11 Approve Appointment and Mgmt For For For Remuneration of S. Gopalakrishnan as Executive Director 12 Approve Appointment and Mgmt For For For Remuneration of S.D. Shibulal as CEO and Managing Director 13 Change Company Name to Infosys Mgmt For For For Ltd. --------------------------------------------------------------------------------------------------------------- LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS LREN3 ISIN BRLRENACNOR1 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors and Approve Mgmt For For For Their Remuneration 4 Elect Fiscal Council Members and Mgmt For For For Approve their Remuneration --------------------------------------------------------------------------------------------------------------- LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS LREN3 ISIN BRLRENACNOR1 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint Independent Firm KPMG Mgmt For For For Corporate Finance Ltda to Appraise the Acquisition of Maxmix Comercial Ltda 2 Approve Independent Firm's Mgmt For For For Apraisal 3 Approve Acquisition All Maxmix Mgmt For For For Shares 4 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Mgmt For For For Statements, and Allocation of Income, Including Dividends of RUB 59 per Share 2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A 2.2 Elect Igor Belikov as Director Mgmt N/A For N/A 2.3 Elect Viktor Blazheyev as Mgmt N/A For N/A Director 2.4 Elect Valery Grayfer as Director Mgmt N/A Against N/A 2.5 Elect German Gref as Director Mgmt N/A For N/A 2.6 Elect Igor Ivanov as Director Mgmt N/A For N/A 2.7 Elect Ravil Maganov as Director Mgmt N/A Against N/A 2.8 Elect Richard Matzke as Director Mgmt N/A For N/A 2.9 Elect Sergey Mikhaylov as Mgmt N/A Against N/A Director 2.10 Elect Mark Mobius as Director Mgmt N/A For N/A 2.11 Elect Guglielmo Antonio Claudio Mgmt N/A For N/A Moscato as Director 2.12 Elect Aleksandr Shokhin as Mgmt N/A For N/A Director 3 Elect Vagit Alekperov as Mgmt For For For President 4.1 Elect Pavel Kondratyev as Member Mgmt For For For of Audit Commission 4.2 Elect Vladimir Nikitenko as Mgmt For For For Member of Audit Commission 4.3 Elect Mikhail Shendrik as Member Mgmt For For For of Audit Commission 5.1 Approve Remuneration of Directors Mgmt For For For 5.2 Approve Remuneration of Newly Mgmt For For For Elected Directors 6.1 Approve Remuneration of Members Mgmt For For For of Audit Commission 6.2 Approve Remuneration of Newly Mgmt For For For Elected Members of Audit Commission 7 Ratify ZAO KPMG as Auditor Mgmt For For For 8 Approve New Edition of Charter Mgmt For For For 9 Amend Regulations on General Mgmt For For For Meetings 10 Approve Related-Party Mgmt For For For Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Waiver of Mandatory Mgmt For For For Offer to Massmart Ordinary Shareholders 2 Amend Massmart Holdings Limited Mgmt For For For Employee Share Scheme --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Waiver of Mandatory Mgmt For TNA N/A Offer to Massmart Ordinary Shareholders 2 Amend Massmart Holdings Limited Mgmt For TNA N/A Employee Share Scheme --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 27 June 2010 2 Re-elect Kuseni Dlamini as Mgmt For For For Director 3 Re-elect Nolulamo Gwagwa as Mgmt For For For Director 4 Re-elect Mark Lamberti as Mgmt For For For Director 5 Re-elect Phumzile Langeni as Mgmt For For For Director 6 Re-elect Nigel Matthews as Mgmt For For For Director 7 Approve Remuneration of Mgmt For For For Non-Executive Directors for the 2011 Financial Year 8 Reappoint Deloitte & Touche as Mgmt For For For Auditors of the Company with Andre Dennis as the Audit Partner 9 Appoint Nigel Matthews, Chris Mgmt For For For Seabrooke, Peter Maw and Phumzile Langeni as Members of the Audit Committee 10 Place Authorised but Unissued Mgmt For For For Shares under Control of Directors 11 Authorise Board to Issue Shares Mgmt For For For for Cash up to a Maximum of Five Percent of Issued Share Capital 12 Amend The Massmart Employee Mgmt For For For Share Scheme --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Repurchase of Up to 15 Mgmt For For For Percent of Issued Share Capital 2 Amend Articles of Association Mgmt For For For Re: Change of Name 3 Amend Articles of Association Mgmt For For For Re: B Preference Shares --------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS MULT3 ISIN BRMULTACNOR5 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Remuneration of Mgmt For For For Executive Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS SORIANAB ISIN MXP8728U1671 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year 2010; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations 2 Accept Report on Activities Mgmt For For For Undertaken by the Board of Directors 3 Approve Allocation of Income; Mgmt For For For Set Aggregate Nominal Amount for Share Repurchase Reserve 4 Elect Directors, Board Mgmt For For For Committees Members and Approve their Remuneration 5 Authorize Establishment of Short Mgmt For For For and Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion 6 Grant Special Authorities to Mgmt For For For Indeval Institucion Para El Deposito de Valores, S.A. de C.V 7 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions 8 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting --------------------------------------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 601857 ISIN CNE1000007Q1 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Mgmt For For For Directors 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Mgmt For For For Distribution of Interim Dividends for the Year 2011 6 Reappoint Mgmt For For For PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7.1 Elect Jiang Jiemin as Director Mgmt For For For 7.2 Elect Zhou Jiping as Director Mgmt For For For 7.3 Elect Wang Yilin as Director Mgmt N/A N/A N/A 7.4 Elect Li Xinhua as Director Mgmt For For For 7.5 Elect Liao Yongyuan as Director Mgmt For For For 7.6 Elect Wang Guoliang as Director Mgmt For For For 7.7 Elect Wang Dongjin as Director Mgmt For For For 7.8 Elect Yu Baocai as Director Mgmt For For For 7.9 Elect Ran Xinquan as Director Mgmt For For For 7.10 Elect Liu Hongru as Independent Mgmt For For For Director 7.11 Elect Franco BernabA as Mgmt For For FOR Independent Director 7.12 Elect Li Yongwu as Independent Mgmt For For For Director 7.13 Elect Cui Junhui as Independent Mgmt For For For Director 7.14 Elect Chen Zhiwu as Independent Mgmt For For For Director 8.1 Elect Chen Ming as Supervisor Mgmt For For For 8.2 Elect Guo Jinping as Supervisor Mgmt For For For 8.3 Elect Wen Qingshan as Supervisor Mgmt For For For 8.4 Elect Sun Xianfeng as Supervisor Mgmt For For For 8.5 Elect Li Yuan as Independent Mgmt For For For Supervisor 8.6 Elect Wang Daocheng as Mgmt For For For Independent Supervisor 9 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Debt Mgmt For For For Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Capital Budget for Mgmt For For For Upcoming Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Abstain Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For Abstain Against 7 Approve Remuneration of Mgmt For For For Executive Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves without Issuance of New Shares --------------------------------------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ASII ISIN ID1000057607 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Mgmt For For For Ratification of Financial Statements 2 Approve Allocation of Income Mgmt For For For 3 Elect Directors and Approve Mgmt For Abstain Against Remuneration of Directors and Commissioners 4 Appoint Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTTEP ISIN TH0355A10Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2010 Performance Mgmt N/A N/A N/A Result and 2011 Work Plan 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Dividend of THB 5.03 Per Mgmt For For For Share 4 Approve Office of the Auditor Mgmt For For For General as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Prasert Bunsumpun as Mgmt For For For Director 5.2 Elect Tevin Vongvanich as Mgmt For For For Director 5.3 Elect Naris Chaiyasoot as Mgmt For For For Director 5.4 Elect Ampon Kittiampon as Mgmt For For For Director 5.5 Elect Norkun Sitthiphong as Mgmt For For For Director 6 Approve Remuneration of Mgmt For For For Directors and Sub-Committees 7 Authorize Issuance of Debentures Mgmt For For For Not Exceeding THB 100 Billion --------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2010 2 Elect Lee Kong Lam as Director Mgmt For For For 3 Elect Abdul Aziz bin Dato' Dr. Mgmt For For For Omar as Director 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Approve Remuneration of Mgmt For For For Directors in the Amount of MYR 1.6 Million for the Financial Year Ended Dec. 31, 2010 7 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued and Paid-up Share Capital --------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Arlticles of Association Mgmt For For For Re: eDividend Payment --------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Use of Computerized Mgmt For For For Machine 2 Authorize Company to Produce Mgmt For For For Sound Recording of Meeting Proceedings 3 Elect Chairman and Other Meeting Mgmt For For For Officials --------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Board of Directors Mgmt For For For Report on Company's Operations in 2010 2 Receive Auditor's Report Mgmt N/A N/A N/A 3 Receive Report of Supervisory Mgmt N/A N/A N/A Board, Including Audit Committee Report 4.1 Approve Dividends of HUF 860 per Mgmt For For For Share (HUF 16 Billion in Aggregate) 4.2 Approve Allocation of HUF 48 Mgmt For For For Billion to Reserves 5 Approve Annual Report and Mgmt For For For Financial Statements Prepared in Accordance with Hungarian Accounting Principles 6 Approve Consolidated Board of Mgmt For For For Directors Report on Company's Operations in Fiscal 2010 Prepared in Accordance with IFRS 7 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports 8 Receive Supervisory Board Mgmt N/A N/A N/A Report, Including Audit Committee Report on Consolidated Report 9 Receive Consolidated Report for Mgmt N/A N/A N/A 2010 10 Approve Company's Corporate Mgmt For For For Governance Report 11.1 Amend Articles of Association Mgmt For For For Re: Preamble; Approve Consolidated Text of Articles of Association 11.2 Amend Articles of Association Mgmt For For For Re: Shareholder Rights; Approve Consolidated Text of Articles of Association 11.3 Amend Articles of Association Mgmt For For For Re: Exclusive Competence of General Meeting; Approve Consolidated Text of Articles of Association 11.4 Amend Articles of Association Mgmt For For For Re: Delisting of Shares; Approve Consolidated Text of Articles of Association 11.5 Amend Articles of Association Mgmt For For For Re: Voting Procedures; Approve Consolidated Text of Articles of Association 12 Receive Consolidated Text of Mgmt N/A N/A N/A Company's Articles of Association 13 Authorize Board to Repurchase Mgmt For For For Company Shares 14.1 Reelect William de Gelsey as Mgmt For For For Director 14.2 Reelect Erik Bogsch as Director Mgmt For For For 14.3 Reelect Laszlo Kovacs as Director Mgmt For For For 14.4 Reelect Tamas Meszaros as Mgmt For For For Director 14.5 Relect Gabor Perjes as Director Mgmt For For For 14.6 Reelect Szilveszter Vizi as Mgmt For For For Director 14.7 Elect Gergely Horvath as Director Mgmt For For For 15.1 Approve Remuneration of Members Mgmt For For For of Board of Directors 15.2 Shareholder Proposal: Approve ShrHldr N/A For N/A Annual Bonus of Chairman and Members of Board of Directors for Their Service in Fiscal 2010 16 Approve Remuneration of Mgmt For For For Supervisory Board Members 17 Ratify PricewaterhouseCoopers Mgmt For For For Ltd. as Auditor 18 Approve Auditor's Remuneration Mgmt For For For 19 Transact Other Business Mgmt For Abstain Against --------------------------------------------------------------------------------------------------------------- SAMRUDDHI CEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE676K01018 07/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.75 Per Mgmt For For For Share 3 Reappoint A. Gupta as Director Mgmt For For For 4 Appoint G.P. Kapadia & Co. and Mgmt For For For Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Appointment and Mgmt For For For Remuneration of O.P. Puranmalka, Executive Director 6 Appoint O.P. Puranmalka as Mgmt For For For Director 7 Appoint K.M. Birla as Director Mgmt For For For 8 Appoint R.C. Bhargava as Director Mgmt For For For 9 Appoint G.M. Dave as Director Mgmt For For For 10 Appoint N.J. Jhaveri as Director Mgmt For For For 11 Appoint S.B. Mathur as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- SHINSEGAE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4170 ISIN KR7004170007 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Dividend of KRW 2,500 per Share 2 Approve Spinoff Agreement Mgmt For For For 3 Amend Articles of Incorporation Mgmt For For For 4 Elect One Inside Director and Mgmt For For For Three Outside Directors (Bundled) 5 Elect Two Outside Directors as Mgmt For For For Members of Audit Committee (Bundled) 6 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of the Mgmt For For For Business of Siam Commercial New York Life PCL (Proposed Acquisition) 2 Authorize Executive Committee to Mgmt For For For Consider and Execute Any Other Actions with Respect to the Proposed Acquisition --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 04/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge Director's Report Mgmt N/A N/A N/A 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 3.00 Per Share 5 Approve Remuneration and Bonus Mgmt For For For of Directors 6.1 Elect Robert Ralph Parks as Mgmt For For For Director 6.2 Elect Jada Wattanasiritham as Mgmt For For For Director 6.3 Elect Disnadda Diskul as Director Mgmt For For For 6.4 Elect Chirayu Isarangkun Na Mgmt For For For Ayuthaya as Director 6.5 Elect Ekamol Kiriwat as Director Mgmt For For For 7 Approve KPMG Poomchai Audit Co. Mgmt For For For Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association Mgmt For For For Re: Composition of the Executive Committee 9 Amend Clause 4 of the Memorandum Mgmt For For For of Association to Reflect the Changes in Registered Capital --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous EGM Mgmt For For For 2 Approve Minutes of Previous AGM Mgmt For For For 3 Approve Acquisition of the Mgmt For For For Business of The Siam Industrial Credit PCL (SICCO) by Making a Tender Offer for the Delisiting of SICCO Securities from the SET 4 Approve Tender Offer for All Mgmt For For For Securities of SICCO Securities PCL (SSEC) from Other Shareholders of SSEC After the Company Has Purchased 50 Percent or More of the Voting Shares in SICCO 5 Authorize Executive Committee or Mgmt For For For the President to Have Power and Authority to Determine Conditions and Other Details Relating to and/or in Connection with the Tender Offers for All SICCO and SSEC Securities to be Carried Out by the Company --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Director Mgmt For For For 4 Approve Remuneration of Mgmt For For For Executive Officers, Non-Executive Directors, and Fiscal Council Members 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Mgmt For For For Approve their Remuneration --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 5:1 Stock Split Mgmt For For For 2 Approve Agreement to Absorb Mgmt For For For Souza Cruz Trading SA 3 Appoint Independent Firm to Mgmt For For For Appraise Proposed Absorption 4 Approve Independent Firm's Mgmt For For For Approval 5 Approve Absorption of Souza Cruz Mgmt For For For Trading SA --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mgmt For For For 2 Approve Remuneration of Mgmt For For For Executive Officers, Non-Executive Directors, and Fiscal Council Members 3 Install Fiscal Council Mgmt For For For 4 Elect Fiscal Council Members and Mgmt For Abstain Against Determine their Remuneration --------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN ISIN GB0004082847 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Steve Bertamini as Mgmt For For For Director 5 Re-elect Jaspal Bindra as Mgmt For For For Director 6 Re-elect Richard Delbridge as Mgmt For For For Director 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Mgmt For For For Director 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Mgmt For For For Director 13 Re-elect Richard Meddings as Mgmt For For For Director 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Mgmt For For For Director 20 Reappoint KPMG Audit plc as Mgmt For For For Auditors 21 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 22 Authorise EU Political Donations Mgmt For For For and Expenditure 23 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 24 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 19 ISIN HK0019000162 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Mgmt For For For Director 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3045 ISIN TW0003045001 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2010 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2010 Allocation of Mgmt For For For Income and Dividends 3 Approve the Capital Reduction Mgmt For For For 4 Amend Articles of Association Mgmt For For For 5.1 Elect Richard Tsai, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.2 Elect Daniel Tsai, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.3 Elect Victor Kung, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.4 Elect Cliff Lai, a Mgmt For For For Representative of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director 5.5 Elect Vivien Hsu, a Mgmt For For For Representative of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director 5.6 Elect Jack J.T. Huang with ID Mgmt For For For Number A100320106 as Independent Director 5.7 Elect Tsung-Ming Chung with ID Mgmt For For For Number J102535596 as Independent Director 5.8 Elect Wen-Li Yeh with ID Number Mgmt For For For A103942588 as Independent Director 5.9 Elect J. Carl Hsu with ID Number Mgmt For For For A130599888 as Independent Director 6 Approve Release of Restrictions Mgmt For For For of Competitive Activities of Newly Elected Directors --------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2330 ISIN TW0002330008 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2010 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2010 Allocation of Mgmt For For For Income and Dividends 3 Approve Amendments on the Mgmt For For For Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 4 Approve Transfer of TSMC's Solar Mgmt For For For Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" 5.1 Approve By-Election of Gregory Mgmt For For For C. Chow as Independent Director 5.2 Approve By-Election of Kok-Choo Mgmt For For For Chen as Independent Director 6 Transact Other Business Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Board's and Mgmt For For For Auditor's Reports for FY 2010 2 Accept Consolidated Financial Mgmt For For For Statements for FY 2010 3 Accept Financial Statements for Mgmt For For For FY 2010 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.34 per Share 5 Approve Discharge of Directors Mgmt For For For 6 Fix Number of Directors at 10 Mgmt For Abstain Against and Re-elect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo VAizquez VAizquez, Guillermo Vogel as Directors (Bundled) 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers Mgmt For For For as Auditors and Approve Auditor's Remuneration 9 Allow Electronic Distribution of Mgmt For For For Company Communications --------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Termination Mgmt For For For of Holding Company Status 2 Change Date of Annual Meeting Mgmt For For For and Amend Article 15 Accordingly --------------------------------------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCC ISIN TH0003010Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Annual Report Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 12.5 Per Share 5.1 Elect Sumet Tantivejkul as Mgmt For For For Director 5.2 Elect Yos Euarchukiati as Mgmt For For For Director 5.3 Elect Pricha Attavipach as Mgmt For For For Director 5.4 Elect Kan Trakulhoon as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Mgmt For For For Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of the Mgmt For For For Sub-Committees 8 Acknowledge Remuneration of Mgmt For For For Directors for the Year 2011 9 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TRU ISIN ZAE000028296 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 27 June 2010 2.1 Re-elect Hilton Saven as Director Mgmt For For For 2.2 Re-elect Michael Thompson as Mgmt For For For Director 2.3 Re-elect Sisa Ngebulana as Mgmt For For For Director 3 Authorise Board to Issue Shares Mgmt For For For for Cash up to a Maximum of Five Percent of Issued Share Capital 4 Authorise Repurchase of Up to 20 Mgmt For For For Percent of Issued Share Capital 5 Reappoint Ernst & Young Inc as Mgmt For For For Auditors and Tina Rookledge as the Registered Auditor and Authorise the Audit Committee to Determine Their Remuneration 6.1 Approve Remuneration of Mgmt For For For Non-executive Chairman 6.2 Approve Remuneration of Mgmt For For For Non-Executive Directors 6.3 Approve Remuneration of Audit Mgmt For For For Committee Chairman 6.4 Approve Remuneration of Audit Mgmt For For For Committee Members 6.5 Approve Remuneration of Mgmt For For For Remuneration Committee Chairman 6.6 Approve Remuneration of Mgmt For For For Remuneration Committee Members 6.7 Approve Remuneration of Risk Mgmt For For For Committee Members 6.8 Approve Remuneration of Mgmt For For For Non-executive Committee Chairman 6.9 Approve Remuneration of Mgmt For For For Non-executive Committee Members 7.1 Reappoint Michael Thompson as Mgmt For For For Member of the Audit Committee 7.2 Reappoint Rob Dow as Member of Mgmt For For For the Audit Committee 7.3 Reappoint Hilton Saven as Member Mgmt For For For of the Audit Committee 8.1 Confirm the Maximum Number of Mgmt For For For Shares that May be Utilised for the Purpose of the Truworths International Limited Share Trust 8.2 Confirm the Maximum Number of Mgmt For For For Scheme Shares that Any One Participant May Hold at Any Time --------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGPA4 ISIN BRUGPAACNPR5 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 16 Re: Change Mgmt For For For Length of Term of Administrators 2 Consolidate Bylaws Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 4 Approve Capital Budget for Mgmt For For For Upcoming Fiscal Year 5 Approve Allocation of Income Mgmt For For For 6 Elect Directors and Approve Mgmt For For For Remuneration 7 Re-Ratify Remuneration of Mgmt For Abstain Against Executive Officers, Non-Executive Directors, and Fiscal Council Members Approved at AGM on April 28, 2010 8 Elect Fiscal Council Members and Mgmt For For For Approve their Remuneration --------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGPA4 ISIN BRUGPAACNPR5 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Convert Preferred Shares into Mgmt For For For Common Shares 2 Confirm that Tag-Along Rights in Mgmt For For For Proposed Draft of Bylaws are Equivalent to Provisions in the March 22, 2000, Controlling Shareholders' Agreement. --------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends and the Capital Budget for Fiscal 2011 3 Elect Directors Mgmt For Abstain Against 4 Elect Fiscal Council Members Mgmt For Abstain Against 5 Approve Remuneration of Mgmt For Abstain Against Executive Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves Without Share Issuance and Amend Article 5 --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Real Estate Securities Portfolio --------------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Bernstein Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Lorrence Kellar Mgmt For For For 4 Elect Wendy Luscombe Mgmt For For For 5 Elect William Spitz Mgmt For For For 6 Elect Lee Wielansky Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Farris Kalil Mgmt For For For 1.2 Elect Gene Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN CAPITAL AGENCY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGNC CUSIP 02503X105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Morris Davis Mgmt For For For 1.2 Elect Randy Dobbs Mgmt For For For 1.3 Elect Larry Harvey Mgmt For For For 1.4 Elect Alvin Puryear Mgmt For For For 1.5 Elect Malon Wilkus Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to Existing Ownership Mgmt For For For Limits --------------------------------------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARI CUSIP 03762U105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Abbey Mgmt For For For 1.2 Elect Joseph Azrack Mgmt For For For 1.3 Elect Mark Biderman Mgmt For For For 1.4 Elect Alice Connell Mgmt For For For 1.5 Elect Eric Press Mgmt For For For 1.6 Elect Michael Salvati Mgmt For For For 1.7 Elect Henry Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASSOCIATED ESTATES REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEC CUSIP 045604105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Adams Mgmt For For For 1.2 Elect James Delaney Mgmt For For For 1.3 Elect Jeffrey Friedman Mgmt For For For 1.4 Elect Michael Gibbons Mgmt For For For 1.5 Elect Mark Milstein Mgmt For For For 1.6 Elect James Schoff Mgmt For For For 1.7 Elect Richard Schwarz Mgmt For For For 2 2011 Equity-Based Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Zoe Baird Mgmt For For For 3 Elect Alan Patricof Mgmt For For For 4 Elect Martin Turchin Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 1.8 Elect James Diggs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Christopher McGurk Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Constance Moore Mgmt For For For 1.6 Elect Jeanne Myerson Mgmt For For For 1.7 Elect Jeffrey Pero Mgmt For For For 1.8 Elect Thomas Robinson Mgmt For For For 1.9 Elect Dennis Singleton Mgmt For For For 1.10 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKD CUSIP 112463104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect Frank Bumstead Mgmt For For For 1.3 Elect W. E. Sheriff Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcel Coutu Mgmt For For For 1.2 Elect Maureen Kempston Darkes Mgmt For For For 1.3 Elect Lance Liebman Mgmt For For For 1.4 Elect G. Wallace McCain Mgmt For For For 1.5 Elect Frank McKenna Mgmt For For For 1.6 Elect Jack Mintz Mgmt For For For 1.7 Elect Youssef Nasr Mgmt For For For 1.8 Elect James Pattison Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Amended Escrowed Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Board Size Mgmt For For For 2 Change of Company Name Mgmt For For For 3.1 Elect Gordon Arnell Mgmt For For For 3.2 Elect William Cahill Mgmt For For For 3.3 Elect Richard Clark Mgmt For For For 3.4 Elect Jack Cockwell Mgmt For For For 3.5 Elect Bruce Flatt Mgmt For For For 3.6 Elect Michael Hegarty Mgmt For For For 3.7 Elect F. McDonald Mgmt For For For 3.8 Elect Allan Olson Mgmt For For For 3.9 Elect Robert Stelzl Mgmt For For For 3.10 Elect Diana Taylor Mgmt For For For 3.11 Elect John E. Zuccotti Mgmt For For For 4 Appointment of Auditor and Mgmt For For For Authority to Set Fees --------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect Scott Ingraham Mgmt For For For 1.3 Elect Lewis Levey Mgmt For For For 1.4 Elect William McGuire, Jr. Mgmt For For For 1.5 Elect William Paulsen Mgmt For For For 1.6 Elect D. Keith Oden Mgmt For For For 1.7 Elect F. Gardner Parker Mgmt For For For 1.8 Elect Steven Webster Mgmt For Withhold Against 1.9 Elect Kelvin Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Texas to Mgmt For Against Against Maryland 4 2011 Share Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMPUS CREST COMMUNITIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCG CUSIP 13466Y105 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ted Rollins Mgmt For For For 1.2 Elect Michael Hartnett Mgmt For For For 1.3 Elect N. Anthony Coles Mgmt For For For 1.4 Elect Richard Kahlbaugh Mgmt For For For 1.5 Elect Denis McGlynn Mgmt For For For 1.6 Elect William Popeo Mgmt For For For 1.7 Elect Daniel Simmons Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Lebovitz Mgmt For For For 1.2 Elect Gary Bryenton Mgmt For For For 1.3 Elect Gary Nay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- CHATHAM LODGING TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLDT CUSIP 16208T102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Fisher Mgmt For For For 1.2 Elect Miles Berger Mgmt For For For 1.3 Elect Thomas Crocker Mgmt For For For 1.4 Elect Jack DeBoer Mgmt For For For 1.5 Elect Glen Gilbert Mgmt For For For 1.6 Elect C. Gerald Goldsmith Mgmt For For For 1.7 Elect Robert Perlmutter Mgmt For For For 1.8 Elect Rolf Ruhfus Mgmt For For For 1.9 Elect Joel Zemans Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSP CUSIP 165240102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Francis Mgmt For For For 1.2 Elect Douglas Vicari Mgmt For For For 1.3 Elect Thomas Natelli Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect John Hill Mgmt For For For 1.6 Elect George McKenzie Mgmt For For For 1.7 Elect Jeffrey Nuechterlein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COGDELL SPENCER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSA CUSIP 19238U107 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Braun Mgmt For For For 1.2 Elect John Georgius Mgmt For For For 1.3 Elect Richard Jennings Mgmt For For For 1.4 Elect Christopher Lee Mgmt For For For 1.5 Elect David Lubar Mgmt For For For 1.6 Elect Richard Neugent Mgmt For For For 1.7 Elect Randolph Smoak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect Edwin Crawford Mgmt For For For 1.3 Elect M. Miller Gorrie Mgmt For For For 1.4 Elect William Johnson Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CORESITE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COR CUSIP 21870Q105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Stuckey Mgmt For For For 1.2 Elect Thomas Ray Mgmt For For For 1.3 Elect James Attwood, Jr. Mgmt For Withhold Against 1.4 Elect Michael Koehler Mgmt For For For 1.5 Elect Paul Szurek Mgmt For For For 1.6 Elect J. David Thompson Mgmt For For For 1.7 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Randall Griffin Mgmt For For For 1.6 Elect Elizabeth Hight Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Richard Szafranski Mgmt For For For 1.10 Elect Kenneth Wethe Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CYPRESS SHARPRIDGE INVESTMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYS CUSIP 23281A307 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Grant Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For For For 1.3 Elect Jeffrey Hughes Mgmt For For For 1.4 Elect Stephen Jonas Mgmt For For For 1.5 Elect Raymond Redlingshafer, Jr. Mgmt For For For 1.6 Elect James Stern Mgmt For For For 1.7 Elect David Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For Withhold Against 1.6 Elect Raymond Greer Mgmt For For For 1.7 Elect Tripp Hardin Mgmt For For For 1.8 Elect John O'Keeffe Mgmt For For For 1.9 Elect Bruce Warwick Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For For For 1.4 Elect Leslie Bider Mgmt For For For 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For For For 1.8 Elect William Wilson III Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Coke Mgmt For For For 1.2 Elect Lammot du Pont Mgmt For For For 1.3 Elect Thomas Eckert Mgmt For For For 1.4 Elect Hossein Fateh Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect John Roberts, Jr. Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DYNEX CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DX CUSIP 26817Q506 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Akin Mgmt For For For 1.2 Elect Michael Hughes Mgmt For For For 1.3 Elect Barry Igdaloff Mgmt For For For 1.4 Elect Daniel Osborne Mgmt For For For 1.5 Elect James Wheat III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randy Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELS CUSIP 29472R108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXCEL TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXL CUSIP 30068C109 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Sabin Mgmt For For For 1.2 Elect Spencer Plumb Mgmt For For For 1.3 Elect Mark Burton Mgmt For For For 1.4 Elect Bruce Blakley Mgmt For For For 1.5 Elect Burland East Mgmt For For For 1.6 Elect Robert Parsons, Jr. Mgmt For For For 1.7 Elect Warren Staley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FELCOR LODGING TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS FCH CUSIP 31430F101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Corcoran, Jr. Mgmt For For For 2 Elect Robert Cotter Mgmt For For For 3 Elect Thomas Hendrick Mgmt For For For 4 Elect Mark Rozells Mgmt For For For 5 Amendment to the 2005 Restricted Mgmt For Against Against Stock and Stock Option Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arnold Mgmt For For For 1.2 Elect Richard Chess Mgmt For For For 1.3 Elect Douglas Donatelli Mgmt For For For 1.4 Elect J. Roderick Heller, III Mgmt For For For 1.5 Elect R. Michael McCullough Mgmt For For For 1.6 Elect Alan Merten Mgmt For For For 1.7 Elect Terry Stevens Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glenn Angiolillo Mgmt For For For 1.2 Elect Michael Bender Mgmt For For For 1.3 Elect E. K. Gaylord, II Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect David Johnson Mgmt For For For 1.6 Elect Ellen Levine Mgmt For For For 1.7 Elect Terrell Philen, Jr. Mgmt For For For 1.8 Elect Robert Prather, Jr. Mgmt For For For 1.9 Elect Colin Reed Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Michael Roth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GGP CUSIP 370021107 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 THE PROPOSED PLAN Mgmt N/A For N/A 2 OPT OUT OF THE RELEASES Mgmt N/A For N/A --------------------------------------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GGP CUSIP 370023103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Clark Mgmt For For For 1.2 Elect Mary Lou Fiala Mgmt For For For 1.3 Elect J. Bruce Flatt Mgmt For For For 1.4 Elect John Haley Mgmt For For For 1.5 Elect Cyrus Madon Mgmt For For For 1.6 Elect Sandeep Mathrani Mgmt For For For 1.7 Elect David Neithercut Mgmt For For For 1.8 Elect Sheli Rosenberg Mgmt For For For 1.9 Elect John Schreiber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Celeste Mgmt For For For 1.2 Elect Wayne Doran Mgmt For For For 1.3 Elect Michael Glimcher Mgmt For For For 1.4 Elect Alan Weiler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Somers Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Mgmt For For For Stock 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Emery Mgmt For For For 1.2 Elect Batey Gresham Jr. Mgmt For For For 1.3 Elect Dan Wilford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HT CUSIP 427825104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hasu Shah Mgmt For For For 1.2 Elect Eduardo Elsztain Mgmt For Withhold Against 1.3 Elect Dianna Morgan Mgmt For For For 1.4 Elect Kiran Patel Mgmt For For For 1.5 Elect John Sabin Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2012 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Adler Mgmt For For For 1.2 Elect Gene Anderson Mgmt For For For 1.3 Elect Edward Fritsch Mgmt For For For 1.4 Elect David Hartzell Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 1.7 Elect O. Temple Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Alan Gosule Mgmt For For For 1.3 Elect Leonard Helbig, III Mgmt For For For 1.4 Elect Charles Koch Mgmt For For For 1.5 Elect Thomas Lydon, Jr. Mgmt For For For 1.6 Elect Edward Pettinella Mgmt For For For 1.7 Elect Clifford Smith, Jr. Mgmt For For For 1.8 Elect Amy Tait Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Benefit Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For Against Against 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPP CUSIP 444097109 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Victor Coleman Mgmt For For For 2 Elect Howard Stern Mgmt For For For 3 Elect Theodore Antenucci Mgmt For For For 4 Elect Richard Fried Mgmt For For For 5 Elect Jonathan Glaser Mgmt For For For 6 Elect Mark Linehan Mgmt For For For 7 Elect Robert Moran, Jr. Mgmt For For For 8 Elect Barry Porter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James Balloun Mgmt For For For 3 Elect John Day Mgmt For For For 4 Elect Karen Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe Nicholas Mgmt For For For 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 2011 Equity-Based Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Leanne Lachman Mgmt For For For 1.2 Elect Stephen Steinour Mgmt For For For 1.3 Elect Frederick Buchholz Mgmt For For For 1.4 Elect Thomas DeLoach, Jr. Mgmt For For For 1.5 Elect Daniel Garton Mgmt For For For 1.6 Elect Stephen Siegel Mgmt For For For 1.7 Elect Katherine Dietze Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For Withhold Against 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Mack Mgmt For For For 1.2 Elect Nathan Gantcher Mgmt For For For 1.3 Elect David Mack Mgmt For For For 1.4 Elect Alan Philibosian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect Lawrence Small Mgmt For For For 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect William Gorin Mgmt For For For 2 Increase of Authorized Capital Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect Philip Norwood Mgmt For For For 1.6 Elect W. Reid Sanders Mgmt For For For 1.7 Elect William Sansom Mgmt For Withhold Against 1.8 Elect Simon Wadsworth Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect David Fick Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect Cydney Donnell Mgmt For For For 1.3 Elect Ron Jackson Mgmt For For For 1.4 Elect Michael Schall Mgmt For For For 1.5 Elect Earl Webb Mgmt For For For 1.6 Elect Laura Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEI CUSIP 709102107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorrit Bern Mgmt For For For 1.2 Elect Stephen Cohen Mgmt For For For 1.3 Elect Joseph Coradino Mgmt For For For 1.4 Elect M. Walter D'Alessio Mgmt For For For 1.5 Elect Edward Glickman Mgmt For For For 1.6 Elect Leonard Korman Mgmt For For For 1.7 Elect Ira Lubert Mgmt For For For 1.8 Elect Donald Mazziotti Mgmt For For For 1.9 Elect Mark Pasquerilla Mgmt For For For 1.10 Elect John Roberts Mgmt For For For 1.11 Elect George Rubin Mgmt For For For 1.12 Elect Ronald Rubin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PMT CUSIP 70931T103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Stacey Stewart Mgmt For For For 1.3 Elect Mark Wiedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDM CUSIP 720190206 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Wayne Woody Mgmt For For For 1.2 Elect Michael Buchanan Mgmt For For For 1.3 Elect Wesley Cantrell Mgmt For For For 1.4 Elect William Keogler, Jr. Mgmt For For For 1.5 Elect Donald Moss Mgmt For For For 1.6 Elect Frank McDowell Mgmt For For For 1.7 Elect Donald Miller Mgmt For For For 1.8 Elect Jeffrey Swope Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDM CUSIP 720190206 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Wayne Woody Mgmt For For For 1.2 Elect Michael Buchanan Mgmt For For For 1.3 Elect Wesley Cantrell Mgmt For For For 1.4 Elect William Keogler, Jr. Mgmt For For For 1.5 Elect Donald Moss Mgmt For For For 1.6 Elect Frank McDowell Mgmt For For For 1.7 Elect Donald Miller Mgmt For For For 1.8 Elect Jeffrey Swope Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCL CUSIP 729251108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Goldberg Mgmt For For For 1.2 Elect Mark Rosenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROIC CUSIP 76131N101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Melvin Adess Mgmt For For For 1.2 Elect Richard Baker Mgmt For For For 1.3 Elect Mark Burton Mgmt For For For 1.4 Elect Michael Indiveri Mgmt For For For 1.5 Elect Edward Meyer Mgmt For For For 1.6 Elect Lee Neibart Mgmt For For For 1.7 Elect Charles Persico Mgmt For For For 1.8 Elect Laura Pomerantz Mgmt For For For 1.9 Elect Stuart Tanz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Delaware to Mgmt For Against Against Maryland 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBRA CUSIP 78573L106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Barbarosh Mgmt For For For 2 Elect Robert Ettl Mgmt For For For 3 Elect Michael Foster Mgmt For For For 4 Elect Richard Matros Mgmt For For For 5 Elect Milton Walters Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chapoton Mgmt For For For 1.2 Elect B. Francis Saul II Mgmt For For For 1.3 Elect James Symington Mgmt For For For 1.4 Elect John Whitmore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- STRATEGIC HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEE CUSIP 86272T106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bowen Mgmt For For For 1.2 Elect Kenneth Fisher Mgmt For For For 1.3 Elect Raymond Gellein, Jr. Mgmt For For For 1.4 Elect Laurence Geller Mgmt For For For 1.5 Elect James Jeffs Mgmt For For For 1.6 Elect Richard Kincaid Mgmt For For For 1.7 Elect David Michels Mgmt For For For 1.8 Elect Willam Prezant Mgmt For For For 1.9 Elect Eugene Reilly Mgmt For For For 2 Amendment to the 2004 Incentive Mgmt For Against Against Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUN HEALTHCARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUNH CUSIP 866933401 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Separation Mgmt For For For 2 REIT Conversion Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHO CUSIP 867892101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alter Mgmt For For For 1.2 Elect Lewis Wolff Mgmt For For For 1.3 Elect Z. Jamie Behar Mgmt For For For 1.4 Elect Thomas Lewis Jr. Mgmt For For For 1.5 Elect Keith Locker Mgmt For For For 1.6 Elect Keith Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Donald Drapkin Mgmt For For For 1.6 Elect Thomas Reddin Mgmt For For For 1.7 Elect Thomas Robinson Mgmt For For For 1.8 Elect Allan Schuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Taubman Mgmt For For For 1.2 Elect Lisa Payne Mgmt For For For 1.3 Elect William Parfet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Abbey Mgmt For For For 2 Elect Dana Anderson Mgmt For For For 3 Elect Arthur Coppola Mgmt For For For 4 Elect Edward Coppola Mgmt For For For 5 Elect James Cownie Mgmt For For For 6 Elect Fred Hubbell Mgmt For For For 7 Elect Diana Laing Mgmt For For For 8 Elect Stanley Moore Mgmt For For For 9 Elect Mason Ross Mgmt For For For 10 Elect William Sexton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWO CUSIP 90187B101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Ein Mgmt For For For 1.2 Elect William Johnson Mgmt For For For 1.3 Elect Stephen Kasnet Mgmt For For For 1.4 Elect Peter Niculescu Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect Thomas Siering Mgmt For For For 1.7 Elect Brian Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Marianne Keler Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect John Remondi Mgmt For For For 1.7 Elect Jeffrey Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Debra Cafaro Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Ronald Geary Mgmt For For For 4 Elect Jay Gellert Mgmt For For For 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Robert Reed Mgmt For For For 7 Elect Sheli Rosenberg Mgmt For For For 8 Elect Glenn Rufrano Mgmt For For For 9 Elect James Shelton Mgmt For For For 10 Elect Thomas Theobald Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Civera Mgmt For For For 2 Elect Terence Golden Mgmt For For For 3 Elect Wendelin White Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Adoption of Majority Vote for Mgmt For For For Election of Directors 7 Amend Declaration of Trust to Mgmt For For For Update and Modernize Certain Governance and Other Provisions 8 Authorization of Preferred Stock Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Buckman Mgmt For For For 1.2 Elect George Herrera Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Utilities Portfolio --------------------------------------------------------------------------------------------------------------- AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase in Board Size Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWR CUSIP 029899101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James McNulty Mgmt For For For 1.2 Elect Robert Sprowls Mgmt For For For 1.3 Elect Janice Wilkins Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Mgmt For For For Supermajority Requirement 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS CO. INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Adik Mgmt For For For 2 Elect Martha Clark Goss Mgmt For For For 3 Elect Julie Dobson Mgmt For For For 4 Elect Richard Grigg Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect George MacKenzie Mgmt For For For 7 Elect William Marrazzo Mgmt For For For 8 Elect Jeffry Sterba Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- AQUA AMERICA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTR CUSIP 03836W103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Carroll Mgmt For For For 1.2 Elect Ellen Ruff Mgmt For For For 1.3 Elect Mario Mele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board --------------------------------------------------------------------------------------------------------------- BCE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCE CUSIP 05534B760 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Andre Berard Mgmt For For For 1.3 Elect Ronald Brenneman Mgmt For For For 1.4 Elect Sophie Brochu Mgmt For For For 1.5 Elect Robert Brown Mgmt For For For 1.6 Elect George Cope Mgmt For For For 1.7 Elect Anthony Fell Mgmt For For For 1.8 Elect Edward Lumley Mgmt For For For 1.9 Elect Thomas O'Neill Mgmt For For For 1.10 Elect Robert Simmonds Mgmt For For For 1.11 Elect Carole Taylor Mgmt For For For 1.12 Elect Paul Weiss Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding Critical Mass of Women on Board 5 Shareholder Proposal Mgmt Against Against For Regarding Pay Ratios 6 Shareholder Proposal Mgmt Against Against For Regarding Additional Information on the Comparison of Compensation with Peers --------------------------------------------------------------------------------------------------------------- CALPINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPNLQ CUSIP 131347304 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Cassidy Mgmt For For For 1.2 Elect Jack Fusco Mgmt For For For 1.3 Elect Robert Hinckley Mgmt For For For 1.4 Elect David Merritt Mgmt For For For 1.5 Elect W. Benjamin Mgmt For For For Moreland 1.6 Elect Robert Mosbacher, Mgmt For For For Jr. 1.7 Elect William E. Mgmt For For For Oberndorf 1.8 Elect Denise O'Leary Mgmt For For For 1.9 Elect J. Stuart Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTURYLINK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virginia Boulet Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 1.3 Elect Richard Gephardt Mgmt For Withhold Against 1.4 Elect Gregory McCray Mgmt For For For 1.5 Elect Michael Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2011 Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report 7 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board --------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Mgmt For For For Connection with Acquisition 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Mgmt For For For Jr. 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHldr Against Against For Regarding Coal Risk Report --------------------------------------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kevin Burke Mgmt For Against Against 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Mgmt For For For Jr. 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Mgmt For For For Giudice 6 Elect Ellen Futter Mgmt For For For 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Mgmt For For For Sutherland 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Shareholder Proposal ShrHldr Against Against For Regarding Disclosure of Executive Compensation --------------------------------------------------------------------------------------------------------------- CPFL ENERGIA S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CPL CUSIP 126153105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For For For 4 Election of Supervisory Mgmt For For For Council Members 5 Remuneration Policy Mgmt For Against Against 6 Supervisory Council Fees Mgmt For For For 7 Reverse Stock Split and Mgmt For For For Simultaneous Stock Split 8 Amend Article 3 Mgmt For For For 9 Amend Article 5 Mgmt For For For 10 Amend Article 13 Mgmt For For For 11 Amend Article 25 Mgmt For For For 12 Consolidation of Mgmt For For For Articles --------------------------------------------------------------------------------------------------------------- DOMINION RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Mgmt For For For Jr. 4 Elect Helen Dragas Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect John Harris Mgmt For For For 7 Elect Robert Jepson, Jr. Mgmt For For For 8 Elect Mark Kington Mgmt For For For 9 Elect Margaret McKenna Mgmt For For For 10 Elect Frank Royal Mgmt For For For 11 Elect Robert Spilman, Mgmt For For For Jr. 12 Elect David Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Shareholder Proposal ShrHldr Against Against For Regarding Mountaintop Removal Coal Mining 17 Shareholder Proposal ShrHldr Against Against For Regarding Establishment of 20% Renewable Energy Goal 18 Shareholder Proposal ShrHldr Against Against For Regarding Report on Coal Risk 19 Shareholder Proposal ShrHldr Against Against For Regarding Nuclear Power Plant Construction 20 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 21 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent 22 Shareholder Proposal ShrHldr Against Against For Regarding Supplemental Executive Retirement Benefits --------------------------------------------------------------------------------------------------------------- DTE ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lillian Bauder Mgmt For For For 1.2 Elect W. Frank Mgmt For For For Fountain, Jr. 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Repeal of Classified Mgmt For For For Board 6 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Mgmt For For For Bernhardt, Sr. 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHldr Against Against For Regarding Report on Coal Risk 7 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ELPAQ CUSIP 283677854 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Catherine Allen Mgmt For For For 1.2 Elect Kenneth Heitz Mgmt For For For 1.3 Elect Michael Parks Mgmt For For For 1.4 Elect Eric Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- ENERGEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Shareholder Proposal ShrHldr Against Against For Regarding Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 2011 Equity Ownership Mgmt For For For and Long Term Cash Incentive Plan --------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Mgmt For For For Steward 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Shareholder Proposal ShrHldr Against Against For Regarding Compensation in the Event of a Change in Control 12 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- EQT CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Thorington Mgmt For For For 1.2 Elect David Porges Mgmt For For For 1.3 Elect James Rohr Mgmt For Withhold Against 1.4 Elect David Shapira Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Adoption of Majority Mgmt For For For Vote for Election of Directors 7 Amendment to Articles Mgmt For For For of Incorporation Concerning the Process for Board Vacancies 8 Elimination of Mgmt For For For Preemptive Rights --------------------------------------------------------------------------------------------------------------- EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter Mgmt For For For D'Alessio 3 Elect Nicholas Mgmt For For For DeBenedictis 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 18 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Mgmt For For For Connection with Acquisition 2 Increase Authorized Mgmt For For For Common Stock 3 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James Kahan Mgmt For For For 1.6 Elect Pamela Reeve Mgmt For For For 1.7 Elect Howard Schrott Mgmt For For For 1.8 Elect Larraine Segil Mgmt For For For 1.9 Elect Mark Shapiro Mgmt For For For 1.10 Elect Myron Wick III Mgmt For For For 1.11 Elect Mary Wilderotter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Independent Chairman 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect William Brodsky Mgmt For For For 1.3 Elect Albert Budney, Jr. Mgmt For For For 1.4 Elect Pastora Cafferty Mgmt For For For 1.5 Elect Ellen Carnahan Mgmt For For For 1.6 Elect Michelle Collins Mgmt For For For 1.7 Elect Kathryn Mgmt For For For Hasselblad-Pascale 1.8 Elect John Higgins Mgmt For For For 1.9 Elect James Kemerling Mgmt For For For 1.10 Elect Michael Lavin Mgmt For For For 1.11 Elect William Protz, Jr. Mgmt For For For 1.12 Elect Charles Schrock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL POWER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IPR CINS G4890M109 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Combination Mgmt For For For of the Company and GDF SUEZ Energy International; Authorise Board to Allot New Ordinary Shares to be Issued Pursuant to the Combination 2 Approve Waiver on Mgmt For For For Tender-Bid Requirement --------------------------------------------------------------------------------------------------------------- ITC HOLDINGS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ITC CUSIP 465685105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For For For 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Mgmt For For For Stewart, III 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Amendment to the 2006 Mgmt For Against Against Long Term Incentive Plan 5 Amendment to the Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NJR CUSIP 646025106 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jane M. Mgmt For For For Kenny 1.2 Elect Director David A. Mgmt For For For Trice 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Advisory Vote on Say on Mgmt One Year Three Years N/A Pay Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NEE CUSIP 65339F101 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Mgmt For For For Jr. 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Mgmt For Against Against Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NISOURCE INC. (HOLDING CO.) TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Mike Jesanis Mgmt For For For 4 Elect Marty Kittrell Mgmt For For For 5 Elect W. Lee Nutter Mgmt For For For 6 Elect Deborah Parker Mgmt For For For 7 Elect Ian Rolland Mgmt For For For 8 Elect Robert Skaggs, Jr. Mgmt For For For 9 Elect Richard Thompson Mgmt For For For 10 Elect Carolyn Woo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Increase Authorized Mgmt For For For Common Stock 3 Fix Number of Trustees Mgmt For For For at Fourteen 4 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NRG ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Coben Mgmt For For For 2 Elect Paul Hobby Mgmt For For For 3 Elect Gerald Luterman Mgmt For For For 4 Elect Herbert Tate Mgmt For For For 5 Elect Walter Young Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kirbyjon Mgmt For For For H. Caldwell 2 Elect Director David Mgmt For For For Crane 3 Elect Director Stephen Mgmt For For For L. Cropper 4 Elect Director Kathleen Mgmt For For For A. McGinty 5 Elect Director Thomas Mgmt For For For H. Weidemeyer 6 Amend Omnibus Stock Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NSTAR TICKER SECURITY ID: MEETING DATE MEETING STATUS NST CUSIP 67019E107 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NTELOS HOLDINGS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Mgmt For Withhold Against Jr. 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the Mgmt For For For Executive Long-Term Incentive Plan 5 Amendment to the Mgmt For For For Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 Amendment to the Mgmt For For For Articles of Incorporation to Reduce Super-Majority Vote Requirements in the "Fair Price" Provisions 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 9 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 10 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OGE ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OGE CUSIP 670837103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kirk Humphreys Mgmt For For For 1.2 Elect Linda Petree Mgmt For For For Lambert 1.3 Elect Leroy Richie Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PG & E CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Mgmt For For For Herringer 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 16 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Removing Sexual Orientation from Anti-Bias Policy --------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Mgmt For For For Clark-Johnson 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Dale Klein Mgmt For For For 1.9 Elect Humberto Lopez Mgmt For For For 1.10 Elect Kathryn Munro Mgmt For For For 1.11 Elect Bruce Nordstrom Mgmt For For For 1.12 Elect W. Douglas Parker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PNM RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Omnibus Performance Equity Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- PPL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- PROGRESS ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach, Mgmt For For For Jr. 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Mgmt For For For Martinez 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Mgmt For For For Jr. 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QEP RESOURCES TICKER SECURITY ID: MEETING DATE MEETING STATUS QEP CUSIP 74733V100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Rattie Mgmt For For For 1.2 Elect David Trice Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Mgmt For Against Against Business --------------------------------------------------------------------------------------------------------------- QUESTAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Teresa Beck Mgmt For For For 2 Elect R. D. Cash Mgmt For For For 3 Elect Laurence Downes Mgmt For For For 4 Elect Ronald Jibson Mgmt For For For 5 Elect Gary Michael Mgmt For For For 6 Elect Bruce Williamson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Boeckmann Mgmt For For For 2 Elect James Brocksmith, Mgmt For For For Jr. 3 Elect Donald Felsinger Mgmt For For For 4 Elect Wilford Godbold, Mgmt For For For Jr. 5 Elect William Jones Mgmt For For For 6 Elect William Ouchi Mgmt For For For 7 Elect Carlos Ruiz Mgmt For For For Sacristan 8 Elect William Rusnack Mgmt For For For 9 Elect William Rutledge Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Neal Schmale Mgmt For For For 12 Elect Luis Tellez Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHldr Against Against For Regarding Supplemental Executive Retirement Plans 18 Shareholder Proposal ShrHldr Against Against For Regarding Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- TALISMAN ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christiane Mgmt For For For Bergevin 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For For For 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect Charles Williamson Mgmt For For For 1.10 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to Mgmt For For For Shareholder Rights' Plan 4 Advisory Vote on Mgmt For For For Executive Compensation --------------------------------------------------------------------------------------------------------------- TETRA TECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEK CUSIP 88162G103 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan L. Mgmt For For For Batrack 1.2 Elect Director Hugh M. Mgmt For For For Grant 1.3 Elect Director Patrick Mgmt For For For C. Haden 1.4 Elect Director J. Mgmt For For For Christopher Lewis 1.5 Elect Director Albert Mgmt For For For E. Smith 1.6 Elect Director J. Mgmt For For For Kenneth Thompson 1.7 Elect Director Richard Mgmt For For For H. Truly 2 Advisory Vote to Ratify Mgmt For For For Named Executive Officers' Compensation 3 Advisory Vote on Say on Mgmt One Year Three Years N/A Pay Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Mgmt For For For Jr. 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Mgmt For For For Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- TW TELECOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.D. Ban Mgmt For For For 1.2 Elect Director L.R. Mgmt For For For Greenberg 1.3 Elect Director M.O. Mgmt For For For Schlanger 1.4 Elect Director A. Pol Mgmt For For For 1.5 Elect Director E.E. Mgmt For For For Jones 1.6 Elect Director J.L. Mgmt For For For Walsh 1.7 Elect Director R.B. Mgmt For For For Vincent 1.8 Elect Director M.S. Mgmt For For For Puccio 1.9 Elect Director R.W. Mgmt For For For Gochnauer 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Disclosure of Prior Government Service 17 Shareholder Proposal ShrHldr Against Against For Regarding Performance-Based Equity Compensation 18 Shareholder Proposal ShrHldr Against For Against Regarding Cumulative Voting 19 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Re-elect Sir John Bond Mgmt For For For as Director 3 Re-elect John Buchanan Mgmt For For For as Director 4 Re-elect Vittorio Colao Mgmt For For For as Director 5 Re-elect Michel Combes Mgmt For For For as Director 6 Re-elect Andy Halford Mgmt For For For as Director 7 Re-elect Stephen Pusey Mgmt For For For as Director 8 Re-elect Alan Jebson as Mgmt For For For Director 9 Re-elect Samuel Jonah Mgmt For For For as Director 10 Re-elect Nick Land as Mgmt For For For Director 11 Re-elect Anne Mgmt For For For Lauvergeon as Director 12 Re-elect Luc Vandevelde Mgmt For For For as Director 13 Re-elect Anthony Watson Mgmt For For For as Director 14 Re-elect Philip Yea as Mgmt For For For Director 15 Approve Final Dividend Mgmt For For For 16 Approve Remuneration Mgmt For For For Report 17 Reappoint Deloitte LLP Mgmt For For For as Auditors 18 Authorise Audit Mgmt For For For Committee to Fix Remuneration of Auditors 19 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 20 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 21 Authorise Market Mgmt For For For Purchase 22 Adopt New Articles of Mgmt For For For Association 23 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 24 Approve Share Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Mgmt For For For Statements and Statutory Reports 2 Re-elect Sir John Bond Mgmt For For For as Director 3 Re-elect John Buchanan Mgmt For For For as Director 4 Re-elect Vittorio Colao Mgmt For For For as Director 5 Re-elect Michel Combes Mgmt For For For as Director 6 Re-elect Andy Halford Mgmt For For For as Director 7 Re-elect Stephen Pusey Mgmt For For For as Director 8 Re-elect Alan Jebson as Mgmt For For For Director 9 Re-elect Samuel Jonah Mgmt For For For as Director 10 Re-elect Nick Land as Mgmt For For For Director 11 Re-elect Anne Mgmt For For For Lauvergeon as Director 12 Re-elect Luc Vandevelde Mgmt For For For as Director 13 Re-elect Anthony Watson Mgmt For For For as Director 14 Re-elect Philip Yea as Mgmt For For For Director 15 Approve Final Dividend Mgmt For For For 16 Approve Remuneration Mgmt For For For Report 17 Reappoint Deloitte LLP Mgmt For For For as Auditors 18 Authorise Audit Mgmt For For For Committee to Fix Remuneration of Auditors 19 Authorise Issue of Mgmt For For For Equity with Pre-emptive Rights 20 Authorise Issue of Mgmt For For For Equity without Pre-emptive Rights 21 Authorise Market Mgmt For For For Purchase 22 Adopt New Articles of Mgmt For For For Association 23 Authorise the Company Mgmt For For For to Call EGM with Two Weeks' Notice 24 Approve Share Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mollie Carter Mgmt For For For 1.2 Elect Jerry Farley Mgmt For For For 1.3 Elect Arthur Krause Mgmt For For For 1.4 Elect William Moore Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 1996 Mgmt For Against Against Long Term Incentive and Share Award Plan 5 Increase of Authorized Mgmt For For For Common Stock 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Armitage Mgmt For For For 2 Elect Samuel Beall, III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffery Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Elect Alan Wells Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against Against For Regarding Cumulative Voting 14 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- WISCONSIN ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WEC CUSIP 976657106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Mgmt For For For Stratton, Jr. 2 Adoption of Majority Mgmt For For For Vote for Election of Directors in Uncontested Elections 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1993 Mgmt For Against Against Omnibus Stock Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- XCEL ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Mgmt For For For Policinski 7 Elect A. Patricia Mgmt For For For Sampson 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Mgmt For For For Non-Employee Directors' Stock Equivalent Plan 13 Elimination of Mgmt For Against Against Cumulative Voting 14 Amendments to Articles Mgmt For For For of Incorporation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Small Cap Growth Portfolio --------------------------------------------------------------------------------------------------------------- 7 DAYS GROUP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVN CUSIP 81783J101 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-elect Boquan He, Minjian Shi, Mgmt For Against Against Miao Chi, Meng Ann Lim, Wee Seng Tan and Bin Dai as Directors 2 Ratify KPMG as Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene R. Allspach Mgmt For For For 1.2 Elect Director Gregory T. Barmore Mgmt For For For 1.3 Elect Director David G. Birney Mgmt For For For 1.4 Elect Director Howard R. Curd Mgmt For For For 1.5 Elect Director Joseph M. Gingo Mgmt For Withhold Against 1.6 Elect Director Michael A. Mgmt For For For McManus, Jr. 1.7 Elect Director Lee D. Meyer Mgmt For For For 1.8 Elect Director James A. Mgmt For For For Mitarotonda 1.9 Elect Director Ernest J. Novak, Mgmt For For For Jr. 1.10 Elect Director Irvin D. Reid Mgmt For For For 1.11 Elect Director John B. Yasinsky Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- A123 SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AONE CUSIP 03739T108 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gururaj Deshpande Mgmt For Withhold Against 1.2 Elect Director Paul E. Jacobs Mgmt For Withhold Against 1.3 Elect Director Mark M. Little Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ACHILLION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACHN CUSIP 00448Q201 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael D. Mgmt For For For Kishbauch 1.2 Elect Director Robert L. Van Mgmt For For For Nostrand 1.3 Elect Director Nicole Vitullo Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Increase Authorized Common Stock Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ACME PACKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APKT CUSIP 004764106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary J. Bowen Mgmt For For For 1.2 Elect Director Robert C. Hower Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Mgmt For Withhold Against Arzbaecher 1.2 Elect Director Gurminder S. Bedi Mgmt For For For 1.3 Elect Director Gustav H.P. Boel Mgmt For For For 1.4 Elect Director Thomas J. Fischer Mgmt For For For 1.5 Elect Director William K. Hall Mgmt For For For 1.6 Elect Director R. Alan Hunter Mgmt For For For 1.7 Elect Director Robert A. Peterson Mgmt For For For 1.8 Elect Director Holly A. Van Mgmt For For For Deursen 1.9 Elect Director Dennis K. Williams Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard A. Abdoo Mgmt For For For 2 Elect Director John S. Brinzo Mgmt For For For 3 Elect Director Dennis C. Cuneo Mgmt For For For 4 Elect Director William K. Gerber Mgmt For For For 5 Elect Director Bonnie G. Hill Mgmt For Against Against 6 Elect Director Robert H. Jenkins Mgmt For Against Against 7 Elect Director Ralph S. Michael, Mgmt For For For III 8 Elect Director Shirley D. Mgmt For For For Peterson 9 Elect Director James A. Thomson Mgmt For Against Against 10 Elect Director James L. Wainscott Mgmt For Against Against 11 Ratify Auditors Mgmt For Against Against 12 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For Against Against 2 Elect Director Patricia M. Mgmt For For For Bedient 3 Elect Director Marion C. Blakey Mgmt For For For 4 Elect Director Phyllis J. Mgmt For For For Campbell 5 Elect Director Jessie J. Knight, Mgmt For For For Jr. 6 Elect Director R. Marc Langland Mgmt For Against Against 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For Against Against 9 Elect Director J. Kenneth Mgmt For Against Against Thompson 10 Elect Director Bradley D. Tilden Mgmt For Against Against 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Provide Right to Act by Written Mgmt Against For Against Consent 15 Amend Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David E. Collins Mgmt For For For 1.2 Elect Director Joseph Lacob Mgmt For Withhold Against 1.3 Elect Director C. Raymond Mgmt For For For Larkin, Jr. 1.4 Elect Director George J. Morrow Mgmt For For For 1.5 Elect Director David C. Nagel Mgmt For For For 1.6 Elect Director Thomas M. Prescott Mgmt For For For 1.7 Elect Director Greg J. Santora Mgmt For For For 1.8 Elect Director Warren S. Thaler Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ALPHATEC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATEC CUSIP 02081G102 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John H. Foster Mgmt For For For 1.2 Elect Director Mortimer Mgmt For Withhold Against Berkowitz III 1.3 Elect Director R. Ian Molson Mgmt For For For 1.4 Elect Director Stephen E. O'Neil Mgmt For For For 1.5 Elect Director S.H. Hochschuler Mgmt For For For 1.6 Elect Director James R. Glynn Mgmt For For For 1.7 Elect Director Rohit M. Desai Mgmt For For For 1.8 Elect Director Dirk Kuyper Mgmt For For For 1.9 Elect Director Siri S. Marshall Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN SCIENCE AND ENGINEERING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASEI CUSIP 029429107 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anthony R. Fabiano Mgmt For Withhold Against 1.2 Elect Director Denis R. Brown Mgmt For For For 1.3 Elect Director John A. Gordon Mgmt For For For 1.4 Elect Director Hamilton W. Helmer Mgmt For Withhold Against 1.5 Elect Director Don R. Kania Mgmt For For For 1.6 Elect Director Ernest J. Moniz Mgmt For For For 1.7 Elect Director Mark Thompson Mgmt For For For 1.8 Elect Director Carl W. Vogt Mgmt For Withhold Against 2 Permit Board to Amend Bylaws Mgmt For For For Without Shareholder Consent 3 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors James G. Carlson Mgmt For Withhold Against 1.2 Elect Directors Jeffrey B. Child Mgmt For For For 1.3 Elect Directors Richard D. Shirk Mgmt For For For 1.4 Elect Directors John W. Snow Mgmt For For For 1.5 Elect Directors Adm. Joseph W. Mgmt For For For Prueher 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- ANIXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lord James Blyth Mgmt For Withhold Against 1.2 Elect Director Frederic F. Brace Mgmt For For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For For 1.4 Elect Director Robert J. Eck Mgmt For Withhold Against 1.5 Elect Director Robert W. Grubbs Mgmt For Withhold Against 1.6 Elect Director F. Philip Handy Mgmt For Withhold Against 1.7 Elect Director Melvyn N. Klein Mgmt For Withhold Against 1.8 Elect Director George Munoz Mgmt For For For 1.9 Elect Director Stuart M. Sloan Mgmt For Withhold Against 1.10 Elect Director Matthew Zell Mgmt For For For 1.11 Elect Director Samuel Zell Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ANN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 035623107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dale W. Hilpert Mgmt For For For 2 Elect Director Ronald W. Mgmt For Against Against Hovsepian 3 Elect Director Linda A. Huett Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James E. Cashman Mgmt For Withhold Against III 1.2 Elect Director William R. Mgmt For For For McDermott 1.3 Elect Director Ajei S. Gopal Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- APPROACH RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AREX CUSIP 03834A103 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan D. Bell Mgmt For For For 1.2 Elect Director Sheldon B. Lubar Mgmt For For For 1.3 Elect Director Christopher J. Mgmt For For For Whyte 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert M. Mgmt For Withhold Against Calderoni 1.2 Elect Director Robert E. Mgmt For Withhold Against Knowling, Jr. 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARTHROCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARTC CUSIP 043136100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christian P. Mgmt For For For Ahrens 1.2 Elect Director Gregory A. Mgmt For For For Belinfanti 1.3 Elect Director Barbara D. Boyan, Mgmt For For For Ph.D. 1.4 Elect Director David Fitzgerald Mgmt For For For 1.5 Elect Director James G. Foster Mgmt For For For 1.6 Elect Director Terrence E. Mgmt For For For Geremski 1.7 Elect Director Tord B. Lendau Mgmt For For For 1.8 Elect Director Peter L. Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ARUBA NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARUN CUSIP 043176106 12/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dominic P. Orr Mgmt For Withhold Against 1.2 Elect Director Keerti G. Melkote Mgmt For For For 1.3 Elect Director Bernard Guidon Mgmt For For For 1.4 Elect Director Emmanuel Hernandez Mgmt For For For 1.5 Elect Director Michael R. Kourey Mgmt For For For 1.6 Elect Director Douglas Leone Mgmt For For For 1.7 Elect Director Willem P. Mgmt For For For Roelandts 1.8 Elect Director Daniel Warmenhoven Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph B. Mgmt For Withhold Against Anderson, Jr. 1.2 Elect Director Rhonda L. Brooks Mgmt For Withhold Against 1.3 Elect Director Steven G. Mgmt For Withhold Against Rothmeier 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Change Company Name Mgmt For For For --------------------------------------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Juanita T. James Mgmt For For For 1.2 Elect Director Vernon E. Jordan, Mgmt For For For Jr. 1.3 Elect Director Eugene S. Katz Mgmt For For For 1.4 Elect Director Craig T. Monaghan Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAR CUSIP 053774105 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ronald L. Nelson Mgmt For Against Against 2 Elect Director Mary C. Choksi Mgmt For For For 3 Elect Director Leonard S. Coleman Mgmt For Against Against 4 Elect Director Martin L. Edelman Mgmt For Against Against 5 Elect Director John D. Hardy, Jr. Mgmt For For For 6 Elect Director Lynn Krominga Mgmt For For For 7 Elect Director Eduardo G. Mestre Mgmt For For For 8 Elect Director F. Robert Salerno Mgmt For Against Against 9 Elect Director Stender E. Sweeney Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Gleason Mgmt For Withhold Against 1.2 Elect Director Mark Ross Mgmt For Withhold Against 1.3 Elect Director Jean Arehart Mgmt For For For 1.4 Elect Director Richard Cisne Mgmt For For For 1.5 Elect Director Robert East Mgmt For Withhold Against 1.6 Elect Director Linda Gleason Mgmt For Withhold Against 1.7 Elect Director Walter Kimbrough Mgmt For For For 1.8 Elect Director Henry Mariani Mgmt For Withhold Against 1.9 Elect Director Robert Proost Mgmt For For For 1.10 Elect Director R.l. Qualls Mgmt For Withhold Against 1.11 Elect Director Kennith Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lance C. Balk Mgmt For Withhold Against 1.3 Elect Director Judy L. Brown Mgmt For Withhold Against 1.4 Elect Director Bryan C. Cressey Mgmt For Withhold Against 1.5 Elect Director Glenn Kalnasy Mgmt For Withhold Against 1.6 Elect Director Mary S. Mcleod Mgmt For For For 1.7 Elect Director George Minnich Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For Withhold Against 1.10 Elect Director John S. Stroup Mgmt For Withhold Against 1.11 Elect Director Dean Yoost Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BIO-REFERENCE LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRLI CUSIP 09057G602 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc D. Grodman Mgmt For Withhold Against 1.2 Elect Director Howard Dubinett Mgmt For Withhold Against 2 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian M. NeSmith Mgmt For For For 1.2 Elect Director David W. Hanna Mgmt For Withhold Against 1.3 Elect Director James A. Barth Mgmt For For For 1.4 Elect Director Keith Geeslin Mgmt For For For 1.5 Elect Director James R. Tolonen Mgmt For For For 1.6 Elect Director Carol G. Mills Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BODY CENTRAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BODY CUSIP 09689U102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott M. Gallin Mgmt For For For 1.2 Elect Director Carlo A. von Mgmt For For For Schroeter 1.3 Elect Director Donna R. Ecton Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Reduce Authorized Common Stock Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For Against Against 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EPAY CUSIP 101388106 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel M. McGurl Mgmt For Withhold Against 1.2 Elect Director James L. Loomis Mgmt For Withhold Against 1.3 Elect Director Garen K. Staglin Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BREITBURN ENERGY PARTNERS L.P. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBEP CUSIP 106776107 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David B. Mgmt For For For Kilpatrick 1.2 Elect Director W. Yandell Mgmt For For For Rogers, III 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BRIGHAM EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEXP CUSIP 109178103 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ben M. Brigham Mgmt For Withhold Against 1.2 Elect Director David T. Brigham Mgmt For Withhold Against 1.3 Elect Director Harold D. Carter Mgmt For Withhold Against 1.4 Elect Director Stephen C. Hurley Mgmt For For For 1.5 Elect Director Stephen P. Mgmt For Withhold Against Reynolds 1.6 Elect Director Hobart A. Smith Mgmt For For For 1.7 Elect Director Scott W. Tinker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Amend Non-Employee Director Mgmt For Against Against Stock Option Plan 6 Approve Stock Grant to Mgmt For Against Against Non-Employee Directors --------------------------------------------------------------------------------------------------------------- BROADSOFT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSFT CUSIP 11133B409 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Markley, Mgmt For For For Jr. 1.2 Elect Director David Bernardi Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Cambria W. Dunaway Mgmt For For For 2 Elect Director Dustan E. McCoy Mgmt For Against Against 3 Elect Director Ralph C. Stayer Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sally J. Smith Mgmt For Withhold Against 1.2 Elect Director Robert W. Mgmt For For For MacDonald 1.3 Elect Director J. Oliver Maggard Mgmt For Withhold Against 1.4 Elect Director James M. Damian Mgmt For For For 1.5 Elect Director Dale M. Applequist Mgmt For Withhold Against 1.6 Elect Director Warren E. Mack Mgmt For Withhold Against 1.7 Elect Director Michael P. Johnson Mgmt For For For 1.8 Elect Director Jerry R. Rose Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CALIFORNIA PIZZA KITCHEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPKI CUSIP 13054D109 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie E. Bider Mgmt For For For 1.2 Elect Director Marshall S. Geller Mgmt For For For 1.3 Elect Director Larry S. Flax Mgmt For Withhold Against 1.4 Elect Director Charles G. Mgmt For For For Phillips 1.5 Elect Director Richard L. Mgmt For Withhold Against Rosenfield 1.6 Elect Director Alan I. Rothenberg Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Executive Incentive Mgmt For For For Bonus Plan --------------------------------------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZO CUSIP 144577103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.P. Johnson, IV Mgmt For Withhold Against 1.2 Elect Director Steven A. Webster Mgmt For Withhold Against 1.3 Elect Director Thomas L. Carter, Mgmt For For For Jr. 1.4 Elect Director F. Gardner Parker Mgmt For Withhold Against 1.5 Elect Director Roger A. Ramsey Mgmt For For For 1.6 Elect Director Frank A. Wojtek Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Report on Environmental Impacts ShrHldr Against For Against of Natural Gas Fracturing --------------------------------------------------------------------------------------------------------------- CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David T. Blair Mgmt For Withhold Against 1.2 Elect Director Daniel J. Houston Mgmt For For For 1.3 Elect Director Kenneth A. Samet Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anthony J. Pantuso Mgmt For For For 1.2 Elect Director C.N. Reddy Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CEPHEID TICKER SECURITY ID: MEETING DATE MEETING STATUS CPHD CUSIP 15670R107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Easton Mgmt For For For 1.2 Elect Director Hollings C. Renton Mgmt For Withhold Against 1.3 Elect Director Glenn D. Steele, Mgmt For For For Jr., M.D., Ph.D. 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTLS CUSIP 16115Q308 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel F. Thomas Mgmt For Withhold Against 1.2 Elect Director W. Douglas Brown Mgmt For For For 1.3 Elect Director Richard E. Mgmt For For For Goodrich 1.4 Elect Director Steven W. Krablin Mgmt For For For 1.5 Elect Director Michael W. Press Mgmt For For For 1.6 Elect Director James M. Tidwell Mgmt For For For 1.7 Elect Director Thomas L. Williams Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHE CUSIP 16359R103 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin J. McNamara Mgmt For Withhold Against 1.2 Elect Director Joel F. Gemunder Mgmt For Withhold Against 1.3 Elect Director Patrick P. Grace Mgmt For Withhold Against 1.4 Elect Director Thomas C. Hutton Mgmt For Withhold Against 1.5 Elect Director Walter L. Krebs Mgmt For For For 1.6 Elect Director Andrea R. Lindell Mgmt For For For 1.7 Elect Director Thomas P. Rice Mgmt For For For 1.8 Elect Director Donald E. Saunders Mgmt For Withhold Against 1.9 Elect Director George J. Walsh, Mgmt For Withhold Against III 1.10 Elect Director Frank E. Wood Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John J. Mahoney Mgmt For For For 2 Elect Director David F. Walker Mgmt For For For 3 Elect Director Stephen E. Watson Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For Against Against 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CIRRUS LOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUS CUSIP 172755100 07/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Mgmt For Withhold Against Hackworth 1.2 Elect Director John C. Carter Mgmt For For For 1.3 Elect Director Timothy R. Dehne Mgmt For For For 1.4 Elect Director D. James Guzy Mgmt For Withhold Against 1.5 Elect Director Jason P. Rhode Mgmt For Withhold Against 1.6 Elect Director William D. Sherman Mgmt For For For 1.7 Elect Director Robert H. Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene Banucci Mgmt For For For 1.2 Elect Director Edward G. Galante Mgmt For For For 1.3 Elect Director John F. Kaslow Mgmt For For For 1.4 Elect Director Thomas J. Shields Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against and Reduce Authorized Preferred Stock 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- COGENT COMMUNICATIONS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCOI CUSIP 19239V302 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dave Schaeffer Mgmt For Withhold Against 1.2 Elect Director Steven D. Brooks Mgmt For For For 1.3 Elect Director Erel N. Margalit Mgmt For Withhold Against 1.4 Elect Director Timothy Weingarten Mgmt For Withhold Against 1.5 Elect Director Richard T. Mgmt For For For Liebhaber 1.6 Elect Director D. Blake Bath Mgmt For Withhold Against 1.7 Elect Director Marc Montagner Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Q.Y. Ma Mgmt For For For 1.2 Elect Director JP Gan Mgmt For For For 1.3 Elect Director George Mao Mgmt For For For 1.4 Elect Director Jeffrey Kang Mgmt For Withhold Against 1.5 Elect Director Frank Zheng Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COHERENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHR CUSIP 192479103 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John R. Ambroseo Mgmt For For For 1.2 Elect Director Susan James Mgmt For For For 1.3 Elect Director L. William Krause Mgmt For For For 1.4 Elect Director Garry Rogerson Mgmt For For For 1.5 Elect Director Lawrence Tomlinson Mgmt For For For 1.6 Elect Director Sandeep Vij Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ernest F. Ladd, Mgmt For For For III 1.2 Elect Director David A. Dye Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey T. McCabe Mgmt For For For 1.2 Elect Director Edward P. Gilligan Mgmt For For For 1.3 Elect Director Rajeev Singh Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Approve Executive Incentive Mgmt For Against Against Bonus Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CONSOLIDATED GRAPHICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CGX CUSIP 209341106 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary L. Forbes Mgmt For Withhold Against 1.2 Elect Director James H. Limmer Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven M. Chapman Mgmt For Withhold Against 1.2 Elect Director Richard L. Wambold Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- COTT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCB CUSIP 22163N106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Benadiba Mgmt For Withhold Against 1.2 Elect Director George A. Burnett Mgmt For For For 1.3 Elect Director Jerry Fowden Mgmt For Withhold Against 1.4 Elect Director David T. Gibbons Mgmt For Withhold Against 1.5 Elect Director Stephen H. Mgmt For Withhold Against Halperin 1.6 Elect Director Betty Jane Hess Mgmt For For For 1.7 Elect Director Gregory Monahan Mgmt For For For 1.8 Elect Director Mario Pilozzi Mgmt For For For 1.9 Elect Director Andrew Prozes Mgmt For For For 1.10 Elect Director Eric Rosenfeld Mgmt For For For 1.11 Elect Director Graham Savage Mgmt For For For 2 Ratify PricewaterhouseCoopers Mgmt For Against Against LLP as Auditors 3 Advisory Vote on Executive Mgmt For Against Against Compensation Approach 4 Advisory Vote on the Frequency Mgmt 3 Years 1 Year Against of an Advisory Vote on Executive Compensation --------------------------------------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBRL CUSIP 22410J106 12/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert V. Dale Mgmt For Withhold Against 1.2 Elect Director Richard J. Dobkin Mgmt For For For 1.3 Elect Director Robert C. Hilton Mgmt For Withhold Against 1.4 Elect Director Charles E. Jones, Mgmt For Withhold Against Jr. 1.5 Elect Director B.F. "Jack" Lowery Mgmt For Withhold Against 1.6 Elect Director Martha M. Mitchell Mgmt For Withhold Against 1.7 Elect Director Andrea M. Weiss Mgmt For For For 1.8 Elect Director Jimmie D. White Mgmt For Withhold Against 1.9 Elect Director Michael A. Mgmt For Withhold Against Woodhouse 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CROCS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas J. Smach Mgmt For For For 1.2 Elect Director John P. McCarvel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CYBERSOURCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CYBS CUSIP 23251J106 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Angel R. Martinez Mgmt For Withhold Against 1.2 Elect Director Rex A. Licklider Mgmt For Withhold Against 1.3 Elect Director John M. Gibbons Mgmt For Withhold Against 1.4 Elect Director John G. Perenchio Mgmt For For For 1.5 Elect Director Maureen Conners Mgmt For For For 1.6 Elect Director Ruth M. Owades Mgmt For For For 1.7 Elect Director Karyn O. Barsa Mgmt For For For 1.8 Elect Director Michael F. Mgmt For For For Devine, III 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- DEXCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DXCM CUSIP 252131107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jonathan T. Lord Mgmt For For For 1.2 Elect Director Eric Topol Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DIAMOND FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DMND CUSIP 252603105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John J. Gilbert Mgmt For Withhold Against 1.2 Elect Director Robert J. Zollars Mgmt For For For 1.3 Elect Director Edward A. Mgmt For For For Blechschmidt 1.4 Elect Director Steven M. Neil Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DICE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHX CUSIP 253017107 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter R. Ezersky Mgmt For For For 1.2 Elect Director David S. Gordon Mgmt For For For 1.3 Elect Director David C. Hodgson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- DINEEQUITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIN CUSIP 254423106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael S. Gordon Mgmt For Withhold Against 1.2 Elect Director Larry A. Kay Mgmt For Withhold Against 1.3 Elect Director Julia A. Stewart Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack C. Bingleman Mgmt For For For 1.2 Elect Director Louis P. Gignac Mgmt For For For 1.3 Elect Director Brian M. Levitt Mgmt For For For 1.4 Elect Director Harold H. MacKay Mgmt For For For 1.5 Elect Director David G. Maffucci Mgmt For For For 1.6 Elect Director W. Henson Moore Mgmt For For For 1.7 Elect Director Michael R. Mgmt For For For Onustock 1.8 Elect Director Robert J. Steacy Mgmt For For For 1.9 Elect Director Pamela B. Strobel Mgmt For For For 1.10 Elect Director Richard Tan Mgmt For For For 1.11 Elect Director Denis Turcotte Mgmt For For For 1.12 Elect Director John D. Williams Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Mike Walker Mgmt For Withhold Against 1.2 Elect Director John V. Lovoi Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen E. Macadam Mgmt For For For 1.2 Elect Director J.P. Bolduc Mgmt For For For 1.3 Elect Director Peter C. Browning Mgmt For For For 1.4 Elect Director Diane C. Creel Mgmt For For For 1.5 Elect Director Don DeFosset Mgmt For For For 1.6 Elect Director Gordon D. Harnett Mgmt For For For 1.7 Elect Director David L. Hauser Mgmt For For For 1.8 Elect Director Wilbur J. Mgmt For For For Prezzano, Jr. 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ENTROPIC COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENTR CUSIP 29384R105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas Baruch Mgmt For For For 1.2 Elect Director Patrick Henry Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESE CUSIP 296315104 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director L.W. Solley Mgmt For Withhold Against 1.2 Elect Director J.D. Woods Mgmt For For For 1.3 Elect Director G.E. Muenster Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- EXELIXIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXEL CUSIP 30161Q104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank McCormick Mgmt For For For 1.2 Elect Director Michael M. Mgmt For Withhold Against Morrissey 1.3 Elect Director Stelios Mgmt For Withhold Against Papadopoulos 1.4 Elect Director George A. Scangos Mgmt For Withhold Against 1.5 Elect Director Lance Willsey Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FINISAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNSR CUSIP 31787A507 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry S. Rawls Mgmt For Withhold Against 1.2 Elect Director Robert N. Stephens Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glenn J. Mgmt For For For Angiolillo 1.2 Elect Director Michael J. Bender Mgmt For For For 1.3 Elect Director E. K. Gaylord II Mgmt For Withhold Against 1.4 Elect Director Ralph Horn Mgmt For For For 1.5 Elect Director David W. Johnson Mgmt For For For 1.6 Elect Director Ellen Levine Mgmt For For For 1.7 Elect Director Terrell T. Mgmt For For For Philen, Jr. 1.8 Elect Director Robert S. Mgmt For For For Prather, Jr. 1.9 Elect Director Colin V. Reed Mgmt For Withhold Against 1.10 Elect Director Michael D. Rose Mgmt For For For 1.11 Elect Director Michael I. Roth Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Mgmt For Withhold Against Fuller III 1.2 Elect Director John C. Hellmann Mgmt For Withhold Against 1.3 Elect Director Robert M. Melzer Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GEORESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEOI CUSIP 372476101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank A. Lodzinski Mgmt For Withhold Against 1.2 Elect Director Collis P. Mgmt For For For Chandler, III 1.3 Elect Director Jay F. Joliat Mgmt For Withhold Against 1.4 Elect Director Bryant W. Seaman, Mgmt For For For III 1.5 Elect Director Michael A. Vlasic Mgmt For For For 1.6 Elect Director Nick L. Voller Mgmt For Withhold Against 1.7 Elect Director Donald J. Whelley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- GLOBE SPECIALTY METALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSM CUSIP 37954N206 12/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald G. Barger, Mgmt For For For Jr. 1.2 Elect Director Thomas A. Danjczek Mgmt For For For 1.3 Elect Director Stuart E. Mgmt For For For Eizenstat 1.4 Elect Director Alan Kestenbaum Mgmt For Withhold Against 1.5 Elect Director Franklin L. Lavin Mgmt For For For 2 Approve Executive Incentive Mgmt For Against Against Bonus Plan 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTI CUSIP 384313102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy W. Carson Mgmt For For For 1.2 Elect Director Mary B. Cranston Mgmt For Withhold Against 1.3 Elect Director Harold E. Layman Mgmt For For For 1.4 Elect Director Ferrell P. McClean Mgmt For For For 1.5 Elect Director Nathan Milikowsky Mgmt For For For 1.6 Elect Director Michael C. Nahl Mgmt For Withhold Against 1.7 Elect Director Steven R. Shawley Mgmt For For For 1.8 Elect Director Craig S. Shular Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMCR CUSIP 393122106 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence J. Mgmt For Withhold Against Blanford 1.2 Elect Director Michael J. Mardy Mgmt For For For 1.3 Elect Director David E. Moran Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GREENHILL & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GHL CUSIP 395259104 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert F. Mgmt For Withhold Against Greenhill 1.2 Elect Director Scott L. Bok Mgmt For For For 1.3 Elect Director John C. Danforth Mgmt For For For 1.4 Elect Director Steven F. Mgmt For For For Goldstone 1.5 Elect Director Stephen L. Key Mgmt For For For 1.6 Elect Director Robert T. Blakely Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- HARLEYSVILLE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGIC CUSIP 412824104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Thacher Brown Mgmt For For For 1.2 Elect Director Mirian M. Mgmt For Withhold Against Graddick-Weir 1.3 Elect Director William W. Mgmt For For For Scranton III 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward A. Mgmt For For For Blechschmidt 1.2 Elect Director John W. Chidsey Mgmt For For For 1.3 Elect Director Donald L. Correll Mgmt For For For 1.4 Elect Director Yvonne M. Curl Mgmt For For For 1.5 Elect Director Charles M. Elson Mgmt For For For 1.6 Elect Director Jay Grinney Mgmt For For For 1.7 Elect Director Jon F. Hanson Mgmt For For For 1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For For 1.9 Elect Director John E. Maupin, Mgmt For For For Jr. 1.10 Elect Director L. Edward Shaw, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Amend Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HEALTHSPRING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HS CUSIP 42224N101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Fox Mgmt For For For 1.2 Elect Director Robert Z. Hensley Mgmt For For For 1.3 Elect Director Russell K. Mgmt For For For Mayerfeld 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- HEARTWARE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTWR CUSIP 422368100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy Barberich Mgmt For For For 1.2 Elect Director C. Raymond Mgmt For For For Larkin, Jr. 1.3 Elect Director Robert Thomas Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Approve Stock Option Plan Grants Mgmt For For For to Douglas Godshall 6 Approve Stock Option Plan Grants Mgmt For For For to Robert Thomas 7 Approve Stock Option Plan Grants Mgmt For For For to Seth Harrison 8 Approve Stock Option Plan Grants Mgmt For For For to Timothy Barberich 9 Approve Stock Option Plan Grants Mgmt For For For to Christine Bennett 10 Approve Stock Option Plan Grants Mgmt For For For to Charles Raymond Larkin, Jr. 11 Approve Stock Option Plan Grants Mgmt For For For to Robert Stockman 12 Approve Stock Option Plan Grants Mgmt For For For to Denis Wade 13 Approve Issuance of Convertible Mgmt For For For Debentures 14 Broadridge Note: Please vote FOR Mgmt N/A Against N/A if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote --------------------------------------------------------------------------------------------------------------- HEXCEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HXL CUSIP 428291108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Beckman Mgmt For For For 1.2 Elect Director David E. Berges Mgmt For Withhold Against 1.3 Elect Director Lynn Brubaker Mgmt For For For 1.4 Elect Director Jeffrey C. Mgmt For For For Campbell 1.5 Elect Director Sandra L. Mgmt For For For Derickson 1.6 Elect Director W. Kim Foster Mgmt For For For 1.7 Elect Director Thomas A. Gendron Mgmt For For For 1.8 Elect Director Jeffrey A. Graves Mgmt For For For 1.9 Elect Director David C. Hill Mgmt For For For 1.10 Elect Director David L. Pugh Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Executive Incentive Mgmt For Against Against Bonus Plan 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HHGREGG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGG CUSIP 42833L108 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence P. Mgmt For For For Castellani 1.2 Elect Director Benjamin D. Geiger Mgmt For For For 1.3 Elect Director Catherine A. Mgmt For For For Langham 1.4 Elect Director Dennis L. May Mgmt For For For 1.5 Elect Director John M. Roth Mgmt For For For 1.6 Elect Director Charles P. Rullman Mgmt For For For 1.7 Elect Director Michael L. Smith Mgmt For For For 1.8 Elect Director Peter M. Starrett Mgmt For For For 1.9 Elect Director Jerry W. Mgmt For Withhold Against Throgmartin 1.10 Elect Director Kathleen C. Mgmt For For For Tierney 1.11 Elect Director Darell E. Zink Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Golden Mgmt For For For 1.2 Elect Director W August Mgmt For For For Hillenbrand 1.3 Elect Director Joanne C. Smith Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Executive Incentive Mgmt For Against Against Bonus Plan 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen G. Daly Mgmt For Withhold Against 1.2 Elect Director Ernest L. Godshalk Mgmt For For For 1.3 Elect Director Rick D. Hess Mgmt For For For 1.4 Elect Director Adrienne M. Mgmt For For For Markham 1.5 Elect Director Brian P. McAloon Mgmt For For For 1.6 Elect Director Cosmo S. Trapani Mgmt For Withhold Against 1.7 Elect Director Franklin Weigold Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For Withhold Against 1.2 Elect Director Mark A. Yeager Mgmt For Withhold Against 1.3 Elect Director Gary D. Eppen Mgmt For Withhold Against 1.4 Elect Director Charles R. Reaves Mgmt For Withhold Against 1.5 Elect Director Martin P. Slark Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon M. Huntsman Mgmt For Withhold Against 1.2 Elect Director Patrick T. Harker Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HURN CUSIP 447462102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Eugene Lockhart Mgmt For For For 1.2 Elect Director George E. Massaro Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HYPERCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HYC CUSIP 44913M105 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harry V. Barton, Mgmt For Withhold Against Jr. 1.2 Elect Director E. Stewart Shea Mgmt For Withhold Against III 1.3 Elect Director David H. Welch Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4705A100 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Reelect Bruce Given as Director Mgmt For For For 3 Reelect Thomas Lynch as Director Mgmt For Against Against 4 Reelect Declan McKeon as Director Mgmt For For For 5 Authorise Board to Fix Mgmt For Against Against Remuneration of Auditors 6 Authorise Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 7 Authorise Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 8 Authorise Shares for Market Mgmt For For For Purchase 9 Amend Articles Re: Replacement Mgmt For For For to Form of Articles of Association 10 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4705A100 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Reelect Bruce Given as Director Mgmt For For For 3 Reelect Thomas Lynch as Director Mgmt For Against Against 4 Reelect Declan McKeon as Director Mgmt For For For 5 Authorise Board to Fix Mgmt For Against Against Remuneration of Auditors 6 Authorise Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 7 Authorise Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 8 Authorise Shares for Market Mgmt For For For Purchase 9 Amend Articles Re: Replacement Mgmt For For For to Form of Articles of Association 10 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMX CUSIP 45245E109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Demirian Mgmt For For For 1.2 Elect Director David W. Leebron Mgmt For For For 1.3 Elect Director Martin Pompadur Mgmt For For For 1.4 Elect Director Marc A. Utay Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMX CUSIP 45245E109 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Demirian Mgmt For For For 1.2 Elect Director I. Martin Pompadur Mgmt For For For --------------------------------------------------------------------------------------------------------------- IMPAX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPXL CUSIP 45256B101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie Z. Benet Mgmt For For For 1.2 Elect Director Robert L. Burr Mgmt For Withhold Against 1.3 Elect Director Allen Chao Mgmt For Withhold Against 1.4 Elect Director Nigel Ten Fleming Mgmt For Withhold Against 1.5 Elect Director Larry Hsu Mgmt For Withhold Against 1.6 Elect Director Michael Mgmt For Withhold Against Markbreiter 1.7 Elect Director Peter R. Terreri Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- INCYTE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INCY CUSIP 45337C102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard U. De Mgmt For For For Schutter 1.2 Elect Director Barry M. Ariko Mgmt For For For 1.3 Elect Director Julian C. Baker Mgmt For For For 1.4 Elect Director Paul A. Brooke Mgmt For For For 1.5 Elect Director Wendy L. Dixon Mgmt For For For 1.6 Elect Director Paul A. Friedman Mgmt For For For 1.7 Elect Director John F. Niblack Mgmt For For For 1.8 Elect Director Roy A. Whitfield Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- INPHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPHI CUSIP 45772F107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David J. Ladd Mgmt For For For 1.2 Elect Director Lip-Bu Tan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IO CUSIP 462044108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael C. Mgmt For For For Jennings 1.2 Elect Director Robert P. Peebler Mgmt For For For 1.3 Elect Director John N. Seitz Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPGP CUSIP 44980X109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Valentin P. Mgmt For Withhold Against Gapontsev, Ph.D. 1.2 Elect Director Eugene Mgmt For Withhold Against Scherbakov, Ph.D. 1.3 Elect Director Igor Samartsev Mgmt For Withhold Against 1.4 Elect Director Robert A. Blair Mgmt For Withhold Against 1.5 Elect Director Michael C. Child Mgmt For Withhold Against 1.6 Elect Director Michael R. Kampfe Mgmt For For For 1.7 Elect Director Henry E. Gauthier Mgmt For For For 1.8 Elect Director William S. Hurley Mgmt For For For 1.9 Elect Director William F. Mgmt For For For Krupke, Ph.D. 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For Withhold Against 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For Withhold Against 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry D. Hall Mgmt For Withhold Against 1.2 Elect Director Michael E. Henry Mgmt For Withhold Against 1.3 Elect Director James J. Ellis Mgmt For Withhold Against 1.4 Elect Director Craig R. Curry Mgmt For For For 1.5 Elect Director Wesley A. Brown Mgmt For For For 1.6 Elect Director Matthew C. Mgmt For For For Flanigan 1.7 Elect Director Marla K. Shepard Mgmt For For For 1.8 Elect Director John F. Prim Mgmt For Withhold Against 2 Amend Restricted Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alan F. Crown Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan F. Crown Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Neal Black Mgmt For Withhold Against 1.2 Elect Director Robert N. Wildrick Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KAPSTONE PAPER AND PACKAGING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KS CUSIP 48562P103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John M. Chapman Mgmt For For For 1.2 Elect Director Matthew Kaplan Mgmt For For For 1.3 Elect Director Ronald J. Gidwitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KENEXA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNXA CUSIP 488879107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry M. Abelson Mgmt For Withhold Against 1.2 Elect Director Nooruddin (Rudy) Mgmt For Withhold Against S. Karsan 1.3 Elect Director John A. Nies Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- KEY ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEG CUSIP 492914106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William D. Fertig Mgmt For Withhold Against 1.2 Elect Director Robert K. Reeves Mgmt For For For 1.3 Elect Director J. Robinson West Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Allred Mgmt For Withhold Against 1.2 Elect Director Richard M. Mgmt For Withhold Against Cocchiaro 1.3 Elect Director A. Gordon Tunstall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Mgmt For Withhold Against Sr. 1.2 Elect Director John B. Kilroy, Mgmt For Withhold Against Jr. 1.3 Elect Director Edward F. Brennan Mgmt For Withhold Against 1.4 Elect Director William P. Dickey Mgmt For Withhold Against 1.5 Elect Director Scott S. Ingraham Mgmt For Withhold Against 1.6 Elect Director Dale F. Kinsella Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald A. Bliss Mgmt For Withhold Against 1.2 Elect Director Richard J. Lehmann Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIMELIGHT NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLNW CUSIP 53261M104 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter D. Amaral Mgmt For For For 1.2 Elect Director Thomas Falk Mgmt For Withhold Against 1.3 Elect Director Jeffrey W. Mgmt For Withhold Against Lunsford 1.4 Elect Director Peter J. Perrone Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Increase Authorized Common Stock Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- LINDSAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNN CUSIP 535555106 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael N. Mgmt For Withhold Against Christodolou 1.2 Elect Director W. Thomas Mgmt For For For Jagodinski 1.3 Elect Director J. David McIntosh Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LPX CUSIP 546347105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director E. Gary Cook Mgmt For Withhold Against 1.2 Elect Director Kurt M. Landgraf Mgmt For For For 1.3 Elect Director John W. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LSB INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXU CUSIP 502160104 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven J. Golsen Mgmt For Withhold Against 1.2 Elect Director Bernard G. Ille Mgmt For Withhold Against 1.3 Elect Director Donald W. Munson Mgmt For Withhold Against 1.4 Elect Director Ronald V. Perry Mgmt For For For 1.5 Elect Director Tony M. Shelby Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- LUFKIN INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUFK CUSIP 549764108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. J. Trout, Jr. Mgmt For Withhold Against 1.2 Elect Director J. T. Jongebloed Mgmt For For For 1.3 Elect Director Suzanne V. Baer Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MAIDENFORM BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFB CUSIP 560305104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Norman Axelrod Mgmt For For For 1.2 Elect Director Bernd Beetz Mgmt For For For 1.3 Elect Director Harold F. Compton Mgmt For For For 1.4 Elect Director Barbara Eisenberg Mgmt For For For 1.5 Elect Director Maurice S. Reznik Mgmt For For For 1.6 Elect Director Karen Rose Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MKTX CUSIP 57060D108 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard M. McVey Mgmt For Withhold Against 1.2 Elect Director Sharon Mgmt For For For Brown-Hruska 1.3 Elect Director Roger Burkhardt Mgmt For For For 1.4 Elect Director Stephen P. Casper Mgmt For For For 1.5 Elect Director David G. Gomach Mgmt For For For 1.6 Elect Director Carlos M. Mgmt For Withhold Against Hernandez 1.7 Elect Director Ronald M. Hersch Mgmt For Withhold Against 1.8 Elect Director Jerome S. Mgmt For For For Markowitz 1.9 Elect Director T. Kelley Millet Mgmt For Withhold Against 1.10 Elect Director Nicolas S. Rohatyn Mgmt For Withhold Against 1.11 Elect Director John Steinhardt Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Davidson Mgmt For Against Against 2 Elect Director Stuart Diamond Mgmt For For For 3 Elect Director Peter S. Knight Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Amend Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Director Waldemar A. Carlo Mgmt For Withhold Against 1.3 Elect Director Michael B. Mgmt For Withhold Against Fernandez 1.4 Elect Director Roger K. Freeman Mgmt For For For 1.5 Elect Director Paul G. Gabos Mgmt For For For 1.6 Elect Director Dany Garcia Mgmt For For For 1.7 Elect Director P.J. Goldschmidt Mgmt For For For 1.8 Elect Director Manuel Kadre Mgmt For For For 1.9 Elect Director Roger J. Medel Mgmt For Withhold Against 1.10 Elect Director Donna E. Shalala Mgmt For For For 1.11 Elect Director Enrique J. Sosa Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Sarver Mgmt For Withhold Against 1.2 Elect Director Peter L. Ax Mgmt For Withhold Against 1.3 Elect Director Gerald W. Haddock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOH CUSIP 60855R100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Mario Molina Mgmt For Withhold Against 1.2 Elect Director Steven J. Orlando Mgmt For For For 1.3 Elect Director Ronna E. Romney Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NETGEAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTGR CUSIP 64111Q104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patrick C.S. Lo Mgmt For Withhold Against 1.2 Elect Director Jocelyn E. Mgmt For For For Carter-Miller 1.3 Elect Director Ralph E. Faison Mgmt For For For 1.4 Elect Director A. Timothy Godwin Mgmt For For For 1.5 Elect Director Jef Graham Mgmt For For For 1.6 Elect Director Linwood A. Lacy, Mgmt For For For Jr. 1.7 Elect Director Gregory J. Mgmt For For For Rossmann 1.8 Elect Director Julie A. Shimer Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald Jankov Mgmt For Withhold Against 1.2 Elect Director Norman Godinho Mgmt For Withhold Against 1.3 Elect Director Marvin Burkett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTCT CUSIP 64115T104 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anil K. Singhal Mgmt For Withhold Against 1.2 Elect Director John R. Egan Mgmt For For For 1.3 Elect Director Stuart M. McGuigan Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NORANDA ALUMINUM HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOR CUSIP 65542W107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William H. Brooks Mgmt For Withhold Against 1.2 Elect Director M. Ali Rashid Mgmt For Withhold Against 1.3 Elect Director Matthew R. Mgmt For Withhold Against Michelini 1.4 Elect Director Thomas R. Miklich Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- NORTHERN OIL AND GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOG CUSIP 665531109 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Reger Mgmt For Withhold Against 1.2 Elect Director Ryan R. Gilbertson Mgmt For For For 1.3 Elect Director Robert Grabb Mgmt For For For 1.4 Elect Director Jack King Mgmt For For For 1.5 Elect Director Lisa Bromiley Mgmt For For For Meier 1.6 Elect Director Loren J. O'Toole Mgmt For For For 1.7 Elect Director Carter Stewart Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NXSTAGE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NXTM CUSIP 67072V103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey H. Burbank Mgmt For Withhold Against 1.2 Elect Director Philippe O. Mgmt For Withhold Against Chambon 1.3 Elect Director Daniel A. Giannini Mgmt For For For 1.4 Elect Director Nancy J. Ham Mgmt For For For 1.5 Elect Director Earl R. Lewis Mgmt For Withhold Against 1.6 Elect Director Craig W. Moore Mgmt For For For 1.7 Elect Director Reid S. Perper Mgmt For For For 1.8 Elect Director David S. Utterberg Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- OASIS PETROLEUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OAS CUSIP 674215108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ted Collins, Jr. Mgmt For For For 1.2 Elect Director Douglas E. Mgmt For For For Swanson, Jr. 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- OMNIVISION TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OVTI CUSIP 682128103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shaw Hong Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director N. Anthony Coles Mgmt For Withhold Against 1.2 Elect Director Magnus Lundberg Mgmt For Withhold Against 1.3 Elect Director William R. Ringo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- OPENTABLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPEN CUSIP 68372A104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. William Gurley Mgmt For Withhold Against 1.2 Elect Director Daniel Meyer Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PAREXEL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Dana Callow, Mgmt For Withhold Against Jr. 1.2 Elect Director Christopher J. Mgmt For For For Lindop 1.3 Elect Director Josef H. von Mgmt For Withhold Against Rickenbach 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PHARMASSET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRUS CUSIP 71715N106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Carney Mgmt For For For 1.2 Elect Director P. Schaefer Price Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gary E. Hendrickson Mgmt For For For 1.2 Director John R. Menard Mgmt For For For 1.3 Director R.M. Schreck Mgmt For Withhold Against 1.4 Director William Grant Van Dyke Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Mgmt For Against Against Plan 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- POLYPORE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPO CUSIP 73179V103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Graff Mgmt For For For 1.2 Elect Director W. Nicholas Howley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James M. Voss Mgmt For For For 1.2 Elect Director Scott M. Tabakin Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWI CUSIP 739276103 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Balu Balakrishnan Mgmt For Withhold Against 1.2 Elect Director Alan D. Bickell Mgmt For Withhold Against 1.3 Elect Director Nicholas E. Mgmt For Withhold Against Brathwaite 1.4 Elect Director James R. Fiebiger Mgmt For For For 1.5 Elect Director William George Mgmt For For For 1.6 Elect Director Balakrishnan S. Mgmt For Withhold Against Iyer 1.7 Elect Director E. Floyd Kvamme Mgmt For Withhold Against 1.8 Elect Director Steven J. Sharp Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For Withhold Against 1.2 Elect Director Ram Gupta Mgmt For Withhold Against 1.3 Elect Director Charles F. Kane Mgmt For Withhold Against 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For Withhold Against 1.6 Elect Director Richard D. Reidy Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary A. Corless Mgmt For Withhold Against 1.2 Elect Director Melvin L. Hecktman Mgmt For Withhold Against 1.3 Elect Director Delores M. Kesler Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 10/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- QLT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QLT CUSIP 746927102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Mgmt For For For Butchofsky 1.2 Elect Director Bruce L.A. Carter Mgmt For For For 1.3 Elect Director C. Boyd Clarke Mgmt For For For 1.4 Elect Director Peter A. Mgmt For Withhold Against Crossgrove 1.5 Elect Director Kathryn E. Falberg Mgmt For For For 1.6 Elect Director Ian J. Massey Mgmt For For For 1.7 Elect Director Joseph L. Turner Mgmt For For For 1.8 Elect Director L. Jack Wood Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- QUALITY SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSII CUSIP 747582104 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig Barbarosh Mgmt For For For 1.2 Elect Director Dr. Murray Brennan Mgmt For For For 1.3 Elect Director George Bristol Mgmt For For For 1.4 Elect Director Patrick Cline Mgmt For Withhold Against 1.5 Elect Director Ahmed Hussein Mgmt For Withhold Against 1.6 Elect Director Russell Pflueger Mgmt For For For 1.7 Elect Director Steven Plochocki Mgmt For Withhold Against 1.8 Elect Director Sheldon Razin Mgmt For Withhold Against 1.9 Elect Director Maureen Spivak Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUESTCOR PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOR CUSIP 74835Y101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Don M. Bailey Mgmt For For For 1.2 Elect Director Mitchell J. Blutt Mgmt For For For 1.3 Elect Director Neal C. Bradsher Mgmt For For For 1.4 Elect Director Stephen C. Farrell Mgmt For For For 1.5 Elect Director Louis Silverman Mgmt For For For 1.6 Elect Director Virgil D. Thompson Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Herbert Wender Mgmt For Withhold Against 1.2 Elect Director David C. Carney Mgmt For Withhold Against 1.3 Elect Director Howard B. Culang Mgmt For Withhold Against 1.4 Elect Director Lisa W. Hess Mgmt For For For 1.5 Elect Director Stephen T. Hopkins Mgmt For Withhold Against 1.6 Elect Director Sanford A. Ibrahim Mgmt For Withhold Against 1.7 Elect Director James W. Jennings Mgmt For Withhold Against 1.8 Elect Director Ronald W. Moore Mgmt For Withhold Against 1.9 Elect Director Jan Nicholson Mgmt For For For 1.10 Elect Director Robert W. Richards Mgmt For Withhold Against 1.11 Elect Director Anthony W. Mgmt For Withhold Against Schweiger 1.12 Elect Director Noel J. Spiegel Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alfred G. Gilman Mgmt For Withhold Against 1.2 Elect Director Joseph L. Mgmt For Withhold Against Goldstein 1.3 Elect Director Christine A. Poon Mgmt For For For 1.4 Elect Director P. Roy Vagelos Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- REX ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REXX CUSIP 761565100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lance T. Shaner Mgmt For For For 1.2 Elect Director Daniel J. Churay Mgmt For For For 1.3 Elect Director John A. Lombardi Mgmt For For For 1.4 Elect Director John W. Higbee Mgmt For For For 1.5 Elect Director Eric L. Mattson Mgmt For For For 1.6 Elect Director John J. Zak Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael R. Kourey Mgmt For For For 2 Elect Director Mark S. Lewis Mgmt For For For 3 Elect Director Steven McCanne Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew G. Mgmt For For For Lampereur 1.2 Elect Director Thomas P. Loftis Mgmt For Withhold Against 1.3 Elect Director Dale L. Medford Mgmt For For For 1.4 Elect Director Albert J. Neupaver Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Powell Brown Mgmt For Withhold Against 1.2 Elect Director Robert M. Chapman Mgmt For For For 1.3 Elect Director Russell M. Currey Mgmt For Withhold Against 1.4 Elect Director G. Stephen Felker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Donald E. Hess Mgmt For Withhold Against 1.3 Elect Director Jerry W. Levin Mgmt For For For 1.4 Elect Director Michael S. Gross Mgmt For Withhold Against 1.5 Elect Director Nora P. McAniff Mgmt For For For 1.6 Elect Director Stephen I. Sadove Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Provide for Cumulative Voting ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- SAPIENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SAPE CUSIP 803062108 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James M. Benson Mgmt For For For 1.2 Elect Director Hermann Buerger Mgmt For For For 1.3 Elect Director Darius W. Mgmt For Withhold Against Gaskins, Jr. 1.4 Elect Director Jerry A. Greenberg Mgmt For Withhold Against 1.5 Elect Director Alan J. Herrick Mgmt For Withhold Against 1.6 Elect Director J. Stuart Moore Mgmt For Withhold Against 1.7 Elect Director Ashok Shah Mgmt For For For 1.8 Elect Director Vijay Singal Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SAVVIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVVS CUSIP 805423308 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy E. Dobbs Mgmt For For For 1.2 Elect Director Clyde A. Mgmt For Withhold Against Heintzelman 1.3 Elect Director Thomas E. Mgmt For Withhold Against McInerney 1.4 Elect Director James E. Ousley Mgmt For Withhold Against 1.5 Elect Director James P. Pellow Mgmt For For For 1.6 Elect Director David C. Mgmt For Withhold Against Peterschmidt 1.7 Elect Director Mercedes A. Walton Mgmt For For For 1.8 Elect Director Patrick J. Welsh Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Lorne Weil Mgmt For Withhold Against 1.2 Elect Director David L. Kennedy Mgmt For Withhold Against 1.3 Elect Director Michael R. Mgmt For Withhold Against Chambrello 1.4 Elect Director Peter A. Cohen Mgmt For Withhold Against 1.5 Elect Director Gerald J. Ford Mgmt For Withhold Against 1.6 Elect Director J. Robert Kerrey Mgmt For For For 1.7 Elect Director Ronald O. Perelman Mgmt For For For 1.8 Elect Director Michael J. Regan Mgmt For For For 1.9 Elect Director Barry F. Schwartz Mgmt For For For 1.10 Elect Director Frances F. Mgmt For For For Townsend 1.11 Elect Director Eric M. Turner Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Stock Option Exchange Mgmt For Against Against Program 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- SEATTLE GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGEN CUSIP 812578102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Srinivas Akkaraju Mgmt For For For 1.2 Elect Director David W. Gryska Mgmt For For For 1.3 Elect Director John P. McLaughlin Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For Against Against 4 Increase Authorized Common Stock Mgmt For Against Against 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SILICON IMAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIMG CUSIP 82705T102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William Raduchel Mgmt For For For 1.2 Elect Director Camillo Martino Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William T. Monahan Mgmt For For For 1.2 Elect Director Robert A. Peiser Mgmt For For For 1.3 Elect Director Jeffry N. Quinn Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John M. Angelo Mgmt For For For 2 Elect Director Michael Blakenham Mgmt For Against Against 3 Elect Director The Duke Of Mgmt For Against Against Devonshire 4 Elect Director Daniel Meyer Mgmt For For For 5 Elect Director James Murdoch Mgmt For For For 6 Elect Director Allen Questrom Mgmt For For For 7 Elect Director William F. Mgmt For Against Against Ruprecht 8 Elect Director Marsha Simms Mgmt For For For 9 Elect Director Michael I. Sovern Mgmt For Against Against 10 Elect Director Donald M. Stewart Mgmt For For For 11 Elect Director Robert S. Taubman Mgmt For Against Against 12 Elect Director Diana L. Taylor Mgmt For For For 13 Elect Director Dennis M. Weibling Mgmt For For For 14 Ratify Auditors Mgmt For Against Against 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R Rosenfeld Mgmt For Withhold Against 1.2 Elect Director John L Madden Mgmt For Withhold Against 1.3 Elect Director Peter Migliorini Mgmt For Withhold Against 1.4 Elect Director Richard P Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For For For 1.2 Elect Director Patrick M. James Mgmt For Withhold Against 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. Mgmt For Withhold Against McAllister 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director Michael Schiavone Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Authorize New Class of Preferred Mgmt For Against Against Stock --------------------------------------------------------------------------------------------------------------- STONERIDGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRI CUSIP 86183P102 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Corey Mgmt For For For 1.2 Elect Director Jeffrey P. Draime Mgmt For For For 1.3 Elect Director Douglas C. Jacobs Mgmt For For For 1.4 Elect Director Ira C. Kaplan Mgmt For For For 1.5 Elect Director Kim Korth Mgmt For For For 1.6 Elect Director William M. Lasky Mgmt For For For 1.7 Elect Director Paul J. Schlather Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Approve Executive Incentive Mgmt For For For Bonus Plan --------------------------------------------------------------------------------------------------------------- SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Mgmt For For For Harris, Jr. 2 Elect Director William E. Mgmt For For For McGlashan, Jr. 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUNRISE SENIOR LIVING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRZ CUSIP 86768K106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glyn F. Aeppel Mgmt For For For 1.2 Elect Director Thomas J. Donohue Mgmt For Withhold Against 1.3 Elect Director Stephen D. Harlan Mgmt For For For 1.4 Elect Director Paul J. Klaassen Mgmt For Withhold Against 1.5 Elect Director Lynn Krominga Mgmt For For For 1.6 Elect Director William G. Little Mgmt For For For 1.7 Elect Director Mark S. Ordan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deanna L. Cannon Mgmt For Withhold Against 1.2 Elect Director Douglas J. Lanier Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SXC HEALTH SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXC CUSIP 78505P100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Thierer Mgmt For Withhold Against 1.2 Elect Director Steven D. Cosler Mgmt For For For 1.3 Elect Director Terrence Burke Mgmt For Withhold Against 1.4 Elect Director William J. Davis Mgmt For For For 1.5 Elect Director Philip R. Reddon Mgmt For For For 1.6 Elect Director Curtis J. Thorne Mgmt For For For 1.7 Elect Director Anthony R. Masso Mgmt For For For 2 Amend Quorum Requirements Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Approve KPMG US as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNCR CUSIP 87157B103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas J. Hopkins Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SYNIVERSE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVR CUSIP 87163F106 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYNTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNT CUSIP 87162H103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paritosh K. Choksi Mgmt For Withhold Against 1.2 Elect Director Bharat Desai Mgmt For Withhold Against 1.3 Elect Director Thomas Doke Mgmt For For For 1.4 Elect Director Rajesh Mashruwala Mgmt For For For 1.5 Elect Director George R. Mgmt For For For Mrkonic, Jr. 1.6 Elect Director Prashant Ranade Mgmt For Withhold Against 1.7 Elect Director Neerja Sethi Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- T-3 ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTES CUSIP 87306E107 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patrick Gross Mgmt For Withhold Against 1.2 Elect Director Jeffrey Schwartz Mgmt For Withhold Against 1.3 Elect Director Jeffrey Stiefler Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For Withhold Against 1.2 Elect Director Steven B. Tanger Mgmt For Withhold Against 1.3 Elect Director William G. Benton Mgmt For Withhold Against 1.4 Elect Director Bridget Ryan Mgmt For For For Berman 1.5 Elect Director Donald G. Drapkin Mgmt For For For 1.6 Elect Director Thomas J. Reddin Mgmt For For For 1.7 Elect Director Thomas E. Robinson Mgmt For Withhold Against 1.8 Elect Director Allan L. Schuman Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- TARGACEPT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRGT CUSIP 87611R306 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. James Barrett Mgmt For For For 1.2 Elect Director Julia R. Brown Mgmt For For For 1.3 Elect Director J. Donald Mgmt For For For DeBethizy 1.4 Elect Director John P. Richard Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TEMPUR-PEDIC INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPX CUSIP 88023U101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Evelyn S. Dilsaver Mgmt For For For 2 Elect Director Frank Doyle Mgmt For For For 3 Elect Director John A. Heil Mgmt For For For 4 Elect Director Peter K. Hoffman Mgmt For For For 5 Elect Director Paul Judge Mgmt For For For 6 Elect Director Nancy F. Koehn Mgmt For For For 7 Elect Director Christopher A. Mgmt For For For Masto 8 Elect Director P. Andrews Mclane Mgmt For For For 9 Elect Director Mark Sarvary Mgmt For For For 10 Elect Director Robert B. Mgmt For For For Trussell, Jr. 11 Ratify Auditors Mgmt For Against Against 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- TENNECO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles W. Cramb Mgmt For For For 2 Elect Director Dennis J. Letham Mgmt For For For 3 Elect Director Hari N. Nair Mgmt For Against Against 4 Elect Director Roger B. Porter Mgmt For Against Against 5 Elect Director David B. Price, Mgmt For Against Against Jr. 6 Elect Director Gregg M. Sherrill Mgmt For Against Against 7 Elect Director Paul T. Stecko Mgmt For Against Against 8 Elect Director Mitsunobu Takeuchi Mgmt For For For 9 Elect Director Jane L. Warner Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For Against Against 2 Elect Director Michael A. Bradley Mgmt For Against Against 3 Elect Director Albert Carnesale Mgmt For Against Against 4 Elect Director Daniel W. Mgmt For For For Christman 5 Elect Director Edwin J. Gillis Mgmt For For For 6 Elect Director Timothy E. Guertin Mgmt For For For 7 Elect Director Paul J. Tufano Mgmt For For For 8 Elect Director Roy A. Vallee Mgmt For Against Against 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 11 Amend Omnibus Stock Plan Mgmt For For For 12 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George F. Jones, Mgmt For Withhold Against Jr. 1.2 Elect Director Peter B. Bartholow Mgmt For Withhold Against 1.3 Elect Director James H. Browning Mgmt For Withhold Against 1.4 Elect Director Joseph M. Grant Mgmt For Withhold Against 1.5 Elect Director Frederick B. Mgmt For Withhold Against Hegi, Jr. 1.6 Elect Director Larry L. Helm Mgmt For For For 1.7 Elect Director James R. Holland, Mgmt For Withhold Against Jr. 1.8 Elect Director W.w. Mcallister Mgmt For Withhold Against III 1.9 Elect Director Elysia Holt Ragusa Mgmt For For For 1.10 Elect Director Steven P. Mgmt For Withhold Against Rosenberg 1.11 Elect Director Robert W. Mgmt For For For Stallings 1.12 Elect Director Ian J. Turpin Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Ramsey Mgmt For For For 1.2 Elect Director James R. Zarley Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAM CUSIP 100557107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Burwick Mgmt For For For 1.2 Director Pearson C. Cummin, III Mgmt For Withhold Against 1.3 Director Jean-michel Valette Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Joseph Alutto Mgmt For For For 2 Elect Director Jamie Iannone Mgmt For For For 3 Elect Director Joseph Gromek Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For Against Against 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director A. Thomas Bender Mgmt For Against Against 2 Elect Director Michael H. Mgmt For Against Against Kalkstein 3 Elect Director Jody S. Lindell Mgmt For For For 4 Elect Director Donald Press Mgmt For Against Against 5 Elect Director Steven Rosenberg Mgmt For Against Against 6 Elect Director Allan E. Mgmt For Against Against Rubenstein 7 Elect Director Robert S. Weiss Mgmt For Against Against 8 Elect Director Stanley Zinberg Mgmt For Against Against 9 Ratify Auditors Mgmt For Against Against 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Amend Non-Employee Director Mgmt For Against Against Omnibus Stock Plan 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE FINISH LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FINL CUSIP 317923100 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen Goldsmith Mgmt For Withhold Against 1.2 Elect Director Catherine A. Mgmt For For For Langham 1.3 Elect Director Norman H. Gurwitz Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MIDD CUSIP 596278101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Selim A. Bassoul Mgmt For Against Against 2 Elect Director Robert B. Lamb Mgmt For For For 3 Elect Director Ryan Levenson Mgmt For For For 4 Elect Director John R. Miller III Mgmt For Against Against 5 Elect Director Gordon O'Brien Mgmt For For For 6 Elect Director Philip G. Putnam Mgmt For Against Against 7 Elect Director Sabin C. Streeter Mgmt For Against Against 8 Approve Omnibus Stock Plan Mgmt For For For 9 Approve Executive Incentive Mgmt For Against Against Bonus Plan 10 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 12 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David A. Bell Mgmt For For For 2 Elect Director Robert A. Bowman Mgmt For For For 3 Elect Director Richard Karl Mgmt For For For Goeltz 4 Elect Director Joseph R. Gromek Mgmt For For For 5 Elect Director Sheila A. Hopkins Mgmt For For For 6 Elect Director Charles R. Perrin Mgmt For For For 7 Elect Director Nancy A. Reardon Mgmt For For For 8 Elect Director Donald L. Seeley Mgmt For For For 9 Elect Director Cheryl Nido Turpin Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vivek Y. Ranadive Mgmt For Withhold Against 1.2 Elect Director Nanci E.Caldwell Mgmt For For For 1.3 Elect Director Eric C.W. Dunn Mgmt For For For 1.4 Elect Director Narendra K. Gupta Mgmt For For For 1.5 Elect Director Peter J. Job Mgmt For Withhold Against 1.6 Elect Director Philip K. Wood Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ann M. Sardini Mgmt For For For 1.2 Elect Director Dennis F. O'Brien Mgmt For For For 1.3 Elect Director Sam K. Reed Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Mgmt For For For Meeting 4 Reduce Supermajority Vote Mgmt For For For Requirement 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Bourgon Mgmt For For For 1.2 Elect Director Elmer L. Doty Mgmt For Withhold Against 1.3 Elect Director Ralph E. Eberhart Mgmt For For For 1.4 Elect Director Richard C. Gozon Mgmt For Withhold Against 1.5 Elect Director Richard C. Ill Mgmt For Withhold Against 1.6 Elect Director Claude F. Kronk Mgmt For Withhold Against 1.7 Elect Director Adam J. Palmer Mgmt For For For 1.8 Elect Director Joseph M. Mgmt For For For Silvestri 1.9 Elect Director George Simpson Mgmt For For For 2 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey Lubell Mgmt For Withhold Against 1.2 Elect Director Joseph Coulombe Mgmt For For For 1.3 Elect Director Robert L. Harris, Mgmt For For For II 1.4 Elect Director Mark S. Maron Mgmt For For For 1.5 Elect Director Marcello Bottoli Mgmt For For For 1.6 Elect Director G. Louis Mgmt For For For Graziadio, III 1.7 Elect Director Seth R. Johnson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven C. Cooper Mgmt For Against Against 2 Elect Director Thomas E. Mgmt For Against Against McChesney 3 Elect Director Gates McKibbin Mgmt For For For 4 Elect Director Jeffrey B. Mgmt For For For Sakaguchi 5 Elect Director Joseph P. Mgmt For Against Against Sambataro, Jr. 6 Elect Director Bonnie W. Soodik Mgmt For For For 7 Elect Director William W. Steele Mgmt For For For 8 Elect Director Craig E. Tall Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 11 Ratify Auditors Mgmt For For For 12 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ULTA SALON, COSMETICS & FRAGRANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ULTA CUSIP 90384S303 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis K. Eck Mgmt For For For 1.2 Elect Director Charles J. Mgmt For For For Philippin 1.3 Elect Director Kenneth T. Stevens Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond P. Davis Mgmt For For For 1.2 Elect Director Peggy Y. Fowler Mgmt For For For 1.3 Elect Director Allyn C. Ford Mgmt For Withhold Against 1.4 Elect Director Stephen M. Gambee Mgmt For For For 1.5 Elect Director Jose R. Hermocillo Mgmt For For For 1.6 Elect Director William A. Lansing Mgmt For For For 1.7 Elect Director Luis F. Machuca Mgmt For For For 1.8 Elect Director Diane D. Miller Mgmt For For For 1.9 Elect Director Hilliard C. Mgmt For For For Terry, III 1.10 Elect Director Bryan L. Timm Mgmt For For For 1.11 Elect Director Frank R.J. Mgmt For For For Whittaker 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gordon D. Barker Mgmt For Against Against 2 Elect Director Gail A. Graham Mgmt For For For 3 Elect Director Mary Elizabeth Mgmt For For For Burton 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert W. Alspaugh Mgmt For For For 1.2 Elect Director Douglas G. Mgmt For For For Bergeron 1.3 Elect Director Leslie G. Denend Mgmt For For For 1.4 Elect Director Alex W. Hart Mgmt For For For 1.5 Elect Director Robert B. Henske Mgmt For For For 1.6 Elect Director Richard A. McGinn Mgmt For For For 1.7 Elect Director Eitan Raff Mgmt For For For 1.8 Elect Director Charles R. Mgmt For For For Rinehart 1.9 Elect Director Jeffrey E. Mgmt For For For Stiefler 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Mgmt For Against Against Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VITAMIN SHOPPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSI CUSIP 92849E101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard L. Markee Mgmt For Withhold Against 1.2 Elect Director B. Michael Becker Mgmt For For For 1.3 Elect Director Catherine E. Mgmt For For For Buggeln 1.4 Elect Director John H. Edmondson Mgmt For For For 1.5 Elect Director David H. Edwab Mgmt For For For 1.6 Elect Director Douglas R. Korn Mgmt For Withhold Against 1.7 Elect Director Richard L. Perkal Mgmt For Withhold Against 1.8 Elect Director Beth M. Pritchard Mgmt For For For 1.9 Elect Director Katherine Mgmt For For For Savitt-Lennon 1.10 Elect Director Anthony N. Mgmt For Withhold Against Truesdale 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLC CUSIP 928645100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Coyle Mgmt For For For 1.2 Elect Director Roy T. Tanaka Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLC CUSIP 928645100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kieran T. Gallahue Mgmt For For For 1.2 Elect Director Alexis V. Lukianov Mgmt For For For 1.3 Elect Director John Onopchenko Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George L. Miles Mgmt For Withhold Against Jr. 1.2 Elect Director John K. Morgan Mgmt For For For 1.3 Elect Director James L. Singleton Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Bahash Mgmt For For For 1.2 Elect Director Brian R. Gamache Mgmt For Withhold Against 1.3 Elect Director Patricia M. Mgmt For For For Nazemetz 1.4 Elect Director Louis J. Nicastro Mgmt For Withhold Against 1.5 Elect Director Neil D. Nicastro Mgmt For Withhold Against 1.6 Elect Director Edward W. Rabin, Mgmt For For For Jr. 1.7 Elect Director Ira S. Sheinfeld Mgmt For Withhold Against 1.8 Elect Director Bobby L. Siller Mgmt For For For 1.9 Elect Director William J. Mgmt For For For Vareschi, Jr. 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mary L. Petrovich Mgmt For Withhold Against 1.2 Elect Director Larry E. Mgmt For Withhold Against Rittenberg 1.3 Elect Director Michael T. Yonker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc Fund Name : Thrivent Partner Small Cap Value Portfolio --------------------------------------------------------------------------------------------------------------- A. O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gloster B. Mgmt For For For Current, Jr. 1.2 Elect Director Robert J. O'Toole Mgmt For For For 1.3 Elect Director Idelle K. Wolf Mgmt For For For 1.4 Elect Director Gene C. Wulf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535300 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Charles Mgmt For For For Loudermilk, Sr. 1.2 Elect Director Ronald W. Allen Mgmt For For For 1.3 Elect Director Ray M. Robinson Mgmt For For For 1.4 Elect Director John C. Portman, Mgmt For For For Jr. 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535201 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Eliminate Class of Common Stock Mgmt For For For 2 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ACCELRYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACCL CUSIP 00430U103 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kenneth Coleman Mgmt For Withhold Against 1.2 Elect Director Ricardo B. Levy Mgmt For Withhold Against 1.3 Elect Director Chris van Ingen Mgmt For For For 1.4 Elect Director Bruce Pasternack Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas S. Schatz Mgmt For For For 1.2 Elect Director Frederick A. Ball Mgmt For For For 1.3 Elect Director Richard P. Beck Mgmt For For For 1.4 Elect Director Hans Georg Betz Mgmt For For For 1.5 Elect Director Trung T. Doan Mgmt For For For 1.6 Elect Director Edward C. Grady Mgmt For For For 1.7 Elect Director Terry Hudgens Mgmt For For For 1.8 Elect Director Thomas M. Rohrs Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For For For 2 Elect Director Patricia M. Bedient Mgmt For For For 3 Elect Director Marion C. Blakey Mgmt For For For 4 Elect Director Phyllis J. Campbell Mgmt For For For 5 Elect Director Jessie J. Knight, Mgmt For For For Jr. 6 Elect Director R. Marc Langland Mgmt For For For 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For For For 9 Elect Director J. Kenneth Thompson Mgmt For For For 10 Elect Director Bradley D. Tilden Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Provide Right to Act by Written Mgmt Against Against For Consent 15 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert E. Harrison Mgmt For For For 1.2 Elect Director B. Clyde Preslar Mgmt For For For 1.3 Elect Director Norman A. Scher Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTERRA CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTE CINS G0229R108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willis T. King, Jr. as Mgmt For For For Alterra Capital Director 1.2 Elect James H. MacNaughton as Mgmt For For For Alterra Capital Director 1.3 Elect Stephan F. Newhouse as Mgmt For For For Alterra Capital Director 1.4 Elect Andrew H. Rush as Alterra Mgmt For For For Capital Director 2 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Amend Bylaws of Alterra Capital Mgmt For For For Holdings Limited 4.1 Amend Bylaws of Alterra Bermuda Mgmt For For For Limited 4.2 Amend Bylaws of Alterra Agency Mgmt For For For Limited 4.3 Amend Bylaws of Alterra Holdings Mgmt For For For Limited 4.4 Amend Bylaws of New Point III Mgmt For For For Limited 4.5 Amend Bylaws of New Point Re III Mgmt For For For Limited 5.1 Elect W. Marston Becker as Mgmt For For For Alterra Bermuda Limited Director 5.2 Elect John R. Berger as Alterra Mgmt For For For Bermuda Limited Director 5.3 Elect D. Andrew Cook as Alterra Mgmt For For For Bermuda Limited Director 5.4 Elect Peter A. Minton as Alterra Mgmt For For For Bermuda Limited Director 5.5 Elect Joseph W. Roberts as Mgmt For For For Alterra Bermuda Limited Director 5.6 Elect Peter A. Minton as Alterra Mgmt For For For Agency Limited Director 5.7 Elect Joseph W. Roberts as Mgmt For For For Alterra Agency Limited Director 5.8 Elect Peter A. Minton as New Mgmt For For For Point III Limited Director 5.9 Elect Joseph W. Roberts as New Mgmt For For For Point III Limited Director 5.10 Elect Peter A. Minton as New Mgmt For For For Point Re III Limited Director 5.11 Elect Joseph W. Roberts as New Mgmt For For For Point Re III Limited Director 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ALTERRA CAPITAL HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTE CINS G0229R108 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon F. Cheesbrough as Mgmt For For For Director 1.2 Elect K. Bruce Connell as Director Mgmt For For For 1.3 Elect W. Thomas Forrester as Mgmt For For For Director 1.4 Elect Meryl D. Hartzband Mgmt For For For 2 Ratify KPMG, Hamilton, Bermuda as Mgmt For For For Auditors 3 Elect W. Marston Becker as Mgmt For For For Director of Alterra Insurance Limited 4 Ratify the Appointment of KPMG, Mgmt For For For Hamilton, Bermuda as Auditors of Alterra Insurance Limited 5.1 Elect W. Marston Becker as Mgmt For For For Director of New Point III Limited 5.2 Elect John R. Berger as Director Mgmt For For For of New Point III Limited 5.3 Elect Andrew Cook as Director of Mgmt For For For New Point III Limited 6.1 Elect W. Marston Becker as Mgmt For For For Director of New Point Re III Limited 6.2 Elect John R. Berger as Director Mgmt For For For of New Point Re III Limited 6.3 Elect Andrew Cook as Director of Mgmt For For For New Point Re III Limited 7.1 Elect W. Marston Becker as Mgmt For For For Director of Alterra Agency Limited 7.2 Elect John R. Berger as Director Mgmt For For For of Alterra Agency Limited 7.3 Elect Andrew Cook as Director of Mgmt For For For Alterra Agency Limited 8 Change Company Name of Alterra Mgmt For For For Insurance Limited to Alterra Bermuda Limited --------------------------------------------------------------------------------------------------------------- AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Hughes Mgmt For Withhold Against 1.2 Elect Director Clarence O. Redman Mgmt For For For 1.3 Elect Director Audrey L. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMN CUSIP 030710107 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James A. ShrHldr For For For Mitarotonda 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt Against For Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ANGIODYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANGO CUSIP 03475V101 10/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey G. Gold Mgmt For For For 1.2 Elect Director Kevin J. Gould Mgmt For For For 1.3 Elect Director Dennis S. Meteny Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William G. Bares Mgmt For For For 1.2 Elect Director L. Thomas Hiltz Mgmt For For For 1.3 Elect Director Edith Kelly-green Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George L. Fotiades Mgmt For For For 1.2 Elect Director King W. Harris Mgmt For For For 1.3 Elect Director Peter H. Pfeiffer Mgmt For For For 1.4 Elect Director Joanne C. Smith Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael E. Campbell Mgmt For For For 1.2 Elect Director David Lilley Mgmt For For For 2 Amend Non-Employee Director Mgmt For For For Omnibus Stock Plan 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Mgmt For For For Arougheti 1.2 Elect Director Ann Torre Bates Mgmt For For For 1.3 Elect Director Kenneth R. Heitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Mgmt For For For Below Net Asset Value 4 Amend Investment Advisory and Mgmt For For For Management Agreement Pursuant to the Hurdle Amendment 5 Amend Investment Advisory and Mgmt For For For Management Agreement Pursuant to the Capital Gains Amendment --------------------------------------------------------------------------------------------------------------- ASCENT MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ASCMA CUSIP 043632108 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Company Assets Mgmt For For For --------------------------------------------------------------------------------------------------------------- ASCENT MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ASCMA CUSIP 043632108 07/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Holthouse Mgmt For For For 1.2 Elect Director Brian C. Mulligan Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Eliminate Shareholder Rights Plan ShrHldr Against For Against (Poison Pill) --------------------------------------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William D. Gehl Mgmt For For For 1.2 Elect Director Phillip E. Casey Mgmt For For For 1.3 Elect Director William G. Dorey Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark A. Adley Mgmt For For For 1.2 Elect Director Eugene G. Banucci Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATRION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATRI CUSIP 049904105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Emile A Battat Mgmt For For For 1.2 Elect Director Ronald N. Spaulding Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Omnibus Stock Plan Mgmt For For For 2.1 Elect Director Robert R. Buck Mgmt For For For 2.2 Elect Director Paul M. Isabella Mgmt For For For 2.3 Elect Director H. Arthur Bellows, Mgmt For For For Jr. 2.4 Elect Director James J. Gaffney Mgmt For For For 2.5 Elect Director Peter M. Gotsch Mgmt For For For 2.6 Elect Director Andrew R. Logie Mgmt For For For 2.7 Elect Director Stuart A. Randle Mgmt For For For 2.8 Elect Director Wilson B. Sexton Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lance C. Balk Mgmt For For For 1.3 Elect Director Judy L. Brown Mgmt For For For 1.4 Elect Director Bryan C. Cressey Mgmt For For For 1.5 Elect Director Glenn Kalnasy Mgmt For For For 1.6 Elect Director Mary S. Mcleod Mgmt For For For 1.7 Elect Director George Minnich Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For For For 1.10 Elect Director John S. Stroup Mgmt For For For 1.11 Elect Director Dean Yoost Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David R. Emery Mgmt For For For 1.2 Elect Director Rebecca B. Roberts Mgmt For For For 1.3 Elect Director Warren L. Robinson Mgmt For For For 1.4 Elect Director John B. Vering Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Clinton Allen Mgmt For For For 1.2 Elect Director Joseph R. Martin Mgmt For For For 1.3 Elect Director John K. Mgmt For For For McGillicuddy 1.4 Elect Director Krishna G. Palepu Mgmt For For For 1.5 Elect Director C.s. Park Mgmt For For For 1.6 Elect Director Kirk P. Pond Mgmt For For For 1.7 Elect Director Stephen S. Schwartz Mgmt For For For 1.8 Elect Director Alfred Woollacott, Mgmt For For For III 1.9 Elect Director Mark S. Wrighton Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Birgeneau Mgmt For For For 1.2 Elect Director Steven V. Wilkinson Mgmt For For For 1.3 Elect Director Bailing Xia Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sigmund L. Mgmt For For For Cornelius 1.2 Elect Director James B. Jennings Mgmt For For For 1.3 Elect Director Gary A. Kolstad Mgmt For For For 1.4 Elect Director H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Director Randy L. Limbacher Mgmt For For For 1.6 Elect Director William C. Morris Mgmt For For For 1.7 Elect Director Robert S. Rubin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director I. Martin Inglis Mgmt For For For 1.2 Elect Director Peter N. Stephans Mgmt For For For 1.3 Elect Director Kathryn C. Turner Mgmt For For For 1.4 Elect Director Stephen M. Ward, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASCADE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CASC CUSIP 147195101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Nickerson Mgmt For For For 1.2 Elect Director Robert C. Warren, Mgmt For For For Jr. 1.3 Elect Director Henry W. Mgmt For For For Wessinger, II 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Approve Executive Incentive Bonus Mgmt For For For Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles B. Lebovitz Mgmt For For For 1.2 Elect Director Gary L. Bryenton Mgmt For For For 1.3 Elect Director Gary J. Nay Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 5 Declassify the Board of Directors Mgmt For For For 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James J. Burns Mgmt For For For 2 Elect Director Raghunath Davloor Mgmt For For For 3 Elect Director Richard Homburg Mgmt For Against Against 4 Elect Director Pamela N. Hootkin Mgmt For For For 5 Elect Director Paul G. Kirk, Jr. Mgmt For For For 6 Elect Director Everett B. Miller, Mgmt For For For III 7 Elect Director Leo S. Ullman Mgmt For For For 8 Elect Director Roger M. Widmann Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. William Higgins Mgmt For For For 1.2 Elect Director C. William Zadel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Fredric W. Corrigan Mgmt For For For 2 Elect Director William T. Mgmt For For For Weyerhaeuser 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William L. Marks Mgmt For For For 1.2 Elect Director Robert T. Mgmt For For For Ratcliff, Sr. 1.3 Elect Director Peter M. Scott III Mgmt For For For 1.4 Elect Director William H.walker, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Eliminate Cumulative Voting and Mgmt For For For Declassify the Board 6 Eliminate Cumulative Voting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CLOUD PEAK ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLD CUSIP 18911Q102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William Fox, III Mgmt For For For 2 Elect Director James Voorhees Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Amend Omnibus Stock Plan Mgmt For For For 7 Amend Omnibus Stock Plan Mgmt For For For 8 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Shillman Mgmt For For For 1.2 Elect Director Jerald G. Fishman Mgmt For For For 1.3 Elect Director Theodor Krantz Mgmt For For For 1.4 Elect Director Robert J. Willett Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COHU, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHU CUSIP 192576106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Ciardella Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COLFAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CFX CUSIP 194014106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mitchell P. Rales Mgmt For For For 2 Elect Director Clay H. Kiefaber Mgmt For For For 3 Elect Director Patrick W. Allender Mgmt For For For 4 Elect Director Joseph O. Bunting Mgmt For For For III 5 Elect Director Thomas S. Gayner Mgmt For For For 6 Elect Director Rhonda L. Jordan Mgmt For For For 7 Elect Director A. Clayton Perfall Mgmt For For For 8 Elect Director Rajiv Vinnakota Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COLB CUSIP 197236102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Melanie J. Dressel Mgmt For For For 2 Elect Director John P. Folsom Mgmt For For For 3 Elect Director Frederick M. Mgmt For For For Goldberg 4 Elect Director Thomas M. Hulbert Mgmt For For For 5 Elect Director Thomas L. Matson, Mgmt For For For Sr. 6 Elect Director Daniel C. Regis Mgmt For For For 7 Elect Director Donald H. Rodman Mgmt For For For 8 Elect Director William T. Mgmt For For For Weyerhaeuser 9 Elect Director James M. Will Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Murdy Mgmt For For For 1.2 Elect Director Darcy G. Anderson Mgmt For For For 1.3 Elect Director Herman E. Bulls Mgmt For For For 1.4 Elect Director Alfred J. Mgmt For For For Giardinelli, Jr. 1.5 Elect Director Alan P. Krusi Mgmt For For For 1.6 Elect Director Brian E. Lane Mgmt For For For 1.7 Elect Director Franklin Myers Mgmt For For For 1.8 Elect Director James H. Schultz Mgmt For For For 1.9 Elect Director Robert D. Wagner, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CORINTHIAN COLLEGES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COCO CUSIP 218868107 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul R. St. Pierre Mgmt For Withhold Against 1.2 Elect Director Linda Arey Skladany Mgmt For For For 1.3 Elect Director Robert Lee Mgmt For For For 1.4 Elect Director Jack D. Massimino Mgmt For For For 1.5 Elect Director Hank Adler Mgmt For For For 1.6 Elect Director John M. Dionisio Mgmt For For For 2 Approve Increase in Size of Board Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COURIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRRC CUSIP 222660102 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward J. Hoff Mgmt For For For 1.2 Elect Director Robert P. Story, Mgmt For For For Jr. 1.3 Elect Director Susan L. Wagner Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CSS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSS CUSIP 125906107 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott A. Beaumont Mgmt For For For 1.2 Elect Director James H. Bromley Mgmt For Withhold Against 1.3 Elect Director Jack Farber Mgmt For For For 1.4 Elect Director John J. Gavin Mgmt For Withhold Against 1.5 Elect Director James E. Ksansnak Mgmt For Withhold Against 1.6 Elect Director Rebecca C. Matthias Mgmt For Withhold Against 1.7 Elect Director Christopher J. Mgmt For For For Munyan 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DORM CUSIP 258278100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven L. Berman Mgmt For For For 1.2 Elect Director John F. Creamer, Mgmt For For For Jr. 1.3 Elect Director Paul R. Lederer Mgmt For For For 1.4 Elect Director Edgar W. Levin Mgmt For For For 1.5 Elect Director Richard T. Riley Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward W. Rose, III Mgmt For For For 1.2 Elect Director Leigh J. Abrams Mgmt For For For 1.3 Elect Director Fredric M. Zinn Mgmt For For For 1.4 Elect Director James F. Gero Mgmt For For For 1.5 Elect Director Frederick B. Hegi, Mgmt For For For Jr. 1.6 Elect Director David A. Reed Mgmt For For For 1.7 Elect Director John B. Lowe, Jr. Mgmt For For For 1.8 Elect Director Jason D. Lippert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For 6 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Iris S. Chan Mgmt For For For 1.2 Elect Director Rudolph I. Estrada Mgmt For For For 1.3 Elect Director Julia S. Gouw Mgmt For For For 1.4 Elect Director Paul H. Irving Mgmt For For For 1.5 Elect Director Andrew S. Kane Mgmt For For For 1.6 Elect Director John Lee Mgmt For For For 1.7 Elect Director Herman Y. Li Mgmt For For For 1.8 Elect Director Jack C. Liu Mgmt For For For 1.9 Elect Director Dominic Ng Mgmt For For For 1.10 Elect Director Keith W. Renken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine A. Allen Mgmt For For For 1.2 Elect Director Kenneth R. Heitz Mgmt For For For 1.3 Elect Director Michael K. Parks Mgmt For For For 1.4 Elect Director Eric B. Siegel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ELECTRO RENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELRC CUSIP 285218103 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gerald D. Barrone Mgmt For For For 1.2 Elect Director Nancy Y. Bekavac Mgmt For For For 1.3 Elect Director Karen J. Curtin Mgmt For For For 1.4 Elect Director Suzan K. DelBene Mgmt For For For 1.5 Elect Director Daniel Greenberg Mgmt For For For 1.6 Elect Director Joseph J. Kearns Mgmt For For For 1.7 Elect Director James S. Pignatelli Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ELECTRO SCIENTIFIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESIO CUSIP 285229100 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederick A. Ball Mgmt For For For 1.2 Elect Director Nicholas Konidaris Mgmt For For For 1.3 Elect Director Robert R. Walker Mgmt For For For 1.4 Elect Director David Nierenberg Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Kolesar Mgmt For For For 1.2 Elect Director Douglas D. Dirks Mgmt For For For 1.3 Elect Director Richard W. Blakey Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST OPPORTUNITY FUND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOFI CUSIP 33587T108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Classify the Board of Directors Mgmt For Against Against 2.1 Elect Director Richard I. Barr Mgmt For For For 2.2 Elect Director John S. Horejsi Mgmt For For For 2.3 Elect Director Susan L. Ciciora Mgmt For For For 2.4 Elect Director Dean L. Jacobson Mgmt For For For 2.5 Elect Director Joel W. Looney Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Arnold Mgmt For For For 1.2 Elect Director Richard B. Chess Mgmt For For For 1.3 Elect Director Douglas J. Mgmt For For For Donatelli 1.4 Elect Director J. Roderick Heller Mgmt For For For III 1.5 Elect Director R. Michael Mgmt For For For McCullough 1.6 Elect Director Alan G. Merten Mgmt For For For 1.7 Elect Director Terry L. Stevens Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Craig Clark Mgmt For For For 1.2 Elect Director James H. Lee Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FORTEGRA FINANCIAL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FRF CUSIP 34954W104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard S. Mgmt For For For Kahlbaugh 1.2 Elect Director Alfred R. Mgmt For For For Berkeley, III 1.3 Elect Director John R. Carroll Mgmt For For For 1.4 Elect Director Francis M. Mgmt For For For Colalucci 1.5 Elect Director Frank P. Filipps Mgmt For For For 1.6 Elect Director J.J. Kardwell Mgmt For For For 1.7 Elect Director Ted W. Rollins Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNV CUSIP 351858105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Lassonde Mgmt For For For 1.2 Elect Director David Harquail Mgmt For For For 1.3 Elect Director Derek W. Evans Mgmt For For For 1.4 Elect Director Graham Farquharson Mgmt For For For 1.5 Elect Director Louis Gignac Mgmt For For For 1.6 Elect Director Randall Oliphant Mgmt For For For 1.7 Elect Director David R. Peterson Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David T. Brown Mgmt For Withhold Against 1.2 Elect Director David A. Roberts Mgmt For Withhold Against 1.3 Elect Director Thomas R. Verhage Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- FRED'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Hayes Mgmt For Withhold Against 1.2 Elect Director John R. Eisenman Mgmt For Withhold Against 1.3 Elect Director Roger T. Knox Mgmt For Withhold Against 1.4 Elect Director Thomas H. Tashjian Mgmt For Withhold Against 1.5 Elect Director B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Director Michael T. McMillan Mgmt For Withhold Against 1.7 Elect Director Bruce A. Efird Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John S. Bronson Mgmt For For For 1.2 Elect Director Wayne M. Fortun Mgmt For For For 1.3 Elect Director Ernest J. Mrozek Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Fuller Mgmt For For For III 1.2 Elect Director John C. Hellmann Mgmt For For For 1.3 Elect Director Robert M. Melzer Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Brian J. Lipke Mgmt For For For 2 Elect Director William P. Montague Mgmt For For For 3 Elect Director Arthur A. Russ, Jr. Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Approve Executive Incentive Bonus Mgmt For For For Plan 7 Amend Omnibus Stock Plan Mgmt For For For 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Blodnick Mgmt For For For 1.2 Elect Director Sherry L. Cladouhos Mgmt For For For 1.3 Elect Director James M. English Mgmt For For For 1.4 Elect Director Allen J. Fetscher Mgmt For For For 1.5 Elect Director Dallas I. Herron Mgmt For For For 1.6 Elect Director Craig A. Langel Mgmt For For For 1.7 Elect Director L. Peter Larson Mgmt For For For 1.8 Elect Director Douglas J. McBride Mgmt For For For 1.9 Elect Director John W. Murdoch Mgmt For For For 1.10 Elect Director Everit A. Sliter Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GLAD CUSIP 376535100 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michela English Mgmt For For For 2 Elect Director Anthony Parker Mgmt For For For 3 Elect Director George Stelljes III Mgmt For For For 4 Approve Sale of Common Shares Mgmt For For For Below Net Asset Value 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory J. Cotter Mgmt For For For 1.2 Elect Director John P. (Jack) Mgmt For For For Laborde 1.3 Elect Director Christopher M. Mgmt For For For Harding 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- HATTERAS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTS CUSIP 41902R103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael R. Hough Mgmt For For For 1.2 Elect Director Benjamin M. Hough Mgmt For For For 1.3 Elect Director David W. Berson Mgmt For For For 1.4 Elect Director Ira G. Kawaller Mgmt For For For 1.5 Elect Director Jeffrey D. Miller Mgmt For For For 1.6 Elect Director Thomas D. Wren Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Glover Mgmt For For For 1.2 Elect Director Rawson Haverty, Jr. Mgmt For For For 1.3 Elect Director L. Phillip Humann Mgmt For For For 1.4 Elect Director Mylle H. Mangum Mgmt For For For 1.5 Elect Director Frank S. McGaughey Mgmt For For For III 1.6 Elect Director Clarence H. Smith Mgmt For For For 1.7 Elect Director Al Trujillo Mgmt For For For 1.8 Elect Director Terence F. McGuirk Mgmt For Withhold Against 1.9 Elect Director Vicki R. Palmer Mgmt For For For 1.10 Elect Director Fred L. Schuermann Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HERCULES OFFSHORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HERO CUSIP 427093109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas N. Amonett Mgmt For For For 1.2 Elect Director Thomas J. Madonna Mgmt For For For 1.3 Elect Director F. Gardner Parker Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert P. Badavas Mgmt For For For 2 Elect Director Joseph W. Chow Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Approve Sale of Common Stock Mgmt For For For Below Net Asset Value 7 Approve Issuance of Mgmt For For For Warrants/Convertible Debentures 8 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Allison Mgmt For For For 1.2 Elect Director C. Randall Sims Mgmt For For For 1.3 Elect Director Randy E. Mayor Mgmt For For For 1.4 Elect Director Robert H. Adcock, Mgmt For Withhold Against Jr. 1.5 Elect Director Richard H. Ashley Mgmt For For For 1.6 Elect Director Dale A. Bruns Mgmt For For For 1.7 Elect Director Richard A. Buckheim Mgmt For For For 1.8 Elect Director Jack E. Engelkes Mgmt For For For 1.9 Elect Director James G. Hinkle Mgmt For For For 1.10 Elect Director Alex R. Lieblong Mgmt For For For 1.11 Elect Director William G. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation --------------------------------------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOFT CUSIP 439038100 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For 1.2 Elect Director W. Christopher Mgmt For For For Beeler, Jr. 1.3 Elect Director John L. Gregory, Mgmt For For For III 1.4 Elect Director E. Larry Ryder Mgmt For For For 1.5 Elect Director Mark F. Schreiber Mgmt For For For 1.6 Elect Director David G. Sweet Mgmt For For For 1.7 Elect Director Henry G. Mgmt For For For Williamson, Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For For For 1.2 Elect Director Mark A. Yeager Mgmt For For For 1.3 Elect Director Gary D. Eppen Mgmt For For For 1.4 Elect Director Charles R. Reaves Mgmt For For For 1.5 Elect Director Martin P. Slark Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bradley J. Bell Mgmt For For For 1.2 Elect Director Lawrence D. Mgmt For For For Kingsley 1.3 Elect Director Gregory F. Milzcik Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INFINITY PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INFI CUSIP 45665G303 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Martin Babler Mgmt For For For 2 Elect Director Anthony B. Evnin, Mgmt For For For Ph.D. 3 Elect Director Steven H. Holtzman Mgmt For For For 4 Elect Director Eric S. Lander, Mgmt For Against Against Ph.D. 5 Elect Director Patrick P. Lee Mgmt For For For 6 Elect Director Arnold J. Levine, Mgmt For For For Ph.D. 7 Elect Director Thomas J. Lynch, Mgmt For For For M.D. 8 Elect Director Adelene Q. Perkins Mgmt For For For 9 Elect Director Ian F. Smith Mgmt For For For 10 Elect Director James B. Mgmt For For For Tananbaum, M.D. 11 Elect Director Michael C. Venuti, Mgmt For For For Ph.D. 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 14 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INNOSPEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IOSP CUSIP 45768S105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Milton C. Blackmore Mgmt For For For 1.2 Elect Director Hugh G.C. Aldous Mgmt For For For 1.3 Elect Director Joachim Roeser Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Amend Stock Option Plan Mgmt For For For 5 Amend Stock Option Plan Mgmt For For For 6 Amend Non-Employee Director Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Joseph Burgess Mgmt For For For 1.2 Elect Director Stephen P. Mgmt For For For Cortinovis 1.3 Elect Director Stephanie A. Mgmt For For For Cuskley 1.4 Elect Director John P. Dubinsky Mgmt For For For 1.5 Elect Director Charles R. Gordon Mgmt For For For 1.6 Elect Director Juanita H. Hinshaw Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 1.8 Elect Director Alfred L. Woods Mgmt For For For 2 Approve Non-Employee Director Mgmt For For For Omnibus Stock Plan 3 Approve Executive Incentive Bonus Mgmt For For For Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEVAC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVAC CUSIP 461148108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Norman H. Pond Mgmt For For For 1.2 Elect Director Kevin Fairbairn Mgmt For For For 1.3 Elect Director David S. Dury Mgmt For For For 1.4 Elect Director Stanley J. Hill Mgmt For For For 1.5 Elect Director Thomas M. Rohrs Mgmt For For For 1.6 Elect Director John F. Schaefer Mgmt For For For 1.7 Elect Director Ping Yang Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For For For 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For For For 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- JMP GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMP CUSIP 46629U107 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Jolson Mgmt For For For 1.2 Elect Director Craig R. Johnson Mgmt For For For 1.3 Elect Director Mark L. Lehmann Mgmt For For For 1.4 Elect Director Carter D. Mack Mgmt For For For 1.5 Elect Director Glenn H. Tongue Mgmt For For For 1.6 Elect Director Kenneth M. Karmin Mgmt For For For 1.7 Elect Director H. Mark Lunenburg Mgmt For For For 1.8 Elect DirectorDavid M. DiPietro Mgmt For For For 1.9 Elect Director Jonathan M. Orszag Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian E. Barents Mgmt For For For 1.2 Elect Director George E. Minnich Mgmt For For For 1.3 Elect Director Thomas W. Rabaut Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Allred Mgmt For For For 1.2 Elect Director Richard M. Mgmt For For For Cocchiaro 1.3 Elect Director A. Gordon Tunstall Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Sr. Mgmt For For For 1.2 Elect Director John B. Kilroy, Jr. Mgmt For For For 1.3 Elect Director Edward F. Brennan Mgmt For For For 1.4 Elect Director William P. Dickey Mgmt For For For 1.5 Elect Director Scott S. Ingraham Mgmt For For For 1.6 Elect Director Dale F. Kinsella Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David L. Lemmon Mgmt For For For 2 Elect Director George A. Mgmt For For For Peterkin, Jr. 3 Elect Director Richard R. Stewart Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Kite Mgmt For For For 1.2 Elect Director William E. Bindley Mgmt For For For 1.3 Elect Director Richard A. Cosier Mgmt For For For 1.4 Elect Director Eugene Golub Mgmt For For For 1.5 Elect Director Gerald L. Moss Mgmt For For For 1.6 Elect Director Michael L. Smith Mgmt For For For 1.7 Elect Director Darell E. Zink, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KTOS CUSIP 50077B207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott Anderson Mgmt For For For 1.2 Elect Director Bandel Carano Mgmt For For For 1.3 Elect Director Eric DeMarco Mgmt For For For 1.4 Elect Director William Hoglund Mgmt For For For 1.5 Elect Director Scot Jarvis Mgmt For For For 1.6 Elect Director Jane Judd Mgmt For For For 1.7 Elect Director Samuel Liberatore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael D. Barnello Mgmt For For For 1.2 Elect Director Donald A. Washburn Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel L. Barker Mgmt For For For 1.2 Elect Director Christopher J. Mgmt For Withhold Against Sobecki 1.3 Elect Director Judith L. Swain Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director T.J. Chung Mgmt For For For 1.2 Elect Director John P. Driscoll Mgmt For For For 1.3 Elect Director Anthony Grillo Mgmt For For For 1.4 Elect Director Gordon Hunter Mgmt For For For 1.5 Elect Director John E. Major Mgmt For For For 1.6 Elect Director William P. Noglows Mgmt For For For 1.7 Elect Director Ronald L. Schubel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Alutto, Mgmt For For For Ph.D. 1.2 Elect Director Phillip G. Creek Mgmt For For For 1.3 Elect Director Norman L. Traeger Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael H. McLamb Mgmt For For For 2 Elect Director Russell J. Knittel Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Executive Incentive Bonus Mgmt For For For Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MKL CUSIP 570535104 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Alfred Mgmt For For For Broaddus, Jr. 1.2 Elect Director Douglas C. Eby Mgmt For For For 1.3 Elect Director Stewart M. Kasen Mgmt For For For 1.4 Elect Director Alan I. Kirshner Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director Darrell D. Martin Mgmt For For For 1.7 Elect Director Anthony F. Markel Mgmt For For For 1.8 Elect Director Steven A. Markel Mgmt For For For 1.9 Elect Director Jay M. Weinberg Mgmt For For For 1.10 Elect Director Debora J. Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Neubert Mgmt For For For 1.2 Elect Director Gregory S. Babe Mgmt For For For 1.3 Elect Director Martin Schlatter Mgmt For For For 1.4 Elect Director John D. Turner Mgmt For For For 2 Approve Executive Incentive Bonus Mgmt For For For Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MCGRATH RENTCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGRC CUSIP 580589109 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Dawson Mgmt For For For 1.2 Elect Director Robert C. Hood Mgmt For For For 1.3 Elect Director Dennis C. Kakures Mgmt For For For 1.4 Elect Director Robert P. McGrath Mgmt For For For 1.5 Elect Director Dennis P. Stradford Mgmt For For For 1.6 Elect Director Ronald H. Zech Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MEADOWBROOK INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CUSIP 58319P108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Naftaly Mgmt For For For 1.2 Elect Director Robert W. Sturgis Mgmt For For For 1.3 Elect Director Bruce E. Thal Mgmt For For For 1.4 Elect Director Jeffrey A. Maffett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Sarver Mgmt For Withhold Against 1.2 Elect Director Peter L. Ax Mgmt For For For 1.3 Elect Director Gerald W. Haddock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Walter J. Aspatore Mgmt For For For 2 Elect Director Warren L. Batts Mgmt For For For 3 Elect Director J. Edward Colgate Mgmt For For For 4 Elect Director Darren M. Dawson Mgmt For For For 5 Elect Director Donald W. Duda Mgmt For For For 6 Elect Director Stephen F. Gates Mgmt For For For 7 Elect Director Isabelle C. Goossen Mgmt For For For 8 Elect Director Christopher J. Mgmt For For For Hornung 9 Elect Director Paul G. Shelton Mgmt For For For 10 Elect Director Lawrence B. Skatoff Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Approve Executive Incentive Bonus Mgmt For For For Plan 13 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- MINE SAFETY APPLIANCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 602720104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Diane M. Pearse Mgmt For For For 1.2 Elect Director L. Edward Shaw, Jr. Mgmt For For For 1.3 Elect Director William M. Lambert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paula H. J. Mgmt For For For Cholmondeley 1.2 Elect Director Duane R. Dunham Mgmt For For For 1.3 Elect Director Steven J. Golub Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MONOTYPE IMAGING HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYPE CUSIP 61022P100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Lentz Mgmt For For For 1.2 Elect Director Douglas J. Shaw Mgmt For For For 1.3 Elect Director Peter J. Simone Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vincent C. Byrd Mgmt For For For 1.2 Elect Director Sarah R. Coffin Mgmt For For For 1.3 Elect Director John B. Crowe Mgmt For For For 1.4 Elect Director William A. Foley Mgmt For For For 1.5 Elect Director Robert B. Heisler, Mgmt For For For Jr. 1.6 Elect Director Richard P. Johnston Mgmt For Withhold Against 1.7 Elect Director Edward W. Kissel Mgmt For For For 1.8 Elect Director John C. Orr Mgmt For For For 1.9 Elect Director Robert A. Stefanko Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Prather, ShrHldr For Withhold Against Jr. 1.2 Elect Director Jack Liebau, Jr. ShrHldr For For For 2 Ratify Auditors Mgmt N/A For N/A 3 Advisory Vote to Ratify Named Mgmt N/A For N/A Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alec C. Covington Mgmt For For For 1.2 Elect Director Sam K. Duncan Mgmt For For For 1.3 Elect Director Mickey P. Foret Mgmt For For For 1.4 Elect Director Douglas A. Hacker Mgmt For For For 1.5 Elect Director Hawthorne L. Mgmt For For For Proctor 1.6 Elect Director William R. Voss Mgmt For For For 1.7 Elect Director Christopher W. Mgmt For For For Bodine 2 Amend Certificate of Incorporation Mgmt For For For 3 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Certain Fundamental Changes 4 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Certain Business Combinations 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For 8 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NHC CUSIP 635906209 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Andrew Adams Mgmt For For For 1.2 Elect Director Ernest G. Burgess, Mgmt For Withhold Against III 1.3 Elect Director Emil E. Hassan Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- NATIONAL INTERSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATL CUSIP 63654U100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph E. (Jeff) Mgmt For For For Consolino 1.2 Elect Director Theodore H. Mgmt For For For Elliott, Jr. 1.3 Elect Director Gary J. Gruber Mgmt For Withhold Against 1.4 Elect Director Donald D. Larson Mgmt For Withhold Against 1.5 Elect Director David W. Michelson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William M. Goodyear Mgmt For For For 1.2 Elect Director Stephan A. James Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph P. Keithley Mgmt For For For 1.2 Elect Director Mary G. Puma Mgmt For For For 1.3 Elect Director William L. Robinson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NORTH AMERICAN PALLADIUM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDL CUSIP 656912102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven R. Berlin Mgmt For For For 1.2 Elect Director William J. Biggar Mgmt For For For 1.3 Elect Director C. David A. Comba Mgmt For For For 1.4 Elect Director Andre J. Douchane Mgmt For For For 1.5 Elect Director Robert J. Quinn Mgmt For For For 1.6 Elect Director Greg J. Van Mgmt For For For Staveren 1.7 Elect Director William J. Weymark Mgmt For For For 2 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Dorothy M. Bradley Mgmt For For For 1.3 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Director Dana J. Dykhouse Mgmt For For For 1.5 Elect Director Julia L. Johnson Mgmt For For For 1.6 Elect Director Philip L. Maslowe Mgmt For For For 1.7 Elect Director Denton Louis Mgmt For For For Peoples 1.8 Elect Director Robert C. Rowe Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORIENT-EXPRESS HOTELS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CINS G67743107 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harsha V. Agadi Mgmt For For For 1.2 Elect Director John D. Campbell Mgmt For Withhold Against 1.3 Elect Director Mitchell C. Mgmt For Withhold Against Hochberg 1.4 Elect Director Prudence M. Leith Mgmt For Withhold Against 1.5 Elect Director J. Robert Lovejoy Mgmt For Withhold Against 1.6 Elect Director Philip R. Mengel Mgmt For For For 1.7 Elect Director Georg R. Rafael Mgmt For Withhold Against 1.8 Elect Director Paul M. White Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Approve Deloitte Llp as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- OWENS & MINOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Marshall Acuff, Mgmt For For For Jr. 1.2 Elect Director J. Alfred Mgmt For For For Broaddus, Jr. 1.3 Elect Director Richard E. Fogg Mgmt For For For 1.4 Elect Director John W. Gerdelman Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director G. Gilmer Minor, Mgmt For For For III 1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For For 1.8 Elect Director Peter S. Redding Mgmt For For For 1.9 Elect Director James E. Rogers Mgmt For For For 1.10 Elect Director Robert C. Sledd Mgmt For For For 1.11 Elect Director Craig R. Smith Mgmt For For For 1.12 Director Anne Marie Whittemore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles T. Cannada Mgmt For For For 1.2 Elect Director Edward M. Casal Mgmt For For For 1.3 Elect Director Laurie L. Dotter Mgmt For For For 1.4 Elect Director Daniel P. Friedman Mgmt For For For 1.5 Elect Director Michael J. Lipsey Mgmt For For For 1.6 Elect Director Brenda J. Mixson Mgmt For For For 1.7 Elect Director Steven G. Rogers Mgmt For For For 1.8 Elect Director Leland R. Speed Mgmt For For For 1.9 Elect Director Troy A. Stovall Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon E. Bortz Mgmt For For For 1.2 Elect Director Cydney C. Donnell Mgmt For For For 1.3 Elect Director Ron E. Jackson Mgmt For For For 1.4 Elect Director Michael J. Schall Mgmt For For For 1.5 Elect Director Earl E. Webb Mgmt For For For 1.6 Elect Director Laura H. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John U. Clarke Mgmt For For For 1.2 Elect Director Edward B. Cloues, Mgmt For For For II 1.3 Elect Director Robert Garrett Mgmt For For For 1.4 Elect Director Steven W. Krablin Mgmt For For For 1.5 Elect Director Marsha R. Perelman Mgmt For For For 1.6 Elect Director P. van Marcke de Mgmt For For For Lummen 1.7 Elect Director M. Baird Whitehead Mgmt For For For 1.8 Elect Director Gary K. Wright Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marshall Brozost Mgmt For For For 1.2 Elect Director Samuel L. Katz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Mgmt For For For Below Net Asset Value --------------------------------------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew S. Duff Mgmt For For For 1.2 Elect Director Michael R. Francis Mgmt For For For 1.3 Elect Director B. Kristine Johnson Mgmt For For For 1.4 Elect Director Addison L. Piper Mgmt For For For 1.5 Elect Director Lisa K. Polsky Mgmt For For For 1.6 Elect Director Frank L. Sims Mgmt For For For 1.7 Elect Director Jean M. Taylor Mgmt For For For 1.8 Elect Director Michele Volpi Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jerome C. Knoll Mgmt For For For 2 Elect Director John S. Moody Mgmt For For For 3 Elect Director Lawrence S. Peiros Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For Withhold Against 1.2 Elect Director Jeffrey T. Arnold Mgmt For Withhold Against 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For Withhold Against 1.6 Elect Director Raymond H. Pirtle, Mgmt For Withhold Against Jr. 1.7 Elect Director J. Walker Smith, Mgmt For Withhold Against Jr. 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lucian F. Mgmt For For For Bloodworth 1.2 Elect Director Robert E. Flowers Mgmt For For For 1.3 Elect Director Ann F. Putallaz Mgmt For For For 1.4 Elect Director Drayton Nabers, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For For For 1.2 Elect Director Ram Gupta Mgmt For For For 1.3 Elect Director Charles F. Kane Mgmt For For For 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For For For 1.6 Elect Director Richard D. Reidy Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- REDWOOD TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas B. Hansen Mgmt For For For 1.2 Elect Director Martin S. Hughes Mgmt For For For 1.3 Elect Director Greg H. Kubicek Mgmt For For For 1.4 Elect Director Charles J. Mgmt For For For Toeniskoetter 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Increase Authorized Common Stock Mgmt For For For 6 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew G. Lampereur Mgmt For For For 1.2 Elect Director Thomas P. Loftis Mgmt For For For 1.3 Elect Director Dale L. Medford Mgmt For For For 1.4 Elect Director Albert J. Neupaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449207 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Julie A. Dobson Mgmt For For For 1.3 Elect Director Andrew E. Lietz Mgmt For For For 1.4 Elect Director George MacKenzie Mgmt For For For 1.5 Elect Director George D. Mgmt For For For McClelland 1.6 Elect Director Jack L. Messman Mgmt For For For 1.7 Elect Director John J. Roberts Mgmt For For For 1.8 Elect Director Robert J. Rosenthal Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SASR CUSIP 800363103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark E. Friis Mgmt For For For 1.2 Elect Director Pamela A. Little Mgmt For For For 1.3 Elect Director Craig A. Ruppert Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEABRIGHT HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBX CUSIP 811656107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John G. Pasqualetto Mgmt For For For 1.2 Elect Director Joseph A. Edwards Mgmt For For For 1.3 Elect Director William M. Feldman Mgmt For For For 1.4 Elect Director Mural R. Josephson Mgmt For For For 1.5 Elect Director George M. Morvis Mgmt For For For 1.6 Elect Director Michael D. Rice Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SEALY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZZ CUSIP 812139301 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Simon E. Brown Mgmt For For For 1.2 Elect Director Deborah G. Ellinger Mgmt For For For 1.3 Elect Director James W. Johnston Mgmt For For For 1.4 Elect Director Gary E. Morin Mgmt For For For 1.5 Elect Director Dean B. Nelson Mgmt For For For 1.6 Elect Director Paul J. Norris Mgmt For For For 1.7 Elect Director John B. Replogle Mgmt For For For 1.8 Elect Director Richard W. Roedel Mgmt For For For 1.9 Elect Director Lawrence J. Rogers Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- SHILOH INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLO CUSIP 824543102 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Curtis E. Moll Mgmt For For For 1.2 Elect Director Robert J. King, Jr. Mgmt For For For 1.3 Elect Director Theodore K. Mgmt For For For Zampetis --------------------------------------------------------------------------------------------------------------- SHORETEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOR CUSIP 825211105 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark F. Bregman Mgmt For For For 1.2 Elect Director Edward F. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIMS METAL MANAGEMENT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SGM CUSIP 829160100 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 30, 2010 2 Elect Christopher Renwick as a Mgmt For For For Director 3 Approve the Amendments to the Mgmt For For For Company's Constitution to Reflect the New Requirements for the Payment of Dividends 4 Approve the Grant of Up 271,865 Mgmt For Against Against Performance Rights and 203,908 Options with an Exercise Price Equal to the Average Market Share Price Five Days Prior to Issue Date to Daniel Dienst, Group CEO, Under the Sims Metal Management Ltd Long Term Incentive Plan 5 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 --------------------------------------------------------------------------------------------------------------- SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry C. Atkin Mgmt For For For 1.2 Elect Director J. Ralph Atkin Mgmt For For For 1.3 Elect Director Margaret S. Billson Mgmt For For For 1.4 Elect Director Ian M. Cumming Mgmt For For For 1.5 Elect Director Henry J. Eyring Mgmt For For For 1.6 Elect Director Robert G. Sarver Mgmt For For For 1.7 Elect Director Steven F. Mgmt For For For Udvar-hazy 1.8 Elect Director James L. Welch Mgmt For For For 1.9 Elect Director Michael K. Young Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- SONUS NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONS CUSIP 835916107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James K. Brewington Mgmt For For For 1.2 Elect Director John P. Cunningham Mgmt For For For 1.3 Elect Director Raymond P. Dolan Mgmt For For For 1.4 Elect Director Beatriz V. Infante Mgmt For For For 1.5 Elect Director Howard E. Janzen Mgmt For For For 1.6 Elect Director John A. Schofield Mgmt For For For 1.7 Elect Director Scott E. Schubert Mgmt For For For 1.8 Elect Director H. Brian Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Boughner Mgmt For For For 1.2 Elect Director Thomas E. Chestnut Mgmt For For For 1.3 Elect Director Stephen C. Comer Mgmt For For For 1.4 Elect Director LeRoy C. Hanneman, Mgmt For For For Jr. 1.5 Elect Director Michael O. Maffie Mgmt For For For 1.6 Elect Director Anne L. Mariucci Mgmt For For For 1.7 Elect Director Michael J. Melarkey Mgmt For For For 1.8 Elect Director Jeffrey W. Shaw Mgmt For For For 1.9 Elect Director A. Randall Thoman Mgmt For For For 1.10 Elect Director Thomas A. Thomas Mgmt For For For 1.11 Elect Director Terrence L. Wright Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy P. Craig Mgmt For For For 1.2 Elect Director Ivan T. Frisch Mgmt For For For 1.3 Elect Director Kenneth Kin Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Stock Appreciation Rights Mgmt For For For Exchange Program for Employees 4 Approve Stock Appreciation Rights Mgmt For For For Exchange Program for Executive Officers and Directors 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANLEY FURNITURE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLY CUSIP 854305208 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Culp, III Mgmt For For For 1.2 Elect Director T. Scott Mgmt For For For Mcilhenny, Jr. 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ed Zschau Mgmt For For For 1.2 Elect Director P. Kay Norton Mgmt For Withhold Against 1.3 Elect Director Albert C. Yates Mgmt For Withhold Against 1.4 Elect Director Harvey A. Wagner Mgmt For For For 1.5 Elect Director Christopher M. Mgmt For For For Smith 1.6 Elect Director John R. Harris Mgmt For For For 1.7 Elect Director A. Laurence Jones Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralph Alexander Mgmt For For For 1.2 Elect Director Alvin R. Carpenter Mgmt For For For 1.3 Elect Director Irwin Cohen Mgmt For For For 1.4 Elect Director Susan Falk Mgmt For For For 1.5 Elect Director Linda M. Farthing Mgmt For For For 1.6 Elect Director Mitchell W. Legler Mgmt For For For 1.7 Elect Director Robert L. Mettler Mgmt For For For 1.8 Elect Director Richard L. Sisisky Mgmt For For For 1.9 Elect Director Jay Stein Mgmt For For For 1.10 Elect Director Martin E. Stein, Mgmt For For For Jr. 1.11 Elect Director David H. Stovall, Mgmt For For For Jr. 1.12 Elect Director John H. Williams, Mgmt For For For Jr. 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRL CUSIP 859241101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert A. Eckels Mgmt For For For 2 Elect Director Joseph P. Harper, Mgmt For Against Against Sr. 3 Elect Director Patrick T. Manning Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R Rosenfeld Mgmt For For For 1.2 Elect Director John L Madden Mgmt For For For 1.3 Elect Director Peter Migliorini Mgmt For For For 1.4 Elect Director Richard P Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNHY CUSIP 866942105 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christine L. Koski Mgmt For For For 1.2 Elect Director David N. Wormley Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Greg W. Becker Mgmt For For For 1.2 Elect Director Eric A. Benhamou Mgmt For For For 1.3 Elect Director David M. Clapper Mgmt For For For 1.4 Elect Director Roger F. Dunbar Mgmt For For For 1.5 Elect Director Joel P. Friedman Mgmt For For For 1.6 Elect Director G. Felda Hardymon Mgmt For For For 1.7 Elect Director Alex W. Hart Mgmt For For For 1.8 Elect Director C. Richard Kramlich Mgmt For For For 1.9 Elect Director Lata Krishnan Mgmt For For For 1.10 Elect Director Kate D. Mitchell Mgmt For For For 1.11 Elect Director John F. Robinson Mgmt For For For 1.12 Elect Director Kyung H. Yoon Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Other Business Mgmt N/A Against N/A --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deanna L. Cannon Mgmt For Withhold Against 1.2 Elect Director Douglas J. Lanier Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dwight Steffensen Mgmt For For For 1.2 Elect Director Kevin Murai Mgmt For For For 1.3 Elect Director Fred Breidenbach Mgmt For For For 1.4 Elect Director Matthew Miau Mgmt For For For 1.5 Elect Director Gregory Quesnel Mgmt For For For 1.6 Elect Director James Van Horne Mgmt For For For 1.7 Elect Director Duane Zitzner Mgmt For For For 1.8 Elect Director Andrea Zulberti Mgmt For For For 2 Amend Executive Incentive Bonus Mgmt For For For Plan 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Daniel W. Christman Mgmt For For For 5 Elect Director Edwin J. Gillis Mgmt For For For 6 Elect Director Timothy E. Guertin Mgmt For For For 7 Elect Director Paul J. Tufano Mgmt For For For 8 Elect Director Roy A. Vallee Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 11 Amend Omnibus Stock Plan Mgmt For For For 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart M. Brightman Mgmt For For For 1.2 Elect Director Paul D. Coombs Mgmt For For For 1.3 Elect Director Ralph S. Cunningham Mgmt For For For 1.4 Elect Director Tom H. Delimitros Mgmt For For For 1.5 Elect Director Geoffrey M. Hertel Mgmt For For For 1.6 Elect Director Allen T. McInnes Mgmt For For For 1.7 Elect Director Kenneth P. Mitchell Mgmt For For For 1.8 Elect Director William D. Sullivan Mgmt For For For 1.9 Elect Director Kenneth E. White, Mgmt For For For Jr. 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- THE DOLAN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DM CUSIP 25659P402 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur F. Kingsbury Mgmt For For For 1.2 Elect Director Lauren Rich Fine Mgmt For For For 1.3 Elect Director Gary H. Stern Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE EMPIRE DISTRICT ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EDE CUSIP 291641108 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kenneth R. Allen Mgmt For For For 1.2 Elect Director Bradley P. Beecher Mgmt For For For 1.3 Elect Director William L. Gipson Mgmt For For For 1.4 Elect Director Thomas M. Ohlmacher Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBX CUSIP 393657101 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Graeme A. Jack Mgmt For For For 1.2 Elect Director Victoria McManus Mgmt For For For 1.3 Elect Director Wendy L. Teramoto Mgmt For For For 1.4 Elect Director Benjamin R. Mgmt For For For Whiteley 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE MEN'S WEARHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MW CUSIP 587118100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Zimmer Mgmt For For For 1.2 Elect Director David H. Edwab Mgmt For For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For For 1.4 Elect Director Michael L. Ray Mgmt For For For 1.5 Elect Director Sheldon I. Stein Mgmt For For For 1.6 Elect Director Deepak Chopra Mgmt For For For 1.7 Elect Director William B. Sechrest Mgmt For For For 1.8 Elect Director Larry R. Katzen Mgmt For For For 1.9 Elect Director Grace Nichols Mgmt For For For 1.10 Elect Director Douglas S. Ewert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GTS CUSIP 896749108 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Adamina Mgmt For For For Soto-Martinez 2 Elect Director Jorge Mgmt For For For Fuentes-Benejam 3 Elect Director Francisco Tonarely Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Garside Mgmt For For For 1.2 Elect Director Gary F. Goode Mgmt For For For 1.3 Elect Director Mark A. Murray Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- UNIVERSAL TRUCKLOAD SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UACL CUSIP 91388P105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald B. Cochran Mgmt For For For 1.2 Elect Director Matthew T. Moroun Mgmt For Withhold Against 1.3 Elect Director Manuel J. Moroun Mgmt For Withhold Against 1.4 Elect Director Frederick P. Mgmt For For For Calderone 1.5 Elect Director Joseph J. Casaroll Mgmt For For For 1.6 Elect Director Daniel J. Deane Mgmt For For For 1.7 Elect Director Daniel C. Sullivan Mgmt For For For 1.8 Elect Director Richard P. Urban Mgmt For For For 1.9 Elect Director Ted B. Wahby Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl L. Chapman Mgmt For For For 1.2 Elect Director James H. Mgmt For For For DeGraffenreidt, Jr. 1.3 Elect Director Niel C. Ellerbrook Mgmt For For For 1.4 Elect Director John D. Engelbrecht Mgmt For For For 1.5 Elect Director Anton H. George Mgmt For For For 1.6 Elect Director Martin C. Jischke Mgmt For For For 1.7 Elect Director Robert G. Jones Mgmt For For For 1.8 Elect Director William G. Mays Mgmt For For For 1.9 Elect Director J. Timothy McGinley Mgmt For For For 1.10 Elect Director R. Daniel Sadlier Mgmt For For For 1.11 Elect Director Michael L. Smith Mgmt For For For 1.12 Elect Director Jean L. Wojtowicz Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VENOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VQ CUSIP 92275P307 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director J.C. 'Mac' Mgmt For For For McFarland 2 Elect Director Joel L. Reed Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- VITRAN CORPORATION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTN CUSIP 92850E107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard D. McGraw Mgmt For Withhold Against 1.2 Elect Director Richard E. Gaetz Mgmt For For For 1.3 Elect Director William S. Deluce Mgmt For For For 1.4 Elect Director Anthony F. Mgmt For For For Griffiths 1.5 Elect Director John R. Gossling Mgmt For For For 1.6 Elect Director Georges L. Hebert Mgmt For For For 2 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert H. Davis Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary W. Freels Mgmt For For For 1.2 Elect Director Thomas J. Howatt Mgmt For For For 1.3 Elect Director Londa J. Dewey Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald E. Morel, Mgmt For For For Jr. 1.2 Elect Director John H. Weiland Mgmt For For For 1.3 Elect Director Robert C. Young Mgmt For For For 1.4 Elect Director Mark A. Buthman Mgmt For For For 1.5 Elect Director Douglas A. Michels Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Sande, III Mgmt For For For 1.2 Elect Director Robert G. Sarver Mgmt For For For 1.3 Elect Director Sung Won Sohn Mgmt For For For 1.4 Elect Director Donald D. Snyder Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Securities Transfer Mgmt For For For Restrictions --------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert N. Chiusano Mgmt For For For 1.2 Elect Director Jerry N. Currie Mgmt For For For 1.3 Elect Director Lawrence A. Mgmt For For For Erickson 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Crist Mgmt For For For 1.2 Elect Director Bruce K. Crowther Mgmt For For For 1.3 Elect Director Joseph F. Damico Mgmt For For For 1.4 Elect Director Bert A. Getz, Jr. Mgmt For For For 1.5 Elect Director H. Patrick Mgmt For For For Hackett, Jr 1.6 Elect Director Scott K. Heitmann Mgmt For For For 1.7 Elect Director Charles H. James Mgmt For For For III 1.8 Elect Director Albin F. Moschner Mgmt For For For 1.9 Elect Director Thomas J. Neis Mgmt For For For 1.10 Elect Director Christopher J. Mgmt For For For Perry 1.11 Elect Director Hollis W. Mgmt For For For Rademacher 1.12 Elect Director Ingrid S. Stafford Mgmt For For For 1.13 Elect Director Edward J. Wehmer Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mary L. Petrovich Mgmt For Withhold Against 1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold Against 1.3 Elect Director Michael T. Yonker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Steve Sanghi as Director Mgmt For For For 2 Reelect Richard Pearce as Director Mgmt For For For 3 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditor and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- ZARLINK SEMICONDUCTOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZL CUSIP 989139100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam Chowaniec Mgmt For For For 1.2 Elect Director Oleg Khaykin Mgmt For For For 1.3 Elect Director Hubert T. Lacroix Mgmt For For For 1.4 Elect Director J. Spencer Lanthier Mgmt For For For 1.5 Elect Director Kirk K. Mandy Mgmt For For For 1.6 Elect Director Jules M. Meunier Mgmt For For For 1.7 Elect Director Dennis Roberson Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- ZYGO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZIGO CUSIP 989855101 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen D. Fantone Mgmt For For For 1.2 Elect Director Samuel H. Fuller Mgmt For For For 1.3 Elect Director Chris L. Mgmt For For For Koliopoulos 1.4 Elect Director Seymour E. Liebman Mgmt For Withhold Against 1.5 Elect Director Robert B. Taylor Mgmt For For For 1.6 Elect Director Carol P. Wallace Mgmt For For For 1.7 Elect Director Gary K. Willis Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Small Cap Stock Portfolio --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ayer Mgmt For For For 2 Elect Patricia Bedient Mgmt For For For 3 Elect Marion Blakey Mgmt For For For 4 Elect Phyllis Campbell Mgmt For For For 5 Elect Jessie Knight, Jr. Mgmt For For For 6 Elect R. Marc Langland Mgmt For For For 7 Elect Dennis Madsen Mgmt For For For 8 Elect Byron Mallott Mgmt For For For 9 Elect J. Kenneth Thompson Mgmt For For For 10 Elect Bradley Tilden Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Advisory Vote on Written Consent Mgmt Against For Against 15 Amendment to the 2008 Mgmt For For For Performance Incentive Plan --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Mgmt For For For Classification of the Board 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONCEPTUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPTS CUSIP 206016107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul LaViolette Mgmt For For For 1.2 Elect Peter Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Lemaitre Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For and the Securities Purchase Agreement 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 12/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bodde Mgmt For For For 1.2 Elect Michael Chesser Mgmt For For For 1.3 Elect William Downey Mgmt For For For 1.4 Elect Randall Ferguson, Jr. Mgmt For For For 1.5 Elect Gary Forsee Mgmt For For For 1.6 Elect James Mitchell Mgmt For For For 1.7 Elect William Nelson Mgmt For For For 1.8 Elect John Sherman Mgmt For For For 1.9 Elect Linda Talbott Mgmt For For For 1.10 Elect Robert West Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Long-Term Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Badavas Mgmt For For For 1.2 Elect Joseph Chow Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Authority to Sell Shares Below Mgmt For For For Net Asset Value 6 Approval to Issue Debt Mgmt For For For Convertible into Shares at a Conversion Price Below Net Asset Value 7 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorothy Terrell Mgmt For For For 1.2 Elect David Ulrich Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harry Barton, Jr. Mgmt For For For 1.2 Elect E. Stewart Shea III Mgmt For For For 1.3 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICFI CUSIP 44925C103 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Bersoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For and Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Atkins Mgmt For For For 2 Elect Leslie Heisz Mgmt For For For 3 Elect John Ingram Mgmt For For For 4 Elect Orrin Ingram, II Mgmt For For For 5 Elect Dale Laurance Mgmt For For For 6 Elect Linda Levinson Mgmt For For For 7 Elect Scott McGregor Mgmt For For For 8 Elect Michael Smith Mgmt For For For 9 Elect Gregory Spierkel Mgmt For For For 10 Elect Joe Wyatt Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Barbara Alexander Mgmt For For For 2 Elect Stephen Bollenbach Mgmt For For For 3 Elect Timothy Finchem Mgmt For For For 4 Elect Kenneth Jastrow II Mgmt For For For 5 Elect Robert Johnson Mgmt For For For 6 Elect Melissa Lora Mgmt For For For 7 Elect Michael McCaffery Mgmt For For For 8 Elect Jeffrey Mezger Mgmt For For For 9 Elect Leslie Moonves Mgmt For For For 10 Elect Luis Nogales Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2010 Equity Mgmt For Against Against Incentive Plan 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allred Mgmt For For For 1.2 Elect Richard Cocchiaro Mgmt For For For 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOL CUSIP 499183804 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodger Johnson Mgmt For For For 1.2 Elect Campbell Lanier, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect David Bannister Mgmt For For For 1.3 Elect Michael Henning Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Equity Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MB FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MBFI CUSIP 55264U108 06/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Holmstrom Mgmt For For For 2 Elect Karen May Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the 1997 Omnibus Mgmt For For For Incentive Plan 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Goodyear Mgmt For For For 2 Elect Stephan James Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Mark Kowlzan Mgmt For For For 1.5 Elect Samuel Mencoff Mgmt For For For 1.6 Elect Roger Porter Mgmt For For For 1.7 Elect Thomas Souleles Mgmt For For For 1.8 Elect Paul Stecko Mgmt For For For 1.9 Elect James Woodrum Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Mgmt For For For Under the 2006 Stock Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Omnibus Mgmt For For For Performance Equity Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Corless Mgmt For For For 1.2 Elect Melvin Hecktman Mgmt For For For 1.3 Elect Delores Kesler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLRC CUSIP 83413U100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Spohler Mgmt For Withhold Against 1.2 Elect Steven Hochberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Mgmt For For For Net Asset Value 4 Issuance of Warrants, Options or Mgmt For For For Rights --------------------------------------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Burris Mgmt For For For 1.2 Elect Tim Guleri Mgmt For For For 1.3 Elect Martin Roesch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SYKES ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Parks Helms Mgmt For For For 1.2 Elect Linda McClintock-Greco Mgmt For For For 1.3 Elect James Murray, Jr. Mgmt For For For 1.4 Elect James MacLeod Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Equity Incentive Plan Mgmt For For For 5 Amendment to the 2011 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Dutkowsky Mgmt For For For 2 Elect Jeffery Howells Mgmt For For For 3 Elect Savio Tung Mgmt For For For 4 Elect David Upton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TESO CUSIP 88157K101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Dyment Mgmt For Withhold Against 1.2 Elect Gary Kott Mgmt For Withhold Against 1.3 Elect R. Vance Milligan Mgmt For Withhold Against 1.4 Elect Julio Quintana Mgmt For For For 1.5 Elect John Reynolds Mgmt For Withhold Against 1.6 Elect Norman Robertson Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect Clifton Weatherford Mgmt For Withhold Against 2 Amendment to Shareholder Rights' Mgmt For For For Plan 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bonavia Mgmt For For For 1.2 Elect Lawrence Aldrich Mgmt For For For 1.3 Elect Barbara Baumann Mgmt For For For 1.4 Elect Larry Bickle Mgmt For For For 1.5 Elect Harold Burlingame Mgmt For For For 1.6 Elect Robert Elliott Mgmt For For For 1.7 Elect Daniel Fessler Mgmt For For For 1.8 Elect Louise Francesconi Mgmt For For For 1.9 Elect Warren Jobe Mgmt For For For 1.10 Elect Ramiro Peru Mgmt For For For 1.11 Elect Gregory Pivirotto Mgmt For For For 1.12 Elect Joaquin Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Stock and Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- URS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS URS CUSIP 903236107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mickey Foret Mgmt For For For 2 Elect William Frist Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect Donald Knauss Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Sabrina Simmons Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect William Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Davis Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Small Cap Index Portfolio --------------------------------------------------------------------------------------------------------------- A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Allspach Mgmt For For For 1.2 Elect Gregory Barmore Mgmt For For For 1.3 Elect David Birney Mgmt For For For 1.4 Elect Howard Curd Mgmt For For For 1.5 Elect Joseph Gingo Mgmt For For For 1.6 Elect Michael McManus, Jr. Mgmt For For For 1.7 Elect Lee Meyer Mgmt For For For 1.8 Elect James Mitarotonda Mgmt For Withhold Against 1.9 Elect Ernest Novak, Jr. Mgmt For For For 1.10 Elect Irvin Reid Mgmt For For For 1.11 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Value Creation Rewards Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- A.M. CASTLE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAS CUSIP 148411101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Thomas Donahoe Mgmt For For For 1.3 Elect Ann Drake Mgmt For For For 1.4 Elect Michael Goldberg Mgmt For For For 1.5 Elect Patrick Herbert III Mgmt For For For 1.6 Elect Terrence Keating Mgmt For For For 1.7 Elect James Kelly Mgmt For For For 1.8 Elect Pamela Forbes Lieberman Mgmt For For For 1.9 Elect John McCartney Mgmt For For For 1.10 Elect Michael Simpson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2008 Restricted Mgmt For For For Stock, Stock Option and Equity Compensation Plan 5 Amendment to the 2008 Restricted Mgmt For Against Against Stock, Stock Option and Equity Compensation Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gloster Current, Jr. Mgmt For For For 1.2 Elect Robert O'Toole Mgmt For For For 1.3 Elect Idelle Wolf Mgmt For For For 1.4 Elect Gene Wulf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Norman Bobins Mgmt For For For 1.2 Elect James Goodwin Mgmt For For For 1.3 Elect Marc Walfish Mgmt For For For 2 Section 162(m) Annual Cash Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ABAXIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABAX CUSIP 002567105 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clinton Severson Mgmt For For For 1.2 Elect Richard Bastiani Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Henk Evenhuis Mgmt For For For 1.5 Elect Prithipal Singh Mgmt For For For 1.6 Elect Ernest Tucker III Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Bane Mgmt For For For 1.2 Elect Anthony Fernandes Mgmt For For For 1.3 Elect Maryellen Herringer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Bernstein Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Lorrence Kellar Mgmt For For For 4 Elect Wendy Luscombe Mgmt For For For 5 Elect William Spitz Mgmt For For For 6 Elect Lee Wielansky Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect Gustav Boel Mgmt For For For 1.4 Elect Thomas Fischer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect R. Alan Hunter, Jr. Mgmt For For For 1.7 Elect Robert Peterson Mgmt For For For 1.8 Elect Holly Van Deursen Mgmt For For For 1.9 Elect Dennis Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Schatz Mgmt For For For 1.2 Elect Frederick Ball Mgmt For For For 1.3 Elect Richard Beck Mgmt For For For 1.4 Elect Hans Georg Betz Mgmt For For For 1.5 Elect Trung Doan Mgmt For For For 1.6 Elect Edward Grady Mgmt For Withhold Against 1.7 Elect Terry Hudgens Mgmt For For For 1.8 Elect Thomas Rohrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AEROVIRONMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVAV CUSIP 008073108 09/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Baker Mgmt For For For 1.2 Elect Murray Gell-Mann Mgmt For For For 1.3 Elect Charles Holland Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AFFYMETRIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFFX CUSIP 00826T108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Fodor Mgmt For For For 2 Elect Kevin King Mgmt For For For 3 Elect Nelson Chan Mgmt For For For 4 Elect John Diekman Mgmt For For For 5 Elect Gary Guthart Mgmt For For For 6 Elect Jami Dover Nachtsheim Mgmt For For For 7 Elect Robert Trice Mgmt For For For 8 Elect Robert Wayman Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AGILYSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGYS CUSIP 00847J105 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Kolerus Mgmt For For For 1.2 Elect Robert Lauer Mgmt For For For 1.3 Elect Robert McCreary III Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AIR METHODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AIRM CUSIP 009128307 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Gray Mgmt For For For 1.2 Elect Morad Tahbaz Mgmt For For For 1.3 Elect Aaron Todd Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIN CUSIP 012348108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cassidy, Jr. Mgmt For For For 2 Elect Paula Cholmondeley Mgmt For For For 3 Elect Edgar Hotard Mgmt For For For 4 Elect Erland Kailbourne Mgmt For For For 5 Elect Joseph Morone Mgmt For For For 6 Elect Juhani Pakkala Mgmt For For For 7 Elect Christine Standish Mgmt For For For 8 Elect John Standish Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 2011 Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGT CUSIP 01748X102 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Montie Brewer Mgmt For For For 1.2 Elect Gary Ellmer Mgmt For For For 1.3 Elect Timothy Flynn Mgmt For Withhold Against 1.4 Elect Maurice Gallagher, Jr. Mgmt For Withhold Against 1.5 Elect Charles (Chuck) Pollard Mgmt For For For 1.6 Elect John Redmond Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLETE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALE CUSIP 018522300 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Brekken Mgmt For For For 2 Elect Kathryn Dindo Mgmt For For For 3 Elect Heidi Eddins Mgmt For For For 4 Elect Sidney Emery, Jr. Mgmt For For For 5 Elect James Haines, Jr. Mgmt For For For 6 Elect Alan Hodnik Mgmt For For For 7 Elect James Hoolihan Mgmt For For For 8 Elect Madeleine Ludlow Mgmt For For For 9 Elect Douglas Neve Mgmt For For For 10 Elect Leonard Rodman Mgmt For For For 11 Elect Donald Shippar Mgmt For For For 12 Elect Bruce Stender Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Harrison Mgmt For For For 1.2 Elect B. Clyde Preslar Mgmt For For For 1.3 Elect Norman Scher Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALMOST FAMILY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFAM CUSIP 020409108 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Yarmuth Mgmt For For For 1.2 Elect Steven Bing Mgmt For For For 1.3 Elect Donald McClinton Mgmt For For For 1.4 Elect Tyree Wilburn Mgmt For For For 1.5 Elect Jonathan Goldberg Mgmt For For For 1.6 Elect W. Earl Reed, III Mgmt For For For 1.7 Elect Henry Altman, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hughes Mgmt For For For 1.2 Elect Clarence Redman Mgmt For For For 1.3 Elect Audrey Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMEDISYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMED CUSIP 023436108 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Borne Mgmt For For For 1.2 Elect Ronald A. LaBorde Mgmt For For For 1.3 Elect Jake Netterville Mgmt For For For 1.4 Elect David Pitts Mgmt For For For 1.5 Elect Peter Ricchiuti Mgmt For For For 1.6 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMMD CUSIP 02744M108 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Emmitt Mgmt For For For 1.2 Elect Christopher Porter Mgmt For For For 1.3 Elect D. Verne Sharma Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMMD CUSIP 02744M108 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN PUBLIC EDUCATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APEI CUSIP 02913V103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wallace Boston, Jr. Mgmt For For For 1.2 Elect J. Christopher Everett Mgmt For For For 1.3 Elect Barbara Fast Mgmt For For For 1.4 Elect F. David Fowler Mgmt For For For 1.5 Elect Jean Halle Mgmt For For For 1.6 Elect Timothy Landon Mgmt For For For 1.7 Elect Timothy Weglicki Mgmt For For For 2 2011 Omnibus Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN SCIENCE AND ENGINEERING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASEI CUSIP 029429107 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Fabiano Mgmt For For For 1.2 Elect Denis Brown Mgmt For For For 1.3 Elect John Gordon Mgmt For For For 1.4 Elect Hamilton Helmer Mgmt For For For 1.5 Elect Don Kania Mgmt For For For 1.6 Elect Ernest Moniz Mgmt For For For 1.7 Elect Mark Thompson Mgmt For For For 1.8 Elect Carl Vogt Mgmt For For For 2 Amendment to the Articles of Mgmt For For For Organization 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AWR CUSIP 029899101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James McNulty Mgmt For For For 1.2 Elect Robert Sprowls Mgmt For For For 1.3 Elect Janice Wilkins Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Carlson Mgmt For For For 1.2 Elect Jeffrey Child Mgmt For For For 1.3 Elect Richard Shirk Mgmt For For For 1.4 Elect John Snow Mgmt For For For 1.5 Elect Joseph Prueher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERISAFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSF CUSIP 03071H100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Allen Bradley, Jr. Mgmt For For For 1.2 Elect Austin Young III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMN HEALTHCARE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHS CUSIP 001744101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect R. Jeffrey Harris Mgmt For For For 2 Elect Michael Johns Mgmt For For For 3 Elect Martha Marsh Mgmt For For For 4 Elect Susan Salka Mgmt For For For 5 Elect Andrew Stern Mgmt For For For 6 Elect Paul Weaver Mgmt For For For 7 Elect Douglas Wheat Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMN HEALTHCARE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHS CUSIP 001744101 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Conversion of Preferred Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMSURG CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSG CUSIP 03232P405 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Herr Mgmt For For For 1.2 Elect Christopher Holden Mgmt For For For 1.3 Elect Kevin Lavender Mgmt For For For 1.4 Elect Ken McDonald Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANALOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALOG CUSIP 032657207 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bernard Bailey Mgmt For Against Against 2 Elect Jeffrey Black Mgmt For For For 3 Elect James Green Mgmt For For For 4 Elect James Judge Mgmt For For For 5 Elect Kevin Melia Mgmt For For For 6 Elect Michael Modic Mgmt For For For 7 Elect Fred Parks Mgmt For For For 8 Elect Sophie Vandebroek Mgmt For For For 9 Elect Edward Voboril Mgmt For For For 10 Elect Gerald Wilson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ANIXTER INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Frederic Brace Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Matthew Zell Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APOG CUSIP 037598109 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Marzec Mgmt For For For 1.2 Elect Stephen Mitchell Mgmt For For For 1.3 Elect David Weiss Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 5 Amendment to the 2009 Mgmt For Against Against Non-Employee Director Stock Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect L. Thomas Hiltz Mgmt For For For 1.3 Elect Edith Kelly-Green Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARBITRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARB CUSIP 03875Q108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Shellye Archambeau Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect John Dimling Mgmt For For For 1.4 Elect Erica Farber Mgmt For For For 1.5 Elect Philip Guarascio Mgmt For For For 1.6 Elect William Kerr Mgmt For For For 1.7 Elect Larry Kittelberger Mgmt For For For 1.8 Elect Luis Nogales Mgmt For For For 1.9 Elect Richard Post Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Campbell Mgmt For Withhold Against 1.2 Elect David Lilley Mgmt For Withhold Against 2 Amendment to the 1999 Stock Plan Mgmt For For For for Non-Employee Directors 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARCTIC CAT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAT CUSIP 039670104 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claude Jordan Mgmt For For For 1.2 Elect Susan Lester Mgmt For For For 1.3 Elect Gregg Ostrander Mgmt For For For 1.4 Elect Christopher Twomey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ARKANSAS BEST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABFS CUSIP 040790107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alden Mgmt For For For 1.2 Elect Frank Edelstein Mgmt For For For 1.3 Elect William Legg Mgmt For For For 1.4 Elect Judy McReynolds Mgmt For For For 1.5 Elect Robert Young, III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ARQULE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARQL CUSIP 04269E107 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Lindsay Mgmt For For For 1.2 Elect William Messenger Mgmt For For For 1.3 Elect Patrick Zenner Mgmt For For For 2 Amendment to the 1994 Equity Mgmt For For For Incentive Plan 3 Amendment to the 1996 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Director Mgmt For For For Stock Option Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ARRIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARRS CUSIP 04269Q100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alex Best Mgmt For For For 1.2 Elect Harry Bosco Mgmt For For For 1.3 Elect James Chiddix Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect Matthew Kearney Mgmt For For For 1.6 Elect William Lambert Mgmt For For For 1.7 Elect John Petty Mgmt For For For 1.8 Elect Robert Stanzione Mgmt For For For 1.9 Elect Debora Wilson Mgmt For For For 1.10 Elect David Woodle Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Gehl Mgmt For For For 1.2 Elect Phillip Casey Mgmt For For For 1.3 Elect William Dorey Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATAC CUSIP 00211W104 10/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Adley Mgmt For For For 1.2 Elect Eugene Banucci Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AUDIOVOX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOXX CUSIP 050757103 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Kreuch, Jr. Mgmt For Withhold Against 1.2 Elect Dennis McManus Mgmt For Withhold Against 1.3 Elect Peter Lesser Mgmt For Withhold Against 1.4 Elect Philip Christopher Mgmt For Withhold Against 1.5 Elect John Shalam Mgmt For Withhold Against 1.6 Elect Patrick Lavelle Mgmt For Withhold Against 1.7 Elect Charles Stoehr Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVID TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVID CUSIP 05367P100 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Daley Mgmt For For For 2 Elect Youngme Moon Mgmt For For For 3 Elect David Mullen Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Mgmt For For For Classification of the Board 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- AZZ INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AZZ CUSIP 002474104 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Kirk Downey Mgmt For For For 1.2 Elect Daniel Feehan Mgmt For For For 1.3 Elect Peter Hegedus Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- B&G FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BGS CUSIP 05508R106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Cantwell Mgmt For For For 1.2 Elect Cynthia Jamison Mgmt For For For 1.3 Elect Charles F. Marcy Mgmt For For For 1.4 Elect Dennis Mullen Mgmt For For For 1.5 Elect Cheryl Palmer Mgmt For For For 1.6 Elect Alfred Poe Mgmt For For For 1.7 Elect Stephen Sherrill Mgmt For For For 1.8 Elect David Wenner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BADGER METER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMI CUSIP 056525108 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Dix Mgmt For For For 1.2 Elect Thomas Fischer Mgmt For For For 1.3 Elect Gale Klappa Mgmt For For For 1.4 Elect Richard Meeusen Mgmt For For For 1.5 Elect Andrew Policano Mgmt For For For 1.6 Elect Steven Smith Mgmt For For For 1.7 Elect John Stollenwerk Mgmt For For For 1.8 Elect Todd Teske Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2011 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BALCHEM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCPC CUSIP 057665200 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Fisher Mgmt For For For 1.2 Elect Perry Premdas Mgmt For For For 1.3 Elect John Televantos Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BANK MUTUAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKMU CUSIP 063750103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Baumgarten Mgmt For For For 1.2 Elect David Boerke Mgmt For For For 1.3 Elect Thomas Lopina, Sr. Mgmt For For For 1.4 Elect Robert Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Gleason Mgmt For For For 1.2 Elect Mark Ross Mgmt For For For 1.3 Elect Jean Arehart Mgmt For For For 1.4 Elect Richard Cisne Mgmt For For For 1.5 Elect Robert East Mgmt For For For 1.6 Elect Linda Gleason Mgmt For For For 1.7 Elect Walter Kimbrough Mgmt For For For 1.8 Elect Henry Mariani Mgmt For For For 1.9 Elect Robert Proost Mgmt For For For 1.10 Elect R. L. Qualls Mgmt For For For 1.11 Elect Kennith Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BARNES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS B CUSIP 067806109 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bristow, Jr. Mgmt For For For 1.2 Elect Hassell McClellan Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Performance-Linked Bonus Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Repeal of Classified Board Mgmt Against For Against 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- BASIC ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CUSIP 06985P100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James D'Agostino Mgmt For For For 1.2 Elect Kenneth Huseman Mgmt For For For 1.3 Elect Thomas Moore, Jr. Mgmt For For For 2 Amendment to the 2003 Incentive Mgmt For Against Against Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Aldrich Mgmt For For For 1.2 Elect Lance Balk Mgmt For For For 1.3 Elect Judy Brown Mgmt For For For 1.4 Elect Bryan Cressey Mgmt For For For 1.5 Elect Glenn Kalnasy Mgmt For For For 1.6 Elect Mary McLeod Mgmt For For For 1.7 Elect George Minnich Mgmt For For For 1.8 Elect John Monter Mgmt For For For 1.9 Elect Bernard Rethore Mgmt For For For 1.10 Elect John Stroup Mgmt For For For 1.11 Elect Dean Yoost Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2011 Long Term Incentive Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BHE CUSIP 08160H101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cary Fu Mgmt For For For 1.2 Elect Michael Dawson Mgmt For For For 1.3 Elect Peter Dorflinger Mgmt For For For 1.4 Elect Douglas Duncan Mgmt For For For 1.5 Elect Bernee Strom Mgmt For For For 1.6 Elect Clay Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BIG 5 SPORTING GOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BGFV CUSIP 08915P101 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jennifer Dunbar Mgmt For For For 1.2 Elect Steven Miller Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2007 Equity and Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BIGLARI HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BH CUSIP 08986R101 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sardar Biglari Mgmt For For For 1.2 Elect Philip Cooley Mgmt For For For 1.3 Elect Kenneth Cooper Mgmt For For For 1.4 Elect Ruth Person Mgmt For For For 1.5 Elect John Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BIGLARI HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BH CUSIP 08986R101 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Incentive Bonus Mgmt For For For Agreement for Section 162(m) Purposes 2 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing --------------------------------------------------------------------------------------------------------------- BIO-REFERENCE LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRLI CUSIP 09057G602 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Grodman Mgmt For For For 1.2 Elect Howard Dubinett Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BJ'S RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJRI CUSIP 09180C106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerald Deitchle Mgmt For For For 1.2 Elect James Dal Pozzo Mgmt For For For 1.3 Elect J. Roger King Mgmt For For For 1.4 Elect Larry Bouts Mgmt For For For 1.5 Elect John Grundhofer Mgmt For For For 1.6 Elect Peter Bassi Mgmt For For For 1.7 Elect William Hyde, Jr. Mgmt For For For 1.8 Elect Lea Anne Ottinger Mgmt For For For 2 2011 Performance Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLACK BOX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBOX CUSIP 091826107 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Andrews Mgmt For For For 1.2 Elect R. Terry Blakemore Mgmt For For For 1.3 Elect Richard Crouch Mgmt For For For 1.4 Elect Thomas Golonski Mgmt For For For 1.5 Elect Thomas Greig Mgmt For For For 1.6 Elect William Hernandez Mgmt For For For 1.7 Elect Edward Nicholson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLACKBAUD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLKB CUSIP 09227Q100 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Chou Mgmt For For For 1.2 Elect Carolyn Miles Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian NeSmith Mgmt For For For 1.2 Elect David Hanna Mgmt For For For 1.3 Elect James Barth Mgmt For For For 1.4 Elect Keith Geeslin Mgmt For For For 1.5 Elect James Tolonen Mgmt For For For 1.6 Elect Carol Mills Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- BLUE NILE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NILE CUSIP 09578R103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Carlborg Mgmt For For For 1.2 Elect Mark Vadon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLYTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BTH CUSIP 09643P207 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Busquet Mgmt For For For 1.2 Elect Pamela Goergen Mgmt For For For 1.3 Elect Robert Goergen Mgmt For For For 1.4 Elect Neal Goldman Mgmt For For For 1.5 Elect Carol Hochman Mgmt For For For 1.6 Elect Wilma Jordan Mgmt For For For 1.7 Elect James McTaggart Mgmt For For For 1.8 Elect Howard Rose Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPFH CUSIP 101119105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deborah Kuenstner Mgmt For For For 1.2 Elect William Shea Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Annual Executive Incentive Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- BRIGGS & STRATTON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BGG CUSIP 109043109 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Achtmeyer Mgmt For For For 1.2 Elect David Burner Mgmt For For For 1.3 Elect Todd Teske Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BRIGHTPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELL CUSIP 109473405 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Roedel Mgmt For For For 1.2 Elect John Levy Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BRISTOW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRS CUSIP 110394103 08/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Amonett Mgmt For For For 1.2 Elect Stephen Cannon Mgmt For For For 1.3 Elect William Chiles Mgmt For For For 1.4 Elect Michael Flick Mgmt For For For 1.5 Elect Ian Godden Mgmt For For For 1.6 Elect Thomas Knudson Mgmt For For For 1.7 Elect John May Mgmt For For For 1.8 Elect Bruce Stover Mgmt For For For 1.9 Elect Ken Tamblyn Mgmt For For For 1.10 Elect William Wyatt Mgmt For For For 2 Amendment to the 2007 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKL CUSIP 11373M107 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Wilde Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Restricted Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Clinton Allen Mgmt For Withhold Against 1.2 Elect Joseph Martin Mgmt For For For 1.3 Elect John McGillicuddy Mgmt For For For 1.4 Elect Krishna Palepu Mgmt For For For 1.5 Elect C.S. Park Mgmt For For For 1.6 Elect Kirk Pond Mgmt For For For 1.7 Elect Stephen Schwartz Mgmt For For For 1.8 Elect Alfred Woollacott III Mgmt For For For 1.9 Elect Mark Wrighton Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROWN SHOE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWS CUSIP 115736100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Fromm Mgmt For For For 1.2 Elect Steven Korn Mgmt For For For 1.3 Elect W. Patrick McGinnis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive and Stock Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cambria Dunaway Mgmt For For For 2 Elect Dustan McCoy Mgmt For For For 3 Elect Ralph Stayer Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUCKEYE TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKI CUSIP 118255108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Holland Mgmt For For For 1.2 Elect Kristopher Matula Mgmt For For For 1.3 Elect Virginia Wetherell Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUCKLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKE CUSIP 118440106 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For For For 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For 4 Amendment to 2005 Restricted Mgmt For For For Stock Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Robert MacDonald Mgmt For For For 1.3 Elect J. Oliver Maggard Mgmt For For For 1.4 Elect James Damian Mgmt For For For 1.5 Elect Dale Applequist Mgmt For For For 1.6 Elect Warren Mack Mgmt For For For 1.7 Elect Michael Johnson Mgmt For For For 1.8 Elect Jerry Rose Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CABELA'S INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CAB CUSIP 126804301 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Theodore Armstrong Mgmt For For For 2 Elect Richard Cabela Mgmt For For For 3 Elect James Cabela Mgmt For For For 4 Elect John Edmondson Mgmt For For For 5 Elect John Gottschalk Mgmt For For For 6 Elect Dennis Highby Mgmt For For For 7 Elect Reuben Mark Mgmt For For For 8 Elect Michael McCarthy Mgmt For For For 9 Elect Thomas Millner Mgmt For For For 10 Elect Beth Pritchard Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Elimination of nonvoting Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Birgeneau Mgmt For For For 1.2 Elect Steven Wilkinson Mgmt For For For 1.3 Elect Bailing Xia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CACI INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CACI CUSIP 127190304 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Bannister Mgmt For For For 1.2 Elect Paul Cofoni Mgmt For For For 1.3 Elect Gordon England Mgmt For For For 1.4 Elect James Gilmore III Mgmt For For For 1.5 Elect Gregory Johnson Mgmt For For For 1.6 Elect Richard Leatherwood Mgmt For For For 1.7 Elect J.P. London Mgmt For For For 1.8 Elect James Pavitt Mgmt For For For 1.9 Elect Warren Phillips Mgmt For For For 1.10 Elect Charles Revoile Mgmt For For For 1.11 Elect William Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CAL-MAINE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CALM CUSIP 128030202 10/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Adams, Jr. Mgmt For Withhold Against 1.2 Elect Richard Looper Mgmt For Withhold Against 1.3 Elect Adolphus Baker Mgmt For Withhold Against 1.4 Elect Timothy Dawson Mgmt For Withhold Against 1.5 Elect Letitia Hughes Mgmt For Withhold Against 1.6 Elect James Poole Mgmt For Withhold Against 1.7 Elect Steve Sanders Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- CALAVO GROWERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVGW CUSIP 128246105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lecil Cole Mgmt For Withhold Against 1.2 Elect George Barnes Mgmt For For For 1.3 Elect Michael Hause Mgmt For For For 1.4 Elect Donald Sanders Mgmt For Withhold Against 1.5 Elect Marc Brown Mgmt For Withhold Against 1.6 Elect Alva Snider Mgmt For For For 1.7 Elect Scott Van Der Kar Mgmt For Withhold Against 1.8 Elect J. Link Leavens Mgmt For Withhold Against 1.9 Elect Dorcas McFarlane Mgmt For Withhold Against 1.10 Elect John Hunt Mgmt For Withhold Against 1.11 Elect Egidio Carbone, Jr. Mgmt For For For 1.12 Elect Harold Edwards Mgmt For Withhold Against 1.13 Elect Steven Hollister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CALGON CARBON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCC CUSIP 129603106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Randall Dearth Mgmt For For For 1.2 Elect Timothy Rupert Mgmt For For For 1.3 Elect Seth Schofield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CALIFORNIA PIZZA KITCHEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPKI CUSIP 13054D109 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leslie Bider Mgmt For For For 1.2 Elect Marshall Geller Mgmt For For For 1.3 Elect Larry Flax Mgmt For For For 1.4 Elect Charles Phillips Mgmt For For For 1.5 Elect Richard Rosenfield Mgmt For For For 1.6 Elect Alan Rothenberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Executive Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ELY CUSIP 131193104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Fellows Mgmt For For For 1.2 Elect Samuel Armacost Mgmt For For For 1.3 Elect Ronald Beard Mgmt For For For 1.4 Elect John Cushman, III Mgmt For For For 1.5 Elect Yotaro Kobayashi Mgmt For For For 1.6 Elect John Lundgren Mgmt For For For 1.7 Elect Adebayo Ogunlesi Mgmt For For For 1.8 Elect Richard Rosenfield Mgmt For For For 1.9 Elect Anthony Thornley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMBREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBM CUSIP 132011107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bethune Mgmt For For For 2 Elect Rosina Dixon Mgmt For For For 3 Elect Kathryn Harrigan Mgmt For For For 4 Elect Leon Hendrix, Jr. Mgmt For For For 5 Elect Ilan Kaufthal Mgmt For For For 6 Elect Steven Klosk Mgmt For For For 7 Elect William Korb Mgmt For For For 8 Elect John Miller Mgmt For For For 9 Elect Peter Tombros Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CANTEL MEDICAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMN CUSIP 138098108 01/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Barbanell Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Joseph Cohen Mgmt For For For 1.4 Elect Charles Diker Mgmt For For For 1.5 Elect Mark Diker Mgmt For For For 1.6 Elect George Fotiades Mgmt For For For 1.7 Elect Alan Hirschfield Mgmt For For For 1.8 Elect Andrew Krakauer Mgmt For For For 1.9 Elect Peter Pronovost Mgmt For For For 1.10 Elect Bruce Slovin Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sigmund Cornelius Mgmt For For For 1.2 Elect James Jennings Mgmt For For For 1.3 Elect Gary Kolstad Mgmt For For For 1.4 Elect Henry Lentz Mgmt For For For 1.5 Elect Randy Limbacher Mgmt For For For 1.6 Elect William Morris Mgmt For For For 1.7 Elect Robert Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARDTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CATM CUSIP 14161H108 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Barone Mgmt For For For 1.2 Elect Jorge Diaz Mgmt For For For 1.3 Elect G. Patrick Phillips Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARTER'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Amy Brinkley Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect A. Bruce Cleverly Mgmt For For For 1.4 Elect Jevin Eagle Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Equity Mgmt For For For Incentive Plan 5 Amendment to the Annual Mgmt For For For Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASCADE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CASC CUSIP 147195101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Nickerson Mgmt For For For 1.2 Elect Robert Warren, Jr. Mgmt For For For 1.3 Elect Henry Wessinger, II Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Short Term Incentive Plan Mgmt For For For 5 Amendment to the Stock Mgmt For For For Appreciation Rights and Restricted Stock Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CASH AMERICA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For For For 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CATALYST HEALTH SOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Blair Mgmt For For For 1.2 Elect Daniel Houston Mgmt For For For 1.3 Elect Kenneth Samet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CBEYOND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBEY CUSIP 149847105 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Geiger Mgmt For For For 1.2 Elect Larry Thompson Mgmt For For For 1.3 Elect Kevin Costello Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CDI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP 125071100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paulett Eberhart Mgmt For For For 1.2 Elect Michael Emmi Mgmt For For For 1.3 Elect Walter Garrison Mgmt For For For 1.4 Elect Lawrence Karlson Mgmt For For For 1.5 Elect Ronald J. Kozich Mgmt For For For 1.6 Elect Anna Seal Mgmt For For For 1.7 Elect Albert Smith Mgmt For For For 1.8 Elect Barton Winokur Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 CEO Cash Bonus Plan Mgmt For For For 5 Amendment to the Stock Purchase Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CEC ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEC CUSIP 125137109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tommy Franks Mgmt For For For 1.2 Elect Cynthia Pharr Lee Mgmt For For For 1.3 Elect Raymond Wooldridge Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Burns Mgmt For For For 2 Elect Raghunath Davloor Mgmt For For For 3 Elect Richard Homburg Mgmt For Against Against 4 Elect Pamela Hootkin Mgmt For For For 5 Elect Paul Kirk, Jr. Mgmt For For For 6 Elect Everett Miller, III Mgmt For For For 7 Elect Leo Ullman Mgmt For For For 8 Elect Roger Widmann Mgmt For For For 9 Amendment to the 2004 Stock Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNC CUSIP 15135B101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Neidorff Mgmt For For For 1.2 Elect Richard Gephardt Mgmt For Withhold Against 1.3 Elect John Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- CENTRAL GARDEN & PET COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CENT CUSIP 153527106 02/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Brown Mgmt For Withhold Against 1.2 Elect Brooks Pennington III Mgmt For Withhold Against 1.3 Elect John Balousek Mgmt For Withhold Against 1.4 Elect David Chichester Mgmt For Withhold Against 1.5 Elect Alfred Piergallini Mgmt For Withhold Against 1.6 Elect John Ranelli Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTRAL VERMONT PUBLIC SERVICE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CV CUSIP 155771108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Johnston Mgmt For For For 1.2 Elect Lawrence Reilly Mgmt For For For 1.3 Elect Elisabeth Robert Mgmt For For For 1.4 Elect Douglas Wacek Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CENX CUSIP 156431108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Blumgart Mgmt For For For 1.2 Elect Steven Kalmin Mgmt For For For 1.3 Elect Terence Wilkinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDN CUSIP 156710105 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Moskowitz Mgmt For For For 1.2 Elect Richard Alliegro Mgmt For For For 1.3 Elect Frank Edelstein Mgmt For For For 1.4 Elect Richard Kertson Mgmt For For For 1.5 Elect William LaCourse Mgmt For For For 1.6 Elect Milton Lohr Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CEVA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEVA CUSIP 157210105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eliyahu Ayalon Mgmt For For For 1.2 Elect Zvi Limon Mgmt For For For 1.3 Elect Bruce Mann Mgmt For For For 1.4 Elect Peter McManamon Mgmt For For For 1.5 Elect Sven-Christer Nilsson Mgmt For For For 1.6 Elect Louis Silver Mgmt For For For 1.7 Elect Dan Tocatly Mgmt For For For 1.8 Elect Gideon Wertheizer Mgmt For For For 2 Amendment to the 2003 Director Mgmt For Against Against Stock Option Plan 3 2011 Equity Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CH ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHG CUSIP 12541M102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Margarita Dilley Mgmt For For For 1.2 Elect Steven Fetter Mgmt For For For 1.3 Elect Stanley Grubel Mgmt For For For 1.4 Elect Steven Lant Mgmt For For For 1.5 Elect Edward Tokar Mgmt For For For 1.6 Elect Jeffrey Tranen Mgmt For For For 2 2011 Long-Term Equity Incentive Mgmt For Against Against Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHECKPOINT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CKP CUSIP 162825103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harald Einsmann Mgmt For For For 1.2 Elect Jack Partridge Mgmt For For For 1.3 Elect Robert van der Merwe Mgmt For For For 1.4 Elect Julie England Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHE CUSIP 16359R103 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin McNamara Mgmt For For For 1.2 Elect Joel Gemunder Mgmt For For For 1.3 Elect Patrick Grace Mgmt For For For 1.4 Elect Thomas Hutton Mgmt For For For 1.5 Elect Walter Krebs Mgmt For For For 1.6 Elect Andrea Lindell Mgmt For For For 1.7 Elect Thomas Rice Mgmt For For For 1.8 Elect Donald Saunders Mgmt For For For 1.9 Elect George Walsh III Mgmt For For For 1.10 Elect Frank Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Alutto Mgmt For For For 2 Elect Jamie Iannone Mgmt For For For 3 Elect Joseph Gromek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Equity Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CHRISTOPHER & BANKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBK CUSIP 171046105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Robert Ezrilov Mgmt For For For 2.2 Elect Anne Jones Mgmt For For For 2.3 Elect Paul Snyder Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan for Non-Employee Directors 4 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIBER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBR CUSIP 17163B102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Kurtz Mgmt For For For 1.2 Elect Kurt Lauk Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2004 Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CINCINNATI BELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBB CUSIP 171871106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phillip Cox Mgmt For Against Against 2 Elect Bruce Byrnes Mgmt For For For 3 Elect John Cassidy Mgmt For For For 4 Elect Jakki Haussler Mgmt For For For 5 Elect Craig Maier Mgmt For For For 6 Elect Alex Shumate Mgmt For For For 7 Elect Lynn Wentworth Mgmt For For For 8 Elect John Zrno Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 2011 Short-Term Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. William Higgins Mgmt For For For 1.2 Elect C. William Zadel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CLARCOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLC CUSIP 179895107 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Emkes Mgmt For For For 1.2 Elect Robert Jenkins Mgmt For For For 1.3 Elect Philip Lochner, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect William Weyerhaeuser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Shillman Mgmt For For For 1.2 Elect Jerald Fishman Mgmt For For For 1.3 Elect Theodor Krantz Mgmt For For For 1.4 Elect Robert Willett Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COHU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHU CUSIP 192576106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Ciardella Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Reapproval of Material Terms of Mgmt For For For the 2005 Equity Incentive Plan 5 Amendment to the 1997 Employee Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COLDWATER CREEK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CWTR CUSIP 193068103 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Curt Hecker Mgmt For For For 1.2 Elect Michael Potter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Mgmt For For For Option/Stock Issuance Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect Edwin Crawford Mgmt For For For 1.3 Elect M. Miller Gorrie Mgmt For For For 1.4 Elect William Johnson Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COLB CUSIP 197236102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melanie Dressel Mgmt For For For 2 Elect John Folsom Mgmt For For For 3 Elect Frederick Goldberg Mgmt For For For 4 Elect Thomas Hulbert Mgmt For For For 5 Elect Thomas Matson, Sr. Mgmt For For For 6 Elect Daniel Regis Mgmt For For For 7 Elect Donald Rodman Mgmt For For For 8 Elect William Weyerhaeuser Mgmt For For For 9 Elect James Will Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Murdy Mgmt For For For 1.2 Elect Darcy Anderson Mgmt For For For 1.3 Elect Herman Bulls Mgmt For For For 1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For 1.5 Elect Alan Krusi Mgmt For For For 1.6 Elect Brian Lane Mgmt For For For 1.7 Elect Franklin Myers Mgmt For For For 1.8 Elect James Schultz Mgmt For For For 1.9 Elect Robert Wagner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBU CUSIP 203607106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Ace Mgmt For For For 1.2 Elect Paul Cantwell, Jr. Mgmt For For For 1.3 Elect James Gibson, Jr. Mgmt For For For 1.4 Elect John Parente Mgmt For For For 1.5 Elect John Whipple, Jr. Mgmt For For For 1.6 Elect Alfred Whittet Mgmt For For For 1.7 Elect Brian Wright Mgmt For For For 2 Amendment to the 2004 Long Term Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPELLENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CML CUSIP 20452A108 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ernest Ladd, III Mgmt For For For 1.2 Elect David Dye Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- COMSCORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCOR CUSIP 20564W105 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gian Fulgoni Mgmt For For For 1.2 Elect Jeffrey Ganek Mgmt For For For 1.3 Elect Bruce Golden Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMTL CUSIP 205826209 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Kornberg Mgmt For For For 1.2 Elect Edwin Kantor Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNMD CUSIP 207410101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Corasanti Mgmt For For For 1.2 Elect Joseph Corasanti Mgmt For For For 1.3 Elect Bruce Daniels Mgmt For For For 1.4 Elect Jo Ann Golden Mgmt For For For 1.5 Elect Stephen Mandia Mgmt For For For 1.6 Elect Stuart Schwartz Mgmt For For For 1.7 Elect Mark Tryniski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CONSOLIDATED GRAPHICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CGX CUSIP 209341106 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Forbes Mgmt For For For 1.2 Elect James Limmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORVEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRVL CUSIP 221006109 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect V. Gordon Clemons Mgmt For For For 1.2 Elect Steven Hamerslag Mgmt For For For 1.3 Elect Alan Hoops Mgmt For For For 1.4 Elect R. Judd Jessup Mgmt For For For 1.5 Elect Jean Macino Mgmt For For For 1.6 Elect Jeffrey Michael Mgmt For For For 2 Amendment to the 1991 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBRL CUSIP 22410J106 12/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Dale Mgmt For For For 1.2 Elect Richard Dobkin Mgmt For For For 1.3 Elect Robert Hilton Mgmt For For For 1.4 Elect Charles Jones, Jr. Mgmt For For For 1.5 Elect B.F. Lowery Mgmt For For For 1.6 Elect Martha Mitchell Mgmt For For For 1.7 Elect Andrea Weiss Mgmt For For For 1.8 Elect Jimmie White Mgmt For For For 1.9 Elect Michael Woodhouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Stock and Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- CROCS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Smach Mgmt For For For 1.2 Elect John McCarvel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CROSS COUNTRY HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCRN CUSIP 227483104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Boshart Mgmt For For For 1.2 Elect Emil Hensel Mgmt For For For 1.3 Elect W. Larry Cash Mgmt For For For 1.4 Elect Thomas Dircks Mgmt For For For 1.5 Elect Gale Fitzgerald Mgmt For For For 1.6 Elect Joseph Trunfio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CRYOLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRY CUSIP 228903100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGS CUSIP 126349109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Cooper Mgmt For For For 1.2 Elect John Hughes Mgmt For For For 1.3 Elect Bernard Reznicek Mgmt For For For 1.4 Elect Donald Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Approval of the Performance Mgmt For For For Bonus Program 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Amendment to the 1996 Employee Mgmt For For For Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTS CUSIP 126501105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Catlow Mgmt For For For 1.2 Elect Lawrence Ciancia Mgmt For For For 1.3 Elect Thomas Cody Mgmt For For For 1.4 Elect Patricia Collawn Mgmt For For For 1.5 Elect Roger Hemminghaus Mgmt For For For 1.6 Elect Michael Henning Mgmt For For For 1.7 Elect Vinod Khilnani Mgmt For For For 1.8 Elect Diana Murphy Mgmt For For For 1.9 Elect Gordon Hunter Mgmt For For For 1.10 Elect Robert Profusek Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CUBIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUB CUSIP 229669106 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter J. Zable Mgmt For For For 1.2 Elect Walter C. Zable Mgmt For For For 1.3 Elect Bruce Blakley Mgmt For For For 1.4 Elect William Boyle Mgmt For For For 1.5 Elect Edwin Guiles Mgmt For For For 1.6 Elect Robert Sullivan Mgmt For For For 1.7 Elect John Warner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CUBIST PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBST CUSIP 229678107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Rosenberg Mgmt For For For 1.2 Elect Matthew Singleton Mgmt For For For 1.3 Elect Michael Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CUSIP 231561101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Benante Mgmt For For For 1.2 Elect S. Marce Fuller Mgmt For For For 1.3 Elect Allen Kozinski Mgmt For For For 1.4 Elect John Myers Mgmt For For For 1.5 Elect John Nathman Mgmt For For For 1.6 Elect Robert Rivet Mgmt For For For 1.7 Elect William Sihler Mgmt For For For 1.8 Elect Albert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Mgmt For For For Compensation Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CYBERONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYBX CUSIP 23251P102 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Guy Jackson Mgmt For For For 1.2 Elect Joseph E. Laptewicz Mgmt For For For 1.3 Elect Daniel Moore Mgmt For For For 1.4 Elect Hugh Morrison Mgmt For For For 1.5 Elect Alfred Novak Mgmt For For For 1.6 Elect Arthur Rosenthal Mgmt For For For 1.7 Elect John Tremmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CYBERSOURCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CYBS CUSIP 23251J106 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CYMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYMI CUSIP 232572107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Abbe Mgmt For For For 1.2 Elect Robert Akins Mgmt For For For 1.3 Elect Edward Braun Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect William Oldham Mgmt For For For 1.6 Elect Eric Ruttenberg Mgmt For For For 1.7 Elect Peter Simone Mgmt For For For 1.8 Elect Young Sohn Mgmt For For For 1.9 Elect Jon Tompkins Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DAKTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAKT CUSIP 234264109 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Morgan Mgmt For For For 1.2 Elect John Mulligan Mgmt For For For 1.3 Elect Duane Sander Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DARLING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAR CUSIP 237266101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect John March Mgmt For For For 5 Elect Charles Macaluso Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DARLING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAR CUSIP 237266101 12/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- DEALERTRACK HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRAK CUSIP 242309102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark O'Neil Mgmt For For For 1.2 Elect Mary Cirillo-Goldberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DELPHI FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFG CUSIP 247131105 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip O'Connor Mgmt For For For 1.2 Elect Robert Rosenkranz Mgmt For For For 1.3 Elect Donald Sherman Mgmt For For For 1.4 Elect Kevin Brine Mgmt For For For 1.5 Elect Edward Fox Mgmt For For For 1.6 Elect Steven Hirsh Mgmt For For For 1.7 Elect Harold Ilg Mgmt For For For 1.8 Elect James Litvack Mgmt For For For 1.9 Elect James Meehan Mgmt For For For 1.10 Elect Robert Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DELTIC TIMBER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DEL CUSIP 247850100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Keller III Mgmt For For For 1.2 Elect David Lemmon Mgmt For For For 1.3 Elect R. Madison Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIAMOND FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DMND CUSIP 252603105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Gilbert Mgmt For For For 1.2 Elect Robert Zollars Mgmt For For For 1.3 Elect Edward Blechschmidt Mgmt For For For 1.4 Elect Steven Neil Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIGI INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DGII CUSIP 253798102 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Dunsmore Mgmt For For For 1.2 Elect Bradley Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIME COMMUNITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCOM CUSIP 253922108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Clark, Jr. Mgmt For For For 1.2 Elect Steven Cohn Mgmt For For For 1.3 Elect John Flynn Mgmt For For For 1.4 Elect Kenneth Mahon Mgmt For For For 1.5 Elect Kathleen Nelson Mgmt For For For 1.6 Elect Robert Golden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DINEEQUITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIN CUSIP 254423106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Gordon Mgmt For For For 1.2 Elect Larry Kay Mgmt For For For 1.3 Elect Julia Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DIODES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DIOD CUSIP 254543101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C.H. Chen Mgmt For For For 1.2 Elect Michael Giordano Mgmt For For For 1.3 Elect L.P. Hsu Mgmt For For For 1.4 Elect Keh-Shew Lu Mgmt For Withhold Against 1.5 Elect Raymond Soong Mgmt For For For 1.6 Elect John Stich Mgmt For For For 1.7 Elect Michael Tsai Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIONEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNEX CUSIP 254546104 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect A. Blaine Bowman Mgmt For For For 1.3 Elect Frank Witney Mgmt For For For 1.4 Elect Roderick McGeary Mgmt For For For 1.5 Elect Riccardo Pigliucci Mgmt For For For 1.6 Elect Michael Pope Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DOLAN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DM CUSIP 25659P402 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Kingsbury Mgmt For For For 1.2 Elect Lauren Rich Fine Mgmt For For For 1.3 Elect Gary Stern Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Rose, III Mgmt For For For 1.2 Elect Leigh Abrams Mgmt For For For 1.3 Elect Fredric Zinn Mgmt For For For 1.4 Elect James Gero Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect David Reed Mgmt For For For 1.7 Elect John Lowe, Jr. Mgmt For For For 1.8 Elect Jason Lippert Mgmt For For For 2 Amendment to the 2011 Equity Mgmt For For For Award and Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DSP GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DSPG CUSIP 23332B106 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yair Seroussi Mgmt For For For 1.2 Elect Yair Shamir Mgmt For For For 2 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 3 Amendment to the 1993 Director Mgmt For For For Stock Option Plan 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTSI CUSIP 23335C101 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joerg Agin Mgmt For For For 1.2 Elect Jon Kirchner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DY CUSIP 267475101 11/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Baxter Mgmt For For For 1.2 Elect Charles Brennan, III Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Non-Employee Directors Equity Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EAGLE MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Clarke Mgmt For For For 1.2 Elect Frank Maresh Mgmt For For For 1.3 Elect Steven Rowley Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ECLIPSYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECLP CUSIP 278856109 08/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- EHEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EHTH CUSIP 28238P109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Higby Mgmt For For For 1.2 Elect Randall Livingston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Catherine Allen Mgmt For For For 1.2 Elect Kenneth Heitz Mgmt For For For 1.3 Elect Michael Parks Mgmt For For For 1.4 Elect Eric Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ELECTRO SCIENTIFIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESIO CUSIP 285229100 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Ball Mgmt For For For 1.2 Elect Nicholas Konidaris Mgmt For For For 1.3 Elect Robert Walker Mgmt For For For 1.4 Elect David Nierenberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CUSIP 29089Q105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zsolt Harsanyi Mgmt For For For 1.2 Elect Louis Sullivan Mgmt For For For 1.3 Elect Marvin White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Kolesar Mgmt For For For 1.2 Elect Douglas Dirks Mgmt For For For 1.3 Elect Richard Blakey Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENCORE WIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIRE CUSIP 292562105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Courtney Mgmt For For For 1.2 Elect Thomas Cunningham Mgmt For For For 1.3 Elect Daniel Jones Mgmt For For For 1.4 Elect William Thomas III Mgmt For For For 1.5 Elect Scott Weaver Mgmt For For For 1.6 Elect John Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Macadam Mgmt For For For 1.2 Elect J.P. Bolduc Mgmt For For For 1.3 Elect Peter Browning Mgmt For For For 1.4 Elect Diane Creel Mgmt For For For 1.5 Elect Don DeFosset Mgmt For For For 1.6 Elect Gordon Harnett Mgmt For For For 1.7 Elect David Hauser Mgmt For For For 1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENZO BIOCHEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENZ CUSIP 294100102 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Weiner Mgmt For For For 1.2 Elect Bernard Kasten Mgmt For For For 2 2011 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EPIQ SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EPIQ CUSIP 26882D109 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tom Olofson Mgmt For For For 1.2 Elect Christopher Olofson Mgmt For For For 1.3 Elect W. Bryan Satterlee Mgmt For For For 1.4 Elect Edward Connolly, Jr. Mgmt For For For 1.5 Elect James Byrnes Mgmt For For For 1.6 Elect Joel Pelofsky Mgmt For For For 1.7 Elect Terry Matlack Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ERESEARCHTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERT CUSIP 29481V108 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Morganroth Mgmt For For For 1.2 Elect Stephen Phillips Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 4 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESE CUSIP 296315104 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. W. Solley Mgmt For For For 1.2 Elect J.D. Woods Mgmt For For For 1.3 Elect G.E. Muenster Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- ESTERLINE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ESL CUSIP 297425100 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Cremin Mgmt For For For 2 Elect Anthony Franceschini Mgmt For For For 3 Elect James Morris Mgmt For For For 4 Elect Delores Etter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETH CUSIP 297602104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Clinton Clark Mgmt For For For 2 Elect Kristin Gamble Mgmt For For For 3 Elect Don Wilson III Mgmt For For For 4 Elect James Schmotter Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EXAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXAR CUSIP 300645108 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Izak Bencuya Mgmt For For For 1.2 Elect Pierre Guilbault Mgmt For For For 1.3 Elect Brian Hilton Mgmt For For For 1.4 Elect Richard Leza Mgmt For For For 1.5 Elect Gary Meyers Mgmt For For For 1.6 Elect Oscar Rodriguez Mgmt For For For 1.7 Elect Pete Rodriguez Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EXPONENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPO CUSIP 30214U102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Armacost Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect Paul Johnston Mgmt For For For 1.6 Elect Stephen Riggins Mgmt For For For 1.7 Elect John Shoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FARO TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FARO CUSIP 311642102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Cole Mgmt For For For 1.2 Elect Marvin Sambur Mgmt For For For 1.3 Elect Jay Freeland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FSS CUSIP 313855108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Owens Mgmt For For For 1.2 Elect Charles Campbell Mgmt For For For 1.3 Elect Paul Jones Mgmt For For For 1.4 Elect Dennis Martin Mgmt For For For 1.5 Elect Brenda Reichelderfer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEI COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FEIC CUSIP 30241L109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Bock Mgmt For For For 1.2 Elect Arie Hujiser Mgmt For For For 1.3 Elect Don Kania Mgmt For For For 1.4 Elect Thomas Kelly Mgmt For For For 1.5 Elect Jan Lobbezoo Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect James Richardson Mgmt For For For 1.8 Elect Richard Wills Mgmt For For For 2 Amendment to the 1995 Stock Mgmt For For For Incentive Plan 3 Amendment to the Employee Share Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST CASH FINANCIAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCFS CUSIP 31942D107 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mikel Faulkner Mgmt For For For 1.2 Elect Randel Owen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FCF CUSIP 319829107 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julie Caponi Mgmt For For For 1.2 Elect Ray Charley Mgmt For For For 1.3 Elect Gary Claus Mgmt For For For 1.4 Elect David Dahlmann Mgmt For For For 1.5 Elect John Dolan Mgmt For For For 1.6 Elect Johnston Glass Mgmt For For For 1.7 Elect David Greenfield Mgmt For For For 1.8 Elect Luke Latimer Mgmt For For For 1.9 Elect James Newill Mgmt For For For 1.10 Elect Laurie Stern Singer Mgmt For For For 1.11 Elect Robert Ventura Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFBC CUSIP 320209109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Barker Mgmt For For For 1.2 Elect Claude Davis Mgmt For For For 1.3 Elect Susan Knust Mgmt For For For 1.4 Elect Maribeth Rahe Mgmt For For For 1.5 Elect Cynthia Booth Mgmt For For For 2 Amendment to Articles of Mgmt For For For Incorporation to Repeal Classified Board 3 Amendment to Regulations to Mgmt For For For Repeal Classified Board 4 Key Executive Short Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIN CUSIP 32020R109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven L. Beal Mgmt For For For 1.2 Elect Tucker S. Bridwell Mgmt For For For 1.3 Elect Joseph E. Canon Mgmt For For For 1.4 Elect David Copeland Mgmt For For For 1.5 Elect F. Scott Dueser Mgmt For For For 1.6 Elect Murray Edwards Mgmt For For For 1.7 Elect Ron Giddiens Mgmt For For For 1.8 Elect Kade L. Matthews Mgmt For For For 1.9 Elect Dian Graves Stai Mgmt For For For 1.10 Elect Johnny E. Trotter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST MIDWEST BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FMBI CUSIP 320867104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chlebowski, Jr. Mgmt For For For 2 Elect John Rooney Mgmt For Against Against 3 Elect Ellen Rudnick Mgmt For For For 4 Elect Phupinder Gill Mgmt For For For 5 Elect Michael Small Mgmt For For For 6 Elect Peter Henseler Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- FORESTAR GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOR CUSIP 346233109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Brown Mgmt For For For 1.2 Elect Michael Dougherty Mgmt For For For 1.3 Elect William Powers, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FORRESTER RESEARCH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORR CUSIP 346563109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Colony Mgmt For For For 1.2 Elect Michael Welles Mgmt For For For 1.3 Elect Charles Rutstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FORWARD AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FWRD CUSIP 349853101 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Allen Mgmt For For For 1.2 Elect Bruce Campbell Mgmt For For For 1.3 Elect C. Robert Campbell Mgmt For For For 1.4 Elect Richard Hanselman Mgmt For For For 1.5 Elect C. John Langley, Jr. Mgmt For For For 1.6 Elect Tracy Leinbach Mgmt For For For 1.7 Elect Larry Leinweber Mgmt For For For 1.8 Elect G. Michael Lynch Mgmt For For For 1.9 Elect Ray Mundy Mgmt For For For 1.10 Elect Gary Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Option Mgmt For For For and Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Carter Mgmt For Withhold Against 1.2 Elect Georgia Murray Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- FRED'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Hayes Mgmt For Withhold Against 1.2 Elect John Eisenman Mgmt For Withhold Against 1.3 Elect Roger Knox Mgmt For Withhold Against 1.4 Elect Thomas Tashjian Mgmt For Withhold Against 1.5 Elect B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Michael McMillan Mgmt For Withhold Against 1.7 Elect Bruce Efird Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bronson Mgmt For For For 1.2 Elect Wayne Fortun Mgmt For For For 1.3 Elect Ernest Mrozek Mgmt For For For 2 Equity Incentive Plan (2010) Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GY CUSIP 368682100 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Corcoran Mgmt For For For 1.2 Elect James Henderson Mgmt For For For 1.3 Elect Warren Lichtenstein Mgmt For For For 1.4 Elect David Lorber Mgmt For For For 1.5 Elect James Perry Mgmt For For For 1.6 Elect Scott Seymour Mgmt For For For 1.7 Elect Martin Turchin Mgmt For For For 1.8 Elect Robert Woods Mgmt For For For 2 Amendment to the 2009 Equity and Mgmt For Against Against Performance Incentive Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENERAL COMMUNICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNCMA CUSIP 369385109 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Edgerton Mgmt For For For 1.2 Elect Mark Kroloff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GENESCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCO CUSIP 371532102 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Beard Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect William Blaufuss, Jr. Mgmt For For For 1.4 Elect James Bradford Mgmt For For For 1.5 Elect Robert Dale Mgmt For For For 1.6 Elect Robert Dennis Mgmt For For For 1.7 Elect Matthew Diamond Mgmt For For For 1.8 Elect Marty Dickens Mgmt For For For 1.9 Elect Ben Harris Mgmt For For For 1.10 Elect Kathleen Mason Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENTIVA HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTIV CUSIP 37247A102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Forman, Jr. Mgmt For For For 1.2 Elect Victor Ganzi Mgmt For For For 1.3 Elect Philip Lochner, Jr. Mgmt For For For 1.4 Elect Ronald Malone Mgmt For For For 1.5 Elect Stuart Olsten Mgmt For For For 1.6 Elect Sheldon Retchin Mgmt For For For 1.7 Elect Tony Strange Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 1.9 Elect Rodney Windley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2004 Equity Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- GEORESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEOI CUSIP 372476101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Lodzinski Mgmt For For For 1.2 Elect Collis Chandler, III Mgmt For For For 1.3 Elect Jay Joliat Mgmt For For For 1.4 Elect Bryant Seaman, III Mgmt For For For 1.5 Elect Michael Vlasic Mgmt For For For 1.6 Elect Nick Voller Mgmt For For For 1.7 Elect Donald Whelley Mgmt For For For 2 Amendment to the 2004 Employees' Mgmt For For For Stock Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GERBER SCIENTIFIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRB CUSIP 373730100 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Aiken Mgmt For For For 1.2 Elect Marc Giles Mgmt For For For 1.3 Elect Edward Jepsen Mgmt For For For 1.4 Elect Randall Ledford Mgmt For For For 1.5 Elect John Lord Mgmt For For For 1.6 Elect James Mitarotonda Mgmt For Withhold Against 1.7 Elect Javier Perez Mgmt For For For 1.8 Elect Carole St. Mark Mgmt For For For 1.9 Elect W. Jerry Vereen Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brian J. Lipke Mgmt For For For 2 Elect William P. Montague Mgmt For For For 3 Elect Arthur A. Russ, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Management Incentive Mgmt For For For Compensation Plan 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Blodnick Mgmt For For For 1.2 Elect Sherry Cladouhos Mgmt For For For 1.3 Elect James English Mgmt For For For 1.4 Elect Allen Fetscher Mgmt For For For 1.5 Elect Dallas Herron Mgmt For For For 1.6 Elect Craig Langel Mgmt For For For 1.7 Elect L. Peter Larson Mgmt For For For 1.8 Elect Douglas McBride Mgmt For For For 1.9 Elect John Murdoch Mgmt For For For 1.10 Elect Everit Sliter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GREATBATCH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GB CUSIP 39153L106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Bailey Mgmt For For For 1.2 Elect Michael Dinkins Mgmt For For For 1.3 Elect Thomas Hook Mgmt For For For 1.4 Elect Kevin Melia Mgmt For For For 1.5 Elect Joseph Miller, Jr. Mgmt For Withhold Against 1.6 Elect Bill Sanford Mgmt For For For 1.7 Elect Peter Soderberg Mgmt For For For 1.8 Elect William Summers, Jr. Mgmt For For For 1.9 Elect Helena Wisniewski Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GRIFFON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bertrand M. Bell Mgmt For For For 1.2 Elect Robert G. Harrison Mgmt For For For 1.3 Elect Ronald J. Kramer Mgmt For For For 1.4 Elect Martin S. Sussman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 2 Years For Executive Compensation 4 2011 Equity Incentive Plan Mgmt For For For 5 2011 Performance Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPI CUSIP 398905109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Lataif Mgmt For For For 1.2 Elect Stephen Quinn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Cotter Mgmt For Withhold Against 1.2 Elect John Laborde Mgmt For Withhold Against 1.3 Elect Christopher Harding Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- GULFPORT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GPOR CUSIP 402635304 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Liddell Mgmt For For For 1.2 Elect Donald Dillingham Mgmt For For For 1.3 Elect David Houston Mgmt For For For 1.4 Elect James Palm Mgmt For For For 1.5 Elect Scott Streller Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- H.B. FULLER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FUL CUSIP 359694106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Michael Losh Mgmt For For For 1.2 Elect Lee Mitau Mgmt For For For 1.3 Elect R. William Van Sant Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HAEMONETICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Foote Mgmt For For For 1.2 Elect Pedro Granadillo Mgmt For For For 1.3 Elect Mark Kroll Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HBHC CUSIP 410120109 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bertucci Mgmt For For For 1.2 Elect Carl Chaney Mgmt For For For 1.3 Elect Thomas Olinde Mgmt For For For 1.4 Elect John Pace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HBHC CUSIP 410120109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HANGER ORTHOPEDIC GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGR CUSIP 41043F208 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Cooper Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Eric Green Mgmt For For For 1.4 Elect Stephen Hare Mgmt For For For 1.5 Elect Isaac Kaufman Mgmt For For For 1.6 Elect Thomas Kirk Mgmt For For For 1.7 Elect Peter Neff Mgmt For For For 1.8 Elect Bennett Rosenthal Mgmt For For For 1.9 Elect Ivan Sabel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Non-Voting Common Mgmt For For For Stock 5 Amendment to Certificate of Mgmt For Against Against Incorporation to Permit Amendments to Bylaws by Board of Directors 6 Amendment to Certificate of Mgmt For For For Incorporation to Remove Duplicative Provisions 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HARMONIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLIT CUSIP 413160102 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Harshman Mgmt For For For 1.2 Elect Lewis Solomon Mgmt For For For 1.3 Elect Harold Covert Mgmt For For For 1.4 Elect Patrick Gallagher Mgmt For For For 1.5 Elect E. Floyd Kvamme Mgmt For For For 1.6 Elect Anthony Ley Mgmt For For For 1.7 Elect William Reddersen Mgmt For For For 1.8 Elect David Van Valkenburg Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Glover Mgmt For For For 1.2 Elect Rawson Haverty, Jr. Mgmt For For For 1.3 Elect L. Phillip Humann Mgmt For For For 1.4 Elect Mylle Mangum Mgmt For Withhold Against 1.5 Elect Frank McGaughey III Mgmt For For For 1.6 Elect Clarence Smith Mgmt For For For 1.7 Elect Al Trujillo Mgmt For For For 1.8 Elect Terence McGuirk Mgmt For Withhold Against 1.9 Elect Vicki Palmer Mgmt For For For 1.10 Elect Fred Schuermann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEADWATERS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HW CUSIP 42210P102 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kirk Benson Mgmt For For For 1.2 Elect E.J. Garn Mgmt For For For 1.3 Elect Raymond Weller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Emery Mgmt For For For 1.2 Elect Batey Gresham Jr. Mgmt For For For 1.3 Elect Dan Wilford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCSG CUSIP 421906108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel McCartney Mgmt For For For 1.2 Elect Joseph McCartney Mgmt For For For 1.3 Elect Robert Frome Mgmt For For For 1.4 Elect Robert Moss Mgmt For For For 1.5 Elect John Briggs Mgmt For For For 1.6 Elect Dino Ottaviano Mgmt For For For 1.7 Elect Theodore Wahl Mgmt For For For 1.8 Elect Michael McBryan Mgmt For For For 1.9 Elect Diane Casey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTHSPRING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HS CUSIP 42224N101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Fox Mgmt For For For 1.2 Elect Robert Hensley Mgmt For For For 1.3 Elect Russell Mayerfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTHWAYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HWAY CUSIP 422245100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Cigarran Mgmt For For For 1.2 Elect C. Warren Neel Mgmt For For For 1.3 Elect John Ballantine Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTLD CUSIP 422347104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Gerdin Mgmt For Withhold Against 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For For For 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carr Mgmt For For For 1.2 Elect Mitchell Hollin Mgmt For For For 1.3 Elect Robert Niehaus Mgmt For For For 1.4 Elect Marc Ostro Mgmt For For For 1.5 Elect Jonathan Palmer Mgmt For For For 1.6 Elect George Raymond Mgmt For For For 1.7 Elect Richard Vague Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSII CUSIP 422819102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect L. Kevin Kelly Mgmt For For For 2 Elect Robert Knowling, Jr. Mgmt For For For 3 Elect V. Paul Unruh Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2007 Mgmt For Against Against GlobalShare Program 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HELEN OF TROY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HELE CUSIP G4388N106 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Abromovitz Mgmt For For For 1.2 Elect John Butterworth Mgmt For For For 1.3 Elect Timothy Meeker Mgmt For For For 1.4 Elect Gerald Rubin Mgmt For For For 1.5 Elect Stanlee Rubin Mgmt For For For 1.6 Elect William Susetka Mgmt For For For 1.7 Elect Adolpho Telles Mgmt For For For 1.8 Elect Darren Woody Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HI-TECH PHARMACAL CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HITK CUSIP 42840B101 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Seltzer Mgmt For Withhold Against 1.2 Elect Reuben Seltzer Mgmt For Withhold Against 1.3 Elect Martin Goldwyn Mgmt For Withhold Against 1.4 Elect Yashar Hirshaut Mgmt For For For 1.5 Elect Jack Van Hulst Mgmt For For For 1.6 Elect Anthony Puglisi Mgmt For For For 1.7 Elect Bruce Simpson Mgmt For Withhold Against 2 Amendment to the 2009 Stock Mgmt For For For Option Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HIBBETT SPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIBB CUSIP 428567101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Johnson Mgmt For For For 1.2 Elect Ralph Parks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Re-Approval of Performance-Based Mgmt For For For Compensation Under the 2006 Executive Officer Cash Bonus Plan --------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Camp Mgmt For For For 1.2 Elect Edward Cloues II Mgmt For For For 1.3 Elect W. August Hillenbrand Mgmt For For For 1.4 Elect Thomas Johnson Mgmt For For For 1.5 Elect Neil Novich Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Daly Mgmt For For For 1.2 Elect Ernest Godshalk Mgmt For For For 1.3 Elect Rick Hess Mgmt For For For 1.4 Elect Adrienne Markham Mgmt For For For 1.5 Elect Brian McAloon Mgmt For For For 1.6 Elect Cosmo Trapani Mgmt For For For 1.7 Elect Franklin Weigold Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect R. Kevin Hardage Mgmt For For For 1.5 Elect Robert McKenzie Mgmt For For For 1.6 Elect Jack Reid Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock and Company Name Change 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison Mgmt For For For 1.2 Elect C. Randall Sims Mgmt For For For 1.3 Elect Randy Mayor Mgmt For For For 1.4 Elect Robert Adcock Mgmt For For For 1.5 Elect Richard Ashley Mgmt For For For 1.6 Elect Dale Bruns Mgmt For For For 1.7 Elect Richard Buckheim Mgmt For For For 1.8 Elect Jack Engelkes Mgmt For For For 1.9 Elect James Hinkle Mgmt For For For 1.10 Elect Alex Lieblong Mgmt For For For 1.11 Elect William Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Alan Gosule Mgmt For For For 1.3 Elect Leonard Helbig, III Mgmt For For For 1.4 Elect Charles Koch Mgmt For For For 1.5 Elect Thomas Lydon, Jr. Mgmt For For For 1.6 Elect Edward Pettinella Mgmt For For For 1.7 Elect Clifford Smith, Jr. Mgmt For For For 1.8 Elect Amy Tait Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Benefit Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HMN CUSIP 440327104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Futrell Mgmt For For For 2 Elect Stephen Hasenmiller Mgmt For For For 3 Elect Peter Heckman Mgmt For For For 4 Elect Ronald Helow Mgmt For For For 5 Elect Gabriel Shaheen Mgmt For For For 6 Elect Roger Steinbecker Mgmt For For For 7 Elect Robert Stricker Mgmt For For For 8 Elect Charles Wright Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HORNBECK OFFSHORE SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOS CUSIP 440543106 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Todd Hornbeck Mgmt For For For 1.2 Elect Patricia Melcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HOT TOPIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOTT CUSIP 441339108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Becker Mgmt For For For 1.2 Elect Evelyn D'An Mgmt For For For 1.3 Elect Matthew Drapkin Mgmt For For For 1.4 Elect Lisa Harper Mgmt For For For 1.5 Elect W. Scott Hedrick Mgmt For For For 1.6 Elect Bruce Quinnell Mgmt For For For 1.7 Elect Andrew Schuon Mgmt For For For 1.8 Elect Thomas Vellios Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HSN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSNI CUSIP 404303109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Blatt Mgmt For Withhold Against 1.2 Elect Patrick Bousquet-Chavanne Mgmt For For For 1.3 Elect Michael Boyd Mgmt For For For 1.4 Elect William Costello Mgmt For For For 1.5 Elect James Follo Mgmt For For For 1.6 Elect Mindy Grossman Mgmt For For For 1.7 Elect Stephanie Kugelman Mgmt For For For 1.8 Elect Arthur Martinez Mgmt For For For 1.9 Elect Thomas McInerney Mgmt For For For 1.10 Elect John Morse, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For For For 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HUTCHINSON TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HTCH CUSIP 448407106 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Augusti Mgmt For For For 1.2 Elect Wayne Fortun Mgmt For For For 1.3 Elect Martha Aronson Mgmt For For For 1.4 Elect Jeffrey Green Mgmt For For For 1.5 Elect Gary Henley Mgmt For For For 1.6 Elect Russell Huffer Mgmt For For For 1.7 Elect William Monahan Mgmt For For For 1.8 Elect Thomas VerHage Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HUTCHINSON TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HTCH CUSIP 448407106 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Debt Instruments Mgmt For For For 2 Amendment to Provisions of Debt Mgmt For For For Instruments 3 Issuance of Additional Debt Mgmt For For For Instruments --------------------------------------------------------------------------------------------------------------- ICU MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICUI CUSIP 44930G107 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Connors Mgmt For For For 1.2 Elect Michael Kovalchik III Mgmt For For For 1.3 Elect Joseph Saucedo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Stock Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- IGATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IGTE CUSIP 45169U105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sunil Wadhwani Mgmt For For For 1.2 Elect Goran Lindahl Mgmt For For For 2 Amendment to Authorized Mgmt For For For Preferred Stock 3 Increase of Authorized Common Mgmt For For For Stock 4 Change in Board Size Mgmt For For For 5 2011 Annual Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- II-VI INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IIVI CUSIP 902104108 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter W. Sognefest Mgmt For For For 1.2 Elect Francis J. Kramer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INDB CUSIP 453836108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bissonnette Mgmt For For For 1.2 Elect Daniel O'Brien Mgmt For For For 1.3 Elect Christopher Oddleifson Mgmt For For For 1.4 Elect Robert Sullivan Mgmt For For For 1.5 Elect Brian Tedeschi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- INFINITY PROPERTY AND CASUALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCC CUSIP 45665Q103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Teresa Canida Mgmt For For For 1.2 Elect Jorge Castro Mgmt For For For 1.3 Elect James Gober Mgmt For For For 1.4 Elect Harold Layman Mgmt For For For 1.5 Elect Drayton Nabers, Jr. Mgmt For For For 1.6 Elect Samuel Simon Mgmt For For For 1.7 Elect Roger Smith Mgmt For For For 1.8 Elect W. Stancil Starnes Mgmt For For For 1.9 Elect Gregory Thomas Mgmt For For For 1.10 Elect Samuel Weinhoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INFOSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSP CUSIP 45678T300 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jules Haimovitz Mgmt For For For 1.2 Elect Elizabeth Huebner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSIT CUSIP 45765U103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Gunning Mgmt For For For 1.2 Elect Robertson Jones Mgmt For For For 1.3 Elect Kenneth Lamneck Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2007 Omnibus Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joseph Burgess Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect Stephanie Cuskley Mgmt For For For 1.4 Elect John Dubinsky Mgmt For For For 1.5 Elect Charles Gordon Mgmt For For For 1.6 Elect Juanita Hinshaw Mgmt For For For 1.7 Elect M. Richard Smith Mgmt For For For 1.8 Elect Alfred Woods Mgmt For For For 2 2011 Non-Employee Director Plan Mgmt For For For 3 2011 Executive Performance Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INSPERITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSP CUSIP 45778Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Gregory Petsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IART CUSIP 457985208 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Keith Bradley Mgmt For For For 3 Elect Richard Caruso Mgmt For For For 4 Elect Stuart Essig Mgmt For For For 5 Elect Neal Moszkowski Mgmt For For For 6 Elect Raymond Murphy Mgmt For For For 7 Elect Christian Schade Mgmt For For For 8 Elect James Sullivan Mgmt For For For 9 Elect Anne VanLent Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTEGRAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CUSIP 45810H107 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kahn Mgmt For For For 1.2 Elect Melvin Keating Mgmt For For For 1.3 Elect Thomas Moorman, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKR CUSIP 45841N107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Peterffy Mgmt For Against Against 2 Elect Earl Nemser Mgmt For Against Against 3 Elect Paul Brody Mgmt For Against Against 4 Elect Milan Galik Mgmt For Against Against 5 Elect Lawrence Harris Mgmt For For For 6 Elect Hans Stoll Mgmt For For For 7 Elect Ivers Riley Mgmt For For For 8 Elect Robert Trudeau Mgmt For For For 9 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERACTIVE INTELLIGENCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ININ CUSIP 45839M103 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reorganization Mgmt For For For 2.1 Elect Donald Brown Mgmt For For For 2.2 Elect Richard Reck Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERFACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFSIA CUSIP 458665106 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dianne Dillon-Ridgley Mgmt For For For 1.2 Elect June Henton Mgmt For For For 1.3 Elect Christopher Kennedy Mgmt For For For 1.4 Elect K. David Kohler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERMEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IN CUSIP 458786100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Byrne Mgmt For For For 2 Elect Eric Draut Mgmt For For For 3 Elect Gregory Hinckley Mgmt For For For 4 Elect Lydia Kennard Mgmt For For For 5 Elect Allen Lauer Mgmt For For For 6 Elect Stephen Reynolds Mgmt For For For 7 Elect Steven Sample Mgmt For For For 8 Elect Oren Shaffer Mgmt For For For 9 Elect Larry Yost Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- INTERVAL LEISURE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IILG CUSIP 46113M108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Nash Mgmt For For For 1.2 Elect Gregory Blatt Mgmt For Withhold Against 1.3 Elect David Flowers Mgmt For For For 1.4 Elect Gary Howard Mgmt For For For 1.5 Elect Lewis Korman Mgmt For For For 1.6 Elect Thomas Kuhn Mgmt For For For 1.7 Elect Thomas McInerney Mgmt For For For 1.8 Elect Thomas Murphy, Jr. Mgmt For For For 1.9 Elect Avy Stein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEVAC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVAC CUSIP 461148108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Norman Pond Mgmt For For For 1.2 Elect Kevin Fairbairn Mgmt For For For 1.3 Elect David Dury Mgmt For For For 1.4 Elect Stanley Hill Mgmt For For For 1.5 Elect Thomas Rohrs Mgmt For For For 1.6 Elect John Schaefer Mgmt For For For 1.7 Elect Ping Yang Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Purchase Plan 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- INVACARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IVC CUSIP 461203101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Delaney Mgmt For For For 1.2 Elect C. Martin Harris Mgmt For For For 1.3 Elect A. Malachi Mixon, III Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INVENTIV HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTIV CUSIP 46122E105 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESTMENT TECHNOLOGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITG CUSIP 46145F105 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. William Burdett Mgmt For For For 1.2 Elect Minder Cheng Mgmt For For For 1.3 Elect Christopher Dodds Mgmt For For For 1.4 Elect Robert Gasser Mgmt For For For 1.5 Elect Timothy Jones Mgmt For For For 1.6 Elect Kevin O'Hara Mgmt For For For 1.7 Elect Maureen O'Hara Mgmt For For For 1.8 Elect Steven Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IO CUSIP 462044108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Jennings Mgmt For For For 1.2 Elect Robert Peebler Mgmt For For For 1.3 Elect John Seitz Mgmt For For For 2 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- IPC THE HOSPITALIST COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCM CUSIP 44984A105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Singer Mgmt For For For 1.2 Elect Thomas Cooper Mgmt For For For 1.3 Elect Chuck Timpe Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the Nonqualified Mgmt For For For Employee Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- J&J SNACK FOODS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JJSF CUSIP 466032109 02/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Stanley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- J2 GLOBAL COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCOM CUSIP 46626E205 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For For For 1.5 Elect John Rieley Mgmt For Withhold Against 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Goebel Mgmt For For For 1.2 Elect Murray Hutchison Mgmt For For For 1.3 Elect Linda Lang Mgmt For For For 1.4 Elect Michael Murphy Mgmt For For For 1.5 Elect James Myers Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 1.8 Elect John Wyatt Mgmt For For For 2 Amendment to the Annual Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JAKKS PACIFIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAKK CUSIP 47012E106 10/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Berman Mgmt For For For 1.2 Elect Dan Almagor Mgmt For For For 1.3 Elect Marvin Ellin Mgmt For For For 1.4 Elect Robert Glick Mgmt For For For 1.5 Elect Michael Miller Mgmt For For For 1.6 Elect Murray Skala Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDA SOFTWARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JDAS CUSIP 46612K108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Armstrong Mgmt For For For 2 Elect Hamish Brewer Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JO-ANN STORES TICKER SECURITY ID: MEETING DATE MEETING STATUS JAS CUSIP 47758P307 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBT CUSIP 477839104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Cannon, Jr. Mgmt For For For 1.2 Elect Polly Kawalek Mgmt For For For 1.3 Elect James Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Neal Black Mgmt For For For 1.2 Elect Robert Wildrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- K-SWISS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSWS CUSIP 482686102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Fine Mgmt For For For 1.2 Elect Mark Louie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KALU CUSIP 483007704 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carolyn Bartholomew Mgmt For For For 1.2 Elect Jack Hockema Mgmt For For For 1.3 Elect Lauralee Martin Mgmt For For For 1.4 Elect Brett Wilcox Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Barents Mgmt For For For 1.2 Elect George Minnich Mgmt For For For 1.3 Elect Thomas Rabaut Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAPSTONE PAPER AND PACKAGING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KS CUSIP 48562P103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chapman Mgmt For For For 1.2 Elect Matthew Kaplan Mgmt For For For 1.3 Elect Ronald Gidwitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KAYDON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KDN CUSIP 486587108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Alexander Mgmt For For For 1.2 Elect David Brandon Mgmt For Withhold Against 1.3 Elect Patrick Coyne Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Timothy O'Donovan Mgmt For For For 1.6 Elect James O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KEITHLEY INSTRUMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEI CUSIP 487584104 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For --------------------------------------------------------------------------------------------------------------- KENDLE INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNDL CUSIP 48880L107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Kendle Mgmt For For For 1.2 Elect Christopher Bergen Mgmt For For For 1.3 Elect Robert Buck Mgmt For For For 1.4 Elect G. Steven Geis Mgmt For For For 1.5 Elect Donald Harrison Mgmt For For For 1.6 Elect Timothy Johnson Mgmt For For For 1.7 Elect Timothy Mooney Mgmt For For For 1.8 Elect Frederick Russ Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KENSEY NASH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNSY CUSIP 490057106 12/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bobb Mgmt For For For 2 Amendment to the Employee Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KID BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KID CUSIP 49375T100 07/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya Mgmt For Withhold Against 1.2 Elect Mario Ciampi Mgmt For Withhold Against 1.3 Elect Bruce Crain Mgmt For Withhold Against 1.4 Elect Fredrick Horowitz Mgmt For For For 1.5 Elect Hugh Rovit Mgmt For For For 1.6 Elect Salvatore Salibello Mgmt For For For 1.7 Elect John Schaefer Mgmt For For For 1.8 Elect Michael Zimmerman Mgmt For Withhold Against --------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KIRKLAND'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KIRK CUSIP 497498105 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alderson Mgmt For For For 1.2 Elect Carl Kirkland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KOPIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KOPN CUSIP 500600101 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Fan Mgmt For For For 1.2 Elect James Brewington Mgmt For For For 1.3 Elect David Brook Mgmt For For For 1.4 Elect Andrew Chapman Mgmt For For For 1.5 Elect Morton Collins Mgmt For For For 1.6 Elect Chi Chia Hsieh Mgmt For For For 1.7 Elect Michael Landine Mgmt For For For 2 Amendment to the 2010 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KULICKE AND SOFFA INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KLIC CUSIP 501242101 02/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruno Guilmart Mgmt For For For 1.2 Elect Barry Waite Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LZB CUSIP 505336107 08/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Janet Gurwitch Mgmt For For For 1.3 Elect David Hehl Mgmt For For For 1.4 Elect Edwin Holman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- LABRANCHE & CO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAB CUSIP 505447102 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- LANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCE CUSIP 514606102 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3.1 Elect Peter Brubaker Mgmt For For For 3.2 Elect Carl Lee, Jr. Mgmt For For For 3.3 Elect John Denton Mgmt For For For 3.4 Elect Michael Warehime Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- LANDAUER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LDR CUSIP 51476K103 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Cronin Mgmt For For For 1.2 Elect William Dempsey Mgmt For For For 1.3 Elect William Saxelby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LANDRY'S RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNY CUSIP 51508L103 10/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Going-Private Transaction Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LAWSON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAWS CUSIP 520776105 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Port Mgmt For For For 1.2 Elect Robert Rettig Mgmt For For For 1.3 Elect Wilma Smelcer Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2009 Equity Mgmt For For For Compensation Plan --------------------------------------------------------------------------------------------------------------- LCA-VISION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LCAV CUSIP 501803308 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bahl Mgmt For For For 1.2 Elect John Gutfreund Mgmt For For For 1.3 Elect John Hassan Mgmt For For For 1.4 Elect Edgar Heizer III Mgmt For For For 1.5 Elect E. Anthony Woods Mgmt For For For 2 2011 Stock Option Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 2011 Equity-Based Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LHC GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LHCG CUSIP 50187A107 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Myers Mgmt For Withhold Against 1.2 Elect Ted Hoyt Mgmt For For For 1.3 Elect George Lewis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LINDSAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNN CUSIP 535555106 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Christodolou Mgmt For For For 1.2 Elect W. Thomas Jagodinski Mgmt For For For 1.3 Elect J. David McIntosh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LIQUIDITY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LQDT CUSIP 53635B107 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phillip Clough Mgmt For For For 1.2 Elect George Ellis Mgmt For For For 1.3 Elect Jaime Mateus-Tique Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tzau-Jin Chung Mgmt For For For 1.2 Elect John Driscoll Mgmt For For For 1.3 Elect Anthony Grillo Mgmt For For For 1.4 Elect Gordon Hunter Mgmt For For For 1.5 Elect John Major Mgmt For For For 1.6 Elect William Noglows Mgmt For For For 1.7 Elect Ronald Schubel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LYV CUSIP 538034109 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Azoff Mgmt For For For 1.2 Elect Mark Carleton Mgmt For For For 1.3 Elect Jonathan Miller Mgmt For For For 1.4 Elect Michael Rapino Mgmt For For For 1.5 Elect Mark Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIVE NATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LYV CUSIP 538034109 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jonathan Dolgen Mgmt For For For 1.2 Elect Robert Enloe III Mgmt For For For 1.3 Elect Jeffrey Hinson Mgmt For For For 1.4 Elect James Kahan Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Amendment to the 2006 Annual Mgmt For For For Incentive Plan 4 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIVEPERSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPSN CUSIP 538146101 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Block Mgmt For For For 1.2 Elect David Vaskevitch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LIZ CLAIBORNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LIZ CUSIP 539320101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bernard Aronson Mgmt For For For 2 Elect Lawrence Benjamin Mgmt For For For 3 Elect Raul Fernandez Mgmt For For For 4 Elect Kenneth Gilman Mgmt For For For 5 Elect Nancy Karch Mgmt For For For 6 Elect Kenneth Kopelman Mgmt For For For 7 Elect Kay Koplovitz Mgmt For For For 8 Elect Arthur Martinez Mgmt For For For 9 Elect William McComb Mgmt For For For 10 Elect Doreen Toben Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Stock Incentive Plan Mgmt For For For 14 Conversion of Debt Instruments Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOGMEIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOGM CUSIP 54142L109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Benson Mgmt For For For 1.2 Elect Michael Christenson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LOJACK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LOJN CUSIP 539451104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rory Cowan Mgmt For For For 1.2 Elect John MacKinnon Mgmt For For For 1.3 Elect Robert Murray Mgmt For For For 1.4 Elect Robert Rewey Mgmt For For For 1.5 Elect Richard Riley Mgmt For For For 1.6 Elect Harvey Rosenthal Mgmt For For For 1.7 Elect Marcia Hooper Mgmt For For For 1.8 Elect Gary Dilts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LSB INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXU CUSIP 502160104 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Golsen Mgmt For For For 1.2 Elect Bernard Ille Mgmt For For For 1.3 Elect Donald Munson Mgmt For For For 1.4 Elect Ronald Perry Mgmt For For For 1.5 Elect Tony Shelby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For Withhold Against 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LUFKIN INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUFK CUSIP 549764108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. J. Trout, Jr. Mgmt For For For 1.2 Elect J. Jongebloed Mgmt For For For 1.3 Elect Suzanne Baer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LYDALL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LDL CUSIP 550819106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dale Barnhart Mgmt For Withhold Against 1.2 Elect Kathleen Burdett Mgmt For Withhold Against 1.3 Elect W. Leslie Duffy Mgmt For Withhold Against 1.4 Elect Matthew Farrell Mgmt For Withhold Against 1.5 Elect Marc Giles Mgmt For Withhold Against 1.6 Elect William Gurley Mgmt For Withhold Against 1.7 Elect Suzanne Hammett Mgmt For Withhold Against 1.8 Elect S. Carl Soderstrom, Jr. Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Alutto Mgmt For For For 1.2 Elect Phillip Creek Mgmt For For For 1.3 Elect Norman Traeger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MAGELLAN HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MGLN CUSIP 559079207 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McBride Mgmt For For For 1.2 Elect Robert Le Blanc Mgmt For For For 1.3 Elect William Forrest Mgmt For For For 1.4 Elect Barry Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2011 Management Incentive Plan Mgmt For For For 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MAIDENFORM BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFB CUSIP 560305104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Norman Axelrod Mgmt For For For 1.2 Elect Bernd Beetz Mgmt For For For 1.3 Elect Harold Compton Mgmt For For For 1.4 Elect Barbara Eisenberg Mgmt For For For 1.5 Elect Maurice Reznik Mgmt For For For 1.6 Elect Karen Rose Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Plan 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MANH CUSIP 562750109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Cassidy Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARCUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCS CUSIP 566330106 10/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Marcus Mgmt For Withhold Against 1.2 Elect Diane Marcus Gershowitz Mgmt For Withhold Against 1.3 Elect Daniel McKeithan, Jr. Mgmt For For For 1.4 Elect Allan Selig Mgmt For Withhold Against 1.5 Elect Timothy Hoeksema Mgmt For For For 1.6 Elect Bruce Olson Mgmt For Withhold Against 1.7 Elect Philip Milstein Mgmt For For For 1.8 Elect Bronson Haase Mgmt For For For 1.9 Elect James Ericson Mgmt For For For 1.10 Elect Gregory Marcus Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael McLamb Mgmt For For For 2 Elect Russell Knittel Mgmt For For For 3 2011 Stock-Based Compensation Mgmt For For For Plan 4 Incentive Compensation Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MATERION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTRN CUSIP 576690101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect N. Mohan Reddy Mgmt For For For 1.3 Elect Craig Shular Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 2006 Mgmt For For For Non-employee Director Equity Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MATRIX SERVICE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTRX CUSIP 576853105 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bradley Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For For For 1.4 Elect Paul Lackey Mgmt For For For 1.5 Elect Tom Maxwell Mgmt For For For 1.6 Elect David Tippeconnic Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MAXIMUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMS CUSIP 577933104 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Beliveau Mgmt For For For 1.2 Elect John Haley Mgmt For Withhold Against 1.3 Elect Marilyn Seymann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MERCURY COMPUTER SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRCY CUSIP 589378108 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bass Mgmt For For For 1.2 Elect Michael Daniels Mgmt For For For 1.3 Elect Lee Steele Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIVO CUSIP 589584101 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Anderson Mgmt For For For 2 Elect John Kraeutler Mgmt For Against Against 3 Elect Gary Kreider Mgmt For Against Against 4 Elect William Motto Mgmt For Against Against 5 Elect David Phillips Mgmt For For For 6 Elect Robert Ready Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMSI CUSIP 589889104 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ellis Mgmt For For For 1.2 Elect Kent Stanger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Sarver Mgmt For Withhold Against 1.2 Elect Peter Ax Mgmt For For For 1.3 Elect Gerald Haddock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Aspatore Mgmt For For For 2 Elect Warren Batts Mgmt For For For 3 Elect J. Edward Colgate Mgmt For For For 4 Elect Darren Dawson Mgmt For For For 5 Elect Donald Duda Mgmt For For For 6 Elect Stephen Gates Mgmt For For For 7 Elect Isabelle Goossen Mgmt For For For 8 Elect Christopher Hornung Mgmt For For For 9 Elect Paul Shelton Mgmt For For For 10 Elect Lawrence Skatoff Mgmt For For For 11 Ratification of Auditor Mgmt For Against Against 12 2010 Cash Incentive Plan Mgmt For For For 13 2010 Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICREL, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRL CUSIP 594793101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Zinn Mgmt For For For 1.2 Elect John Bourgoin Mgmt For For For 1.3 Elect Michael Callahan Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Neil Miotto Mgmt For For For 1.6 Elect Frank Schneider Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MICROSEMI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCC CUSIP 595137100 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Peterson Mgmt For For For 1.2 Elect Dennis Leibel Mgmt For For For 1.3 Elect Thomas Anderson Mgmt For For For 1.4 Elect William Bendush Mgmt For For For 1.5 Elect William Healey Mgmt For For For 1.6 Elect Paul Folino Mgmt For For For 1.7 Elect Matthew Massengill Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MSTR CUSIP 594972408 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Saylor Mgmt For Withhold Against 1.2 Elect Sanju Bansal Mgmt For Withhold Against 1.3 Elect Matthew Calkins Mgmt For Withhold Against 1.4 Elect Robert Epstein Mgmt For Withhold Against 1.5 Elect David LaRue Mgmt For Withhold Against 1.6 Elect Jarrod Patten Mgmt For Withhold Against 1.7 Elect Carl Rickertsen Mgmt For Withhold Against 1.8 Elect Thomas Spahr Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICRUS ENDOVASCULAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MEND CUSIP 59518V102 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2.1 Elect John Kilcoyne Mgmt For For For 2.2 Elect Jeffrey Thiel Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect Philip Norwood Mgmt For For For 1.6 Elect W. Reid Sanders Mgmt For For For 1.7 Elect William Sansom Mgmt For Withhold Against 1.8 Elect Simon Wadsworth Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MIDAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDS CUSIP 595626102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Bindley Mgmt For For For 1.2 Elect Robert Schoeberl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MKSI CUSIP 55306N104 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bertucci Mgmt For For For 1.2 Elect Robert Anderson Mgmt For For For 1.3 Elect Greogory Beecher Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOBILE MINI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MINI CUSIP 60740F105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bunger Mgmt For For For 1.2 Elect Sanjay Swani Mgmt For For For 1.3 Elect Michael Watts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOH CUSIP 60855R100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Mario Molina Mgmt For For For 1.2 Elect Steven Orlando Mgmt For For For 1.3 Elect Ronna Romney Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRI CUSIP 609027107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bob Farahi Mgmt For Withhold Against 1.2 Elect Yvette Landau Mgmt For Withhold Against 1.3 Elect Ronald Zideck Mgmt For Withhold Against 2 Amendment to the 1993 Employee Mgmt For For For Stock Option Plan 3 Amendment to the 1993 Executive Mgmt For For For Long-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPWR CUSIP 609839105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor Lee Mgmt For For For 1.2 Elect Douglas McBurnie Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MONRO MUFFLER BRAKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNRO CUSIP 610236101 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Berenson Mgmt For For For 1.2 Elect Donald Glickman Mgmt For For For 1.3 Elect James Wilen Mgmt For For For 1.4 Elect Elizabeth Wolszon Mgmt For For For 1.5 Elect Robert Mellor Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOOG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOG.A CUSIP 615394202 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Myers Mgmt For For For 1.2 Elect Raymond Boushie Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOVADO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOV CUSIP 624580106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Margaret Adame Mgmt For For For 1.2 Elect Richard Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Donald Oresman Mgmt For For For 1.8 Elect Leonard Silverstein Mgmt For For For 1.9 Elect Alex Grinberg Mgmt For For For 1.10 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Performance Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MTS SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTSC CUSIP 553777103 02/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jean-Lou Chameau Mgmt For For For 1.3 Elect Laura Hamilton Mgmt For For For 1.4 Elect Brendan Hegarty Mgmt For For For 1.5 Elect Emily Liggett Mgmt For For For 1.6 Elect William Murray Mgmt For For For 1.7 Elect Barb Samardzich Mgmt For For For 1.8 Elect Gail Steinel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 2012 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLI CUSIP 624756102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexander Federbush Mgmt For For For 1.2 Elect Paul Flaherty Mgmt For For For 1.3 Elect Gennaro Fulvio Mgmt For For For 1.4 Elect Gary Gladstein Mgmt For For For 1.5 Elect Scott Goldman Mgmt For For For 1.6 Elect Terry Hermanson Mgmt For For For 1.7 Elect Harvey Karp Mgmt For For For 1.8 Elect Gregory Christopher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Annual Bonus Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MGAM CUSIP 625453105 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Maples, Sr. Mgmt For For For 2 Elect Stephen Greathouse Mgmt For For For 3 Elect Neil Jenkins Mgmt For For For 4 Elect Justin Orlando Mgmt For For For 5 Elect Patrick Ramsey Mgmt For For For 6 Elect Robert Repass Mgmt For For For 7 Elect Timothy Stanley Mgmt For For For 8 Amendment to Articles of Mgmt For For For Incorporation Regarding Redemption of Shares of Unsuitable Holders 9 Company Name Change Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MWI VETERINARY SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWIV CUSIP 55402X105 02/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Alessi Mgmt For Withhold Against 1.2 Elect Bruce Bruckmann Mgmt For For For 1.3 Elect James Cleary, Jr. Mgmt For For For 1.4 Elect John McNamara Mgmt For For For 1.5 Elect A. Craig Olson Mgmt For For For 1.6 Elect Robert Rebholtz, Jr. Mgmt For For For 1.7 Elect William Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Prather, Jr. Mgmt N/A TNA N/A 1.2 Elect F. Jack Liebau, Jr. Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Executive Mgmt N/A TNA N/A Compensation 4 Frequency of Advisory Vote on Mgmt N/A TNA N/A Executive Compensation --------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Byrd Mgmt For For For 1.2 Elect Sarah Coffin Mgmt For For For 1.3 Elect John Crowe Mgmt For For For 1.4 Elect William Foley Mgmt For For For 1.5 Elect Robert Heisler, Jr. Mgmt For For For 1.6 Elect Richard Johnston Mgmt For For For 1.7 Elect Edward Kissel Mgmt For For For 1.8 Elect John Orr Mgmt For For For 1.9 Elect Robert Stefanko Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alec Covington Mgmt For For For 1.2 Elect Sam Duncan Mgmt For For For 1.3 Elect Mickey Foret Mgmt For For For 1.4 Elect Douglas Hacker Mgmt For For For 1.5 Elect Hawthorne Proctor Mgmt For For For 1.6 Elect William Voss Mgmt For For For 1.7 Elect Christopher Bodine Mgmt For For For 2 Article Amendments to Mgmt For For For Certificate of Incorporation 3 Elimination of Supermajority Mgmt For For For Requirement for Stockholder Approval of Certain Fundamental Changes 4 Elimination of Supermajority Mgmt For For For Requirement for Stockholder Approval of Certain Business Combinations with a Controlling Person 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- NATIONAL FINANCIAL PARTNERS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFP CUSIP 63607P208 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephanie Abramson Mgmt For For For 2 Elect Arthur Ainsberg Mgmt For For For 3 Elect Jessica Bibliowicz Mgmt For For For 4 Elect R. Bruce Callahan Mgmt For For For 5 Elect John Elliott Mgmt For For For 6 Elect J. Barry Griswell Mgmt For For For 7 Elect Kenneth Mlekush Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Conversion of Senior Notes and Mgmt For For For Exercise of Warrants 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL PENN BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPBC CUSIP 637138108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Beaver Mgmt For Withhold Against 1.2 Elect Jeffrey Feather Mgmt For For For 1.3 Elect Patricia Langiotti Mgmt For Withhold Against 1.4 Elect Natalye Paquin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BABY CUSIP 639050103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Ludlum Mgmt For For For 1.2 Elect Mark Michael Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Stock Awards Plan Mgmt For For For 6 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- NBT BANCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBTB CUSIP 628778102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorization of Board to Set Mgmt For For For Board Size 2.1 Elect Richard Chojnowski Mgmt For For For 2.2 Elect Timothy Delaney Mgmt For For For 2.3 Elect James Douglas Mgmt For For For 2.4 Elect Joseph Santangelo Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NCI BUILDING SYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NCS CUSIP 628852204 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Norman Chambers Mgmt For For For 1.2 Elect Kathleen Affeldt Mgmt For For For 1.3 Elect Nathan Sleeper Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NCI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCIT CUSIP 62886K104 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Narang Mgmt For For For 1.2 Elect Terry Glasgow Mgmt For For For 1.3 Elect James Allen Mgmt For For For 1.4 Elect John Lawler Mgmt For For For 1.5 Elect Paul Lombardi Mgmt For For For 1.6 Elect J. Patrick McMahon Mgmt For For For 1.7 Elect Philip Nolan Mgmt For For For 1.8 Elect Stephen Waechter Mgmt For For For 1.9 Elect Daniel Young Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEENAH PAPER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NP CUSIP 640079109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Lucas Mgmt For For For 1.2 Elect Philip Moore Mgmt For For For 1.3 Elect John O'Donnell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Reapproval of the Material Terms Mgmt For For For of the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEOGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEOG CUSIP 640491106 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Book Mgmt For For For 1.2 Elect Jack Parnell Mgmt For For For 1.3 Elect Clayton Yuetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETGEAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTGR CUSIP 64111Q104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Lo Mgmt For For For 1.2 Elect Jocelyn Carter-Miller Mgmt For For For 1.3 Elect Ralph Faison Mgmt For For For 1.4 Elect A. Timothy Godwin Mgmt For For For 1.5 Elect Jef Graham Mgmt For For For 1.6 Elect Linwood Lacy, Jr. Mgmt For For For 1.7 Elect Gregory Rossmann Mgmt For For For 1.8 Elect Julie Shimer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTCT CUSIP 64115T104 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anil Singhal Mgmt For For For 1.2 Elect John Egan Mgmt For For For 1.3 Elect Stuart McGuigan Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEUTRAL TANDEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TNDM CUSIP 64128B108 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rian Wren Mgmt For Withhold Against 1.2 Elect James Hynes Mgmt For Withhold Against 1.3 Elect Peter Barris Mgmt For For For 1.4 Elect Robert Hawk Mgmt For For For 1.5 Elect Lawrence Ingeneri Mgmt For For For 1.6 Elect G. Edward Evans Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NJR CUSIP 646025106 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jane Kenny Mgmt For For For 1.2 Elect David Trice Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEWPORT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEWP CUSIP 651824104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Oleg Khaykin Mgmt For For For 1.2 Elect Peter Simone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NORTHWEST NATURAL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NWN CUSIP 667655104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martha Byorum Mgmt For For For 1.2 Elect John Carter Mgmt For For For 1.3 Elect C. Scott Gibson Mgmt For For For 1.4 Elect Gregg Kantor Mgmt For For For 2 Amendment to the Long Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Adik Mgmt For For For 1.2 Elect Dorothy Bradley Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Dana Dykhouse Mgmt For For For 1.5 Elect Julia Johnson Mgmt For For For 1.6 Elect Philip Maslowe Mgmt For For For 1.7 Elect Denton Peoples Mgmt For For For 1.8 Elect Robert Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- NOVATEL WIRELESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVTL CUSIP 66987M604 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russel Gerns Mgmt For For For 1.2 Elect David Werner Mgmt For For For 2 Amendment to the 2000 Employee Mgmt For For For Stock Purchase Plan 3 Amendment to the 2009 Omnibus Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- O'CHARLEY'S INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHUX CUSIP 670823103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnaud Ajdler Mgmt For For For 2 Elect William Andrews Mgmt For For For 3 Elect Douglas Benham Mgmt For For For 4 Elect David W. Head Mgmt For For For 5 Elect Philip Hickey, Jr. Mgmt For For For 6 Elect Gregory Monahan Mgmt For For For 7 Elect Dale Polley Mgmt For For For 8 Elect Richard Reiss, Jr. Mgmt For For For 9 Elect H. Steve Tidwell Mgmt For For For 10 Elect Robert Walker Mgmt For For For 11 Elect Shirley Zeitlin Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ODYSSEY HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODSY CUSIP 67611V101 08/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- OFFICEMAX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS OMX CUSIP 67622P101 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Bryant Mgmt For For For 2 Elect Joseph DePinto Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 6 Elect Ravichandra Saligram Mgmt For For For 7 Elect David Szymanski Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OLD NATIONAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ONB CUSIP 680033107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Barnette, Jr. Mgmt For For For 1.2 Elect Alan Braun Mgmt For For For 1.3 Elect Larry Dunigan Mgmt For For For 1.4 Elect Niel Ellerbrook Mgmt For For For 1.5 Elect Andrew Goebel Mgmt For For For 1.6 Elect Robert Jones Mgmt For For For 1.7 Elect Phelps Lambert Mgmt For For For 1.8 Elect Arthur McElwee, Jr. Mgmt For For For 1.9 Elect James Morris Mgmt For For For 1.10 Elect Marjorie Soyugenc Mgmt For For For 1.11 Elect Kelly Stanley Mgmt For For For 1.12 Elect Linda White Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OLYMPIC STEEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZEUS CUSIP 68162K106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Siegal Mgmt For For For 1.2 Elect Arthur Anton Mgmt For For For 1.3 Elect James Meathe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OM GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMG CUSIP 670872100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Reidy Mgmt For For For 1.2 Elect Joseph Scaminace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies --------------------------------------------------------------------------------------------------------------- OMNICELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMCL CUSIP 68213N109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Randy Lindholm Mgmt For For For 1.2 Elect Sara White Mgmt For For For 1.3 Elect William Younger, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMNICELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMCL CUSIP 68213N109 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- ON ASSIGNMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASGN CUSIP 682159108 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jonathan Holman Mgmt For For For 1.2 Elect Peter Dameris Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORBITAL SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORB CUSIP 685564106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hermann Mgmt For For For 1.2 Elect Janice Obuchowski Mgmt For For For 1.3 Elect Frank Salizzoni Mgmt For For For 1.4 Elect David Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ORION MARINE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORN CUSIP 68628V308 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Amonett Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Long-Term Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OSI SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSIS CUSIP 671044105 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deepak Chopra Mgmt For For For 1.2 Elect Ajay Mehra Mgmt For For For 1.3 Elect Steven Good Mgmt For For For 1.4 Elect Meyer Luskin Mgmt For For For 1.5 Elect David Feinberg Mgmt For For For 1.6 Elect William Ballhaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Participation Plan --------------------------------------------------------------------------------------------------------------- OSTEOTECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSTE CUSIP 688582105 08/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Alexander Mgmt N/A TNA N/A 1.2 Elect Michelle Forrest Mgmt N/A TNA N/A 1.3 Elect Michael McConnell Mgmt N/A TNA N/A 1.4 Elect Kenneth Stein Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A --------------------------------------------------------------------------------------------------------------- OSTEOTECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSTE CUSIP 688582105 08/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Fallon III Mgmt For Withhold Against 1.2 Elect Sam Owusu-Akyaw Mgmt For For For 1.3 Elect Stephen Galliker Mgmt For For For 1.4 Elect Cato Laurencin Mgmt For For For 1.5 Elect Robert Palmisano Mgmt For For For 1.6 Elect James Shannon Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OSTEOTECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSTE CUSIP 688582105 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Reese Lanier Mgmt For For For 2 Elect Dennis Love Mgmt For For For 3 Elect Clyde Tuggle Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect F. Lane Cardwell, Jr. Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Lesley Howe Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect R. Michael Welborn Mgmt For For For 9 Elect Kenneth Wessels Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PALOMAR MEDICAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTI CUSIP 697529303 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Caruso Mgmt For For For 1.2 Elect Jeanne Cohane Mgmt For For For 1.3 Elect Nicholas Economou Mgmt For For For 1.4 Elect James Martin Mgmt For For For 1.5 Elect A. Neil Pappalardo Mgmt For For For 1.6 Elect Louis Valente Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PZZA CUSIP 698813102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wade Oney Mgmt For For For 2 Elect John Schnatter Mgmt For For For 3 Elect Mark Shapiro Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 2011 Omnibus Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PAR PHARMACEUTICAL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRX CUSIP 69888P106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick LePore Mgmt For For For 1.2 Elect Ronald Nordmann Mgmt For For For 1.3 Elect Joseph Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Reapproval of Performance Equity Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PAREXEL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARK ELECTROCHEMICAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKE CUSIP 700416209 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dale Blanchfield Mgmt For For For 1.2 Elect Lloyd Frank Mgmt For For For 1.3 Elect Emily Groehl Mgmt For For For 1.4 Elect Brian Shore Mgmt For For For 1.5 Elect Steven Warshaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Cannada Mgmt For For For 1.2 Elect Edward Casal Mgmt For For For 1.3 Elect Laurie Dotter Mgmt For For For 1.4 Elect Daniel Friedman Mgmt For For For 1.5 Elect Michael Lipsey Mgmt For For For 1.6 Elect Brenda Mixson Mgmt For For For 1.7 Elect Steven Rogers Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 1.9 Elect Troy Stovall Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PCTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCTI CUSIP 69325Q105 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Levy Mgmt For For For 1.2 Elect Giacomo Marini Mgmt For For For 1.3 Elect Martin Singer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENFORD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PENX CUSIP 707051108 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Buchholz Mgmt For For For 1.2 Elect John Hunter III Mgmt For For For 1.3 Elect James Warjone Mgmt For For For 1.4 Elect Edward Ryan Mgmt For For For 1.5 Elect Matthew Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Clarke Mgmt For For For 1.2 Elect Edward Cloues II Mgmt For For For 1.3 Elect Robert Garrett Mgmt For For For 1.4 Elect Steven Krablin Mgmt For For For 1.5 Elect Marsha Perelman Mgmt For For For 1.6 Elect Philippe van Marcke de Mgmt For For For Lummen 1.7 Elect H. Whitehead Mgmt For For For 1.8 Elect Gary Wright Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PERFICIENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRFT CUSIP 71375U101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Davis Mgmt For For For 1.2 Elect Ralph Derrickson Mgmt For For For 1.3 Elect Edward Glotzbach Mgmt For For For 1.4 Elect John Hamlin Mgmt For For For 1.5 Elect James Kackley Mgmt For For For 1.6 Elect David Lundeen Mgmt For For For 1.7 Elect David May Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PERICOM SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PSEM CUSIP 713831105 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alex Chiming Hui Mgmt For For For 1.2 Elect Chi-Hung Hui Mgmt For For For 1.3 Elect Hau Lee Mgmt For For For 1.4 Elect Dennis McKenna Mgmt For For For 1.5 Elect Michael Sophie Mgmt For For For 1.6 Elect Siu-Weng Simon Wong Mgmt For For For 1.7 Elect Edward Yang Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PERRY ELLIS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PERY CUSIP 288853104 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Natoli Mgmt For For For 1.2 Elect Eduardo Sardina Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Management Incentive Mgmt For For For Compensation Plan 5 Amendment to the 2005 Long-Term Mgmt For For For Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETMED EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETS CUSIP 716382106 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Menderes Akdag Mgmt For For For 1.2 Elect Frank Formica Mgmt For For For 1.3 Elect Gian Fulgoni Mgmt For For For 1.4 Elect Ronald Korn Mgmt For For For 1.5 Elect Robert Schweitzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEUM DEVELOPMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PETD CUSIP 716578109 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Casabona Mgmt For For For 1.2 Elect David Parke Mgmt For For For 1.3 Elect Jeffrey Swoveland Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROQUEST ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PQ CUSIP 716748108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Goodson Mgmt For For For 1.2 Elect William Rucks, IV Mgmt For For For 1.3 Elect E. Wayne Nordberg Mgmt For Withhold Against 1.4 Elect Michael Finch Mgmt For For For 1.5 Elect W. J. Gordon, III Mgmt For For For 1.6 Elect Charles Mitchell, II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PHARMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMC CUSIP 71714F104 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Jr. Mgmt For For For 1.3 Elect Frank Collins Mgmt For For For 1.4 Elect Thomas Mac Mahon Mgmt For For For 1.5 Elect Marjorie Dorr Mgmt For For For 1.6 Elect Thomas Gerrity Mgmt For For For 1.7 Elect Robert Oakley Mgmt For For For 1.8 Elect Geoffrey Meyers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PHOENIX TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEC CUSIP 719153108 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIEDMONT NATURAL GAS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNY CUSIP 720186105 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Malcolm Everett, III Mgmt For For For 1.2 Elect Frank Holding, Jr. Mgmt For For For 1.3 Elect Minor Shaw Mgmt For For For 1.4 Elect Muriel Sheubrooks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Mgmt For For For Compensation Plan 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PINNACLE ENTERTAINMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNK CUSIP 723456109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Comer Mgmt For For For 2 Elect John Giovenco Mgmt For For For 3 Elect Richard Goeglein Mgmt For For For 4 Elect Bruce Leslie Mgmt For For For 5 Elect James Martineau Mgmt For For For 6 Elect Lynn Reitnouer Mgmt For For For 7 Elect Anthony Sanfilippo Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Option Exchange Program Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNFP CUSIP 72346Q104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cope Mgmt For For For 1.2 Elect William Huddleston, IV Mgmt For For For 1.3 Elect Robert McCabe, Jr. Mgmt For For For 1.4 Elect Wayne Riley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PIONEER DRILLING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PDC CUSIP 723655106 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dean Burkhardt Mgmt For For For 1.2 Elect Scott Urban Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Duff Mgmt For For For 1.2 Elect Michael Francis Mgmt For For For 1.3 Elect B. Kristine Johnson Mgmt For For For 1.4 Elect Addison Piper Mgmt For For For 1.5 Elect Lisa Polsky Mgmt For For For 1.6 Elect Frank Sims Mgmt For For For 1.7 Elect Jean Taylor Mgmt For For For 1.8 Elect Michele Volpi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- POLYONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POL CUSIP 73179P106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Voss Mgmt For For For 1.2 Elect Scott Tabakin Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWL CUSIP 739128106 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Butler Mgmt For For For 1.2 Elect Christopher Cragg Mgmt For For For 1.3 Elect Bonnie Hancock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWI CUSIP 739276103 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Balu Balakrishnan Mgmt For For For 1.2 Elect Alan Bickell Mgmt For For For 1.3 Elect Nicholas Brathwaite Mgmt For For For 1.4 Elect James Fiebiger Mgmt For For For 1.5 Elect William George Mgmt For For For 1.6 Elect Balakrishnan Iyer Mgmt For For For 1.7 Elect E. Floyd Kvamme Mgmt For For For 1.8 Elect Steven Sharp Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRE-PAID LEGAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPD CUSIP 740065107 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRESIDENTIAL LIFE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLFE CUSIP 740884101 08/18/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Herbert Kurz Mgmt N/A TNA N/A 1.2 Elect Donna Brazile Mgmt N/A TNA N/A 1.3 Elect William Flynn Mgmt N/A TNA N/A 1.4 Elect John Mannion Mgmt N/A TNA N/A 1.5 Elect Donald Shaffer Mgmt N/A TNA N/A 1.6 Elect Douglas Sosnik Mgmt N/A TNA N/A 1.7 Elect Daniel Theriault Mgmt N/A TNA N/A 1.8 Elect Cliff Wood Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A --------------------------------------------------------------------------------------------------------------- PRESIDENTIAL LIFE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLFE CUSIP 740884101 08/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Barnes Mgmt For For For 1.2 Elect William DeMilt Mgmt For For For 1.3 Elect W. Thomas Knight Mgmt For For For 1.4 Elect John McMahon Mgmt For For For 1.5 Elect Lawrence Read Mgmt For For For 1.6 Elect Lawrence Rivkin Mgmt For For For 1.7 Elect Stanley Rubin Mgmt For For For 1.8 Elect William Trust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRIVATEBANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PVTB CUSIP 742962103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralph Mandell Mgmt For For For 1.2 Elect Cheryl McKissack Mgmt For For For 1.3 Elect Ed Rabin Mgmt For For For 1.4 Elect Larry Richman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 2011 Incentive Compensation Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lucian Bloodworth Mgmt For For For 1.2 Elect Robert Flowers Mgmt For For For 1.3 Elect Ann Putallaz Mgmt For For For 1.4 Elect Drayton Nabers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Bycoff Mgmt For For For 1.2 Elect Ram Gupta Mgmt For For For 1.3 Elect Charles Kane Mgmt For For For 1.4 Elect David Krall Mgmt For For For 1.5 Elect Michael Mark Mgmt For For For 1.6 Elect Richard Reidy Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFS CUSIP 74386T105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Brooks Mgmt For For For 1.2 Elect Terence Gallagher Mgmt For For For 1.3 Elect Carlos Hernandez Mgmt For For For 1.4 Elect Katharine Laud Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Corless Mgmt For For For 1.2 Elect Melvin Hecktman Mgmt For For For 1.3 Elect Delores Kesler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PULSE ELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PULS CUSIP 74586W106 05/18/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adoption of Plurality Voting for Mgmt N/A TNA N/A Contested Director Elections 2.1 Elect Timothy Brog Mgmt N/A TNA N/A 2.2 Elect James Dennedy Mgmt N/A TNA N/A 3 Advisory Vote on Executive Mgmt N/A TNA N/A Compensation 4 Frequency of Advisory Vote on Mgmt N/A TNA N/A Executive Compensation --------------------------------------------------------------------------------------------------------------- PULSE ELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PULS CUSIP 74586W106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adoption of Plurality Voting for Mgmt For For For Contested Director Elections 2.1 Elect C. Mark Melliar-Smith Mgmt For For For 2.2 Elect Howard Deck Mgmt For For For 2.3 Elect Ralph Faison Mgmt For For For 2.4 Elect Justin Choi Mgmt For For For 2.5 Elect Steven Crane Mgmt For For For 2.6 Elect Lawrence Reinhold Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KWR CUSIP 747316107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barry Mgmt For For For 1.2 Elect Robert Chappell Mgmt For For For 1.3 Elect Robert Rock Mgmt For For For 2 Global Annual Incentive Plan Mgmt For For For 3 2011 Long-Term Performance Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NX CUSIP 747619104 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Davis Mgmt For For For 1.2 Elect Joseph Rupp Mgmt For For For 1.3 Elect Curtis Stevens Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUESTCOR PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOR CUSIP 74835Y101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Bailey Mgmt For For For 1.2 Elect Michael Blutt Mgmt For For For 1.3 Elect Neal Bradsher Mgmt For For For 1.4 Elect Stephen Farrell Mgmt For For For 1.5 Elect Louis Silverman Mgmt For For For 1.6 Elect Virgil Thompson Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Award Plan 5 Amendment to the 2003 Employee Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUIKSILVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZQK CUSIP 74838C106 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Ammerman Mgmt For For For 1.2 Elect William Barnum, Jr. Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Charles Exon Mgmt For For For 1.5 Elect M. Steven Langman Mgmt For For For 1.6 Elect Robert McKnight, Jr. Mgmt For For For 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Paul Speaker Mgmt For For For 1.9 Elect Andrew Sweet Mgmt For For For 2 Amendment to 2000 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUIKSILVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZQK CUSIP 74838C106 08/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Common Stock Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- RADIANT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RADS CUSIP 75025N102 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alexander Douglas, Jr. Mgmt For For For 1.2 Elect Phillip Hickey, Jr. Mgmt For For For 1.3 Elect Michael Kay Mgmt For Withhold Against 1.4 Elect Nick Shreiber Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RADISYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSYS CUSIP 750459109 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Scott Gibson Mgmt For For For 1.2 Elect Scott Grout Mgmt For For For 1.3 Elect Richard Faubert Mgmt For For For 1.4 Elect William Lattin Mgmt For For For 1.5 Elect Kevin Melia Mgmt For For For 1.6 Elect Carl Neun Mgmt For For For 1.7 Elect David Nierenberg Mgmt For For For 1.8 Elect M. Niel Ransom Mgmt For For For 1.9 Elect Lorene Steffes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2007 Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- RADISYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSYS CUSIP 750459109 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Scott Gibson Mgmt For For For 1.2 Elect Scott Grout Mgmt For For For 1.3 Elect Ken Bradley Mgmt For For For 1.4 Elect Richard Faubert Mgmt For For For 1.5 Elect William Lattin Mgmt For For For 1.6 Elect Kevin Melia Mgmt For For For 1.7 Elect Carl Neun Mgmt For For For 1.8 Elect Lorene Steffes Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Plan Mgmt For Against Against 4 Amendment to the Long-Term Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- RED ROBIN GOURMET BURGERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RRGB CUSIP 75689M101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pattye Moore Mgmt For For For 2 Elect Stephen Carley Mgmt For For For 3 Elect Marcus Zanner Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Mgmt For For For Performance Incentive Plan 7 Inclusion of a Proposal to Mgmt Abstain For Against Repeal the Classified Board on the Ballot at the 2012 Annual Meeting 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REHABCARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHB CUSIP 759148109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- RIGHTNOW TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RNOW CUSIP 76657R106 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Lansing Mgmt For For For 1.2 Elect Allen Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Mgmt For For For the Plan of Merger 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Lampereur Mgmt For For For 1.2 Elect Thomas Loftis Mgmt For For For 1.3 Elect Dale Medford Mgmt For For For 1.4 Elect Albert Neupaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROFIN-SINAR TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSTI CUSIP 775043102 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Wirth Mgmt For For For 1.2 Elect Stephen Fantone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ROGERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROG CUSIP 775133101 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barry Mgmt For For For 1.2 Elect Charles Brennan, III Mgmt For For For 1.3 Elect Gregory Howey Mgmt For For For 1.4 Elect J. Carl Hsu Mgmt For For For 1.5 Elect Carol Jensen Mgmt For For For 1.6 Elect Eileen Kraus Mgmt For For For 1.7 Elect William Mitchell Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect Robert Wachob Mgmt For For For 1.10 Elect Peter Wallace Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Long-Term Mgmt For For For Equity Compensation Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RTI INTERNATIONAL METALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RTI CUSIP 74973W107 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Booker Mgmt For For For 1.2 Elect Ronald Gallatin Mgmt For For For 1.3 Elect Charles Gedeon Mgmt For For For 1.4 Elect Robert Hernandez Mgmt For For For 1.5 Elect Dawne Hickton Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect Bryan Moss Mgmt For For For 1.8 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RUBY TUESDAY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RT CUSIP 781182100 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Beall, III Mgmt For For For 2 Elect Bernard Lanigan, Jr. Mgmt For For For 3 2010 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RTEC CUSIP 781270103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aubrey Tobey Mgmt For For For 2 Elect John Whitten Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUTH CUSIP 783332109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael O'Donnell Mgmt For For For 1.2 Elect Robin Selati Mgmt For For For 1.3 Elect Carla Cooper Mgmt For For For 1.4 Elect Bannus Hudson Mgmt For For For 1.5 Elect Robert Merritt Mgmt For For For 1.6 Elect Alan Vituli Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAFETY INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFT CUSIP 78648T100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brussard Mgmt For For For 1.2 Elect A. Richard Caputo, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Management Mgmt For For For Omnibus Incentive Plan 4 Annual Performance Incentive Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lampkin Butts Mgmt For For For 1.2 Elect Beverly Hogan Mgmt For For For 1.3 Elect Phil Livingston Mgmt For For For 1.4 Elect Charles Ritter, Jr. Mgmt For For For 1.5 Elect Joe Sanderson, Jr. Mgmt For For For 2 Amendment to the Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chapoton Mgmt For For For 1.2 Elect B. Francis Saul II Mgmt For For For 1.3 Elect James Symington Mgmt For For For 1.4 Elect John Whitmore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SCANSOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCSC CUSIP 806037107 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Baur Mgmt For For For 1.2 Elect Steven Fischer Mgmt For For For 1.3 Elect Michael Grainger Mgmt For For For 1.4 Elect John Reilly Mgmt For For For 1.5 Elect Charles Whitchurch Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCHOOL SPECIALTY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHS CUSIP 807863105 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Jacqueline Dout Mgmt For For For 1.2 Elect Terry Lay Mgmt For For For 1.3 Elect Herbert Trucksess, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWM CUSIP 808541106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claire Arnold Mgmt For For For 1.2 Elect Robert McCullough Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SEACOR HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CKH CUSIP 811904101 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect Pierre de Demandolx Mgmt For For For 1.3 Elect Richard Fairbanks Mgmt For For For 1.4 Elect Blaine Fogg Mgmt For For For 1.5 Elect John Hadjipateras Mgmt For For For 1.6 Elect Oivind Lorentzen Mgmt For For For 1.7 Elect Andrew Morse Mgmt For For For 1.8 Elect Christopher Regan Mgmt For For For 1.9 Elect Steven Webster Mgmt For For For 1.10 Elect Steven Wisch Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGI CUSIP 816300107 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Bauer Mgmt For For For 2 Elect John Burville Mgmt For For For 3 Elect Joan Lamm-Tennant Mgmt For For For 4 Elect Michael Morrissey Mgmt For For For 5 Elect Gregory Murphy Mgmt For For For 6 Elect Cynthia Nicholson Mgmt For For For 7 Elect Ronald O'Kelley Mgmt For For For 8 Elect William Rue Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SFN GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFN CUSIP 784153108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Forese Mgmt For For For 1.2 Elect Lawrence Gillespie Mgmt For For For 1.3 Elect J. Ian Morrison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect John Bailey Mgmt For For For 1.4 Elect Daniel M. Wade Mgmt For For For 1.5 Elect Eileen Raney Mgmt For For For 1.6 Elect A. Randall Thoman Mgmt For For For 1.7 Elect David Lopez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SIGMA DESIGNS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGM CUSIP 826565103 07/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thinh Tran Mgmt For For For 1.2 Elect William Almon Mgmt For For For 1.3 Elect Julien Nguyen Mgmt For For For 1.4 Elect Lung Tsai Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIGNATURE BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS SBNY CUSIP 82669G104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Shay Mgmt For For For 1.2 Elect Joseph DePaolo Mgmt For For For 1.3 Elect Alfred DelBello Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SFNC CUSIP 828730200 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change in Board Size Mgmt For For For 2.1 Elect William Clark, II Mgmt For Withhold Against 2.2 Elect Steven Cosse Mgmt For For For 2.3 Elect Edward Drilling Mgmt For For For 2.4 Elect Sharon Gaber Mgmt For For For 2.5 Elect Eugene Hunt Mgmt For For For 2.6 Elect George Makris, Jr. Mgmt For For For 2.7 Elect J. Thomas May Mgmt For For For 2.8 Elect W. Scott McGeorge Mgmt For For For 2.9 Elect Stanley Reed Mgmt For For For 2.10 Elect Harry Ryburn Mgmt For For For 2.11 Elect Robert Shoptaw Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSD CUSIP 829073105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Cheit Mgmt For For For 1.2 Elect Thomas Fitzmyers Mgmt For For For 1.3 Elect Barry Williams Mgmt For For For 2 2011 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SKYLINE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SKY CUSIP 830830105 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Decio Mgmt For For For 1.2 Elect Thomas Deranek Mgmt For For For 1.3 Elect John Firth Mgmt For For For 1.4 Elect Jerry Hammes Mgmt For For For 1.5 Elect William Lawson Mgmt For For For 1.6 Elect David Link Mgmt For For For 1.7 Elect Andrew McKenna Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Atkin Mgmt For For For 1.2 Elect J. Ralph Atkin Mgmt For For For 1.3 Elect Margaret Billson Mgmt For For For 1.4 Elect Ian Cumming Mgmt For Withhold Against 1.5 Elect Henry Eyring Mgmt For For For 1.6 Elect Robert Sarver Mgmt For For For 1.7 Elect Steven Udvar-Hazy Mgmt For For For 1.8 Elect James Welch Mgmt For For For 1.9 Elect Michael Young Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SMITH MICRO SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSI CUSIP 832154108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Smith, Jr. Mgmt For For For 1.2 Elect William Keiper Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SNYDER'S-LANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCE CUSIP 833551104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Peter Carlucci, Jr. Mgmt For For For 1.2 Elect James Johnston Mgmt For For For 1.3 Elect W.J. Prezzano Mgmt For For For 1.4 Elect Patricia Warehime Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David Smith Mgmt For For For 1.4 Elect William Brooks Mgmt For For For 1.5 Elect William Belk Mgmt For For For 1.6 Elect H. Robert Heller Mgmt For For For 1.7 Elect Robert Rewey Mgmt For For For 1.8 Elect Victor Doolan Mgmt For For For 1.9 Elect David Vorhoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SONIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONC CUSIP 835451105 01/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Benham Mgmt For For For 1.2 Elect H.E. Rainbolt Mgmt For For For 1.3 Elect Jeffrey Schutz Mgmt For For For 1.4 Elect Kathryn Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Burris Mgmt For For For 1.2 Elect Tim Guleri Mgmt For For For 1.3 Elect Martin Roesch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SJI CUSIP 838518108 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Victor Fortkiewicz Mgmt For For For 1.2 Elect Edward Graham Mgmt For For For 1.3 Elect Shahid Malik Mgmt For For For 1.4 Elect Keith Campbell Mgmt For For For 1.5 Elect Walter Higgins III Mgmt For For For 1.6 Elect Joseph Petrowski Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SPARTAN MOTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPAR CUSIP 846819100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Current Mgmt For For For 1.2 Elect Hugh Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SPARTAN STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPTN CUSIP 846822104 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Sturken Mgmt For For For 1.2 Elect Dennis Eidson Mgmt For For For 1.3 Elect Frederick Morganthall II Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Supermajority Mgmt For For For Requirement 4 Amendment to Articles of Mgmt For For For Incorporation 5 Executive Cash Incentive Plan of Mgmt For For For 2010 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAGE STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSI CUSIP 85254C305 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Barocas Mgmt For For For 2 Elect Michael Glazer Mgmt For For For 3 Elect Gabrielle Greene Mgmt For For For 4 Elect Andrew Hall Mgmt For For For 5 Elect Earl Hesterberg, Jr. Mgmt For For For 6 Elect William Montgoris Mgmt For For For 7 Elect David Schwartz Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2008 Equity Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- STAMPS.COM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STMP CUSIP 852857200 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth McBride Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Craig Mgmt For For For 1.2 Elect Ivan Frisch Mgmt For For For 1.3 Elect Kenneth Kin Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 SAR Exchange Program (for Mgmt For Against Against Non-Executive Employees) 4 SAR Exchange Program (for Mgmt For Against Against Executive Officers and Directors) 5 Amendment to the 2009 Long Term Mgmt For Against Against Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMP CUSIP 853666105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Gerrity Mgmt For For For 1.2 Elect Pamela Forbes Lieberman Mgmt For For For 1.3 Elect Arthur Sills Mgmt For For For 1.4 Elect Lawrence Sills Mgmt For For For 1.5 Elect Peter Sills Mgmt For For For 1.6 Elect Frederick Sturdivant Mgmt For For For 1.7 Elect William Turner Mgmt For For For 1.8 Elect Richard Ward Mgmt For For For 1.9 Elect Roger Widmann Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STANDEX INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXI CUSIP 854231107 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Fenoglio Mgmt For For For 1.2 Elect H. Nicholas Muller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ed Zschau Mgmt For For For 1.2 Elect P. Kay Norton Mgmt For For For 1.3 Elect Albert Yates Mgmt For For For 1.4 Elect Harvey Wagner Mgmt For For For 1.5 Elect Christopher Smith Mgmt For For For 1.6 Elect John Harris Mgmt For Withhold Against 1.7 Elect A. Laurence Jones Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralph Alexander Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect Irwin Cohen Mgmt For For For 1.4 Elect Susan Falk Mgmt For For For 1.5 Elect Linda Farthing Mgmt For Withhold Against 1.6 Elect Mitchell Legler Mgmt For Withhold Against 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Richard Sisisky Mgmt For For For 1.9 Elect Jay Stein Mgmt For Withhold Against 1.10 Elect Martin Stein, Jr. Mgmt For Withhold Against 1.11 Elect David Stovall, Jr. Mgmt For Withhold Against 1.12 Elect John Williams, Jr. Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2001 Omnibus Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STEPAN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SCL CUSIP 858586100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joaquin Delgado Mgmt For For For 1.2 Elect F. Quinn Stepan, Jr. Mgmt For For For 2 2011 Incentive Compensation Plan Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STERLING BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CUSIP 859158107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Abrams Mgmt For For For 1.2 Elect Joseph Adamko Mgmt For For For 1.3 Elect Louis Cappelli Mgmt For For For 1.4 Elect Fernando Ferrer Mgmt For For For 1.5 Elect Allan Hershfield Mgmt For For For 1.6 Elect Henry Humphreys Mgmt For For For 1.7 Elect Robert Lazar Mgmt For For For 1.8 Elect Carolyn Joy Lee Mgmt For For For 1.9 Elect John Millman Mgmt For For For 1.10 Elect Eugene Rossides Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Reapproval of Material Terms for Mgmt For For For the Key Executive Incentive Bonus Plan 5 Increase of Authorized Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- STERLING BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBIB CUSIP 858907108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Rosenfeld Mgmt For For For 1.2 Elect John Madden Mgmt For For For 1.3 Elect Peter Migliorini Mgmt For For For 1.4 Elect Richard Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STC CUSIP 860372101 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Catherine Allen Mgmt For For For 1.2 Elect Robert Clarke Mgmt For For For 1.3 Elect E. Douglas Hodo Mgmt For For For 1.4 Elect Laurie Moore Mgmt For For For 1.5 Elect W. Arthur Porter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Beda Mgmt For For For 1.2 Elect Frederick Hanser Mgmt For For For 1.3 Elect Ronald Kruszewski Mgmt For For For 1.4 Elect Thomas Mulroy Mgmt For For For 1.5 Elect Thomas Weisel Mgmt For For For 1.6 Elect Kelvin Westbrook Mgmt For For For 1.7 Elect Alton Irby III Mgmt For For For 1.8 Elect Michael Brown Mgmt For For For 1.9 Elect Robert Grady Mgmt For For For 2 Amendment to the 2001 Incentive Mgmt For Against Against Stock Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STONE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGY CUSIP 861642106 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Christmas Mgmt For For For 1.2 Elect B.J. Duplantis Mgmt For For For 1.3 Elect Peter Kinnear Mgmt For For For 1.4 Elect John Laborde Mgmt For For For 1.5 Elect Richard Pattarozzi Mgmt For For For 1.6 Elect Donald Powell Mgmt For For For 1.7 Elect Kay Priestly Mgmt For For For 1.8 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STR HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRI CUSIP 78478V100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Jilot Mgmt For Withhold Against 1.2 Elect Scott Brown Mgmt For For For 1.3 Elect Robert Chiste Mgmt For For For 1.4 Elect John Janitz Mgmt For Withhold Against 1.5 Elect Uwe Krueger Mgmt For For For 1.6 Elect Andrew Leitch Mgmt For For For 1.7 Elect Jason Metakis Mgmt For Withhold Against 1.8 Elect Dominick Schiano Mgmt For Withhold Against 1.9 Elect Susan Schnabel Mgmt For Withhold Against 1.10 Elect Ryan Sprott Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2010 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RGR CUSIP 864159108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Michael Jacobi Mgmt For For For 1.2 Elect John Cosentino, Jr. Mgmt For For For 1.3 Elect James Service Mgmt For For For 1.4 Elect Amir Rosenthal Mgmt For For For 1.5 Elect Ronald Whitaker Mgmt For For For 1.6 Elect Phillip Widman Mgmt For For For 1.7 Elect Michael Fifer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SUPER MICRO COMPUTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMCI CUSIP 86800U104 02/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Liang Mgmt For For For 1.2 Elect Sherman Tuan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 162(m) Provisions of the 2006 Mgmt For For For Equity Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUPERIOR INDUSTRIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUP CUSIP 868168105 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Borick Mgmt For For For 1.2 Elect Steven Borick Mgmt For For For 1.3 Elect Francisco Uranga Mgmt For For For 2 CEO Annual Incentive Performance Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SUPERTEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUPX CUSIP 868532102 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Pao Mgmt For Withhold Against 1.2 Elect Benedict Choy Mgmt For Withhold Against 1.3 Elect W. Mark Loveless Mgmt For Withhold Against 1.4 Elect Elliott Schlam Mgmt For Withhold Against 1.5 Elect Milton Feng Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SURMODICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRDX CUSIP 868873100 02/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buhrmaster Mgmt For For For 1.2 Elect Jeffrey Smith Mgmt For For For 1.3 Elect Susan Knight Mgmt For For For 2 Set the Number of Directors at Mgmt For For For Ten 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SUSQUEHANNA BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUSQ CUSIP 869099101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Agnone, Sr. Mgmt For For For 1.2 Elect Wayne Alter, Jr. Mgmt For For For 1.3 Elect Peter DeSoto Mgmt For For For 1.4 Elect Eddie Dunklebarger Mgmt For For For 1.5 Elect Henry Gibbel Mgmt For For For 1.6 Elect Bruce Hepburn Mgmt For For For 1.7 Elect Donald Hoffman Mgmt For For For 1.8 Elect Sara Kirkland Mgmt For For For 1.9 Elect Guy Miller, Jr. Mgmt For For For 1.10 Elect Michael Morello Mgmt For For For 1.11 Elect Scott Newkam Mgmt For For For 1.12 Elect E. Susan Piersol Mgmt For For For 1.13 Elect William Reuter Mgmt For For For 1.14 Elect Christine Sears Mgmt For For For 1.15 Elect James Ulsh Mgmt For For For 1.16 Elect Roger Wiest, Sr. Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Short-Term Incentive Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Approval of the Merger Mgmt For For For 9 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Warrants Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Buchholz Mgmt For For For 1.2 Elect Robert Buchholz Mgmt For For For 1.3 Elect Brodie Cobb Mgmt For For For 1.4 Elect I.D. Flores III Mgmt For For For 1.5 Elect Larry Jobe Mgmt For For For 1.6 Elect Frederick Meyer Mgmt For For For 1.7 Elect Mike Moses Mgmt For For For 1.8 Elect James Ross Mgmt For For For 1.9 Elect Joel Williams III Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYKES ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Parks Helms Mgmt For For For 1.2 Elect Linda McClintock-Greco Mgmt For For For 1.3 Elect James Murray, Jr. Mgmt For For For 1.4 Elect James MacLeod Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Equity Incentive Plan Mgmt For For For 5 Amendment to the 2011 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYMMETRICOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMM CUSIP 871543104 10/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Clarkson Mgmt For For For 1.2 Elect David Cote Mgmt For For For 1.3 Elect Alfred Boschulte Mgmt For For For 1.4 Elect James Chiddix Mgmt For For For 1.5 Elect Elizabeth Fetter Mgmt For For For 1.6 Elect Robert Stanzione Mgmt For For For 1.7 Elect Robert Neumeister, Jr. Mgmt For For For 1.8 Elect Richard Oliver Mgmt For For For 1.9 Elect Richard Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYMMETRY MEDICAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMA CUSIP 871546206 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Sullivan Mgmt For For For 1.2 Elect Francis Nusspickel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Tiernan Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2010 Incentive Compensation Plan Mgmt For Against Against 4 2010 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SNCR CUSIP 87157B103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Hopkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dwight Steffensen Mgmt For For For 1.2 Elect Kevin Murai Mgmt For For For 1.3 Elect Fred Breidenbach Mgmt For For For 1.4 Elect Matthew Miau Mgmt For Withhold Against 1.5 Elect Gregory Quesnel Mgmt For For For 1.6 Elect James Van Horne Mgmt For For For 1.7 Elect Duane Zitzner Mgmt For For For 1.8 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the Executive Mgmt For For For Profit Sharing Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Gross Mgmt For For For 1.2 Elect Jeffrey Schwartz Mgmt For Withhold Against 1.3 Elect Jeffrey Stiefler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Donald Drapkin Mgmt For For For 1.6 Elect Thomas Reddin Mgmt For For For 1.7 Elect Thomas Robinson Mgmt For For For 1.8 Elect Allan Schuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TEKELEC TICKER SECURITY ID: MEETING DATE MEETING STATUS TKLC CUSIP 879101103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Buckly Mgmt For For For 1.2 Elect Anthony Colaluca, Jr. Mgmt For For For 1.3 Elect Thomas Coleman Mgmt For For For 1.4 Elect Jean-Yves Courtois Mgmt For For For 1.5 Elect Hubert de Pesquidoux Mgmt For For For 1.6 Elect Carol Mills Mgmt For For For 1.7 Elect Krish Prabhu Mgmt For For For 1.8 Elect Michael Ressner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TELETECH HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEC CUSIP 879939106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Tuchman Mgmt For For For 1.2 Elect James Barlett Mgmt For For For 1.3 Elect William Linnenbringer Mgmt For For For 1.4 Elect Ruth Lipper Mgmt For For For 1.5 Elect Shrikant Mehta Mgmt For For For 1.6 Elect Anjan Mukherjee Mgmt For For For 1.7 Elect Robert Tarola Mgmt For For For 1.8 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TESSERA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSRA CUSIP 88164L100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boehlke Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect David Nagel Mgmt For For For 1.4 Elect Henry Nothhaft Mgmt For For For 1.5 Elect Kevin Rivette Mgmt For For For 1.6 Elect Robert Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- TETRA TECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEK CUSIP 88162G103 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Batrack Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Patrick Haden Mgmt For For For 1.4 Elect J. Christopher Lewis Mgmt For For For 1.5 Elect Albert Smith Mgmt For For For 1.6 Elect J. Kenneth Thompson Mgmt For For For 1.7 Elect Richard Truly Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Brightman Mgmt For For For 1.2 Elect Paul Coombs Mgmt For For For 1.3 Elect Ralph Cunningham Mgmt For Withhold Against 1.4 Elect Tom Delimitros Mgmt For For For 1.5 Elect Geoffrey Hertel Mgmt For For For 1.6 Elect Allen McInnes Mgmt For For For 1.7 Elect Kenneth Mitchell Mgmt For For For 1.8 Elect William Sullivan Mgmt For For For 1.9 Elect Kenneth White, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ramsey Mgmt For For For 1.2 Elect James Zarley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE ANDERSONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANDE CUSIP 034164103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Gerard Anderson Mgmt For For For 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Ross Manire Mgmt For For For 1.6 Elect Donald Mennel Mgmt For For For 1.7 Elect David Nichols Mgmt For For For 1.8 Elect John Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAM CUSIP 100557107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Burwick Mgmt For For For 1.2 Elect Pearson Cummin, III Mgmt For For For 1.3 Elect Jean-Michel Valette Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE CATO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CATO CUSIP 149205106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryan Kennedy, III Mgmt For For For 1.2 Elect Thomas Henson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect A.Thomas Bender Mgmt For For For 2 Elect Michael Kalkstein Mgmt For For For 3 Elect Jody Lindell Mgmt For For For 4 Elect Donald Press Mgmt For For For 5 Elect Steven Rosenberg Mgmt For For For 6 Elect Allan Rubenstein Mgmt For For For 7 Elect Robert Weiss Mgmt For For For 8 Elect Stanley Zinberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 11 Amendment to the 2006 Directors' Mgmt For For For Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SSP CUSIP 811054402 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Ogden Mgmt For For For 1.2 Elect J. Marvin Quin Mgmt For For For 1.3 Elect Kim Williams Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENSG CUSIP 29358P101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Christensen Mgmt For For For 1.2 Elect John Nackel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE FINISH LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FINL CUSIP 317923100 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Goldsmith Mgmt For For For 1.2 Elect Catherine Langham Mgmt For For For 1.3 Elect Norman Gurwitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE GEO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEO CUSIP 36159R103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Anthony Mgmt For For For 1.2 Elect Norman Carlson Mgmt For For For 1.3 Elect Anne Foreman Mgmt For For For 1.4 Elect Richard Glanton Mgmt For For For 1.5 Elect Christopher Wheeler Mgmt For For For 1.6 Elect George Zoley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- THE GEO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEO CUSIP 36159R103 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HAIN CELESTIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAIN CUSIP 405217100 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irwin Simon Mgmt For For For 1.2 Elect Barry Alperin Mgmt For For For 1.3 Elect Richard Berke Mgmt For For For 1.4 Elect Jack Futterman Mgmt For For For 1.5 Elect Marina Hahn Mgmt For For For 1.6 Elect Brett Icahn Mgmt For For For 1.7 Elect Roger Meltzer Mgmt For For For 1.8 Elect David Schechter Mgmt For For For 1.9 Elect Lewis Schiliro Mgmt For For For 1.10 Elect Lawrence Zilavy Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Amendment to the 2002 Long Term Mgmt For Against Against Incentive and Stock Award Plan 4 Right to Call a Special Meeting Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE KNOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOT CUSIP 499184109 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Liu Mgmt For For For 2 2011 Long-Term Incentive Plan Mgmt For For For 3 Company Name Change Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE LACLEDE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LG CUSIP 505597104 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Glotzbach Mgmt For For For 1.2 Elect W. Stephen Maritz Mgmt For For For 1.3 Elect John Stupp, Jr. Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Plan 3 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE MEN'S WEARHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MW CUSIP 587118100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Zimmer Mgmt For For For 1.2 Elect David Edwab Mgmt For For For 1.3 Elect Rinaldo Brutoco Mgmt For For For 1.4 Elect Michael Ray Mgmt For For For 1.5 Elect Sheldon Stein Mgmt For For For 1.6 Elect Deepak Chopra Mgmt For For For 1.7 Elect William Sechrest Mgmt For For For 1.8 Elect Larry Katzen Mgmt For For For 1.9 Elect Grace Nichols Mgmt For For For 1.10 Elect Douglas Ewert Mgmt For For For 2 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 3 Reapproval of the Performance Mgmt For For For Goals of the 2004 Long-Term Incentive Awards 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE NAVIGATORS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAVG CUSIP 638904102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H.J. Mervyn Blakeney Mgmt For For For 1.2 Elect Terence Deeks Mgmt For For For 1.3 Elect W. Thomas Forrester Mgmt For For For 1.4 Elect Stanley Galanski Mgmt For For For 1.5 Elect Geoffrey Johnson Mgmt For For For 1.6 Elect John Kirby Mgmt For For For 1.7 Elect Robert Mendelsohn Mgmt For For For 1.8 Elect Marjorie Raines Mgmt For For For 1.9 Elect Janice Tomlinson Mgmt For For For 1.10 Elect Marc Tract Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE PEP BOYS-MANNY, MOE & JACK TICKER SECURITY ID: MEETING DATE MEETING STATUS PBY CUSIP 713278109 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jane Scaccetti Mgmt For For For 2 Elect John Sweetwood Mgmt For For For 3 Elect M. Shan Atkins Mgmt For For For 4 Elect Robert Hotz Mgmt For For For 5 Elect James Mitarotonda Mgmt For Against Against 6 Elect Nick White Mgmt For For For 7 Elect James Williams Mgmt For For For 8 Elect Irvin Reid Mgmt For For For 9 Elect Michael Odell Mgmt For For For 10 Elect Max Lukens Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Employee Stock Purchase Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- THE SOUTH FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSFG CUSIP 837841105 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Hummers III Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Reverse Stock Split Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SOUTH FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSFG CUSIP 837841105 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE STANDARD REGISTER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SR CUSIP 853887107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bailis Mgmt For For For 1.2 Elect Roy Begley, Jr. Mgmt For For For 1.3 Elect F. David Clarke, III Mgmt For For For 1.4 Elect Julie Klapstein Mgmt For For For 1.5 Elect Michael Kohlsdorf Mgmt For For For 1.6 Elect R. Eric McCarthey Mgmt For For For 1.7 Elect Joseph Morgan Mgmt For For For 1.8 Elect John Schiff, Jr. Mgmt For For For 1.9 Elect John Sherman, II Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 Amendment to the Management Mgmt For Against Against Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THQ INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THQI CUSIP 872443403 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Farrell Mgmt For For For 1.2 Elect Lawrence Burstein Mgmt For For For 1.3 Elect Henry DeNero Mgmt For For For 1.4 Elect Brian Dougherty Mgmt For For For 1.5 Elect Jeffrey Griffiths Mgmt For For For 1.6 Elect Gary Rieschel Mgmt For For For 1.7 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TOLLGRADE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLGD CUSIP 889542106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TOMPKINS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMP CUSIP 890110109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Paul Battaglia Mgmt For For For 1.3 Elect James Byrnes Mgmt For For For 1.4 Elect Daniel Fessenden Mgmt For For For 1.5 Elect James Fulmer Mgmt For For For 1.6 Elect Reeder Gates Mgmt For For For 1.7 Elect James Hardie Mgmt For For For 1.8 Elect Carl Haynes Mgmt For For For 1.9 Elect Susan Henry Mgmt For For For 1.10 Elect Patricia Johnson Mgmt For For For 1.11 Elect Sandra Parker Mgmt For For For 1.12 Elect Thomas Rochon Mgmt For For For 1.13 Elect Stephen Romaine Mgmt For For For 1.14 Elect Thomas Salm Mgmt For For For 1.15 Elect Michael Spain Mgmt For For For 1.16 Elect William Spain, Jr. Mgmt For For For 1.17 Elect Craig Yunker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TORO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TTC CUSIP 891092108 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Ettinger Mgmt For For For 1.2 Elect Katherine Harless Mgmt For For For 1.3 Elect Inge Thulin Mgmt For For For 1.4 Elect Michael Hoffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TOWER GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWGP CUSIP 891777104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Lee Mgmt For For For 1.2 Elect William Fox Jr. Mgmt For For For 1.3 Elect William Robbie Mgmt For For For 1.4 Elect Steven Schuster Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TREDEGAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TG CUSIP 894650100 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Freeman III Mgmt For For For 1.2 Elect George Newbill Mgmt For For For 1.3 Elect Thomas Slater, Jr. Mgmt For For For 1.4 Elect R. Gregory Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TRIQUINT SEMICONDUCTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TQNT CUSIP 89674K103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Scott Gibson Mgmt For For For 2 Elect David Ho Mgmt For For For 3 Elect Nicolas Kauser Mgmt For For For 4 Elect Ralph Quinsey Mgmt For For For 5 Elect Walden Rhines Mgmt For For For 6 Elect Steven Sharp Mgmt For For For 7 Elect Willis Young Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2009 Incentive Mgmt For For For Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bourgon Mgmt For For For 1.2 Elect Elmer Doty Mgmt For For For 1.3 Elect Ralph Eberhart Mgmt For For For 1.4 Elect Richard Gozon Mgmt For For For 1.5 Elect Richard Ill Mgmt For For For 1.6 Elect Claude Kronk Mgmt For For For 1.7 Elect Adam Palmer Mgmt For For For 1.8 Elect Joseph Silvestri Mgmt For For For 1.9 Elect George Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Cooper Mgmt For For For 2 Elect Thomas McChesney Mgmt For For For 3 Elect Gates McKibbin Mgmt For For For 4 Elect Jeffrey Sakaguchi Mgmt For For For 5 Elect Joseph Sambataro, Jr. Mgmt For For For 6 Elect Bonnie Soodik Mgmt For For For 7 Elect William Steele Mgmt For For For 8 Elect Craig Tall Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TRUSTCO BANK CORP NY TICKER SECURITY ID: MEETING DATE MEETING STATUS TRST CUSIP 898349105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Marinello Mgmt For For For 1.2 Elect William Powers Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 2010 Directors Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenton Alder Mgmt For For For 1.2 Elect Philip Franklin Mgmt For For For 1.3 Elect Jacques Gansler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2006 Incentive Mgmt For For For Compensation Plan 6 Increase of Authorized Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- TUESDAY MORNING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUES CUSIP 899035505 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Quinnell Mgmt For Withhold Against 1.2 Elect Kathleen Mason Mgmt For Withhold Against 1.3 Elect William Hunckler, III Mgmt For Withhold Against 1.4 Elect Starlette Johnson Mgmt For Withhold Against 1.5 Elect Benjamin Chereskin Mgmt For Withhold Against 1.6 Elect David Green Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UIL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UIL CUSIP 902748102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thelma Albright Mgmt For For For 1.2 Elect Arnold Chase Mgmt For For For 1.3 Elect Betsy Henley-Cohn Mgmt For For For 1.4 Elect Suedeen Kelly Mgmt For For For 1.5 Elect John Lahey Mgmt For For For 1.6 Elect Daniel Miglio Mgmt For For For 1.7 Elect William Murdy Mgmt For For For 1.8 Elect Donald Shassian Mgmt For For For 1.9 Elect James Torgerson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Increase of Authorized Common Mgmt For Against Against Stock --------------------------------------------------------------------------------------------------------------- ULTRATECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTEK CUSIP 904034105 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Zafiropoulo Mgmt For For For 1.2 Elect Joel Gemunder Mgmt For For For 1.3 Elect Nicholas Konidaris Mgmt For For For 1.4 Elect Rick Timmins Mgmt For For For 1.5 Elect Bin-ming (Benjamin) Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1993 Stock Mgmt For For For Option/Stock Issuance Plan --------------------------------------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMBF CUSIP 902788108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Gallagher Mgmt For For For 1.2 Elect Greg Graves Mgmt For For For 1.3 Elect Paul Uhlmann, III Mgmt For For For 1.4 Elect Thomas Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Davis Mgmt For For For 2 Elect Peggy Fowler Mgmt For For For 3 Elect Allyn Ford Mgmt For For For 4 Elect Stephen Gambee Mgmt For For For 5 Elect Jose Hermocillo Mgmt For For For 6 Elect William Lansing Mgmt For For For 7 Elect Luis Machuca Mgmt For For For 8 Elect Diane Miller Mgmt For For For 9 Elect Hilliard Terry III Mgmt For For For 10 Elect Bryan Timm Mgmt For For For 11 Elect Frank Whittaker Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNIFIRST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNF CUSIP 904708104 01/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Croatti Mgmt For For For 1.2 Elect Donald Evans Mgmt For For For 1.3 Elect Thomas Postek Mgmt For For For 2 2010 Stock Option and Incentive Mgmt For Against Against Plan 3 Approval of Grant of Performance Mgmt For Against Against Restricted Shares to Ronald Croatti 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bonavia Mgmt For For For 1.2 Elect Lawrence Aldrich Mgmt For For For 1.3 Elect Barbara Baumann Mgmt For For For 1.4 Elect Larry Bickle Mgmt For For For 1.5 Elect Harold Burlingame Mgmt For For For 1.6 Elect Robert Elliott Mgmt For For For 1.7 Elect Daniel Fessler Mgmt For For For 1.8 Elect Louise Francesconi Mgmt For For For 1.9 Elect Warren Jobe Mgmt For For For 1.10 Elect Ramiro Peru Mgmt For For For 1.11 Elect Gregory Pivirotto Mgmt For For For 1.12 Elect Joaquin Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Stock and Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCBI CUSIP 90984P105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jimmy Tallent Mgmt For For For 1.2 Elect Robert Head, Jr. Mgmt For For For 1.3 Elect W. C. Nelson, Jr. Mgmt For For For 1.4 Elect Robert Blalock Mgmt For For For 1.5 Elect L. Cathy Cox Mgmt For For For 1.6 Elect Hoyt Holloway Mgmt For For For 1.7 Elect Peter Raskind Mgmt For For For 1.8 Elect John Stephens Mgmt For For For 1.9 Elect Tim Wallis Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Authorization of Non-Voting Mgmt For For For Common Stock 4 Issuance of Common Stock Upon Mgmt For For For Conversion of Series F Preferred Stock 5 Issuance of Non-Voting Common Mgmt For For For Stock Upon Conversion of Series G Preferred Stock and any Subsequent Issuance of Shares of Common Stock upon the Conversion of Non-Voting Common Stock into Common Stock 6 Reverse Stock Split Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED FIRE & CASUALTY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS UFCS CUSIP 910331107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Hultquist Mgmt For For For 1.2 Elect Casey Mahon Mgmt For For For 1.3 Elect Randy Ramlo Mgmt For For For 1.4 Elect Frank Wilkinson, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Mgmt For For For Non-Qualified Non-Employee Director Stock Option and Restricted Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Barker Mgmt For For For 2 Elect Gail Graham Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2004 Equity Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- UNITED ONLINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNTD CUSIP 911268100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Goldston Mgmt For For For 1.2 Elect Howard Phanstiel Mgmt For For For 1.3 Elect Carol Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNITED STATIONERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USTR CUSIP 913004107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Aiken, Jr. Mgmt For For For 1.2 Elect Jean Blackwell Mgmt For For For 1.3 Elect P. Phipps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UEIC CUSIP 913483103 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Arling Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Garside Mgmt For For For 1.2 Elect Gary Goode Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS UHT CUSIP 91359E105 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Miller Mgmt For For For 1.2 Elect Randall Stein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UNIVERSAL TECHNICAL INSTITUTE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTI CUSIP 913915104 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Conrad Conrad Mgmt For For For 2 Elect Alan Cabito Mgmt For For For 3 Elect Kimberly McWaters Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBA CUSIP 917286205 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Bannon Mgmt For For For 1.2 Elect Peter Herrick Mgmt For For For 1.3 Elect Charles D. Urstadt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Restricted Mgmt For Against Against Stock Award Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- USA MOBILITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USMO CUSIP 90341G103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For For For 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Samme Thompson Mgmt For For For 1.6 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Aurelio Mgmt For For For 1.2 Elect Bin-ming (Benjamin) Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- VEECO INSTRUMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VECO CUSIP 922417100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Guiterrez Mgmt For Withhold Against 1.2 Elect Gordon Hunter Mgmt For Withhold Against 1.3 Elect Peter Simone Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Management Bonus Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VIAD CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS VVI CUSIP 92552R406 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wayne Allcott Mgmt For For For 2 Elect Paul Dykstra Mgmt For For For 3 Elect Robert Krueger Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VIASAT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSAT CUSIP 92552V100 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Allen Lay Mgmt For For For 1.2 Elect Jeffrey Nash Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1996 Equity Mgmt For For For ParticipationPlan --------------------------------------------------------------------------------------------------------------- VIROPHARMA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPHM CUSIP 928241108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Leone Mgmt For For For 1.2 Elect Vincent Milano Mgmt For For For 1.3 Elect Howard Pien Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VITAMIN SHOPPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSI CUSIP 92849E101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Markee Mgmt For For For 1.2 Elect B. Michael Becker Mgmt For For For 1.3 Elect Catherine Buggeln Mgmt For For For 1.4 Elect John Edmondson Mgmt For For For 1.5 Elect David Edwab Mgmt For For For 1.6 Elect Douglas Korn Mgmt For For For 1.7 Elect Richard Perkal Mgmt For For For 1.8 Elect Beth Pritchard Mgmt For For For 1.9 Elect Katherine Savitt-Lennon Mgmt For For For 1.10 Elect Anthony Truesdale Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VOLCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLCM CUSIP 92864N101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Woolcott Mgmt For For For 1.2 Elect Douglas Ingram Mgmt For For For 1.3 Elect Anthony Palma Mgmt For For For 1.4 Elect Joseph Tyson Mgmt For For For 1.5 Elect Carl Womack Mgmt For For For 1.6 Elect Rene Woolcott Mgmt For Withhold Against 1.7 Elect Kevin Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VOLTERRA SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLTR CUSIP 928708106 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fu-Tai Liou Mgmt For For For 1.2 Elect Edward Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTS CUSIP 942749102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Ayers Mgmt For For For 1.2 Elect Kennett Burnes Mgmt For For For 1.3 Elect Richard Cathcart Mgmt For For For 1.4 Elect David Coghlan Mgmt For For For 1.5 Elect Ralph Jackson, Jr. Mgmt For For For 1.6 Elect John McGillicuddy Mgmt For For For 1.7 Elect Merilee Raines Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Freels Mgmt For For For 1.2 Elect Thomas Howatt Mgmt For For For 1.3 Elect Londa Dewey Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WD-40 COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WDFC CUSIP 929236107 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams, Jr. Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Peter Bewley Mgmt For For For 1.4 Elect Richard Collato Mgmt For For For 1.5 Elect Mario Crivello Mgmt For For For 1.6 Elect Linda Lang Mgmt For For For 1.7 Elect Garry Ridge Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEBSENSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WBSN CUSIP 947684106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For For For 1.5 Elect Gary Sutton Mgmt For For For 1.6 Elect Mark St.Clare Mgmt For For For 1.7 Elect Peter Waller Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Morel Jr. Mgmt For For For 1.2 Elect John Weiland Mgmt For For For 1.3 Elect Robert Young Mgmt For For For 1.4 Elect Mark Buthman Mgmt For For For 1.5 Elect Douglas Michels Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Omnibus Incentive Mgmt For For For Compensation Plan --------------------------------------------------------------------------------------------------------------- WHITNEY HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTNY CUSIP 966612103 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILMINGTON TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WL CUSIP 971807102 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILSHIRE BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WIBC CUSIP 97186T108 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Koh Mgmt For For For 1.2 Elect Donald Byun Mgmt For For For 1.3 Elect Lawrence Jeon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHldr For For For Majority Vote for Election of Directors 4 Amendment to Articles to Provide Mgmt For For For for Majority Voting for Election of Directors --------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Chiusano Mgmt For For For 1.2 Elect Jerry Currie Mgmt For For For 1.3 Elect Lawrence Erickson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Crist Mgmt For For For 1.2 Elect Bruce Crowther Mgmt For For For 1.3 Elect Joseph Damico Mgmt For For For 1.4 Elect Bert Getz, Jr. Mgmt For For For 1.5 Elect H. Patrick Hackett Mgmt For For For 1.6 Elect Scott Heitmann Mgmt For For For 1.7 Elect Charles James Mgmt For For For 1.8 Elect Albin Moschner Mgmt For For For 1.9 Elect Thomas Neis Mgmt For For For 1.10 Elect Christopher Perry Mgmt For For For 1.11 Elect Hollis Rademacher Mgmt For For For 1.12 Elect Ingrid Stafford Mgmt For For For 1.13 Elect Edward Wehmer Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WWW CUSIP 978097103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Gerber Mgmt For For For 1.2 Elect Blake Krueger Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WORLD ACCEPTANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRLD CUSIP 981419104 08/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Alexander McLean, III Mgmt For For For 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers III Mgmt For For For 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Mark Roland Mgmt For For For 1.7 Elect Darrell Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INT CUSIP 981475106 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For For For 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect John Manley Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WRIGHT EXPRESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WXS CUSIP 98233Q105 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rowland Moriarty Mgmt For Withhold Against 1.2 Elect Ronald Maheu Mgmt For For For 1.3 Elect Michael Dubyak Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZLC CUSIP 988858106 12/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yuval Braverman Mgmt For For For 1.2 Elect Kenneth Gilman Mgmt For For For 1.3 Elect Stefan Kalzuny Mgmt For For For 1.4 Elect Theo Killion Mgmt For For For 1.5 Elect John Lowe, Jr. Mgmt For For For 1.6 Elect Peter Morrow Mgmt For For For 1.7 Elect Charles Sonsteby Mgmt For For For 2 Non-Employee Director Equity Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZEP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZEP CUSIP 98944B108 01/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Manganello Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect Joseph Squicciarino Mgmt For For For 1.4 Elect Timothy Tevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZOLL MEDICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZOLL CUSIP 989922109 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Pelham Mgmt For For For 1.2 Elect Benson Smith Mgmt For For For 1.3 Elect John Wallace Mgmt For For For 2 Amendment to the 2001 Stock Mgmt For For For Incentive Plan 3 Amendment to the 2006 Mgmt For For For Non-Employee Director Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Growth Portfolio II --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lauren Brisky Mgmt For For For 2 Elect Archie Griffin Mgmt For For For 3 Elect Elizabeth Lee Mgmt For For For 4 Elect Michael Greenlees Mgmt For For For 5 Elect Kevin Huvane Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Repeal of Classified Board Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 11 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cashman III Mgmt For For For 1.2 Elect William McDermott Mgmt For For For 1.3 Elect Ajei Gopal Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Amendment to the 1996 Stock Mgmt For For For Option and Grant Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Danos Mgmt For For For 2 Elect Laura Sen Mgmt For For For 3 Elect Michael Sheehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing --------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Adams Mgmt For For For 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Mgmt For For For Ownership Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Martin McGuinn Mgmt For For For 2 Elect Daniel Sanders Mgmt For For For 3 Elect John Wulff Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Directors' Mgmt For For For Compensation Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bennett Mgmt For Withhold Against 1.2 Elect John Malone Mgmt For Withhold Against 1.3 Elect David Zaslav Mgmt For Withhold Against 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Barbara Beck Mgmt For For For 3 Elect Jerry Levin Mgmt For For For 4 Elect Robert Lumpkins Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 10 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Voting --------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For Against Against 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 12 Amendment to the 2000 Employee Mgmt For For For Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For Withhold Against 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Inventive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kuo Wei Chang Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Arturo Krueger Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Reduction in Share Premium Mgmt For For For Account 7 Amendment to the 2007 Director Mgmt For Against Against Stock Incentive Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ta-Lin Hsu Mgmt For For For 2 Elect John Kassakian Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to Majority Vote Mgmt For For For Standard for Election of Directors 5 Executive Performance Incentive Mgmt For For For Plan 6 Amendment to the 1995 Stock Mgmt For For For Option Plan 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anton Levy Mgmt For Withhold Against 1.2 Elect A. Michael Spence Mgmt For Withhold Against 1.3 Elect Mario Eduardo Vazquez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCI CUSIP 55354G100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Patrick Tierney Mgmt For For For 9 Elect Rudolphe Vallee Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 12/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Heiner Dreismann Mgmt For For For 1.2 Elect Peter Meldrum Mgmt For For For 2 2010 Employee, Director and Mgmt For For For Consultant Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Petrello Mgmt For Withhold Against 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 2 Appointment of Auditor & Mgmt For For For Authorization of Audit Committee to Set Auditor's Renumeration 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Option Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For For For 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Elect Mark Laret Mgmt For For For 10 Amendment to the 2000 Stock Plan Mgmt For Against Against 11 Amendment to the 1995 Directors' Mgmt For Against Against Stock Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 67103H107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David O'Reilly Mgmt For For For 2 Elect Jay Burchfield Mgmt For For For 3 Elect Paul Lederer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect F. Lane Cardwell, Jr. Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Lesley Howe Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect R. Michael Welborn Mgmt For For For 9 Elect Kenneth Wessels Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For Withhold Against 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Michael Carroll Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Hanratty Mgmt For For For 1.2 Elect Costas Miranthis Mgmt For For For 1.3 Elect Remy Sautter Mgmt For For For 1.4 Elect Jurgen Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For Against Against Equity Plan 4 Amendment to the Swiss Share Mgmt For Against Against Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Floyd Wilson Mgmt For For For 1.2 Elect Gary Merriman Mgmt For For For 1.3 Elect Robert Stone, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Employee Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Mgmt For For For Stock Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Ball Mgmt For For For 2 Elect John Colson Mgmt For For For 3 Elect John Conaway Mgmt For For For 4 Elect Ralph DiSibio Mgmt For For For 5 Elect Bernard Fried Mgmt For For For 6 Elect Louis Golm Mgmt For For For 7 Elect Worthing Jackman Mgmt For For For 8 Elect James O'Neil III Mgmt For For For 9 Elect Bruce Ranck Mgmt For For For 10 Elect Pat Wood, III Mgmt For For For 11 Increase of Authorized Common Mgmt For Against Against Stock 12 Conversion of Limited Vote Mgmt For For For Common Stock 13 Adoption of Removal for Cause Mgmt For For For Amendment to Company's Certificate of Incorporation 14 Deletion of Indemnification Mgmt For For For Provisions in Certificate of Incorporation 15 Deletion of Quorum Provisions in Mgmt For Against Against Certificate of Incorporation 16 Amendment to Authorization of Mgmt For Against Against Preferred Stock 17 2011 Omnibus Equity Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Wallman Mgmt For For For 1.2 Elect Christopher Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYA CUSIP 783513 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Miller Mgmt For For For 2 Elect Jack Schuler Mgmt For For For 3 Elect Thomas Brown Mgmt For For For 4 Elect Rod Dammeyer Mgmt For For For 5 Elect William Hall Mgmt For For For 6 Elect Jonathan Lord Mgmt For For For 7 Elect John Patience Mgmt For For For 8 Elect James Reid-Anderson Mgmt For For For 9 Elect Ronald Spaeth Mgmt For For For 10 2011 Incentive Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Fuller Mgmt For For For 1.2 Elect Patrick James Mgmt For For For 1.3 Elect Steven Lucas Mgmt For For For 1.4 Elect Francis McAllister Mgmt For For For 1.5 Elect Michael Parrett Mgmt For For For 1.6 Elect Sheryl Pressler Mgmt For For For 1.7 Elect Michael Schiavone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Authorization of Preferred Stock Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bennett Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect William Coleman, III Mgmt For For For 4 Elect Franck Dangeard Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For For For 6 Elect David Mahoney Mgmt For For For 7 Elect Robert Miller Mgmt For For For 8 Elect Enrique Salem Mgmt For For For 9 Elect Daniel Schulman Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect V. Paul Unruh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 14 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For For For 1.4 Elect Theodore Bigos Mgmt For For For 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Luella Goldberg Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect George Johnson Mgmt For For For 1.10 Elect Vance Opperman Mgmt For For For 1.11 Elect Gregory Pulles Mgmt For For For 1.12 Elect Gerald Schwalbach Mgmt For For For 1.13 Elect Ralph Strangis Mgmt For For For 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Employees Stock Mgmt For For For Purchase Plan - Supplemental Plan 3 Amendment to the Mgmt For For For Performance-Based Compensation Policy for Covered Employees 4 Amendment to the Financial Mgmt For For For Incentive Stock Program 5 Elimination of Supermajority Mgmt For For For Requirement 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Ricketts Mgmt For Withhold Against 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Joseph Moglia Mgmt For Withhold Against 1.4 Elect W. J. Prezzano Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Reapproval of the Long-Term Mgmt For For For Incentive Plan 5 Management Incentive Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Material Terms Mgmt For For For of the Performance Goals under the 2005 Stock Incentive Plan 14 Approval of the Material Terms Mgmt For For For of the Performance Goals under the Executive Incentive Compensation Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For Withhold Against 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Mgmt For For For Auditor 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Walter Robb Mgmt For Withhold Against 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For Withhold Against 1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Growth Portfolio --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lauren Brisky Mgmt For For For 2 Elect Archie Griffin Mgmt For For For 3 Elect Elizabeth Lee Mgmt For For For 4 Elect Michael Greenlees Mgmt For For For 5 Elect Kevin Huvane Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Repeal of Classified Board Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 11 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cashman III Mgmt For For For 1.2 Elect William McDermott Mgmt For For For 1.3 Elect Ajei Gopal Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Amendment to the 1996 Stock Mgmt For For For Option and Grant Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Danos Mgmt For For For 2 Elect Laura Sen Mgmt For For For 3 Elect Michael Sheehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing --------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Adams Mgmt For For For 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Mgmt For For For Ownership Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Ezrilov Mgmt For For For 2 Elect Wayne Fortun Mgmt For For For 3 Elect Brian Short Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Martin McGuinn Mgmt For For For 2 Elect Daniel Sanders Mgmt For For For 3 Elect John Wulff Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Directors' Mgmt For For For Compensation Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bennett Mgmt For Withhold Against 1.2 Elect John Malone Mgmt For Withhold Against 1.3 Elect David Zaslav Mgmt For Withhold Against 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Barbara Beck Mgmt For For For 3 Elect Jerry Levin Mgmt For For For 4 Elect Robert Lumpkins Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 10 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Voting --------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For Against Against 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 12 Amendment to the 2000 Employee Mgmt For For For Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRONTLINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRO CUSIP G3682E127 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Mgmt For For For Authority to Set Fees 7 Directors' Fees Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For Withhold Against 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Inventive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Goebel Mgmt For For For 1.2 Elect Murray Hutchison Mgmt For For For 1.3 Elect Linda Lang Mgmt For For For 1.4 Elect Michael Murphy Mgmt For For For 1.5 Elect James Myers Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 1.8 Elect John Wyatt Mgmt For For For 2 Amendment to the Annual Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Barbara Alexander Mgmt For For For 2 Elect Stephen Bollenbach Mgmt For For For 3 Elect Timothy Finchem Mgmt For For For 4 Elect Kenneth Jastrow II Mgmt For For For 5 Elect Robert Johnson Mgmt For For For 6 Elect Melissa Lora Mgmt For For For 7 Elect Michael McCaffery Mgmt For For For 8 Elect Jeffrey Mezger Mgmt For For For 9 Elect Leslie Moonves Mgmt For For For 10 Elect Luis Nogales Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2010 Equity Mgmt For Against Against Incentive Plan 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kuo Wei Chang Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Arturo Krueger Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Reduction in Share Premium Mgmt For For For Account 7 Amendment to the 2007 Director Mgmt For Against Against Stock Incentive Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ta-Lin Hsu Mgmt For For For 2 Elect John Kassakian Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to Majority Vote Mgmt For For For Standard for Election of Directors 5 Executive Performance Incentive Mgmt For For For Plan 6 Amendment to the 1995 Stock Mgmt For For For Option Plan 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anton Levy Mgmt For Withhold Against 1.2 Elect A. Michael Spence Mgmt For Withhold Against 1.3 Elect Mario Eduardo Vazquez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect William Bible Mgmt For For For 1.3 Elect Burton Cohen Mgmt For For For 1.4 Elect Willie Davis Mgmt For For For 1.5 Elect Alexis Herman Mgmt For Withhold Against 1.6 Elect Roland Hernandez Mgmt For For For 1.7 Elect Anthony Mandekic Mgmt For For For 1.8 Elect Rose McKinney-James Mgmt For For For 1.9 Elect James Murren Mgmt For For For 1.10 Elect Daniel Taylor Mgmt For For For 1.11 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Annual Mgmt For Against Against Performance-Based Incentive Plan for Executive Officers 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCI CUSIP 55354G100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Patrick Tierney Mgmt For For For 9 Elect Rudolphe Vallee Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 12/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Heiner Dreismann Mgmt For For For 1.2 Elect Peter Meldrum Mgmt For For For 2 2010 Employee, Director and Mgmt For For For Consultant Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Petrello Mgmt For Withhold Against 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 2 Appointment of Auditor & Mgmt For For For Authorization of Audit Committee to Set Auditor's Renumeration 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Option Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For For For 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Elect Mark Laret Mgmt For For For 10 Amendment to the 2000 Stock Plan Mgmt For Against Against 11 Amendment to the 1995 Directors' Mgmt For Against Against Stock Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 67103H107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David O'Reilly Mgmt For For For 2 Elect Jay Burchfield Mgmt For For For 3 Elect Paul Lederer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect F. Lane Cardwell, Jr. Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Lesley Howe Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect R. Michael Welborn Mgmt For For For 9 Elect Kenneth Wessels Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For Withhold Against 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Michael Carroll Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Hanratty Mgmt For For For 1.2 Elect Costas Miranthis Mgmt For For For 1.3 Elect Remy Sautter Mgmt For For For 1.4 Elect Jurgen Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For Against Against Equity Plan 4 Amendment to the Swiss Share Mgmt For Against Against Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Floyd Wilson Mgmt For For For 1.2 Elect Gary Merriman Mgmt For For For 1.3 Elect Robert Stone, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Employee Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Mgmt For For For Stock Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Ball Mgmt For For For 2 Elect John Colson Mgmt For For For 3 Elect John Conaway Mgmt For For For 4 Elect Ralph DiSibio Mgmt For For For 5 Elect Bernard Fried Mgmt For For For 6 Elect Louis Golm Mgmt For For For 7 Elect Worthing Jackman Mgmt For For For 8 Elect James O'Neil III Mgmt For For For 9 Elect Bruce Ranck Mgmt For For For 10 Elect Pat Wood, III Mgmt For For For 11 Increase of Authorized Common Mgmt For Against Against Stock 12 Conversion of Limited Vote Mgmt For For For Common Stock 13 Adoption of Removal for Cause Mgmt For For For Amendment to Company's Certificate of Incorporation 14 Deletion of Indemnification Mgmt For For For Provisions in Certificate of Incorporation 15 Deletion of Quorum Provisions in Mgmt For Against Against Certificate of Incorporation 16 Amendment to Authorization of Mgmt For Against Against Preferred Stock 17 2011 Omnibus Equity Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Wallman Mgmt For For For 1.2 Elect Christopher Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYA CUSIP 783513 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Miller Mgmt For For For 2 Elect Jack Schuler Mgmt For For For 3 Elect Thomas Brown Mgmt For For For 4 Elect Rod Dammeyer Mgmt For For For 5 Elect William Hall Mgmt For For For 6 Elect Jonathan Lord Mgmt For For For 7 Elect John Patience Mgmt For For For 8 Elect James Reid-Anderson Mgmt For For For 9 Elect Ronald Spaeth Mgmt For For For 10 2011 Incentive Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Fuller Mgmt For For For 1.2 Elect Patrick James Mgmt For For For 1.3 Elect Steven Lucas Mgmt For For For 1.4 Elect Francis McAllister Mgmt For For For 1.5 Elect Michael Parrett Mgmt For For For 1.6 Elect Sheryl Pressler Mgmt For For For 1.7 Elect Michael Schiavone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Authorization of Preferred Stock Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bennett Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect William Coleman, III Mgmt For For For 4 Elect Franck Dangeard Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For For For 6 Elect David Mahoney Mgmt For For For 7 Elect Robert Miller Mgmt For For For 8 Elect Enrique Salem Mgmt For For For 9 Elect Daniel Schulman Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect V. Paul Unruh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 14 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For For For 1.4 Elect Theodore Bigos Mgmt For For For 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Luella Goldberg Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect George Johnson Mgmt For For For 1.10 Elect Vance Opperman Mgmt For For For 1.11 Elect Gregory Pulles Mgmt For For For 1.12 Elect Gerald Schwalbach Mgmt For For For 1.13 Elect Ralph Strangis Mgmt For For For 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Employees Stock Mgmt For For For Purchase Plan - Supplemental Plan 3 Amendment to the Mgmt For For For Performance-Based Compensation Policy for Covered Employees 4 Amendment to the Financial Mgmt For For For Incentive Stock Program 5 Elimination of Supermajority Mgmt For For For Requirement 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Ricketts Mgmt For Withhold Against 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Joseph Moglia Mgmt For Withhold Against 1.4 Elect W. J. Prezzano Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Reapproval of the Long-Term Mgmt For For For Incentive Plan 5 Management Incentive Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Material Terms Mgmt For For For of the Performance Goals under the 2005 Stock Incentive Plan 14 Approval of the Material Terms Mgmt For For For of the Performance Goals under the Executive Incentive Compensation Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For Withhold Against 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Mgmt For For For Auditor 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Walter Robb Mgmt For Withhold Against 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For Withhold Against 1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Mid Cap Value Portfolio --------------------------------------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert K. Burgess Mgmt For For For 2 Elect Director Daniel Rosensweig Mgmt For For For 3 Elect Director Robert Sedgewick Mgmt For For For 4 Elect Director John E. Warnock Mgmt For For For 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Approve Executive Incentive Mgmt For For For Bonus Plan 7 Ratify Auditors Mgmt For For For 8 Declassify the Board of Directors Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark T. Bertolini Mgmt For For For 2 Elect Director Frank M. Clark Mgmt For For For 3 Elect Director Betsy Z. Cohen Mgmt For For For 4 Elect Director Molly J. Coye Mgmt For For For 5 Elect Director Roger N. Farah Mgmt For For For 6 Elect Director Barbara Hackman Mgmt For For For Franklin 7 Elect Director Jeffrey E. Garten Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Mgmt For For For Harrington 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Marcus Mgmt For For For 1.2 Elect Director Richard B. Mgmt For For For Jennings 1.3 Elect Director John L. Atkins, Mgmt For For For III 1.4 Elect Director Richard H. Klein Mgmt For For For 1.5 Elect Director James H. Mgmt For For For Richardson 1.6 Elect Director Martin A. Mgmt For For For Simonetti 1.7 Elect Director Alan G. Walton Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Quillen Mgmt For For For 1.2 Elect Director William J. Mgmt For For For Crowley, Jr. 1.3 Elect Director Kevin S. Mgmt For For For Crutchfield 1.4 Elect Director E. Linn Draper, Mgmt For For For Jr. 1.5 Elect Director Glenn A. Eisenberg Mgmt For For For 1.6 Elect Director P. Michael Giftos Mgmt For For For 1.7 Elect Director Joel Richards, III Mgmt For For For 1.8 Elect Director James F. Roberts Mgmt For For For 1.9 Elect Director Ted G. Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For 5 Report on Efforts to Reduce ShrHldr Against For Against Pollution From Products and Operations --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Increase Authorized Mgmt For For For Common Stock 2 Issue Shares in Connection with Mgmt For For For Acquisition 3 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald P. Badie Mgmt For For For 1.2 Elect Director R. Adam Norwitt Mgmt For For For 1.3 Elect Director Dean H. Secord Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bryce Blair Mgmt For For For 1.2 Elect Director Bruce A. Choate Mgmt For For For 1.3 Elect Director John J. Healy, Jr. Mgmt For For For 1.4 Elect Director Timothy J. Mgmt For For For Naughton 1.5 Elect Director Lance R. Primis Mgmt For For For 1.6 Elect Director Peter S. Rummell Mgmt For For For 1.7 Elect Director H. Jay Sarles Mgmt For For For 1.8 Elect Director W. Edward Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Employee Stock Purchase Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Caroline D. Dorsa Mgmt For For For 2 Elect Director Stelios Mgmt For For For Papadopoulos 3 Elect Director George A. Scangos Mgmt For For For 4 Elect Director Lynn Schenk Mgmt For For For 5 Elect Director Alexander J. Mgmt For For For Denner 6 Elect Director Nancy L. Leaming Mgmt For For For 7 Elect Director Richard C. Mgmt For For For Mulligan 8 Elect Director Robert W. Pangia Mgmt For For For 9 Elect Director Brian S. Posner Mgmt For For For 10 Elect Director Eric K. Rowinsky Mgmt For For For 11 Elect Director Stephen A. Sherwin Mgmt For For For 12 Elect Director William D. Young Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Declassify the Board of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Company Specific--Board-Related Mgmt For For For 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Katharine T. Mgmt For For For Bartlett 1.2 Elect Director Bruce L. Byrnes Mgmt For For For 1.3 Elect Director Nelda J. Connors Mgmt For For For 1.4 Elect Director J. Raymond Elliott Mgmt For For For 1.5 Elect Director Kristina M. Mgmt For For For Johnson 1.6 Elect Director Ernest Mario Mgmt For For For 1.7 Elect Director N.J. Nicholas, Jr. Mgmt For For For 1.8 Elect Director Pete M. Nicholas Mgmt For For For 1.9 Elect Director Uwe E. Reinhardt Mgmt For For For 1.10 Elect Director John E. Sununu Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John Gerdelman Mgmt For For For 2 Elect Director Glenn Jones Mgmt For For For 3 Elect Director Michael Klayko Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 2 Years 2 Years For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Kelly Mgmt For For For 1.2 Elect Director Gail K. Naughton Mgmt For For For 1.3 Elect Director John H. Weiland Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Prepare Sustainability Report ShrHldr Against For Against 6 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard J. Campo Mgmt For For For 1.2 Elect Director Scott S. Ingraham Mgmt For For For 1.3 Elect Director Lewis A. Levey Mgmt For For For 1.4 Elect Director William B. Mgmt For For For McGuire, Jr. 1.5 Elect Director William F. Paulsen Mgmt For For For 1.6 Elect Director D. Keith Oden Mgmt For For For 1.7 Elect Director F. Gardner Parker Mgmt For For For 1.8 Elect Director Steven A. Webster Mgmt For For For 1.9 Elect Director Kelvin R. Mgmt For For For Westbrook 2 Ratify Auditors Mgmt For For For 3 Change State of Incorporation: Mgmt For Against Against From Texas to Maryland 4 Approve Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For For For 2 Elect Director Jack B. Moore Mgmt For For For 3 Elect Director David Ross Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Executive Incentive Mgmt For For For Bonus Plan 6 Amend Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Virginia Boulet Mgmt For For For 1.2 Elect Director Peter C. Brown Mgmt For For For 1.3 Elect Director Richard A. Mgmt For For For Gephardt 1.4 Elect Director Gregory J. McCray Mgmt For For For 1.5 Elect Director Michael J. Roberts Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Report on Political Contributions ShrHldr Against Against For 7 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares for Acquisition Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPW CUSIP M22465104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gil Shwed as Director Mgmt For For For 1.2 Elect Marius Nacht as Director Mgmt For For For 1.3 Elect Jerry Ungerman as Director Mgmt For For For 1.4 Elect Dan Propper as Director Mgmt For For For 1.5 Elect David Rubner as Director Mgmt For For For 1.6 Elect Tal Shavit as Director Mgmt For For For 2.1 Elect Ray Rothrock as External Mgmt For For For Director 2.2 Elect Irwin Federman as External Mgmt For For For Director 3 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 4 Amend Compensation of Directors Mgmt For For For 5 Approve Grant of Options to Mgmt For Against Against Executive Director --------------------------------------------------------------------------------------------------------------- CIT GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIT CUSIP 125581801 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John A. Thain Mgmt For For For 2 Elect Director Michael J. Embler Mgmt For For For 3 Elect Director William M. Freeman Mgmt For For For 4 Elect Director David M. Moffett Mgmt For For For 5 Elect Director R. Brad Oates Mgmt For For For 6 Elect Director Marianne Miller Mgmt For For For Parrs 7 Elect Director Gerald Rosenfeld Mgmt For For For 8 Elect Director John R. Ryan Mgmt For For For 9 Elect Director Seymour Sternberg Mgmt For For For 10 Elect Director Peter J. Tobin Mgmt For For For 11 Elect Director Laura S. Unger Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- CLEARWIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLWR CUSIP 18538Q105 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Stanton Mgmt For For For 1.2 Elect Director William R. Mgmt For For For Blessing 1.3 Elect Director Jose A. Collazo Mgmt For For For 1.4 Elect Director Mufit Cinali Mgmt For For For 1.5 Elect Director Hossein Mgmt For For For Eslambolchi, Ph.D. 1.6 Elect Director Dennis S. Hersch Mgmt For For For 1.7 Elect Director Brian P. McAndrews Mgmt For For For 1.8 Elect Director Theodore H. Schell Mgmt For For For 1.9 Elect Director Kathleen H. Rae Mgmt For For For 1.10 Elect Director Benjamin G. Wolff Mgmt For Withhold Against 1.11 Elect Director Jennifer L. Vogel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Carrabba Mgmt For For For 1.2 Elect Director Susan M. Mgmt For For For Cunningham 1.3 Elect Director Barry J. Eldridge Mgmt For For For 1.4 Elect Director Andres R. Gluski Mgmt For For For 1.5 Elect Director Susan M. Green Mgmt For For For 1.6 Elect Director Janice K. Henry Mgmt For For For 1.7 Elect Director James F. Kirsch Mgmt For For For 1.8 Elect Director Francis R. Mgmt For For For McAllister 1.9 Elect Director Roger Phillips Mgmt For For For 1.10 Elect Director Richard K. Mgmt For For For Riederer 1.11 Elect Director Richard A. Ross Mgmt For For For 1.12 Elect Director Alan Schwartz Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Mgmt For For For Lochner, Jr 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Report on Financial Risks of ShrHldr Against Against For Coal Reliance --------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Brett Harvey Mgmt For For For 1.2 Elect Director John Whitmire Mgmt For For For 1.3 Elect Director Philip W. Baxter Mgmt For For For 1.4 Elect Director James E. Mgmt For For For Altmeyer, Sr. 1.5 Elect Director William E. Davis Mgmt For For For 1.6 Elect Director Raj K. Gupta Mgmt For For For 1.7 Elect Director Patricia A. Mgmt For For For Hammick 1.8 Elect Director David C. Mgmt For For For Hardesty, Jr. 1.9 Elect Director John T. Mills Mgmt For For For 1.10 Elect Director William P. Powell Mgmt For For For 1.11 Elect Director Joseph T. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 2 Years For Frequency --------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CUSIP G24140108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda A. Hill as Director Mgmt For For For 2 Elect James J. Postl as Director Mgmt For For For 3 Elect Mark S. Thompson as Mgmt For For For Director 4 Accept Financial Statements and Mgmt For For For Statutory Reports 5 Approve Ernst & Young as Mgmt For For For Auditors and Authorize the Audit Committee to Fix Their Remuneration 6 Approve Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 9 Authorize Share Repurchase by Mgmt For For For any Subsidiary of the Company 10 Authorize the Reissue Price Mgmt For For For Range of Treasury Shares --------------------------------------------------------------------------------------------------------------- CYTEC INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYT CUSIP 232820100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Anthony G. Mgmt For For For Fernandes 2 Elect Director Jerry R. Satrum Mgmt For For For 3 Elect Director Raymond P. Sharpe Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Defranco Mgmt For For For 1.2 Elect Director Cantey Ergen Mgmt For Withhold Against 1.3 Elect Director Charles W. Ergen Mgmt For For For 1.4 Elect Director Steven R. Goodbarn Mgmt For For For 1.5 Elect Director Gary S. Howard Mgmt For For For 1.6 Elect Director David K. Moskowitz Mgmt For Withhold Against 1.7 Elect Director Tom A. Ortolf Mgmt For For For 1.8 Elect Director Carl E. Vogel Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 5 Adopt a Recapitalization Plan ShrHldr Against For Against 6 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan A. Emmett Mgmt For For For 1.2 Elect Director Jordan L. Kaplan Mgmt For For For 1.3 Elect Director Kenneth M. Panzer Mgmt For For For 1.4 Elect Director Leslie E. Bider Mgmt For For For 1.5 Elect Director Ghebre Selassie Mgmt For For For Mehreteab 1.6 Elect Director Thomas E. O'Hern Mgmt For For For 1.7 Elect Director Andrea Rich Mgmt For For For 1.8 Elect Director William Wilson III Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul M. Barbas Mgmt For For For 1.2 Elect Director Barbara S. Graham Mgmt For For For 1.3 Elect Director Glenn E. Harder Mgmt For For For 2 Reduce Supermajority Vote Mgmt For For For Requirement 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George S. Barrett Mgmt For For For 2 Elect Director Todd M. Bluedorn Mgmt For For For 3 Elect Director Ned C. Lautenbach Mgmt For For For 4 Elect Director Gregory R. Page Mgmt For For For 5 Declassify the Board of Directors Mgmt For For For 6 Eliminate Cumulative Voting Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 9 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jagjeet S. Bindra Mgmt For For For 2 Elect Director Vanessa C.L. Chang Mgmt For For For 3 Elect Director France A. Cordova Mgmt For For For 4 Elect Director Theodore F. Mgmt For For For Craver, Jr. 5 Elect Director Charles B. Curtis Mgmt For For For 6 Elect Director Bradford M. Mgmt For For For Freeman 7 Elect Director Luis G. Nogales Mgmt For For For 8 Elect Director Ronald L. Olson Mgmt For For For 9 Elect Director James M. Rosser Mgmt For For For 10 Elect Director Richard T. Mgmt For For For Schlosberg, III 11 Elect Director Thomas C. Sutton Mgmt For For For 12 Elect Director Brett White Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENR CUSIP 29266R108 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ward M. Klein Mgmt For For For 1.2 Elect Director W. Patrick Mgmt For For For McGinnis 1.3 Elect Director John R. Roberts Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Mgmt For For For Bonus Plan 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Brady Mgmt For For For 1.2 Elect Director Byron A. Scordelis Mgmt For For For 1.3 Elect Director Janice L. Sears Mgmt For For For 1.4 Elect Director Claude J. Mgmt For For For Zinngrabe, Jr 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Mgmt For For For Galtney, Jr. 1.2 Elect Director John P. Phelan Mgmt For For For 1.3 Elect Director Roger M. Singer Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Declassify the Board of Directors Mgmt For For For 4 Amend Executive Incentive Bonus Mgmt For For For Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Darryl F. Allen Mgmt For For For 1.2 Elect Director Ulysses L. Mgmt For For For Bridgeman, Jr. 1.3 Elect Director Emerson L. Mgmt For For For Brumback 1.4 Elect Director James P. Hackett Mgmt For For For 1.5 Elect Director Gary R. Heminger Mgmt For For For 1.6 Elect Director Jewell D. Hoover Mgmt For For For 1.7 Elect Director William M. Isaac Mgmt For For For 1.8 Elect Director Kevin T. Kabat Mgmt For For For 1.9 Elect Director Mitchel D. Mgmt For For For Livingston 1.10 Elect Director Hendrik G. Meijer Mgmt For For For 1.11 Elect Director John J. Schiff, Mgmt For For For Jr. 1.12 Elect Director Marsha C. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK (SAN FRANSICO) TICKER SECURITY ID: MEETING DATE MEETING STATUS FRC CUSIP 33616C100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James H. Herbert, Mgmt For For For II 1.2 Elect Director Katherine Mgmt For For For August-de Wilde 1.3 Elect Director Thomas J. Mgmt For For For Barrack, Jr. 1.4 Elect Director Frank J. Mgmt For For For Fahrenkopf, Jr. 1.5 Elect Director William E. Ford Mgmt For For For 1.6 Elect Director L. Martin Gibbs Mgmt For For For 1.7 Elect Director Sandra R. Mgmt For For For Hernandez 1.8 Elect Director Pamela J. Joyner Mgmt For For For 1.9 Elect Director Jody S. Lindell Mgmt For For For 1.10 Elect Director George G.C. Parker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares for Acquisition Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Craig Clark Mgmt For For For 1.2 Elect Director James H. Lee Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas Y. Bech Mgmt For For For 1.2 Elect Director Michael C. Mgmt For For For Jennings 1.3 Elect Director Robert J. Mgmt For For For Kostelnik 1.4 Elect Director James H. Lee Mgmt For For For 1.5 Elect Director Paul B. Loyd, Jr. Mgmt For For For 1.6 Elect Director Franklin Myers Mgmt For For For 1.7 Elect Director Michael E. Rose Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven W. Alesio Mgmt For For For 2 Elect Director William H. Mgmt For For For Bolinder 3 Elect Director Michael D. Fraizer Mgmt For For For 4 Elect Director Nancy J. Karch Mgmt For For For 5 Elect Director J. Robert "Bob" Mgmt For For For Kerrey 6 Elect Director Risa J. Mgmt For For For Lavizzo-Mourey 7 Elect Director Christine B. Mead Mgmt For For For 8 Elect Director Thomas E. Moloney Mgmt For For For 9 Elect Director James A. Parke Mgmt For For For 10 Elect Director James S. Riepe Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTI CUSIP 384313102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy W. Carson Mgmt For For For 1.2 Elect Director Mary B. Cranston Mgmt For For For 1.3 Elect Director Harold E. Layman Mgmt For For For 1.4 Elect Director Ferrell P. McClean Mgmt For For For 1.5 Elect Director Nathan Milikowsky Mgmt For For For 1.6 Elect Director Michael C. Nahl Mgmt For For For 1.7 Elect Director Steven R. Shawley Mgmt For For For 1.8 Elect Director Craig S. Shular Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kay Mgmt For For For Isaacson-Leibowitz 1.2 Elect Director Maurice Marciano Mgmt For For For 1.3 Elect Director Alex Yemenidjian Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rodney C. Sacks Mgmt For For For 1.2 Elect Director Hilton H. Mgmt For For For Schlosberg 1.3 Elect Director Norman C. Epstein Mgmt For For For 1.4 Elect Director Benjamin M. Polk Mgmt For For For 1.5 Elect Director Sydney Selati Mgmt For For For 1.6 Elect Director Harold C. Taber, Mgmt For For For Jr. 1.7 Elect Director Mark S. Vidergauz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Basil L. Anderson Mgmt For For For 1.2 Elect Director Alan R. Batkin Mgmt For For For 1.3 Elect Director Frank J. Biondi, Mgmt For For For Jr. 1.4 Elect Director Kenneth A. Bronfin Mgmt For For For 1.5 Elect Director John M. Connors, Mgmt For For For Jr. 1.6 Elect Director Michael W.O. Mgmt For For For Garrett 1.7 Elect Director Lisa Gersh Mgmt For For For 1.8 Elect Director Brian D. Goldner Mgmt For For For 1.9 Elect Director Jack M. Greenberg Mgmt For For For 1.10 Elect Director Alan G. Hassenfeld Mgmt For For For 1.11 Elect Director Tracy A. Leinbach Mgmt For For For 1.12 Elect Director Edward M. Philip Mgmt For For For 1.13 Elect Director Alfred J. Mgmt For For For Verrecchia 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Cumming Mgmt For For For 1.2 Elect Director Robert A. Cascella Mgmt For For For 1.3 Elect Director Glenn P. Muir Mgmt For For For 1.4 Elect Director Sally W. Crawford Mgmt For For For 1.5 Elect Director David R. Lavance, Mgmt For For For Jr. 1.6 Elect Director Nancy L. Leaming Mgmt For For For 1.7 Elect Director Lawrence M. Levy Mgmt For For For 1.8 Elect Director Elaine S. Ullian Mgmt For For For 1.9 Elect Director Wayne Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Baylis Mgmt For For For 2 Elect Director Willard W. Mgmt For For For Brittain 3 Elect Director Terence C. Golden Mgmt For For For 4 Elect Director Ann M. Korologos Mgmt For For For 5 Elect Director Richard E. Mgmt For For For Marriott 6 Elect Director John B. Morse, Jr. Mgmt For For For 7 Elect Director Gordon H. Smith Mgmt For For For 8 Elect Director W. Edward Walter Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon M. Huntsman Mgmt For For For 1.2 Elect Director Patrick T. Harker Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rex D. Adams Mgmt For For For 1.2 Elect Director John Banham Mgmt For For For 1.3 Elect Director Denis Kessler Mgmt For Against Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Ernst & Young LLP as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul F. Balser Mgmt For For For 2 Elect Director Jeffrey J. Mgmt For For For Diermeier 3 Elect Director Glenn S. Schafer Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBLU CUSIP 477143101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Barger Mgmt For For For 1.2 Elect Director Jens Bischof Mgmt For For For 1.3 Elect Director Peter Boneparth Mgmt For For For 1.4 Elect Director David Checketts Mgmt For For For 1.5 Elect Director Virginia Gambale Mgmt For For For 1.6 Elect Director Stephan Gemkow Mgmt For For For 1.7 Elect Director Stanley McChrystal Mgmt For For For 1.8 Elect Director Joel Peterson Mgmt For For For 1.9 Elect Director Ann Rhoades Mgmt For For For 1.10 Elect Director Frank Sica Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Henry R. Davis Mgmt For For For 1.2 Elect Director Robert J. Druten Mgmt For For For 1.3 Elect Director Rodney E. Slater Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Mgmt For For For Bonus Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. Cooper Mgmt For For For 1.2 Elect Director P. Coviello Mgmt For For For 1.3 Elect Director R. Dooley Mgmt For For For 1.4 Elect Director J. Grills Mgmt For For For 1.5 Elect Director D. Henry Mgmt For For For 1.6 Elect Director F. P. Hughes Mgmt For For For 1.7 Elect Director F. Lourenso Mgmt For For For 1.8 Elect Director C. Nicholas Mgmt For For For 1.9 Elect Director R. Saltzman Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Leininger Mgmt For For For 1.2 Elect Director Woodrin Grossman Mgmt For For For 1.3 Elect Director Carl F. Kohrt Mgmt For For For 1.4 Elect Director David J. Simpson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth M. Jacobs as Mgmt For For For Director 1.2 Elect Philip A. Laskawy as Mgmt For For For Director 1.3 Elect Michael J. Turner as Mgmt For For For Director 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas P. Capo Mgmt For For For 2 Elect Director Curtis J. Clawson Mgmt For For For 3 Elect Director Jonathon F. Foster Mgmt For For For 4 Elect Director Conrad L. Mgmt For For For Mallett, Jr. 5 Elect Director Robert E. Rossiter Mgmt For For For 6 Elect Director Donald L. Runkle Mgmt For For For 7 Elect Director Gregory C. Smith Mgmt For For For 8 Elect Director Henry D.G. Wallace Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LIBERTY GLOBAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LBTYA CUSIP 530555101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael T. Fries Mgmt For For For 1.2 Elect Director Paul A. Gould Mgmt For For For 1.3 Elect Director John C. Malone Mgmt For For For 1.4 Elect Director Larry E. Romrell Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis R. Glass Mgmt For For For 2 Elect Director Gary C. Kelly Mgmt For For For 3 Elect Director Michael F. Mee Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Articles of Incorporation Mgmt For For For Allowing Shareholders to Amend the Bylaws 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brent D. Baird Mgmt For For For 1.2 Elect Director Robert J. Bennett Mgmt For For For 1.3 Elect Director C. Angela Bontempo Mgmt For For For 1.4 Elect Director Robert T. Brady Mgmt For Withhold Against 1.5 Elect Director Michael D. Buckley Mgmt For For For 1.6 Elect Director T. Jefferson Mgmt For For For Cunningham, III 1.7 Elect Director Mark J. Czarnecki Mgmt For For For 1.8 Elect Director Gary N. Geisel Mgmt For For For 1.9 Elect Director Patrick W.E. Mgmt For For For Hodgson 1.10 Elect Director Richard G. King Mgmt For For For 1.11 Elect Director Jorge G. Pereira Mgmt For For For 1.12 Elect Director Michael P. Pinto Mgmt For For For 1.13 Elect Director Melinda R. Rich Mgmt For For For 1.14 Elect Director Robert E. Sadler, Mgmt For For For Jr. 1.15 Elect Director Herbert L. Mgmt For For For Washington 1.16 Elect Director Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Zachary W. Carter Mgmt For For For 2 Elect Director Brian Duperreault Mgmt For For For 3 Elect Director Oscar Fanjul Mgmt For For For 4 Elect Director H. Edward Hanway Mgmt For For For 5 Elect Director Lang of Monkton Mgmt For For For 6 Elect Director Steven A. Mills Mgmt For For For 7 Elect Director Bruce P. Nolop Mgmt For For For 8 Elect Director Marc D. Oken Mgmt For For For 9 Elect Director Morton O. Schapiro Mgmt For For For 10 Elect Director Adele Simmons Mgmt For For For 11 Elect Director Lloyd M. Yates Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Verne G. Istock Mgmt For For For 2 Elect Director J. Michael Losh Mgmt For For For 3 Elect Director Timothy Wadhams Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen R. Blank Mgmt For For For 1.2 Elect Director William S. Gorin Mgmt For For For 2 Increase Authorized Capital Stock Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Karen A. Smith Mgmt For For For Bogart 1.2 Elect Director John F. Fiedler Mgmt For For For 1.3 Elect Director Richard C. Ill Mgmt For For For 1.4 Elect Director Jeffrey S. Mgmt For For For Lorberbaum 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kevin C. Conroy Mgmt For For For 2 Elect Director Michael T. Cowhig Mgmt For For For 3 Elect Director Mark D. Ketchum Mgmt For For For 4 Elect Director Raymond G. Viault Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 8 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lee K. Boothby Mgmt For For For 2 Elect Director Philip J. Mgmt For For For Burguieres 3 Elect Director Pamela J. Gardner Mgmt For For For 4 Elect Director John Randolph Mgmt For For For Kemp, lll 5 Elect Director J. Michael Lacey Mgmt For For For 6 Elect Director Joseph H. Mgmt For For For Netherland 7 Elect Director Howard H. Newman Mgmt For For For 8 Elect Director Thomas G. Ricks Mgmt For For For 9 Elect Director Juanita F. Romans Mgmt For For For 10 Elect Director C. E. (Chuck) Mgmt For For For Shultz 11 Elect Director J. Terry Strange Mgmt For For For 12 Approve Omnibus Stock Plan Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Fix Number of Trustees at Mgmt For For For Fourteen 4 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Booth Mgmt For For For 1.2 Elect Director John S. Clarkeson Mgmt For For For 1.3 Elect Director Cotton M. Mgmt For For For Cleveland 1.4 Elect Director Sanford Cloud, Jr. Mgmt For For For 1.5 Elect Director John G. Graham Mgmt For For For 1.6 Elect Director Elizabeth T. Mgmt For For For Kennan 1.7 Elect Director Kenneth R. Leibler Mgmt For For For 1.8 Elect Director Robert E. Mgmt For For For Patricelli 1.9 Elect Director Charles W. Shivery Mgmt For For For 1.10 Elect Director John F. Swope Mgmt For For For 1.11 Elect Director Dennis R. Wraase Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph B. Mgmt For For For Anderson, Jr. 1.2 Elect Director Glenn C. Mgmt For For For Christenson 1.3 Elect Director Brian J. Kennedy Mgmt For For For 1.4 Elect Director John F. O'Reilly Mgmt For For For 1.5 Elect Director Philip G. Satre Mgmt For For For 1.6 Elect Director Michael W. Yackira Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Reduce Supermajority Vote Mgmt For For For Requirement for Amending Articles on Director Elections and Removals 6 Reduce Supermajority Vote Mgmt For For For Requirement for Fair Price Provisions 7 Ratify Auditors Mgmt For For For 8 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 9 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 10 Stock Retention/Holding Period ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director C. E. Andrews Mgmt For For For 2 Elect Director Robert C. Butler Mgmt For For For 3 Elect Director Timothy M. Donahue Mgmt For For For 4 Elect Director Alfred E. Festa Mgmt For For For 5 Elect Director Manuel H. Johnson Mgmt For For For 6 Elect Director William A. Moran Mgmt For For For 7 Elect Director David A. Preiser Mgmt For For For 8 Elect Director W. Grady Rosier Mgmt For For For 9 Elect Director Dwight C. Schar Mgmt For For For 10 Elect Director John M. Toups Mgmt For For For 11 Elect Director Paul W. Whetsell Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher T. Mgmt For For For Seaver 1.2 Elect Director Douglas E. Swanson Mgmt For For For 1.3 Elect Director Cindy B. Taylor Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith D. Jackson Mgmt For For For 1.2 Elect Director Phillip D. Hester Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter S. Hellman Mgmt For For For 1.2 Elect Director Anastasia D. Kelly Mgmt For For For 1.3 Elect Director John J. Mcmackin, Mgmt For For For Jr. 1.4 Elect Director Hugh H. Roberts Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. Richard Mgmt For For For Harrison 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Bohn Mgmt For For For 1.2 Elect Director Linda S. Harty Mgmt For For For 1.3 Elect Director William E. Mgmt For For For Kassling 1.4 Elect Director Robert J. Kohlhepp Mgmt For For For 1.5 Elect Director Klaus-Peter Muller Mgmt For For For 1.6 Elect Director Candy M. Obourn Mgmt For For For 1.7 Elect Director Joseph M. Mgmt For For For Scaminace 1.8 Elect Director Wolfgang R. Mgmt For For For Schmitt 1.9 Elect Director Ake Svensson Mgmt For For For 1.10 Elect Director Markos I. Mgmt For For For Tambakeras 1.11 Elect Director James L. Wainscott Mgmt For For For 1.12 Elect Director Donald E. Mgmt For For For Washkewicz 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Mgmt For For For Bonus Plan 4 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leslie Abi-Karam Mgmt For For For 2 Elect Director Jerry W. Burris Mgmt For For For 3 Elect Director Ronald L. Merriman Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward N. Basha, Mgmt For For For Jr. 1.2 Elect Director Donald E. Brandt Mgmt For For For 1.3 Elect Director Susan Mgmt For For For Clark-Johnson 1.4 Elect Director Denis A. Cortese Mgmt For For For 1.5 Elect Director Michael L. Mgmt For For For Gallagher 1.6 Elect Director Pamela Grant Mgmt For For For 1.7 Elect Director R.A. Herberger, Jr Mgmt For For For 1.8 Elect Director Dale E. Klein Mgmt For For For 1.9 Elect Director Humberto S. Lopez Mgmt For For For 1.10 Elect Director Kathryn L. Munro Mgmt For For For 1.11 Elect Director Bruce J. Nordstrom Mgmt For For For 1.12 Elect Director W. Douglas Parker Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edison C. Buchanan Mgmt For For For 1.2 Elect Director R. Hartwell Mgmt For For For Gardner 1.3 Elect Director Jim A. Watson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 6 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew M. Miller Mgmt For For For 1.2 Elect Director Betsy S. Atkins Mgmt For For For 1.3 Elect Director David G. Dewalt Mgmt For For For 1.4 Elect Director John A. Kelley, Mgmt For For For Jr. 1.5 Elect Director D. Scott Mercer Mgmt For For For 1.6 Elect Director William A. Owens Mgmt For For For 1.7 Elect Director Kevin T. Parker Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederick M. Mgmt For For For Bernthal 1.2 Elect Director John W. Conway Mgmt For For For 1.3 Elect Director Steven G. Elliott Mgmt For For For 1.4 Elect Director Louise K. Goeser Mgmt For For For 1.5 Elect Director Stuart E. Graham Mgmt For For For 1.6 Elect Director Stuart Heydt Mgmt For For For 1.7 Elect Director James H. Miller Mgmt For For For 1.8 Elect Director Craig A. Rogerson Mgmt For For For 1.9 Elect Director Natica von Althann Mgmt For For For 1.10 Elect Director Keith W. Mgmt For For For Williamson 2 Approve Executive Incentive Mgmt For For For Bonus Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 7 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Betsy J. Bernard Mgmt For For For 2 Elect Director Jocelyn Mgmt For For For Carter-Miller 3 Elect Director Gary E. Costley Mgmt For For For 4 Elect Director Dennis H. Ferro Mgmt For For For 5 Declassify the Board of Directors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- QEP RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QEP CUSIP 74733V100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith O. Rattie Mgmt For For For 1.2 Elect Director David A. Trice Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vincent C. Smith Mgmt For For For 1.2 Elect Director Douglas F. Gam Mgmt For For For 1.3 Elect Director Augustine L. Mgmt For For For Nieto II 1.4 Elect Director Kevin M. Mgmt For For For Klausmeyer 1.5 Elect Director Paul A. Sallaberry Mgmt For For For 1.6 Elect Director H. John Dirks Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Crownover Mgmt For For For 2 Elect Director John W. Croghan Mgmt For For For 3 Elect Director William J. Flynn Mgmt For For For 4 Elect Director Michael Larson Mgmt For For For 5 Elect Director Nolan Lehmann Mgmt For For For 6 Elect Director W. Lee Nutter Mgmt For For For 7 Elect Director Ramon A. Rodriguez Mgmt For For For 8 Elect Director Donald W. Slager Mgmt For For For 9 Elect Director Allan C. Sorensen Mgmt For For For 10 Elect Director John M. Trani Mgmt For For For 11 Elect Director Michael W. Wickham Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 14 Amend Omnibus Stock Plan Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Adopt a Policy in which the ShrHldr Against For Against Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives --------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP V7780T103 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Liberia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Laura D.B. Laviada as Mgmt For For For Director 2 Elect Eyal M. Ofer as Director Mgmt For For For 3 Elect William K. Relly as Mgmt For For For Director 4 Elect A. Alexander Wihelmsen as Mgmt For For For Director 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 7 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors 8 Advisory Vote to Ratify ShrHldr Against Against For Directors' Compensation --------------------------------------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James S. Beard Mgmt For For For 2 Elect Director L. Patrick Hassey Mgmt For For For 3 Elect Director Lynn M. Martin Mgmt For For For 4 Elect Director Hansel E. Tookes, Mgmt For For For II 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bill L. Amick Mgmt For For For 1.2 Elect Director Sharon A. Decker Mgmt For For For 1.3 Elect Director D. Maybank Hagood Mgmt For For For 1.4 Elect Director William B. Mgmt For For For Timmerman 1.5 Elect Director Kevin B. Marsh Mgmt For For For 2 Amend Outside Director Stock Mgmt For For For Awards in Lieu of Cash 3 Increase Authorized Common Stock Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Galloway Mgmt For For For 1.2 Elect Director Dale Pond Mgmt For For For 1.3 Elect Director Ronald W. Tysoe Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alan L. Boeckmann Mgmt For For For 2 Elect Director James G. Mgmt For For For Brocksmith Jr. 3 Elect Director Donald E. Mgmt For For For Felsinger 4 Elect Director Wilford D. Mgmt For For For Godbold Jr. 5 Elect Director William D. Jones Mgmt For For For 6 Elect Director William G. Ouchi Mgmt For For For 7 Elect Director Carlos Ruiz Mgmt For For For 8 Elect Director William C. Rusnack Mgmt For For For 9 Elect Director William P. Mgmt For For For Rutledge 10 Elect Director Lynn Schenk Mgmt For For For 11 Elect Director Neal E. Schmale Mgmt For For For 12 Elect Director Luis M. Tellez Mgmt For Against Against 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Provide Right to Act by Written ShrHldr Against Against For Consent 17 Submit SERP to Shareholder Vote ShrHldr Against For Against 18 Include Sustainability as a ShrHldr Against Against For Performance Measure for Senior Executive Compensation --------------------------------------------------------------------------------------------------------------- SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ann Torre Bates Mgmt For For For 2 Elect Director W.m. Diefenderfer Mgmt For For For III 3 Elect Director Diane Suitt Mgmt For For For Gilleland 4 Elect Director Earl A. Goode Mgmt For For For 5 Elect Director Ronald F. Hunt Mgmt For For For 6 Elect Director Albert L. Lord Mgmt For For For 7 Elect Director Michael E. Martin Mgmt For For For 8 Elect Director Barry A. Munitz Mgmt For For For 9 Elect Director Howard H. Newman Mgmt For For For 10 Elect Director A. Alexander Mgmt For For For Porter, Jr. 11 Elect Director Frank C. Puleo Mgmt For For For 12 Elect Director Wolfgang Mgmt For For For Schoellkopf 13 Elect Director Steven L. Shapiro Mgmt For For For 14 Elect Director J. Terry Strange Mgmt For For For 15 Elect Director Anthony P. Mgmt For For For Terracciano 16 Elect Director Barry L. Williams Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 18 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 19 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles L. Mgmt For For For Chadwell 1.2 Elect Director Ivor Evans Mgmt For For For 1.3 Elect Director Paul Fulchino Mgmt For Withhold Against 1.4 Elect Director Richard Gephardt Mgmt For Withhold Against 1.5 Elect Director Robert Johnson Mgmt For For For 1.6 Elect Director Ronald Kadish Mgmt For For For 1.7 Elect Director Tawfiq Popatia Mgmt For Withhold Against 1.8 Elect Director Francis Raborn Mgmt For For For 1.9 Elect Director Jeffrey L. Turner Mgmt For For For 1.10 Elect Director James L. Welch Mgmt For For For 2 Amend Restricted Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director Robert R. Mgmt For For For Bennett 2 Election Director Gordon M. Mgmt For For For Bethune 3 Election Director Larry C. Mgmt For For For Glasscock 4 Election Director James H. Mgmt For For For Hance, Jr. 5 Election Director Daniel R. Hesse Mgmt For For For 6 Election Director V. Janet Hill Mgmt For For For 7 Election Director Frank Ianna Mgmt For For For 8 Election Director Sven-Christer Mgmt For For For Nilsson 9 Election Director William R. Nuti Mgmt For For For 10 Election Director Rodney O' Neal Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Report on Political Contributions ShrHldr Against For Against 15 Stock Retention/Holding Period ShrHldr Against Against For 16 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For For For 1.2 Elect Director Patrick M. James Mgmt For For For 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. Mgmt For For For McAllister 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director Michael Schiavone Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Authorize New Class of Preferred Mgmt For Against Against Stock --------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, Mgmt For For For II 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Blake P. Garrett, Mgmt For For For Jr. 5 Elect Director David H. Hughes Mgmt For For For 6 Elect Director M. Douglas Ivester Mgmt For For For 7 Elect Director J. Hicks Lanier Mgmt For For For 8 Elect Director Kyle Prechtl Legg Mgmt For For For 9 Elect Director William A. Mgmt For For For Linnenbringer 10 Elect Director G. Gilmer Minor, Mgmt For For For III 11 Elect Director Frank S. Royal Mgmt For For For 12 Elect Director Thomas R. Watjen Mgmt For For For 13 Elect Director James M. Wells, Mgmt For For For III 14 Elect Director Phail Wynn, Jr. Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 18 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 19 Prepare Sustainability Report ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For For For 1.2 Elect Director Steven B. Tanger Mgmt For For For 1.3 Elect Director William G. Benton Mgmt For For For 1.4 Elect Director Bridget Ryan Mgmt For For For Berman 1.5 Elect Director Donald G. Drapkin Mgmt For For For 1.6 Elect Director Thomas J. Reddin Mgmt For For For 1.7 Elect Director Thomas E. Robinson Mgmt For For For 1.8 Elect Director Allan L. Schuman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Larry R. Faulkner Mgmt For For For 2 Elect Director Jeffrey M. Heller Mgmt For For For 3 Elect Director Doyle R. Simons Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James T. Conway Mgmt For For For 2 Elect Director Paul E. Gagne Mgmt For For For 3 Elect Director Dain M. Hancock Mgmt For For For 4 Elect Director Lloyd G. Trotter Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Provide Right to Call Special Mgmt For For For Meeting 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert B. Mgmt For For For Allardice, III 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Paul G. Kirk, Jr. Mgmt For For For 4 Elect Director Liam E. McGee Mgmt For For For 5 Elect Director Kathryn A. Mikells Mgmt For For For 6 Elect Director Michael G. Morris Mgmt For For For 7 Elect Director Thomas A. Renyi Mgmt For For For 8 Elect Director Charles B. Strauss Mgmt For For For 9 Elect Director H. Patrick Swygert Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Approve Omnibus Compensation Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE NASDAQ OMX GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Urban Backstrom Mgmt For For For 2 Elect Director H. Furlong Baldwin Mgmt For For For 3 Elect Director Michael Casey Mgmt For For For 4 Elect Director Borje Ekholm Mgmt For For For 5 Elect Director Lon Gorman Mgmt For For For 6 Elect Director Robert Greifeld Mgmt For For For 7 Elect Director Glenn H. Hutchins Mgmt For For For 8 Elect Director Birgitta Kantola Mgmt For For For 9 Elect Director Essa Kazim Mgmt For For For 10 Elect Director John D. Markese Mgmt For For For 11 Elect Director Hans Munk Nielsen Mgmt For For For 12 Elect Director Thomas F. O Neill Mgmt For For For 13 Elect Director James S. Riepe Mgmt For For For 14 Elect Director Michael R. Mgmt For For For Splinter 15 Elect Director Lars Wedenborn Mgmt For For For 16 Elect Director Deborah L. Mgmt For For For Wince-Smith 17 Ratify Auditors Mgmt For For For 18 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 19 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- TRW AUTOMOTIVE HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRW CUSIP 87264S106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Francois J. Mgmt For For For Castaing 1.2 Elect Director Michael R. Mgmt For For For Gambrell 1.3 Elect Director Paul H. O'neill Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jon S. Fossel Mgmt For For For 2 Elect Director Gloria C. Larson Mgmt For For For 3 Elect Director William J. Ryan Mgmt For For For 4 Elect Director Thomas R. Watjen Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Approve Nonqualified Employee Mgmt For For For Stock Purchase Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Debra A. Cafaro Mgmt For For For 1.2 Elect Director Douglas Crocker II Mgmt For For For 1.3 Elect Director Ronald G. Geary Mgmt For For For 1.4 Elect Director Jay M. Gellert Mgmt For For For 1.5 Elect Director Matthew J. Lustig Mgmt For For For 1.6 Elect Director Robert D. Reed Mgmt For For For 1.7 Elect Director Sheli Z. Rosenberg Mgmt For For For 1.8 Elect Director Glenn J. Rufrano Mgmt For For For 1.9 Elect Director James D. Shelton Mgmt For For For 1.10 Elect Director Thomas C. Theobald Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rodney A. Hawes, Mgmt For For For Jr. 1.2 Elect Director Jack H. Nusbaum Mgmt For For For 1.3 Elect Director Mark L. Shapiro Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 3 Years For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WARNER CHILCOTT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WCRX CUSIP G94368100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Todd M. Abbrecht Mgmt For For For 2 Elect Director Liam M. Fitzgerald Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mollie H. Carter Mgmt For For For 1.2 Elect Director Jerry B. Farley Mgmt For For For 1.3 Elect Director Arthur B. Krause Mgmt For For For 1.4 Elect Director William B. Moore Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Increase Authorized Common Stock Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James E. Buckman Mgmt For For For 1.2 Elect Director George Herrera Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Fredric W. Mgmt For For For Corrigan 2 Elect Director Richard K. Davis Mgmt For For For 3 Elect Director Benjamin G.S. Mgmt For For For Fowke, III 4 Elect Director Richard C. Kelly Mgmt For For For 5 Elect Director Albert F. Moreno Mgmt For For For 6 Elect Director Christopher J. Mgmt For For For Policinski 7 Elect Director A. Patricia Mgmt For For For Sampson 8 Elect Director James J. Sheppard Mgmt For For For 9 Elect Director David A. Mgmt For For For Westerlund 10 Elect Director Kim Williams Mgmt For For For 11 Elect Director Timothy V. Wolf Mgmt For For For 12 Amend Non-Employee Director Mgmt For For For Restricted Stock Plan 13 Eliminate Cumulative Voting Mgmt For For For 14 Amend Articles of Incorporation Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- XL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert N. Haag as Director Mgmt For For For 2 Elect Michael S. McGavick as Mgmt For For For Director 3 Elect Ellen E. Thrower as Mgmt For For For Director 4 Elect John M. Vereker as Director Mgmt For For For 5 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 8 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Stock Portfolio --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Mgmt For For For Shareholder Vote Required to Remove a Director 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Mgmt For Against Against Management Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Mid Cap Index Portfolio --------------------------------------------------------------------------------------------------------------- 99(CENT) ONLY STORES TICKER SECURITY ID: MEETING DATE MEETING STATUS NDN CUSIP 65440K106 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eric Flamholtz Mgmt For For For 2 Elect Lawrence Glascott Mgmt For For For 3 Elect David Gold Mgmt For For For 4 Elect Jeff Gold Mgmt For For For 5 Elect Marvin Holen Mgmt For For For 6 Elect Eric Schiffer Mgmt For For For 7 Elect Peter Woo Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 2010 Equity Incentive Plan Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes --------------------------------------------------------------------------------------------------------------- AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535300 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Charles Loudermilk, Sr. Mgmt For For For 1.2 Elect Ronald Allen Mgmt For For For 1.3 Elect Ray Robinson Mgmt For For For 1.4 Elect John Portman, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535201 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elimination of Dual-Class Stock Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ACI WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACIW CUSIP 004498101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Berkeley III Mgmt For For For 1.2 Elect John Curtis Mgmt For For For 1.3 Elect Philip Heasley Mgmt For For For 1.4 Elect James McGroddy Mgmt For For For 1.5 Elect Harlan Seymour Mgmt For For For 1.6 Elect John Shay, Jr. Mgmt For For For 1.7 Elect John Stokely Mgmt For For For 1.8 Elect Jan Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ACUITY BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYI CUSIP 00508Y102 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Harnett Mgmt For For For 1.2 Elect Robert McCullough Mgmt For For For 1.3 Elect Neil Williams Mgmt For For For 1.4 Elect Norman Wesley Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ACXIOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACXM CUSIP 005125109 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Gramaglia Mgmt For For For 2 Elect Clark Kokich Mgmt For For For 3 Elect Kevin Twomey Mgmt For For For 4 2010 Executive Cash Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Variable Mgmt For For For Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADVENT SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADVS CUSIP 007974108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Scully Mgmt For For For 1.2 Elect Stephanie DiMarco Mgmt For For For 1.3 Elect James Kirsner Mgmt For For For 1.4 Elect James P. Roemer Mgmt For For For 1.5 Elect Wendell Van Auken Mgmt For For For 1.6 Elect Christine Manfredi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Beegle Mgmt For For For 1.2 Elect Robert Chavez Mgmt For For For 1.3 Elect Michael Cunningham Mgmt For For For 1.4 Elect Evelyn Dilsaver Mgmt For For For 1.5 Elect Julian Geiger Mgmt For For For 1.6 Elect John Haugh Mgmt For For For 1.7 Elect Karin Hirtler-Garvey Mgmt For For For 1.8 Elect John Howard Mgmt For For For 1.9 Elect Thomas Johnson Mgmt For For For 1.10 Elect David Vermylen Mgmt For For For 2 Amendment to the 2002 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGCO CUSIP 001084102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Arthur Johnson Mgmt For For For 1.4 Elect Dean O'Hare Mgmt For For For 1.5 Elect James Rubright Mgmt For For For 1.6 Elect John Somerhalder II Mgmt For For For 1.7 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Performance Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase in Board Size Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AIRTRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAI CUSIP 00949P108 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ayer Mgmt For For For 2 Elect Patricia Bedient Mgmt For For For 3 Elect Marion Blakey Mgmt For For For 4 Elect Phyllis Campbell Mgmt For For For 5 Elect Jessie Knight, Jr. Mgmt For For For 6 Elect R. Marc Langland Mgmt For For For 7 Elect Dennis Madsen Mgmt For For For 8 Elect Byron Mallott Mgmt For For For 9 Elect J. Kenneth Thompson Mgmt For For For 10 Elect Bradley Tilden Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Advisory Vote on Written Consent Mgmt Against For Against 15 Amendment to the 2008 Performance Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALBERTO-CULVER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ACV CUSIP 013078100 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Dattilo Mgmt For For For 1.2 Elect Jim Edgar Mgmt For For For 1.3 Elect Sam Susser Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALBERTO-CULVER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ACV CUSIP 013078100 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALEX CUSIP 014482103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Blake Baird Mgmt For For For 1.2 Elect Michael Chun Mgmt For For For 1.3 Elect W. Allen Doane Mgmt For For For 1.4 Elect Walter Dods, Jr. Mgmt For For For 1.5 Elect Charles King Mgmt For For For 1.6 Elect Stanley Kuriyama Mgmt For For For 1.7 Elect Constance Lau Mgmt For For For 1.8 Elect Douglas Pasquale Mgmt For For For 1.9 Elect Jeffrey Watanabe Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Decyk Mgmt For For For 1.2 Elect Mark DeYoung Mgmt For For For 1.3 Elect Martin Faga Mgmt For For For 1.4 Elect Ronald Fogleman Mgmt For For For 1.5 Elect April Foley Mgmt For For For 1.6 Elect Tig Krekel Mgmt For For For 1.7 Elect Douglas Maine Mgmt For For For 1.8 Elect Roman Martinez IV Mgmt For For For 1.9 Elect Mark Ronald Mgmt For For For 1.10 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDRX CUSIP 01988P108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect Michael Kluger Mgmt For For For 1.7 Elect Philip Pead Mgmt For For For 1.8 Elect Glen Tullman Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDRX CUSIP 01988P108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect John King Mgmt For For For 1.7 Elect Michael Kluger Mgmt For For For 1.8 Elect Philip Pead Mgmt For For For 1.9 Elect Glen Tullman Mgmt For For For 1.10 Elect Stephen Wilson Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFG CUSIP 025932104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Lindner Mgmt For For For 1.2 Elect Carl Lindner, III Mgmt For For For 1.3 Elect S. Craig Lindner Mgmt For For For 1.4 Elect Kenneth Ambrecht Mgmt For For For 1.5 Elect Theodore Emmerich Mgmt For For For 1.6 Elect James Evans Mgmt For For For 1.7 Elect Terry Jacobs Mgmt For For For 1.8 Elect Gregory Joseph Mgmt For For For 1.9 Elect William Verity Mgmt For For For 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Co-CEO Equity Bonus Plan Mgmt For For For 4 Annual Senior Executive Bonus Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Board Diversity --------------------------------------------------------------------------------------------------------------- AMERICAN GREETINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AM CUSIP 026375105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Dunn Mgmt For For For 1.2 Elect Michael Merriman, Jr. Mgmt For For For 1.3 Elect Morry Weiss Mgmt For For For 2 Amendment to the 2007 Omnibus Mgmt For Against Against Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICREDIT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACF CUSIP 03060R101 09/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMETEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AME CUSIP 031100100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANNTAYLOR STORES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 035623107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Hilpert Mgmt For For For 2 Elect Ronald Hovsepian Mgmt For For For 3 Elect Linda Huett Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cashman III Mgmt For For For 1.2 Elect William McDermott Mgmt For For For 1.3 Elect Ajei Gopal Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Amendment to the 1996 Stock Mgmt For For For Option and Grant Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- AOL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOL CUSIP 00184X105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Alberto Ibarguen Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Fredric Reynolds Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AINV CUSIP 03761U106 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elliot Stein, Jr. Mgmt For Withhold Against 1.2 Elect Bradley Wechsler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares of Common Mgmt For For For Stock Below Net Asset Value --------------------------------------------------------------------------------------------------------------- APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Fotiades Mgmt For For For 1.2 Elect King Harris Mgmt For For For 1.3 Elect Peter Pfeiffer Mgmt For For For 1.4 Elect Joanne Smith Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Awards Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AQUA AMERICA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTR CUSIP 03836W103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Carroll Mgmt For For For 1.2 Elect Ellen Ruff Mgmt For For For 1.3 Elect Mario Mele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARW CUSIP 042735100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Philip Asherman Mgmt For For For 1.3 Elect Gail Hamilton Mgmt For For For 1.4 Elect John Hanson Mgmt For For For 1.5 Elect Richard Hill Mgmt For Withhold Against 1.6 Elect M.F. (Fran) Keeth Mgmt For For For 1.7 Elect Andrew Kerin Mgmt For For For 1.8 Elect Michael Long Mgmt For For For 1.9 Elect Stephen Patrick Mgmt For For For 1.10 Elect Barry Perry Mgmt For For For 1.11 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS AJG CUSIP 363576109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Bax Mgmt For For For 2 Elect Frank English Jr. Mgmt For For For 3 Elect J. Patrick Gallagher, Jr. Mgmt For For For 4 Elect Elbert Hand Mgmt For For For 5 Elect Ilene Gordon Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Kay McCurdy Mgmt For For For 8 Elect Norman Rosenthal Mgmt For For For 9 Elect James Wimmer Mgmt For For For 10 2011 Long-Term Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Ligocki Mgmt For For For 2 Elect James O'Brien Mgmt For For For 3 Elect Barry Perry Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- ASPEN INSURANCE HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AHL CUSIP G05384105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Advisory Vote on Executive Mgmt For For For Compensation 2.1 Elect Christopher O'Kane Mgmt For For For 2.2 Elect John Cavoores Mgmt For For For 2.3 Elect Liaquat Ahamed Mgmt For Withhold Against 2.4 Elect Heidi Hutter Mgmt For For For 2.5 Elect Albert Beer Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Share Incentive Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ASSOCIATED BANC-CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ASBC CUSIP 045487105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstorm Mgmt For Withhold Against 1.2 Elect Ruth Crowley Mgmt For For For 1.3 Elect Philip Flynn Mgmt For For For 1.4 Elect Ronald Harder Mgmt For For For 1.5 Elect William Hutchinson Mgmt For For For 1.6 Elect Robert Jeffe Mgmt For For For 1.7 Elect Eileen Kamerick Mgmt For For For 1.8 Elect Richard Lommen Mgmt For For For 1.9 Elect J. Douglas Quick Mgmt For For For 1.10 Elect John Seramur Mgmt For For For 1.11 Elect Karen Vam Lith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AF CUSIP 046265104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Engelke, Jr. Mgmt For For For 1.2 Elect Peter Haeffner, Jr. Mgmt For For For 1.3 Elect Ralph Palleschi Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CUSIP 049560105 02/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kim Cocklin Mgmt For For For 2 Elect Richard Douglas Mgmt For For For 3 Elect Ruben Esquivel Mgmt For For For 4 Elect Richard Gordon Mgmt For For For 5 Amendment to the 1998 Long-Term Mgmt For Against Against Incentive Plan 6 Amendment to the Annual Incentive Mgmt For For For Plan for Management 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ATWOOD OCEANICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect Robert Burgess Mgmt For For For 1.3 Elect George Dotson Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 1.7 Elect Robert Saltiel Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation --------------------------------------------------------------------------------------------------------------- AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Ehud Houminer Mgmt For For For 1.4 Elect Frank Noonan Mgmt For For For 1.5 Elect Ray Robinson Mgmt For For For 1.6 Elect William Schumann III Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 2010 Stock Compensation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BALLY TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BYI CUSIP 05874B107 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jacques Andre Mgmt For For For 1.2 Elect Richard Haddrill Mgmt For For For 2 Amendments to the 2010 Long Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANCORPSOUTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXS CUSIP 059692103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbert Holliman, Jr. Mgmt For For For 1.2 Elect Warren Hood, Jr. Mgmt For For For 1.3 Elect James Kelley Mgmt For For For 1.4 Elect Turner Lashlee Mgmt For For For 1.5 Elect Alan Perry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Long-Term Equity Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BOH CUSIP 062540109 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Kent Lucien Mgmt For For For 1.10 Elect Martin Stein Mgmt For For For 1.11 Elect Donald Takaki Mgmt For For For 1.12 Elect Barbara Tanabe Mgmt For For For 1.13 Elect Robert Wo, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Stock and Mgmt For For For Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BARNES & NOBLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKS CUSIP 067774109 09/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Burkle Mgmt N/A TNA N/A 1.2 Elect Stephen Bollenbach Mgmt N/A TNA N/A 1.3 Elect Michael McQuary Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Amendment to Poison Pill --------------------------------------------------------------------------------------------------------------- BARNES & NOBLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKS CUSIP 067774109 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Riggio Mgmt For For For 1.2 Elect David Golden Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Poison Pill --------------------------------------------------------------------------------------------------------------- BARNES & NOBLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKS CUSIP 067774109 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adoption of Shareholder Rights Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- BILL BARRETT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBG CUSIP 06846N104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fredrick Barrett Mgmt For Withhold Against 1.2 Elect Jim Mogg Mgmt For Withhold Against 1.3 Elect Michael Wiley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Performance Cash Bonus Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIO CUSIP 090572207 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Drapeau Mgmt For Withhold Against 1.2 Elect Albert Hillman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Danos Mgmt For For For 2 Elect Laura Sen Mgmt For For For 3 Elect Michael Sheehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing --------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Emery Mgmt For For For 1.2 Elect Rebecca Roberts Mgmt For For For 1.3 Elect Warren Robinson Mgmt For For For 1.4 Elect John Vering Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BOB EVANS FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BOBE CUSIP 096761101 09/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gasser Mgmt For For For 2 Elect E. Gordon Gee Mgmt For For For 3 Elect E. W. (Bill) Ingram III Mgmt For For For 4 Elect Bryan Stockton Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement 7 Ratification of Auditor Mgmt For For For 8 2010 Equity and Cash Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Adams Mgmt For For For 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BOYD GAMING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BYD CUSIP 103304101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect William R. Boyd Mgmt For For For 1.3 Elect William S. Boyd Mgmt For For For 1.4 Elect Thomas Girardi Mgmt For For For 1.5 Elect Marianne Boyd Johnson Mgmt For For For 1.6 Elect Billy McCoy Mgmt For For For 1.7 Elect Frederick Schwab Mgmt For For For 1.8 Elect Keith Smith Mgmt For For For 1.9 Elect Christine Spadafor Mgmt For For For 1.10 Elect Peter Thomas Mgmt For For For 1.11 Elect Veronica Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Executive Mgmt For For For Management Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Christopher McGurk Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Constance Moore Mgmt For For For 1.6 Elect Jeanne Myerson Mgmt For For For 1.7 Elect Jeffrey Pero Mgmt For For For 1.8 Elect Thomas Robinson Mgmt For For For 1.9 Elect Dennis Singleton Mgmt For For For 1.10 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Joseph DePinto Mgmt For For For 1.3 Elect Harriet Edelman Mgmt For For For 1.4 Elect Marvin Girouard Mgmt For For For 1.5 Elect John Mims Mgmt For For For 1.6 Elect George Mrkonic, Jr. Mgmt For For For 1.7 Elect Erle Nye Mgmt For For For 1.8 Elect Rosendo Parra Mgmt For For For 1.9 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Re-approval of the Profit Sharing Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BR CUSIP 11133T103 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Richard Daly Mgmt For For For 3 Elect Robert Duelks Mgmt For For For 4 Elect Richard Haviland Mgmt For For For 5 Elect Sandra Jaffee Mgmt For For For 6 Elect Alexandra Lebenthal Mgmt For For For 7 Elect Stuart Levine Mgmt For For For 8 Elect Thomas Perna Mgmt For For For 9 Elect Alan Weber Mgmt For For For 10 Elect Arthur Weinbach Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2007 Omnibus Mgmt For For For Award Plan --------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Timothy Main Mgmt For For For 1.9 Elect Wendell Reilly Mgmt For For For 1.10 Elect John Riedman Mgmt For For For 1.11 Elect Chilton Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Gene Little Mgmt For For For 1.3 Elect Robert Ortberg Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CABOT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBT CUSIP 127055101 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Juan Enriquez-Cabot Mgmt For For For 2 Elect Gautam Kaji Mgmt For For For 3 Elect Henry McCance Mgmt For For For 4 Elect Patrick Prevost Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Short-Term Incentive Compensation Mgmt For For For Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDNS CUSIP 127387108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bostrom Mgmt For For For 2 Elect Donald Lucas Mgmt For For For 3 Elect Alberto Mgmt For For For Sangiovanni-Vincentelli 4 Elect George Scalise Mgmt For For For 5 Elect John Shoven Mgmt For For For 6 Elect Roger Siboni Mgmt For For For 7 Elect John Swainson Mgmt For For For 8 Elect Lip-Bu Tan Mgmt For Against Against 9 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 10 Reapproval of Material Terms of Mgmt For For For the Senior Executive Bonus Plan 11 Reapproval of Material Terms of Mgmt For For For the 1987 Stock Incentive Plan 12 Amendment to the 1987 Stock Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect Scott Ingraham Mgmt For For For 1.3 Elect Lewis Levey Mgmt For For For 1.4 Elect William McGuire, Jr. Mgmt For For For 1.5 Elect William Paulsen Mgmt For For For 1.6 Elect D. Keith Oden Mgmt For For For 1.7 Elect F. Gardner Parker Mgmt For For For 1.8 Elect Steven Webster Mgmt For Withhold Against 1.9 Elect Kelvin Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Texas to Mgmt For Against Against Maryland 4 2011 Share Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAREER EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CECO CUSIP 141665109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect Patrick Gross Mgmt For For For 1.4 Elect Gregory Jackson Mgmt For For For 1.5 Elect Thomas Lally Mgmt For For For 1.6 Elect Steven Lesnik Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect Leslie Thornton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP 142339100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bohn Mgmt For For For 2 Elect Terry Growcock Mgmt For For For 3 Elect Gregg Ostrander Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect I. Martin Inglis Mgmt For For For 1.2 Elect Peter Stephans Mgmt For For For 1.3 Elect Kathryn Turner Mgmt For For For 1.4 Elect Stephen Ward, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATHAY GENERAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CATY CUSIP 149150104 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Lee Mgmt For For For 1.2 Elect Ting Liu Mgmt For For For 1.3 Elect Nelson Chung Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRL CUSIP 159864107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Foster Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For For For 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Samuel Thier Mgmt For For For 1.9 Elect Richard Wallman Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHEESECAKE FACTORY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CAKE CUSIP 163072101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Overton Mgmt For For For 2 Elect Allen J. Bernstein Mgmt For For For 3 Elect Alexander L. Cappello Mgmt For For For 4 Elect Thomas Gregory Mgmt For For For 5 Elect Jerome Kransdorf Mgmt For For For 6 Elect David Pittaway Mgmt For For For 7 Elect Herbert Simon Mgmt For For For 8 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Mahoney Mgmt For For For 2 Elect David Walker Mgmt For For For 3 Elect Stephen Watson Mgmt For For For 4 Amendment to the 2002 Employee Mgmt For For For Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Charlesworth Mgmt For For For 1.2 Elect Montgomery Moran Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For Against Against 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jose Alvarez Mgmt For For For 1.2 Elect James Craigie Mgmt For For For 1.3 Elect Rosina Dixon Mgmt For For For 1.4 Elect Robert LeBlanc Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIMAREX ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEC CUSIP 171798101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Hentschel Mgmt For For For 2 Elect F. H. Merelli Mgmt For For For 3 Elect L. Paul Teague Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 2011 Equity Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CITY NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CYN CUSIP 178566105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Bloch Mgmt For Withhold Against 1.2 Elect Bram Goldsmith Mgmt For Withhold Against 1.3 Elect Ashok Israni Mgmt For Withhold Against 1.4 Elect Kenneth Ziffren Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Plan Mgmt For Against Against 4 Amendment of the Variable Bonus Mgmt For For For Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugene Banucci Mgmt For For For 1.2 Elect Edward Galante Mgmt For For For 1.3 Elect John Kaslow Mgmt For For For 1.4 Elect Thomas Shields Mgmt For For For 2 Amendment of Articles of Mgmt For Against Against Organization to Increase Authorized Common Stock and Decrease Authorized Preferred Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Marks Mgmt For For For 1.2 Elect Robert Ratcliff, Sr. Mgmt For For For 1.3 Elect Peter Scott III Mgmt For For For 1.4 Elect William Walker, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Elimination of Cumulative Voting Mgmt For For For and Elimination of the Classification of the Board of Directors 6 Amendment to the Articles of Mgmt For Against Against Incorporation to Eliminate Cumulative Voting --------------------------------------------------------------------------------------------------------------- COLLECTIVE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSS CUSIP 19421W100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Moran Mgmt For For For 1.2 Elect Matthew Ouimet Mgmt For For For 1.3 Elect Matthew Rubel Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Capps Mgmt For For For 1.2 Elect W. Thomas Grant II Mgmt For For For 1.3 Elect James Hebenstreit Mgmt For For For 1.4 Elect David Kemper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CMC CUSIP 201723103 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Guido Mgmt For For For 1.2 Elect Sarah Raiss Mgmt For For For 1.3 Elect J. David Smith Mgmt For For For 1.4 Elect Robert Womack Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMSCOPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTV CUSIP 203372107 12/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Mgmt For For For Option and Award Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Richard Grant Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CON-WAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNW CUSIP 205944101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Anton Mgmt For For For 2 Elect William Corbin Mgmt For For For 3 Elect Robert Jaunich II Mgmt For For For 4 Elect W. Keith Kennedy, Jr. Mgmt For For For 5 Elect Michael Murray Mgmt For For For 6 Elect Edith Perez Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect William Schroeder Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect Peter Stott Mgmt For For For 11 Elect Chelsea White III Mgmt For For For 12 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey McCabe Mgmt For For For 1.2 Elect Edward Gilligan Mgmt For For For 1.3 Elect Rajeev Singh Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CONVERGYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVG CUSIP 212485106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Fox Mgmt For For For 1.2 Elect Ronald Nelson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COPART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPRT CUSIP 217204106 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willis Johnson Mgmt For For For 1.2 Elect A. Jayson Adair Mgmt For For For 1.3 Elect Matt Blunt Mgmt For For For 1.4 Elect Steven Cohan Mgmt For For For 1.5 Elect Daniel Englander Mgmt For For For 1.6 Elect James Meeks Mgmt For For For 1.7 Elect Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORELOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLGX CUSIP 21871D103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. David Chatham Mgmt For For For 2 Elect Anand Nallathambi Mgmt For For For 3 Elect Thomas O'Brien Mgmt For For For 4 Elect D. Van Skilling Mgmt For For For 5 Elect David Walker Mgmt For For For 6 Elect Mary Widener Mgmt For For For 7 2011 Performance Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORINTHIAN COLLEGES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COCO CUSIP 218868107 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul St. Pierre Mgmt For For For 1.2 Elect Linda Skladany Mgmt For For For 1.3 Elect Robert Lee Mgmt For For For 1.4 Elect Jack Massimino Mgmt For For For 1.5 Elect Hank Adler Mgmt For For For 1.6 Elect John Dionisio Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2003 Performance Mgmt For For For Award Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORPORATE EXECUTIVE BOARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EXBD CUSIP 21988R102 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Monahan III Mgmt For For For 1.2 Elect Gregor Bailar Mgmt For For For 1.3 Elect Stephen Carter Mgmt For For For 1.4 Elect Gordon Coburn Mgmt For For For 1.5 Elect L. Kevin Cox Mgmt For For For 1.6 Elect Nancy Karch Mgmt For For For 1.7 Elect Daniel Leemon Mgmt For For For 1.8 Elect Jeffrey Tarr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Randall Griffin Mgmt For For For 1.6 Elect Elizabeth Hight Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Richard Szafranski Mgmt For For For 1.10 Elect Kenneth Wethe Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CORRECTIONS CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS CXW CUSIP 22025Y407 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ferguson Mgmt For For For 1.2 Elect Damon Hininger Mgmt For For For 1.3 Elect Donna Alvarado Mgmt For For For 1.4 Elect William Andrews Mgmt For For For 1.5 Elect John Correnti Mgmt For For For 1.6 Elect Dennis DeConcini Mgmt For For For 1.7 Elect John Horne Mgmt For For For 1.8 Elect C. Michael Jacobi Mgmt For For For 1.9 Elect Thurgood Marshall, Jr. Mgmt For For For 1.10 Elect Charles Overby Mgmt For For For 1.11 Elect John Prann, Jr. Mgmt For For For 1.12 Elect Joseph Russell Mgmt For For For 1.13 Elect Henri Wedell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Stock Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUZ CUSIP 222795106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Erskine Bowles Mgmt For For For 1.2 Elect Tom Charlesworth Mgmt For For For 1.3 Elect James Edwards Mgmt For For For 1.4 Elect Lawrence Gellerstedt, III Mgmt For For For 1.5 Elect Lillian Giornelli Mgmt For For For 1.6 Elect S. Taylor Glover Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect William Harrison, Jr. Mgmt For For For 1.9 Elect William Payne Mgmt For For For 1.10 Elect R.Dary Stone Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- CRANE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CR CUSIP 224399105 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Thayer Bigelow Mgmt For For For 2 Elect Philip Lochner, Jr. Mgmt For For For 3 Elect Ronald McKenna Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Annual Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CUSIP 229899109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Denny Alexander Mgmt For For For 1.2 Elect Carlos Alvarez Mgmt For For For 1.3 Elect Royce Caldwell Mgmt For For For 1.4 Elect Crawford Edwards Mgmt For For For 1.5 Elect Ruben Escobedo Mgmt For For For 1.6 Elect Richard Evans, Jr. Mgmt For For For 1.7 Elect Patrick Frost Mgmt For For For 1.8 Elect David Haemisegger Mgmt For For For 1.9 Elect Karen Jennings Mgmt For For For 1.10 Elect Richard Kleberg III Mgmt For For For 1.11 Elect Charles Matthews Mgmt For For For 1.12 Elect Ida Clement Steen Mgmt For For For 1.13 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CY CUSIP 232806109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric Benhamou Mgmt For For For 1.4 Elect Lloyd Carney Mgmt For For For 1.5 Elect James Long Mgmt For For For 1.6 Elect J. Daniel McCranie Mgmt For For For 1.7 Elect J.D. Sherman Mgmt For For For 1.8 Elect Wilbert van den Hoek Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Stock Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CYTEC INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYT CUSIP 232820100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Anthony Fernandes Mgmt For For For 2 Elect Jerry Satrum Mgmt For For For 3 Elect Raymond Sharpe Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Amendment to the 1993 Stock Award Mgmt For For For and Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Ruth Owades Mgmt For For For 1.7 Elect Karyn Barsa Mgmt For For For 1.8 Elect Michael Devine, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DICK'S SPORTING GOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DKS CUSIP 253393102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Stack Mgmt For For For 1.2 Elect Lawrence Schorr Mgmt For For For 1.3 Elect Jacqualyn Fouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIEBOLD, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DBD CUSIP 253651103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick Allender Mgmt For For For 1.2 Elect Bruce Byrnes Mgmt For For For 1.3 Elect Mei-Wei Cheng Mgmt For For For 1.4 Elect Phillip Cox Mgmt For For For 1.5 Elect Richard Crandall Mgmt For For For 1.6 Elect Gale Fitzgerald Mgmt For For For 1.7 Elect Phillip Lassiter Mgmt For For For 1.8 Elect John Lauer Mgmt For For For 1.9 Elect Thomas Swidarski Mgmt For For For 1.10 Elect Henry Wallace Mgmt For For For 1.11 Elect Alan Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIGITAL RIVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRIV CUSIP 25388B104 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Madison Mgmt For Withhold Against 1.2 Elect Cheryl Rosner Mgmt For For For 1.3 Elect Alfred Castino Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DONALDSON COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCI CUSIP 257651109 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Cook Mgmt For For For 1.2 Elect Michael Hoffman Mgmt For For For 1.3 Elect Willard Oberton Mgmt For For For 1.4 Elect John Wiehoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Master Stock Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Barbas Mgmt For For For 1.2 Elect Barbara Graham Mgmt For For For 1.3 Elect Glenn Harder Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2006 Equity Mgmt For For For Performance and Incentive Plan 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Walker Mgmt For For For 1.2 Elect John Lovoi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DST SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DST CUSIP 233326107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Argyros Mgmt For For For 1.2 Elect Lawrence Higby Mgmt For For For 1.3 Elect Thomas McDonnell Mgmt For For For 1.4 Elect M. Jeannine Strandjord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DYNEGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DYN CUSIP 26817G300 11/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt N/A TNA N/A 2 Right to Adjourn Meeting Mgmt N/A TNA N/A --------------------------------------------------------------------------------------------------------------- DYNEGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DYN CUSIP 26817G300 11/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iris Chan Mgmt For For For 1.2 Elect Rudolph Estrada Mgmt For For For 1.3 Elect Julia Gouw Mgmt For For For 1.4 Elect Paul Irving Mgmt For For For 1.5 Elect Andrew Kane Mgmt For For For 1.6 Elect John Lee Mgmt For For For 1.7 Elect Herman Li Mgmt For For For 1.8 Elect Jack Liu Mgmt For For For 1.9 Elect Dominic Ng Mgmt For For For 1.10 Elect Keith Renken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EW CUSIP 28176E108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cardis Mgmt For For For 2 Elect David Pyott Mgmt For For For 3 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENDO PHARMACEUTICALS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENDP CUSIP 29264F205 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect David Nash Mgmt For For For 1.8 Elect Joseph Scodari Mgmt For For For 1.9 Elect William Spengler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENR CUSIP 29266R108 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ward Klein Mgmt For For For 2 Elect W. Patrick McGinnis Mgmt For For For 3 Elect John Roberts Mgmt For For For 4 Amendment to the 2009 Incentive Mgmt For For For Stock Plan 5 Executive Officer Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to Certificate of Mgmt For For For Incorporation to Eliminate Supermajority Voting 6 Amendment to Bylaws to Eliminate Mgmt For For For Supermajority Voting Regarding Removal of Directors for Cause 7 Amendment to Bylaws to Eliminate Mgmt For For For Supermajority Voting Regarding the Amendment of Bylaws --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Galtney, Jr. Mgmt For Withhold Against 1.2 Elect John Phelan Mgmt For For For 1.3 Elect Roger Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXTERRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXH CUSIP 30225X103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Janet Clark Mgmt For For For 1.2 Elect Ernie Danner Mgmt For For For 1.3 Elect Uriel Dutton Mgmt For For For 1.4 Elect Gordon Hall Mgmt For For For 1.5 Elect J.W.G. Honeybourne Mgmt For For For 1.6 Elect Mark McCollum Mgmt For For For 1.7 Elect William Pate Mgmt For For For 1.8 Elect Stephen Pazuk Mgmt For For For 1.9 Elect Christopher Seaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 6 Amendment to the Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDS CUSIP 303075105 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FICO CUSIP 303250104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect A. George Battle Mgmt For For For 2 Elect Nicholas Graziano Mgmt For For For 3 Elect Mark Greene Mgmt For For For 4 Elect Alex Hart Mgmt For For For 5 Elect James Kirsner Mgmt For For For 6 Elect William Lansing Mgmt For For For 7 Elect Rahul Merchant Mgmt For For For 8 Elect Margaret Taylor Mgmt For For For 9 Elect Duane White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 2 Years 2 Years For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCS CUSIP 303726103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Carinalli Mgmt For For For 2 Elect Randy Carson Mgmt For For For 3 Elect Anthony Lear Mgmt For For For 4 Elect Thomas Magnanti Mgmt For For For 5 Elect Kevin McGarity Mgmt For For For 6 Elect Bryan Roub Mgmt For For For 7 Elect Ronald Shelly Mgmt For For For 8 Elect Mark Thompson Mgmt For For For 9 Amendment to the 2007 Stock Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNF CUSIP 31620R105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Foley II Mgmt For For For 1.2 Elect Douglas Ammerman Mgmt For For For 1.3 Elect Thomas Hagerty Mgmt For For For 1.4 Elect Peter Shea Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FAF CUSIP 31847R102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Doti Mgmt For For For 1.2 Elect Michael McKee Mgmt For For For 1.3 Elect Thomas McKernan Mgmt For For For 1.4 Elect Virginia Ueberroth Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Baker Mgmt For For For 1.2 Elect G. Thomas Bowers Mgmt For For For 1.3 Elect William Jones Mgmt For For For 1.4 Elect Peter Robinson Mgmt For For For 2 Amendment to Classified Board Mgmt For For For 3 Amendment to Fair Price Provision Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 12/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIRSTMERIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMER CUSIP 337915102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Baer Mgmt For For For 1.2 Elect Karen Belden Mgmt For For For 1.3 Elect R. Cary Blair Mgmt For For For 1.4 Elect John Blickle Mgmt For For For 1.5 Elect Robert Briggs Mgmt For For For 1.6 Elect Richard Colella Mgmt For For For 1.7 Elect Gina France Mgmt For For For 1.8 Elect Paul Greig Mgmt For For For 1.9 Elect Terry Haines Mgmt For For For 1.10 Elect J. Michael Hochschwender Mgmt For For For 1.11 Elect Clifford Isroff Mgmt For For For 1.12 Elect Philip Lloyd, II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Equity Incentive Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Agather Mgmt For For For 1.2 Elect Jeffrey Boyer Mgmt For For For 1.3 Elect Kosta Kartsotis Mgmt For For For 1.4 Elect Elysia Ragusa Mgmt For For For 1.5 Elect Jal Shroff Mgmt For For For 1.6 Elect James Skinner Mgmt For For For 1.7 Elect Michael Steinberg Mgmt For For For 1.8 Elect Donald Stone Mgmt For For For 1.9 Elect James Zimmerman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Michael Jennings Mgmt For For For 1.3 Elect Robert Kostelnik Mgmt For For For 1.4 Elect James Lee Mgmt For For For 1.5 Elect Paul Loyd, Jr. Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect Michael Rose Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FULTON FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FULT CUSIP 360271100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Albertson Mgmt For For For 1.2 Elect Joe Ballard Mgmt For For For 1.3 Elect John Bond, Jr. Mgmt For For For 1.4 Elect Dana Chryst Mgmt For For For 1.5 Elect Craig Dally Mgmt For For For 1.6 Elect Patrick Freer Mgmt For For For 1.7 Elect Rufus Fulton, Jr. Mgmt For For For 1.8 Elect George Hodges Mgmt For For For 1.9 Elect Willem Kooyker Mgmt For For For 1.10 Elect Donald Lesher, Jr. Mgmt For For For 1.11 Elect John Shirk Mgmt For For For 1.12 Elect R. Scott Smith, Jr. Mgmt For For For 1.13 Elect Gary Stewart Mgmt For For For 1.14 Elect E. Philip Wenger Mgmt For For For 2 2011 Directors' Equity Mgmt For For For Participation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GARDNER DENVER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GDI CUSIP 365558105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Barger, Jr. Mgmt For For For 1.2 Elect Raymond Hipp Mgmt For For For 1.3 Elect David Petratis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GARTNER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IT CUSIP 366651107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Bingle Mgmt For For For 2 Elect Richard Bressler Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Russell Fradin Mgmt For For For 5 Elect Anne Sutherland Fuchs Mgmt For For For 6 Elect William Grabe Mgmt For For For 7 Elect Eugene Hall Mgmt For For For 8 Elect Stephen Pagliuca Mgmt For For For 9 Elect James Smith Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 2011 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GATX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GMT CUSIP 361448103 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Anne Ariva Mgmt For For For 2 Elect Deborah Fretz Mgmt For For For 3 Elect Ernst Haberli Mgmt For For For 4 Elect Brian Kenney Mgmt For For For 5 Elect Mark McGrath Mgmt For For For 6 Elect James Ream Mgmt For For For 7 Elect David Sutherland Mgmt For For For 8 Elect Casey Sylla Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GEN-PROBE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GPRO CUSIP 36866T103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phillip Schneider Mgmt For For For 1.2 Elect Abraham Sofaer Mgmt For For For 1.3 Elect Patrick Sullivan Mgmt For For For 2 Amendment to the 2003 Incentive Mgmt For For For Award Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GNTX CUSIP 371901109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arlyn Lanting Mgmt For For For 1.2 Elect Mark Newton Mgmt For For For 1.3 Elect Richard Schaum Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPN CUSIP 37940X102 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burba, Jr. Mgmt For For For 1.2 Elect Raymond Killian Mgmt For For For 1.3 Elect Ruth Ann Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRACO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GGG CUSIP 384109104 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Patrick McHale Mgmt For For For 1.2 Elect Lee Mitau Mgmt For For For 1.3 Elect Marti Morfitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GVA CUSIP 387328107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Fernando Niebla Mgmt For For For 2 Elect Gary Cusumano Mgmt For For For 3 Elect James Roberts Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bodde Mgmt For For For 1.2 Elect Michael Chesser Mgmt For For For 1.3 Elect William Downey Mgmt For For For 1.4 Elect Randall Ferguson, Jr. Mgmt For For For 1.5 Elect Gary Forsee Mgmt For For For 1.6 Elect James Mitchell Mgmt For For For 1.7 Elect William Nelson Mgmt For For For 1.8 Elect John Sherman Mgmt For For For 1.9 Elect Linda Talbott Mgmt For For For 1.10 Elect Robert West Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Long-Term Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMCR CUSIP 393122106 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Blanford Mgmt For For For 1.2 Elect Michael Mardy Mgmt For For For 1.3 Elect David Moran Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GREIF, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEF CUSIP 397624107 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicki Avril Mgmt For For For 1.2 Elect Bruce Edwards Mgmt For For For 1.3 Elect Mark Emkes Mgmt For For For 1.4 Elect John Finn Mgmt For For For 1.5 Elect Michael Gasser Mgmt For For For 1.6 Elect Daniel Gunsett Mgmt For For For 1.7 Elect Judith Hook Mgmt For For For 1.8 Elect Patrick Norton Mgmt For For For 1.9 Elect John McNamara Mgmt For For For 2 Amendment to the Performance Mgmt For Against Against Based Incentive Compensation Plan 3 Reapproval of the Long-Term Mgmt For For For Incentive Plan 4 Modification to the 2001 Mgmt For For For Management Equity Incentive and Compensation Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HANESBRANDS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HBI CUSIP 410345102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Sacks Mgmt For For For 1.2 Elect Hilton Schlosberg Mgmt For For For 1.3 Elect Norman Epstein Mgmt For For For 1.4 Elect Benjamin Polk Mgmt For For For 1.5 Elect Sydney Selati Mgmt For For For 1.6 Elect Harold Taber, Jr. Mgmt For For For 1.7 Elect Mark Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- HARSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HSC CUSIP 415864107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect K. Eddy Mgmt For For For 1.2 Elect D. Everitt Mgmt For For For 1.3 Elect S. Fazzolari Mgmt For For For 1.4 Elect Stuart Graham Mgmt For For For 1.5 Elect Terry Growcock Mgmt For For For 1.6 Elect Henry Knueppel Mgmt For For For 1.7 Elect J. Loree Mgmt For For For 1.8 Elect A. Sordoni, III Mgmt For For For 1.9 Elect Robert Wilburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HARTE-HANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HHS CUSIP 416196103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Houston Harte Mgmt For For For 1.2 Elect Judy Odom Mgmt For For For 1.3 Elect Karen Puckett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HE CUSIP 419870100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peggy Fowler Mgmt For For For 1.2 Elect Keith Russel Mgmt For For For 1.3 Elect Barry Taniguchi Mgmt For For For 2 2011 Nonemployee Director Stock Mgmt For For For Plan 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH MANAGEMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMA CUSIP 421933102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Schoen Mgmt For For For 1.2 Elect Gary Newsome Mgmt For For For 1.3 Elect Kent Dauten Mgmt For For For 1.4 Elect Donald Kiernan Mgmt For For For 1.5 Elect Robert Knox Mgmt For For For 1.6 Elect William Mayberry Mgmt For For For 1.7 Elect Vicki O'Meara Mgmt For For For 1.8 Elect William Steere, Jr. Mgmt For For For 1.9 Elect Randolph Westerfield Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLX CUSIP 42330P107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Quinn Mgmt For For For 1.2 Elect William Transier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HENRY SCHEIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For For For 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Donald Kabat Mgmt For For For 1.9 Elect Philip Laskawy Mgmt For For For 1.10 Elect Karyn Mashima Mgmt For For For 1.11 Elect Norman Matthews Mgmt For For For 1.12 Elect Bradley Sheares Mgmt For For For 1.13 Elect Louis Sullivan Mgmt For For For 2 Amendment to the 1994 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorothy Terrell Mgmt For For For 1.2 Elect David Ulrich Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Adler Mgmt For For For 1.2 Elect Gene Anderson Mgmt For For For 1.3 Elect Edward Fritsch Mgmt For For For 1.4 Elect David Hartzell Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 1.7 Elect O. Temple Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Golden Mgmt For For For 1.2 Elect W. August Hillenbrand Mgmt For For For 1.3 Elect Joanne Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Short-term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HNI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HNI CUSIP 404251100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Miguel Calado Mgmt For For For 2 Elect Cheryl Francis Mgmt For For For 3 Elect Larry Porcellato Mgmt For For For 4 Elect Brian Stern Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For Withhold Against 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For Against Against 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- HUBBELL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HUB.A CUSIP 443510201 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Powers Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Neal Keating Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect G. Jackson Ratcliffe Mgmt For For For 1.7 Elect Carlos Rodriguez Mgmt For For For 1.8 Elect Richard Swift Mgmt For For For 1.9 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- IDACORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDA CUSIP 451107106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Dahl Mgmt For For For 1.2 Elect Richard Reiten Mgmt For For For 1.3 Elect Joan Smith Mgmt For For For 1.4 Elect Thomas Wilford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Lawrence Kingsley Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Clouser Mgmt For For For 1.2 Elect Gioacchino De Chirico Mgmt For For For 1.3 Elect Paul Holland Mgmt For For For 1.4 Elect Ronny Lancaster Mgmt For For For 1.5 Elect Paul Mintz Mgmt For For For 1.6 Elect G. Mason Morfit Mgmt For For For 1.7 Elect Chris Perkins Mgmt For For For 1.8 Elect Joseph Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Atkins Mgmt For For For 2 Elect Leslie Heisz Mgmt For For For 3 Elect John Ingram Mgmt For For For 4 Elect Orrin Ingram, II Mgmt For For For 5 Elect Dale Laurance Mgmt For For For 6 Elect Linda Levinson Mgmt For For For 7 Elect Scott McGregor Mgmt For For For 8 Elect Michael Smith Mgmt For For For 9 Elect Gregory Spierkel Mgmt For For For 10 Elect Joe Wyatt Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEGRATED DEVICE TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDTI CUSIP 458118106 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Schofield Mgmt For For For 1.2 Elect Lewis Eggebrecht Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Donald Schrock Mgmt For For For 1.6 Elect Ron Smith Mgmt For For For 1.7 Elect Theodore Tewksbury Mgmt For For For 2 Amendment to the 2004 Equity Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBOC CUSIP 459044103 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Greenblum Mgmt For Withhold Against 1.2 Elect R. David Guerra Mgmt For Withhold Against 1.3 Elect Daniel Hastings, Jr. Mgmt For Withhold Against 1.4 Elect Douglas Howland Mgmt For Withhold Against 1.5 Elect Imelda Navarro Mgmt For Withhold Against 1.6 Elect Sioma Neiman Mgmt For Withhold Against 1.7 Elect Peggy Newman Mgmt For Withhold Against 1.8 Elect Dennis Nixon Mgmt For Withhold Against 1.9 Elect Larry Norton Mgmt For Withhold Against 1.10 Elect Leonardo Salinas Mgmt For Withhold Against 1.11 Elect Antonio Sanchez, Jr. Mgmt For Withhold Against 1.12 Elect Guillermo Trevino Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRF CUSIP 460254105 11/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Thomas Lacey Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Conn Mgmt For For For 3 Elect James Diller Mgmt For For For 4 Elect Gary Gist Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Gregory Lang Mgmt For For For 7 Elect Jan Peeters Mgmt For For For 8 Elect Robert Pokelwaldt Mgmt For For For 9 Elect James Urry Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTREPID POTASH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPI CUSIP 46121Y102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Jornayvaz III Mgmt For For For 2 Elect Hugh Harvey, Jr. Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ITRON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITRI CUSIP 465741106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Eliassen Mgmt For For For 2 Elect Charles Gaylord, Jr. Mgmt For For For 3 Elect Gary Pruitt Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ITT EDUCATIONAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESI CUSIP 45068B109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Dean Mgmt For For For 2 Elect James Fowler Jr. Mgmt For For For 3 Elect Vin Weber Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- J. CREW GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCG CUSIP 46612H402 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Hall Mgmt For For For 1.2 Elect Michael Henry Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Craig Curry Mgmt For For For 1.5 Elect Wesley Brown Mgmt For For For 1.6 Elect Matthew Flanigan Mgmt For For For 1.7 Elect Marla Shepard Mgmt For For For 1.8 Elect John Prim Mgmt For For For 2 Amendment to the Restricted Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JEFFERIES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JEF CUSIP 472319102 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Handler Mgmt For Withhold Against 1.2 Elect Brian Friedman Mgmt For Withhold Against 1.3 Elect W. Patrick Campbell Mgmt For For For 1.4 Elect Ian Cumming Mgmt For Withhold Against 1.5 Elect Richard Dooley Mgmt For For For 1.6 Elect Robert Joyal Mgmt For For For 1.7 Elect Michael O'Kane Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBLU CUSIP 477143101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Barger Mgmt For For For 1.2 Elect Jens Bischof Mgmt For For For 1.3 Elect Peter Boneparth Mgmt For For For 1.4 Elect David Checketts Mgmt For For For 1.5 Elect Virginia Gambale Mgmt For For For 1.6 Elect Stephan Gemkow Mgmt For For For 1.7 Elect Stanley McChrystal Mgmt For For For 1.8 Elect Joel Peterson Mgmt For For For 1.9 Elect M. Ann Rhoades Mgmt For For For 1.10 Elect Frank Sica Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 2011 Crewmember Stock Purchase Mgmt For For For Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JW.A CUSIP 968223206 09/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Plummer Mgmt For For For 1.2 Elect Raymond McDaniel, Jr. Mgmt For For For 1.3 Elect Kalpana Raina Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS JLL CUSIP 48020Q107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hugo Bague Mgmt For For For 2 Elect Colin Dyer Mgmt For For For 3 Elect Darryl Hartley-Leonard Mgmt For For For 4 Elect DeAnne Julius Mgmt For For For 5 Elect Ming Lu Mgmt For For For 6 Elect Lauralee Martin Mgmt For For For 7 Elect Martin Nesbitt Mgmt For For For 8 Elect Sheila Penrose Mgmt For For For 9 Elect David Rickard Mgmt For For For 10 Elect Roger Staubach Mgmt For For For 11 Elect Thomas Theobald Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amend Articles of Incorporation Mgmt For For For to Reduce Ownership Threshold to Call a Special Meeting 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Davis Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 1.3 Elect Rodney Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KBR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KBR CUSIP 48242W106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Huff Mgmt For For For 1.2 Elect Lester Lyles Mgmt For For For 1.3 Elect Richard Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy --------------------------------------------------------------------------------------------------------------- KENNAMETAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carlos Cardoso Mgmt For For For 1.2 Elect Larry Yost Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock and Incentive Plan of 2010 Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- KINDRED HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KND CUSIP 494580103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Elect Edward Kuntz Mgmt For For For 3 Elect Joel Ackerman Mgmt For For For 4 Elect Ann Berzin Mgmt For For For 5 Elect Jonathan Blum Mgmt For For For 6 Elect Thomas Cooper Mgmt For For For 7 Elect Paul Diaz Mgmt For For For 8 Elect Isaac Kaufman Mgmt For For For 9 Elect Frederick Kleisner Mgmt For For For 10 Elect Eddy Rogers, Jr. Mgmt For For For 11 Elect Phyllis Yale Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Leininger Mgmt For For For 1.2 Elect Woodrin Grossman Mgmt For For For 1.3 Elect Carl Kohrt Mgmt For For For 1.4 Elect David Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Lemmon Mgmt For For For 2 Elect George Peterkin, Jr. Mgmt For For For 3 Elect Richard Stewart Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KORN/FERRY INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS KFY CUSIP 500643200 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Burnison Mgmt For For For 1.2 Elect Edward Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LAMR CUSIP 512815101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hamilton Mgmt For For For 1.2 Elect John Koerner III Mgmt For For For 1.3 Elect Stephen Mumblow Mgmt For For For 1.4 Elect Thomas Reifenheiser Mgmt For For For 1.5 Elect Anna Reilly Mgmt For For For 1.6 Elect Kevin Reilly, Jr. Mgmt For For For 1.7 Elect Wendell Reilly Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LANC CUSIP 513847103 11/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Cooke Mgmt For For For 1.2 Elect Alan Harris Mgmt For For For 1.3 Elect Zuheir Sofia Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect David Bannister Mgmt For For For 1.3 Elect Michael Henning Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Equity Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- LENDER PROCESSING SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPS CUSIP 52602E102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lee Kennedy Mgmt For For For 1.2 Elect Philip Heasley Mgmt For For For 1.3 Elect Susan Lester Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LII CUSIP 526107107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Janet Cooper Mgmt For For For 2 Elect John Norris, III Mgmt For For For 3 Elect Paul Schmidt Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Leanne Lachman Mgmt For For For 1.2 Elect Stephen Steinour Mgmt For For For 1.3 Elect Frederick Buchholz Mgmt For For For 1.4 Elect Thomas DeLoach, Jr. Mgmt For For For 1.5 Elect Daniel Garton Mgmt For For For 1.6 Elect Stephen Siegel Mgmt For For For 1.7 Elect Katherine Dietze Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIFE TIME FITNESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTM CUSIP 53217R207 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bahram Akradi Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Jack Eugster Mgmt For For For 1.4 Elect Guy Jackson Mgmt For For For 1.5 Elect John Lloyd Mgmt For For For 1.6 Elect Martha Morfitt Mgmt For For For 1.7 Elect John Richards Mgmt For For For 1.8 Elect Joseph Vassalluzzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2011 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LIFEPOINT HOSPITALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPNT CUSIP 53219L109 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Carpenter Mgmt For For For 1.2 Elect Richard Evans Mgmt For For For 1.3 Elect Michael Haley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Angela Bryant Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect William Miller III Mgmt For For For 1.7 Elect Ellen Zane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LECO CUSIP 533900106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Gunning Mgmt For For For 1.2 Elect G. Russell Lincoln Mgmt For For For 1.3 Elect Christopher Mapes Mgmt For For For 1.4 Elect Hellene Runtagh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan --------------------------------------------------------------------------------------------------------------- LKQ CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LKQX CUSIP 501889208 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Clinton Allen Mgmt For Withhold Against 1.2 Elect Victor Casini Mgmt For For For 1.3 Elect Robert Devlin Mgmt For Withhold Against 1.4 Elect Donald Flynn Mgmt For For For 1.5 Elect Kevin Flynn Mgmt For For For 1.6 Elect Ronald Foster Mgmt For For For 1.7 Elect Joseph Holsten Mgmt For For For 1.8 Elect Paul Meister Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect William Webster IV Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Management Mgmt For For For Incentive Plan 4 Re-approval of the Long Term Mgmt For For For Incentive Plan 5 Amendment to the 1998 Equity Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LPX CUSIP 546347105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Gary Cook Mgmt For For For 1.2 Elect Kurt Landgraf Mgmt For For For 1.3 Elect John Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LUBRIZOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDC CUSIP 552676108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kemper Mgmt For For For 1.2 Elect David Mandarich Mgmt For For For 1.3 Elect David Siegel Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 2011 Stock Option Plan for Mgmt For For For Non-Employee Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Mack Mgmt For For For 1.2 Elect Nathan Gantcher Mgmt For For For 1.3 Elect David Mack Mgmt For For For 1.4 Elect Alan Philibosian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Mgmt For For For Annual Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MANT CUSIP 564563104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Pedersen Mgmt For For For 1.2 Elect Richard Armitage Mgmt For For For 1.3 Elect Mary Bush Mgmt For For For 1.4 Elect Barry Campbell Mgmt For For For 1.5 Elect Walter Fatzinger, Jr. Mgmt For For For 1.6 Elect David Jeremiah Mgmt For For For 1.7 Elect Richard Kerr Mgmt For For For 1.8 Elect Kenneth Minihan Mgmt For For For 1.9 Elect Stephen Porter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Management Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARINER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ME CUSIP 56845T305 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLM CUSIP 573284106 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sue Cole Mgmt For For For 1.2 Elect Michael Quillen Mgmt For For For 1.3 Elect Stephen Zelnak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Barker Mgmt For For For 1.2 Elect Sanford Fitch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Neubert Mgmt For For For 1.2 Elect Gregory Babe Mgmt For For For 1.3 Elect Martin Schlatter Mgmt For For For 1.4 Elect John Turner Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDU CUSIP 552690109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Everist Mgmt For For For 2 Elect Karen Fagg Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Amendment to the Long-Term Mgmt For For For Performance-Based Incentive Plan 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Davidson Mgmt For For For 2 Elect Stuart Diamond Mgmt For For For 3 Elect Peter Knight Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Amendment to the 2006 Incentive Mgmt For For For Award Plan --------------------------------------------------------------------------------------------------------------- MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cesar Alvarez Mgmt For For For 1.2 Elect Waldemar Carlo Mgmt For For For 1.3 Elect Michael Fernandez Mgmt For For For 1.4 Elect Roger Freeman Mgmt For For For 1.5 Elect Paul Gabos Mgmt For For For 1.6 Elect Dany Garcia Mgmt For For For 1.7 Elect Pascal Goldschmidt Mgmt For For For 1.8 Elect Manuel Kadre Mgmt For For For 1.9 Elect Roger Medel Mgmt For For For 1.10 Elect Donna Shalala Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 05/12/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jose Maria Alapont Mgmt N/A TNA N/A 1.2 Elect Gary Meyers Mgmt N/A TNA N/A 1.3 Elect David Schechter Mgmt N/A TNA N/A 1.4 Elect Peter Bonfield Mgmt N/A TNA N/A 1.5 Elect Kevin McDonough Mgmt N/A TNA N/A 1.6 Elect Walden Rhines Mgmt N/A TNA N/A 1.7 Elect Gregory Hinckley Mgmt N/A TNA N/A 1.8 Elect Patrick McManus Mgmt N/A TNA N/A 2 Advisory Vote on Executive Mgmt N/A TNA N/A Compensation 3 Frequency of Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 4 Amendment to the 1989 Employee Mgmt N/A TNA N/A Stock Purcahse Plan and Foreign Subsidiary Employee Stock Purcahse Plan 5 Ratification of Auditor Mgmt N/A TNA N/A 6 Opting Out of State Takeover Law Mgmt N/A TNA N/A --------------------------------------------------------------------------------------------------------------- MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bonfield Mgmt For For For 1.2 Elect James Fiebiger Mgmt For For For 1.3 Elect Kevin McDonough Mgmt For For For 1.4 Elect Walden Rhines Mgmt For For For 1.5 Elect Marsha Congdon Mgmt For For For 1.6 Elect Gregory Hinckley Mgmt For For For 1.7 Elect Patrick McManus Mgmt For For For 1.8 Elect Fontaine Richardson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 1989 Employee Mgmt For For For Stock Purchase Plan and Foreign Subsidiary Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For 6 Opting Out of State Takeover Law Mgmt For For For --------------------------------------------------------------------------------------------------------------- MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 07/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bonfield Mgmt For For For 1.2 Elect Marsha Congdon Mgmt For For For 1.3 Elect James Fiebiger Mgmt For For For 1.4 Elect Gregory Hinckley Mgmt For For For 1.5 Elect Kevin McDonough Mgmt For For For 1.6 Elect Patrick McManus Mgmt For For For 1.7 Elect Walden Rhines Mgmt For For For 1.8 Elect Fontaine Richardson Mgmt For For For 2 Increase Authorized Shares Mgmt For Against Against 3 2010 Omnibus Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCY CUSIP 589400100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Joseph Mgmt For For For 1.2 Elect Martha Marcon Mgmt For For For 1.3 Elect Donald Spuehler Mgmt For For For 1.4 Elect Richard Grayson Mgmt For For For 1.5 Elect Donald Newell Mgmt For For For 1.6 Elect Bruce Bunner Mgmt For For For 1.7 Elect Nathan Bessin Mgmt For For For 1.8 Elect Michael Curtius Mgmt For For For 1.9 Elect Gabriel Tirador Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTD CUSIP 592688105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Spoerry Mgmt For For For 2 Elect CHU Wah Hui Mgmt For For For 3 Elect Francis Contino Mgmt For For For 4 Elect Olivier Filliol Mgmt For For For 5 Elect Michael Kelly Mgmt For For For 6 Elect Martin Madaus Mgmt For For For 7 Elect Hans Ulrich Maerki Mgmt For For For 8 Elect George Milne, Jr. Mgmt For For For 9 Elect Thomas Salice Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 POBS Plus Incentive System for Mgmt For For For Group Management 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MICROS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRS CUSIP 594901100 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For For For 1.6 Elect Dwight Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- MINE SAFETY APPLIANCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 602720104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diane Pearse Mgmt For For For 1.2 Elect L. Edward Shaw, Jr. Mgmt For For For 1.3 Elect William M. Lambert Mgmt For For For 2 Amendment to the 2008 Management Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paula Cholmondeley Mgmt For For For 1.2 Elect Duane Dunham Mgmt For For For 1.3 Elect Steven Golub Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Karen Smith Bogart Mgmt For For For 1.2 Elect John Fiedler Mgmt For For For 1.3 Elect Richard Ill Mgmt For For For 1.4 Elect Jeffrey Lorberbaum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM CUSIP 553530106 01/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect David Sandler Mgmt For For For 1.3 Elect Charles Boehlke Mgmt For For For 1.4 Elect Jonathan Byrnes Mgmt For For For 1.5 Elect Roger Fradin Mgmt For For For 1.6 Elect Erik Gershwind Mgmt For For For 1.7 Elect Louise Goeser Mgmt For For For 1.8 Elect Denis Kelly Mgmt For For For 1.9 Elect Philip Peller Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCI CUSIP 55354G100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Patrick Tierney Mgmt For For For 9 Elect Rudolphe Vallee Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Brady Mgmt For Withhold Against 1.2 Elect Rolland Kidder Mgmt For For For 1.3 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATI CUSIP 636518102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Kodosky Mgmt For For For 1.2 Elect Donald Carlton Mgmt For For For 1.3 Elect John Medica Mgmt For For For 2 Amendment to the 1994 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Goodyear Mgmt For For For 2 Elect Stephan James Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NBTY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTY CUSIP 628782104 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NCR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NCR CUSIP 62886E108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Clemmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Re-Approval of the 2006 Stock Mgmt For For For Incentive Plan Performance Goals 6 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan Individual Award Limitations 7 Amendment to the Management Mgmt For Against Against Incentive Plan 8 2011 Economic Profit Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEUSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSR CUSIP 64126X201 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cullen Mgmt For For For 2 Elect Joel Friedman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dominick Ciampa Mgmt For For For 1.2 Elect William Frederick Mgmt For For For 1.3 Elect Max Kupferberg Mgmt For For For 1.4 Elect Spiros Voutsinas Mgmt For For For 1.5 Elect Robert Wann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Management Mgmt For For For Incentive Compensation Plan 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NEW YORK TIMES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NYT CUSIP 650111107 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Cesan Mgmt For For For 1.2 Elect Ellen Marram Mgmt For For For 1.3 Elect Thomas Middelhoff Mgmt For For For 1.4 Elect Doreen Toben Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEWALLIANCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAL CUSIP 650203102 12/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For For For 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Mary Puma Mgmt For For For 1.3 Elect William Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NSTAR TICKER SECURITY ID: MEETING DATE MEETING STATUS NST CUSIP 67019E107 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Mgmt For For For Long-Term Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Andrews Mgmt For For For 2 Elect Robert Butler Mgmt For For For 3 Elect Timothy Donahue Mgmt For For For 4 Elect Alfred Festa Mgmt For For For 5 Elect Manuel Johnson Mgmt For For For 6 Elect William Moran Mgmt For For For 7 Elect David Preiser Mgmt For For For 8 Elect W. Grady Rosier Mgmt For For For 9 Elect Dwight Schar Mgmt For For For 10 Elect John Toups Mgmt For For For 11 Elect Paul Whetsell Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OII CUSIP 675232102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect T. Jay Collins Mgmt For For For 1.2 Elect D. Michael Hughes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OFFICE DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODP CUSIP 676220106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Neil Austrian Mgmt For For For 2 Elect Justin Bateman Mgmt For For For 3 Elect Thomas Colligan Mgmt For For For 4 Elect Marsha Evans Mgmt For For For 5 Elect David Fuente Mgmt For Against Against 6 Elect Brenda Gaines Mgmt For For For 7 Elect Myra Hart Mgmt For For For 8 Elect W. Scott Hedrick Mgmt For For For 9 Elect Kathleen Mason Mgmt For For For 10 Elect James Rubin Mgmt For For For 11 Elect Raymond Svider Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- OGE ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OGE CUSIP 670837103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kirk Humphreys Mgmt For For For 1.2 Elect Linda Petree Lambert Mgmt For For For 1.3 Elect Leroy Richie Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP 680223104 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Hellauer Mgmt For For For 1.2 Elect Arnold Steiner Mgmt For For For 1.3 Elect Fredricka Taubitz Mgmt For For For 1.4 Elect Aldo Zucaro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OLIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OLN CUSIP 680665205 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gray Benoist Mgmt For For For 1.2 Elect Richard Rompala Mgmt For For For 1.3 Elect Joseph Rupp Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSG CUSIP 690368105 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Richard Fogg Mgmt For For For 1.4 Elect John Gerdelman Mgmt For For For 1.5 Elect Lemuel Lewis Mgmt For For For 1.6 Elect G. Gilmer Minor III Mgmt For For For 1.7 Elect Eddie Moore, Jr. Mgmt For For For 1.8 Elect Peter Redding Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Robert Sledd Mgmt For For For 1.11 Elect Craig Smith Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Mark Kowlzan Mgmt For For For 1.5 Elect Samuel Mencoff Mgmt For For For 1.6 Elect Roger Porter Mgmt For For For 1.7 Elect Thomas Souleles Mgmt For For For 1.8 Elect Paul Stecko Mgmt For For For 1.9 Elect James Woodrum Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PACWEST BANCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PACW CUSIP 695263103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Baker Mgmt For For For 1.2 Elect Craig Carlson Mgmt For For For 1.3 Elect Stephen Dunn Mgmt For For For 1.4 Elect John Eggemeyer Mgmt For For For 1.5 Elect Barry Fitzpatrick Mgmt For For For 1.6 Elect George Langley Mgmt For For For 1.7 Elect Susan Lester Mgmt For For For 1.8 Elect Timothy Matz Mgmt For For For 1.9 Elect Arnold Messer Mgmt For For For 1.10 Elect Daniel Platt Mgmt For For For 1.11 Elect John Rose Mgmt For For For 1.12 Elect Robert Stine Mgmt For For For 1.13 Elect Matthew Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Right to Adjourn Meeting Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect C. Richard Harrison Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 3 Approval of Performance Goals Mgmt For For For Under the 2000 Equity Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurie Brlas Mgmt For For For 1.2 Elect Michael Jandernoa Mgmt For For For 1.3 Elect Joseph Papa Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angel Cabrera Mgmt For For For 2 Elect Philip Francis Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Gregory Josefowicz Mgmt For For For 5 Elect Richard Lochridge Mgmt For For For 6 Elect Robert Moran Mgmt For For For 7 Elect Barbara Munder Mgmt For For For 8 Elect Thomas Stemberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2011 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPDI CUSIP 717124101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stuart Bondurant Mgmt For For For 1.2 Elect Vaughn Bryson Mgmt For For For 1.3 Elect Fredric Eshelman Mgmt For For For 1.4 Elect Frederick Frank Mgmt For For For 1.5 Elect Robert Ingram Mgmt For For For 1.6 Elect Terry Magnuson Mgmt For For For 1.7 Elect Ernest Mario Mgmt For For For 1.8 Elect Ralph Snyderman Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PLAINS EXPLORATION & PRODUCTION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXP CUSIP 726505100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flores Mgmt For For For 2 Elect Isaac Arnold, Jr. Mgmt For For For 3 Elect Alan Buckwalter, III Mgmt For For For 4 Elect Jerry Dees Mgmt For For For 5 Elect Tom Delimitros Mgmt For For For 6 Elect Thomas Fry, III Mgmt For For For 7 Elect Charles Groat Mgmt For For For 8 Elect John Lollar Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PLANTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT CUSIP 727493108 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marv Tseu Mgmt For For For 1.2 Elect Ken Kannappan Mgmt For For For 1.3 Elect Brian Dexheimer Mgmt For For For 1.4 Elect Greggory Hammann Mgmt For For For 1.5 Elect John Hart Mgmt For For For 1.6 Elect Marshall Mohr Mgmt For For For 1.7 Elect Roger Wery Mgmt For For For 2 Amendment to the 2003 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Omnibus Mgmt For For For Performance Equity Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Amendment to 2007 Omnibus Mgmt For For For Incentive Plan 3 Amendment to Long Term Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Mgmt For For For Stock Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerome Knoll Mgmt For For For 2 Elect John Moody Mgmt For For For 3 Elect Lawrence Peiros Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PRIDE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDE CUSIP 74153Q102 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRSP CUSIP 743606105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Fagan Mgmt For Withhold Against 1.2 Elect Perry Mueller, Jr. Mgmt For Withhold Against 1.3 Elect James Rollins III Mgmt For Withhold Against 1.4 Elect Harrison Stafford, II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PROTECTIVE LIFE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PL CUSIP 743674103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Burton Mgmt For For For 1.2 Elect Thomas Hamby Mgmt For For For 1.3 Elect John Johns Mgmt For For For 1.4 Elect Vanessa Leonard Mgmt For For For 1.5 Elect Charles McCrary Mgmt For For For 1.6 Elect John McMahon, Jr. Mgmt For For For 1.7 Elect Hans Miller Mgmt For For For 1.8 Elect Malcolm Portera Mgmt For For For 1.9 Elect C. Dowd Ritter Mgmt For For For 1.10 Elect Jesse Spikes Mgmt For For For 1.11 Elect William Terry Mgmt For For For 1.12 Elect W. Michael Warren, Jr. Mgmt For For For 1.13 Elect Vanessa Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 10/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Amendment to the Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Teresa Beck Mgmt For For For 2 Elect R. D. Cash Mgmt For For For 3 Elect Laurence Downes Mgmt For For For 4 Elect Ronald Jibson Mgmt For For For 5 Elect Gary Michael Mgmt For For For 6 Elect Bruce Williamson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- QUICKSILVER RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KWK CUSIP 74837R104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Darden Mgmt For Withhold Against 1.2 Elect W. Byron Dunn Mgmt For Withhold Against 1.3 Elect Mark Warner Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAX CUSIP 750086100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Graham Weston Mgmt For For For 1.2 Elect Palmer Moe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RALCORP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAH CUSIP 751028101 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Akande Mgmt For For For 1.2 Elect Jonathan Baum Mgmt For For For 1.3 Elect Kevin Hunt Mgmt For For For 1.4 Elect David Kemper Mgmt For For For 1.5 Elect David Wenzel Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJF CUSIP 754730109 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For For For 1.3 Elect H. William Habermeyer, Jr. Mgmt For For For 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Gordon Johnson Mgmt For For For 1.7 Elect Paul Reilly Mgmt For For For 1.8 Elect Robert Saltzman Mgmt For For For 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Restricted Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- REGAL BELOIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RBC CUSIP 758750103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Burt Mgmt For For For 2 Elect Thomas Fischer Mgmt For For For 3 Elect Rakesh Sachdev Mgmt For For For 4 Elect Carol Skornicka Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Value Added (SVA) Mgmt For For For Executive Officers Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RGS CUSIP 758932107 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Bjelland Mgmt For For For 1.2 Elect Joseph Conner Mgmt For For For 1.3 Elect Paul Finkelstein Mgmt For For For 1.4 Elect Van Zandt Hawn Mgmt For For For 1.5 Elect Susan Hoyt Mgmt For For For 1.6 Elect David Kunin Mgmt For For For 1.7 Elect Stephen Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles --------------------------------------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RGA CUSIP 759351604 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Danahy Mgmt For For For 1.2 Elect Arnoud Boot Mgmt For For For 1.3 Elect J. Cliff Eason Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the Flexible Stock Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- RENT-A-CENTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RCII CUSIP 76009N100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Speese Mgmt For For For 2 Elect Jeffrey Jackson Mgmt For For For 3 Elect Leonard Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RESMED INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RMD CUSIP 761152107 11/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kiernan Gallahue Mgmt For For For 2 Elect Michael Quinn Mgmt For For For 3 Elect Richard Sulpizio Mgmt For For For 4 Increase in Non-Executive Mgmt For Against Against Directors' Fees 5 Increase of Authorized Common Mgmt For Against Against Stock 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RF MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RFMD CUSIP 749941100 08/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffery Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For Withhold Against 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Kourey Mgmt For For For 2 Elect Mark Lewis Mgmt For For For 3 Elect Steven McCanne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROL CUSIP 775711104 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Randall Rollins Mgmt For For For 1.2 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ROVI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROVI CUSIP 779376102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Andrew Ludwick Mgmt For For For 1.4 Elect James Meyer Mgmt For For For 1.5 Elect James O'Shaughnessy Mgmt For For For 1.6 Elect Ruthann Quindlen Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- RPM INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RPM CUSIP 749685103 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Daberko Mgmt For Withhold Against 1.2 Elect William Papenbrock Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Thomas Sullivan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RUDDICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RDK CUSIP 781258108 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Belk Mgmt For For For 1.2 Elect John Cato Mgmt For For For 1.3 Elect Thomas Dickson Mgmt For For For 1.4 Elect James Hynes Mgmt For For For 1.5 Elect Anna Nelson Mgmt For For For 1.6 Elect Bailey Patrick Mgmt For For For 1.7 Elect Robert Spilman, Jr. Mgmt For For For 1.8 Elect Harold Stowe Mgmt For For For 1.9 Elect Isaiah Tidwell Mgmt For For For 1.10 Elect William Warden, Jr. Mgmt For For For 2 2011 Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carter Mgmt For For For 1.2 Elect Donald Hess Mgmt For For For 1.3 Elect Jerry Levin Mgmt For For For 1.4 Elect Michael Gross Mgmt For Withhold Against 1.5 Elect Nora McAniff Mgmt For For For 1.6 Elect Stephen Sadove Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting --------------------------------------------------------------------------------------------------------------- SCHOLASTIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHL CUSIP 807066105 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Barge Mgmt For For For 1.2 Elect Marianne Caponnetto Mgmt For For For 1.3 Elect John McDonald Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lorne Weil Mgmt For For For 1.2 Elect David Kennedy Mgmt For For For 1.3 Elect Michael Chambrello Mgmt For For For 1.4 Elect Peter Cohen Mgmt For For For 1.5 Elect Gerald Ford Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Option-to-RSU Exchange Mgmt For Against Against Program 4 Amendment to the 2003 Incentive Mgmt For Against Against Compensation Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathryn McCarthy Mgmt For Against Against 2 Elect Sarah Blumenstein Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMTECH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMTC CUSIP 816850101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Antle Mgmt For For For 1.2 Elect W. Dean Baker Mgmt For For For 1.3 Elect James Burra Mgmt For For For 1.4 Elect Bruce Edwards Mgmt For For For 1.5 Elect Rockell Hankin Mgmt For For For 1.6 Elect James Lindstrom Mgmt For For For 1.7 Elect Mohan Maheswaran Mgmt For For For 1.8 Elect John Piotrowski Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXT CUSIP 81725T100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For For For 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCI CUSIP 817565104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Ryan Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Clifton Morris, Jr. Mgmt For For For 1.4 Elect W. Blair Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan Mgmt For For For 4 Amendment to the Director Fee Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SILICON LABORATORIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLAB CUSIP 826919102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Navdeep Sooch Mgmt For For For 1.2 Elect Laurence Walker Mgmt For For For 1.3 Elect William Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWKS CUSIP 83088M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Mgmt For For For Stock Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SM ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SM CUSIP 78454L100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect Stephen Brand Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Julio Quintana Mgmt For For For 7 Elect John Seidl Mgmt For For For 8 Elect William Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SMITHFIELD FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFD CUSIP 832248108 09/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Crawford Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Melvin Wright Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Controlled-Atmosphere Killing 6 Shareholder Proposal Regarding ShrHldr Against Against For Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- SOLERA HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLH CUSIP 83421A104 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tony Aquila Mgmt For For For 1.2 Elect Arthur Kingsbury Mgmt For For For 1.3 Elect Jerrell Shelton Mgmt For For For 1.4 Elect Kenneth Viellieu Mgmt For For For 1.5 Elect Stuart Yarbrough Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SON CUSIP 835495102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Coker Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Lloyd Newton Mgmt For For For 1.4 Elect Marc Oken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Angelo Mgmt For For For 2 Elect Michael Blakenham Mgmt For For For 3 Elect The Duke of Devonshire Mgmt For For For 4 Elect Daniel Meyer Mgmt For For For 5 Elect James Murdoch Mgmt For For For 6 Elect Allen Questrom Mgmt For For For 7 Elect William Ruprecht Mgmt For For For 8 Elect Marsha Simms Mgmt For For For 9 Elect Michael Sovern Mgmt For For For 10 Elect Donald Stewart Mgmt For For For 11 Elect Robert Taubman Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect Dennis Weibling Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SOUTHERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SUG CUSIP 844030106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Lindemann Mgmt For Withhold Against 1.2 Elect Eric Herschmann Mgmt For Withhold Against 1.3 Elect David Brodsky Mgmt For Withhold Against 1.4 Elect Frank Denius Mgmt For Withhold Against 1.5 Elect Kurt Gitter Mgmt For Withhold Against 1.6 Elect Herbert Jacobi Mgmt For Withhold Against 1.7 Elect Thomas McCarter, III Mgmt For Withhold Against 1.8 Elect George Rountree, III Mgmt For Withhold Against 1.9 Elect Alan Scherer Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SRA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRX CUSIP 78464R105 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Barter Mgmt For For For 1.2 Elect Larry Ellis Mgmt For For For 1.3 Elect Miles Gilburne Mgmt For For For 1.4 Elect W. Robert Grafton Mgmt For For For 1.5 Elect William Keevan Mgmt For For For 1.6 Elect Michael Klein Mgmt For For For 1.7 Elect David Langstaff Mgmt For For For 1.8 Elect Stanton Sloane Mgmt For For For 1.9 Elect Ernst Volgenau Mgmt For For For 1.10 Elect Gail Wilensky Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANCORP FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFG CUSIP 852891100 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Buckman Mgmt For For For 2 Elect J. Greg Ness Mgmt For For For 3 Elect Mary Sammons Mgmt For For For 4 Elect Ronald Timpe Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Shareholder Rights Mgmt For Against Against Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPN CUSIP 868157108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bouillion Mgmt For For For 1.2 Elect Enoch Dawkins Mgmt For For For 1.3 Elect David Dunlap Mgmt For For For 1.4 Elect James Funk Mgmt For For For 1.5 Elect Terence Hall Mgmt For For For 1.6 Elect Ernest Howard, III Mgmt For For For 1.7 Elect Justin Sullivan Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Incentive Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SYNIVERSE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVR CUSIP 87163F106 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYNOPSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNPS CUSIP 871607107 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Alfred Castino Mgmt For For For 1.3 Elect Chi-Foon Chan Mgmt For For For 1.4 Elect Bruce Chizen Mgmt For For For 1.5 Elect Deborah Coleman Mgmt For For For 1.6 Elect John Schwarz Mgmt For For For 1.7 Elect Roy Vallee Mgmt For For For 1.8 Elect Steven Walske Mgmt For For For 2 Amendment to the 2006 Employee Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNV CUSIP 87161C105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Catherine Allen Mgmt For For For 2 Elect Richard Anthony Mgmt For For For 3 Elect James Blanchard Mgmt For For For 4 Elect Richard Bradley Mgmt For For For 5 Elect Frank Brumley Mgmt For For For 6 Elect Elizabeth Camp Mgmt For For For 7 Elect T. Michael Goodrich Mgmt For For For 8 Elect V. Nathaniel Hansford Mgmt For For For 9 Elect Mason Lampton Mgmt For For For 10 Elect H. Lynn Page Mgmt For For For 11 Elect Joseph Prochaska, Jr. Mgmt For For For 12 Elect J. Neal Purcell Mgmt For For For 13 Elect Kessel Stelling, Jr. Mgmt For For For 14 Elect Melvin Stith Mgmt For For For 15 Elect Philip Tomlinson Mgmt For For For 16 Elect James Yancey Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of 2010 Tax Benefits Mgmt For For For Preservation Plan 19 2011 Employee Stock Purchase Plan Mgmt For For For 20 2011 Director Stock Purchase Plan Mgmt For For For 21 Ratification of Auditor Mgmt For For For 22 Are you the beneficial owner, in Mgmt N/A Against N/A all capacities, of more than 1,139,063 shares of Synovus common stock? If you answered No to question 7A, do not answer question 7B or 7C your shares represented by the proxy are entitled to ten votes per share 23 If your answer to question 7A was Mgmt N/A Against N/A Yes, have you acquired more than 1,139,063 shares of Synovus common stock since February 17, 2007 (including shares received as a stock dividend)? If you answered No, to question 7B, do not answer question 7C. Shares represented by the proxy are entitled to ten votes per share --------------------------------------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Taubman Mgmt For For For 1.2 Elect Lisa Payne Mgmt For For For 1.3 Elect William Parfet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For For For 1.4 Elect Theodore Bigos Mgmt For For For 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Luella Goldberg Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect George Johnson Mgmt For For For 1.10 Elect Vance Opperman Mgmt For For For 1.11 Elect Gregory Pulles Mgmt For For For 1.12 Elect Gerald Schwalbach Mgmt For For For 1.13 Elect Ralph Strangis Mgmt For For For 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Employees Stock Mgmt For For For Purchase Plan - Supplemental Plan 3 Amendment to the Mgmt For For For Performance-Based Compensation Policy for Covered Employees 4 Amendment to the Financial Mgmt For For For Incentive Stock Program 5 Elimination of Supermajority Mgmt For For For Requirement 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Dutkowsky Mgmt For For For 2 Elect Jeffery Howells Mgmt For For For 3 Elect Savio Tung Mgmt For For For 4 Elect David Upton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TECHNE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECH CUSIP 878377100 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Oland Mgmt For For For 1.2 Elect Roger Lucas Mgmt For For For 1.3 Elect Howard O'Connell Mgmt For For For 1.4 Elect Randolph Steer Mgmt For For For 1.5 Elect Robert Baumgartner Mgmt For For For 1.6 Elect Charles Dinarello Mgmt For For For 1.7 Elect Karen Holbrook Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 1.9 Elect Roland Nusse Mgmt For For For 2 Authorization of Board to Set Mgmt For For For Board Size 3 2010 Equity Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- TELEFLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TFX CUSIP 879369106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Babich, Jr. Mgmt For For For 1.2 Elect William Cook Mgmt For For For 1.3 Elect Stephen Klasko Mgmt For For For 1.4 Elect Benson Smith Mgmt For For For 2 2011 Executive Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization --------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect G. Chris Andersen Mgmt For For For 1.3 Elect Paula Cholmondeley Mgmt For For For 1.4 Elect Don DeFosset Mgmt For For For 1.5 Elect Thomas Hansen Mgmt For For For 1.6 Elect David Sachs Mgmt For For For 1.7 Elect Oren Shaffer Mgmt For For For 1.8 Elect David Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Omnibus Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE BRINK'S COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BCO CUSIP 109696104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change in Board Size Mgmt For For For 2.1 Elect Marc Breslawsky Mgmt For For For 2.2 Elect Michael Dan Mgmt For For For 3 Amendment to the Key Employees Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE DRESS BARN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DBRN CUSIP 261570105 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reorganization Mgmt For For For 2.1 Elect Elliot Jaffe Mgmt For For For 2.2 Elect Michael Rayden Mgmt For For For 3 Amendment to the 2001 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Abbey Mgmt For For For 2 Elect Dana Anderson Mgmt For For For 3 Elect Arthur Coppola Mgmt For For For 4 Elect Edward Coppola Mgmt For For For 5 Elect James Cownie Mgmt For For For 6 Elect Fred Hubbell Mgmt For For For 7 Elect Diana Laing Mgmt For For For 8 Elect Stanley Moore Mgmt For For For 9 Elect Mason Ross Mgmt For For For 10 Elect William Sexton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE RYLAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leslie Frecon Mgmt For For For 1.2 Elect Roland Hernandez Mgmt For For For 1.3 Elect William Jews Mgmt For For For 1.4 Elect Ned Mansour Mgmt For For For 1.5 Elect Robert Mellor Mgmt For For For 1.6 Elect Norman Metcalfe Mgmt For For For 1.7 Elect Larry Nicholson Mgmt For For For 1.8 Elect Charlotte St. Martin Mgmt For For For 1.9 Elect Robert Van Schoonenberg Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Equity and Incentive Plan Mgmt For Against Against 5 2011 Non-employee Director Stock Mgmt For For For Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SMG CUSIP 810186106 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Hagedorn Mgmt For For For 1.2 Elect W.G. Jurgensen Mgmt For For For 1.3 Elect Nancy Mistretta Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballbach Mgmt For Withhold Against 1.2 Elect Phillip Cox Mgmt For Withhold Against 1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- THE VALSPAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VAL CUSIP 920355104 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Friendly Mgmt For For For 1.2 Elect Janel Haugarth Mgmt For For For 1.3 Elect William Mansfield Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THOMAS & BETTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TNB CUSIP 884315102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Ducker Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Ronald Kalich, Sr. Mgmt For For For 1.5 Elect Kenneth Masterson Mgmt For For For 1.6 Elect Dominic Pileggi Mgmt For For For 1.7 Elect Jean-Paul Richard Mgmt For For For 1.8 Elect Rufus Rivers Mgmt For For For 1.9 Elect Kevin Roberg Mgmt For For For 1.10 Elect David Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THOR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THO CUSIP 885160101 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Orthwein Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Dimick Mgmt For For For 1.2 Elect Gerhard Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven Collis Mgmt For For For 1.5 Elect Elisha Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul LaViolette Mgmt For For For 1.8 Elect Daniel Mulvena Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect Morris Foster Mgmt For For For 1.5 Elect J. Wayne Leonard Mgmt For For For 1.6 Elect Jon Madonna Mgmt For For For 1.7 Elect Joseph Netherland Mgmt For For For 1.8 Elect Richard Pattarozzi Mgmt For Withhold Against 1.9 Elect Nicholas Sutton Mgmt For For For 1.10 Elect Cindy Taylor Mgmt For For For 1.11 Elect Dean Taylor Mgmt For For For 1.12 Elect Jack Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TIMBERLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TBL CUSIP 887100105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sidney Swartz Mgmt For For For 1.2 Elect Jeffrey Swartz Mgmt For For For 1.3 Elect Catherine Buggeln Mgmt For For For 1.4 Elect Andre Hawaux Mgmt For For For 1.5 Elect Kenneth Lombard Mgmt For For For 1.6 Elect Edward Moneypenny Mgmt For For For 1.7 Elect Peter Moore Mgmt For For For 1.8 Elect Bill Shore Mgmt For For For 1.9 Elect Terdema Ussery II Mgmt For For For 1.10 Elect Carden Welsh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TOOTSIE ROLL INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TR CUSIP 890516107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Melvin Gordon Mgmt For Withhold Against 1.2 Elect Ellen Gordon Mgmt For Withhold Against 1.3 Elect Lana Lewis-Brent Mgmt For Withhold Against 1.4 Elect Barre Seibert Mgmt For Withhold Against 1.5 Elect Richard Bergeman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TOWERS WATSON & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TW CUSIP 891894107 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to the Certificate of Mgmt For For For Incorporation to Eliminate Share Conversion Restrictions --------------------------------------------------------------------------------------------------------------- TOWERS WATSON & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TW CUSIP 891894107 11/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gabarro Mgmt For For For 2 Elect Victor Ganzi Mgmt For For For 3 Elect John Haley Mgmt For For For 4 Elect Mark Mactas Mgmt For For For 5 Elect Mark Maselli Mgmt For For For 6 Elect Gail McKee Mgmt For For For 7 Elect Brendan O'Neill Mgmt For For For 8 Elect Linda Rabbitt Mgmt For For For 9 Elect Gilbert Ray Mgmt For For For 10 Elect Paul Thomas Mgmt For For For 11 Elect Wilhelm Zeller Mgmt For For For 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Peter Bewley Mgmt For For For 1.5 Elect Jack Bingleman Mgmt For For For 1.6 Elect Richard Frost Mgmt For For For 1.7 Elect Cynthia Jamison Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bradley Mgmt For For For 1.2 Elect Ian Chippendale Mgmt For For For 1.3 Elect John Foos Mgmt For For For 1.4 Elect John McCarthy Mgmt For For For 1.5 Elect Robert Orlich Mgmt For For For 1.6 Elect Richard Press Mgmt For For For 1.7 Elect Thomas Tizzio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TRIMBLE NAVIGATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMB CUSIP 896239100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Berglund Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect William Hart Mgmt For For For 1.4 Elect Merit Janow Mgmt For For For 1.5 Elect Ulf Johansson Mgmt For For For 1.6 Elect Bradford Parkinson Mgmt For For For 1.7 Elect Mark Peek Mgmt For For For 1.8 Elect Nickolas Vande Steeg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRN CUSIP 896522109 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Adams Mgmt For For For 1.2 Elect Rhys Best Mgmt For For For 1.3 Elect David Biegler Mgmt For Withhold Against 1.4 Elect Leldon Echols Mgmt For For For 1.5 Elect Ronald Gafford Mgmt For For For 1.6 Elect Ron Haddock Mgmt For For For 1.7 Elect Adrian Lajous Mgmt For For For 1.8 Elect Charles Matthews Mgmt For For For 1.9 Elect Diana Natalicio Mgmt For For For 1.10 Elect Douglas Rock Mgmt For For For 1.11 Elect Timothy Wallace Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TRUSTMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMK CUSIP 898402102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect William Deviney, Jr. Mgmt For For For 1.3 Elect Daniel Grafton Mgmt For For For 1.4 Elect Gerard Host Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect John McCullouch Mgmt For For For 1.7 Elect Richard Puckett Mgmt For For For 1.8 Elect R. Michael Summerford Mgmt For For For 1.9 Elect LeRoy Walker, Jr. Mgmt For For For 1.10 Elect William Yates III Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Catherine Bertini Mgmt For For For 2 Elect Rita Bornstein Mgmt For For For 3 Elect Kriss Cloninger III Mgmt For For For 4 Elect E. V. Goings Mgmt For For For 5 Elect Clifford Grum Mgmt For For For 6 Elect Joe Lee Mgmt For For For 7 Elect Bob Marbut Mgmt For For For 8 Elect Angel Martinez Mgmt For For For 9 Elect Antonio Monteiro de Castro Mgmt For For For 10 Elect Robert Murray Mgmt For For For 11 Elect David Parker Mgmt For For For 12 Elect Joyce Roche Mgmt For For For 13 Elect J. Patrick Spainhour Mgmt For For For 14 Elect M. Anne Szostak Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNDER ARMOUR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UA CUSIP 904311107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Plank Mgmt For For For 1.2 Elect Byron Adams, Jr. Mgmt For For For 1.3 Elect Douglas Coltharp Mgmt For For For 1.4 Elect Anthony Deering Mgmt For For For 1.5 Elect Alvin Krongard Mgmt For For For 1.6 Elect William McDermott Mgmt For Withhold Against 1.7 Elect Harvey Sanders Mgmt For For For 1.8 Elect Thomas Sippel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNIT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNT CUSIP 909218109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Michael Adcock Mgmt For For For 1.2 Elect Steven Hildebrand Mgmt For For For 1.3 Elect Larry Payne Mgmt For For For 1.4 Elect G. Bailey Peyton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED RENTALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URI CUSIP 911363109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jenne Britell Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Howard Clark, Jr. Mgmt For For For 4 Elect Bobby Griffin Mgmt For For For 5 Elect Michael Kneeland Mgmt For For For 6 Elect Singleton McAllister Mgmt For For For 7 Elect Brian McAuley Mgmt For For For 8 Elect John McKinney Mgmt For For For 9 Elect Jason Papastavrou Mgmt For For For 10 Elect Filippo Passerini Mgmt For For For 11 Elect Keith Wimbush Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITRIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTR CUSIP 913275103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Annable Mgmt For For For 2 Elect Douglas Geoga Mgmt For For For 3 Elect Reuben Hedlund Mgmt For For For 4 Elect Julie Howard Mgmt For For For 5 Elect Wayne Kauth Mgmt For For For 6 Elect Fayez Sarofim Mgmt For For For 7 Elect Donald Southwell Mgmt For For For 8 Elect David Storch Mgmt For For For 9 Elect Richard Vie Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2011 Omnibus Equity Plan Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UNIVERSAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UVV CUSIP 913456109 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chester Crocker Mgmt For For For 1.2 Elect Charles Foster, Jr. Mgmt For For For 1.3 Elect Thomas Johnson Mgmt For Withhold Against 1.4 Elect Jeremiah Sheehan Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UHS CUSIP 913903100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Gibbs Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2005 Stock Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- URS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS URS CUSIP 903236107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mickey Foret Mgmt For For For 2 Elect William Frist Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect Donald Knauss Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Sabrina Simmons Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect William Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- UTI WORLDWIDE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTIW CUSIP G87210103 06/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Kirchner Mgmt For For For 1.2 Elect Leon Level Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911X104 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS VLY CUSIP 919794107 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Abramson Mgmt For For For 1.2 Elect Pamela Bronander Mgmt For For For 1.3 Elect Eric Edelstein Mgmt For For For 1.4 Elect Mary Guilfoile Mgmt For For For 1.5 Elect Graham Jones Mgmt For For For 1.6 Elect Walter Jones, III Mgmt For For For 1.7 Elect Gerald Korde Mgmt For For For 1.8 Elect Michael LaRusso Mgmt For For For 1.9 Elect Marc Lenner Mgmt For For For 1.10 Elect Gerald Lipkin Mgmt For For For 1.11 Elect Robinson Markel Mgmt For For For 1.12 Elect Richard Miller Mgmt For For For 1.13 Elect Barnett Rukin Mgmt For For For 1.14 Elect Suresh Sani Mgmt For For For 1.15 Elect Robert Soldoveri Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMI CUSIP 920253101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Walter Scott, Jr. Mgmt For For For 1.3 Elect Clark Randt, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VCA ANTECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOOF CUSIP 918194101 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chickering, Jr. Mgmt For For For 1.2 Elect John Heil Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 4 Amendment to the 2007 Cash Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Jones Mgmt For For For 1.8 Elect William Mays Mgmt For For For 1.9 Elect J. Timothy McGinley Mgmt For For For 1.10 Elect R. Daniel Sadlier Mgmt For For For 1.11 Elect Michael Smith Mgmt For For For 1.12 Elect Jean Wojtowicz Mgmt For For For 2 Amendment to the Vectren Mgmt For For For Corporation At Risk Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eli Hurvitz Mgmt For Withhold Against 1.2 Elect Abraham Ludomirski Mgmt For For For 1.3 Elect Wayne Rogers Mgmt For For For 1.4 Elect Ronald Ruzic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anna Johnson Mgmt For For For 1.2 Elect Charles Richmond Mgmt For For For 2 2011 Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Davis Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBS CUSIP 947890109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Crawford Mgmt For For For 1.2 Elect C. Michael Jacobi Mgmt For For For 1.3 Elect Karen Osar Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WELLCARE HEALTH PLANS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCG CUSIP 94946T106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For For For 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For For For 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- WENDY'S/ARBY'S GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WEN CUSIP 950587105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nelson Peltz Mgmt For Withhold Against 1.2 Elect Peter May Mgmt For For For 1.3 Elect Clive Chajet Mgmt For For For 1.4 Elect Edward Garden Mgmt For For For 1.5 Elect V. Janet Hill Mgmt For For For 1.6 Elect Joseph Levato Mgmt For For For 1.7 Elect J. Randolph Lewis Mgmt For For For 1.8 Elect Peter Rothschild Mgmt For For For 1.9 Elect David Schwab II Mgmt For For For 1.10 Elect Roland Smith Mgmt For For For 1.11 Elect Raymond Troubh Mgmt For For For 1.12 Elect Jack Wasserman Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mollie Carter Mgmt For For For 1.2 Elect Jerry Farley Mgmt For For For 1.3 Elect Arthur Krause Mgmt For For For 1.4 Elect William Moore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 1996 Long Term Mgmt For Against Against Incentive and Share Award Plan 5 Increase of Authorized Common Mgmt For For For Stock 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAB CUSIP 929740108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Emilio Fernandez Mgmt For For For 1.2 Elect Lee Foster II Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WGL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGL CUSIP 92924F106 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect Debra Lee Mgmt For Withhold Against 1.7 Elect Terry McCallister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California Mgmt For For For to Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Petrovich Mgmt For Withhold Against 1.2 Elect Larry Rittenberg Mgmt For Withhold Against 1.3 Elect Michael Yonker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOR CUSIP 981811102 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kerrii Anderson Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 1.3 Elect Mary Schiavo Mgmt For For For 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZBRA CUSIP 989207105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anders Gustafsson Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Long-Term Incentive Plan Mgmt For For For 5 2011 Short-Term Incentive Plan Mgmt For For For 6 2011 Employee Stock Purchase Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Worldwide Allocation Portfolio --------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of Subsea 7 Mgmt For For For Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. 2 Elect Board of Combined Entity Mgmt For For For (Bundled) --------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 2.2 Transfer Total Dividend Amount Mgmt For For For from Capital Contribution Reserves to Free Reserves and Distribute Dividend of CHF 1.10 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Alexander Gut as Director Mgmt For For For 4.4 Reelect Andreas Jacobs as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Mgmt For For For Director 4.8 Elect Didier Lamouche as Director Mgmt For For For 5 Ratify Ernst & Young SA as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- AEGIS GROUP PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0105D108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the annual report and Mgmt For For For accounts for the year ended 31 December 2010 2 To authorise a final dividend of Mgmt For For For 1.725p per ordinary share 3 To elect Harold Mitchell as a Mgmt For For For Director 4 To re-elect Robert Philpott as a Mgmt For For For Director 5 To re-elect Lorraine Trainer as a Mgmt For For For Director 6 To re-appoint Deloitte LLP as Mgmt For For For Auditors 7 To authorise the Directors to fix Mgmt For For For the remuneration of the Auditors 8 To approve the remuneration report Mgmt For For For 9 To increase the maximum fee Mgmt For Against Against payable to Directors 10 To authorise the Directors to Mgmt For Against Against allot relevant securities 11 To authorise the Company to call Mgmt For For For general meetings on 14 clear days' notice --------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hayashi, Naoki Mgmt For For For 1.2 Elect Director Okada, Motoya Mgmt For For For 1.3 Elect Director Mori, Yoshiki Mgmt For For For 1.4 Elect Director Toyoshima, Masaaki Mgmt For For For 1.5 Elect Director Kurashige, Hideki Mgmt For For For 1.6 Elect Director Ikuta, Masaharu Mgmt For For For 1.7 Elect Director Sueyoshi, Takejiro Mgmt For Against Against 1.8 Elect Director Tadaki, Keiichi Mgmt For For For 1.9 Elect Director Sato, Ken Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU CUSIP 008916108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph S. Cunningham, Mgmt For For For Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors 1.1 Elect Director Ralph S. Cunningham Mgmt For For For 1.2 Elect Director Russell K. Girling Mgmt For For For 1.3 Elect Director Susan A. Henry Mgmt For For For 1.4 Elect Director Russell J. Horner Mgmt For For For 1.5 Elect Director David J. Lesar Mgmt For For For 1.6 Elect Director John E. Lowe Mgmt For For For 1.7 Elect Director A. Anne McLellan Mgmt For For For 1.8 Elect Director Derek G. Pannell Mgmt For For For 1.9 Elect Director Frank W. Proto Mgmt For For For 1.10 Elect Director Michael M. Wilson Mgmt For For For 1.11 Elect Director Victor J. Zaleschuk Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AIA GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1299 ISIN HK0000069689 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Reelect Edmund Sze Wing Tse as Mgmt For For For Non-Executive Director 3 Reelect Mark Edward Tucker as Mgmt For For For Executive Director 4 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 5.4 Approve Allotment and Issue of Mgmt For For For Additional Shares Under the Restricted Share Unit Scheme --------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 25 2.1 Elect Director Toyoda, Kanshiro Mgmt For For For 2.2 Elect Director Fujimori, Fumio Mgmt For For For 2.3 Elect Director Nakamura, Shunichi Mgmt For For For 2.4 Elect Director Arai, Masuji Mgmt For For For 2.5 Elect Director Nagura, Toshikazu Mgmt For For For 2.6 Elect Director Fujie, Naofumi Mgmt For For For 2.7 Elect Director Morita, Takashi Mgmt For For For 2.8 Elect Director Shimanuki, Shizuo Mgmt For For For 2.9 Elect Director Mitsuya, Makoto Mgmt For For For 2.10 Elect Director Mizushima, Mgmt For For For Toshiyuki 2.11 Elect Director Enomoto, Takashi Mgmt For For For 2.12 Elect Director Usami, Kazumi Mgmt For For For 2.13 Elect Director Miyamoto, Yutaka Mgmt For For For 2.14 Elect Director Ishikawa, Toshiyuki Mgmt For For For 2.15 Elect Director Kawata, Takeshi Mgmt For For For 2.16 Elect Director Ishikawa, Tsutomu Mgmt For For For 2.17 Elect Director Kobuki, Shinzo Mgmt For For For 2.18 Elect Director Yagi, Shinsuke Mgmt For For For 3 Appoint Statutory Auditor Gonda, Mgmt For For For Toshihiro 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AIXTRON SE TICKER SECURITY ID: MEETING DATE MEETING STATUS AIXA CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5.1 Elect Wolfgang Blaettchen to the Mgmt For For For Supervisory Board 5.2 Elect Petra Denk to the Mgmt For For For Supervisory Board 5.3 Elect Holger Juergensen to the Mgmt For For For Supervisory Board 5.4 Elect Karl-Hermann Kuklies to the Mgmt For For For Supervisory Board 5.5 Elect Ruediger von Rosen to the Mgmt For For For Supervisory Board 5.6 Elect Kim Schindelhauer to the Mgmt For For For Supervisory Board 6 Approve Remuneration of First Mgmt For For For Supervisory Board of Aixtron SE 7 Amend Articles Re: Remuneration Mgmt For For For of Supervisory Board 8 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2011 9 Approve Creation of EUR 40.5 Mgmt For For For Million Pool of Capital with Partial Exclusion of Preemptive Rights 10.1 Amend Articles Re: Supervisory Mgmt For For For Board Terms 10.2 Amend Articles Re: Deletion of Mgmt For For For Obsolete Passages --------------------------------------------------------------------------------------------------------------- AIXTRON SE, AACHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT VOTING N/A N/A N/A N/A INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE EMAIL GERMANMARKET.QUERIES@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING FORMS, PLEASE 3 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 04.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4) a 5 Resolution on the appropriation Mgmt For For For of the distributable profit of EUR 124,910,037.47 as follows: Payment of a dividend of EUR 0.60 per no-par share EUR 64,202,117.87 shall be carried forward Ex-dividend and payable date: May 20, 2011 6 Ratification of the acts of the Mgmt For For For Board of MDs 7 Ratification of the acts of the Mgmt For For For Supervisory Board 8 Elections to the Supervisory Mgmt For For For Board: Wolfgang Blaettchen 9 Elections to the Supervisory Mgmt For For For Board: Petra Denk 10 Elections to the Supervisory Mgmt For For For Board: Holger Juergensen 11 Elections to the Supervisory Mgmt For For For Board: Karl-Hermann Kuklies 12 Elections to the Supervisory Mgmt For For For Board: Ruediger von Rosen 13 Elections to the Supervisory Mgmt For For For Board: Kim Schindelhauer 14 Resolution on the remuneration Mgmt For For For for the first Supervisory Board The members of the first Supervisory Board shall receive a remuneration of EUR 18,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the 15 Resolution on the adjustment of Mgmt For For For the remuneration for the new elected Supervisory Board, and the corresponding amendments to the articles of association Section 17(3) shall be amended in respect of the members of the Supervisory Board receiving an annual r 16 Appointment of auditors for the Mgmt For For For 2011 financial year: Deloitte Touche GmbH, Dusseldorf 17 Resolution on the creation of new Mgmt For Against Against authorized capital and the corresponding amendment to the articles of association a) The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,471,946 t 18 Amendment of paragraph 11 and 17 Mgmt For Against Against of the statute of Aixtron se: repeal and amendment of 11 paragraph 2 of the statute 19 Amendment of paragraph 11 and 17 Mgmt For Against Against of the statute of Aixtron se: repeal of paragraph 11 paragraph 3 and.17 paragraph 6 of the statute --------------------------------------------------------------------------------------------------------------- AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS AKBNK ISIN TRAAKBNK91N6 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Mgmt For For For Meeting and Provide Authorization to Sign Minutes 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Approve Profit and Loss Report; Mgmt For For For Approve Discharge of Board and Auditors 4 Approve Dividend Distribution Mgmt For For For 5 Authorize Issuance of Bonds Mgmt For For For and/or Commercial Papers 6 Receive Information on Charitable Mgmt N/A N/A N/A Donations 7 Grant Permission for Board Mgmt For For For Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose --------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CINS J01176114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 10 2.1 Elect Director Yasuoka, Yozo Mgmt For For For 2.2 Elect Director Fujii, Yasuhiro Mgmt For For For 2.3 Elect Director Shimaoka, Motohiro Mgmt For For For 2.4 Elect Director Ozawa, Kazuhito Mgmt For For For 2.5 Elect Director Edagawa, Hitoshi Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For Kogashira, Hideharu 4 Appoint Alternate Statutory Mgmt For For For Auditor Tokiwa, Hikokichi 5 Approve Retirement Bonus Payment Mgmt For Against Against for Director --------------------------------------------------------------------------------------------------------------- ALTEN, BOULOGNE-BILLANCOURT TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F02626103 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A N/A N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011/0518/20 1105181102529.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2011/0603/20 1106031103237. 4 Approval of annual corporate Mgmt For For For financial statements for the financial year ended December 31, 2010. Discharge of duties to the Board members 5 Allocation of income Mgmt For For For 6 Approval of consolidated Mgmt For For For financial statements 7 Presentation of the special Mgmt For For For report of the Statutory Auditors on the regulated Agreements and Commitments and approval of the new Agreements 8 Appointment of Mrs. Emily Luna as Mgmt For For For Board member 9 Appointment of Mr. Bruno Benoliel Mgmt For For For as Board member 10 Authorization to be granted to Mgmt For For For the Board of Directors in order for the Company to repurchase its own shares pursuant to Article L.225-209 of the Commercial Code 11 Authorization to be granted to Mgmt For For For the Board of Directors to cancel shares repurchased pursuant to Article L.225-209 of the Commercial Code 12 Delegation of authority to be Mgmt For For For granted to the Board of Directors to increase capital by incorporation of reserves, profits and/or premiums 13 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, while maintaining preferential subscription rights 14 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, with cancellation of preferential subscription rights by public offe 15 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, with cancellation of preferential subscription rights through privat 16 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to establish the terms to set the subscription price in case of cancellation of preferential subscription rights within the annual limit of 10% of capital 17 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to increase the amount of issuances in case of surplus demands 18 Delegation to be granted to the Mgmt For Against Against Board of Directors to increase capital within the limit of 10%, in consideration for in-kind contributions of equity securities and securities providing access to capital 19 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to increase capital by issuing shares reserved for members of a company savings plan pursuant to Articles L.3332-18 et seq. of the Code of Labor 20 Delegation to be granted to the Mgmt For Against Against Board of Directors to issue new share subscription warrants (Bsa), existing and/or new share subscription and/or purchase warrants (Bsaane) and/or redeemable share subscription and/or purchase warrants (Bsaar) reserved for 21 Powers to accomplish all legal Mgmt For For For formalities 22 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Remuneration Policy Mgmt For For For 5 Elect Neil Carson as Director Mgmt For For For 6 Elect Colin Day as Director Mgmt For For For 7 Re-elect Samir Brikho as Director Mgmt For For For 8 Re-elect Tim Faithfull as Director Mgmt For For For 9 Re-elect Ian McHoul as Director Mgmt For For For 10 Re-elect Neil Bruce as Director Mgmt For For For 11 Re-elect Simon Thompson as Mgmt For For For Director 12 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 13 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 14 Amend Performance Share Plan 2002 Mgmt For For For 15 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 16 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 17 Authorise Market Purchase Mgmt For For For 18 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- ANDRITZ AG, GRAZ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP A11123105 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE MEETING HAS N/A N/A N/A N/A BEEN SET UP USING THE RECORD DATE 18 MAR 2011 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DATE FOR THIS MEETING IS 19 MAR 2011. THANK YOU 2 Presentation of the audited Mgmt For For For financial statements including status report and corporate governance report as of December 31, 2010, as well as the consolidated financial statements including consolidated status report as of December 31, 2010, and the superv 3 Resolution on distribution of the Mgmt For For For net earnings shown in the financial statements as of December 31, 2010 4 Resolution on discharge of the Mgmt For For For executive board members for the 2010 business year 5 Resolution on discharge of the Mgmt For For For supervisory board members for the 2010 business year 6 Resolution on the remuneration Mgmt For For For for the supervisory board members for the 2010 business year 7 Appointment of the auditor for Mgmt For For For the financial statements and consolidated financial statements for the 2011 business year 8 Appointment of one person to the Mgmt For For For supervisory board 9 Resolution on authorization of Mgmt For For For the executive board: To buy back and possibly cancel own shares to the maximum extent permitted by law for a period of thirty months from April 1, 2011 pursuant to sec. 65 para. 1 sub-para. 8 AKTG (Austrian Stock Corporation 10 Resolution on authorization of Mgmt For For For the executive board: To decide, for a period of five years as from the date of adopting the resolution and with approval from the supervisory board, on alienating own shares in a way other than by sale via the stock exchange 11 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO CHANGE IN MEETING TIME FROM 12.00 TO 10.30. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Elect Phuthuma Nhleko as Director Mgmt For For For 4 Re-elect Cynthia Carroll as Mgmt For For For Director 5 Re-elect David Challen as Director Mgmt For For For 6 Re-elect Sir CK Chow as Director Mgmt For For For 7 Re-elect Sir Philip Hampton as Mgmt For For For Director 8 Re-elect Rene Medori as Director Mgmt For For For 9 Re-elect Ray O'Rourke as Director Mgmt For For For 10 Re-elect Sir John Parker as Mgmt For For For Director 11 Re-elect Mamphela Ramphele as Mgmt For For For Director 12 Re-elect Jack Thompson as Director Mgmt For For For 13 Re-elect Peter Woicke as Director Mgmt For For For 14 Reappoint Deloitte LLP as Auditors Mgmt For For For 15 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 16 Approve Remuneration Report Mgmt For For For 17 Approve Long-Term Incentive Plan Mgmt For For For 18 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 19 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- ANRITSU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6754 CINS J01554104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 5 2.1 Elect Director Tanaka, Kenji Mgmt For For For 2.2 Elect Director Shirono, Junkichi Mgmt For For For 2.3 Elect Director Taniai, Toshisumi Mgmt For For For 2.4 Elect Director Aoi, Michikazu Mgmt For For For 2.5 Elect Director Seki, Takaya Mgmt For For For 3.1 Appoint Statutory Auditor Mgmt For For For Yamaguchi, Shigehisa 3.2 Appoint Statutory Auditor Tanaka, Mgmt For For For Nobuyoshi 3.3 Appoint Statutory Auditor Kamiya, Mgmt For For For Kunihiro 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Stock Option Plan for Mgmt For For For Directors 6 Approve Stock Option Plan for Mgmt For For For Employees --------------------------------------------------------------------------------------------------------------- APRIL GROUP, LYON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F0346N106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A N/A N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2011/0316/20 1103161100679.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2011/0401/20 1104011100959.pd 4 Approval of the annual financial Mgmt For For For statements for the financial year ended December 31, 2010 5 Approval of the consolidated Mgmt For For For financial statements for the financial year ended December 31, 2010 6 Allocation of income for the Mgmt For For For financial year and setting the dividend 7 Special report of the Statutory Mgmt For Against Against Auditors on the regulated Agreements and Undertakings and approval of these Agreements 8 Special report of the Statutory Mgmt For Against Against Auditors on the regulated Agreements and Undertakings and approval of an Undertaking in favour of Mr. Patrick Petitjean 9 Renewal of Mr. Bruno Rousset's Mgmt For For For term as Board member 10 Renewal of Mr. Andre Arrago's Mgmt For For For term as Board member 11 Renewal of Mr. Jean-Claude Mgmt For For For Augros' term as Board member 12 Renewal of Mr. Bernard Mgmt For For For Belletante's term as Board member 13 Renewal of Mr. Philippe Marcel's Mgmt For For For term as Board member 14 Renewal of Mr. Guy Rigaud's term Mgmt For For For as Board member 15 Renewal of Mr. Jean-Pierre Mgmt For For For Rousset's term as Board member 16 Appointment of Mr. Bruno Bonnell Mgmt For For For as Board member 17 Appointment of Mr. Jacques Tassi Mgmt For For For as Board member 18 Setting the amount of attendance Mgmt For Against Against allowances allocated to the Board members 19 Authorization to be granted to Mgmt For For For the Board of Directors to allow the Company to repurchase its own shares pursuant to Article L.225-209 of the Commercial Code 20 Ratification of transfer of the Mgmt For For For registered office 21 Delegation of authority to be Mgmt For Against Against granted to the Board of Directors to increase capital by issuing shares reserved for members of a company savings plan pursuant to Articles L.3332-18 et seq. of the Code of Labor 22 Authorization to be granted to Mgmt For Against Against the Board of Directors to grant options to subscribe for and/or purchase shares to employees (and/or some corporate officers) 23 Authorization to be granted to Mgmt For Against Against the Board of Directors to allocate free shares to employees (and/or some corporate officers) 24 Change in the name of the Company Mgmt For Against Against and consequential amendment of the Statutes 25 Update of the Statutes Mgmt For Against Against 26 Amendment of Article 24 of the Mgmt For Against Against Statutes 27 Powers for the formalities Mgmt For For For 28 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CINS G0483X122 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Elect Larry Hirst as Director Mgmt For For For 5 Elect Janice Roberts as Director Mgmt For For For 6 Elect Andy Green as Director Mgmt For For For 7 Re-elect Doug Dunn as Director Mgmt For For For 8 Re-elect Warren East as Director Mgmt For For For 9 Re-elect Tudor Brown as Director Mgmt For For For 10 Re-elect Mike Inglis as Director Mgmt For For For 11 Re-elect Mike Muller as Director Mgmt For For For 12 Re-elect Kathleen O'Donovan as Mgmt For For For Director 13 Re-elect Philip Rowley as Director Mgmt For For For 14 Re-elect Tim Score as Director Mgmt For For For 15 Re-elect Simon Segars as Director Mgmt For For For 16 Re-elect Young Sohn as Director Mgmt For For For 17 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors of the Company 18 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- ARYZTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS YZA CINS H0336B110 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.48 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4 Reelect Owen Killian as Director Mgmt For For For 5 Elect Charles Adair as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- ASAHI DIAMOND INDUSTRIAL CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J02268100 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Allow Use of Mgmt For Against Against Electronic Systems for Public Notifications 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- ASICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03234150 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Approve Renewal of Anti-Takeover Mgmt For Against Against Defense Measures --------------------------------------------------------------------------------------------------------------- ASOS PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0536Q108 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the accounts Mgmt For For For for the FYE 31 MAR 2010 together with the Directors' report and the Auditors report thereon 2 Re-elect Robert Bready as a Mgmt For For For Director of the Company 3 Re-elect Jonathan Kamaluddin as a Mgmt For For For Director of the Company 4 Re-elect Peter Williams as a Mgmt For For For Director of the Company 5 Re-appoint PricewaterhouseCoopers Mgmt For For For LLP as the Auditors of the Company to hold office form the conclusion of this meeting until the conclusion of the next AGM of the Company to hold in 2011 and the Directors be authorized to fix their remuneration 6 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 551 of the Companies Act 2006, to allot any shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company up to an aggregate maximum nominal amount 7 CONTD. convert securities into N/A N/A N/A N/A shares in pursuance of such offer or agreement as if the authority conferred hereby had not expired, the authority granted by this resolution shall replace all existing authorities to allot any shares in the Company and to g 8 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 570 and 573 of the Companies Act 2006, to allot equity securities as defined in Section 560 of the Companies Act 2006 for cash pursuant to the authority conferred by resolution 6 above or by wa 9 CONTD. or deemed to be held by N/A N/A N/A N/A them, subject such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the 10 CONTD. pursuance of any such N/A N/A N/A N/A offer or agreement as if the power conferred by this resolution had not expired, the authority granted by this resolution shall replace all existing authorities to allot equity securities for cash as if section 561(1) of the C 11 Authorize the Directors of the N/A For For For Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases as defined in Section 693(4) of the Companies Act 2006 of ordinary shares of 3.5 pence each in the capital of the Company "ordinary shar 12 CONTD. derived from the London N/A N/A N/A N/A Stock Exchange Daily Official List for the five business days immediately preceding the day on which that ordinary shares is contracted to be purchases; Authority shall expire on the conclusion of the next AGM of the Compan --------------------------------------------------------------------------------------------------------------- ASOS PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0536Q108 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the accounts Mgmt For For For for the FYE 31 MAR 2010 together with the Directors' report and the Auditors report thereon 2 Re-elect Robert Bready as a Mgmt For For For Director of the Company 3 Re-elect Jonathan Kamaluddin as a Mgmt For For For Director of the Company 4 Re-elect Peter Williams as a Mgmt For For For Director of the Company 5 Re-appoint PricewaterhouseCoopers Mgmt For For For LLP as the Auditors of the Company to hold office form the conclusion of this meeting until the conclusion of the next AGM of the Company to hold in 2011 and the Directors be authorized to fix their remuneration 6 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 551 of the Companies Act 2006, to allot any shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company up to an aggregate maximum nominal amount 7 CONTD. convert securities into Mgmt N/A N/A N/A shares in pursuance of such offer or agreement as if the authority conferred hereby had not expired, the authority granted by this resolution shall replace all existing authorities to allot any shares in the Company and to g 8 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 570 and 573 of the Companies Act 2006, to allot equity securities as defined in Section 560 of the Companies Act 2006 for cash pursuant to the authority conferred by resolution 6 above or by wa 9 CONTD. or deemed to be held by N/A N/A N/A N/A them, subject such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the 10 CONTD. pursuance of any such N/A N/A N/A N/A offer or agreement as if the power conferred by this resolution had not expired, the authority granted by this resolution shall replace all existing authorities to allot equity securities for cash as if section 561(1) of the C 11 Authorize the Directors of the Mgmt For For For Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases as defined in Section 693(4) of the Companies Act 2006 of ordinary shares of 3.5 pence each in the capital of the Company "ordinary shar 12 CONTD. derived from the London N/A N/A N/A N/A Stock Exchange Daily Official List for the five business days immediately preceding the day on which that ordinary shares is contracted to be purchases; Authority shall expire on the conclusion of the next AGM of the Compan --------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZNl CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm First Interim Dividend; Mgmt For For For Confirm as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Mgmt For For For Auditors 4 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 5.1 Re-elect Louis Schweitzer as Mgmt For For For Director 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Elect Bruce Burlington as Director Mgmt For For For 5.5 Re-elect Jean-Philippe Courtois Mgmt For For For as Director 5.6 Re-elect Michele Hooper as Mgmt For For For Director 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Nancy Rothwell as Mgmt For For For Director 5.9 Elect Shriti Vadera as Director Mgmt For For For 5.10 Re-elect John Varley as Director Mgmt For For For 5.11 Re-elect Marcus Wallenberg as Mgmt For For For Director 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations Mgmt For For For and Expenditure 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCOA CINS W10020118 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting and Elect Chairman Mgmt For For For of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Mgmt N/A N/A N/A Committees 9.1 Approve Financial Statements and Mgmt For For For Statutory Reports 9.2 Approve Discharge of Board and Mgmt For For For President 9.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 4 per Share 9.4 Approve April 27, 2011 as Record Mgmt For For For Date for Dividend 10 Receive Report from Nominating Mgmt For For For Committee; Determine Number of Members (9) and Deputy Members of Board 11 Reelect Sune Carlsson (Chair), Mgmt For Against Against Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors 12 Approve Remuneration of Directors Mgmt For For For in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration 13.1 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 13.2 Approve Stock Option Plan 2011 Mgmt For For For for Key Employees 14.1 Authorize Repurchase of Up to 4.3 Mgmt For For For Million Class A Shares in Connection with Stock Option Plan 2011 14.2 Authorize Repurchase of Up to Mgmt For For For 70,000 Million Class A Shares in Connection with Synthetic Share Plan 14.3 Approve Transfer of Shares in Mgmt For For For Connection with 2011 Stock Option Plan 14.4 Approve Transfer of Shares in Mgmt For For For Connection with Synthetic Share Plan 14.5 Approve Transfer of Shares in Mgmt For For For Connection with 2006, 2007, 2008, and 2009 Stock Option Plans 15 Approve Redemption Program: Mgmt For For For Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly 16 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 2 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding Profits Test for Dividend Distribution 3 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended Sept. 30, 2010 4 Approve the Grant of Performance Mgmt For For For Rights Worth Up to A$3 Million to Michael Smith, Chief Executive Officer, Under the ANZ Share Option Plan 5.1 Elect G. J. Clark as a Director Mgmt For For For 5.2 Elect D. E. Meiklejohn as a Mgmt For For For Director 5.3 Elect R. J. Reeves as a Director ShrHldr Against Against For 5.4 Elect I. J. Macfarlane as a Mgmt For For For Director --------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Dividends of EUR 0.69 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions and Approve New Transaction 5 Reelect Jean-Martin Folz as Mgmt For For For Director 6 Reelect Giuseppe Mussari as Mgmt For For For Director 7 Elect Marcus Schenck as Director Mgmt For For For 8 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 9 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 12 Approve Issuance of Shares up to Mgmt For For For 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion 13 Authorize Board to Set Issue Mgmt For For For Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 14 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 15 Authorize Capital Increase of Up Mgmt For For For to EUR 1 Billion for Future Exchange Offers 16 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 17 Authorize Issuance of Equity upon Mgmt For For For Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion 18 Approve Issuance of Securities Mgmt For For For Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion 19 Approve Employee Stock Purchase Mgmt For For For Plan 20 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 21 Authorize up to 2 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan 22 Authorize up to 1 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan 23 Authorize up to 0.4 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 24 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 25 Amend Article 23 of Bylaws to Mgmt For For For Comply with New Legislation Re: General Meetings 26 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALI ISIN PHY0488F1004 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Mgmt For For For Shareholder Meeting 2 Approve Annual Report of Mgmt For For For Management 3 Ratify All the Acts and Mgmt For For For Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year 4 Approve the Increase in the Mgmt For For For Remuneration of Directors 5.1 Elect Fernando Zobel de Ayala as Mgmt For For For a Director 5.2 Elect Jaime Augusto Zobel de Mgmt For For For Ayala as a Director 5.3 Elect Antonino T. Aquino as a Mgmt For For For Director 5.4 Elect Delfin L. Lazaro as a Mgmt For For For Director 5.5 Elect Aurelio R. Montinola III as Mgmt For For For a Director 5.6 Elect Mercedita S. Nolledo as a Mgmt For For For Director 5.7 Elect Francis G. Estrada as a Mgmt For For For Director 5.8 Elect Jaime C. Laya as a Director Mgmt For For For 5.9 Elect Oscar S. Reyes as a Director Mgmt For For For 6 Appoint Sycip Gorres Velayo & Co. Mgmt For For For as Independent Auditors and Fix Their Remuneration 7 Other Business Mgmt For Abstain Against --------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Approve Remuneration Report Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Auth Brd to Fix Remuneration of Mgmt For For For Aud 8 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 9 Appr Investmnt and Financing Pol. Mgmt For For For 10 Auth Issuance with Preemptive Rgts Mgmt For For For 11 Appr Issuance w/o Preemptive Rgts Mgmt For For For 12 Authorize Share Repurchase Program Mgmt For For For 13 Adopt New Articles/Charter Mgmt For For For 14 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Mgmt For For For Director 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Mgmt For For For Director 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Mgmt For For For Director 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Mgmt For For For Director 16 Reappoint KPMG Audit plc as Mgmt For For For Auditors of the Company 17 Authorise the Audit Committee to Mgmt For For For Fix Remuneration of Auditors 18 Authorise EU Political Donations Mgmt For For For and Expenditure 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Mgmt For For For Director 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Mgmt For For For Director 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Mgmt For For For Director 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Mgmt For For For Director 16 Reappoint KPMG Audit plc as Mgmt For For For Auditors of the Company 17 Authorise the Audit Committee to Mgmt For For For Fix Remuneration of Auditors 18 Authorise EU Political Donations Mgmt For For For and Expenditure 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements and Statutory Reports, Allocation of Income and Distribution of Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31, 2010 2.1 Reelect Tomas Alfaro Drake as Mgmt For For For Director 2.2 Reelect Juan Carlos Alvarez Mgmt For For For Mezquiriz as Director 2.3 Reelect Carlos Loring Martinez de Mgmt For For For Irujo as Director 2.4 Reelect Susana Rodriguez Vidarte Mgmt For For For as Director 2.5 Ratify and Reelect Jose Luis Mgmt For For For Palao Garcia-Suelto as Directors 3 Approve Merger by Absorption of Mgmt For For For Finanzia Banco de Credito SA (Unipersonal) 4 Authorize Increase in Capital up Mgmt For For For to 50 Percent via Issuance of New Shares without Preemptive Rights; Amend Article 5 of Company Bylaws 5.1 Authorize Increase in Capital via Mgmt For For For Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves 5.2 Authorize Increase in Capital via Mgmt For For For Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves 6 Authorize Issuance of Debt Mgmt For For For Securities up to EUR 250 Billion Within Five Years; Void Unused Part of Previous Authorization 7 Approve Variable Remuneration of Mgmt For For For Executives and Directors in Company Shares 8 Approve Extension of Deferred Mgmt For For For Share Remuneration Plan 9 Elect Auditors for Fiscal Year Mgmt For For For 2011 10 Amend Articles 1, 6, 9, 13 ter, Mgmt For For For 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws 11 Amend Articles 2, 3, 4, 5, 9, 10, Mgmt For For For 11, 18 and 20 of General Meeting Guidelines 12 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions 13 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Discharge of Management Mgmt For For For and Supervisory Board 4 Amend Articles Mgmt For For For 4.1 Appoint Independent Auditor to ShrHldr N/A For N/A Appraise Increase in Capital 4.2 Approve Increase in Share Capital ShrHldr N/A For N/A 5 Authorize Capitalization of Mgmt For For For Reserves for a Bonus Issue 6 Approve Remuneration Policy for Mgmt For For For Chairman and Vice Chairman 7 Approve Remuneration Committee Mgmt For For For and Welfare Board Fees 8 Approve Remuneration Policy for Mgmt For For For the Supervisory Board 9 Approve Remuneration Policy for Mgmt For For For the Executive Committee 10 Approve Remuneration Policy for Mgmt For For For Senior Executives and Managers 11 Elect General Meeting Board for Mgmt For For For 2011-2013 12 Elect Remuneration Committee and Mgmt For For For Welfare Board for 2011-2013 13 Elect Board Members for 2011-2013 Mgmt For For For 14 Elect Executive Board for Mgmt For For For 2011-2013 15 Elect Statutory Auditor for Mgmt For For For 2011-2013 16 Appoint External Auditor for Mgmt For Against Against 2011-2013 17 Authorize the Repurchase and Mgmt For For For Reissuance of Shares 18 Authorize the Repurchase and Mgmt For For For Reissuance of Debt Instruments --------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Government Mgmt For For For Guarantee 2 Approve Suspension of Preemptive Mgmt For For For Rights for the Issuance of Shares in Connection with Government Guarantee --------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X0346X153 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify the Election of Directors Mgmt For For For 2 Accept Individual Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 4 Approve Allocation of Income and Mgmt For For For Dividends 5 Approve Discharge of Management Mgmt For For For and Supervisory Board 6 Approve Remuneration Policy Mgmt For For For 7 Authorize Repurchase and Mgmt For For For Reissuance of Shares 8 Amend Articles 14 and 16 Mgmt For For For 9 Amend Articles 4, 5, 10, 13, and Mgmt For For For 14 10 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X0346X153 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 4 Mgmt For For For 2 Approve Suspension of Preemptive Mgmt For For For Rights for the Issuance of Shares in Connection with Government Guarantee for Issuance of Convertible Debt 3 Ratify Vincent Pacaud as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANCO POPULAR ESPANOL S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Board of Directors for Fiscal Year 2010 2.1 Amend Articles 8, 13, 14, 23, and Mgmt For For For 31 of Bylaws Re: Transfer of Shares, General Shareholders' Meeting Announcement, Meeting Attendance, Audit and Control Committee, and Dissolution and Liquidation 2.2 Amend Article 17 and Remove Mgmt For For For Second Transitional Provision of Bylaws Re: Fix Number of Directors to 18, and Possible Inclusion of Remuneration in Shares 2.3 Amend Articles 25 and 26 of Mgmt For Against Against Bylaws Re: Composition and Functions of Management and Risk Assessment Committee 2.4 Amend Article 15 and First Mgmt For For For Transitional Provision Re: Table of the Meeting 2.5 Amend Articles 1, 7, 9, 10, 11, Mgmt For For For 12, 15, 18, 20, 21, 22, 28, and Final Article, Including Removal of Articles 30 and 32 of Company Bylaws 3 Amend Articles 8, 11, 12, 17, 23 Mgmt For For For and 24 of General Meeting Regulations 4 Elect Michael Lucas as Director Mgmt For Against Against 5 Reelect PricewaterhouseCoopers Mgmt For For For Auditores SL as Auditors of Individual and Consolidated Accounts 6 Authorize Increase in Capital up Mgmt For For For to 50 Percent via Issuance of New Shares without Preemptive Rights and Amend Articles Accordingly 7.1 Authorize Increase in Capital via Mgmt For For For Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves 7.2 Authorize Increase in Capital via Mgmt For For For Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves 8 Authorize Issuance of Non Mgmt For For For Convertible Bonds, Debentures, and Debt Securities up to EUR 100 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 9 Authorize Issuance of Convertible Mgmt For For For Debt Securities Without Preemptive Rights up to EUR 2.5 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 10 Advisory Vote on Company's Mgmt For For For Remuneration Report 11 Approve Restricted Stock Plan Mgmt For For For 12 Authorize Board to Enter into Mgmt For For For Activities in Accordance with the Company Objectives 13 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS BSANTANDER ISIN CLP1506A1070 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Mgmt For For For Reports, Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends for CLP 1.51 Per Share 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Mgmt For For For Companies 5.1 Elect Mauricio Larrain Garces as Mgmt For For For Director 5.2 Elect Jesus Zabalza Lotina as Mgmt For For For Director 5.3 Elect Oscar Von Chrismar Carvajal Mgmt For For For as Director 5.4 Elect Carlos Olivos Marchant as Mgmt For For For Director 5.5 Elect Victor Arbulu Crousillat as Mgmt For For For Director 5.6 Elect Marco Colodro Hadjes as Mgmt For For For Director 5.7 Elect Lucia Santa Cruz Sutil as Mgmt For For For Director 5.8 Elect Roberto Mendez Torres as Mgmt For For For Director 5.9 Elect Vittorio Corbo Lioi as Mgmt For For For Director 5.10 Elect Roberto Zahler Mayanz as Mgmt For For For Director 5.11 Elect Lisandro Serrano Spoerer as Mgmt For For For Director 5.12 Elect Juan Manuel Hoyos Martinez Mgmt For For For de Irujo as Director 5.13 Elect Raimundo Monge Zegers as Mgmt For For For Director 6 Approve Remuneration of Directors Mgmt For Abstain Against 7 Receive Directors and Audit Mgmt For Abstain Against Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee 8 Accept Special Auditors' Report Mgmt For For For Regarding Related-Party Transactions 9 Transact Other Business Mgmt N/A N/A N/A (Non-Voting) --------------------------------------------------------------------------------------------------------------- BANGKOK BANK PUBLIC CO. LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BBL CINS Y0606R101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Operating Results Mgmt N/A N/A N/A 3 Acknowledge 2010 Audit Mgmt N/A N/A N/A Committee's Report 4 Accept Financial Statements and Mgmt For For For Statutory Reports 5 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 5.00 Per Share 6.1 Elect Prachet Siridej as Director Mgmt For For For 6.2 Elect Kovit Poshyananda as Mgmt For For For Director 6.3 Elect Singh Tangtatswas as Mgmt For For For Director 6.4 Elect Charn Sophonpanich as Mgmt For For For Director 6.5 Elect Kanung Luchai as Director Mgmt For For For 6.6 Elect Thaweelap Rittapirom as Mgmt For For For Director 7 Acknowledge Remuneration of Mgmt N/A N/A N/A Directors 8 Approve Deloitte Touche Tohmatsu Mgmt For For For Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CUSIP Y0698A107 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jackson Tai as Independent Mgmt For For For Non-Executive Director 2 Authorize Issuance of Renminbi Mgmt For For For Denominated Bonds for an Amount Not Exceeding RMB 20 Billion --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CINS Y0698A107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Report of Board of Mgmt For For For Directors 2 Approve Report of Board of Mgmt For For For Supervisors 3 Approve the Annual Financial Mgmt For For For Statements 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve the Annual Budget Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers Mgmt For For For Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Zhang Xiangdong as Mgmt For For For Non-Executive Director 7.2 Elect Zhang Qi as Non-Executive Mgmt For For For Director 8.1 Elect Mei Xingbao as External Mgmt For For For Supervisor 8.2 Elect Bao Guoming as External Mgmt For For For Supervisor 9 Approve Issuance of Ordinary Mgmt For For For Financial Bonds --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Rgts Mgmt For For For 1.2 Auth Issuance with Preemptive Rgts Mgmt For For For 1.3 Auth Issuance with Preemptive Rgts Mgmt For For For 1.4 Auth Issuance with Preemptive Rgts Mgmt For For For 1.5 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 1.6 Auth Issuance with Preemptive Rgts Mgmt For For For 1.7 Auth Issuance with Preemptive Rgts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 4 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Rgts Mgmt For For For 1.2 Auth Issuance with Preemptive Rgts Mgmt For For For 1.3 Auth Issuance with Preemptive Rgts Mgmt For For For 1.4 Auth Issuance with Preemptive Rgts Mgmt For For For 1.5 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 1.6 Auth Issuance with Preemptive Rgts Mgmt For For For 1.7 Auth Issuance with Preemptive Rgts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 4 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS BPI ISIN PHY0967S1694 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Mgmt For For For Shareholder Meeting 2 Approve the Annual Report of Mgmt For For For Management 3 Approve the Discharge of the Mgmt For For For Board and Management 4.1 Elect Jaime Augusto Zobel de Mgmt For For For Ayala II as a Director 4.2 Elect Aurelio R. Montinola III as Mgmt For For For a Director 4.3 Elect Fernando Zobel de Ayala as Mgmt For For For a Director 4.4 Elect Gerardo C. Ablaza, Jr. as a Mgmt For For For Director 4.5 Elect Romeo L. Bernardo as a Mgmt For For For Director 4.6 Elect Chng Sok Hui as a Director Mgmt For For For 4.7 Elect Cezar P. Consing as a Mgmt For For For Director 4.8 Elect Octavio V. Espiritu as a Mgmt For For For Director 4.9 Elect Rebecca G. Fernando as a Mgmt For For For Director 4.10 Elect Khoo Teng Cheong as a Mgmt For For For Director 4.11 Elect Xavier P. Loinaz as a Mgmt For For For Director 4.12 Elect Ma Yuen Lin Annie as a Mgmt For For For Director 4.13 Elect Mercedita S. Nolledo as a Mgmt For For For Director 4.14 Elect Artemio V. Panganiban as a Mgmt For For For Director 4.15 Elect Oscar S. Reyes as a Director Mgmt For For For 5 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 6 Approve Directors' Bonus Mgmt For For For --------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.20 per Share 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 5 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 6 Elect Anke Schaeferkordt to the Mgmt For For For Supervisory Board 7 Approve Remuneration of Audit Mgmt For For For Committee of the Supervisory Board 8 Approve Affiliation Agreement Mgmt For For For with Subsidiary Styrolution GmbH 9 Approve Affiliation Agreement Mgmt For For For with Subsidiary BASF US Verwaltung GmbH --------------------------------------------------------------------------------------------------------------- BENETEAU SA, SAINT GILLES CROIX DE VIE TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F09419106 01/28/2011 Take No Action MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A TNA N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A TNA N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A TNA N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel. gouv.fr/pdf/2010/1224/ 201012241006449.pdf 4 Review and approval of the Mgmt For TNA N/A corporate financial statements of the Company for the financial year ended on August 31, 2010 5 Review and approval of the Mgmt For TNA N/A consolidated financial statements of the Company for the financial year ended on August 31, 2010 6 Review and approval of the Mgmt For TNA N/A Agreements pursuant to Articles L.225-86 et seq. of the Commercial Code 7 Allocation of Income - Setting of Mgmt For TNA N/A the dividend 8 Renewal of Mrs. Annette ROUX' Mgmt For TNA N/A term as Supervisory Board member 9 Renewal of Mr. Yves LYON-CAEN's Mgmt For TNA N/A term as Supervisory Board member 10 Renewal of Mr. Yvon BENETEAU's Mgmt For TNA N/A term as Supervisory Board member 11 Renewal of Mr. Luc DUPE's term as Mgmt For TNA N/A Supervisory Board member 12 Renewal of Mr. Yves GONNORD's Mgmt For TNA N/A term as Supervisory Board member 13 Renewal of Mr. Christian DE Mgmt For TNA N/A LABRIFFE's term as Supervisory Board member 14 Renewal of Mr. Eric DELANNOY's Mgmt For TNA N/A term as Supervisory Board member 15 Allocation of attendance Mgmt For TNA N/A allowances to the Supervisory Board for the current financial year 16 Renewal of the Company's share Mgmt For TNA N/A repurchase program 17 Authorization to the Executive Mgmt For TNA N/A Board to grant options to purchase shares 18 Authorization to the Executive Mgmt For TNA N/A Board to allocate free shares 19 Authorization to the Executive Mgmt For TNA N/A Board to transfer shares to employees under one or more company savings plans 20 Authorization to the Executive Mgmt For TNA N/A Board to reduce the share capital by cancellation of shares purchased under the 13th resolution 21 Decision to be taken concerning a Mgmt For TNA N/A possible capital increase to be carried out under the conditions referred to in Article L.3332-18 to L.3332-24 of the Code of Labor 22 Full powers to accomplish all Mgmt For TNA N/A legal formalities Mgmt --------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG. CINS G1245Z108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Fabio Barbosa as Director Mgmt For For For 5 Elect Caio Koch-Weser as Director Mgmt For For For 6 Elect Patrick Thomas as Director Mgmt For For For 7 Re-elect Peter Backhouse as Mgmt For For For Director 8 Re-elect Frank Chapman as Director Mgmt For For For 9 Re-elect Baroness Hogg as Director Mgmt For For For 10 Re-elect Dr John Hood as Director Mgmt For For For 11 Re-elect Martin Houston as Mgmt For For For Director 12 Re-elect Sir David Manning as Mgmt For For For Director 13 Re-elect Mark Seligman as Director Mgmt For For For 14 Re-elect Philippe Varin as Mgmt For For For Director 15 Re-elect Sir Robert Wilson as Mgmt For For For Director 16 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 17 Authorise the Audit Committee to Mgmt For For For Fix Remuneration of Auditors 18 Authorise EU Political Donations Mgmt For For For and Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BHARTI AIRTEL LTD (FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE397D01024 09/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.00 Per Mgmt For For For Share 3 Reappoint P.C. Prasad as Director Mgmt For For For 4 Reappoint C.S. Koong as Director Mgmt For For For 5 Reappoint Rajan Bharti Mittal as Mgmt For For For Director 6 Reappoint Rakesh Bharti Mittal as Mgmt For For For Director 7 Approve S.R. Batliboi & Mgmt For For For Associates as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Appointment and Mgmt For For For Remuneration of S. Mittal, Relative of a Director, as an Employee with Bharti Airtel International (Netherlands) B.V., Netherlands, a Wholly-Owned Subsidiary of Bharti Airtel Ltd. 9 Approve Commission Remuneration Mgmt For For For of Non-Executive Directors --------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements Mgmt For For For and Statutory Reports for the Financial Year Ended June 30, 2010 2 Elect John Buchanan as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 4 Elect Keith Rumble as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect John Schubert as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Jacques Nasser as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 7 Elect Malcolm Broomhead as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 8 Elect Carolyn Hewson as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 9 Appoint KPMG Audit Plc as Mgmt For For For Auditors of BHP Billiton Plc 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million 12 Approve the Repurchase of Up to Mgmt For For For 223.11 Million Shares in BHP Billiton Plc 13 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 14 Approve the Amendments to the BHP Mgmt For For For Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan 15 Approve the Grant of Deferred Mgmt For For For Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director 16 Approve the Amendments to Mgmt For For For Constitution of BHP Billiton Ltd 17 Approve the Amendments to the Mgmt For For For Articles of Association of BHP Billiton Plc --------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements Mgmt For For For and Statutory Reports for the Financial Year Ended June 30, 2010 2 Elect John Buchanan as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 4 Elect Keith Rumble as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect John Schubert as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Jacques Nasser as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 7 Elect Malcolm Broomhead as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 8 Elect Carolyn Hewson as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 9 Appoint KPMG Audit Plc as Mgmt For For For Auditors of BHP Billiton Plc 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million 12 Approve the Repurchase of Up to Mgmt For For For 223.11 Million Shares in BHP Billiton Plc 13 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 14 Approve the Amendments to the BHP Mgmt For For For Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan 15 Approve the Grant of Deferred Mgmt For For For Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director 16 Approve the Amendments to Mgmt For For For Constitution of BHP Billiton Ltd 17 Approve the Amendments to the Mgmt For For For Articles of Association of BHP Billiton Plc --------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Dr John Buchanan as Mgmt For For For Director 3 Re-elect David Crawford as Mgmt For For For Director 4 Re-elect Keith Rumble as Director Mgmt For For For 5 Re-elect Dr John Schubert as Mgmt For For For Director 6 Re-elect Jacques Nasser as Mgmt For For For Director 7 Elect Malcolm Broomhead as Mgmt For For For Director 8 Elect Carolyn Hewson as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Mgmt For For For Auditors and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Amend Long Term Incentive Plan Mgmt For For For 15 Approve Grant of Share Awards to Mgmt For For For Marius Kloppers 16 Amend the Constitution of BHP Mgmt For For For Billiton Limited 17 Amend Articles of Association of Mgmt For For For BHP Billiton plc --------------------------------------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS BIMAS ISIN TREBIMM00018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting, Elect Presiding Mgmt N/A N/A N/A Council of Meeting, Authorize Presiding Council to Sign Minutes of Meeting 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income Mgmt For For For 5 Approve Discharge of Board and Mgmt For For For Auditors 6 Elect Directors and Approve Their Mgmt For Abstain Against Remuneration 7 Appoint Internal Statutory Mgmt For Abstain Against Auditors and Approve Their Remuneration 8 Grant Permission for Board Mgmt For For For Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Receive Information on Charitable Mgmt N/A N/A N/A Donations 10 Receive Information on the Mgmt N/A N/A N/A Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties 11 Ratify External Auditors Mgmt For Abstain Against 12 Wishes Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- BIOSENSORS INTL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G11325100 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the audited Mgmt For For For financial statements for the FYE 31 MAR 2010 together with the Independent Auditors' Report thereon 2 Mr. Kee Lock Chua will cease as Mgmt For For For Member of the Audit and Compensation Committees 3 Mr. Horn Kee Leong will cease as Mgmt For For For Chairman of the Audit Committee 4 Mr. Mark A. Wan will cease as Mgmt For For For Member of the Audit and Compensation Committees 5 Mr. Seow Juan Low will cease as Mgmt For For For Chairman of the Compensation and Nominations Committees 6 Re-elect Mr. Jeffrey B. Jump, who Mgmt For For For will retire pursuant to the Company's Bye-Law 107 B 7 Approve the payment of SGD Mgmt For For For 259,000 as the Directors' fees for the FYE 31 MAR 2010 8 Re-appoint Messrs Ernst & Young Mgmt For For For LLP as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration 9 Authorize the Directors of the Mgmt For Against Against Company to: a) i) issue ordinary shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or wo 10 CONTD. or granted pursuant to N/A N/A N/A N/A this Resolution) does not exceed 50% of the total number of issued shares in the capital of the Company (as calculated in accordance with this resolution), of which the aggregate number of shares to be issued other than on a 11 CONTD. or exercise of any N/A N/A N/A N/A convertible securities or share option or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and a) any subsequent consolidation or subdivision of shares; iii) in exercising the aut 12 Transact any other business N/A N/A N/A N/A 13 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL TEXT IN THE RESOLUTION OF 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- BIOSENSORS INTL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G11325100 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the audited Mgmt FOR FOR N/A financial statements for the FYE 31 MAR 2010 together with the Independent Auditors' Report thereon 2 Mr. Kee Lock Chua will cease as Mgmt FOR FOR N/A Member of the Audit and Compensation Committees 3 Mr. Horn Kee Leong will cease as Mgmt FOR FOR N/A Chairman of the Audit Committee 4 Mr. Mark A. Wan will cease as Mgmt FOR FOR N/A Member of the Audit and Compensation Committees 5 Mr. Seow Juan Low will cease as Mgmt FOR FOR N/A Chairman of the Compensation and Nominations Committees 6 Re-elect Mr. Jeffrey B. Jump, who Mgmt FOR FOR N/A will retire pursuant to the Company's Bye-Law 107 B 7 Approve the payment of SGD Mgmt FOR FOR N/A 259,000 as the Directors' fees for the FYE 31 MAR 2010 8 Re-appoint Messrs Ernst & Young Mgmt FOR FOR N/A LLP as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration 9 Authorize the Directors of the Mgmt FOR AGAINST N/A Company to: a) i) issue ordinary shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or wo 10 CONTD. or granted pursuant to N/A N/A N/A N/A this Resolution) does not exceed 50% of the total number of issued shares in the capital of the Company (as calculated in accordance with this resolution), of which the aggregate number of shares to be issued other than on a 11 CONTD. or exercise of any N/A N/A N/A N/A convertible securities or share option or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and a) any subsequent consolidation or subdivision of shares; iii) in exercising the aut 12 Transact any other business N/A N/A N/A N/A 13 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL TEXT IN THE RESOLUTION OF 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- BMW GROUP BAYERISCHE MOTOREN WERKE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 6 Approve Remuneration System for Mgmt For For For Management Board Members --------------------------------------------------------------------------------------------------------------- BOART LONGYEAR LTD, SYDNEY NSW TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q1645L104 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN F 2 Election of Mr Roger Brown Mgmt For For For 3 Election of Mr Roy Franklin Mgmt For For For 4 Approval of Termination Benefits Mgmt For Against Against for Mr Craig Kipp 5 Approval of Termination Benefits Mgmt For Against Against for Current Executives 6 Approval of Termination Benefits Mgmt For Against Against 7 Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 10 2.1 Elect Director Arakawa, Shoshi Mgmt For For For 2.2 Elect Director Nishigai, Kazuhisa Mgmt For For For 2.3 Elect Director Tsuya, Masaaki Mgmt For For For 2.4 Elect Director Masunaga, Mikio Mgmt For For For 2.5 Elect Director Kakehi, Kazuo Mgmt For For For 2.6 Elect Director Tachibana Mgmt For For For Fukushima, Sakie 2.7 Elect Director Enkawa, Takao Mgmt For For For 2.8 Elect Director Murofushi, Kimiko Mgmt For For For 2.9 Elect Director Scott Trevor Davis Mgmt For For For 3 Appoint Statutory Auditor Masuda, Mgmt For For For Kenichi 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 5 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 6 Re-elect Richard Burrows as Mgmt For For For Director 7 Re-elect Karen de Segundo as Mgmt For For For Director 8 Re-elect Nicandro Durante as Mgmt For For For Director 9 Re-elect Robert Lerwill as Mgmt For For For Director 10 Re-elect Christine Morin-Postel Mgmt For For For as Director 11 Re-elect Gerry Murphy as Director Mgmt For For For 12 Re-elect Anthony Ruys as Director Mgmt For For For 13 Re-elect Sir Nicholas Scheele as Mgmt For For For Director 14 Re-elect Ben Stevens as Director Mgmt For For For 15 Elect John Daly as Director Mgmt For For For 16 Elect Kieran Poynter as Director Mgmt For For For 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Amend Long Term Incentive Plan Mgmt For Against Against 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM.A CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marcel R. Coutu Mgmt For For For 1.2 Elect Director Maureen Kempston Mgmt For For For Darkes 1.3 Elect Director Lance Liebman Mgmt For For For 1.4 Elect Director G. Wallace F. Mgmt For For For McCain 1.5 Elect Director Frank J. McKenna Mgmt For For For 1.6 Elect Director Jack M. Mintz Mgmt For For For 1.7 Elect Director Youssef A. Nasr Mgmt For For For 1.8 Elect Director James A. Pattison Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Amend Escrow Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G16612106 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Auth Brd to Fix Remuneration of Mgmt For For For Aud 10 Auth Issuance with Preemptive Rgts Mgmt For For For 11 Appr Issuance w/o Preemptive Rgts Mgmt For For For 12 Authorize Share Repurchase Program Mgmt For For For 13 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 14 Appr Investmnt and Financing Pol. Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUCHER INDUSTRIES AG, NIEDERWENINGEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H10914176 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS N/A N/A TNA N/A NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON 2 PLEASE NOTE THAT THIS IS THE PART N/A N/A TNA N/A II OF THE MEETING NOTICE SENT UNDER MEETING 729298, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS 3 Approval of the annual report and Mgmt For TNA N/A the consolidated and statutory financial statements for 2010 4 Acknowledgement of the Mgmt For TNA N/A remuneration report 2010 5 Release of the board of directors Mgmt For TNA N/A and of the management 6 Appropriation of available Mgmt For TNA N/A earnings 7 Re-election of Mr. Ernst Mgmt For TNA N/A Baertschi of the board of director 8 New-election of Mr. Michael Mgmt For TNA N/A Hauser of the board of director 9 Election of the auditors Mgmt For TNA N/A PricewaterhouseCoopers Ag, Zurich --------------------------------------------------------------------------------------------------------------- BUCHER INDUSTRIES AG, NIEDERWENINGEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H10914176 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 TO VOTE IN THE UPCOMING MEETING, Mgmt Against TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE T --------------------------------------------------------------------------------------------------------------- BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5280 ISIN KR7005280003 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Holding Mgmt For For For Company 2 Amend Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5280 ISIN KR7005280003 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Dividend of KRW 250 per Share 2 Elect One Inside Director and Mgmt For For For Three Outside Directors (Bundled) 3 Elect Park Hae-Sik as Member of Mgmt For For For Audit Committee --------------------------------------------------------------------------------------------------------------- C & C GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements Mgmt For For For for the YE 28 FEB 2010 and the reports of the Directors and the Auditors thereon 2 Approve to confirm and declare Mgmt For For For dividends 3 Election of Sir Brian Stewart as Mgmt For For For a Director, who retires from the Board in accordance with the Articles of Association of the Company 4 Election of Kenny Neison as a Mgmt For For For Director, who retires from the Board in accordance with the Articles of Association of the Company 5 Re-election of John Burgess as a Mgmt For For For Director 6 Re-election of Liam FitzGerald as Mgmt For For For a Director 7 Authorize the Directors to fix Mgmt For For For the remuneration of the Auditors 8 Receive the report of the Mgmt For For For remuneration Committee on Directors' remuneration for the YE 28 FEB 2010 9 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 20 of the Companies (Amendment) Act 1983, in substitution for all existing such authorities, to allot relevant securities (within the meaning of Section 20 of the Companies (Amendment) Act 1983) 10 Authorize the Company, pursuant Mgmt For Against Against to Section 24 of the Companies (Amendment) Act 1983 to allot equity securities (within the meaning of Section 23 of the said Act) for cash pursuant to the authority conferred by Resolution No. 9 above as if sub-Section (1) 11 CONTD. or other arrangements as N/A N/A N/A N/A the Directors may deem necessary or expedient to deal with fractional entitlements that would otherwise arise or with legal or practical problems under the laws of, or the requirements of any recognized regulatory body or a 12 CONTD. before such expiry make an N/A N/A N/A N/A offer or agreement which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offer or agreement as if the power hereby conferred had 13 Authorize the Company and/or any Mgmt For For For of its subsidiaries (being subsidiaries for the purposes of Part XI of the Companies Act, 1990) to make market purchases (as defined in Section 212 of the Companies Act, 1990) of ordinary shares of EUR 0.01 each in the cap 14 CONTD. capital of the Company as N/A N/A N/A N/A at the close of business on the date of the passing of this Resolution; (b) the minimum price that may be paid for any Share is EUR 0.01; (c) the maximum price that may be paid for any Share (a Relevant Share) shall not be 15 CONTD. preceding the day on which N/A N/A N/A N/A the relevant share is purchased as determined from the information published in the Irish Stock Exchange Daily Official List reporting the business done on each of those five days: (1) if there shall be more than one deal 16 CONTD. of this paragraph (c); N/A N/A N/A N/A provided that, if for any reason it shall be impossible or impracticable to determine an appropriate amount for any of those 5 days on the above basis, the Directors may, if they think fit and having taken into account the pr 17 CONTD equivalent information N/A N/A N/A N/A published by the relevant authority in relation to dealings on the Irish Stock Exchange or its equivalent; and d) the authority hereby conferred shall expire at the close of business on the date of the next AGM of the Company 18 Approve, subject to the passing Mgmt For For For of Resolution 11 above, for the purposes of Section 209 of the Companies Act, 1990, the re-issue price range at which any treasury shares (as defined by the said Section 209) for the time being held by the Company may be re 19 CONTD. shares of EUR 0.01 each of N/A N/A N/A N/A the Company shall be appropriate for each of the 5 business days immediately preceding the day on which such treasury share is re-issued, as determined from information published in the Irish Stock Exchange Daily Official 20 CONTD not be any bid or offer N/A N/A N/A N/A price reported, for any particular day, then that day shall not be treated as a business day for the purposes of this paragraph (b); provided that if for any reason it shall be impossible or impracticable to determine an appr 21 CONTD. is to be determined is N/A N/A N/A N/A altered or is replaced by some other means, then the appropriate price shall be determined on the basis of the equivalent information published by the relevant authority in relation to dealings on the Irish Stock Exchange or 22 Authorize the Directors, pursuant Mgmt For For For to Article 126 of the Company's Articles of Association, to exercise the powers contained in that Article so that the Directors may offer to the holders of ordinary shares of EUR 0.01 each the right to elect to receive al 23 Authorize the Directors, in Mgmt For For For accordance with the shareholders rights (Directive 2007/36/EC) Regulations 2009, to call a general meeting, other than an AGM or a meeting for the passing of a special resolution, on not less than 14 days' notice; Authority sh 24 Amend the Memorandum of Mgmt For Against Against Association of the Company in Clause 3 as specified --------------------------------------------------------------------------------------------------------------- C & C GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements N/A FOR FOR N/A for the YE 28 FEB 2010 and the reports of the Directors and the Auditors thereon 2 Approve to confirm and declare N/A FOR FOR N/A dividends 3 Election of Sir Brian Stewart as N/A FOR FOR N/A a Director, who retires from the Board in accordance with the Articles of Association of the Company 4 Election of Kenny Neison as a N/A FOR FOR N/A Director, who retires from the Board in accordance with the Articles of Association of the Company 5 Re-election of John Burgess as a N/A FOR FOR N/A Director 6 Re-election of Liam FitzGerald as N/A FOR FOR N/A a Director 7 Authorize the Directors to fix N/A FOR FOR N/A the remuneration of the Auditors 8 Receive the report of the N/A FOR FOR N/A remuneration Committee on Directors' remuneration for the YE 28 FEB 2010 9 Authorize the Directors of the N/A FOR AGAINST N/A Company, pursuant to Section 20 of the Companies (Amendment) Act 1983, in substitution for all existing such authorities, to allot relevant securities (within the meaning of Section 20 of the Companies (Amendment) Act 1983) 10 Authorize the Company, pursuant N/A FOR AGAINST N/A to Section 24 of the Companies (Amendment) Act 1983 to allot equity securities (within the meaning of Section 23 of the said Act) for cash pursuant to the authority conferred by Resolution No. 9 above as if sub-Section (1) 11 CONTD. or other arrangements as N/A N/A N/A N/A the Directors may deem necessary or expedient to deal with fractional entitlements that would otherwise arise or with legal or practical problems under the laws of, or the requirements of any recognized regulatory body or a 12 CONTD. before such expiry make an N/A N/A N/A N/A offer or agreement which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offer or agreement as if the power hereby conferred had 13 Authorize the Company and/or any N/A FOR FOR N/A of its subsidiaries (being subsidiaries for the purposes of Part XI of the Companies Act, 1990) to make market purchases (as defined in Section 212 of the Companies Act, 1990) of ordinary shares of EUR 0.01 each in the cap 14 CONTD. capital of the Company as N/A N/A N/A N/A at the close of business on the date of the passing of this Resolution; (b) the minimum price that may be paid for any Share is EUR 0.01; (c) the maximum price that may be paid for any Share (a Relevant Share) shall not be 15 CONTD. preceding the day on which N/A N/A N/A N/A the relevant share is purchased as determined from the information published in the Irish Stock Exchange Daily Official List reporting the business done on each of those five days: (1) if there shall be more than one deal 16 CONTD. of this paragraph (c); N/A N/A N/A N/A provided that, if for any reason it shall be impossible or impracticable to determine an appropriate amount for any of those 5 days on the above basis, the Directors may, if they think fit and having taken into account the pr 17 CONTD equivalent information N/A N/A N/A N/A published by the relevant authority in relation to dealings on the Irish Stock Exchange or its equivalent; and d) the authority hereby conferred shall expire at the close of business on the date of the next AGM of the Company 18 Approve, subject to the passing N/A FOR FOR N/A of Resolution 11 above, for the purposes of Section 209 of the Companies Act, 1990, the re-issue price range at which any treasury shares (as defined by the said Section 209) for the time being held by the Company may be re 19 CONTD. shares of EUR 0.01 each of N/A N/A N/A N/A the Company shall be appropriate for each of the 5 business days immediately preceding the day on which such treasury share is re-issued, as determined from information published in the Irish Stock Exchange Daily Official 20 CONTD not be any bid or offer N/A N/A N/A N/A price reported, for any particular day, then that day shall not be treated as a business day for the purposes of this paragraph (b); provided that if for any reason it shall be impossible or impracticable to determine an appr 21 CONTD. is to be determined is N/A N/A N/A N/A altered or is replaced by some other means, then the appropriate price shall be determined on the basis of the equivalent information published by the relevant authority in relation to dealings on the Irish Stock Exchange or 22 Authorize the Directors, pursuant N/A FOR FOR N/A to Article 126 of the Company's Articles of Association, to exercise the powers contained in that Article so that the Directors may offer to the holders of ordinary shares of EUR 0.01 each the right to elect to receive al 23 Authorize the Directors, in N/A FOR FOR N/A accordance with the shareholders rights (Directive 2007/36/EC) Regulations 2009, to call a general meeting, other than an AGM or a meeting for the passing of a special resolution, on not less than 14 days' notice; Authority sh 24 Amend the Memorandum of N/A FOR AGAINST N/A Association of the Company in Clause 3 as specified --------------------------------------------------------------------------------------------------------------- CABLE & WIRELESS COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1839G102 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Auth Brd to Fix Remuneration of Mgmt For For For Aud 8 Auth Issuance with Preemptive Rgts Mgmt For For For 9 Appr Issuance w/o Preemptive Rgts Mgmt For For For 10 Authorize Share Repurchase Program Mgmt For For For 11 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 12 Approve Stock Dividend Program Mgmt For For For 13 Appr Investmnt and Financing Pol. Mgmt For For For 14 Misc Proposal Company-Specific Mgmt For For For 15 Approve Dividends Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAMPBELL BROTHERS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q20240109 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentations by the Chairman and N/A N/A N/A N/A Managing Director 2 Re-elect Ray Hill as a Mgmt For For For Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution 3 Re-elect Nerolie Withnall as a Mgmt For For For Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution 4 Re-elect Mel Bridges as a Mgmt For For For Non-Executive Director of the Company 5 Approve, in accordance with Rule Mgmt For For For 10.17 of the ASX listing rules, the aggregate maximum amount of fees available to be paid by the Company to Non-Executive Directors each FY inclusive of superannuation be increased by AUD 350,500 from AUD 599,500 inclus 6 Approve the Article 14.17 of the Mgmt For For For Company's constitution be renewed for a further 3 year period in accordance with part 6.5 of the Corporations Act 7 Adopt the remuneration report Mgmt For For For contained in the Company's 2010 annual report in respect of the FYE 31 MAR 2010 8 Approve, for the purposes of the Mgmt For For For Corporation Act 2001 and ASX listing rule, and for all other purposes, to grant the performance rights incorporating the right to acquire shares in the Company to the managing Director, Greg Kilmister, to a maximum value 9 To receive the financial report N/A N/A N/A N/A of the Company and the reports of the Directors and Auditors in respect of the FYE 31 MAR 2010 10 Transact any other business N/A N/A N/A N/A 11 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4 AND 7 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU S 12 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO INCLUSION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- CAMPBELL BROTHERS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q20240109 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentations by the Chairman and N/A N/A N/A N/A Managing Director 2 Re-elect Ray Hill as a Mgmt FOR FOR N/A Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution 3 Re-elect Nerolie Withnall as a Mgmt FOR FOR N/A Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution 4 Re-elect Mel Bridges as a Mgmt FOR FOR N/A Non-Executive Director of the Company 5 Approve, in accordance with Rule Mgmt FOR FOR N/A 10.17 of the ASX listing rules, the aggregate maximum amount of fees available to be paid by the Company to Non-Executive Directors each FY inclusive of superannuation be increased by AUD 350,500 from AUD 599,500 inclus 6 Approve the Article 14.17 of the Mgmt FOR FOR N/A Company's constitution be renewed for a further 3 year period in accordance with part 6.5 of the Corporations Act 7 Adopt the remuneration report Mgmt FOR FOR N/A contained in the Company's 2010 annual report in respect of the FYE 31 MAR 2010 8 Approve, for the purposes of the Mgmt FOR FOR N/A Corporation Act 2001 and ASX listing rule, and for all other purposes, to grant the performance rights incorporating the right to acquire shares in the Company to the managing Director, Greg Kilmister, to a maximum value 9 To receive the financial report N/A N/A N/A N/A of the Company and the reports of the Directors and Auditors in respect of the FYE 31 MAR 2010 10 Transact any other business N/A N/A N/A N/A 11 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4 AND 7 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU S 12 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO INCLUSION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS CM CUSIP 136069101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Ernst & Young LLP as Mgmt For For For Auditors 2 Elect B.S. Belzberg, G.F. Colter, Mgmt For For For D. D'Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B. Stevenson, and R.W. Tysoe as Directors 2.1 Elect Director B.S. Belzberg Mgmt For For For 2.2 Elect Director G.F. Colter Mgmt For For For 2.3 Elect Director D. D'Alessandro Mgmt For For For 2.4 Elect Director P.D. Daniel Mgmt For For For 2.5 Elect Director L. Desjardins Mgmt For For For 2.6 Elect Director G.D. Giffin Mgmt For For For 2.7 Elect Director L.S. Hasenfratz Mgmt For For For 2.8 Elect Director N.D. Le Pan Mgmt For For For 2.9 Elect Director J.P. Manley Mgmt For For For 2.10 Elect Director G.T. McCaughey Mgmt For For For 2.11 Elect Director J.L. Peverett Mgmt For For For 2.12 Elect Director L. Rahl Mgmt For For For 2.13 Elect Director C. Sirois Mgmt For For For 2.14 Elect Director R.J. Steacy Mgmt For For For 2.15 Elect Director K.B. Stevenson Mgmt For For For 2.16 Elect Director R.W. Tysoe Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation Approach 4.1 Provide Shareholders with a Clear ShrHldr Against For Against Option for Abstention on Proposals 4.2 Critical Mass of Qualified Women ShrHldr Against Against For on the Board 4.3 Adopt a Policy Stipulating an ShrHldr Against Against For Internal Pay Ratio 4.4 Abolition of Subsidiaries and ShrHldr Against Against For Branches in Tax Havens 4.5 Additional Information Regarding ShrHldr Against Against For Peer Comparisons of Compensation --------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael R. Armellino as Mgmt For For For Director 2 Elect A. Charles Baillie as Mgmt For For For Director 3 Elect Hugh J. Bolton as Director Mgmt For For For 4 Elect Donald J. Carty as Director Mgmt For For For 5 Elect Gordon D. Giffin as Director Mgmt For For For 6 Elect Edith E. Holiday as Director Mgmt For For For 7 Elect V. Maureen Kempston Darkes Mgmt For For For as Director 8 Elect Denis Losier as Director Mgmt For For For 9 Elect Edward C. Lumley as Director Mgmt For For For 10 Elect David G.A. McLean as Mgmt For For For Director 11 Elect Claude Mongeau as Director Mgmt For For For 12 Elect James E. O'Connor as Mgmt For For For Director 13 Elect Robert Pace as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C.M. Best, S.W. Laut, N.M. Mgmt For For For Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Timothy W. Mgmt For For For Faithfull 1.4 Elect Director Gary A. Filmon Mgmt For For For 1.5 Elect Director Christopher L. Fong Mgmt For For For 1.6 Elect Director Gordon D. Giffin Mgmt For For For 1.7 Elect Director Wilfred A. Gobert Mgmt For For For 1.8 Elect Director Steve W. Laut Mgmt For For For 1.9 Elect Director Keith A.J. MacPhail Mgmt For For For 1.10 Elect Director Allan P. Markin Mgmt For For For 1.11 Elect Director Frank J. McKenna Mgmt For For For 1.12 Elect Director James S. Palmer Mgmt For For For 1.13 Elect Director Eldon R. Smith Mgmt For For For 1.14 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- CANON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CUSIP J05124144 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 65 2.1 Elect Director Mitarai, Fujio Mgmt For For For 2.2 Elect Director Uchida, Tsuneji Mgmt For For For 2.3 Elect Director Tanaka, Toshizo Mgmt For For For 2.4 Elect Director Ikoma, Toshiaki Mgmt For For For 2.5 Elect Director Watanabe, Kunio Mgmt For For For 2.6 Elect Director Adachi, Yoroku Mgmt For For For 2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For 2.8 Elect Director Iwashita, Tomonori Mgmt For For For 2.9 Elect Director Osawa, Masahiro Mgmt For For For 2.10 Elect Director Matsumoto, Mgmt For For For Shigeyuki 2.11 Elect Director Shimizu, Katsuichi Mgmt For For For 2.12 Elect Director Banba, Ryoichi Mgmt For For For 2.13 Elect Director Honma, Toshio Mgmt For For For 2.14 Elect Director Nakaoka, Masaki Mgmt For For For 2.15 Elect Director Honda, Haruhisa Mgmt For For For 2.16 Elect Director Ozawa, Hideki Mgmt For For For 2.17 Elect Director Maeda, Masaya Mgmt For For For 2.18 Elect Director Tani, Yasuhiro Mgmt For For For 2.19 Elect Director Araki, Makoto Mgmt For For For 3 Appoint Statutory Auditor Oe, Mgmt For For For Tadashi 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Acknowledge Auditors' Special Mgmt For For For Report Mentioning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 5 Approve Remuneration of Directors Mgmt For For For in the Aggregate Amount of EUR 800,000 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 8 Approve Employee Stock Purchase Mgmt For For For Plan 9 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 10 Authorize Issuance of Warrants Mgmt For For For (BSAAR) Without Preemptive Rights up to Aggregate Nominal Amount EUR 8 Million Reserved for Employees and Corporate Officers 11 Authorize up to 1 Million Shares Mgmt For For For for Use in Restricted Stock Plan 12 Amend Article 11 of Bylaws Re: Mgmt For For For Election of Employee Shareholders Representatives 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- CARGOTEC CORP OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X10788101 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE N/A N/A N/A N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 2 Opening of the meeting N/A N/A N/A N/A 3 Calling the meeting to order N/A N/A N/A N/A 4 Election of persons to scrutinise N/A N/A N/A N/A the minutes and to supervise the counting of votes 5 Recording the legality of the N/A N/A N/A N/A meeting 6 Recording the attendance at the N/A N/A N/A N/A meeting and adoption of the list of votes 7 Presentation of the financial N/A N/A N/A N/A statements, the Board of Directors' report and the Auditors' report for the accounting period 2010: Presentation by the President and CEO 8 Adoption of the financial Mgmt For For For statements 9 Resolution on the use of the Mgmt For For For profit shown on the balance sheet and payment of dividend: The Board of Directors proposes that a dividend of EUR 0.60 per each of class A shares and EUR 0.61 per each of class B shares outstanding be paid. The dividend will b 10 Resolution on the discharge from Mgmt For For For liability to the members of the Board of Directors and the President and CEO 11 Resolution on the remuneration Mgmt For For For payable to the members of the Board of Directors: The Nomination and Compensation Committee of the Board of Directors proposes that the Board remunerations will be kept unchanged. A yearly remuneration of EUR 80,000 will be 12 Resolution on the number of Mgmt For For For members of the Board of Directors and possible deputy members: The Nomination and Compensation Committee proposes that the number of Board members be seven (7) and that no deputy members be elected 13 Election of the members and Mgmt For For For possible deputy members of the Board: The Nomination and Compensation Committee proposes that current Board members Tapio Hakakari, Ilkka Herlin, Peter Immonen, Karri Kaitue, Antti Lagerroos, Teuvo Salminen and Anja Silvennoine 14 Resolution on Auditor Mgmt For For For remuneration: The Audit Committee of the Board of Directors proposes that the fees to the auditors be paid according to their invoice 15 Resolution on the number of Mgmt For For For Auditors: The Audit Committee proposes that two (2) auditors be elected 16 Election of the Auditors: The Mgmt For For For Audit Committee proposes that authorised public accountants Johan Kronberg and PricewaterhouseCoopers Ltd be re-elected 17 Authorising the Board of Mgmt For Against Against Directors to decide on repurchase of Cargotec's shares: The Board of Directors proposes that the Annual General Meeting authorise the Board to decide on the repurchase of Cargotec's shares with non-restricted equity. Altogether no 18 Authorising the Board of Mgmt For Against Against Directors to decide on issuance of shares: The Board of Directors proposes that the Annual General Meeting authorise the Board to decide on issuance of a maximum of 6,400,000 treasury shares, of which no more than 952,000 are clas 19 Amending the Articles of Mgmt For For For Association: The Board of Directors proposes that paragraph 10 be amended as follows: Paragraph 10 Notice of shareholders' meeting: Notice of shareholders' meeting must be published on the website of the company, no earlier than t 20 Closing of the meeting N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- CARILLION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CLLN CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Richard Adam as Director Mgmt For For For 4 Re-elect Richard Howson as Mgmt For For For Director 5 Re-elect David Maloney as Director Mgmt For For For 6 Re-elect John McDonough as Mgmt For For For Director 7 Re-elect Steven Mogford as Mgmt For For For Director 8 Re-elect Vanda Murray as Director Mgmt For For For 9 Re-elect Philip Rogerson as Mgmt For For For Director 10 Reappoint KPMG Audit plc as Mgmt For For For Auditors 11 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 12 Approve Final Dividend Mgmt For For For 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Approve EU Political Donations Mgmt For For For and Expenditure 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM Mgmt For For For with Two Weeks Notice --------------------------------------------------------------------------------------------------------------- CARILLION PLC, WOLVERHAMPTON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the accounts for the Mgmt For For For year ended 31 December 2010 together with the Directors and auditors reports 2 To approve the remuneration Mgmt For For For report for the year ended 31 December 2010 3 To re elect Richard John Adam as Mgmt For For For a Director 4 To re elect Richard John Howson Mgmt For For For as a Director 5 To re-elect David Ossian Maloney Mgmt For For For as a Director 6 To re elect John McDonough as a Mgmt For For For Director 7 To re elect Steven Lewis Mogford Mgmt For For For as a Director 8 To re elect Vanda Murray as a Mgmt For For For Director 9 To re-elect Philip Graham Mgmt For For For Rogerson as a Director 10 To re appoint KPMG Audit Plc as Mgmt For For For auditor of the Company 11 To authorise the Directors to Mgmt For For For determine the remuneration of the auditor 12 To declare a final dividend of Mgmt For For For 10.7 pence per share 13 To authorise the Board to allot Mgmt For Against Against shares 14 To authorise political donations Mgmt For For For or expenditure under the Companies Act 2006 15 To dis apply pre emption rights Mgmt For Against Against 16 To authorise the Company to make Mgmt For For For limited market purchases of its own shares 17 To allow a general meeting other Mgmt For For For than an Annual General Meeting to be held on not less than 14 clear days notice --------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt For For For Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt For For For Dividends of DKK 5.00 per Share 4.1 Approve Remuneration of Directors Mgmt For For For in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work 4.2 Approve Guidelines for Mgmt For For For Incentive-Based Compensation for Executive Management and Board 4.3 Amend Articles Re: Change of the Mgmt For For For Supervisory Board Members' Term of Office from Two to One Year 5.1 Reelect Povl Krogsgaard-Larsen as Mgmt For Abstain Against Director 5.2 Reelect Cornelis Job van der Mgmt For For For Graaf as Director 5.3 Reelect Richard Burrows as Mgmt For For For Director 5.4 Reelect Niels Kaergard as Director Mgmt For Abstain Against 6 Ratify KPMG as Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roger Carr as Mgmt For For For Director 5 Re-elect Sam Laidlaw as Director Mgmt For For For 6 Re-elect Helen Alexander as Mgmt For For For Director 7 Re-elect Phil Bentley as Director Mgmt For For For 8 Elect Margherita Della Valle as Mgmt For For For Director 9 Re-elect Mary Francis as Director Mgmt For For For 10 Re-elect Mark Hanafin as Director Mgmt For For For 11 Re-elect Nick Luff as Director Mgmt For For For 12 Re-elect Andrew Mackenzie as Mgmt For For For Director 13 Elect Ian Meakins as Director Mgmt For For For 14 Re-elect Paul Rayner as Director Mgmt For For For 15 Re-elect Chris Weston as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 17 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 18 Authorise EU Political Donations Mgmt For For For and Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- CGI GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GIB.A CUSIP 39945C109 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Claude Boivin Mgmt For For For 1.2 Elect Director Bernard Bourigeaud Mgmt For For For 1.3 Elect Director Jean Brassard Mgmt For For For 1.4 Elect Director Robert Chevrier Mgmt For For For 1.5 Elect Director Dominic Mgmt For For For D'Alessandro 1.6 Elect Director Thomas P. d'Aquino Mgmt For For For 1.7 Elect Director Paule Dore Mgmt For For For 1.8 Elect Director Richard B. Evans Mgmt For For For 1.9 Elect Director Serge Godin Mgmt For For For 1.10 Elect Director Andre Imbeau Mgmt For For For 1.11 Elect Director Gilles Labbe Mgmt For For For 1.12 Elect Director Eileen A. Mercier Mgmt For For For 1.13 Elect Director Michael E. Roach Mgmt For For For 2 Approve Ernst & Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 941 ISIN HK0941009539 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Xue Taohai as Director Mgmt For For For 3.2 Reelect Huang Wenlin as Director Mgmt For For For 3.3 Reelect Xu Long as Director Mgmt For For For 3.4 Reelect Lo Ka Shui as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For For For Repurchased Shares --------------------------------------------------------------------------------------------------------------- CHIYODA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J06237101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For Against Against on Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.11 per Share 5 Elect Bernard Arnault as Director Mgmt For Against Against 6 Elect Sidney Toledano as Director Mgmt For For For 7 Elect Pierre Gode as Director Mgmt For Against Against 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 10 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million 12 Authorize Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million 13 Approve Issuance of Shares up to Mgmt For Against Against 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Qualified Investors or Restricted Number of Investors 14 Authorize Board to Set Issue Mgmt For Against Against Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 12 and 13 15 Authorize Board to Increase Mgmt For Against Against Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11, 12 and 13 16 Authorize Capital Increase of Up Mgmt For Against Against to EUR 80 Million for Future Exchange Offers 17 Authorize Capital Increase of up Mgmt For Against Against to 10 Percent of Issued Capital for Future Acquisitions 18 Approve Employee Stock Purchase Mgmt For For For Plan 19 Set Total Limit for Capital Mgmt For For For Increase to Result from All Issuance Requests Above at EUR 80 Million 20 Authorize up to 1 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan --------------------------------------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement Mgmt For Against Against with Sumitomo Trust & Banking 2 Amend Articles To Change Company Mgmt For Against Against Name - Change Location of Head Office - Increase Authorized Capital - Create New Classes of Preferred Shares 3.1 Elect Director Hitoshi Tsunekage Mgmt For Against Against 3.2 Elect Director Kiyoshi Mukouhara Mgmt For Against Against 3.3 Elect Director Akio Ohtsuka Mgmt For Against Against 3.4 Elect Director Junichi Sayato Mgmt For Against Against 3.5 Elect Director Tetsuo Ohkubo Mgmt For Against Against 4.1 Appoint Statutory Auditor Mgmt For Against Against Teruhiko Sugita 4.2 Appoint Statutory Auditor Hitoshi Mgmt For Against Against Maeda 4.3 Appoint Statutory Auditor Toshio Mgmt For Against Against Hoshino 5 Approve Special Payments in Mgmt For Against Against Connection with Abolition of Retirement Bonus System --------------------------------------------------------------------------------------------------------------- CIE INDUSTRIELLE ET FINANCIERE D'INGENIERIE SA ING TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F51723116 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A N/A N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0321/201103211100763.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2011/0411/201104111101093.p 4 Approval of the Companys annual Mgmt For For For accounts for the year ending 31st December 2010 5 Approval of the result for the Mgmt For For For year ending 31st December 2010, setting of the dividend, option to pay the dividend in kind or as shares 6 Approval of the consolidated Mgmt For For For accounts for the year ending 31st December 2010 7 Director's fees Mgmt For Against Against 8 Authorisation to be granted to Mgmt For Against Against the Board of Directors to operate using the Company's shares 9 Ratification of the temporary Mgmt For For For appointment of Madame Celeste Thomasson as a Director 10 Ratification of the temporary Mgmt For For For appointment of Monsieur Alex Fain as a Director 11 Ratification of the temporary Mgmt For For For appointment of Monsieur Jean-Pierre Cojan as a Director 12 Renewal of the mandate of Mgmt For For For Monsieur Jean-Jacques Poutrel as a Director 13 Renewal of the mandate of Societe Mgmt For For For Conseiller S.A.S. as a Director 14 Confirmation of the end of the Mgmt For For For mandate of Monsieur Jacques Stern and decision not to replace him 15 Note of the absence of any new Mgmt For Against Against agreement subject to the provisions of Articles L. 225-38 et seq. of the Code du Commerce Commercial Code 16 Delegation of powers to the Board Mgmt For For For of Directors to reduce capital stock by cancelling self-held shares 17 Authorisation to be granted to Mgmt For Against Against the Board of Directors to use current delegations and authorisations to increase capital stock during a public offer period concentrating on Company securities as part of exception to reciprocity 18 Delegation of powers to be Mgmt For Against Against granted to the Board of Directors to issue share subscription warrants to be allocated free of charge to Company shareholders during a public offer period concentrating on Company securities as part of exception to reciprocity 19 Authorisation to be granted to Mgmt For Against Against the Board of Directors to increase capital stock by issuing capital securities or tangible assets granting access to Company capital stock with removal of the preferential subscription right granted to members of a savings p 20 Delegation of powers to the Board Mgmt For Against Against of Directors to issue shares reserved for employees and corporate agents within subsidiaries of the Company as specified in Article L. 233-16 of the Code du Commerce, its Head Office located outside France 21 Amend Articles 11,12, 19 and 22 Mgmt For Against Against of bylaws regarding shares, shareholding requirements for directors, general meetings convening and attendance, treatment of losses 22 Amendment of Article 8 of the Mgmt For Against Against Articles of Association 23 Amendment of Article 9 of the Mgmt For Against Against Articles of Association 24 Amendment of Article 10 of the Mgmt For Against Against Articles of Association 25 Amendment of Article 19 of the Mgmt For Against Against Articles of Association 26 Powers Mgmt For For For 27 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CIMB ISIN MYL1023OO000 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2010 2 Elect Md Nor Yusof as Director Mgmt For For For 3 Elect Nazir Razak as Director Mgmt For For For 4 Elect Mohd Shukri Hussin as Mgmt For For For Director 5 Elect Hiroyuki Kudo as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For in the Amount of MYR 886,586 For the Financial Year Ended Dec. 31, 2010 7 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of up to Mgmt For For For 19.67 Percent Equity Interest in PT Bank CIMB Niaga Tbk for a Consideration of up to IDR 5.44 Trillion to be Satisfied by the Issuance of New Ordinary Shares in CIMB Group Holdings Bhd --------------------------------------------------------------------------------------------------------------- CLP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00002 CINS Y1660Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Endorse Dividend Distribution Plan Mgmt For For For 3.1 Reelect John Andrew Harry Leigh Mgmt For For For as Director 3.2 Reelect Tsui Lam Sin Lai Judy as Mgmt For For For Director 3.3 Reelect Roderick Ian Eddington as Mgmt For For For Director 3.4 Reelect Ronald James McAulay as Mgmt For For For Director 3.5 Reelect Ian Duncan Boyce as Mgmt For For For Director 4 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- COCHLEAR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CINS Q25953102 10/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended June 30, 2010 2.1 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 3.1 Elect Donal O'Dwyer as a Director Mgmt For For For 3.2 Elect Edward Byrne as a Director Mgmt For For For 3.3 Elect Yasmin Allen as a Director Mgmt For For For 4 Approve the Grant of Up to 86,272 Mgmt For For For Options Exercisable at A$69.69 to Christopher Roberts, CEO/President Under the Cochlear Executive Long Term Incentive Plan --------------------------------------------------------------------------------------------------------------- COMPAGNIE D'ENTREPRISES CFE SA, BRUXELLES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B27818135 05/05/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING N/A N/A TNA N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY 2 MARKET RULES REQUIRE DISCLOSURE N/A N/A TNA N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 3 Report of the board of directors N/A N/A TNA N/A 4 Proposal to approve the annual Mgmt For TNA N/A accounts of the 31 December 2010 5 Proposal to approve the Mgmt For TNA N/A consolidated accounts of the 31 December 2010 6 Proposal to affect the benefice Mgmt For TNA N/A 7 Proposal to give discharge to the Mgmt For TNA N/A board of directors 8 Proposal to give discharge to the Mgmt For TNA N/A commissioner 9 Proposal to re-elect SPRL Ciska Mgmt For TNA N/A Serva is, represented by Ciska Serva is, as member of the board of directors 10 Proposal to allocate a Mgmt For TNA N/A remuneration of 325 000 Euros as remuneration of the board of directors 11 Proposal to apply the law of the Mgmt For TNA N/A 06 December 2010 related to the company governance 12 PLEASE NOTE THAT THIS IS A N/A N/A TNA N/A REVISION DUE TO CHANGE IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.15 per Share 4 Elect Anne-Marie Idrac as Director Mgmt For For For 5 Elect Jacques Pestre as Director Mgmt For Against Against 6 Elect Olivia Qiu as Director Mgmt For For For 7 Reelect Gerard Mestrallet as Mgmt For Against Against Director 8 Reelect Denis Ranque as Director Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million 12 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 14 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value 15 Approve Employee Stock Purchase Mgmt For For For Plan 16 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 17 Authorize Board to Issue Free Mgmt For Against Against Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CUSIP G23296182 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roy Gardner as Mgmt For For For Director 5 Re-elect Richard Cousins as Mgmt For For For Director 6 Re-elect Gary Green as Director Mgmt For For For 7 Re-elect Andrew Martin as Director Mgmt For For For 8 Re-elect Sir James Crosby as Mgmt For For For Director 9 Re-elect Steve Lucas as Director Mgmt For For For 10 Re-elect Susan Murray as Director Mgmt For For For 11 Re-elect Don Robert as Director Mgmt For For For 12 Re-elect Sir Ian Robinson as Mgmt For For For Director 13 Reappoint Deloitte LLP as Mgmt For For For Auditors of the Company 14 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 15 Authorise EU Political Donations Mgmt For For For and Expenditure 16 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 17 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- CONSORCIO ARA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARA ISIN MXP001161019 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended Dec. 31, 2010 2 Accept Tax Report on Adherence to Mgmt For For For Fiscal Obligations 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors, Board Secretary Mgmt For Abstain Against and Deputy Board Secretary; Approve Their Discharge and Remuneration 5 Elect or Ratify Chairman of Audit Mgmt For For For Committee 6 Elect or Ratify Chairman of Mgmt For For For Corporate Practices Committee 7 Set Maximum Aggregate Nominal Mgmt For Abstain Against Amount of Share Repurchase Reserve 8 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting --------------------------------------------------------------------------------------------------------------- CREDIT SAISON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 30 2 Amend Articles To Amend Business Mgmt For For For Lines 3.1 Elect Director Rinno, Hiroshi Mgmt For For For 3.2 Elect Director Maekawa, Teruyuki Mgmt For For For 3.3 Elect Director Takahashi, Naoki Mgmt For For For 3.4 Elect Director Kaneko, Haruhisa Mgmt For For For 3.5 Elect Director Yamaji, Takayoshi Mgmt For For For 3.6 Elect Director Yamamoto, Hiroshi Mgmt For For For 3.7 Elect Director Kakusho, Junji Mgmt For For For 3.8 Elect Director Yamashita, Masahiro Mgmt For For For 3.9 Elect Director Hirase, Kazuhiro Mgmt For For For 3.10 Elect Director Shimizu, Sadamu Mgmt For For For 3.11 Elect Director Matsuda, Akihiro Mgmt For For For 3.12 Elect Director Aoyama, Teruhisa Mgmt For For For 3.13 Elect Director Yamamoto, Yoshihisa Mgmt For For For 3.14 Elect Director Okamoto, Tatsunari Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For Sakurai, Masaru 4.2 Appoint Statutory Auditor Mgmt For For For Murakami, Yoshitaka 4.3 Appoint Statutory Auditor Toki, Mgmt For For For Atsushi 4.4 Appoint Statutory Auditor Mgmt For For For Yamamoto, Yoshiro --------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 3.2 Approve Allocation of Dividend of Mgmt For For For CHF 1.30 per Registered Share from Share Premium Reserve 4.1 Approve Creation of CHF 16 Mgmt For For For Million Pool of Capital without Preemptive Rights 4.2 Approve Creation of CHF 4 Million Mgmt For For For Pool of Capital without Preemptive Rights 5.1 Amend Articles Re: Voting Mgmt For For For Procedures for the General Meeting 5.2 Amend Articles Re: Contributions Mgmt For For For in Kind 6.1 Reelect Peter Brabeck-Letmathe as Mgmt For For For Director 6.2 Reelect Jean Lanier as Director Mgmt For For For 6.3 Reelect Anton van Rossum as Mgmt For For For Director 6.4 Ratify KPMG AG as Auditors Mgmt For For For 6.5 Ratify BDO AG as Special Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDA CINS G25536106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Steve Williams as Director Mgmt For For For 5 Elect Steve Foots as Director Mgmt For For For 6 Re-elect Martin Flower as Director Mgmt For For For 7 Re-elect Mike Humphrey as Director Mgmt For For For 8 Re-elect Sean Christie as Director Mgmt For For For 9 Re-elect Michael Buzzacott as Mgmt For For For Director 10 Re-elect Stanley Musesengwa as Mgmt For For For Director 11 Re-elect Nigel Turner as Director Mgmt For For For 12 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 13 Authorise the Audit Committee to Mgmt For For For Fix Remuneration of Auditors 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 18 Amend Long-Term Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CINS J08484149 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 6 2 Amend Articles To Change Company Mgmt For For For Name 3.1 Elect Director Ogawa, Daisuke Mgmt For For For 3.2 Elect Director Fudaba, Misao Mgmt For For For 3.3 Elect Director Yanami, Tetsuji Mgmt For For For 3.4 Elect Director Katagiri, Ichiro Mgmt For For For 3.5 Elect Director Shima, Koji Mgmt For For For 3.6 Elect Director Ogawa, Yoshimi Mgmt For For For 3.7 Elect Director Komori, Shigetaka Mgmt For For For 3.8 Elect Director Okada, Akishige Mgmt For For For 3.9 Elect Director Miura, Yuuichi Mgmt For For For 4 Appoint Statutory Auditor Oya, Mgmt For For For Hitoshi 5 Appoint Alternate Statutory Mgmt For For For Auditor Takano, Toshio 6 Approve Takeover Defense Plan Mgmt For Against Against (Poison Pill) --------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 20 2.1 Elect Director Okumura, Katsuhiko Mgmt For For For 2.2 Elect Director Ina, Koichi Mgmt For Against Against 2.3 Elect Director Mitsui, Masanori Mgmt For For For 2.4 Elect Director Takahashi, Masahiro Mgmt For For For 2.5 Elect Director Nomoto, Takashi Mgmt For For For 2.6 Elect Director Baba, Kenji Mgmt For For For 2.7 Elect Director Kaneko,Tatsuya Mgmt For For For 2.8 Elect Director Kitagawa, Naoto Mgmt For For For 2.9 Elect Director Sudirman Maman Mgmt For For For Rusdi 3.1 Appoint Statutory Auditor Morita, Mgmt For For For Kunihiko 3.2 Appoint Statutory Auditor Mgmt For Against Against Ikebuchi, Kosuke 3.3 Appoint Statutory Auditor Mgmt For Against Against Matsuura, Takashi 3.4 Appoint Statutory Auditor Mgmt For For For Yamamoto, Kenji 4 Appoint Alternate Statutory Mgmt For For For Auditor Irie, Makoto 5 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors --------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 30 2.1 Elect Director Shoda, Takashi Mgmt For For For 2.2 Elect Director Nakayama, Joji Mgmt For For For 2.3 Elect Director Une, Tsutomu Mgmt For For For 2.4 Elect Director Ogita, Takeshi Mgmt For For For 2.5 Elect Director Hirokawa, Kazunori Mgmt For For For 2.6 Elect Director Okimoto, Takashi Mgmt For For For 2.7 Elect Director Hirabayashi, Mgmt For For For Hiroshi 2.8 Elect Director Ishihara, Kunio Mgmt For For For 2.9 Elect Director Anzai, Yuuichiro Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2.1 Elect Director Sato, Yuuki Mgmt For For For 3.1 Appoint Statutory Auditor Koike, Mgmt For For For Kazuo 3.2 Appoint Statutory Auditor Chiba, Mgmt For For For Takashi 4 Approve Annual Bonus Payment to Mgmt For For For Directors --------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.85 per Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify KPMG as Auditors for Mgmt For For For Fiscal 2011 7 Approve Creation of New Additive Mgmt For For For Remuneration Scheme for Supervisory Board Members 8.1 Elect Manfred Bischoff to the Mgmt For For For Supervisory Board 8.2 Elect Lynton Wilson to the Mgmt For For For Supervisory Board 8.3 Elect Petraea Heynike to the Mgmt For For For Supervisory Board --------------------------------------------------------------------------------------------------------------- DAINIPPON SUMITOMO PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4506 CINS J10542116 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 9 2.1 Elect Director Tada, Masayo Mgmt For Against Against 2.2 Elect Director Ono, Keiichi Mgmt For For For 2.3 Elect Director Okamura, Kazumi Mgmt For For For 2.4 Elect Director Noguchi, Hiroshi Mgmt For For For 2.5 Elect Director Okada, Yoshihiro Mgmt For For For 2.6 Elect Director Oida, Tetsuya Mgmt For For For 2.7 Elect Director Hara, Makoto Mgmt For For For 2.8 Elect Director Ishidahara, Masaru Mgmt For For For 3 Appoint Statutory Auditor Sato, Mgmt For For For Hidehiko --------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 131 2 Amend Articles To Amend Business Mgmt For For For Lines 3.1 Elect Director Minabe, Isao Mgmt For For For 3.2 Elect Director Kumakiri, Naomi Mgmt For For For 3.3 Elect Director Inada, Akio Mgmt For For For 3.4 Elect Director Asano, Hideki Mgmt For For For 3.5 Elect Director Igawa, Takashi Mgmt For For For 3.6 Elect Director Nakaita, Hideyuki Mgmt For For For 3.7 Elect Director Kadouchi, Hitoshi Mgmt For For For 3.8 Elect Director Nakada, Shuuji Mgmt For For For 3.9 Elect Director Kawaguchi, Hiroshi Mgmt For For For 3.10 Elect Director Nishimura, Tomoyuki Mgmt For For For 3.11 Elect Director Sasamoto, Yuujiro Mgmt For For For 3.12 Elect Director Marcus Merner Mgmt For For For 4 Approve Retirement Bonuses and Mgmt For For For Special Payments in Connection with Abolition of Retirement Bonus System 5 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzuki, Shigeharu Mgmt For For For 1.2 Elect Director Hibino, Takashi Mgmt For For For 1.3 Elect Director Iwamoto, Nobuyuki Mgmt For For For 1.4 Elect Director Shirakawa, Makoto Mgmt For For For 1.5 Elect Director Wakabayashi, Mgmt For For For Takatoshi 1.6 Elect Director Oda, Kazuo Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uno, Koichi Mgmt For For For 1.9 Elect Director Matsubara, Nobuko Mgmt For For For 1.10 Elect Director Tadaki, Keiichi Mgmt For For For 1.11 Elect Director Onishi, Toshihiko Mgmt For For For 1.12 Elect Director Ito, Kensuke Mgmt For For For 2 Approve Stock Option Plan and Mgmt For For For Deep Discount Stock Option Plan --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Related Party Transaction Mgmt For For For 2 Indicate Personal Interest in Mgmt None Against N/A Proposed Agenda Item --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For from 15 Million to 20 Million Shares 2 Adopt New By-Laws Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 10/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus of Board Chairman Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEMAG CRANES AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D17567104 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT THE TRUE RECORD N/A N/A N/A N/A DATE FOR THIS MEETING IS 09 FEB 11, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU 3 Receipt of the adopted annual N/A N/A N/A N/A financial statements of Demag Cranes AG and of the consolidated financial statements approved by the Supervisory Board for the fiscal year 2009/2010 ended on 30 September 2010, the combined management report for the Demag Cra 4 Resolution on the unappropriated Mgmt For For For net income 5 Resolution on the formal approval Mgmt For For For of the acts of the Management Board members 6 Resolution on the formal approval Mgmt For For For of the acts of the Supervisory Board members 7 Election of a Supervisory Board Mgmt For For For member: Mr. Jens Tischendorf 8 Resolution on the approval of the Mgmt For For For system of remuneration of the members of the Management Board 9 Appointment of the auditors for Mgmt For For For the annual financial statements and the consolidated financial statements for the fiscal year 2010/2011: Warth & Klein Grant Thornton AG Wirtschaftsprufungsgesellschaft, Dusseldorf, Germany 10 Resolution on the cancellation of Mgmt For Against Against the current authorized capital and creation of new authorized capital providing for the possibility to exclude subscription rights, and corresponding amendment of Section 4 (5) of the Articles of Association --------------------------------------------------------------------------------------------------------------- DENA CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2432 CINS J1257N107 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 34 2 Amend Articles To Limit Rights of Mgmt For For For Odd-Lot Holders 3.1 Elect Director Namba, Tomoko Mgmt For For For 3.2 Elect Director Haruta, Makoto Mgmt For For For 3.3 Elect Director Moriyasu, Isao Mgmt For For For 3.4 Elect Director Kawasaki, Shuuhei Mgmt For For For 3.5 Elect Director Neil Young Mgmt For For For 3.6 Elect Director Kobayashi, Kenji Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For Watanabe, Taketsune 4.2 Appoint Statutory Auditor Iida, Mgmt For Against Against Masaru 4.3 Appoint Statutory Auditor Mgmt For For For Fujikawa, Hisaaki --------------------------------------------------------------------------------------------------------------- DENKI KAGAKU KOGYO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12936134 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Substitute Corporate Mgmt For For For Auditor 17 Amend the Compensation to be Mgmt For Against Against received by Directors Mgmt --------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 24 2.1 Elect Director Fukaya, Koichi Mgmt For For For 2.2 Elect Director Kato, Nobuaki Mgmt For For For 2.3 Elect Director Tokuda, Hiromi Mgmt For For For 2.4 Elect Director Kobayashi, Koji Mgmt For For For 2.5 Elect Director Tsuchiya, Sojiro Mgmt For For For 2.6 Elect Director Hironaka, Kazuo Mgmt For For For 2.7 Elect Director Sugi, Hikaru Mgmt For For For 2.8 Elect Director Shirasaki, Shinji Mgmt For For For 2.9 Elect Director Miyaki, Masahiko Mgmt For For For 2.10 Elect Director Shikamura, Akio Mgmt For For For 2.11 Elect Director Maruyama, Haruya Mgmt For For For 2.12 Elect Director Tajima, Akio Mgmt For For For 2.13 Elect Director Toyoda, Shoichiro Mgmt For For For 3.1 Appoint Statutory Auditor Cho, Mgmt For Against Against Fujio 3.2 Appoint Statutory Auditor Mgmt For For For Watanabe, Toshio 3.3 Appoint Statutory Auditor Kondo, Mgmt For For For Toshimichi 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors --------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Approve Creation of EUR 5.2 Mgmt For For For Million Pool of Capital without Preemptive Rights 6 Authorize Share Repurchase Mgmt For For For Program and Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 8 Amend Articles Re: Majority Mgmt For Against Against Voting Requirements for General Meeting 9 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 --------------------------------------------------------------------------------------------------------------- DEUTZ AG, KOELN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D39176108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT THE TRUE RECORD N/A N/A N/A N/A DATE FOR THIS MEETING IS 14 APR 2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE -1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 3 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 20 APR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the report pursuant to Sections 289(4), 289(5) and 315(4) of the 5 Ratification of the acts of the Mgmt For For For Board of MDs 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of auditors for the Mgmt For For For 2011 financial year: Deloitte + Touche GmbH, Dusseldorf 8 Election of Lodovico Bussolati to Mgmt For For For the Supervisory Board --------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Peggy Bruzelius as Mgmt For For For Director 5 Re-elect Laurence Danon as Mgmt For For For Director 6 Re-elect Betsy Holden as Director Mgmt For For For 7 Re-elect Lord (Clive) Hollick of Mgmt For For For Notting Hill as Director 8 Re-elect Franz Humer as Director Mgmt For For For 9 Re-elect Philip Scott as Director Mgmt For For For 10 Re-elect Todd Stitzer as Director Mgmt For For For 11 Re-elect Paul Walker as Director Mgmt For For For 12 Re-elect Paul Walsh as Director Mgmt For For For 13 Elect Lord (Mervyn) Davies of Mgmt For For For Abersoch as Director 14 Elect Deirdre Mahlan as Director Mgmt For For For 15 Reappoint KPMG Audit plc as Mgmt For For For Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Amend Diageo 2001 Share Incentive Mgmt For For For Plan 22 Approve Diageo 2010 Sharesave Plan Mgmt For For For 23 Authorise the Company to Mgmt For For For Establish International Share Plans 24 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- DIASORIN S.P.A TICKER SECURITY ID: MEETING DATE MEETING STATUS DIA CINS T3475Y104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Mgmt For For For Statutory Reports, and Allocation of Income --------------------------------------------------------------------------------------------------------------- DSV AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K3013J154 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING N/A N/A N/A N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 2 PLEASE NOTE THAT IF THE CHAIRMAN N/A N/A N/A N/A OF THE BOARD OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE 3 PLEASE BE ADVISED THAT SOME OF N/A N/A N/A N/A SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF THIS REQUIREMENT APPLIES TO 4 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTIONS 4.A TO 4.G AND 5". THANK YOU. " 5 The report of the Supervisory Mgmt For For For Board and Executive Board on the Company's activities in 2010 6 Presentation and adoption of the Mgmt For For For 2010 Annual Report with the audit report and proposal regarding remuneration to the Supervisory Board 7 Resolution on the distribution of Mgmt For For For profits or covering of losses according to the adopted 2010 Annual Report. The Supervisory Board proposes distribution of divided of DKK 0.50 per share 8 Re-election of member of the Mgmt For For For Supervisory Board: Kurt K. Larsen 9 Re-election of member of the Mgmt For For For Supervisory Board: Erik B. Pedersen 10 Re-election of member of the Mgmt For For For Supervisory Board: Per Skov 11 Re-election of member of the Mgmt For For For Supervisory Board: Kaj Christiansen 12 Re-election of member of the Mgmt For For For Supervisory Board: Annette Sadolin 13 Re-election of member of the Mgmt For For For Supervisory Board: Birgit W. Norgaard 14 Election of member of the Mgmt For For For Supervisory Board: Thomas Plenborg 15 Election of auditors. The Mgmt For For For Supervisory Board proposes election of KPMG, Certified auditing company 16 Proposal from the Supervisory Mgmt For For For Board to reduce the share capital, including authorization to the Supervisory Board effect the capital reduction and the related amendment of Article 3 of the Articles of Association 17 Proposal from the Supervisory Mgmt For For For Board to adopt a new provision in the Articles of Association on the partial use of electronic communication and the resulting consequential correction of Article 7, second paragraph, the subsequent numbering and article refe 18 Proposal from the Supervisory Mgmt For For For Board to amend Article 14 to the Articles of Association 19 Proposal from the Supervisory Mgmt For For For Board to adopt amendments to the Remuneration Policy and to the General guidelines for incentive pay for management and staff of DSV A/S 20 Any other business N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 55 2 Amend Articles To Streamline Mgmt For For For Board Structure 3 Elect Director Takahashi, Makoto Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For Hoshino, Shigeo 4.2 Appoint Statutory Auditor Mgmt For For For Higashikawa, Hajime 4.3 Appoint Statutory Auditor Mgmt For For For Harayama, Kiyomi 5 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 6 Amend Articles to Authorize ShrHldr Against Against For Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees 7 Direct Dept Store Subsidiary to ShrHldr Against Against For Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops 8 Direct Dept Store Subsidiary to ShrHldr Against Against For Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops --------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS EKTA B CINS W2479G107 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Appr List of Mgmt For For For Sharehldrs 4 Approve Minutes of Meeting Mgmt For For For 5 Designate Inspector of Mtg Minutes Mgmt For For For 6 Acknowledge Proper Convening of Mgmt For For For Mtg 7 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 8 Receive President's Report Mgmt N/A N/A N/A 9 Accept Fin Statmnts & Statut Rpts Mgmt For For For 10 Appr Alloc of Income and Divs Mgmt For For For 11 Appr Discharge of Board and Pres. Mgmt For For For 12 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 13 Fix Number of Directors Mgmt For For For 14 Appr Remuneration of Dirs & Auds Mgmt For For For 15 Elect Directors (Bundled) Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17.1 Authorize Share Repurchase Program Mgmt For For For 17.2 Auth Reissuance of Repurchased Mgmt For For For Shrs 17.3 Company-Specific Compens-Related Mgmt For For For 17.4 Company-Specific Compens-Related Mgmt For For For 18 Approve Restricted Stock Plan Mgmt For For For 19 Elect Members of Election Mgmt For Against Against Committee 20 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ELRINGKLINGER AG, DETTINGEN/ERMS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2462K108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 16052011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO RE 3 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commerci 4 Resolution on the appropriation Mgmt For For For of the distributable profit of EUR 22,175,996.50 as follows: Payment of a dividend of EUR 0.35 per share Ex-dividend and payable date: June 1, 2011 5 Ratification of the acts of the Mgmt For For For Board of MDs 6 Ratification of the acts of the Mgmt For For For Supervisory Board 7 Appointment of auditors for the Mgmt For For For 2011 financial year: PricewaterhouseCoopers AG, Stuttgart 8 Election of Margarete Haase to Mgmt For For For the Supervisory Board 9 Resolution on the reimbursement Mgmt For For For of expenses The company shall, to a reasonable extent, reimburse the members of the Supervisory Board for expenses incurred in connection with Supervisory Board meetings --------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Mgmt For For For Braithwaite 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director V. Maureen Mgmt For For For Kempston Darkes 1.8 Elect Director David A. Leslie Mgmt For For For 1.9 Elect Director George K. Petty Mgmt For For For 1.10 Elect Director Charles E. Shultz Mgmt For For For 1.11 Elect Director Dan C. Tutcher Mgmt For For For 1.12 Elect Director Catherine L. Mgmt For For For Williams 2 Ratify PricewaterhouseCoopers LLP Mgmt For For For as Auditors 3 Approve Stock Split Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For 5 Approve Shareholder Rights Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Italian Mgmt N/A Do Not Vote N/A Ministry of Economy and Finance 5.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 6 Elect Chairman of the Board of Mgmt For For For Directors 7 Approve Remuneration of Directors Mgmt For Against Against 8 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENERPLUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 292766102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edwin V. Dodge Mgmt For For For 1.2 Elect Director Robert B. Hodgins Mgmt For For For 1.3 Elect Director Gordon J. Kerr Mgmt For For For 1.4 Elect Director Douglas R. Martin Mgmt For For For 1.5 Elect Director David P. O'Brien Mgmt For For For 1.6 Elect Director Elliott Pew Mgmt For For For 1.7 Elect Director Glen D. Roane Mgmt For For For 1.8 Elect Director W.C. (Mike) Seth Mgmt For For For 1.9 Elect Director Donald T. West Mgmt For For For 1.10 Elect Director Harry B. Wheeler Mgmt For For For 1.11 Elect Director Clayton H. Woitas Mgmt For For For 1.12 Elect Director Robert L. Zorich Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Ministry Mgmt N/A Do Not Vote N/A of Economics and Finance 5.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 6 Elect Chairman of the Board of Mgmt For For For Directors 7 Approve Remuneration of Directors Mgmt For Against Against 8.1 Slate Submitted by the Ministry Mgmt N/A Against N/A of Economics and Finance 8.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 9 Appoint Internal Statutory Mgmt For For For Auditors' Chairman 10 Approve Internal Auditors' Mgmt For For For Remuneration 11 Approve Compensation of the Mgmt For For For Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control --------------------------------------------------------------------------------------------------------------- EXEDY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1326T101 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Appoint a Corporate Auditor Mgmt For Against Against 12 Appoint a Corporate Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- FAMILYMART CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8028 CINS J13398102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ueda, Junji Mgmt For For For 1.2 Elect Director Yokota, Takayuki Mgmt For For For 1.3 Elect Director Miyamoto, Yoshiki Mgmt For For For 1.4 Elect Director Kobe, Yasuhiro Mgmt For For For 1.5 Elect Director Kato, Toshio Mgmt For For For 1.6 Elect Director Takada, Motoo Mgmt For For For 1.7 Elect Director Kosaka, Masaaki Mgmt For For For 1.8 Elect Director Wada, Akinori Mgmt For For For 1.9 Elect Director Komatsuzaki, Mgmt For For For Yukihiko 1.10 Elect Director Tamamaki, Hiroaki Mgmt For For For 2.1 Appoint Statutory Auditor Endo, Mgmt For Against Against Takashi 2.2 Appoint Statutory Auditor Mgmt For For For Takaoka, Mika 3 Approve Retirement Bonuses and Mgmt For Against Against Special Payments in Connection with Abolition of Retirement Bonus System --------------------------------------------------------------------------------------------------------------- FAURECIA TICKER SECURITY ID: MEETING DATE MEETING STATUS EO CINS F3445A108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 11 of Bylaws Re: Mgmt For For For Directors Lenght of Term 2 Authorize up to 2 Million Shares Mgmt For Against Against for Use in Restricted Stock Plan 3 Authorize Filing of Required Mgmt For For For Documents/Other Formalities 4 Approve Financial Statements and Mgmt For For For Consolidated Financial Statements and Statutory Reports 5 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.25 per Share 6 Approve Dividends of EUR 0.25 per Mgmt For For For Share 7 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 8 Elect Linda Newton as Director Mgmt For Against Against 9 Reelect Jean-Claude Hanus as Mgmt For Against Against Director 10 Reelect Thierry Peugeot as Mgmt For Against Against Director 11 Reelect Philippe Varin as Director Mgmt For Against Against 12 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- FILA KOREA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y2484W103 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Amendment of articles of Mgmt For For For incorporation 3 Election of directors candidates: Mgmt For For For Yoon Su Yoon, Sung Sik Jung, Jong An Park and Young Chan Cho external directors candidates: Young Woo Jung and Jung Il Choi 4 Approval of remuneration for Mgmt For For For director 5 Approval of remuneration for Mgmt For For For auditor 6 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION OF DIRECTOR NAMES IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- FINNING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTT CUSIP 318071404 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ricardo Bacarreza as Mgmt For For For Director 1.2 Elect James E.C. Carter as Mgmt For For For Director 1.3 Elect David L. Emerson as Director Mgmt For For For 1.4 Elect Kathleen M. O'Neill as Mgmt For For For Director 1.5 Elect Christopher W. Patterson as Mgmt For For For Director 1.6 Elect John M. Reid as Director Mgmt For For For 1.7 Elect Andrew H. Simon as Director Mgmt For For For 1.8 Elect Bruce L. Turner as Director Mgmt For For For 1.9 Elect Michael T. Waites as Mgmt For For For Director 1.10 Elect Douglas W.G. Whitehead as Mgmt For For For Director 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS FEMSAUBD ISIN MXP320321310 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of Board of Mgmt For For For Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report 2 Approve Tax Report on Fiscal Mgmt For For For Obligations 3 Approve Allocation of Income and Mgmt For For For Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit 4 Set Aggregate Nominal Share Mgmt For For For Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion 5 Elect Directors and Secretaries, Mgmt For Abstain Against Verify Independence of Directors, and Approve their Remuneration 6 Elect Members and Chairmen of Mgmt For Abstain Against Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration 7 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 8 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 2 Elect Mark Barnaba as a Director Mgmt For For For 3 Elect Geoff Brayshaw as a Director Mgmt For For For 4 Elect Russell Scrimshaw as a Mgmt For For For Director 5 Approve the Grant of Up to 18,608 Mgmt For For For Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 6 Approve the Grant of Up to 89,526 Mgmt For For For Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 7 Approve the Grant of Up to 31,832 Mgmt For For For Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 8 Approve the Grant of Up to 20,221 Mgmt For For For Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company's Performance Share Plan 9 Approve the Increase in the Mgmt For For For Remuneration of Non-Executive Directors to A$2 Million Per Annum --------------------------------------------------------------------------------------------------------------- FRASER AND NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F99 CUSIP Y2642C155 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD Mgmt For For For 0.12 Per Share 3.1 Reelect Lee Hsien Yang as Director Mgmt For For For 3.2 Reelect Soon Tit Koon as Director Mgmt For For For 3.3 Reelect Ho Tian Yee as Director Mgmt For For For 3.4 Reelect Maria Mercedes Corrales Mgmt For For For as Director 3.5 Reelect Hirotake Kobayashi as Mgmt For For For Director 4 Approve Directors' Fees of SGD Mgmt For For For 2.7 Million for the Year Ending Sept. 30, 2011 5 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 6 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 7 Approve Issuance of Shares and Mgmt For Against Against Grant of Options Pursuant to the Fraser and Neave, Ltd. Executives' Share Option Scheme 1999 8 Approve Issuance of Shares and Mgmt For For For Grant of Awards Pursuant to the F&N Restricted Share Plan and/or the F&N Performance Share Plan 9 Approve Issuance of Shares Mgmt For For For Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program Mgmt For For For 11 Other Business (Voting) Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- FUJI MACHINE MFG.CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J14910103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Appoint a Corporate Auditor Mgmt For Against Against 12 Appoint a Supplementary Auditor Mgmt For Against Against 13 Approve Extension of Mgmt For Against Against Anti-Takeover Defense Measures --------------------------------------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2679D118 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY N/A N/A N/A N/A NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN20110421679.pdf 2 PLEASE NOTE IN THE HONG KONG N/A N/A N/A N/A MARKET THAT A VOTE OF ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. " 3 To receive and consider the Mgmt For For For audited financial statements and reports of the Directors and Independent Auditor for the year ended 31 December 2010 4 To elect Mr. Joseph Chee Ying Mgmt For For For Keung as a Director 5 To elect Ms. Paddy Tang Lui Wai Mgmt For For For Yu as a Director 6 To elect Dr. William Yip Shue Lam Mgmt For For For as a Director 7 To authorise the Directors to fix Mgmt For Against Against the Directors' remuneration 8 To re-appoint Auditors and Mgmt For Against Against authorise the Directors to fix their remuneration 9 To give a general mandate to the Mgmt For Against Against Directors to purchase shares of the Company 10 To give a general mandate to the Mgmt For Against Against Directors to allot, issue and deal with additional shares of the Company 11 To extend the general mandate as Mgmt For Against Against approved under 4.2 12 To approve and adopt the new Mgmt For Against Against share option scheme and termination of the existing share option scheme 13 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU --------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CUSIP H3238Q102 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For StatutoryReports 2 Approve Compensation Policy Mgmt For For For 3 Approve Discharge of the Board of Mgmt For For For Directors 4 Approve Allocation of Income and Mgmt For For For Dividends of CHF 21.50 per Share 5.1 Amend Articles Re: Board Size Mgmt For For For 5.2 Amend Articles Re: Term of Office Mgmt For For For for Board Members 6.1 Elect Lilian Fossum Biner as Mgmt For For For Director 6.2 Reelect Henner Schierenbeck as Mgmt For For For Director 6.3 Reelect Nabil Sakkab as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500660 ISIN INE159A01016 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 40 Per Mgmt For For For Share 3 Reappoint P.V. Nayak as Director Mgmt For For For 4 Reappoint V. Narayanan as Director Mgmt For For For 5 Reappoint D. Sundaram as Director Mgmt For For For 6 Approve Price Waterhouse & Co as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Approve Reappointment and Mgmt For For For Remuneration of M.B. Kapadia as Executive Director 8 Approve Reappointment and Mgmt For For For Remuneration of A. Banerjee as Executive Director --------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Simon Dingemans as Director Mgmt For For For 4 Elect Stacey Cartwright as Mgmt For For For Director 5 Elect Judy Lewent as Director Mgmt For For For 6 Re-elect Sir Christopher Gent as Mgmt For For For Director 7 Re-elect Andrew Witty as Director Mgmt For For For 8 Re-elect Sir Roy Anderson as Mgmt For For For Director 9 Re-elect Dr Stephanie Burns as Mgmt For For For Director 10 Re-elect Larry Culp as Director Mgmt For For For 11 Re-elect Sir Crispin Davis as Mgmt For For For Director 12 Re-elect Sir Deryck Maughan as Mgmt For For For Director 13 Re-elect James Murdoch as Director Mgmt For For For 14 Re-elect Dr Daniel Podolsky as Mgmt For For For Director 15 Re-elect Dr Moncef Slaoui as Mgmt For For For Director 16 Re-elect Tom de Swaan as Director Mgmt For For For 17 Re-elect Sir Robert Wilson as Mgmt For For For Director 18 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 19 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Market Purchase Mgmt For For For 24 Approve the Exemption from Mgmt For For For Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- GRANDE CACHE COAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCE CUSIP 38655X105 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors Mgmt For For For 2 Elect Directors (Bundled) Mgmt For For For 3 Approve Aud and their Remuneration Mgmt For For For 4 Amend Stock Option Plan Mgmt For Against Against 5 Amend Restricted Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Mgmt For For For Share 3 Reappoint B.V. Bhargava as Mgmt For For For Director 4 Reappoint K.M. Birla as Director Mgmt For For For 5 Appoint T.M. Connelly as Director Mgmt For For For 6.1 Appoint G.P. Kapadia & Co. and Mgmt For For For Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 6.2 Appoint Vidyarthi & Sons as Mgmt For For For Branch Auditors and Authorize Board to Fix Their Remuneration 7 Approve Reappointment and Mgmt For For For Remuneration of S.K. Jain as Executive Director from Dec. 1, 2009 to March 31, 2010 8 Appoint S.K. Jain as Director Mgmt For For For 9 Approve Appointment and Mgmt For For For Remuneration of A. Gupta as Executive Director 10 Approve Appointment and Mgmt For For For Remuneration of K.K. Maheshwari as Executive Director --------------------------------------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LTD, GRAND CAY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G40769104 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY N/A N/A N/A N/A NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110419/LTN20110419331.pdf 2 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. 3 To receive, consider and adopt Mgmt For For For the audited consolidated financial statements of the Company and its subsidiaries and the reports of the Directors and Auditors of the Company for the year ended 31 December 2010 4 To re-elect Mr. Bi Hua, Jeff as Mgmt For For For an executive director 5 To re-elect Mr. Hong Gang as an Mgmt For For For executive Director of the Company 6 To re-elect Mr. James Henry Mgmt For For For Hildebrandt as a non-executive Director of the Company 7 To re-elect Mr. Zhu Jia as a Mgmt For For For non-executive Director of the Company 8 To re-elect Mr. Lee Lap, Danny as Mgmt For For For a non-executive director 9 To re-elect Mr. Lew Kiang Hua as Mgmt For For For a non-executive Director of the Company 10 To re-elect Ms. Shang Xiaojun as Mgmt For For For a non-executive Director of the Company 11 To re-elect Mr. Allen Warren Mgmt For For For Lueth as an independent non-executive Director of the Company 12 To re-elect Mr. Ernst Hermann Mgmt For For For Behrens as an independent non-executive Director of the Company 13 To re-elect Mr. Chen Weishu as an Mgmt For For For independent non-executive Director of the Company 14 To authorize the Board Of Mgmt For Against Against Directors of the Company to fix the remuneration of the directors of the Company 15 To re-appoint Mgmt For For For PricewaterhouseCoopers as auditors of the Company and authorise the Board Of Directors of the Company to fix their remuneration 16 To give a general unconditional Mgmt For Against Against mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company 17 To give a general unconditional Mgmt For Against Against mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company 18 To extend the authority given to Mgmt For Against Against the Directors of the Company pursuant to ordinary resolution no. 4(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution No. 4(B) --------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept CEO's and Auditor's Report Mgmt N/A N/A N/A on Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 1.2 Accept Board's Report on Mgmt N/A N/A N/A Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law 1.3 Accept Report Re: Activities and Mgmt N/A N/A N/A Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law 1.4 Accept Individual and Mgmt N/A N/A N/A Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010, and Approve Application of Income 1.5 Approve Audit Committee's Report Mgmt For For For Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law 1.6 Approve Report on Tax Obligations Mgmt For For For in Accordance with Article 86 of Tax Law 2.1 Approve Increase in Legal Reserves Mgmt For For For 2.2 Set Maximum Nominal Amount of Mgmt For For For Share Repurchase Reserve for Fiscal Year 2011 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares 2.3 Approve Net Dividends in the Mgmt For For For Amount of MXN 3.00 per Share to Series B and BB Shareholders 3 Approve Discharge of Board of Mgmt For For For Directors and CEO for Fiscal Year 2010 3.1 Elect/Ratify Directors; Verify Mgmt For For For Independence Classification of Board Members 3.2 Elect/Ratify Chairman of Audit Mgmt For For For Committee 3.3 Elect/Ratify Members to the Mgmt For For For Different Board Committees 3.4 Approve Remuneration of Directors Mgmt For For For and Members of Board Committees 4 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Cash Dividends of MXN Mgmt For For For 0.17 Per Share 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of IXE Grupo Mgmt For For For Financiero S.A.B. de C.V by Grupo Financiero Banorte S.A.B. de C.V.; Approve Financial Statements 2 Amend Company Bylaws Mgmt For For For 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income Mgmt For For For 3 Approve Cash Dividends of MXN Mgmt For For For 0.18 Per Share 4 Elect Directors; Verify Mgmt For For For Independence of Board Members 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Mgmt For For For Corporate Practices Committee 7 Present Report on Company's 2010 Mgmt For For For Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2011 8 Authorize Board to Obtain Mgmt For For For Certification of the Company Bylaws 9 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 10 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 10/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Dividends of MXN 0.17 Per Mgmt For For For Share 3 Present Auditor Report Mgmt For For For 4 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 5 Approve Minutes of Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HALMA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G42504103 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' report and Mgmt For For For the accounts for the period of 53 weeks to 03 APR 2010 and the Auditors' report on the accounts 2 Declare a dividend on the Mgmt For For For ordinary shares 3 Approve the remuneration report Mgmt For For For as specified in the report and accounts for the 53 weeks to 03 APR 2010 4 Re-elect Stephen R. Pettit as a Mgmt For For For Director of the Company 5 Re-elect Richard A. Stone as a Mgmt For For For Director of the Company 6 Re-appoint Deloitte LLP as the Mgmt For For For Auditors 7 Authorize the Directors to Mgmt For For For determine the remuneration of the Auditors 8 Authorize the Directors of the Mgmt For Against Against Company to allot shares, or grant rights to subscribe for or to convert securities into shares, up to an aggregate nominal amount of GBP 12,500,000; Authority expires at the conclusion of the AGM of the Company to be held i 9 Authorize the Directors, subject Mgmt For Against Against to the passing of Resolution 8 above, pursuant to Section 570 of the Companies Act 2006 to allot or to make any offer or agreement to allot equity securities (as defined in Section 560 of the Companies Act 2006) of the Com 10 CONTD with an issue or offer N/A N/A N/A N/A (whether by way of a rights issue, open offer or otherwise) in favor of ordinary shareholders (other than the Company) on a fixed record date where the equity securities attributable to such ordinary shareholders are proportio 11 CONTD amount of GBP 1,875,000; N/A N/A N/A N/A Authority expires at the conclusion of the AGM of the Company to be held in 2011 ; save that the Company may make any offer or agreement before such expiry which would or might require equity securities to be allotted or eq 12 Authorize the Company, to make Mgmt For For For market purchases (within the meaning of Section 693 of the Companies Act 2006) of ordinary shares of 10p each ('ordinary shares') provided that: (a) the maximum number of ordinary shares hereby authorized to be acquired is 3 13 CONTD (excluding expenses) is its N/A N/A N/A N/A nominal value; and Authority expires at the conclusion of the next AGM of the Company ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after 14 Amend the Articles of Association Mgmt For For For of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of section 28 of the Companies Act 2006, are treated as provisions of the Company's Articles of Association; and ad 15 Approve, that a general meeting Mgmt For For For other than an AGM may be called on not less than 14 clear days' notice --------------------------------------------------------------------------------------------------------------- HALMA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G42504103 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' report and Mgmt FOR FOR N/A the accounts for the period of 53 weeks to 03 APR 2010 and the Auditors' report on the accounts 2 Declare a dividend on the Mgmt FOR FOR N/A ordinary shares 3 Approve the remuneration report Mgmt FOR FOR N/A as specified in the report and accounts for the 53 weeks to 03 APR 2010 4 Re-elect Stephen R. Pettit as a Mgmt FOR FOR N/A Director of the Company 5 Re-elect Richard A. Stone as a Mgmt FOR FOR N/A Director of the Company 6 Re-appoint Deloitte LLP as the Mgmt FOR FOR N/A Auditors 7 Authorize the Directors to Mgmt FOR FOR N/A determine the remuneration of the Auditors 8 Authorize the Directors of the Mgmt FOR AGAINST N/A Company to allot shares, or grant rights to subscribe for or to convert securities into shares, up to an aggregate nominal amount of GBP 12,500,000; Authority expires at the conclusion of the AGM of the Company to be held i 9 Authorize the Directors, subject Mgmt FOR AGAINST N/A to the passing of Resolution 8 above, pursuant to Section 570 of the Companies Act 2006 to allot or to make any offer or agreement to allot equity securities (as defined in Section 560 of the Companies Act 2006) of the Com 10 CONTD with an issue or offer N/A N/A N/A N/A (whether by way of a rights issue, open offer or otherwise) in favor of ordinary shareholders (other than the Company) on a fixed record date where the equity securities attributable to such ordinary shareholders are proportio 11 CONTD amount of GBP 1,875,000; N/A N/A N/A N/A Authority expires at the conclusion of the AGM of the Company to be held in 2011 ; save that the Company may make any offer or agreement before such expiry which would or might require equity securities to be allotted or eq 12 Authorize the Company, to make Mgmt FOR FOR N/A market purchases (within the meaning of Section 693 of the Companies Act 2006) of ordinary shares of 10p each ('ordinary shares') provided that: (a) the maximum number of ordinary shares hereby authorized to be acquired is 3 13 CONTD (excluding expenses) is its N/A N/A N/A N/A nominal value; and Authority expires at the conclusion of the next AGM of the Company ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after 14 Amend the Articles of Association Mgmt FOR FOR N/A of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of section 28 of the Companies Act 2006, are treated as provisions of the Company's Articles of Association; and ad 15 Approve, that a general meeting Mgmt FOR FOR N/A other than an AGM may be called on not less than 14 clear days' notice --------------------------------------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS 10 ISIN HK0010000088 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Hon Kwan Cheng as Director Mgmt For For For 3.2 Reelect Simon Sik On Ip as Mgmt For For For Director 3.3 Reelect Philip Nan Lok Chen as Mgmt For For For Director 3.4 Reelect William Pak Yau Ko as Mgmt For For For Director 3.5 Reelect Hau Cheong Ho Director Mgmt For For For 3.6 Authorize Board to Fix Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500182 ISIN INE158A01026 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name to Hero Mgmt For For For MotoCorp Ltd. and Amend Memorandum and Articles of Association in Relation to the Change of Company Name 2 Amend Articles of Association in Mgmt For For For Relation to Honda Ceasing to be a Shareholder --------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE158A01026 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Silver Jubilee Mgmt For For For Special Dividend of INR 80 Per Share and Approve Final Dividend of INR 30 Per Share 3 Reappoint A. Singh as Director Mgmt For Abstain Against 4 Reappoint P. Singh as Director Mgmt For For For 5 Reappoint S. Fukuda as Director Mgmt For For For 6 Reappoint M. Damodaran as Director Mgmt For For For 7 Approve A.F. Ferguson & Co as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Appoint R. Nath as Director Mgmt For For For 9 Appoint A.C. Burman as Director Mgmt For For For 10 Appoint S.K. Munjal as Director Mgmt For For For 11 Approve Transfer of Register of Mgmt For For For Members, Documents, and Certificates to Karvy Computershare Pvt Ltd, Registrar and Share Transfer Agents --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Dividend of INR Mgmt For For For 3.00 Per Share and Approve Final Dividend of INR 3.50 Per Share 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint S. Ramamurthy as Mgmt For For For Director 3.3 Reappoint D.S. Parekh as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Director Mgmt For For For 3.6 Reappoint R.A. Mashelkar as Mgmt For For For Director 3.7 Reappoint G. Vittal as Director Mgmt For For For 4 Appoint Lovelock & Lewes as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Appoint P. Banerjee as Director Mgmt For For For 6 Approve Appointment and Mgmt For For For Remuneration of P. Banerjee as Executive Director 7 Approve Commission Remuneration Mgmt For For For for Non-Executive Directors --------------------------------------------------------------------------------------------------------------- HITACHI LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6501 CINS J20454112 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kawamura, Takashi Mgmt For For For 1.2 Elect Director Ota, Yoshie Mgmt For For For 1.3 Elect Director Ohashi, Mitsuo Mgmt For For For 1.4 Elect Director Katsumata, Nobuo Mgmt For For For 1.5 Elect Director Motobayashi, Toru Mgmt For Against Against 1.6 Elect Director Ono, Isao Mgmt For For For 1.7 Elect Director Stephen Gomersall Mgmt For For For 1.8 Elect Director Sakiyama, Tadamichi Mgmt For For For 1.9 Elect Director Sumikawa, Masaharu Mgmt For For For 1.10 Elect Director Nakanishi, Hiroaki Mgmt For For For 1.11 Elect Director Nakamura, Michiharu Mgmt For For For 1.12 Elect Director Hacchoji, Takashi Mgmt For For For 1.13 Elect Director Miyoshi, Takashi Mgmt For For For 2 Remove Director Miyoshi, Takashi ShrHldr Against Against For from Office --------------------------------------------------------------------------------------------------------------- HOGANAS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W4175J146 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING N/A N/A N/A N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 2 MARKET RULES REQUIRE DISCLOSURE N/A N/A N/A N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 3 PLEASE NOTE THAT NOT ALL SUB N/A N/A N/A N/A CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK YOU 4 Opening the AGM and election of N/A N/A N/A N/A the Chairman of the AGM: Attorney Ragnar Lindqvist 5 Preparing and approving the N/A N/A N/A N/A Voting List 6 Approval of the agenda N/A N/A N/A N/A 7 Appointment of two people to N/A N/A N/A N/A verify the minutes 8 Consideration of whether the AGM N/A N/A N/A N/A has been duly convened 9 Submission of the Annual Report N/A N/A N/A N/A and Audit Report, and the Consolidated Financial Statements and Consolidated Audit Report, including statements from the Chief Executive Officer and a statement on the activities of the Board and the Board's Committees 10 Resolution on: adoption of the Mgmt For For For Income Statement and Balance Sheet and the Consolidated Income Statement and Consolidated Balance Sheet 11 Resolution on: appropriation of Mgmt For For For the company's profits pursuant to the adopted Balance Sheet and the record date for dividend distribution: The Board of Directors proposes a dividend of SEK 10 per share for the financial year 2010, with Friday 6 May 2011 a 12 Resolution on: discharge of the Mgmt For For For Board members and Chief Executive Officer from liability 13 Establishment of the number of Mgmt For For For Board members will be eight, with no deputies 14 Establishment of Directors' fees Mgmt For For For will be SEK 2,350,000, with the Chairman of the Board receiving SEK 500,000 and other members elected by the AGM but not employed by the group each receiving SEK 250,000, and the remaining SEK 350,000 payable as remunerati 15 Re-election of the following Mgmt For For For Board members Anders G Carlberg, Alrik Danielson, Peter Gossas, Urban Jansson, Bengt Kjell, Jenny Linden Urnes and Erik Urnes and new election of Bjorn Rosengren and re-election of Anders G Carlberg as Chairman of the Board 16 Establishment of the number of Mgmt For For For auditors 17 Establishment of fees payable to Mgmt For Against Against auditors according to account 18 Re-election of KPMG AB as Mgmt For For For auditors for the period until the end of the Annual General Meeting 2012 19 Proposal regarding the Election Mgmt For Against Against Committee 20 Proposal regarding the guidelines Mgmt For Against Against for remunerating the corporate management 21 Proposal regarding transfer of Mgmt For Against Against class B treasury shares due to the employee stock option plans 2007 and 2009 22 Closing of the AGM N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- HOLCIM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For Against Against 2 Approve Discharge of Board and Mgmt For For For Senior Management 3.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 3.2 Approve Dividends of CHF 1.50 per Mgmt For For For Share from Capital Contribution Reserves 4.1 Reelect Christine Binswanger as Mgmt For For For Director 4.2 Reelect Andreas von Planta as Mgmt For For For Director 4.3 Reelect Erich Hunziker as Director Mgmt For Against Against 4.4 Elect Alexander Gut as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 15 2 Amend Articles To Authorize Mgmt For For For Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors 3.1 Elect Director Kondo, Koichi Mgmt For For For 3.2 Elect Director Ito, Takanobu Mgmt For For For 3.3 Elect Director Hamada, Akio Mgmt For For For 3.4 Elect Director Oyama, Tatsuhiro Mgmt For For For 3.5 Elect Director Ike, Fumihiko Mgmt For For For 3.6 Elect Director Kawanabe, Tomohiko Mgmt For For For 3.7 Elect Director Hogen, Kensaku Mgmt For For For 3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For For 3.9 Elect Director Fukui, Takeo Mgmt For For For 3.10 Elect Director Yamada, Takuji Mgmt For For For 3.11 Elect Director Yoshida, Masahiro Mgmt For For For 3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For For 4.1 Appoint Statutory Auditor Abe, Mgmt For For For Hirotake 4.2 Appoint Statutory Auditor Mgmt For Against Against Iwashita, Tomochika 5 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 6 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceilings for Directors and Statutory Auditors --------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00006 CINS Y33549117 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Joint Venture Agreement Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE001A01028 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 36 Per Mgmt For For For Share 3 Reappoint K. Mahindra as Director Mgmt For For For 4 Reappoint D.M. Sukthankar as Mgmt For For For Director 5 Reappoint N.M. Munjee as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 7 Approve PKF as Branch Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 8 Appoint D.S. Parekh as Director Mgmt For For For 9 Approve Revision in Remuneration Mgmt For For For of Managing Directors 10 Approve Appointment and Mgmt For For For Remuneration of R.S. Karnad as Managing Director 11 Approve Appointment and Mgmt For For For Remuneration of V.S. Rangan as Executive Director 12 Approve Five-for-One Stock Split Mgmt For For For and Amend Memorandum and Articles of Association to Reflect Changes in Share Capital 13 Amend Clause V of the Memorandum Mgmt For For For of Association to Reflect Changes in Authorized Share Capital 14 Amend Article 3 of the Articles Mgmt For For For of Association to Reflect Changes in Authorized Share Capital --------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Mgmt For For For Director 3.8 Re-elect Stuart Gulliver as Mgmt For For For Director 3.9 Re-elect James Hughes-Hallett as Mgmt For For For Director 3.10 Re-elect William Laidlaw as Mgmt For For For Director 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Mgmt For For For Director 3.15 Re-elect Sir Simon Robertson as Mgmt For For For Director 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Mgmt For For For Auditors and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Mgmt For For For Non-Executive Directors 9 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Mgmt For For For Director 3.8 Re-elect Stuart Gulliver as Mgmt For For For Director 3.9 Re-elect James Hughes-Hallett as Mgmt For For For Director 3.10 Re-elect William Laidlaw as Mgmt For For For Director 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Mgmt For For For Director 3.15 Re-elect Sir Simon Robertson as Mgmt For For For Director 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Mgmt For For For Auditors and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Mgmt For For For Non-Executive Directors 9 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CUSIP Y3744A105 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Connected Transaction Mgmt For For For with a Related Party and Related Annual Caps --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Mgmt For For For Board of Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Audited Financial Mgmt For For For Statements 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 6 Approve Issuance of Short-Term Mgmt For For For Debentures 7 Approve Issuance of Super Mgmt For For For Short-Term Debentures 8 Approve Issuance of RMB Mgmt For For For Denominated Debt Instruments 9 Amend Articles of Association of Mgmt For For For the Company 10.1 Reelect Cao Peixi as Director Mgmt For For For 10.2 Reelect Huang Long as Director Mgmt For For For 10.3 Elect Li Shiqi as Director Mgmt For For For 10.4 Reelect Huang Jian as Director Mgmt For For For 10.5 Reelect Liu Guoyue as Director Mgmt For For For 10.6 Reelect Fan Xiaxia as Director Mgmt For For For 10.7 Reelect Shan Qunying as Director Mgmt For For For 10.8 Reelect Liu Shuyuan as Director Mgmt For For For 10.9 Reelect Xu Zujian as Director Mgmt For For For 10.10 Reelect Huang Mingyuan as Director Mgmt For For For 10.11 Reelect Shao Shiwei as Mgmt For For For Independent Non-Executive Director 10.12 Reelect Wu Liansheng as Mgmt For For For Independent Non-Executive Director 10.13 Elect Li Zhensheng as Independent Mgmt For For For Non-Executive Director 10.14 Elect Qi Yudong as Independent Mgmt For For For Non-Executive Director 10.15 Elect Zhang Shouwen as Mgmt For For For Independent Non-Executive Director 11.1 Reelect Guo Junming as Supervisor Mgmt For For For 11.2 Elect Hao Tingwei as Supervisor Mgmt For For For 11.3 Elect Zhang Mengjiao as Supervisor Mgmt For For For 11.4 Reelect Gu Jianguo as Supervisor Mgmt For For For 12 Approve Non-Public Issuance of ShrHldr N/A For N/A Debt Financing Instruments --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.2 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.3 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.4 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.5 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.6 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.7 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.8 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.9 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.10 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.11 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 1.12 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.13 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.14 Appr Iss of Shrs for Priv Mgmt For For For Placement 2 Appr Iss of Shrs for Priv Mgmt For For For Placement 3 Appr Iss of Shrs for Priv Mgmt For For For Placement 4 Board to Execute Apprd Resolutions Mgmt For For For --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.2 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.3 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.4 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.5 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.6 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.7 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.8 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.9 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.10 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.11 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 1.12 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.13 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.14 Appr Iss of Shrs for Priv Mgmt For For For Placement 2 Appr Iss of Shrs for Priv Mgmt For For For Placement 3 Appr Iss of Shrs for Priv Mgmt For For For Placement 4 Board to Execute Apprd Resolutions Mgmt For For For --------------------------------------------------------------------------------------------------------------- HUBER + SUHNER AG, SUHNER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H44229187 04/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS N/A N/A TNA N/A NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON 2 TO VOTE IN THE UPCOMING MEETING, Mgmt Against TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE T --------------------------------------------------------------------------------------------------------------- HUBER + SUHNER AG, SUHNER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H44229187 04/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 PLEASE NOTE THAT THIS IS THE PART N/A N/A TNA N/A II OF THE MEETING NOTICE SENT UNDER MEETING 750874, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS 3 The Board of Directors proposes Mgmt For TNA N/A the approval of the annual report, the annual accounts and the consolidated accounts 2010 4 The Board of Directors proposes Mgmt For TNA N/A to allocate the profits of CHF 135 383 266.03 as follows: CHF 1.50 gross dividend per registered share CHF 29 135 155.50 Balance carried forward CHF 106 248 110.53 5 The Board of Directors proposes Mgmt For TNA N/A to grant discharge the members of the Board of Directors and of the Executive Group Management for the business year 2010 6 The Board of Directors proposes Mgmt For TNA N/A the re-election of Rolf Seiffert for a further term of office of three years 7 The Board of Directors proposes Mgmt For TNA N/A to extend the mandate as auditors of PricewaterhouseCoopers AG, Zurich for a further term of one year --------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 13 CINS Y38024108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Fok Kin-ning, Canning as Mgmt For For For Director 3.2 Reelect Kam Hing Lam as Director Mgmt For Against Against 3.3 Reelect Holger Kluge as Director Mgmt For For For 3.4 Reelect William Shurniak as Mgmt For For For Director 3.5 Reelect Wong Chung Hin as Director Mgmt For For For 4 Appoint Auditor and Authorize Mgmt For For For Board to Fix Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 6 Approve Amendments to the Mgmt For For For Articles of Association --------------------------------------------------------------------------------------------------------------- ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 532174 ISIN INE090A01013 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend on Preference Mgmt For For For Shares of INR 100 Per Share 3 Approve Dividend on Equity Share Mgmt For For For of INR 14 Per Share 4 Reappoint M.S. Ramachandran as Mgmt For For For Director 5 Reappoint K. Ramkumar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint Branch Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 8 Approve Vacancy on the Board of Mgmt For For For Directors Resulting from Retirement of V.P. Watsa 9 Approve Revision in Remuneration Mgmt For For For of C. Kochhar, Managing Director & CEO 10 Approve Revision in Remuneration Mgmt For For For of N.S. Kannan, Executive Director & CFO 11 Approve Revision in Remuneration Mgmt For For For of K. Ramkumar, Executive Director 12 Approve Revision in Remuneration Mgmt For For For of R. Sabharwal, Executive Director --------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CINS J2388K103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Tenbo, Akihiko Mgmt For For For 1.2 Elect Director Nakano, Kazuhisa Mgmt For For For 1.3 Elect Director Matsui, Kenichi Mgmt For For For 1.4 Elect Director Nishiyori, Akiro Mgmt For For For 1.5 Elect Director Fukunaga, Seiji Mgmt For For For 1.6 Elect Director Tsukioka, Takashi Mgmt For For For 1.7 Elect Director Matsumoto, Mgmt For For For Yoshihisa 1.8 Elect Director Maeda, Yasunori Mgmt For For For 1.9 Elect Director Kamimae, Osamu Mgmt For For For 1.10 Elect Director Kuramochi, Junjiro Mgmt For For For 1.11 Elect Director Yamada, Takeshi Mgmt For For For 2 Appoint Statutory Auditor Sato, Mgmt For For For Katsuo --------------------------------------------------------------------------------------------------------------- IHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 3 2.1 Elect Director Kama, Kazuaki Mgmt For For For 2.2 Elect Director Hiruma, Yuuji Mgmt For For For 2.3 Elect Director Hashimoto, Ichiro Mgmt For For For 2.4 Elect Director Saito, Tamotsu Mgmt For For For 2.5 Elect Director Nakamura, Fusayoshi Mgmt For For For 2.6 Elect Director Serizawa, Makoto Mgmt For For For 2.7 Elect Director Tsukahara, Kazuo Mgmt For For For 2.8 Elect Director Degawa, Sadao Mgmt For For For 2.9 Elect Director Sakamoto, Joji Mgmt For For For 2.10 Elect Director Terai, Ichiro Mgmt For For For 2.11 Elect Director Kawaratani, Tatsumi Mgmt For For For 2.12 Elect Director Imoto, Izumi Mgmt For For For 2.13 Elect Director Hamaguchi, Tomokazu Mgmt For For For 2.14 Elect Director Okamura, Tadashi Mgmt For Against Against 2.15 Elect Director Sekido, Toshinori Mgmt For For For 3 Appoint Statutory Auditor Mgmt For Against Against Inokuchi, Takeo --------------------------------------------------------------------------------------------------------------- IINET LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4875K101 09/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 3, AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BE 2 Approve, in accordance with Mgmt For Against Against Section 260B(2) of the Corporations Act, the financial assistance to be provided by each Netspace Group Member each wholly-owned subsidiary of the Company either directly or indirectly to the Company in connection with the ac 3 Approve, in accordance with Mgmt For Against Against Section 136 of the Corporations Act, the Constitution tabled at the meeting, and signed by the Chairman of the Meeting for the purposes of identification , be adopted as the Constitution of the Company, in place of the present 4 Approve, for the purposes of Mgmt For Against Against Listing Rule 10.1 and for all other purposes, the proposed transaction involving the acquisition by the Company from AAPT of the AAPT Consumer Division in consideration for the payment of AUD 60 million [as adjusted in accorda 5 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO CHANGE IN WORDS IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- IINET LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4875K101 09/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 3, AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BE 2 Approve, in accordance with Mgmt FOR AGAINST N/A Section 260B(2) of the Corporations Act, the financial assistance to be provided by each Netspace Group Member each wholly-owned subsidiary of the Company either directly or indirectly to the Company in connection with the ac 3 Approve, in accordance with Mgmt FOR AGAINST N/A Section 136 of the Corporations Act, the Constitution tabled at the meeting, and signed by the Chairman of the Meeting for the purposes of identification , be adopted as the Constitution of the Company, in place of the present 4 Approve, for the purposes of Mgmt FOR AGAINST N/A Listing Rule 10.1 and for all other purposes, the proposed transaction involving the acquisition by the Company from AAPT of the AAPT Consumer Division in consideration for the payment of AUD 60 million [as adjusted in accorda 5 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO CHANGE IN WORDS IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- ILJIN DISPLAY CO LTD, PYONGTAEK TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y38842103 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statement Mgmt For For For 2 Election of directors candidates: Mgmt For For For Immsu Sim, Namjin Jung, Gijin Kwon, Jongin Sim 3 Election of auditor candidate: Mgmt For For For Yongbak Kim 4 Approval of remuneration limit of Mgmt For Against Against directors 5 Approval of remuneration limit of Mgmt For Against Against auditors --------------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) TICKER SECURITY ID: MEETING DATE MEETING STATUS ILU CINS Q4875J104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jennifer Anne Seabrook as a Mgmt For For For Director 2 Approve the Adoption of Mgmt For For For Remuneration Report for the Year Ended Dec. 31, 2010 3 Approve the Remuneration of Mgmt For For For Non-Executive Directors in the Amount of A$1.5 Million Per Annum 4 Approve the Grant of 750,000 LTID Mgmt For For For Share Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company 5 Approve the Termination Benefits Mgmt For Against Against under the Revised Executive Employment Agreement of David Robb, Managing Director of the Company --------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martin Lamb as Director Mgmt For For For 5 Re-elect Douglas Hurt as Director Mgmt For For For 6 Re-elect Roy Twite as Director Mgmt For For For 7 Re-elect Norman Askew as Director Mgmt For For For 8 Re-elect Terry Gateley as Director Mgmt For For For 9 Re-elect Kevin Beeston as Director Mgmt For For For 10 Re-elect Anita Frew as Director Mgmt For For For 11 Re-elect Bob Stack as Director Mgmt For For For 12 Elect Ian Whiting as Director Mgmt For For For 13 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 14 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 15 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 16 Authorise EU Political Donations Mgmt For For For and Expenditure 17 Amend Share Option Plan Mgmt For For For 18 Approve Global Employee Share Mgmt For For For Purchase Plan 2011 19 Approve US Stock Purchase Plan Mgmt For For For 2011 --------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 2 Authorise Market Purchase Mgmt For For For 3 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CUSIP G4721W102 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Burnett as Director Mgmt For For For 5 Re-elect Alison Cooper as Director Mgmt For For For 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Michael Herlihy as Mgmt For For For Director 8 Re-elect Pierre Jungels as Mgmt For For For Director 9 Re-elect Susan Murray as Director Mgmt For For For 10 Re-elect Iain Napier as Director Mgmt For For For 11 Re-elect Berge Setrakian as Mgmt For For For Director 12 Re-elect Mark Williamson as Mgmt For For For Director 13 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 14 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 15 Authorise EU Political Donations Mgmt For For For and Expenditure 16 Extend the Grant of Options under Mgmt For For For the French Appendix to the Imperial Tobacco Group International Sharesave Plan 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 21 Adopt New Articles of Association Mgmt For For For --------------------------------------------------------------------------------------------------------------- INDRA SISTEMAS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS BIDR CINS E6271Z155 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share 2 Approve Discharge of Directors Mgmt For For For 3.1 Fix Number of Directors at 15 Mgmt For For For 3.2 Elect Javier de Andr,s Gonz lez Mgmt For For For as Director 3.3 Reelect Mediacion y Diagnosticos Mgmt For For FOR SA as Director 3.4 Reelect Participaciones y Cartera Mgmt For For For de Inversion SL as Director 3.5 Reelect Isabel Aguilera Navarro Mgmt For For For as Director 3.6 Reelect Rosa Sugraoes Arimany as Mgmt For For For Director 3.7 Reelect Javier Monzon de C ceres Mgmt For For FOR as Director 3.8 Reelect Regino Moranchel Mgmt For For For Fern ndez as Director 3.9 Elect Ignacio Santillana del Mgmt For For For Barrio as Director 4.1 Amend Several Articles to Adapt Mgmt For For For to Spanish Corporate Enterprises Act 4.2 Amend Article 30 Paragraph 3 (New Mgmt For For For Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee 4.3 Amend Article 14 Re: Elimination Mgmt For For For of Minimum Ownership Requirement to Attend the Shareholders' Meeting 4.4 Amend Article 2 Re: Corporate Mgmt For For For Purpose 4.5 Amend Article 27 Re: Remuneration Mgmt For For For of Board of Directors 4.6 Amend Several Articles Re: Mgmt For For For Changes in Stylistics 4.7 Approve Restated Bylaws Mgmt For For For 5.1 Amend Several Articles of General Mgmt For For For Meeting Regulations to Adapt to Spanish Corporate Enterprises Act 5.2 Amend Several Articles of General Mgmt For For For Meeting Regulations Re: Changes in Stylistics 5.3 Amend Article 6 (New Article 7) Mgmt For For For of General Meeting Regulations Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting 5.4 Approve Restated General Meeting Mgmt For For For Regulations 6 Receive Changes to Board of Mgmt N/A N/A N/A Directors' Guidelines 7 Advisory Vote on Remuneration Mgmt For For For Report 8 Approve Remuneration of Directors Mgmt For For For 9 Approve Restricted Share Plan Mgmt For For For 10 Reelect KPMG as Auditors Mgmt For For For 11 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL (INDITEX) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E6282J109 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir 3 Appr Alloc of Income and Divs Mgmt For For For 4.1 Elect Directors Mgmt For Against Against 4.2 Elect Directors Mgmt For For For 4.3 Elect Directors Mgmt For Against Against 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 6 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine 7 Approve/Amend Regulations on Mgmt For For For General Meetings 8 Ratify Auditors Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For For For 10 Board to Execute Apprd Resolutions Mgmt For For For --------------------------------------------------------------------------------------------------------------- INMET MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yilmaz Arguden Mgmt For For For 1.2 Elect Director David R. Beatty Mgmt For For For 1.3 Elect Director John C. Eby Mgmt For For For 1.4 Elect Director John H. Clappison Mgmt For For For 1.5 Elect Director Paul E. Gagne Mgmt For For For 1.6 Elect Director Oyvind Hushovd Mgmt For For For 1.7 Elect Director Thomas E. Mara Mgmt For For For 1.8 Elect Director Jochen E. Tilk Mgmt For For For 1.9 Elect Director Douglas W. G. Mgmt For For For Whitehead 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Approve Share Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4807D101 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial statements Mgmt For For For and reports of the Directors and Auditors for the FYE 31 MAR 2010 2 Approve the report of the Mgmt For For For Remuneration Committee for the YE 31 MAR 2010 3 Declare a final dividend of 11.0 Mgmt For For For pence per ordinary share 4 Re-appoint Deloitte LLP as the Mgmt For For For Company's Auditors 5 Authorize the Directors to set Mgmt For Against Against the remuneration of the Auditors 6 Re-appoint Peter Gibbs as a Mgmt For For For Director of the Company 7 Re-appoint Francois de Mitry as a Mgmt For For For Director of the Company, who retires by rotation 8 Re-appoint James Nelson as a Mgmt For For For Director of the Company, who retires by rotation 9 Re-appoint Philip Keller as a Mgmt For For For Director of the Company, who retires by rotation 10 Authorize the Directors to allot Mgmt For Against Against shares pursuant to Section 551 of the Companies Act 2006 11 Authorize the Directors, subject Mgmt For Against Against to the passing of Resolution 10, to dis-apply pre-emption rights pursuant to Sections 570 and 573 of the Companies Act 2006 12 Authorize the Company to make Mgmt For For For purchases of its ordinary shares pursuant to Section 701 of the Companies Act 2006 13 Approve to implement the Mgmt For Against Against Intermediate Capital Group Plc Omnibus Plan as specified 14 Approve to implement the Mgmt For Against Against Intermediate Capital Group Plc BSC Plan as specified 15 Amend the Company's Articles of Mgmt For For For Association 16 Approve to call a general meeting Mgmt For For For of the Company other than an AGM on not less than 14 day's notice --------------------------------------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4807D101 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial statements Mgmt FOR FOR N/A and reports of the Directors and Auditors for the FYE 31 MAR 2010 2 Approve the report of the Mgmt FOR FOR N/A Remuneration Committee for the YE 31 MAR 2010 3 Declare a final dividend of 11.0 Mgmt FOR FOR N/A pence per ordinary share 4 Re-appoint Deloitte LLP as the Mgmt FOR FOR N/A Company's Auditors 5 Authorize the Directors to set Mgmt FOR AGAINST N/A the remuneration of the Auditors 6 Re-appoint Peter Gibbs as a Mgmt FOR FOR N/A Director of the Company 7 Re-appoint Francois de Mitry as a Mgmt FOR FOR N/A Director of the Company, who retires by rotation 8 Re-appoint James Nelson as a Mgmt FOR FOR N/A Director of the Company, who retires by rotation 9 Re-appoint Philip Keller as a Mgmt FOR FOR N/A Director of the Company, who retires by rotation 10 Authorize the Directors to allot Mgmt FOR AGAINST N/A shares pursuant to Section 551 of the Companies Act 2006 11 Authorize the Directors, subject Mgmt FOR AGAINST N/A to the passing of Resolution 10, to dis-apply pre-emption rights pursuant to Sections 570 and 573 of the Companies Act 2006 12 Authorize the Company to make Mgmt FOR FOR N/A purchases of its ordinary shares pursuant to Section 701 of the Companies Act 2006 13 Approve to implement the Mgmt FOR AGAINST N/A Intermediate Capital Group Plc Omnibus Plan as specified 14 Approve to implement the Mgmt FOR AGAINST N/A Intermediate Capital Group Plc BSC Plan as specified 15 Amend the Company's Articles of Mgmt FOR FOR N/A Association 16 Approve to call a general meeting Mgmt FOR FOR N/A of the Company other than an AGM on not less than 14 day's notice --------------------------------------------------------------------------------------------------------------- INTERNATIONAL MINING MACHINERY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G48858107 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY N/A N/A N/A N/A NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110330/LTN201103301043.pdf 2 PLEASE NOTE IN THE HONG KONG N/A N/A N/A N/A MARKET THAT A VOTE OF ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. " 3 To receive and adopt the audited Mgmt For For For consolidated financial statements of the Company and the reports of the directors and auditors for the year ended 31 December 2010 4 To declare a final dividend for Mgmt For For For the year ended 31 December 2010 5 To re-elect the following person Mgmt For For For as director of the Company: Mr Kwong Ming Pierre Tsui 6 To re-elect the following person Mgmt For For For as director of the Company: Mr Yinghui Wang 7 To re-elect the following person Mgmt For For For as director of the Company: Dr Xuezheng Wang 8 To re-elect the following person Mgmt For For For as director of the Company: Dr Fung Man, Norman Wai 9 To authorise the board (the Mgmt For For For Board") of directors of the Company to fix the remuneration of the directors " 10 To re-appoint Ernst & Young as Mgmt For For For auditors of the Company and authorise the Board to fix their remuneration 11 To give a general mandate to the Mgmt For Against Against directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company 12 To give a general mandate to the Mgmt For For For directors to repurchase shares not exceeding 10% of the issued share capital of the Company 13 To extend the authority given to Mgmt For For For the directors pursuant to ordinary resolution no. 5(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution No. 5(B) --------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Abstain Against 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Auth Brd to Fix Remuneration of Mgmt For For For Aud 6 Approve Dividends Mgmt For For For 7 Auth Issuance with Preemptive Rgts Mgmt For For For 8 Appr Issuance w/o Preemptive Rgts Mgmt For For For 9 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 10 Authorize Share Repurchase Program Mgmt For For For 11 Appr Investmnt and Financing Pol. Mgmt For For For 12 Adopt New Articles/Charter Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVEB CINS W48102128 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Mgmt N/A N/A N/A Receive Presentation by Molnlycke Health Care AB 8 Receive Report on the Work of the Mgmt N/A N/A N/A Board and its Committees 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Discharge of Board and Mgmt For For For President 11 Approve Allocation of Income and Mgmt For For For Dividends of SEK 5.00 per Share; Approve April 15, 2011, as Record Date for Dividend Payment 12.1 Determine Number of Members (11) Mgmt For For For and Deputy Members (0) of Board 12.2 Fix Number of Auditors at One Mgmt For For For 13.1 Approve Remuneration of Directors Mgmt For For For in the Amount of SEK 1.9 Million for Chairman and SEK 500,000 for Other Directors (Including Synthetic Shares); Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors Mgmt For For For 14 Reelect Gunnar Brock, Sune Mgmt For For For Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Griffith Sexton, Lena Treschow Torell, Jacob Wallenberg (Chairman), and Peter Wallenberg Jr. as Directors; Elect Hans Straberg as New Director 15 Ratify KPMG as Auditors Mgmt For For For 16.1 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 16.2 Approve 2011 Long-Term Incentive Mgmt For For For Programs 17.1 Authorize Repurchase of Issued Mgmt For For For Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors 17.2 Authorize Reissuance of up to 2.2 Mgmt For For For Million Repurchased Shares in Support of 2011 Long-Term Incentive Programs 18 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Amend Articles Re: Conversion of ShrHldr N/A For N/A Class-A Shares into Class-B Shares 20.1 Evaluate the Possibility to ShrHldr N/A For N/A Convert Class-A Shares into Class-B Shares 20.2 Evaluate the Possibility to ShrHldr N/A Against N/A De-merge Investor into Two Companies, "Listed" and "Unlisted" 20.3 Evaluate the Possibility to ShrHldr N/A Against N/A Refine Investor into Two Companies, "Investor Healthcare" and "Investor Industry" 20.4 Evaluate the Possibility to ShrHldr N/A Against N/A Distribute Unlisted Assets 20.5 Evaluate the Possibility to Make ShrHldr N/A Against N/A an Extraordinary Dividend of SEK 10 20.6 Evaluate the Possibility to Make ShrHldr N/A Against N/A a More Long-Term and More Aggressive Forecast for the Dividend 20.7 Evaluate the Possibility to ShrHldr N/A Against N/A Repurchase Shares Without Liquidating the Company 20.8 Evaluate the Possibility to ShrHldr N/A Against N/A Contact Other Investment Companies With the Purpose of Establishing a Team Which Shall Work for Reducing the Investment Company Discounts in Investment Companies 20.9 Contact Warren Buffet for His ShrHldr N/A Against N/A Advice and Views on How Investor Can be Developed and How Its Investment Company Discount Can Be Reduced 20.10 Evaluate the Possibility to Make ShrHldr N/A Against N/A the General Meeting to an Event and a Festival That No-one Would Like To Miss 20.11 Evaluate Which Shareholder ShrHldr N/A Against N/A Perquisites That Can Be Conferred in the Future 20.12 Evaluate the Possibility to ShrHldr N/A Against N/A Prepare and Make Public a Five Item Agenda with Concrete Measures to Eliminate the Investment Company Discount 20.13 Evaluate the Possibility to ShrHldr N/A Against N/A Establish a Concrete Target for Which Level to be Reached Regarding Reduction of the Investment Company Discount in the Future 21 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 9 2 Amend Articles To Indemnify Mgmt For For For Directors 3.1 Elect Director Kobayashi, Eizo Mgmt For For For 3.2 Elect Director Okafuji, Masahiro Mgmt For For For 3.3 Elect Director Kobayashi, Yoichi Mgmt For For For 3.4 Elect Director Akamatsu, Yoshio Mgmt For For For 3.5 Elect Director Aoki, Yoshihisa Mgmt For For For 3.6 Elect Director Seki, Tadayuki Mgmt For For For 3.7 Elect Director Okada, Kenji Mgmt For For For 3.8 Elect Director Takayanagi, Koji Mgmt For For For 3.9 Elect Director Kikuchi, Satoshi Mgmt For For For 3.10 Elect Director Matsushima, Toru Mgmt For For For 3.11 Elect Director Nakamura, Ichiro Mgmt For For For 3.12 Elect Director Okamoto, Hitoshi Mgmt For For For 3.13 Elect Director Kawamoto, Yuuko Mgmt For For For 3.14 Elect Director Sugimoto, Kazuyuki Mgmt For For For 4.1 Appoint Statutory Auditor Maeda, Mgmt For For For Kazutoshi 4.2 Appoint Statutory Auditor Mgmt For For For Shimojo, Masahiro 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors --------------------------------------------------------------------------------------------------------------- ITV PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITV CINS G4984A110 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Lucy Neville-Rolfe as Mgmt For For For Director 4 Re-elect John Ormerod as Director Mgmt For For For 5 Reappoint KPMG Audit plc as Mgmt For For For Auditors 6 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 9 Authorise EU Political Donations Mgmt For For For and Expenditure 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CUSIP X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 4 Approve Discharge of Management Mgmt For For For and Supervisory Board 5 Approve Remuneration Policy Mgmt For For For 6 Approve Decrease in Size of Board Mgmt For For For 7 Elect Audit Committee Member Mgmt For For For 8 Amend Articles 23 and 25 Mgmt For For For 9 Amend Pension Plan Mgmt For For For 10 Shareholder Proposal: Approve ShrHldr N/A For N/A Remuneration of Remuneration Committee Members --------------------------------------------------------------------------------------------------------------- JTEKT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6473 CINS J2946V104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 9 2.1 Elect Director Yokoyama, Motohiko Mgmt For For For 2.2 Elect Director Ikawa, Shoji Mgmt For For For 2.3 Elect Director Suzuki, Takaaki Mgmt For For For 2.4 Elect Director Kawakami, Seiho Mgmt For For For 2.5 Elect Director Shimatani, Hitoshi Mgmt For For For 2.6 Elect Director Isaka, Masakazu Mgmt For For For 2.7 Elect Director Uchiyamada, Takeshi Mgmt For Against Against 2.8 Elect Director Kakui, Ryuuichi Mgmt For For For 2.9 Elect Director Matsumoto, Hisashi Mgmt For For For 2.10 Elect Director Kitamura, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 4 Approve Retirement Bonus Payment Mgmt For Against Against for Directors --------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CINS J36615102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 45 2.1 Elect Director Kato, Shuuichi Mgmt For For For 2.2 Elect Director Inoue, Motonobu Mgmt For For For 2.3 Elect Director Sato, Kenji Mgmt For For For 2.4 Elect Director Hoteida, Susumu Mgmt For For For 2.5 Elect Director Endo, Hiroyuki Mgmt For For For 2.6 Elect Director Hiramoto, Tadashi Mgmt For For For 2.7 Elect Director Yamada, Yasushi Mgmt For For For 2.8 Elect Director Okano, Yuuji Mgmt For For For 2.9 Elect Director Hayashi, Masahiro Mgmt For For For 2.10 Elect Director Sakashita, Yoichi Mgmt For For For 2.11 Elect Director Osaka, Naoto Mgmt For For For 2.12 Elect Director Kawasumi, Shinichi Mgmt For For For 2.13 Elect Director Inoue, Keisuke Mgmt For For For 2.14 Elect Director Kusaka, koichiro Mgmt For For For 2.15 Elect Director Nagao, Norihiro Mgmt For For For 2.16 Elect Director Endo, Yoshiyuki Mgmt For For For 2.17 Elect Director Suzuki, Kazuyoshi Mgmt For For For 2.18 Elect Director Nomura, Hiromu Mgmt For For For 3.1 Appoint Statutory Auditor Mgmt For For For Hashimoto, Junshiro 3.2 Appoint Statutory Auditor Mgmt For Against Against Ishikawa, Niro 3.3 Appoint Statutory Auditor Tayama, Mgmt For For For Yoshiaki 4 Approve Retirement Bonus Payment Mgmt For Against Against for Directors 5 Approve Stock Option Plan for Mgmt For For For Directors 6 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 3 2.1 Elect Director Ohashi, Tadaharu Mgmt For For For 2.2 Elect Director Segawa, Masashi Mgmt For For For 2.3 Elect Director Hasegawa, Satoshi Mgmt For For For 2.4 Elect Director Takao, Mitsutoshi Mgmt For For For 2.5 Elect Director Asano, Yuuichi Mgmt For For For 2.6 Elect Director Kambayashi, Mgmt For For For Nobumitsu 2.7 Elect Director Matsuoka, Kyohei Mgmt For For For 2.8 Elect Director Takata, Hiroshi Mgmt For For For 2.9 Elect Director Hayashi, Toshikazu Mgmt For For For 2.10 Elect Director Sonoda, Makoto Mgmt For For For 2.11 Elect Director Murayama, Shigeru Mgmt For For For --------------------------------------------------------------------------------------------------------------- KDDI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 7500 2.1 Elect Director Onodera, Tadashi Mgmt For For For 2.2 Elect Director Aritomi, Kanichiro Mgmt For For For 2.3 Elect Director Tanaka, Takashi Mgmt For For For 2.4 Elect Director Morozumi, Hirofumi Mgmt For For For 2.5 Elect Director Takahashi, Makoto Mgmt For For For 2.6 Elect Director Shimatani, Mgmt For For For Yoshiharu 2.7 Elect Director Inoue, Masahiro Mgmt For For For 2.8 Elect Director Ishikawa, Yuzo Mgmt For For For 2.9 Elect Director Yuasa, Hideo Mgmt For For For 2.10 Elect Director Naratani, Hiromu Mgmt For For For 2.11 Elect Director Kawamura, Makoto Mgmt For For For 2.12 Elect Director Sasaki, Shinichi Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors 4 Approve Performance-Based Cash Mgmt For For For Compensation for Directors --------------------------------------------------------------------------------------------------------------- KEIHIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32083107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Corporate Auditor Mgmt For Against Against 20 Approve Payment of Bonuses to Mgmt For Against Against Directors and Corporate Auditors 21 Approve Provision of Retirement Mgmt For Against Against Allowance for Directors and Corporate Auditors --------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Tax-Exempt Dividend Mgmt For For For of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 3 Reelect Tony Chew Leong-Chee as Mgmt For For For Director 4 Reelect Tow Heng Tan as Director Mgmt For For For 5 Reelect Teo Soon Hoe as Director Mgmt For For For 6 Reelect Tan Ek Kia as Director Mgmt For For For 7 Reelect Danny Teoh as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Mgmt For For For Director 9 Approve Directors' Fees Mgmt For For For Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 10 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program Mgmt For For For 13 Approve Mandate for Transactions Mgmt For For For with Related Parties --------------------------------------------------------------------------------------------------------------- KEPPEL LAND LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS K17 CINS V87778102 12/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Divestment by Bayfront Mgmt For For For Development Pte. Ltd. of One-Third Interest in Marina Bay Financial Centre Towers 1 & 2 and Marina Bay Link Mall 2 Approve Acquisition of Keppel Mgmt For For For Towers and GE Tower by Mansfield Developments Pte. Ltd. --------------------------------------------------------------------------------------------------------------- KESKO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KESBV X44874109 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive CEO's Review Mgmt N/A N/A N/A 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 8 Accept Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.30 Per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 80,000 for Chairman; EUR 50,000 for Deputy Chairman, and EUR 37,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven Mgmt For For For 13 Elect Directors (No Election to Mgmt N/A N/A N/A Take Place) 14 Approve Remuneration of Auditors Mgmt For For For 15 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 16 Authorize Repurchase of up to One Mgmt For For For Million Issued Class B Shares 17 Approve Conveyance of up to One Mgmt For For For Million Class B Shares without Preemptive Rights 18 Approve Charitable Donations of Mgmt For For For up to EUR 300,000 19 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. 2 PLEASE NOTE THAT THE COMPANY N/A N/A N/A N/A NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN20110327149.pdf 3 To receive and consider the Mgmt For For For audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2010 4 To declare a final dividend Mgmt For For For 5 To re-elect Mr. Cheung Kwok Wa as Mgmt For For For executive director of the Company 6 To re-elect Mr. Lam Ka Po as Mgmt For For For executive director of the Company 7 To re-elect Mr. Lo Ka Leong as a Mgmt For For For non-executive director of the Company 8 To re-elect Mr. Leung Tai Chiu as Mgmt For For For an independent non-executive director of the Company 9 To authorise the board of Mgmt For Against Against directors of the Company to fix the directors' Remuneration 10 To re-appoint auditors and to Mgmt For For For authorise the board of directors to fix their remuneration 11 That: (a) subject to paragraph Mgmt For Against Against (c) of this Resolution, the exercise by the directors of the Company (Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Co 12 CONTD which might require the N/A N/A N/A N/A exercise of such power after the end of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by 13 CONTD rights to acquire Shares; N/A N/A N/A N/A or (iv) any scrip dividend or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 14 CONTD until whichever is the N/A N/A N/A N/A earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by any applicable laws or the articles 15 CONTD record date in proportion N/A N/A N/A N/A to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having regard to any restric 16 That: (a) subject to paragraph Mgmt For Against Against (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of H 17 CONTD nominal amount of the N/A N/A N/A N/A securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the 18 CONTD Resolution until whichever N/A N/A N/A N/A is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by the articles of associat 19 That conditional upon the passing Mgmt For Against Against of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant --------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY N/A N/A N/A N/A NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110425/LTN20110425021.pdf 2 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 1". THANK YOU. " 3 That the continuing connected Mgmt For Against Against transactions contemplated by the respective KBL Agreements, the Proposed Supply Annual Caps and the Proposed Purchase Annual Caps (such terms shall have the meaning as defined in the circular to the shareholders of the Compan 4 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU --------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Pascal Cagni as Director Mgmt For For For 5 Elect Clare Chapman as Director Mgmt For For For 6 Re-elect Daniel Bernard as Mgmt For For For Director 7 Re-elect Andrew Bonfield as Mgmt For For For Director 8 Re-elect Ian Cheshire as Director Mgmt For For For 9 Re-elect Anders Dahlvig as Mgmt For For For Director 10 Re-elect Janis Kong as Director Mgmt For For For 11 Re-elect John Nelson as Director Mgmt For For For 12 Re-elect Kevin O'Byrne as Director Mgmt For For For 13 Reappoint Deloitte LLP as Auditors Mgmt For For For 14 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 15 Authorise EU Political Donations Mgmt For For For and Expenditure 16 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 17 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 20 Amend 2006 Performance Share Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KINROSS GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 496902404 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares for Acquisition Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- KLOECKNER & CO. SE, DUISBURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D40376101 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT IN SOME CASES N/A N/A N/A N/A DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN THESE SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 3 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 05.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the report pursuant to Sections 289(4) and 315(4) of the German C 5 Resolution on the appropriation Mgmt For For For of the distributable profit of EUR 47,351,521.54 as follows: Payment of a dividend of EUR 0.30 per no-par share EUR 27,401,521.54 shall be allocated to the revenue reserves Ex-dividend and payable date: May 23, 2011 6 Ratification of the acts of the Mgmt For For For Board of MDs 7 Ratification of the acts of the Mgmt For For For Supervisory Board 8 Election to the Supervisory Mgmt For For For Board: Michael Rogowski 9 Election to the Supervisory Mgmt For For For Board: Hauke Stars 10 Election to the Supervisory Mgmt For For For Board: Dieter H. Vogel 11 Appointment of auditors for the Mgmt For For For 2011 financial year: KPMG AG, Berlin 12 Resolution on the partial Mgmt For Against Against revocation of the authorization to issue convertible and/or warrant bonds and a new authorization to issue convertible and/or warrant bonds - The authorization given by the shareholders' meeting of May 26, 2010, to issue bonds sh 13 Resolution on the partial Mgmt For Against Against revocation of the contingent capital 2010 and the creation of new contingent capital, and the corresponding amendments to the articles of association 8.1 Partial revocation of the contingent capital 2010 The contingent capital 20 14 Resolution on the revocation of Mgmt For Against Against the authorization to exclude shareholders' subscription rights in connection with the authorized capital 2010, a new authorization to exclude shareholders' subscription rights in connection with the authorized capital 2010, 15 Approval of the new compensation Mgmt For Against Against system for the Board of MDs --------------------------------------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sato, Hiroshi Mgmt For For For 1.2 Elect Director Kaya, Tomoyuki Mgmt For For For 1.3 Elect Director Matsutani, Takashi Mgmt For For For 1.4 Elect Director Shigekawa, Kazuo Mgmt For For For 1.5 Elect Director Yamaguchi, Ikuhiro Mgmt For For For 1.6 Elect Director Fujiwara, Hiroaki Mgmt For For For 1.7 Elect Director Takahashi, Tetsu Mgmt For For For 1.8 Elect Director Kasuya, Tsuyoshi Mgmt For For For 1.9 Elect Director Kitabata, Takao Mgmt For For For 1.10 Elect Director Seki, Yuuichi Mgmt For For For 1.11 Elect Director Yamauchi, Takuo Mgmt For For For 2 Appoint Statutory Auditor Mgmt For Against Against Okimoto, Takashi 3 Approve Takeover Defense Plan Mgmt For Against Against (Poison Pill) --------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CUSIP X4551T105 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.895 per Class A Share and EUR 0.90 per Class B Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work 11 Fix Number of Directors at Eight; Mgmt For For For Fix Number of Deputy Members at One 12 Reelect Matti Alahuhta, Anne Mgmt For Against Against Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Member 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy Mgmt For For For and Heikki Lassila as Auditors 16 Authorize Repurchase of up to 3.8 Mgmt For For For Million Class A Shares and 21.8 Million Class B Shares 17 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4.1 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 4.2 Approve Dividends of EUR 1.35 Per Mgmt For For For Share 5.1 Approve Discharge of Management Mgmt For For For Board 5.2 Approve Discharge of Supervisory Mgmt For For For Board 6.1 Reelect S.B. Tanda to Executive Mgmt For For For Board 6.2 Elect S. Doboczky to Executive Mgmt For For For Board 7 Elect P.F.M. van der Meer Mohr to Mgmt For For For Supervisory Board 8 Approve Remuneration of Mgmt For For For Supervisory Board 9.1 Grant Board Authority to Issue Mgmt For For For Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 9.2 Authorize Board to Exclude Mgmt For For For Preemptive Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Cancellation of Shares Mgmt For For For 12 Amend Articles Re: Legislative Mgmt For For For Changes 13 Other Business (Non-Voting) Mgmt N/A N/A N/A 14 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements Mgmt For For For 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Dividends of EUR 0.80 Per Mgmt For For For Share 6 Approve Discharge of Management Mgmt For For For Board 7 Approve Discharge of Supervisory Mgmt For For For Board 8 Ratify PricewaterhouseCoopers Mgmt For For For Accountants N.V. as Auditors 9 Approve Amendments to Mgmt For For For Remuneration Policy for Management Board Members 10 Proposal to Amend the Mgmt For For For Remuneration of the Supervisory Board 11 Opportunity to Make Mgmt N/A N/A N/A Recommendations 12 Elect J.B.M. Streppel to Mgmt For For For Supervisory Board 13 Elect M.Bischoff to Supervisory Mgmt For For For Board 14 Elect C.M. Hooymans to Mgmt For For For Supervisory Board 15 Composition of Supervisory Board Mgmt N/A N/A N/A 16 Authorize Repurchase of Shares Mgmt For For For 17 Approve Reduction in Share Mgmt For For For Capital by Cancellation of Shares 18 Other Business and Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KROSAKI HARIMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5352 CINS J37372109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 7 2.1 Appoint Statutory Auditor Maruta, Mgmt For For For Keiichi 2.2 Appoint Statutory Auditor Harada, Mgmt For For For Tsutomu 2.3 Appoint Statutory Auditor Akagi, Mgmt For Against Against Makoto 2.4 Appoint Statutory Auditor Usami, Mgmt For Against Against Noboru 3.1 Appoint Alternate Statutory Mgmt For Against Against Auditor Yukino, Seiji 3.2 Appoint Alternate Statutory Mgmt For Against Against Auditor Murakami, Shuji 4 Approve Retirement Bonus Payment Mgmt For Against Against for Director and Statutory Auditor --------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 70 2.1 Elect Director Kawamura, Makoto Mgmt For For For 2.2 Elect Director Kuba, Tetsuo Mgmt For For For 2.3 Elect Director Maeda, Tatsumi Mgmt For For For 2.4 Elect Director Hisaki, Hisao Mgmt For For For 2.5 Elect Director Yamamoto, Yasuyuki Mgmt For For For 2.6 Elect Director Yamaguchi, Goro Mgmt For For For 2.7 Elect Director Aoki, Shoichi Mgmt For For For 2.8 Elect Director Komaguchi, Katsumi Mgmt For For For 2.9 Elect Director Yamori, Tsutomu Mgmt For For For 2.10 Elect Director Ota, Yoshihito Mgmt For For For 2.11 Elect Director Rodney Lanthorne Mgmt For For For 2.12 Elect Director John Gilbertson Mgmt For For For 3 Appoint Statutory Auditor Kano, Mgmt For For For Yoshihiro --------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Elect Mike Fairey as Director Mgmt For For For 4 Elect Nick Prettejohn as Director Mgmt For For For 5 Re-elect Tim Breedon as Director Mgmt For For For 6 Re-elect Clara Furse as Director Mgmt For For For 7 Re-elect Mark Gregory as Director Mgmt For For For 8 Re-elect Rudy Markham as Director Mgmt For For For 9 Re-elect John Pollock as Director Mgmt For For For 10 Re-elect Henry Staunton as Mgmt For For For Director 11 Re-elect John Stewart as Director Mgmt For For For 12 Re-elect Nigel Wilson as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 14 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 15 Approve Remuneration Report Mgmt For For For 16 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 17 Authorise EU Political Donations Mgmt For For For and Expenditure 18 Approve Scrip Dividend Program Mgmt For For For 19 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- LOCK&LOCK CO LTD, ASAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y53098102 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Amendment of articles of incorp. Mgmt For For For 3 Election of Directors. Kim Joon Mgmt For For For Il, Yoon Jo Hyun, Lee Won Wook, Song Baek Young, O Hyun Suk 4 Approval of remuneration limit Mgmt For For For for director 5 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS LREN3 ISIN BRLRENACNOR1 04/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint Independent Firm KPMG Mgmt For For For Corporate Finance Ltda to Appraise the Acquisition of Maxmix Comercial Ltda 2 Approve Independent Firm's Mgmt For For For Apraisal 3 Approve Acquisition All Maxmix Mgmt For For For Shares 4 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Mgmt For For For Statements, and Allocation of Income, Including Dividends of RUB 59 per Share 2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A 2.2 Elect Igor Belikov as Director Mgmt N/A For N/A 2.3 Elect Viktor Blazheyev as Director Mgmt N/A For N/A 2.4 Elect Valery Grayfer as Director Mgmt N/A Against N/A 2.5 Elect German Gref as Director Mgmt N/A For N/A 2.6 Elect Igor Ivanov as Director Mgmt N/A For N/A 2.7 Elect Ravil Maganov as Director Mgmt N/A Against N/A 2.8 Elect Richard Matzke as Director Mgmt N/A For N/A 2.9 Elect Sergey Mikhaylov as Director Mgmt N/A Against N/A 2.10 Elect Mark Mobius as Director Mgmt N/A For N/A 2.11 Elect Guglielmo Antonio Claudio Mgmt N/A For N/A Moscato as Director 2.12 Elect Aleksandr Shokhin as Mgmt N/A For N/A Director 3 Elect Vagit Alekperov as President Mgmt For For For 4.1 Elect Pavel Kondratyev as Member Mgmt For For For of Audit Commission 4.2 Elect Vladimir Nikitenko as Mgmt For For For Member of Audit Commission 4.3 Elect Mikhail Shendrik as Member Mgmt For For For of Audit Commission 5.1 Approve Remuneration of Directors Mgmt For For For 5.2 Approve Remuneration of Newly Mgmt For For For Elected Directors 6.1 Approve Remuneration of Members Mgmt For For For of Audit Commission 6.2 Approve Remuneration of Newly Mgmt For For For Elected Members of Audit Commission 7 Ratify ZAO KPMG as Auditor Mgmt For For For 8 Approve New Edition of Charter Mgmt For For For 9 Amend Regulations on General Mgmt For For For Meetings 10 Approve Related-Party Transaction Mgmt For For For with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations --------------------------------------------------------------------------------------------------------------- M3,INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4697J108 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint a Director Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For For For 10 Allow Board to Authorize Use of Mgmt For Against Against Stock Option Plan, and Authorize Use of Stock Option Plan for Directors Except Regular Remunerations --------------------------------------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.00 per Ordinary or Preference Share 3 Approve Discharge of Management Mgmt For For For Board with the Exception of Klaus Stahlmann for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Approve Remuneration System for Mgmt For For For Management Board Members 6.1 Elect Michael Behrendt to the Mgmt For For For Supervisory Board 6.2 Elect Jochem Heizmann to the Mgmt For Against Against Supervisory Board 6.3 Elect Ferdinand Piech to the Mgmt For Against Against Supervisory Board 6.4 Elect Hans Dieter Poetsch to the Mgmt For Against Against Supervisory Board 6.5 Elect Angelika Pohlenz to the Mgmt For For For Supervisory Board 6.6 Elect Ekkehard Schulz to the Mgmt For For For Supervisory Board 6.7 Elect Rupert Stadler to the Mgmt For Against Against Supervisory Board 6.8 Elect Martin Winterkorn to the Mgmt For Against Against Supervisory Board 6.9 Elect Thomas Kremer as Alternate Mgmt For For For Supervisory Board Member 7 Approve Remuneration of Mgmt For For For Supervisory Board 8 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors for Fiscal 2011 --------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Mgmt For For For Aud 11 Auth Issuance with Preemptive Rgts Mgmt For For For 12 Appr Issuance w/o Preemptive Rgts Mgmt For For For 13 Authorize Share Repurchase Program Mgmt For For For 14 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 15 Appr Investmnt and Financing Pol. Mgmt For For For 16 Adopt New Articles/Charter Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARR S.P.A., RIMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6456M106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT AS PER ARTT 13, N/A N/A N/A N/A 22 AND 23 OF THE BYLAWS AND AS PER LAW DISPOSITION AND REGULATIONS THE APPOINTMENT OF BOARD OF DIRECTORS AND OF THE BOARD OF AUDITORS WILL BE EXECUTED ON THE BASIS OF SLATES TO BE PRESENTED BY SHAREHOLDERS. THANK YOU. 2 Approval of balance sheet as of Mgmt For For For 31-Dec-10 and report on management activity. Resolutions related there to 3 PLEASE NOTE THAT IT EMANATES FROM Mgmt For For For SHAREHOLDERS REPRESENTING 58.842% OF THE SHARES AND VOTING RIGHTS. THANK YOU: To appoint Board of Director's members upon stating its number and term of office. To appoint the Board of Directors' chairman. To state Dir 4 PLEASE NOTE THAT IT EMANATES FROM Mgmt For For For SHAREHOLDERS REPRESENTING 58.842% OF THE SHARES AND VOTING RIGHTS. THANK YOU: To appoint Internal Auditors' and its chairman, to state related emolument: candidates: SIMONELLI Ezio Maria, LUGLI Mario and MONTERUMISI Marin 5 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF DIRECTOR AND AUDITOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Waiver of Mandatory Offer Mgmt For For For to Massmart Ordinary Shareholders 2 Amend Massmart Holdings Limited Mgmt For For For Employee Share Scheme --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 27 June 2010 2 Re-elect Kuseni Dlamini as Mgmt For For For Director 3 Re-elect Nolulamo Gwagwa as Mgmt For For For Director 4 Re-elect Mark Lamberti as Director Mgmt For For For 5 Re-elect Phumzile Langeni as Mgmt For For For Director 6 Re-elect Nigel Matthews as Mgmt For For For Director 7 Approve Remuneration of Mgmt For For For Non-Executive Directors for the 2011 Financial Year 8 Reappoint Deloitte & Touche as Mgmt For For For Auditors of the Company with Andre Dennis as the Audit Partner 9 Appoint Nigel Matthews, Chris Mgmt For For For Seabrooke, Peter Maw and Phumzile Langeni as Members of the Audit Committee 10 Place Authorised but Unissued Mgmt For For For Shares under Control of Directors 11 Authorise Board to Issue Shares Mgmt For For For for Cash up to a Maximum of Five Percent of Issued Share Capital 12 Amend The Massmart Employee Share Mgmt For For For Scheme --------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Repurchase of Up to 15 Mgmt For For For Percent of Issued Share Capital 2 Amend Articles of Association Re: Mgmt For For For Change of Name 3 Amend Articles of Association Re: Mgmt For For For B Preference Shares --------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2010; Approve Allocation of Income and Dividends of EUR 1.35 per Ordinary Share and EUR 1.485 per Preference Share 2 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 3 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 6.1 Reelect Peter Kuepfer to the Mgmt For Against Against Supervisory Board 6.2 Elect Ann-Kristin Achleitner to Mgmt For For For the Supervisory Board --------------------------------------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of the Mgmt For For For Directors and Auditors and the annual accounts for the YE 30 APR 2010 2 Approve a final dividend of 16.2 Mgmt For For For cents per Ordinary Share 3 Approve the remuneration report Mgmt For For For of the Directors for the YE 30 APR 2010 4 Re-elect David Maloney as a Mgmt For For For Director 5 Re-elect Tom Skelton as a Director Mgmt For For For 6 Re-elect Paul Pester as a Director Mgmt For For For 7 Election of Nigel Clifford as a Mgmt For For For Director 8 Election of Karen Slatford as a Mgmt For For For Director 9 Approve the re-appointment of Mgmt For For For PricewaterhouseCoopers LLP as the Auditors 10 Authorize the Directors to Mgmt For For For determine the remuneration of the Auditors 11 Authorize the Directors to allot Mgmt For Against Against Ordinary Shares 12 Authorize the Directors to allot Mgmt For Against Against Ordinary Shares for cash on a non pre-emptive basis 13 Authorize the Company to purchase Mgmt For For For its own shares 14 Authorize the Company to hold Mgmt For For For general meetings on 14 clear days notice 15 Adopt new Articles of Association Mgmt For For For of the Company 16 PLEASE NOTE THAT THE CORRECT N/A N/A N/A N/A CORPORATION NAME OF THIS MEETING IS Micro Focus International PLC. THANK YOU. 17 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of the Mgmt For For For Directors and Auditors and the annual accounts for the YE 30 APR 2010 2 Approve a final dividend of 16.2 Mgmt For For For cents per Ordinary Share 3 Approve the remuneration report Mgmt For For For of the Directors for the YE 30 APR 2010 4 Re-elect David Maloney as a Mgmt For For For Director 5 Re-elect Tom Skelton as a Director Mgmt For For For 6 Re-elect Paul Pester as a Director Mgmt For For For 7 Election of Nigel Clifford as a Mgmt For For For Director 8 Election of Karen Slatford as a Mgmt For For For Director 9 Approve the re-appointment of Mgmt For For For PricewaterhouseCoopers LLP as the Auditors 10 Authorize the Directors to Mgmt For For For determine the remuneration of the Auditors 11 Authorize the Directors to allot Mgmt For Against Against Ordinary Shares 12 Authorize the Directors to allot Mgmt For Against Against Ordinary Shares for cash on a non pre-emptive basis 13 Authorize the Company to purchase Mgmt For For For its own shares 14 Authorize the Company to hold Mgmt For For For general meetings on 14 clear days notice 15 Adopt new Articles of Association Mgmt For For For of the Company 16 PLEASE NOTE THAT THE CORRECT N/A N/A N/A N/A CORPORATION NAME OF THIS MEETING IS Micro Focus International PLC. THANK YOU. 17 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. 2 To receive and adopt the Mgmt For For For Directors' Report and Audited Financial Statements for the financial year ended 31 December 2010 together with the Auditors' Report thereon 3 To approve payment of proposed Mgmt For For For final dividend 4 To approve payment of Directors' Mgmt For For For fees of SGD160,000/- 5 To re-elect Mr. Chew Hwa Kwang Mgmt For For For Patrick as a Director 6 To re-elect Mr. Chan Soo Sen as a Mgmt For For For Director 7 To re-appoint Messrs BDO LLP as Mgmt For For For the Company's Auditors and to authorise the Directors to fix their remuneration 8 Authority to allot and issue Mgmt For Against Against shares --------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 That the Articles be and are Mgmt For For For hereby amended in the manner and to the extent as set out in the Circular --------------------------------------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6503 CINS J43873116 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shimomura, Mgmt For For For Setsuhiro 1.2 Elect Director Yamanishi, Mgmt For For For Kenichiro 1.3 Elect Director Saito, Masanori Mgmt For For For 1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For For 1.5 Elect Director Hashimoto, Noritomo Mgmt For For For 1.6 Elect Director Fujimoto, Ryosuke Mgmt For For For 1.7 Elect Director Sakuyama, Masaki Mgmt For For For 1.8 Elect Director Murayama, Hiroyoshi Mgmt For For For 1.9 Elect Director Yanai, Shunji Mgmt For For For 1.10 Elect Director Sasaki, Mikio Mgmt For Against Against 1.11 Elect Director Miki, Shigemitsu Mgmt For Against Against 1.12 Elect Director Makino, Fujiatsu Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 27 2.1 Elect Director Utsuda, Shoei Mgmt For For For 2.2 Elect Director Iijima, Masami Mgmt For For For 2.3 Elect Director Tanaka, Seiichi Mgmt For For For 2.4 Elect Director Omae, Takao Mgmt For For For 2.5 Elect Director Komai, Masayoshi Mgmt For For For 2.6 Elect Director Kawashima, Fuminobu Mgmt For For For 2.7 Elect Director Saiga, Daisuke Mgmt For For For 2.8 Elect Director Okada, Joji Mgmt For For For 2.9 Elect Director Kinoshita, Masayuki Mgmt For For For 2.10 Elect Director Matsubara, Nobuko Mgmt For For For 2.11 Elect Director Nonaka, Ikujiro Mgmt For For For 2.12 Elect Director Hirabayashi, Mgmt For For For Hiroshi 2.13 Elect Director Muto, Toshiro Mgmt For For For 3.1 Appoint Statutory Auditor Miura, Mgmt For For For Satoru 3.2 Appoint Statutory Auditor Mgmt For For For Murakami, Motonori --------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J45745106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 27 2.1 Elect Director Egashira, Toshiaki Mgmt For For For 2.2 Elect Director Tateyama, Ichiro Mgmt For For For 2.3 Elect Director Karasawa, Yasuyoshi Mgmt For For For 2.4 Elect Director Suzuki, Hisahito Mgmt For For For 2.5 Elect Director Fujimoto, Susumu Mgmt For For For 2.6 Elect Director Horimoto, Shuuhei Mgmt For For For 2.7 Elect Director Yoneda, Masanori Mgmt For For For 2.8 Elect Director Tsuchiya, Mitsuhiro Mgmt For For For 2.9 Elect Director Iijima, Ichiro Mgmt For For For 2.10 Elect Director Seki, Toshihiko Mgmt For For For 2.11 Elect Director Watanabe, Akira Mgmt For For For 2.12 Elect Director Umezu, Mitsuhiro Mgmt For For For 2.13 Elect Director Tsunoda, Daiken Mgmt For For For 3.1 Appoint Statutory Auditor Ikeda, Mgmt For For For Katsuaki 3.2 Appoint Statutory Auditor Mgmt For For For Nakamura, Masayoshi --------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS MULT3 ISIN BRMULTACNOR5 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CINS J46840104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 50 2.1 Elect Director Murata, Tsuneo Mgmt For For For 2.2 Elect Director Ieki, Hideharu Mgmt For For For 2.3 Elect Director Makino, Koji Mgmt For For For 2.4 Elect Director Tanahashi, Yasuro Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For Yoshino, Yukio --------------------------------------------------------------------------------------------------------------- NABTESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4707Q100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend Articles to:Change Mgmt For Against Against Company's Location to Chiyoda-ku 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For Against Against 15 Appoint a Corporate Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 12 2.1 Elect Director Ishikawa, Shukuo Mgmt For For For 2.2 Elect Director Takasu, Takeo Mgmt For For For 2.3 Elect Director Otsu, Shuuji Mgmt For For For 2.4 Elect Director Asako, Yuuji Mgmt For For For 2.5 Elect Director Ueno, Kazunori Mgmt For For For 2.6 Elect Director Tachibana, Masahiro Mgmt For For For 2.7 Elect Director Tazaki, Manabu Mgmt For For For 2.8 Elect Director Sayama, Nobuo Mgmt For For For 2.9 Elect Director Tabuchi, Tomohisa Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Auth Brd to Fix Remuneration of Mgmt For For For Aud 18 Approve Remuneration Report Mgmt For For For 19 Auth Issuance with Preemptive Rgts Mgmt For For For 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Program Mgmt For For For 22 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- NCC AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NCC B CINS W5691F104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Tomas Billing as Chairman Mgmt For For For of Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 8 Receive President's Report; Allow Mgmt N/A N/A N/A Questions 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 10 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Determine Number of Members (6) Mgmt For For For and Deputy Members (0) of Board 13 Approve Remuneration of Directors Mgmt For For For in the Amount of SEK 650,000 for Chairman, and SEK 425,000 for Other Directors; Approve Remuneration of Auditors 14 Reelect Antonia Ax:son Johnson, Mgmt For For For Tomas Billing (Chairman), Ulf Holmlund, Ulla Litzen, Marcus Storch, and Christoph Vitzthum as Directors 15 Reelect Viveca Ax:son Johnson Mgmt For For For (Chairman) as Members of Nominating Committee; Elect Thomas Ehlin and Thomas Eriksson as New Members 16 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 17 Authorize Reissuance of Mgmt For For For Repurchased Shares 18 Other Business Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTE OIL TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, the Auditor's Report, and the Supervisory Board's Statement; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Mgmt For For For Supervisory Board 11 Fix Number of Supervisory Board Mgmt For For For Members 12 Elect Supervisory Board Members Mgmt For For For 13 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 66,000 for Chairman, EUR 49,200 for Vice Chairman, and EUR 35,400 for Other Directors; Approve Additional Attendance Payment 14 Fix Number of Directors at Eight Mgmt For For For 15 Reelect Timo Peltola (Chair), Mgmt For For For Michiel Boersma,, Maija-Liisa Friman, Nina Linander, Hannu Ryopponen, and Markku Tapio as Directors; Elect Laura Raitio and Jorma Eloranta (Vice Chair) as New Directors 16 Approve Remuneration of Auditors Mgmt For For For 17 Ratify Ernst & Young Oy as Auditor Mgmt For For For 18 Abolish Supervisory Board; Amend ShrHldr N/A For N/A Articles Accordingly 19 Appoint Nomination Committee ShrHldr N/A For N/A 20 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Mgmt For For For Senior Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.85 per Share 4.1 Reelect Paul Bulcke as Director Mgmt For For For 4.2 Reelect Andreas Koopmann as Mgmt For For For Director 4.3 Reelect Rolf Haenggi as Director Mgmt For For For 4.4 Reelect Jean-Pierre Meyers as Mgmt For For For Director 4.5 Reelect Naina Lal Kidwai as Mgmt For For For Director 4.6 Reelect Beat Hess as Director Mgmt For For For 4.7 Elect Ann Veneman as Director Mgmt For For For 4.8 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 16.5 Million Mgmt For For For Reduction in Share Capital via Cancellation of 165 Million Shares --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00017 CINS Y63084126 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Master Services Agreement Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y63084126 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Company Assets Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17 CINS Y63084126 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Yu-Tung as Director Mgmt For For For 3.2 Reelect Ho Hau-Hay, Hamilton as Mgmt For For For Director 3.3 Reelect Lee Luen-Wai, John as Mgmt For For For Director 3.4 Reelect Liang Cheung-Biu, Thomas Mgmt For For For as Director 3.5 Reelect Cheng Chi-Kong, Adrian as Mgmt For For For Director 3.6 Reelect Cheng Chi-Heng as Director Mgmt For Against Against 3.7 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Joint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- NEWCREST MINING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 30, 2010 2.1 Elect Richard Lee as a Director Mgmt For For For 2.2 Elect John Spark as a Director Mgmt For For For 2.3 Elect Tim Poole as a Director Mgmt For For For 2.4 Elect Greg Robinson as a Director Mgmt For For For 3 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 4 Approve the Increase in Mgmt For For For Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum --------------------------------------------------------------------------------------------------------------- NICHI-IKO PHARMACEUTICAL CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP J49614100 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Reduce Board Mgmt For For For Size to 7 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Approve Renewal of Anti-Takeover Mgmt For For For Defense Measures --------------------------------------------------------------------------------------------------------------- NICHICON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J49420102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NIFCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 654101104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Appoint a Corporate Auditor Mgmt For Against Against 3 Appoint a Corporate Auditor Mgmt For Against Against 4 Appoint a Corporate Auditor Mgmt For Against Against 5 Appoint a Substitute Corporate Mgmt For Against Against Auditor --------------------------------------------------------------------------------------------------------------- NIKON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7731 CUSIP 654111103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 14 2.1 Elect Director Kariya, Michio Mgmt For For For 2.2 Elect Director Kimura, Makoto Mgmt For For For 2.3 Elect Director Ito, Junichi Mgmt For For For 2.4 Elect Director Suwa, Kyoichi Mgmt For For For 2.5 Elect Director Ushida, Kazuo Mgmt For For For 2.6 Elect Director Kumazawa, Masami Mgmt For For For 2.7 Elect Director Masai, Toshiyuki Mgmt For For For 2.8 Elect Director Okamoto, Yasuyuki Mgmt For For For 2.9 Elect Director Hashizume, Norio Mgmt For For For 2.10 Elect Director Matsuo, Kenji Mgmt For For For 2.11 Elect Director Higuchi, Kokei Mgmt For For For 2.12 Elect Director Kanazawa, Kenichi Mgmt For For For 3.1 Appoint Statutory Auditor Kawai, Mgmt For For For Yoshimichi 3.2 Appoint Statutory Auditor Uehara, Mgmt For Against Against Haruya 3.3 Appoint Statutory Auditor Mgmt For For For Hataguchi, Hiroshi 4 Approve Retirement Bonuses and Mgmt For Against Against Special Payments in Connection with Abolition of Retirement Bonus System 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- NIPPON YUSEN K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 5 2.1 Elect Director Miyahara, Koji Mgmt For For For 2.2 Elect Director Kudo, Yasumi Mgmt For For For 2.3 Elect Director Kato, Masahiro Mgmt For For For 2.4 Elect Director Hono, Hidenori Mgmt For For For 2.5 Elect Director Naito, Tadaaki Mgmt For For For 2.6 Elect Director Morooka, Masamichi Mgmt For For For 2.7 Elect Director Tazawa, Naoya Mgmt For For For 2.8 Elect Director Yamashita, Mgmt For For For Toshinori 2.9 Elect Director Hiramatsu, Hiroshi Mgmt For For For 2.10 Elect Director Mizushima, Kenji Mgmt For For For 2.11 Elect Director Okamoto, Yukio Mgmt For For For 2.12 Elect Director Okina, Yuri Mgmt For For For 2.13 Elect Director Nagasawa, Hitoshi Mgmt For For For 3.1 Appoint Statutory Auditor Kai, Mgmt For For For Mikitoshi 3.2 Appoint Statutory Auditor Mgmt For For For Kawaguchi, Fumio 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Takeover Defense Plan Mgmt For Against Against (Poison Pill) --------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 5 2 Approve Stock Option Plan Mgmt For Against Against 3.1 Elect Director Carlos Ghosn Mgmt For For For 3.2 Elect Director Shiga, Toshiyuki Mgmt For For For 3.3 Elect Director Saikawa, Hiroto Mgmt For For For 3.4 Elect Director Colin Dodge Mgmt For For For 3.5 Elect Director Yamashita, Mgmt For For For Mitsuhiko 3.6 Elect Director Carlos Tavares Mgmt For For For 3.7 Elect Director Imazu, Hidetoshi Mgmt For For For 3.8 Elect Director Jean Baptiste Duzan Mgmt For For For 3.9 Elect Director Nakamura, Katsumi Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOBIA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W5750H108 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING N/A N/A N/A N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 2 MARKET RULES REQUIRE DISCLOSURE N/A N/A N/A N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 3 PLEASE NOTE THAT NOT ALL SUB N/A N/A N/A N/A CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK YOU 4 Opening of the meeting N/A N/A N/A N/A 5 Election of Chairman for the Mgmt For For For meeting 6 Preparation and approval of Mgmt For For For voting list 7 Adoption of the agenda Mgmt For For For 8 Election of one or two persons to Mgmt For For For check the minutes 9 Determination of whether the Mgmt For For For Meeting has been duly convened 10 Presentation of annual accounts N/A N/A N/A N/A and auditors' report and consolidated financial statements and consolidated audit report 11 The President's speech and Mgmt For For For presentation by the Chairman 12 Resolution to adopt the income Mgmt For For For statement and balance sheet as well as the consolidated balance sheet and the consolidated income statement 13 Resolution on the appropriation Mgmt For For For of the profit according to the adopted balance sheet 14 The decision to discharge the Mgmt For For For board and chief executive officer from liability 15 Determination of the number of Mgmt For For For directors and deputy directors, auditors and deputy auditors 16 Determination of remuneration to Mgmt For Against Against directors and auditors 17 Election of Directors and Mgmt For For For Chairman of the Board and auditors 18 Proposal regarding amendment of Mgmt For For For the principles on how the Nomination Committee is appointed 19 Proposal regarding guidelines for Mgmt For Against Against remuneration and other terms of employment for senior management 20 Proposal regarding Mgmt For Against Against performance-based stock option plan including the issuance of warrants and the transfer of warrants 21 Motion for a resolution Mgmt For Against Against authorizing the Board to decide on the acquisition and transfer of shares 22 Closure of the meeting N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CUSIP W57996105 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claes Beyer as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 5 Acknowledge Proper Convening of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.29 per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Amend Articles Re: Term of Mgmt For For For Auditor, Convocation of Meeting, Other Amendments 11 Determine Number of Members (9) Mgmt For For For and Deputy Members (0) of Board 12 Fix Number of Auditors at One Mgmt For For For 13 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors 14 Reelect Bjorn Wahlroos Mgmt For For For (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors 15 Ratify KPMG as Auditor Mgmt For For For 16 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17.1 Authorize Share Repurchase Program Mgmt For For For 17.2 Authorize Reissuance of Mgmt For For For Repurchased Shares 18 Authorize Repurchase of Issued Mgmt For For For Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act 19 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 20.1 Approve 2011 Share Matching Plan Mgmt For For For 20.2 Approve Issuance of up to 4.7 Mgmt For For For Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.20 per Share 4 Approve Remuneration System Mgmt For Against Against 5.1 Reelect Ann Fudge as Director Mgmt For For For 5.2 Reelect Pierre Landolt as Director Mgmt For For For 5.3 Reelect Ulrich Lehner as Director Mgmt For For For 5.4 Elect Enrico Vanni as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Mgmt For For For Statements and Statutory Reports 3.1 Approve Remuneration of Directors Mgmt For For For for 2010 3.2 Approve Remuneration of Directors Mgmt For For For for 2011 4 Approve Allocation of Income and Mgmt For For For Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 5.1 Reelect Sten Scheibye as Director Mgmt For For For 5.2 Reelect Goran Ando as Director Mgmt For For For 5.3 Elect Bruno Angelici as New Mgmt For For For Director 5.4 Reelect Henrik Gurtler as Director Mgmt For For For 5.5 Elect Thomas Koestler as New Mgmt For For For Director 5.6 Reelect Kurt Nielsen as Director Mgmt For For For 5.7 Reelect Hannu Ryopponen as Mgmt For For For Director 5.8 Reelect Jorgen Wedel as Director Mgmt For For For 5.9 Elect Sten Scheibye as Chairman Mgmt For For For of the Board 5.10 Elect Goran Ando as Vice Chairman Mgmt For For For of the Board 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditor 7.1 Approve DKK 20.0 Million Mgmt For For For Reduction in Class B Share Capital via Share Cancellation 7.2 Authorize Repurchase up to 10 Mgmt For Against Against Percent of Share Capital 7.3 Delete Article 2 Specifying Mgmt For For For Location of Registered Office 7.4 Amend Articles Re: Removal of the Mgmt For For For Requirement to Advertise the Notice in Two Daily Newspapers 7.5 Amend Articles Re: Introduce Age Mgmt For Against Against Limit of 70 Years for Board Members 7.6 Amend Guidelines for Mgmt For For For Incentive-Based Compensation for Executive Management and Board 8 Other Business Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CUSIP N6508Y120 03/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Supervisory Mgmt N/A N/A N/A Board (Non-Voting) 3 Receive Report of Management Mgmt N/A N/A N/A Board (Non-Voting) 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of 1.50 EUR Per Mgmt For For For Share 5.1 Approve Discharge of Management Mgmt For For For Board 5.2 Approve Discharge of Supervisory Mgmt For For For Board 6 Ratify KPMG Accountants as Mgmt For For For Auditors 7.1 Grant Board Authority to Issue Mgmt For For For Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 7.2 Authorize Board to Exclude Mgmt For For For Preemptive Rights from Issuance under Item 7.1 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9.1 Reelect J.M. de Jong to Mgmt For For For Supervisory Board 9.2 Accept Resignation of R. Mgmt N/A N/A N/A Zwartendijk as a Supervisory Board Member 10 Elect G. Boon to Executive Board Mgmt For For For 11 Other Business (Non-Voting) Mgmt N/A N/A N/A 12 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CINS N6508Y120 12/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Authorize Repurchase of All Mgmt For For For Outstanding Cumulative Preference A Shares 2.2 Authorize Cancellation of All Mgmt For For For Outstanding Cumulative Preference A Shares 3 Amend Articles Re: Acquisition of Mgmt For For For Own Shares 4 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- OCI MATERIALS CO LTD, YONGJU TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y806AM103 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Approval of remuneration for Mgmt For Against Against director 3 Approval of remuneration for Mgmt For Against Against auditor --------------------------------------------------------------------------------------------------------------- ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS SORIANAB ISIN MXP8728U1671 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year 2010; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations 2 Accept Report on Activities Mgmt For For For Undertaken by the Board of Directors 3 Approve Allocation of Income; Set Mgmt For For For Aggregate Nominal Amount for Share Repurchase Reserve 4 Elect Directors, Board Committees Mgmt For For For Members and Approve their Remuneration 5 Authorize Establishment of Short Mgmt For For For and Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion 6 Grant Special Authorities to Mgmt For For For Indeval Institucion Para El Deposito de Valores, S.A. de C.V 7 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions 8 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reduction in Share Capital Mgmt For For For 2 Appr/Amnd Exec Incentive Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00316 CINS G67749153 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2.1 Declare Final Dividend Mgmt For For For 2.2 Declare Special Dividend Mgmt For For For 3.1 Reelect Kenneth Gilbert Cambie as Mgmt For For For Director 3.2 Reelect King Roger as Director Mgmt For For For 3.3 Reelect Simon Murray as Director Mgmt For Against Against 4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 5 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- ORIX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Authorize Mgmt For For For Public Announcements in Electronic Format 2.1 Elect Director Miyauchi, Yoshihiko Mgmt For For For 2.2 Elect Director Inoue, Makoto Mgmt For For For 2.3 Elect Director Urata, Haruyuki Mgmt For For For 2.4 Elect Director Nishina, Hiroaki Mgmt For For For 2.5 Elect Director Kojima, Kazuo Mgmt For For For 2.6 Elect Director Yamaya, Yoshiyuki Mgmt For For For 2.7 Elect Director Umaki, Tamio Mgmt For For For 2.8 Elect Director Yokoyama, Yoshinori Mgmt For For For 2.9 Elect Director Takeuchi, Hirotaka Mgmt For For For 2.10 Elect Director Sasaki, Takeshi Mgmt For For For 2.11 Elect Director Tsujiyama, Eiko Mgmt For For For 2.12 Elect Director Robert Feldman Mgmt For For For 2.13 Elect Director Niinami, Takeshi Mgmt For For For --------------------------------------------------------------------------------------------------------------- OUTOTEC OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X6026E100 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE N/A N/A N/A N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 2 Opening of the meeting N/A N/A N/A N/A 3 Calling the meeting to order N/A N/A N/A N/A 4 Election of persons to scrutinize N/A N/A N/A N/A the minutes and to supervise the counting of votes 5 Recording the legality of the N/A N/A N/A N/A meeting 6 Recording the attendance at the N/A N/A N/A N/A meeting and adoption of the list of votes 7 Presentation of the annual N/A N/A N/A N/A accounts, the report of the board of directors and the auditor's report for the year 2010 8 Adoption of the annual accounts Mgmt For For For 9 Resolution on the use of the Mgmt For For For profit shown on the balance sheet and the payment of dividend. the board proposes that a dividend of EUR 0.75 per share be paid 10 Resolution on the discharge of Mgmt For For For the members of the board of directors and the CEO from liability 11 Resolution on the remuneration of Mgmt For For For the members of the board of directors 12 Resolution on the number of Mgmt For For For members of the board of directors. the board proposes that the number of members of the board be seven 13 Election of members of the board Mgmt For For For of directors. the board proposes that E. Ailasmaa, C-G. Bergstrom, T. Jarvinen, K. Kaitue, H. Linnoinen and A. Soila be re-elected and T. Ritakallio to be elected as a new board member 14 Resolution on the remuneration of Mgmt For For For the auditor 15 Election of auditor. The audit Mgmt For For For committee proposes that KPMG Oy Ab be re-elected as the company's auditor 16 Authorising the board of Mgmt For For For directors to decide on the repurchase of the company's own shares 17 Authorising the board of Mgmt For Against Against directors to decide to issue shares and other special rights entitling to shares 18 Proposal of the board of Mgmt For For For directors to amend the articles of association. the board proposes to amend section 9 19 Closing of the meeting N/A N/A N/A N/A 20 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For --------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Approve Extension of the Duration Mgmt For For For of the OCBC Share Option Scheme 2001 2.1 Reelect Lee Seng Wee as Director Mgmt For For For 2.2 Reelect Patrick Yeoh Khwai Hoh as Mgmt For For For Director 3.1 Reelect Cheong Choong Kong as Mgmt For For For Director 3.2 Reelect Lee Tih Shih as Director Mgmt For For For 3.3 Reelect Pramukti Surjaudaja as Mgmt For For For Director 4 Reelect Lai Tek Poh as Director Mgmt For For For 5 Declare Final Dividend of SGD Mgmt For For For 0.15 Per Share 6.1 Approve Non-Executive Directors' Mgmt For For For Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 6.2 Approve Issuance of 6,000 Shares Mgmt For For For for each Non-Executive Director 7 Appoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 8.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 8.2 Approve Issuance of Shares Mgmt For For For without Preemptive Rights 9 Approve Issuance of Shares and Mgmt For For For Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 10 Approve Issuance of Shares Mgmt For For For Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 11 Approve Issuance of Preference Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- PACIFIC RUBIALES ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP 69480U206 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Twelve Mgmt For For For 2.1 Elect Director Serafino Iacono Mgmt For For For 2.2 Elect Director Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Director Ronald Pantin Mgmt For For For 2.4 Elect Director Jose Francisco Mgmt For For For Arata 2.5 Elect Director German Efromovich Mgmt For For For 2.6 Elect Director Neil Woodyer Mgmt For For For 2.7 Elect Director Augusto Lopez Mgmt For For For 2.8 Elect Director Miguel Rodriguez Mgmt For For For 2.9 Elect Director Donald Ford Mgmt For For For 2.10 Elect Director John Zaozirny Mgmt For For For 2.11 Elect Director Victor Rivera Mgmt For For For 2.12 Elect Director Hernan Martinez Mgmt For For For 3 Approve Ernst and Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 07/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Partial Offer Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 07/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Partial Offer Mgmt FOR AGAINST N/A --------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Mgmt For For For Director 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Mgmt For For For Director 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect Marjorie Scardino as Mgmt For For For Director 13 Elect Joshua Lewis as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 21 Renew Long-Term Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8295T213 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Auth Brd to Fix Remuneration of Mgmt For For For Aud 9 Appr Investmnt and Financing Pol. Mgmt For For For 10 Auth Issuance with Preemptive Rgts Mgmt For For For 11 Appr Issuance w/o Preemptive Rgts Mgmt For For For 12 Authorize Share Repurchase Program Mgmt For For For 13 Adopt New Articles/Charter Mgmt For For For 14 Approve Increase in Borrowing Mgmt For For For Powers 15 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 601857 ISIN CNE1000007Q1 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Mgmt For For For Directors 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Mgmt For For For Distribution of Interim Dividends for the Year 2011 6 Reappoint PricewaterhouseCoopers, Mgmt For For For Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7.1 Elect Jiang Jiemin as Director Mgmt For For For 7.2 Elect Zhou Jiping as Director Mgmt For For For 7.3 Elect Wang Yilin as Director Mgmt N/A N/A N/A 7.4 Elect Li Xinhua as Director Mgmt For For For 7.5 Elect Liao Yongyuan as Director Mgmt For For For 7.6 Elect Wang Guoliang as Director Mgmt For For For 7.7 Elect Wang Dongjin as Director Mgmt For For For 7.8 Elect Yu Baocai as Director Mgmt For For For 7.9 Elect Ran Xinquan as Director Mgmt For For For 7.10 Elect Liu Hongru as Independent Mgmt For For For Director 7.11 Elect Franco BernabA as Mgmt For For FOR Independent Director 7.12 Elect Li Yongwu as Independent Mgmt For For For Director 7.13 Elect Cui Junhui as Independent Mgmt For For For Director 7.14 Elect Chen Zhiwu as Independent Mgmt For For For Director 8.1 Elect Chen Ming as Supervisor Mgmt For For For 8.2 Elect Guo Jinping as Supervisor Mgmt For For For 8.3 Elect Wen Qingshan as Supervisor Mgmt For For For 8.4 Elect Sun Xianfeng as Supervisor Mgmt For For For 8.5 Elect Li Yuan as Independent Mgmt For For For Supervisor 8.6 Elect Wang Daocheng as Mgmt For For For Independent Supervisor 9 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Debt Mgmt For For For Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Mgmt For For For Companies 2 Designate Risk Assessment Mgmt For For For Companies 3 Board to Execute Apprd Resolutions Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Mgmt For For For Companies 2 Designate Risk Assessment Mgmt For For For Companies 3 Board to Execute Apprd Resolutions Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Marlim Participacoes S.A. 2 Approve Agreement to Absorb Nova Mgmt For For For Marlim Participacoes S.A. 3 Appoint KPMG Auditores Mgmt For For For Independentes to Appraise Proposed Merger 4 Approve Appraisal of Proposed Mgmt For For For Merger 5 Approve Absorption of Marlim Mgmt For For For Participacoes S.A. and Nova Marlim Participacoes S.A. --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CUSIP P78331140 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Comperj Petroquimicos Basicos SA 2 Approve Agreement to Absorb Mgmt For For For Comperj PET SA 3 Appoint Independent Firm to Mgmt For For For Appraise Proposed Mergers 4 Approve Independent Firm's Mgmt For For For Appraisal 5 Approve Absorption of Comperj Mgmt For For For Petroquimicos Basicos SA and Comperj PET SA 6 Amend Articles to Reflect Changes Mgmt For For For in Capital 7 Amend Article 4 to Eliminate Mgmt For For For Authorized Capital Limit 8 Amend Article 4 to Specify that Mgmt For For For Share Issuances Will be Submitted to Shareholder Meetings 9 Renumber Articles Mgmt For For For 10 Renumber Articles Mgmt For For For 11 Amend Articles Mgmt For For For 12 Amend Articles Mgmt For For For 13 Amend Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 20 Mgmt For For For 2.1 Approve Agreement to Absorb Mgmt For For For Companhia Mexilhao do Brasil 2.2 Appoint KPMG to Appraise Proposed Mgmt For For For Absorption 2.3 Approve KPMG's Appraisal Mgmt For For For 2.4 Approve Absorption of Companhia Mgmt For For For Mexilhao do Brasil 2.5 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Capital Budget for Mgmt For For For Upcoming Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For For For 7 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves without Issuance of New Shares --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Capital Budget for Mgmt For For For Upcoming Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Abstain Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For Abstain Against 7 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves without Issuance of New Shares --------------------------------------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.10 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 5 Reelect Marie-Helene Roncoroni as Mgmt For Against Against Supervisory Board Member 6 Reelect Jean-Paul Parayre as Mgmt For Against Against Supervisory Board Member 7 Elect Pamela Knapp as Supervisory Mgmt For Against Against Board Member 8 Renew Appointment of Mazars as Mgmt For For For Auditor 9 Renew Appointment of Patrick de Mgmt For For For Cambourg as Alternate Auditor 10 Ratify Ernst and Young et Autres Mgmt For For For as Auditor 11 Ratify Auditex as Alternate Mgmt For For For Auditor 12 Approve Remuneration of Mgmt For For For Supervisory Board Members in the Aggregate Amount of EUR 1 Million 13 Authorize Repurchase of up to 16 Mgmt For For For Million of Shares 14 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or Mgmt For Against Against Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million 16 Authorize Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million 17 Approve Issuance of up to 20 Mgmt For Against Against Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of Approximately EUR 166 Million 18 Authorize Board to Increase Mgmt For Against Against Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 15, 16 and 17 Above 19 Approve Employee Stock Purchase Mgmt For For For Plan 20 Authorize Board to Issue Free Mgmt For Against Against Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange 21 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- PFEIFFER VACUUM TECHNOLOGY AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D6058X101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE Mgmt N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT THE TRUE RECORD Mgmt N/A N/A N/A DATE FOR THIS MEETING IS 05.05.2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 3 COUNTER PROPOSALS MAY BE Mgmt N/A N/A N/A SUBMITTED UNTIL 11.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the approved Mgmt N/A N/A N/A Annual Financial Statements of Pfeiffer Vacuum Technology AG and of the endorsed Consolidated Financial Statements for the year ended December 31, 2010. Presentation of the Management Report (Management's Discussion and Analys 5 Resolution on the appropriation Mgmt For For For of retained earnings 6 Resolution to ratify the actions Mgmt For For For of the Management Board for the 2010 fiscal year 7 Resolution to ratify the actions Mgmt For For For of the Supervisory Board for the 2010 fiscal year 8 Election of the independent Mgmt For For For auditor for the Company and the consolidated accounts for the 2011 fiscal year 9 Resolution on the adoption of the Mgmt For For For compensation system for members of the Management Board 10 Resolution on adjustment of the Mgmt For For For Supervisory Board compensation 11 Resolution on the creation of new Mgmt For For For authorized capital, with the existing authorized capital being revoked 12 Elections to the Supervisory Mgmt For For For Board: Dr. Michael Oltmanns 13 Elections to the Supervisory Mgmt For For For Board: Goetz Timmerbeil 14 Elections to the Supervisory Mgmt For For For Board: Wilfried Glaum 15 Elections to the Supervisory Mgmt For For For Board: Dr. Wolfgang Lust --------------------------------------------------------------------------------------------------------------- PIGEON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63739106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Corporate Auditor Mgmt For For For 5 Appoint a Corporate Auditor Mgmt For For For 6 Appoint a Corporate Auditor Mgmt For For For 7 Appoint a Corporate Auditor Mgmt For For For 8 Appoint a Supplementary Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIONEER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63825145 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For Against Against 13 Appoint a Corporate Auditor Mgmt For Against Against 14 Appoint a Substitute Corporate Mgmt For Against Against Auditor 15 Appoint a Substitute Corporate Mgmt For Against Against Auditor --------------------------------------------------------------------------------------------------------------- POSCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Annual Dividend of KRW 10,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Nam Yong as Outside Director Mgmt For For For 3.2 Elect Byun Dae-Gyu as Outside Mgmt For For For Director 3.3 Elect Park Sang-Kil as Outside Mgmt For For For Director 3.4 Elect Kim Byung-Ki as Member of Mgmt For For For Audit Committee 3.5 Elect Park Sang-Kil as Member of Mgmt For For For Audit Committee 3.6 Reelect Choi Jong-Tae as Inside Mgmt For For For Director 4 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors --------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. M. Burley Mgmt For For For 1.2 Elect Director W. J. Doyle Mgmt For For For 1.3 Elect Director J. W. Estey Mgmt For For For 1.4 Elect Director C. S. Hoffman Mgmt For For For 1.5 Elect Director D. J. Howe Mgmt For For For 1.6 Elect Director A. D. Laberge Mgmt For For For 1.7 Elect Director K. G. Martell Mgmt For For For 1.8 Elect Director J. J. McCaig Mgmt For For For 1.9 Elect Director M. Mogford Mgmt For For For 1.10 Elect Director P. J. Schoenhals Mgmt For For For 1.11 Elect Director E. R. Stromberg Mgmt For For For 1.12 Elect Director E. Viyella de Mgmt For For For Paliza 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Approve 2011 Performance Option Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Sir Howard Davies as Mgmt For For For Director 5 Elect John Foley as Director Mgmt For For For 6 Elect Paul Manduca as Director Mgmt For For For 7 Elect Michael Wells as Director Mgmt For For For 8 Re-elect Keki Dadiseth as Director Mgmt For For For 9 Re-elect Robert Devey as Director Mgmt For For For 10 Re-elect Michael Garrett as Mgmt For For For Director 11 Re-elect Ann Godbehere as Director Mgmt For For For 12 Re-elect Bridget Macaskill as Mgmt For For For Director 13 Re-elect Harvey McGrath as Mgmt For For For Director 14 Re-elect Michael McLintock as Mgmt For For For Director 15 Re-elect Nicolaos Nicandrou as Mgmt For For For Director 16 Re-elect Kathleen O'Donovan as Mgmt For For For Director 17 Re-elect Barry Stowe as Director Mgmt For For For 18 Re-elect Tidjane Thiam as Director Mgmt For For For 19 Re-elect Lord Turnbull as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Mgmt For For For Auditors of the Company 21 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 22 Authorise EU Political Donations Mgmt For For For and Expenditure 23 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 24 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 25 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 26 Authorise Market Purchase Mgmt For For For 27 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 28 Amend International Savings Mgmt For For For Related Share Option Scheme 29 Amend International Assurance Mgmt For For For Sharesave Plan --------------------------------------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ASII ISIN ID1000057607 06/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Mgmt For For For Ratification of Financial Statements 2 Approve Allocation of Income Mgmt For For For 3 Elect Directors and Approve Mgmt For Abstain Against Remuneration of Directors and Commissioners 4 Appoint Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report of the Mgmt For For For Company and Commissioners' Report 2 Approve Financial Statements of Mgmt For For For the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors Mgmt For For For and Commissioners 5 Appoint Auditors of the Company Mgmt For For For and Its PCDP 6 Authorize Share Repurchase Program Mgmt For For For --------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against 2 Adjust the Term of Office of the Mgmt For For For Members of the Board of Directors and Board of Commissioners --------------------------------------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTTEP ISIN TH0355A10Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2010 Performance Mgmt N/A N/A N/A Result and 2011 Work Plan 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Dividend of THB 5.03 Per Mgmt For For For Share 4 Approve Office of the Auditor Mgmt For For For General as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Prasert Bunsumpun as Mgmt For For For Director 5.2 Elect Tevin Vongvanich as Director Mgmt For For For 5.3 Elect Naris Chaiyasoot as Director Mgmt For For For 5.4 Elect Ampon Kittiampon as Director Mgmt For For For 5.5 Elect Norkun Sitthiphong as Mgmt For For For Director 6 Approve Remuneration of Directors Mgmt For For For and Sub-Committees 7 Authorize Issuance of Debentures Mgmt For For For Not Exceeding THB 100 Billion --------------------------------------------------------------------------------------------------------------- PTT PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTT CINS Y6883U105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Payment of Final Dividend of THB 5.50 Per Share 4 Approve Office of The Auditor Mgmt For For For General of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Naris Chaiyasoot as Director Mgmt For For For 6.2 Elect Bhusana Premanode as Mgmt For For For Director 6.3 Elect Anuwat Maytheewibulwut as Mgmt For For For Director 6.4 Elect Surapit Kirtiputra as Mgmt For For For Director 6.5 Elect Chulasingh Vasantasingh as Mgmt For For For Director 7 Approve Amalgamation between PTT Mgmt For For For Aromatics and Refining PCL and PTT Chemical PCL and Share Purchase from Dissenting Shareholders 8 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2010 2 Elect Lee Kong Lam as Director Mgmt For For For 3 Elect Abdul Aziz bin Dato' Dr. Mgmt For For For Omar as Director 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For in the Amount of MYR 1.6 Million for the Financial Year Ended Dec. 31, 2010 7 Approve KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued and Paid-up Share Capital --------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Arlticles of Association Mgmt For For For Re: eDividend Payment --------------------------------------------------------------------------------------------------------------- RAFFLES MED GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7174H100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Audited Mgmt For For For Accounts for the year ended 31 December 2010 and the Reports of the Directors and the Auditors, and the Statement of Directors thereon 2 To declare a one-tier tax exempt Mgmt For For For final dividend of 2.5 Singapore cents per share for the year ended 31 December 2010 in accordance with the Scrip Dividend Scheme (2009: 2 Singapore cents per share) 3 To approve Directors' fees Mgmt For For For (SGD140,000) for the year ended 31 December 2010 (2009: SGD109,000) 4 To re-elect Professor Lim Pin, a Mgmt For For For Director retiring under Section 153(6) of the Companies Act, to hold office from the date of this Annual General Meeting until the next Annual General Meeting 5 To re-elect Dr Loo Choon Yong, Mgmt For For For who is retiring under Article 93 of the Articles of Association of the Company 6 To re-appoint KPMG LLP as Mgmt For For For Auditors of the Company and to authorise the Directors to fix their remuneration 7 To transact any other business Mgmt Against Against For which may be properly transacted at an Annual General Meeting 8 Authority to allot and issue Mgmt For Against Against shares 9 Authority to allot and issue Mgmt For For For shares under the Raffles Medical Group (2010) Share Option Scheme 10 The Proposed Renewal of Share Buy Mgmt For For For Back Mandate 11 Authority to issue shares under Mgmt For For For the Scrip Dividend Scheme --------------------------------------------------------------------------------------------------------------- RAMSAY HEALTH CARE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHC CINS Q7982Y104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 30, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 3.1 Elect Peter John Evans as a Mgmt For For For Director 3.2 Elect Anthony James Clark as a Mgmt For For For Director 3.3 Elect Bruce Roger Soden as a Mgmt For For For Director 4.1 Approve the Grant of Up to Mgmt For For For 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan 4.2 Approve the Grant of Up to 75,000 Mgmt For For For Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan 5 Approve to Freeze the Mgmt For For For Non-Executive Directors' Retirement Benefit Plan 6 Approve the Increase in the Mgmt For For For Non-Executive Directors' Remuneration to A$2 Million Per Annum 7 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding the Payment of Dividends --------------------------------------------------------------------------------------------------------------- REPSOL YPF S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 2 Approve Discharge of Directors Mgmt For For For for Fiscal Year 2010 3 Reelect Deloitte SL as Auditor Mgmt For For For 4 Amend Articles 9, 11, 19, 24, 27, Mgmt For For For 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations 5 Amend Article 52 of Company Mgmt For For For Bylaws Re: Allocation of Income 6 Amend Articles 40 and 35 of Mgmt For For For Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting 7 Reelect Antonio Brufau Niubo as Mgmt For Against Against Director 8 Reelect Luis Fernando del Rivero Mgmt For For For Asensio as Director 9 Reelect Juan Abello Gallo as Mgmt For For For Director 10 Reelect Luis Carlos Croissier Mgmt For For For Batista as Director 11 Reelect Angel Durandez Adeva as Mgmt For For For Director 12 Reelect Jose Manuel Loureda Mgmt For For For Mantinan as Director 13 Elect Mario Fernandez Pelaz as Mgmt For For For Director 14 Approve Share Matching Plan Mgmt For For For 15 Approve Payment to Executives and Mgmt For For For Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash 16 Authorize EUR 3 Billion Issuance Mgmt For For For of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 17 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- RESOLUTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 4 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 5 Elect Tim Wade as Director Mgmt For For For 6 Re-elect Jacques Aigrain as Mgmt For For For Director 7 Re-elect Gerardo Arostegui as Mgmt For For For Director 8 Re-elect Michael Biggs as Director Mgmt For For For 9 Re-elect Mel Carvill as Director Mgmt For For For 10 Re-elect Fergus Dunlop as Director Mgmt For For For 11 Re-elect Phil Hodkinson as Mgmt For For For Director 12 Re-elect Denise Mileham as Mgmt For For For Director 13 Re-elect Peter Niven as Director Mgmt For For For 14 Re-elect Gerhard Roggemann as Mgmt For For For Director 15 Re-elect David Allvey as Director Mgmt For For For of Friends Provident Holdings (UK) plc 16 Re-elect Evelyn Bourke as Mgmt For For For Director of Friends Provident Holdings (UK) plc 17 Re-elect Clive Cowdery as Mgmt For For For Director of Friends Provident Holdings (UK) plc 18 Elect David Hynam as Director of Mgmt For For For Friends Provident Holdings (UK) plc 19 Re-elect Trevor Matthews as Mgmt For For For Director of Friends Provident Holdings (UK) plc 20 Elect Andrew Parsons as Director Mgmt For For For of Friends Provident Holdings (UK) plc 21 Elect Belinda Richards as Mgmt For For For Director of Friends Provident Holdings (UK) plc 22 Elect Karl Sternberg as Director Mgmt For For For of Friends Provident Holdings (UK) plc 23 Re-elect John Tiner as Director Mgmt For For For of Friends Provident Holdings (UK) plc 24 Approve Final Dividend Mgmt For For For 25 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 26 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 27 Authorise Market Purchase Mgmt For For For --------------------------------------------------------------------------------------------------------------- RHEINMETALL AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D65111102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT THE TRUE RECORD N/A N/A N/A N/A DATE FOR THIS MEETING IS 19 APR 11, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 3 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 25 APR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the adopted N/A N/A N/A N/A single-entity financial statements, the approved consolidated financial statements, the management report of the company, which is combined with the group management report, including the explanatory report of the executive boa 5 Resolution on the appropriation Mgmt For For For of the unappropriated surplus for. fiscal 2010: distribution of a dividend of EUR 1.50 per share entitled to a dividend EUR 57,458,703.00 appropriation to other retained earnings EUR 341,297.00 6 Resolution to grant discharge to Mgmt For For For the executive board for fiscal 2010 7 Resolution to grant discharge to Mgmt For For For the supervisory board for fiscal 2010 8 Resolution to approve the system Mgmt For Against Against for the remuneration of the members of the executive board 9 Special election to the Mgmt For For For supervisory board: a) Detlef Moog b) Toni Wicki 10 The Supervisory Board proposes, Mgmt For For For on the recommendation of its Audit Committee, to elect PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt/Main, Dusseldorf branch, as the auditor for fiscal 2011 --------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Use of Computerized Mgmt For For For Machine 2 Authorize Company to Produce Mgmt For For For Sound Recording of Meeting Proceedings 3 Elect Chairman and Other Meeting Mgmt For For For Officials --------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Board of Directors Report Mgmt For For For on Company's Operations in 2010 2 Receive Auditor's Report Mgmt N/A N/A N/A 3 Receive Report of Supervisory Mgmt N/A N/A N/A Board, Including Audit Committee Report 4.1 Approve Dividends of HUF 860 per Mgmt For For For Share (HUF 16 Billion in Aggregate) 4.2 Approve Allocation of HUF 48 Mgmt For For For Billion to Reserves 5 Approve Annual Report and Mgmt For For For Financial Statements Prepared in Accordance with Hungarian Accounting Principles 6 Approve Consolidated Board of Mgmt For For For Directors Report on Company's Operations in Fiscal 2010 Prepared in Accordance with IFRS 7 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports 8 Receive Supervisory Board Report, Mgmt N/A N/A N/A Including Audit Committee Report on Consolidated Report 9 Receive Consolidated Report for Mgmt N/A N/A N/A 2010 10 Approve Company's Corporate Mgmt For For For Governance Report 11.1 Amend Articles of Association Re: Mgmt For For For Preamble; Approve Consolidated Text of Articles of Association 11.2 Amend Articles of Association Re: Mgmt For For For Shareholder Rights; Approve Consolidated Text of Articles of Association 11.3 Amend Articles of Association Re: Mgmt For For For Exclusive Competence of General Meeting; Approve Consolidated Text of Articles of Association 11.4 Amend Articles of Association Re: Mgmt For For For Delisting of Shares; Approve Consolidated Text of Articles of Association 11.5 Amend Articles of Association Re: Mgmt For For For Voting Procedures; Approve Consolidated Text of Articles of Association 12 Receive Consolidated Text of Mgmt N/A N/A N/A Company's Articles of Association 13 Authorize Board to Repurchase Mgmt For For For Company Shares 14.1 Reelect William de Gelsey as Mgmt For For For Director 14.2 Reelect Erik Bogsch as Director Mgmt For For For 14.3 Reelect Laszlo Kovacs as Director Mgmt For For For 14.4 Reelect Tamas Meszaros as Director Mgmt For For For 14.5 Relect Gabor Perjes as Director Mgmt For For For 14.6 Reelect Szilveszter Vizi as Mgmt For For For Director 14.7 Elect Gergely Horvath as Director Mgmt For For For 15.1 Approve Remuneration of Members Mgmt For For For of Board of Directors 15.2 Shareholder Proposal: Approve ShrHldr N/A For N/A Annual Bonus of Chairman and Members of Board of Directors for Their Service in Fiscal 2010 16 Approve Remuneration of Mgmt For For For Supervisory Board Members 17 Ratify PricewaterhouseCoopers Mgmt For For For Ltd. as Auditor 18 Approve Auditor's Remuneration Mgmt For For For 19 Transact Other Business Mgmt For Abstain Against --------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept the Financial Statements Mgmt For For For and Statutory Reports for the Year Ended Dec. 31, 2010 2 Approve the Remuneration Report Mgmt For Against Against for the Year Ended Dec. 31, 2010 3 Elect Tom Albanese as a Director Mgmt For For For 4 Elect Robert Brown as a Director Mgmt For For For 5 Elect Vivienne Cox as a Director Mgmt For For For 6 Elect Jan du Plessis as a Director Mgmt For For For 7 Elect Guy Elliott as a Director Mgmt For For For 8 Elect Michael Fitzpatrick as a Mgmt For For For Director 9 Elect Ann Godbehere as a Director Mgmt For For For 10 Elect Richard Goodmanson as a Mgmt For For For Director 11 Elect Andrew Gould as a Director Mgmt For For For 12 Elect Lord Kerr as a Director Mgmt For For For 13 Elect Paul Tellier as a Director Mgmt For For For 14 Elect Sam Walsh as a Director Mgmt For For For 15 Elect Stephen Mayne as a Director ShrHldr Against Against For 16 Approve the Reappointment of Mgmt For For For PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors' Remuneration 17 Approve the Amendments to Each of Mgmt For For For the Rio Tinto Ltd and Rio Tinto plc Performance Share Plan 2004 18 Approve the Renewal of the Mgmt For For For Off-Market and On-Market Share Buyback Authorities --------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Tom Albanese as Director Mgmt For For For 4 Re-elect Robert Brown as Director Mgmt For For For 5 Re-elect Vivienne Cox as Director Mgmt For For For 6 Re-elect Jan du Plessis as Mgmt For For For Director 7 Re-elect Guy Elliott as Director Mgmt For For For 8 Re-elect Michael Fitzpatrick as Mgmt For For For Director 9 Re-elect Ann Godbehere as Director Mgmt For For For 10 Re-elect Richard Goodmanson as Mgmt For For For Director 11 Re-elect Andrew Gould as Director Mgmt For For For 12 Re-elect Lord Kerr as Director Mgmt For For For 13 Re-elect Paul Tellier as Director Mgmt For For For 14 Re-elect Sam Walsh as Director Mgmt For For For 15 Elect Stephen Mayne ShrHldr Against Against For 16 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorise Their Remuneration 17 Amend Performance Share Plan Mgmt For For For 18 Amend Share Ownership Plan Mgmt For For For 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS REI.UN CUSIP 766910103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clare R. Copeland as Mgmt For For For Director 1.2 Elect Raymond M. Gelgoot as Mgmt For For For Director 1.3 Elect Paul Godfrey as Director Mgmt For For For 1.4 Elect Frank W. King as Director Mgmt For For For 1.5 Elect Dale H. Lastman as Director Mgmt For For For 1.6 Elect Ronald W. Osborne as Mgmt For For For Director 1.7 Elect Sharon Sallows as Director Mgmt For For For 1.8 Elect Edward Sonshine as Director Mgmt For For For 1.9 Elect Charles Winograd as Director Mgmt For For For 2 Approve Ernst & Young, LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROTORK PLC, BATH TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76717126 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Mgmt For For For Directors' Report and Accounts and the Auditors' Report thereon for 2010 2 To declare a final dividend Mgmt For For For 3 To re-elect IG King as a director Mgmt For For For 4 To re-elect PI France as a Mgmt For For For director 5 To re-elect JM Davis as a director Mgmt For For For 6 To re-elect RH Amold as a director Mgmt For For For 7 To re-elect GM Ogden as a director Mgmt For For For 8 To re-elect JE Nicholas as a Mgmt For For For director 9 To re-elect RC Lockwood as a Mgmt For For For director 10 To elect G Bullard as a director Mgmt For For For 11 To re-appoint KPMG Audit Plc as Mgmt For For For Auditors of the Company 12 To authorise the directors to fix Mgmt For Against Against the remuneration of the Auditors 13 To approve the Directors' Mgmt For For For Remuneration Report 14 To authorise the directors to Mgmt For Against Against allot shares 15 To empower the directors to allot Mgmt For Against Against shares for cash without first offering them to existing shareholders 16 To authorise the Company to Mgmt For For For purchase ordinary shares 17 To authorise the Company to Mgmt For Against Against purchase preference shares 18 To fix the notice period for Mgmt For For For general meetings --------------------------------------------------------------------------------------------------------------- ROUND ONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4680 CINS J6548T102 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 10 2.1 Elect Director Sugino, Masahiko Mgmt For For For 2.2 Elect Director Yoshida, Kenzaburo Mgmt For For For 2.3 Elect Director Tagawa, Yoshito Mgmt For For For 2.4 Elect Director Nishimura, Naoto Mgmt For For For 2.5 Elect Director Sakamoto, Tamiya Mgmt For For For 2.6 Elect Director Inagaki, Takahiro Mgmt For For For 2.7 Elect Director Teramoto, Toshitaka Mgmt For For For 3.1 Appoint Statutory Auditor Miwa, Mgmt For For For Kazumi 3.2 Appoint Statutory Auditor Mgmt For Against Against Iwakawa, Hiroshi 3.3 Appoint Statutory Auditor Okuda, Mgmt For Against Against Junji 4.1 Appoint Alternate Statutory Mgmt For For For Auditor Kuroda, Kiyohumi 4.2 Appoint Alternate Statutory Mgmt For Against Against Auditor Mizokami, Ayako --------------------------------------------------------------------------------------------------------------- RUBIS SA, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F7937E106 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A N/A N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2011/0427/201104271101512.pdf 4 Approval of the corporate Mgmt For For For financial statements for FY 2010 5 Approval of the consolidated Mgmt For For For financial statements for FY 2010 6 Allocation of profit and setting Mgmt For For For of the dividend 7 Methods for payment of the Mgmt For For For dividend 8 Renewal of Mr Olivier Mgmt For For For Heckenroth's appointment as a member of the supervisory board 9 Renewal of Mr Jean-Claude Mgmt For For For Dejouhanet's appointment as a member of the supervisory board 10 Renewal of Mr Christian Moretti's Mgmt For For For appointment as a member of the supervisory board 11 Appointment of Mr Alexandre Mgmt For For For Picciotto as a new member of the supervisory board 12 Setting of the amount of the Mgmt For For For attendance fees for members of the supervisory board for the current period and for subsequent periods 13 Authorisation of a share buyback Mgmt For For For program 14 Agreements and commitments Mgmt For Against Against regulated by articles L.225-38 et L.226-10 du Code de Commerce 15 Halving of the face value of the Mgmt For Against Against company's shares 16 Authorisation to be given to the Mgmt For Against Against board of management to grant employees of the company and corporate officers of the group (but not including Rubis managing partners) share subscription options 17 Authorisation to be given to the Mgmt For Against Against board of management to allocate free existing or future shares to employees of the company and corporate officers of the group (but not including Rubis managing partners) 18 Delegation of powers to the board Mgmt For For For of management to increase the authorised capital by incorporation of reserves or share issue premia 19 Delegation of powers to the board Mgmt For Against Against of management to issue ordinary shares and/or other transferable securities giving access to the company's capital or giving a right to the allocation of a debt security, with the preferential right of subscription upheld 20 Delegation of powers to the board Mgmt For Against Against of management to issue ordinary shares and/or other transferable securities giving access to the company's capital or giving a right to a debt security, without a right of subscription but with a priority right (except in 21 Authorisation to issue Mgmt For Against Against transferable securities, without a preferential right of subscription, while setting the issue price with a maximum discount of 12% if there is a priority right or with a maximum discount of 6% if there is no priority right (in the 22 Delegation of powers to the board Mgmt For Against Against of management to issue shares in the company as payment for contributions in kind of equity securities or of transferable securities giving access to the capital 23 Authorisation to be given to the Mgmt For Against Against board of management, pursuant to article L.225-129-6 of the Code de Commerce, to increase the authorised capital under the conditions stipulated in articles L.3332-18 et seq. of the Code du Travail 24 Delegation of powers to the board Mgmt For Against Against of management to increase the authorised capital by issuing shares reserved for members of a corporate PEP set up pursuant to articles L.3332-3 et seq. of the Code du Travail 25 Amendment of articles 35 and 38 Mgmt For Against Against of the articles of association 26 Powers for the necessary legal Mgmt For Against Against formalities --------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Supervisory and Management Board Members 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.50 per Share 4 Receive Auditors' Special Report Mgmt For For For on Related-Party Transactions and Approve New Transactions 5 Adopt One-Tiered Board Structure Mgmt For Against Against 6 Pursuant to Adoption of Mgmt For Against Against One-Tiered Board Structure, Adopt New Articles of Association 7 Subject to Approval of Item 6, Mgmt For Against Against Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights 8 Elect Jean Paul Herteman as Mgmt For Against Against Director 9 Elect Francis Mer as Director Mgmt For Against Against 10 Elect Giovanni Bisignani as Mgmt For Against Against Director 11 Elect Jean Lou Chameau as Director Mgmt For Against Against 12 Elect Odile Desforges as Director Mgmt For Against Against 13 Elect Jean Marc Forneri as Mgmt For For For Director 14 Elect Xavier Lagarde as Director Mgmt For Against Against 15 Elect Michel Lucas as Director Mgmt For Against Against 16 Elect Elisabeth Lulin as Director Mgmt For Against Against 17 Acknowledge Appointment of Four Mgmt For Against Against Government Representatives at the Board 18 Elect Christian Halary as Director Mgmt For Against Against 19 Elect Marc Aubry as Director Mgmt For Against Against 20 Appoint Caroline Gregoire Sainte Mgmt For For For Marie as Censor 21 Approve Remuneration of Mgmt For For For Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 22 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 23 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million 24 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 25 Authorize Capital Increase of Up Mgmt For For For to EUR 15 Million for Future Exchange Offers 26 Approve Issuance of Shares up to Mgmt For For For 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million 27 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 28 Authorize Board to Set Issue Mgmt For Against Against Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 29 Authorize Capital Increase of up Mgmt For Against Against to 10 Percent of Issued Capital for Future Acquisitions 30 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value 31 Approve Employee Stock Purchase Mgmt For Against Against Plan 32 Authorize up to 1.5 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan 33 Set Total Limit for Capital Mgmt For Against Against Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million 34 Authorize up to 1.5 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan 35 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 36 Authorize Board to Issue Free Mgmt For Against Against Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 37 Amend Article 14.8 of Bylaws Re: ShrHldr For For For Nomination of Employee Shareholders Representatives to the Board of Directors 38 Elect One or Several ShrHldr Against Against For Representatives of Employee Shareholders to the Board 39 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by ENI Mgmt N/A N/A N/A 3.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 4.1 Slate Submitted by ENI Mgmt N/A Against N/A 4.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) --------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.15 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Anne Brunila, Eira Mgmt For For For Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chairman) as Directors; Elect Adine Axen as New Director 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Mgmt For For For Auditors 15 Authorize Repurchase of up to 50 Mgmt For For For Million Issued Class A Shares 16 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SAMRUDDHI CEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE676K01018 07/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.75 Per Mgmt For For For Share 3 Reappoint A. Gupta as Director Mgmt For For For 4 Appoint G.P. Kapadia & Co. and Mgmt For For For Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Appointment and Mgmt For For For Remuneration of O.P. Puranmalka, Executive Director 6 Appoint O.P. Puranmalka as Mgmt For For For Director 7 Appoint K.M. Birla as Director Mgmt For For For 8 Appoint R.C. Bhargava as Director Mgmt For For For 9 Appoint G.M. Dave as Director Mgmt For For For 10 Appoint N.J. Jhaveri as Director Mgmt For For For 11 Appoint S.B. Mathur as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- SANRIO COMPANY,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J68209105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint a Director Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For 17 Appoint a Corporate Auditor Mgmt For For For 18 Appoint a Corporate Auditor Mgmt For For For 19 Authorize Use of Stock Options, Mgmt For Against Against and Allow Board to Authorize Use of Stock Option Plan --------------------------------------------------------------------------------------------------------------- SANYO CHEMICAL INDUSTRIES,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J68682103 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to: Expand Mgmt For Against Against Business Lines 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Approve Provision of Retirement Mgmt For Against Against Allowance for Directors --------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 6 Approve Cancellation of Pool of Mgmt For For For Conditional Capital and Amend Articles to Reflect Changes in Capital 7 Approve Issuance of Mgmt For For For Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Affiliation Agreement Mgmt For For For with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH --------------------------------------------------------------------------------------------------------------- SCHIBSTED ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R75677105 05/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING N/A N/A TNA N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 2 MARKET RULES REQUIRE DISCLOSURE N/A N/A TNA N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 3 SHAREHOLDERS CAN ONLY SUBMIT N/A N/A TNA N/A PROXY WITHOUT ANY VOTING INSTRUCTION TO THE CHAIRMAN OF THE BOARD. SHAREHOLDERS WHO WISH TO VOTE FOR, AGAINST OR ABSTAIN IN ANY OF THE RESOLUTIONS MUST ATTEND THE MEETING, AUTHORISE THEIR OWN PROXY OR INSTRUCT SOMEONE TO ATTEN 4 Election of a person to chair the Mgmt For TNA N/A meeting 5 Approval of the notice of the Mgmt For TNA N/A annual general meeting and agenda 6 Election of two representatives Mgmt For TNA N/A to sign the minutes of the annual general meeting together with the chair of the meeting 7 Approval of the annual financial Mgmt For TNA N/A statements for 2010 for Schibsted ASA and the Schibsted Group, including the board of directors report for 2010 8 Approval of the board of Mgmt For TNA N/A directors proposal regarding share dividend for 2010 9 Approval of the auditors fee for Mgmt For TNA N/A 2010 10 An extension of the authorisation Mgmt For TNA N/A to the board of directors to buy back company shares until the annual general meeting in 2012 11 The nomination committees report Mgmt For TNA N/A on its work during the 2010-2011 period 12 The board of directors Mgmt For TNA N/A declaration regarding the determination of salary and other remuneration to the management of Schibsted ASA (management remuneration declaration) pursuant to Section 6.16 A of the Norwegian Public Limited companies act 13 Election of shareholder-elected Mgmt For TNA N/A directors 14 The nomination committees Mgmt For TNA N/A proposal regarding directors fees, etc 15 The nomination committee - fees Mgmt For TNA N/A 16 Authorisation to the board to Mgmt For TNA N/A administer some of the protection which is inherent in article 7 of the articles of association 17 PLEASE NOTE THAT THIS IS A N/A N/A TNA N/A REVISION DUE TO CHANGE IN MEETING TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3.20 per Share 4 Acknowledge Auditors' Special Mgmt For For For Report on Related-Party Transactions 5 Ratify Appointment of Anand Mgmt For Against Against Mahindra as Supervisory Board Member 6 Elect Betsy Atkins as Supervisory Mgmt For For For Board Member 7 Elect Jeong H. Kim as Supervisory Mgmt For For For Board Member 8 Elect Dominique Senequier as Mgmt For For For Supervisory Board Member 9 Approve Remuneration of Mgmt For For For Supervisory Board Members in the Aggregate Amount of EUR 1 Million 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Amend Article 11 Re: Age Limit Mgmt For For For for Supervisory Board Members 12 Amend Article 16 of Bylaws Re: Mgmt For For For Censors 13 Approve Reduction in Par Value Mgmt For For For from EUR 8 to EUR 4 and Amend Bylaws Accordingly 14 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million 15 Authorize Capitalization of Mgmt For For For Reserves for Bonus Issue or Increase in Par Value 16 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million 17 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase for Mgmt For For For Future Exchange Offers 19 Approve Issuance of Shares Up to Mgmt For For For EUR 108 Million for a Private Placement 20 Authorize up to 1 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan 21 Authorize up to 0.03 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 22 Approve Employee Stock Purchase Mgmt For For For Plan 23 Approve Employee Stock Purchase Mgmt For For For Plan Reserved for International Employees 24 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 25 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- SEAWELL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G79560101 05/16/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A TNA N/A AMENDMENT TO MEETING ID 827014 DUE TO REMOVAL OF RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 PLEASE NOTE THAT SHAREHOLDERS ARE N/A N/A TNA N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION. THANK YOU. 3 To approve the change of name of Mgmt For TNA N/A the company from Seawell Limited to Archer Limited --------------------------------------------------------------------------------------------------------------- SECOM CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 90 2 Amend Articles To Indemnify Mgmt For For For Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors 3.1 Elect Director Iida, Makoto Mgmt For For For 3.2 Elect Director Toda, Juichi Mgmt For For For 3.3 Elect Director Kimura, Shohei Mgmt For For For 3.4 Elect Director Haraguchi, Kanemasa Mgmt For For For 3.5 Elect Director Maeda, Shuuji Mgmt For For For 3.6 Elect Director Sato, Koichi Mgmt For For For 3.7 Elect Director Obata, Fumio Mgmt For For For 3.8 Elect Director Kuwahara, Katsuhisa Mgmt For For For 3.9 Elect Director Nakayama, Yasuo Mgmt For For For 3.10 Elect Director Ito, Hiroshi Mgmt For For For 3.11 Elect Director Ito, Takayuki Mgmt For For For 4.1 Appoint Statutory Auditor Ogino, Mgmt For For For Teruo 4.2 Appoint Statutory Auditor Mgmt For Against Against Tsunematsu, Ken 4.3 Appoint Statutory Auditor Yasuda, Mgmt For Against Against Hiroshi 4.4 Appoint Statutory Auditor Mgmt For For For Yamashita, Kohei 4.5 Appoint Statutory Auditor Mgmt For For For Sakamoto, Seiji 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors --------------------------------------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Amend Business Mgmt For For For Lines 2.1 Elect Director Satomi, Hajime Mgmt For For For 2.2 Elect Director Nakayama, Keishi Mgmt For For For 2.3 Elect Director Usui, Okitane Mgmt For For For 2.4 Elect Director Oguchi, Hisao Mgmt For For For 2.5 Elect Director Iwanaga, Yuuji Mgmt For For For 2.6 Elect Director Natsuno, Takeshi Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD Mgmt For For For 0.17 per Ordinary Share 3 Reelect Tang Kin Fei as Director Mgmt For For For 4 Reelect Margaret Lui as Director Mgmt For For For 5 Reelect Mohd Hassan Marican as Mgmt For For For Director 6 Approve Directors' Fees SGD Mgmt For For For 937,626 for the Year Ended Dec. 31, 2010 (2009: SGD 802,000) 7 Reappoint KPMG LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares and Mgmt For For For Grant of Awards Pursuant to the Sembcorp Industries Performance Share Plan 2010 and the Sembcorp Industries Restricted Share Plan 2010 --------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Renewal of Mandate for Mgmt For For For Transactions with Related Parties 2 Approve Renewal of Share Purchase Mgmt For For For Mandate --------------------------------------------------------------------------------------------------------------- SHINSEGAE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4170 ISIN KR7004170007 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Dividend of KRW 2,500 per Share 2 Approve Spinoff Agreement Mgmt For For For 3 Amend Articles of Incorporation Mgmt For For For 4 Elect One Inside Director and Mgmt For For For Three Outside Directors (Bundled) 5 Elect Two Outside Directors as Mgmt For For For Members of Audit Committee (Bundled) 6 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors --------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Matthew Emmens as Mgmt For For For Director 4 Re-elect Angus Russell as Director Mgmt For For For 5 Re-elect Graham Hetherington as Mgmt For For For Director 6 Re-elect David Kappler as Director Mgmt For For For 7 Re-elect Patrick Langlois as Mgmt For For For Director 8 Re-elect Dr Jeffrey Leiden as Mgmt For For For Director 9 Elect Dr David Ginsburg as Mgmt For For For Director 10 Elect Anne Minto as Director Mgmt For For For 11 Reappoint Deloitte LLP as Mgmt For For For Auditors of the Company 12 Authorise the Audit, Compliance & Mgmt For For For Risk Committee to Fix Remuneration of Auditors 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- SHOPPERS DRUG MART CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SC CUSIP 82509W103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. Shan Atkins Mgmt For For For 1.2 Elect Director James F. Hankinson Mgmt For For For 1.3 Elect Director Krystyna Hoeg Mgmt For For For 1.4 Elect Director Holger Kluge Mgmt For For For 1.5 Elect Director Gaetan Lussier Mgmt For For For 1.6 Elect Director David Peterson Mgmt For For For 1.7 Elect Director Martha Piper Mgmt For For For 1.8 Elect Director Sarah Raiss Mgmt For For For 1.9 Elect Director Derek Ridout Mgmt For For For 1.10 Elect Director David M. Williams Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For Withhold Against Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of the Mgmt For For For Business of Siam Commercial New York Life PCL (Proposed Acquisition) 2 Authorize Executive Committee to Mgmt For For For Consider and Execute Any Other Actions with Respect to the Proposed Acquisition --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge Director's Report Mgmt N/A N/A N/A 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 3.00 Per Share 5 Approve Remuneration and Bonus of Mgmt For For For Directors 6.1 Elect Robert Ralph Parks as Mgmt For For For Director 6.2 Elect Jada Wattanasiritham as Mgmt For For For Director 6.3 Elect Disnadda Diskul as Director Mgmt For For For 6.4 Elect Chirayu Isarangkun Na Mgmt For For For Ayuthaya as Director 6.5 Elect Ekamol Kiriwat as Director Mgmt For For For 7 Approve KPMG Poomchai Audit Co. Mgmt For For For Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association Re: Mgmt For For For Composition of the Executive Committee 9 Amend Clause 4 of the Memorandum Mgmt For For For of Association to Reflect the Changes in Registered Capital --------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous EGM Mgmt For For For 2 Approve Minutes of Previous AGM Mgmt For For For 3 Approve Acquisition of the Mgmt For For For Business of The Siam Industrial Credit PCL (SICCO) by Making a Tender Offer for the Delisiting of SICCO Securities from the SET 4 Approve Tender Offer for All Mgmt For For For Securities of SICCO Securities PCL (SSEC) from Other Shareholders of SSEC After the Company Has Purchased 50 Percent or More of the Voting Shares in SICCO 5 Authorize Executive Committee or Mgmt For For For the President to Have Power and Authority to Determine Conditions and Other Details Relating to and/or in Connection with the Tender Offers for All SICCO and SSEC Securities to be Carried Out by the Company --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP D69671218 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Mgmt N/A N/A N/A Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009/2010 (Non-Voting) 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.70 per Share 4 Approve Discharge of Management Mgmt For For For Board for Fiscal 2009/2010 5 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2009/2010 6 Approve Remuneration System for Mgmt For For For Management Board Members 7 Ratify Ernst & Young GmbH as Mgmt For For For Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 8 Authorize Share Repurchase Mgmt For For For Program and Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 10 Approve Creation of EUR 90 Mgmt For For For Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees 11 Approve Remuneration of Mgmt For For For Supervisory Board 12 Approve Affiliation Agreements Mgmt For For For with Siemens Finance GmbH 13 Approve Issuance of Mgmt For For For Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights 14 Amend Corporate Purpose ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- SIKA AG, BAAR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H7631K158 04/12/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS N/A N/A TNA N/A NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON 2 PLEASE NOTE THAT THIS IS THE PART N/A N/A TNA N/A II OF THE MEETING NOTICE SENT UNDER MEETING 729350, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS 3 On the basis of the Report of the Mgmt For TNA N/A Statutory Auditors, the Board of Directors proposes that the Annual Report, the annual financial statements and the consolidated financial statements for the year 2010 be approved 4 The Board of Directors proposes Mgmt For TNA N/A that the retained earnings, composed as specified. The acceptance of this proposal leads to the following distribution of dividend per share: as specified. The payment is tentatively scheduled for Tuesday, April 19, 2011 up 5 The Board of Directors proposes - Mgmt For TNA N/A that the share capital be reduced by CHF 21 337 495.20 from CHF 22 861 602.00 to CHF 1524 106.80 by reducing the nominal value of the registered share from CHF 1.50 to CHF 0.10 and by reducing the nominal value of the bea 6 The Board of Directors proposes Mgmt For TNA N/A that Article 10 para. 4 of the Articles of Association be amended as specified 7 The Board of Directors proposes Mgmt For TNA N/A that the members of the administrative bodies be discharged 8 The Board of Directors proposes Mgmt For TNA N/A that incumbent member of the Board Urs F. Burkard be re-elected for a further three-year term of office 9 The Board of Directors proposes Mgmt For TNA N/A that Monika Ribar, CEO of Panalpina, be elected to the Board of Directors for the first time for a three-year term of office 10 The Board of Directors proposes Mgmt For TNA N/A that Ernst & Young AG be elected as statutory auditors for the 2011 financial year 11 Any other business N/A N/A TNA N/A 12 PLEASE NOTE THAT THIS IS A N/A N/A TNA N/A REVISION DUE TO CHANGE IN BLOCKING TAG. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- SILVER WHEATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLW CUSIP 828336107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter D. Barnes as Director Mgmt For For For 1.2 Elect Lawrence I. Bell as Director Mgmt For For For 1.3 Elect George L. Brack as Director Mgmt For For For 1.4 Elect John A. Brough as Director Mgmt For For For 1.5 Elect R. Peter Gillin as Director Mgmt For For For 1.6 Elect Douglas M. Holtby as Mgmt For For For Director 1.7 Elect Eduardo Luna as Director Mgmt For For For 1.8 Elect Wade D. Nesmith as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Appr Transaction w/ a Related Mgmt For For For Party --------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Aud and their Remuneration Mgmt For For For 7.1 Auth Rgts/Ltd Issue w/o Prmtve Mgmt For For For Rgts 7.2 Approve Share Plan Grant Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A N/A N/A AMENDMENT TO MEETING ID 721287 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 Receive and adopt the Directors' Mgmt For For For Report and the Audited accounts for the YE 31 MAR 2010 and the Auditors' report thereon 3 Declare a final tax-exempt Mgmt For For For one-tier dividend of 8 cents per share for the YE 31 MAR 2010 4 Re-elect Mr. Keith Tay Ah Kee as Mgmt For For For a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 5 Re-elect Mr. Khaw Kheng Joo as a Mgmt For For For Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 6 Re-elect Mr. Edmund Cheng Wai Mgmt For For For Wing as a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 7 Re-elect Mr. David Heng Chen Seng Mgmt For For For as a Director, who retires in accordance with Article 90 of the Company's Articles of Association 8 Appointment of Mr. Nihal Vijaya Mgmt For For For Devadas Kaviratne CBE as a Director, pursuant to Article 89 of the Company's Articles of Association 9 Re-appoint Messrs Ernst & Young Mgmt For For For LLP as the Auditors of the Company, until the next AGM and authorize the Directors to fix their remuneration 10 Approve the payment of Directors' Mgmt For For For fees of SGD 1,051,318 for the YE 31 MAR 2010 11 Approve the payment of Directors' Mgmt For For For fees of up to SGD 1,308,200 for the YE 31 MAR 2011 12 Authorize the Directors of the Mgmt For Against Against Company to: a) i) issue shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or would requi 13 Authorize the Directors to: a) Mgmt For For For grant awards in accordance with the provisions of the SATS Performance Share Plan (Performance Share Plan) and/or the SATS Restricted Share Plan (Restricted Share Plan); and b) allot and issue from time to time such number o 14 Transact any other business N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A N/A N/A AMENDMENT TO MEETING ID 721244 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 Authorize the Company, its Mgmt For For For subsidiaries and associated companies that are entities at risk [as that term is used in Chapter 9], or any of them, for the purposes of Chapter 9 of the Listing Manual [Chapter 9"] of the SGX-ST, to enter into any of the transa 3 Authorize the Directors of the Mgmt For For For Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore [the Companies Act"], to purchase or otherwise acquire issued ordinary shares in the capital of the Company ["Shares"] not excee 4 Amend the Article 4 of the Mgmt For Against Against Articles of Association of the Company as specified 5 Approve to change the name of the Mgmt For For For Company from 'Singapore Airport Terminal Services Limited' to 'SATS Ltd.' and that the name 'SATS Ltd.' be substituted for 'Singapore Airport Terminal Services Limited' wherever the latter name appears in the Memorandum a --------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A N/A N/A AMENDMENT TO MEETING ID 721287 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 Receive and adopt the Directors' Mgmt For For For Report and the Audited accounts for the YE 31 MAR 2010 and the Auditors' report thereon 3 Declare a final tax-exempt Mgmt For For For one-tier dividend of 8 cents per share for the YE 31 MAR 2010 4 Re-elect Mr. Keith Tay Ah Kee as Mgmt For For For a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 5 Re-elect Mr. Khaw Kheng Joo as a Mgmt For For For Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 6 Re-elect Mr. Edmund Cheng Wai Mgmt For For For Wing as a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association 7 Re-elect Mr. David Heng Chen Seng Mgmt For For For as a Director, who retires in accordance with Article 90 of the Company's Articles of Association 8 Appointment of Mr. Nihal Vijaya Mgmt For For For Devadas Kaviratne CBE as a Director, pursuant to Article 89 of the Company's Articles of Association 9 Re-appoint Messrs Ernst & Young Mgmt For For For LLP as the Auditors of the Company, until the next AGM and authorize the Directors to fix their remuneration 10 Approve the payment of Directors' Mgmt For For For fees of SGD 1,051,318 for the YE 31 MAR 2010 11 Approve the payment of Directors' Mgmt For For For fees of up to SGD 1,308,200 for the YE 31 MAR 2011 12 Authorize the Directors of the Mgmt For Against Against Company to: a) i) issue shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or would requi 13 Authorize the Directors to: a) Mgmt For For For grant awards in accordance with the provisions of the SATS Performance Share Plan (Performance Share Plan) and/or the SATS Restricted Share Plan (Restricted Share Plan); and b) allot and issue from time to time such number o 14 Transact any other business N/A N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A N/A N/A AMENDMENT TO MEETING ID 721244 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 Authorize the Company, its Mgmt For For For subsidiaries and associated companies that are entities at risk [as that term is used in Chapter 9], or any of them, for the purposes of Chapter 9 of the Listing Manual [Chapter 9"] of the SGX-ST, to enter into any of the transa 3 Authorize the Directors of the Mgmt For For For Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore [the Companies Act"], to purchase or otherwise acquire issued ordinary shares in the capital of the Company ["Shares"] not excee 4 Amend the Article 4 of the Mgmt For Against Against Articles of Association of the Company as specified 5 Approve to change the name of the Mgmt For For For Company from 'Singapore Airport Terminal Services Limited' to 'SATS Ltd.' and that the name 'SATS Ltd.' be substituted for 'Singapore Airport Terminal Services Limited' wherever the latter name appears in the Memorandum a --------------------------------------------------------------------------------------------------------------- SJM HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00880 CINS Y8076V106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of HK$0.3 Mgmt For For For Per Share 3.1 Reelect So Shu Fai as Executive Mgmt For For For Director 3.2 Reelect Rui Jose da Cunha as Mgmt For For For Executive Director 3.3 Reelect Leong On Kei, Angela as Mgmt For For For Executive Director 3.4 Reelect Cheng Yu Tung as Mgmt For Against Against Non-Executive Director 3.5 Reelect Fok Tsun Ting, Timothy as Mgmt For For For Executive Director 4 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 5 Reappoint Deloitte Touche Mgmt For For For Tohmatsu, Certified Public Accountants and H.C. Watt & Company Limited as Joint Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital --------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17670 CUSIP Y4935N104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Final Dividend of KRW 8,400 per Share 2 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors 3 Amend Terms of Severance Payments Mgmt For For For to Executives 4.1 Elect Two Inside Directors Mgmt For For For (Bundled) 4.2 Reelect Three Outside Directors Mgmt For For For (Bundled) 4.3 Reelect Two Members of Audit Mgmt For For For Committee (Bundled) --------------------------------------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stringer, Howard Mgmt For For For 1.2 Elect Director Chuubachi, Ryoji Mgmt For For For 1.3 Elect Director Kobayashi, Yotaro Mgmt For For For 1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For For 1.5 Elect Director Bonfield, Peter Mgmt For For For 1.6 Elect Director Cho, Fujio Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uchinaga, Yukako Mgmt For For For 1.9 Elect Director Yahagi, Mitsuaki Mgmt For For For 1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For For 1.11 Elect Director Hernandez, Roland Mgmt For For For 1.12 Elect Director Anraku, Kanemitsu Mgmt For For For 1.13 Elect Director Kojima, Yorihiko Mgmt For For For 1.14 Elect Director Nagayama, Osamu Mgmt For For For 1.15 Elect Director Anzai, Yuuichiro Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Director Mgmt For For For 4 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors, and Fiscal Council Members 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Mgmt For For For Approve their Remuneration --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 5:1 Stock Split Mgmt For For For 2 Approve Agreement to Absorb Souza Mgmt For For For Cruz Trading SA 3 Appoint Independent Firm to Mgmt For For For Appraise Proposed Absorption 4 Approve Independent Firm's Mgmt For For For Approval 5 Approve Absorption of Souza Cruz Mgmt For For For Trading SA --------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mgmt For For For 2 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors, and Fiscal Council Members 3 Install Fiscal Council Mgmt For For For 4 Elect Fiscal Council Members and Mgmt For Abstain Against Determine their Remuneration --------------------------------------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC, CHELTENHAM GLOUCESTE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G83561103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Directors' Report Mgmt For For For and Accounts 2 To approve the Directors' Mgmt For For For Remuneration Report 3 To declare a final dividend Mgmt For For For 4 To declare a special final Mgmt For For For dividend 5 To re-elect Mr W H Whiteley as a Mgmt For For For Director 6 To re-elect Mr M E Vernon as a Mgmt For For For Director 7 To re-elect Mr N H Daws as a Mgmt For For For Director 8 To re-elect Mr M E Gibbin as a Mgmt For For For Director 9 To re-elect Mr D J Meredith as a Mgmt For For For Director 10 To re-elect Mr A J Sorivin as a Mgmt For For For Director 11 To re-elect Mr G Bullock as a Mgmt For For For Director 12 To re-elect Dr K Rajagopal as a Mgmt For For For Director 13 To re-elect Mr C G Watson as a Mgmt For For For Director 14 To re-appoint KPMG Audit Plc as Mgmt For For For auditor of the Company and to authorise the Directors to determine their remuneration 15 To authorise the Directors to Mgmt For Against Against allot shares 16 To authorise the Directors to Mgmt For Against Against allot equities 17 To authorise the Directors to Mgmt For For For approve the issue of shares in lieu of cash dividends in respect of the period up to and including the date of the Annual General Meeting to be held in 2016 or, if earlier, 9th May 2016 18 To authorise the Company to Mgmt For For For purchase its own shares 19 To authorise the Company to call Mgmt For For For general meetings, other than Annual General Meetings, on not less than 14 clear days' notice 20 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- SPIRENT COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G83562101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Annual Report 2010 Mgmt For For For 2 To approve the Report on Mgmt For For For directors' remuneration for 2010 3 To approve the payment of a final Mgmt For For For dividend 4 To re-elect Eric Hutchinson as a Mgmt For For For director 5 To re-elect Duncan Lewis as a Mgmt For For For director 6 To re-elect Tom Maxwell as a Mgmt For For For director 7 To re-elect Alex Walker as a Mgmt For For For director 8 To re-elect Ian Brindle as a Mgmt For For For director 9 To re-elect Bill Burns as a Mgmt For For For director 10 To re-appoint Ernst & Young LLP Mgmt For For For as a auditors 11 To authorise the directors to Mgmt For For For determine the remuneration of the auditors 12 To authorise the directors to Mgmt For Against Against allot securities 13 To authorise the directors to Mgmt For Against Against disapply pre-emption rights 14 To authorise the Company to make Mgmt For For For market purchases of its own shares 15 To authorise a 14 day notice Mgmt For For For period for extraordinary general meetings 16 Renewal of the US Employee Stock Mgmt For Against Against Purchase Plan and the Global All Employee Share Purchase Plan --------------------------------------------------------------------------------------------------------------- SSL INTERNATIONAL PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8401X108 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report and accounts Mgmt For For For for 2010 and the auditable part of the remuneration report 2 Approve the 2010 remuneration Mgmt For For For report 3 Declare a final dividend of 8.0 Mgmt For For For pence per ordinary share 4 Re-elect Richard Adam as a Mgmt For For For Director 5 Re-elect Garry Watts as a Director Mgmt For For For 6 Re-appoint KPMG as the Auditors Mgmt For For For 7 Authorize the Directors to set Mgmt For Against Against the Auditors' remuneration 8 Approve to renew the authority Mgmt For Against Against given to Directors to allot shares 9 Grant authority for the political Mgmt For For For donations 10 Approve the establishments of the Mgmt For For For SSL International Plc Company Share Option Plan 2010 11 Approve the establishments of the Mgmt For Against Against SSL International Plc Share Incentive Plan 2010 12 Approve to renew the authority Mgmt For Against Against given to Directors to allot equity securities for cash including the authority to sell or allot treasury shares 13 Authorize the Company to purchase Mgmt For For For the Company's shares 14 Grant authority for the calling Mgmt For For For of general meetings of the Company not being an AGM by notice of at least 14 clear days 15 Adopt the new Articles of Mgmt For For For Association --------------------------------------------------------------------------------------------------------------- SSL INTERNATIONAL PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8401X108 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report and accounts Mgmt FOR FOR N/A for 2010 and the auditable part of the remuneration report 2 Approve the 2010 remuneration Mgmt FOR FOR N/A report 3 Declare a final dividend of 8.0 Mgmt FOR FOR N/A pence per ordinary share 4 Re-elect Richard Adam as a Mgmt FOR FOR N/A Director 5 Re-elect Garry Watts as a Director Mgmt FOR FOR N/A 6 Re-appoint KPMG as the Auditors Mgmt FOR FOR N/A 7 Authorize the Directors to set Mgmt FOR AGAINST N/A the Auditors' remuneration 8 Approve to renew the authority Mgmt FOR AGAINST N/A given to Directors to allot shares 9 Grant authority for the political Mgmt FOR FOR N/A donations 10 Approve the establishments of the Mgmt FOR FOR N/A SSL International Plc Company Share Option Plan 2010 11 Approve the establishments of the Mgmt FOR AGAINST N/A SSL International Plc Share Incentive Plan 2010 12 Approve to renew the authority Mgmt FOR AGAINST N/A given to Directors to allot equity securities for cash including the authority to sell or allot treasury shares 13 Authorize the Company to purchase Mgmt FOR FOR N/A the Company's shares 14 Grant authority for the calling Mgmt FOR FOR N/A of general meetings of the Company not being an AGM by notice of at least 14 clear days 15 Adopt the new Articles of Mgmt FOR FOR N/A Association --------------------------------------------------------------------------------------------------------------- STADA-ARZNEIMITTEL AG, BAD VILBEL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D76226113 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 01.06.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 3 Submission of the adopted annual N/A N/A N/A N/A financial statements and the consolidated financial statements as at December 31, 2010, of the management report and the consolidated management report, the explanatory report of the Executive Board regarding the statement 4 Resolution on the appropriation Mgmt For For For of the annual balance sheet profits 5 Resolution formally granting Mgmt For For For discharge (Entlastung) to the members of the Executive Board for financial year 2010. 6 Resolution formally granting Mgmt For For For discharge (Entlastung) to the members of the Supervisory Board for financial year 2010. 7 Resolution on the approbation of Mgmt For Against Against the remuneration system for the Executive Board members. 8 Resolution on the appointment of Mgmt For For For the external auditors for the annual and consolidated financial statements of financial year 2011. 9 Resolution on the authorization Mgmt For Against Against to acquire and dispose of own shares as well as on the exclusion of subscription rights. 10 For German registered shares, the Mgmt N/A N/A N/A shares have to be registered within the company's shareholder book. Depending on the processing of the local sub custodian if a client wishes to withdraw its voting instruction due to intentions to trade/lend their stock, --------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN ISIN GB0004082847 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Steve Bertamini as Mgmt For For For Director 5 Re-elect Jaspal Bindra as Director Mgmt For For For 6 Re-elect Richard Delbridge as Mgmt For For For Director 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Mgmt For For For Director 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Director Mgmt For For For 13 Re-elect Richard Meddings as Mgmt For For For Director 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Mgmt For For For Director 20 Reappoint KPMG Audit plc as Mgmt For For For Auditors 21 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 22 Authorise EU Political Donations Mgmt For For For and Expenditure 23 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 24 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Abstain Against 4 Re-elect Steve Bertamini as Mgmt For For For Director 5 Re-elect Jaspal Bindra as Director Mgmt For For For 6 Re-elect Richard Delbridge as Mgmt For For For Director 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Mgmt For For For Director 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Director Mgmt For For For 13 Re-elect Richard Meddings as Mgmt For For For Director 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Mgmt For For For Director 20 Reappoint KPMG Audit plc as Mgmt For For For Auditors 21 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 22 Authorise EU Political Donations Mgmt For For For and Expenditure 23 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 24 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chairman of Mgmt For For For Meeting 3 Approve Notice of Meeting and Mgmt For For For Agenda 4 Registration of Attending Mgmt N/A N/A N/A Shareholders and Proxies 5 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share 7 Approve Remuneration Policy And Mgmt For Against Against Other Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9 Approve Remuneration of Corporate Mgmt For For For Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members 10 Elect Ingrid Rasmussen as Member Mgmt For For For of Nominating Committee 11 Approve Remuneration of Mgmt For For For Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members 12 Authorize Repurchase and Mgmt For Against Against Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 13 Authorize Repurchase of Shares up Mgmt For For For to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares 14 Adjustments in the Marketing Mgmt For For For Instructions for Statoil ASA 15 Amend Articles Re: Number of Mgmt For For For Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee 16 Approve Guidelines for Nominating Mgmt For For For Committee 17 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada --------------------------------------------------------------------------------------------------------------- STE VIRBAC SA, CARROS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97900116 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 PLEASE NOTE THAT IMPORTANT N/A N/A N/A N/A ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2011/0513/201105131102403.pdf 4 Approval of annual corporate Mgmt For For For financial statements 5 Approval of consolidated Mgmt For For For financial statements 6 Allocation of income Mgmt For For For 7 Regulated Agreements Mgmt For Against Against 8 Appointment of Mr. Olivier Bohuon Mgmt For For For as Supervisory Board member 9 Setting the amount of attendance Mgmt For For For allowances 10 Authorization to be granted to Mgmt For Against Against the Executive Board to repurchase shares of the Company 11 Authorization to the Executive Mgmt For Against Against Board to reduce share capital by cancellation of treasury shares of the Company 12 Powers to accomplish all Mgmt For For For necessary formalities --------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Mgmt N/A N/A N/A Board (Non-Voting) 3 Receive Report of Supervisory Mgmt N/A N/A N/A Board (Non-Voting) 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of USD 0.40 Per Mgmt For For For Share 4.3 Approve Discharge of Management Mgmt For For For Board 4.4 Approve Discharge of Supervisory Mgmt For For For Board 5 Reelect Carlo Bozotto to Mgmt For For For Executive Board 6 Approve Stock Award to CEO Mgmt For Against Against 7.1 Reelect Didier Lombard to Mgmt For Against Against Supervisory Board 7.2 Reelect Tom de Waard to Mgmt For Against Against Supervisory Board 7.3 Reelect Bruno Steve to Mgmt For Against Against Supervisory Board 7.4 Elect Jean d'Arthuys to Mgmt For Against Against Supervisory Board 7.5 Elect Jean-Georges Malcor to Mgmt For For For Supervisory Board 7.6 Eelect Alessandro Rivera to Mgmt For Against Against Supervisory Board 8 Ratify PwC as Auditors Mgmt For For For 9 Approve Three-Year Stock-Based Mgmt For Against Against Compensation Plan for Members of Supervisory Board 10 Grant Supervisory Board Authority Mgmt For Against Against to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 11 Authorize Repurchase of Shares Mgmt For For For 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- STOREBRAND ASA, OSLO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R85746106 04/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN N/A N/A TNA N/A AMENDMENT TO MEETING ID 801801 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 2 IMPORTANT MARKET PROCESSING N/A N/A TNA N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 3 MARKET RULES REQUIRE DISCLOSURE N/A N/A TNA N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 4 Adoption of meeting notice and Mgmt For TNA N/A agenda 5 Approval of the Annual Report and Mgmt For TNA N/A Annual Financial Statements, including distribution of dividend 6 Corporate governance report Mgmt For TNA N/A 7 The Board's statement concerning Mgmt For TNA N/A the remuneration of executive personnel 8 Authorisation for the Board of Mgmt For TNA N/A Directors to acquire own shares in Storebrand ASA 9 Authorisation for the Board of Mgmt For TNA N/A Directors to increase share capital by issuing new shares in Storebrand ASA 10 Amendments to the Articles of Mgmt For TNA N/A Association 11 Election of members and Mgmt For TNA N/A substitute members to the Board of Representatives, including a proposal for the Board of Representatives regarding who should be elected Chairman and Deputy Chairperson: Members: re-election: Karen Helene Ullveit-Moe; election: Te 12 Election of members to the Mgmt For TNA N/A Nomination Committee 13 Election of members and Mgmt For TNA N/A substitute members to the Control Committee 14 Remuneration of the Board of Mgmt For TNA N/A Representatives, Nomination Committee and Control Committee 15 Approval of the auditor's Mgmt For TNA N/A remuneration 16 PLEASE NOTE THAT THIS IS A N/A N/A TNA N/A REVISION DUE TO RECEIPT OF MEMBERS OF BOARD OF REPRESENTATIVES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- STX OSV HOLDINGS LTD, SINGAPORE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8178P106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Mgmt For For For Directors' Report and the Audited Accounts of the Company for the financial period ended 31 December 2010 together with the Auditors' Report thereon 2 To declare a dividend of 3.0 Mgmt For For For Singapore cents per ordinary share 3 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Jong Chul Lee 4 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Roy Reite 5 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Ho Nam Yi 6 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Byung Ryoon Woo 7 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Sung Hyon Sok 8 To re-elect the Director of the Mgmt For For For Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Keen Whye Lee 9 To approve the payment of Mgmt For For For Directors' fees of SGD 33,000 for the financial period ended 31 December 2010 10 To approve the payment of Mgmt For For For Directors' fees of SGD 200,000 for the financial year ending 31 December 2011, to be paid quarterly in arrears 11 To re-appoint KPMG LLP as the Mgmt For Against Against Auditors of the Company and to authorize the Directors of the Company to fix their remuneration 12 Authority to issue shares Mgmt For Against Against 13 Renewal of Shareholders' Mandate Mgmt For Against Against for Interested Person Transactions --------------------------------------------------------------------------------------------------------------- STX OSV HOLDINGS LTD, SINGAPORE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8178P106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 That the employee share option Mgmt For Against Against scheme to be known as the STX OSV Share Option Scheme (the STX OSV Share Option Scheme) under which options (Options) may be granted to the employees (including the Chief Executive Officer) of the Company and/or its subsidia 2 CONTD in accordance with the N/A N/A N/A N/A rules of the STX OSV Share Option Scheme, and to do all such acts and to enter into such transactions, arrangements and agreements as may be necessary or expedient in order to give full effect to the STX OSV Share Option Schem 3 That, subject to and contingent Mgmt For Against Against upon Resolution 1 above being passed, approval be given for Options to be granted under the STX OSV Share Option Scheme for the subscription of Shares at subscription prices which may, at the discretion of the committee adm --------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For with Acergy SA --------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Combination Agreement Mgmt For For For 2 Authorize Share Repurchase Mgmt For For For Program and Cancellation of Repurchased Shares 3 Amend Articles of Association Re: Mgmt For For For Adoption and Inclusion of a New Article 9A 4 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 20 2.1 Elect Director Oka, Motoyuki Mgmt For For For 2.2 Elect Director Kato, Susumu Mgmt For For For 2.3 Elect Director Omori, Kazuo Mgmt For For For 2.4 Elect Director Arai, Shunichi Mgmt For For For 2.5 Elect Director Moriyama, Takahiro Mgmt For For For 2.6 Elect Director Hamada, Toyosaku Mgmt For For For 2.7 Elect Director Nakamura, Kuniharu Mgmt For For For 2.8 Elect Director Kawahara, Takuro Mgmt For For For 2.9 Elect Director Osawa, Yoshio Mgmt For For For 2.10 Elect Director Abe, Yasuyuki Mgmt For For For 2.11 Elect Director Sasaki, Shinichi Mgmt For For For 2.12 Elect Director Doi, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors 4 Approve Stock Option Plan Mgmt For For For 5 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 10 2.1 Appoint Statutory Auditor Mitake, Mgmt For For For Shintaro 2.2 Appoint Statutory Auditor Mgmt For For For Hasegawa, Kazuyoshi 3 Approve Annual Bonus Payment to Mgmt For For For Directors --------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 4 2 Approve Reduction in Capital Mgmt For Against Against Reserves 3.1 Elect Director Tsunekage, Hitoshi Mgmt For For For 3.2 Elect Director Tanabe, Kazuo Mgmt For For For 3.3 Elect Director Mukohara, Kiyoshi Mgmt For For For 3.4 Elect Director Kitamura, Kunitaro Mgmt For For For 3.5 Elect Director Iwasaki, Nobuo Mgmt For For For 3.6 Elect Director Sayato, Jyunichi Mgmt For For For 3.7 Elect Director Ochiai, Shinji Mgmt For For For 3.8 Elect Director Okubo, Tetsuo Mgmt For For For 3.9 Elect Director Okuno, Jun Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3.1 Elect Director Otsuka, Akio Mgmt For For For 4 Appoint External Audit Firm Mgmt For For For 5 Approve Stock Option Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SUMITOMO OSAKA CEMENT CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J77734101 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Renewal of countermeasures to Mgmt For Against Against large-scale acquisition of the Company's shares (Takeover Defense Measures) --------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement Mgmt For For For with Chuo Mitsui Trust Holdings 2 Amend Articles To Delete Mgmt For For For References to Record Date 3 Approve Share Exchange Agreement Mgmt For For For with Chuo Mitsui Trust Holdings --------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Dominic Mgmt For For For D'Alessandro 1.3 Elect Director John T. Ferguson Mgmt For For For 1.4 Elect Director W. Douglas Ford Mgmt For For For 1.5 Elect Director Richard L. George Mgmt For For For 1.6 Elect Director Paul Haseldonckx Mgmt For For For 1.7 Elect Director John R. Huff Mgmt For For For 1.8 Elect Director Jacques Lamarre Mgmt For For For 1.9 Elect Director Brian F. MacNeill Mgmt For For For 1.10 Elect Director Maureen McCaw Mgmt For For For 1.11 Elect Director Michael W. O'Brien Mgmt For For For 1.12 Elect Director James W. Simpson Mgmt For For For 1.13 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- SUPER GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8309M105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adoption of the Super Group Share Mgmt For Against Against Award Scheme --------------------------------------------------------------------------------------------------------------- SUPER GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8309M105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Mgmt For For For Directors' Report and the Audited Accounts of the Company for the year ended 31 December 2010 together with the Auditors' Report thereon 2 To declare a final dividend of Mgmt For For For 3.6 cents (one-tier, tax exempt) per ordinary share for the year ended 31 December 2010 (2009: 2.0 Cents per ordinary share (one-tier, tax exempt)) 3 To re-elect Mr Te Kok Chiew as a Mgmt For For For Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company 4 To re-elect Madam Te Lay Hoon as Mgmt For For For a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company 5 To re-elect Mr Lee Chee Tak as a Mgmt For For For Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company 6 To re-elect Mr Kuik See Jaun as a Mgmt For For For Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company 7 To re-elect Mr Lim Kang San as a Mgmt For For For Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company 8 To re-appoint Mr Goh Boon Kok, a Mgmt For For For Director of the Company retiring under Section 153(6) of the Companies Act Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company 9 To re-appoint Mr S Chandra Das, a Mgmt For For For Director of the Company retiring under Section 153(6) of the Companies Act Cap. 50,to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company 10 To approve the payment of Mgmt For For For Directors' fees of SGD480,000 for the year ended 31 December 2010(2009:SGD500,000) 11 To re-appoint Messrs Ernst & Mgmt For For For Young LLP as the Auditors of the Company and to authorize the Directors of the Company to fix their remuneration 12 Authority to issue shares Mgmt For Against Against 13 Renewal of Shares Purchase Mandate Mgmt For For For 14 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- SURUGA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78400108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For Against Against 13 Approve Provision of Retirement Mgmt For Against Against Allowance for Retiring Corporate Auditors --------------------------------------------------------------------------------------------------------------- SUZUKI MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7269 CINS J78529138 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 7 2.1 Elect Director Suzuki, Osamu Mgmt For For For 2.2 Elect Director Tamura, Minoru Mgmt For For For 2.3 Elect Director Nakanishi, Shinzo Mgmt For For For 2.4 Elect Director Honda, Osamu Mgmt For For For 2.5 Elect Director Suzuki, Toshihiro Mgmt For For For 2.6 Elect Director Sugimoto, Toyokazu Mgmt For For For 2.7 Elect Director Atsumi, Masanori Mgmt For For For 2.8 Elect Director Harayama, Yasuhito Mgmt For For For 2.9 Elect Director Aizawa, Naoki Mgmt For For For 2.10 Elect Director Mochizuki, Eiji Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors --------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 19 ISIN HK0019000162 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Director Mgmt For For For 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00019 CINS Y83310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Director Mgmt For For For 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SYMRISE AG, HOLZMINDEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D827A1108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE N/A N/A N/A N/A OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN 2 PLEASE NOTE THAT THE TRUE RECORD N/A N/A N/A N/A DATE FOR THIS MEETING IS 27 APRIL 2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU 3 COUNTER PROPOSALS MAY BE N/A N/A N/A N/A SUBMITTED UNTIL 03.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO 4 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commerci 5 Resolution on the appropriation Mgmt For For For of the distributable profit of EUR 95,271,186.02 as follows: Payment of a dividend of EUR 0.60 per share EUR 24,367,206.02 shall be carried forward Ex-dividend and payable date: May 19, 2011 6 Ratification of the acts of the Mgmt For For For Board of MDs 7 Ratification of the acts of the Mgmt For For For Supervisory Board 8 Appointment of auditors for the Mgmt For For For 2011 financial year: KPMG AG, Hanover 9 Elections to the Supervisory Mgmt For For For Board: Michael Becker 10 Elections to the Supervisory Mgmt For For For Board: Horst-Otto Gerberding 11 Elections to the Supervisory Mgmt For For For Board: Peter Grafoner 12 Elections to the Supervisory Mgmt For For For Board: Hans-Heinrich Guertler 13 Elections to the Supervisory Mgmt For For For Board: Andrea Pfeifer 14 Elections to the Supervisory Mgmt For For For Board: Thomas Rabe 15 Resolution on the renewal of the Mgmt For Against Against authorized capital, and the corresponding amendments to the articles of association. The 2006 authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to incre 16 Approval of the amended Mgmt For Against Against compensation system for the Board of MDs --------------------------------------------------------------------------------------------------------------- SYSMEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7864H102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Amend the Compensation to be Mgmt For For For received by Directors --------------------------------------------------------------------------------------------------------------- TADANO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J79002101 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For Against Against 10 Approve Renewal of Anti-Takeover Mgmt For Against Against Defense Measures --------------------------------------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3045 ISIN TW0003045001 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2010 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2010 Allocation of Income Mgmt For For For and Dividends 3 Approve the Capital Reduction Mgmt For For For 4 Amend Articles of Association Mgmt For For For 5.1 Elect Richard Tsai, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.2 Elect Daniel Tsai, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.3 Elect Victor Kung, a Mgmt For For For Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director 5.4 Elect Cliff Lai, a Representative Mgmt For For For of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director 5.5 Elect Vivien Hsu, a Mgmt For For For Representative of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director 5.6 Elect Jack J.T. Huang with ID Mgmt For For For Number A100320106 as Independent Director 5.7 Elect Tsung-Ming Chung with ID Mgmt For For For Number J102535596 as Independent Director 5.8 Elect Wen-Li Yeh with ID Number Mgmt For For For A103942588 as Independent Director 5.9 Elect J. Carl Hsu with ID Number Mgmt For For For A130599888 as Independent Director 6 Approve Release of Restrictions Mgmt For For For of Competitive Activities of Newly Elected Directors --------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 90 2.1 Elect Director Hasegawa, Yasuchika Mgmt For For For 2.2 Elect Director Yoshida, Toyoji Mgmt For For For 2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For For 2.4 Elect Director Okawa, Shigenori Mgmt For For For 2.5 Elect Director Frank Morich Mgmt For For For 2.6 Elect Director Yamada, Tadataka Mgmt For For For 2.7 Elect Director Sudo, Fumio Mgmt For For For 2.8 Elect Director Kojima, Yorihiko Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For Sakurada, Teruo 4 Approve Annual Bonus Payment to Mgmt For For For Directors --------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CINS J82141136 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 40 2.1 Elect Director Sawabe, Hajime Mgmt For For For 2.2 Elect Director Kamigama, Takehiro Mgmt For For For 2.3 Elect Director Mori, Kenichi Mgmt For For For 2.4 Elect Director Araya, Shinichi Mgmt For For For 2.5 Elect Director Yanase, Yukio Mgmt For For For 2.6 Elect Director Yoneyama, Junji Mgmt For For For 2.7 Elect Director Ono, Ryoichi Mgmt For For For 3.1 Appoint Statutory Auditor Hara, Mgmt For For For Noboru 3.2 Appoint Statutory Auditor Yotsui, Mgmt For For For Osamu 3.3 Appoint Statutory Auditor Mgmt For For For Nakamoto, Osamu 3.4 Appoint Statutory Auditor Masuda, Mgmt For Against Against Koichi 3.5 Appoint Statutory Auditor Sumita, Mgmt For For For Makoto 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Amend Articles To Abolish Mgmt For For For Retirement Bonus System 6 Approve Special Payment for Mgmt For Against Against Director in Connection with Abolition of Retirement Bonus System 7 Approve Retirement Bonus Payment Mgmt For For For for Statutory Auditor 8 Approve Retirement Bonus Payment Mgmt For For For for Outside Statutory Auditor --------------------------------------------------------------------------------------------------------------- TELECITY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87403112 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Annual Report and Mgmt For For For Financial Statements and the Directors and Auditors Reports for the year ended 31 December 2010 2 To approve the Directors Mgmt For For For Remuneration Report 3 To re-appoint John Hughes as a Mgmt For For For Director, who is a member of the Remuneration Committee 4 To re-appoint Michael Tobin as a Mgmt For For For Director of the Company 5 To re-appoint Brian Mgmt For For For McArthur-Muscroft as a Director 6 To re-appoint Simon Batey as a Mgmt For For For Director, who is a member of the Remuneration Committee 7 To re-appoint Robert Morse as a Mgmt For For For Director 8 To re-appoint John O'Reilly as a Mgmt For For For Director, who is a member of the Remuneration Committee 9 To re-appoint Mgmt For For For PricewaterhouseCoopers LLP as Auditors 10 To authorise the Directors to set Mgmt For Against Against the remuneration of the Auditors 11 To authorise the Directors to Mgmt For Against Against allot relevant securities (Section 551 Companies Act 2006) 12 Special resolution to disapply Mgmt For Against Against pre-emption rights (Section 561 Companies Act 2006) 13 Special resolution to authorise Mgmt For For For the Company to repurchase its own shares (Section 701 Companies Act 2006) 14 Special resolution to authorise Mgmt For For For the calling of a general meeting on not less than 14 clear days'notice --------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 01/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Board's and Mgmt For For For Auditor's Reports for FY 2010 2 Accept Consolidated Financial Mgmt For For For Statements for FY 2010 3 Accept Financial Statements for Mgmt For For For FY 2010 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.34 per Share 5 Approve Discharge of Directors Mgmt For For For 6 Fix Number of Directors at 10 and Mgmt For Abstain Against Re-elect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo VAizquez VAizquez, Guillermo Vogel as Directors (Bundled) 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Approve Auditor's Remuneration 9 Allow Electronic Distribution of Mgmt For For For Company Communications --------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 01/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Termination of Mgmt For For For Holding Company Status 2 Change Date of Annual Meeting and Mgmt For For For Amend Article 15 Accordingly --------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Mgmt For For For Aud 11 Auth Issuance with Preemptive Rgts Mgmt For For For 12 Appr Issuance w/o Preemptive Rgts Mgmt For For For 13 Authorize Share Repurchase Program Mgmt For For For 14 Appr Investmnt and Financing Pol. Mgmt For For For 15 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 16 Adopt New Articles/Charter Mgmt For For For 17 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Mgmt For For For Aud 11 Auth Issuance with Preemptive Rgts Mgmt For For For 12 Appr Issuance w/o Preemptive Rgts Mgmt For For For 13 Authorize Share Repurchase Program Mgmt For For For 14 Appr Investmnt and Financing Pol. Mgmt For For For 15 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 16 Adopt New Articles/Charter Mgmt For For For 17 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCC ISIN TH0003010Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Annual Report Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 12.5 Per Share 5.1 Elect Sumet Tantivejkul as Mgmt For For For Director 5.2 Elect Yos Euarchukiati as Director Mgmt For For For 5.3 Elect Pricha Attavipach as Mgmt For For For Director 5.4 Elect Kan Trakulhoon as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Ltd. Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of the Mgmt For For For Sub-Committees 8 Acknowledge Remuneration of Mgmt For For For Directors for the Year 2011 9 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TOKYU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9005 CINS J88720123 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 3.5 2.1 Elect Director Koshimura, Toshiaki Mgmt For For For 2.2 Elect Director Nomoto, Hirofumi Mgmt For For For 2.3 Elect Director Sugita, Yoshiki Mgmt For For For 2.4 Elect Director Kinoshita, Yuuji Mgmt For For For 2.5 Elect Director Takahashi, Haruka Mgmt For For For 2.6 Elect Director Imamura, Toshio Mgmt For For For 2.7 Elect Director Kuwahara, Tsuneyasu Mgmt For For For 2.8 Elect Director Tomoe, Masao Mgmt For For For 2.9 Elect Director Izumi, Yasuyuki Mgmt For For For 2.10 Elect Director Kamijo, Kiyofumi Mgmt For For For 2.11 Elect Director Happo, Takakuni Mgmt For For For 2.12 Elect Director Suzuki, Katsuhisa Mgmt For For For 2.13 Elect Director Ohata, Toshiaki Mgmt For For For 2.14 Elect Director Watanabe, Isao Mgmt For For For 2.15 Elect Director Ono, Hiroshi Mgmt For For For 2.16 Elect Director Hoshino, Toshiyuki Mgmt For For For 2.17 Elect Director Nezu, Yoshizumi Mgmt For For For 2.18 Elect Director Konaga, Keiichi Mgmt For For For 2.19 Elect Director Ueki, Masatake Mgmt For For For 2.20 Elect Director Takahashi, Kazuo Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For Yoshida, Hajime --------------------------------------------------------------------------------------------------------------- TOMRA SYSTEMS ASA, ASKER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R91733114 04/28/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE N/A N/A TNA N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 2 IMPORTANT MARKET PROCESSING N/A N/A TNA N/A REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE 3 Opening of the general meeting by Mgmt For TNA N/A the chairman of the board of directors. Registration of attending shareholders, including shareholders represented by proxy 4 Election of the chairperson of Mgmt For TNA N/A the meeting 5 Election of one person to sign Mgmt For TNA N/A the minutes of the general meeting together with the chairperson of the meeting 6 Approval of the notice of the Mgmt For TNA N/A meeting and the agenda 7 Report by the management on the Mgmt For TNA N/A status of the Company and the group 8 Approval of the annual accounts Mgmt For TNA N/A and the annual report for 2010 for the Company and the group, including proposal for declaration of dividend 9 Advisory vote regarding Mgmt For TNA N/A declaration from the Board of Directors on the fixing of salaries and other remunerations to leading personnel and binding vote regarding remuneration in shares to all employees 10 Determination of remunerations Mgmt For TNA N/A for the Board of Directors, board committees and auditor 11 Election of the shareholder Mgmt For TNA N/A elected members of the Board of Directors, chairperson of the board and the nominating committee: Chairman: Svein Rennemo (re-elected), Deputy chairman: Per Arthur Solie (new), Board member: Hege M. Norheim (re-elected), Board 12 Approval of the nominating Mgmt For TNA N/A committee's charter 13 Authorisation regarding Mgmt For TNA N/A acquisition and disposal of treasury shares 14 Authorisation regarding private Mgmt For TNA N/A placements of newly issued shares in connection with mergers and acquisitions 15 Deadline for calling an Mgmt For TNA N/A extraordinary general meeting until the next annual general meeting --------------------------------------------------------------------------------------------------------------- TOSHIBA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nishida, Atsutoshi Mgmt For For For 1.2 Elect Director Sasaki, Norio Mgmt For For For 1.3 Elect Director Muromachi, Masashi Mgmt For For For 1.4 Elect Director Muraoka, Fumio Mgmt For For For 1.5 Elect Director Horioka, Hiroshi Mgmt For For For 1.6 Elect Director Hirabayashi, Mgmt For For For Hiroshi 1.7 Elect Director Sasaki, Takeshi Mgmt For For For 1.8 Elect Director Kosugi, Takeo Mgmt For For For 1.9 Elect Director Shimomitsu, Mgmt For For For Hidejiro 1.10 Elect Director Tanaka, Hisao Mgmt For For For 1.11 Elect Director Kitamura, Hideo Mgmt For For For 1.12 Elect Director Watanabe, Toshiharu Mgmt For For For 1.13 Elect Director Kubo, Makoto Mgmt For For For 2 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO 3 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO 4 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO 5 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office 6 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO 7 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO 8 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) 9 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair 10 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair 11 Amend Articles to Require ShrHldr Against Against For Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup 12 Amend Articles to Require ShrHldr Against Against For Detailed Answers to All Questions at Shareholder Meetings 13 Amend Articles to Prohibit ShrHldr Against For Against Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals 14 Amend Articles to Systematize and ShrHldr Against Against For Disclose Punitive Action Against Directors 15 Amend Articles to Require ShrHldr Against Against For Detailed Historical Disclosure of Director and Officer Punitive Action 16 Amend Articles to Require ShrHldr Against Against For Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring 17 Amend Articles to Require ShrHldr Against Against For Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm 18 Amend Articles to Require ShrHldr Against Against For Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency 19 Amend Articles to Mandate JPY ShrHldr Against Against For 2200 an Hour Minimum Wage to Temporary Workers 20 Amend Articles to Mandate JPY 5 ShrHldr Against Against For per Share Minimum Dividend per Year for Five Years 21.1 Appoint Shareholder Nominee ShrHldr Against Against For Watanabe, Seigo to the Board 21.2 Appoint Shareholder Nominee ShrHldr Against Against For Koyama, Yoshio to the Board 21.3 Appoint Shareholder Nominee ShrHldr Against Against For Ozono, Jiro to the Board 21.4 Appoint Shareholder Nominee ShrHldr Against Against For Shintani, Masataka to the Board 21.5 Appoint Shareholder Nominee Isu, ShrHldr Against Against For Yuichiro to the Board 21.6 Appoint Shareholder Nominee ShrHldr Against Against For Tanigawa, Kazuo to the Board 21.7 Appoint Shareholder Nominee ShrHldr Against Against For Hatano, Koichi to the Board 21.8 Appoint Shareholder Nominee Miki, ShrHldr Against Against For Yoshiaki to the Board 21.9 Appoint Shareholder Nominee ShrHldr Against Against For Sasaki, Tomohiko to the Board 21.10 Appoint Shareholder Nominee ShrHldr Against Against For Miyamoto, Toshiki to the Board 21.11 Appoint Shareholder Nominee ShrHldr Against Against For Oshima, Toshiyuki to the Board 21.12 Appoint Shareholder Nominee Sato, ShrHldr Against Against For Fumio to the Board 21.13 Appoint Shareholder Nominee ShrHldr Against Against For Nishimuro, Taizo to the Board 21.14 Appoint Shareholder Nominee ShrHldr Against Against For Okamura, Tadashi to the Board 21.15 Appoint Shareholder Nominee ShrHldr Against Against For Shimagami, Kiyoaki to the Board --------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Patricia Barbizet as Mgmt For Against Against Director 7 Reelect Paul Desmarais Jr. as Mgmt For Against Against Director 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Mgmt For For For Director 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 12 Amend Article 9 of Bylaws Re: ShrHldr Against Against For Share Ownership Disclosure Threshold Publication --------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Patricia Barbizet as Mgmt For Against Against Director 7 Reelect Paul Desmarais Jr. as Mgmt For Against Against Director 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Mgmt For For For Director 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 12 Amend Article 9 of Bylaws Re: ShrHldr Against Against For Share Ownership Disclosure Threshold Publication --------------------------------------------------------------------------------------------------------------- TOYO TANSO CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J92689108 08/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Reduce Mgmt For Against Against Business Lines, Reduce Term of Office of Directors to One Year 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TOYO TANSO CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J92689108 08/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt FOR FOR N/A 2 Amend Articles to: Reduce Mgmt FOR AGAINST N/A Business Lines, Reduce Term of Office of Directors to One Year 3 Appoint a Director Mgmt FOR FOR N/A 4 Appoint a Director Mgmt FOR FOR N/A 5 Appoint a Director Mgmt FOR FOR N/A 6 Appoint a Director Mgmt FOR FOR N/A 7 Appoint a Director Mgmt FOR FOR N/A 8 Appoint a Director Mgmt FOR FOR N/A 9 Appoint a Corporate Auditor Mgmt FOR FOR N/A 10 Appoint a Corporate Auditor Mgmt FOR FOR N/A 11 Appoint a Corporate Auditor Mgmt FOR FOR N/A 12 Appoint a Corporate Auditor Mgmt FOR FOR N/A --------------------------------------------------------------------------------------------------------------- TRICAN WELL SERVICE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCW CUSIP 895945103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2.1 Elect Director Kenneth M. Bagan Mgmt For For For 2.2 Elect Director G. Allen Brooks Mgmt For For For 2.3 Elect Director Murray L. Cobbe Mgmt For For For 2.4 Elect Director Dale M. Dusterhoft Mgmt For For For 2.5 Elect Director Donald R. Luft Mgmt For For For 2.6 Elect Director Kevin L. Nugent Mgmt For For For 2.7 Elect Director Douglas F. Robinson Mgmt For For For 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TRU ISIN ZAE000028296 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 27 June 2010 2.1 Re-elect Hilton Saven as Director Mgmt For For For 2.2 Re-elect Michael Thompson as Mgmt For For For Director 2.3 Re-elect Sisa Ngebulana as Mgmt For For For Director 3 Authorise Board to Issue Shares Mgmt For For For for Cash up to a Maximum of Five Percent of Issued Share Capital 4 Authorise Repurchase of Up to 20 Mgmt For For For Percent of Issued Share Capital 5 Reappoint Ernst & Young Inc as Mgmt For For For Auditors and Tina Rookledge as the Registered Auditor and Authorise the Audit Committee to Determine Their Remuneration 6.1 Approve Remuneration of Mgmt For For For Non-executive Chairman 6.2 Approve Remuneration of Mgmt For For For Non-Executive Directors 6.3 Approve Remuneration of Audit Mgmt For For For Committee Chairman 6.4 Approve Remuneration of Audit Mgmt For For For Committee Members 6.5 Approve Remuneration of Mgmt For For For Remuneration Committee Chairman 6.6 Approve Remuneration of Mgmt For For For Remuneration Committee Members 6.7 Approve Remuneration of Risk Mgmt For For For Committee Members 6.8 Approve Remuneration of Mgmt For For For Non-executive Committee Chairman 6.9 Approve Remuneration of Mgmt For For For Non-executive Committee Members 7.1 Reappoint Michael Thompson as Mgmt For For For Member of the Audit Committee 7.2 Reappoint Rob Dow as Member of Mgmt For For For the Audit Committee 7.3 Reappoint Hilton Saven as Member Mgmt For For For of the Audit Committee 8.1 Confirm the Maximum Number of Mgmt For For For Shares that May be Utilised for the Purpose of the Truworths International Limited Share Trust 8.2 Confirm the Maximum Number of Mgmt For For For Scheme Shares that Any One Participant May Hold at Any Time --------------------------------------------------------------------------------------------------------------- ULTRA ELECTRONICS HLDGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9187G103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Company's annual Mgmt For For For accounts for the financial year ended 31 December 2010 2 To declare a final dividend for Mgmt For For For the year ended 31 December 2010 of 24.0p per ordinary share 3 To approve the Remuneration Mgmt For For For report for the financial year ended 31 Dec-10 4 To re-elect Mr. D. Caster as a Mgmt For For For Director 5 To re-elect Mr. C. Bailey as a Mgmt For For For Director (member of the Audit, Nominations and Remuneration Committees) 6 To re-elect Mr. I. Griffiths as a Mgmt For For For Director (member of the Audit, Nominations and Remuneration Committees) 7 To re-elect Sir Robert Walmsley Mgmt For For For as a Director (member of the Audit, Nominations and Remuneration Committees) 8 To re-elect Mr. P. Dean as a Mgmt For For For Director 9 To re-elect Mr. A. Hamment as a Mgmt For For For Director 10 To re-elect Mr. R. Sharma as a Mgmt For For For Director 11 To re-appoint Deloitte LLP as Mgmt For For For auditors 12 To authorise the Directors to fix Mgmt For Against Against the auditors' remuneration 13 To authorise the Directors to Mgmt For Against Against allot shares 14 To disapply pre-emption rights Mgmt For Against Against 15 To authorise the Company to Mgmt For For For purchase its own shares 16 To permit General Meetings to be Mgmt For For For held on 14 days' notice --------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGPA4 ISIN BRUGPAACNPR5 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Convert Preferred Shares into Mgmt For For For Common Shares 2 Confirm that Tag-Along Rights in Mgmt For For For Proposed Draft of Bylaws are Equivalent to Provisions in the March 22, 2000, Controlling Shareholders' Agreement --------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Mgmt N/A N/A N/A Board (Non-Voting) 2 Approve Financial Statements and Mgmt For For For Allocation of Income 3 Approve Discharge of Executive Mgmt For For For Board Members 4 Approve Discharge of Mgmt For For For Non-Executive Board Members 5 Reelect P.G.J.M. Polman as CEO to Mgmt For For For Board of Directors 6 Relect R.J.M.S. Huet as CFO to Mgmt For For For Board of Directors 7 Reelect L.O. Fresco to Board of Mgmt For For For Directors 8 Reelect A.M. Fudge to Board of Mgmt For For For Directors 9 Reelect C.E. Golden to Board of Mgmt For For For Directors 10 Reelect B.E. Grote to Board of Mgmt For For For Directors 11 Reelect H. Nyasulu to Board of Mgmt For For For Directors 12 Reelect M. Rifkind to Board of Mgmt For For For Directors 13 Reelect K.J. Storm to Board of Mgmt For For For Directors 14 Reelect M. Treschow to Board of Mgmt For For For Directors 15 Reelect P.S. Walsh to Board of Mgmt For For For Directors 16 Elect S. Bharti Mittal to Board Mgmt For For For of Directors 17 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 18 Approve Authorization to Cancel Mgmt For For For Ordinary Shares 19 Grant Board Authority to Issue Mgmt For For For Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 20 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 21 Allow Questions and Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Re-elect Jean-Marc Huet as Mgmt For For For Director 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Mgmt For For For Director 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Mgmt For For For Director 10 Re-elect Sir Malcolm Rifkind as Mgmt For For For Director 11 Re-elect Kees Storm as Director Mgmt For For For 12 Re-elect Michael Treschow as Mgmt For For For Director 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sunil Bharti Mittal as Mgmt For For For Director 15 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice 22 Amend Articles of Association Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED ARROWS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J9426H109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Corporate Auditor Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For 4 Approve Adoption of Anti-Takeover Mgmt For Against Against Defense Measures --------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OY (FORMERLY KYMMENE CORP.) TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.55 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors Mgmt For For For in the Amount of EUR 175,000 for Chairman, EUR120,000 for Vice Chairman, and EUR 95,000 for Other Directors 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Bjorn Wahlroos, Berndt Mgmt For For For Brunow, Matti Alahuhta, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Robert Routs as Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect PricewaterhouseCoopers Oy Mgmt For For For as Auditors 15 Authorize Repurchase of up to 51 Mgmt For For For Million Issued Shares 16 Amend Terms and Conditions of Mgmt For For For 2007 Stock Option Plan 17 Approve Charitable Donations of Mgmt For For For up to EUR 1 Million 18 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- USHIO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J94456118 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting N/A N/A N/A N/A materials. 2 Approve Appropriation of Retained Mgmt For For For Earnings 3 Amend Articles to: Increase Mgmt For For For Auditors Board Size to 6 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For Against Against 15 Appoint a Corporate Auditor Mgmt For Against Against 16 Appoint a Corporate Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and Mgmt For For For Dividends and the Capital Budget for Fiscal 2011 3 Elect Directors Mgmt For Abstain Against 4 Elect Fiscal Council Members Mgmt For Abstain Against 5 Approve Remuneration of Executive Mgmt For Abstain Against Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves Without Share Issuance and Amend Article 5 --------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911K102 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert A. Ingram as Director Mgmt For For For 1.2 Elect Theo Melas-Kyriazi as Mgmt For For For Director 1.3 Elect G. Mason Morfit as Director Mgmt For For For 1.4 Elect Laurence E. Paul as Director Mgmt For For For 1.5 Elect J. Michael Pearson as Mgmt For For For Director 1.6 Elect Robert N. Power as Director Mgmt For For For 1.7 Elect Norma A. Provencio as Mgmt For For For Director 1.8 Elect Lloyd M. Segal as Director Mgmt For For For 1.9 Elect Katharine Stevenson as Mgmt For For For Director 1.10 Elect Michael R. Van Every as Mgmt For For For Director 2 Advisory Vote on Executive Mgmt For For For Compensation Approach 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify PricewaterhouseCoopers LLP Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Appointment of Ulrike Mgmt For For For Steinhorst as Director 4 Reelect Jacques Aschenbroich as Mgmt For For For Director 5 Reelect Gerard Blanc as Director Mgmt For For For 6 Reelect Pascal Colombani as Mgmt For For For Director 7 Reelect Michel de Fabiani as Mgmt For For For Director 8 Reelect Michael Jay as Director Mgmt For For For 9 Reelect Helle Kristoffersen as Mgmt For For For Director 10 Reelect Georges Pauget as Director Mgmt For For For 11 Elect Thierry Moulonguet as Mgmt For For For Director 12 Approve Severance Payment Mgmt For Against Against Agreement with Jacques Aschenbroich 13 Acknowledge Auditors' Special Mgmt For For For Report on Related-Party Transactions Mentioning the Absence of New Transactions 14 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.20 per Share 15 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 16 Amend Article 14.1 of Bylaws Re: Mgmt For For For Length of Terms for Directors 17 Amend Article 14.4 of Bylaws Re: Mgmt For For For Shareholding Requirements for Directors 18 Amend Article 23.3 of Bylaws Re: Mgmt For For For Attendance to General Meetings 19 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 20 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 46 Million 21 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value 22 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 24 Approve Employee Stock Purchase Mgmt For For For Plan 25 Authorize up to 660,000 Shares Mgmt For For For for Use in Stock Option Plan 26 Authorize up to 540,000 Shares Mgmt For Against Against for Use in Restricted Stock Plan 27 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- VALEO SA, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET N/A N/A N/A N/A THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " 2 French Resident Shareowners must N/A N/A N/A N/A complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid 3 The shareholders' meeting, having Mgmt For For For considered the reports of the chairman of the board of directors, the board of directors and the auditors, approves the company's financial statements for the year ending in 2010, as presented 4 The shareholders' meeting, having Mgmt For For For heard the reports of the chairman of the board of directors, the board of directors and the auditors, approves the consolidated financial statements for the said financial year, in the form presented to the meeting 5 The shareholders' meeting Mgmt For For For ratifies the co-optation of Mrs. Ulrike Stein Horst as director, to replace Mr. Behdad Alizadeh, for the remainder of Mr. Behdad Alizadeh's term of office, i.e. until the shareholders' meeting called to approve the financial stat 6 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Jacques Aschenbroich as director for a 4-year period 7 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Gerard Blanc as director for a 4-year period 8 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Pascal Colombani as director for a 4-year period 9 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Michel De Fabiani as director for a 4-year period 10 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Michael Jay as director for a 4-year period 11 The shareholders' meeting renews Mgmt For For For the appointment of Mrs. Helle Kristoffersen as director for a 4-year period 12 The shareholders' meeting renews Mgmt For For For the appointment of Mr. Georges Pauget as director for a 4-year period 13 The shareholders' meeting Mgmt For For For appoints a director Mr. Thierry Moulonguet for a 4-year period 14 The shareholders' meeting, after Mgmt For Against Against hearing the special report of the auditors on agreements governed by article L.225-42-1 of the French Commercial Code, approves the new commitment of the severance pay taken by the company in favour of Mr. Jacques Aschenbr 15 The shareholders' meeting, after Mgmt For Against Against hearing the special report of the auditors on agreements governed by articles L.225-38 and L.225-40 to L.22 5-42 of the French Commercial Code, having noticed that there is no new agreement authorized by the board of direc 16 The shareholders' meeting notes Mgmt For For For that: the profits for the financial year are of EUR 126,047,129.89. The prior retained earnings are of EUR 1,250,534,471.81 i.e. a distributable income of EUR 1,376,581,601.70, and, resolves to appropriate the distributable 17 The shareholders' meeting Mgmt For Against Against authorizes the board of directors to buy back the company's shares on the open market, subject to the conditions described below: maximum purchase price: EUR 70.00, maximum number of shares to be acquired: 10 per cent of the shar 18 The shareholders' meeting decides Mgmt For For For to amend article nr 14.1 of the bylaws: 'period of the administrators' term of office - age limit - conditions - remuneration' 19 The shareholders' meeting decides Mgmt For Against Against t o amend article nr 14.4 of the bylaws: 'period of the administrators' term of office' 20 The shareholders' meeting decides Mgmt For For For t o amend article nr 23 of the bylaws 'attendance and representation to the meetings' 21 The shareholders' meeting Mgmt For Against Against delegates all powers to the Board of Directors to increase on one or more occasions, in France or abroad, the share capital, by issuance, with the shareholders' preferred subscription rights maintained, of shares (the preference 22 CONTD The shareholders' meeting Mgmt N/A N/A N/A delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities. The present delegation is given for a 26-month period. It supersedes the part unused of any and all ear 23 The shareholders' meeting Mgmt For Against Against delegates all powers to the board of directors to increase on one or more occasions, in France or abroad, the share capital, by issuance through a public offering, with cancellation of preferred subscription rights, of shares (th 24 The shareholders' meeting Mgmt For Against Against delegates to the board of directors all powers in order to increase the share capital, in one or more occasions and at its sole discretion, by a maximum nominal amount of EUR 40,000,000.00, by way of capitalizing premiums, reserv 25 The shareholders' meeting Mgmt For Against Against resolves that the board of directors may decide to increase the number of securities to be issued in the event of a capital increase with or without preferential subscription right of shareholders, at the same price as the initia 26 The shareholders' meeting grants Mgmt For Against Against all powers to the board of directors to reduce the share capital, on one or more occasions and at its sole discretion, by cancelling all or part of the shares held by the company in connection with the limits authorized by 27 The shareholders' meeting Mgmt For Against Against authorises the board of directors to increase the share capital, on one or more occasions, by way of issuing shares or securities giving access to the share capital, in favour of members of one or several company savings plan. Th 28 The shareholders' meeting Mgmt For Against Against delegates to the board of directors all powers to grant, in one or more transactions, to employees and corporate officers of the company and related groups or companies, options giving the right to purchase existing shares purcha 29 The shareholders' meeting Mgmt For Against Against authorizes the board of directors to grant, for free, on one or more occasions, existing or future shares of the company, in favour of beneficiaries to be chosen by it among employees of the company or related groups or companies 30 The shareholders' meeting grants Mgmt For Against Against full powers to the bearer of an original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law 31 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 20 AND RECEIVED DIRECTOR NAME FOR RESOLUTION NO. O.11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGI --------------------------------------------------------------------------------------------------------------- VITERRA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VT CUSIP 92849T108 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Birks as Director Mgmt For For For 1.2 Elect Vic Bruce as Director Mgmt For For For 1.3 Elect Thomas Chambers as Director Mgmt For For For 1.4 Elect Paul Daniel as Director Mgmt For For For 1.5 Elect Bonnie DuPont as Director Mgmt For For For 1.6 Elect Perry Gunner as Director Mgmt For For For 1.7 Elect Tim Hearn as Director Mgmt For For For 1.8 Elect Dallas Howe as Director Mgmt For For For 1.9 Elect Kevin Osborn as Director Mgmt For For For 1.10 Elect Herb Pinder Jr. as Director Mgmt For For For 1.11 Elect Larry Ruud as Director Mgmt For For For 1.12 Elect Mayo Schmidt as Director Mgmt For For For 1.13 Elect Max Venning as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Approve Key Employee Share Unit Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.40 per Share 5 Reelect Jean Yves Charlier as Mgmt For For For Supervisory Board Member 6 Reelect Henri Lachmann as Mgmt For For For Supervisory Board Member 7 Reelect Pierre Rodocanachi as Mgmt For For For Supervisory Board Member 8 Appoint KPMG SA as Auditor Mgmt For For For 9 Appoint KPMG Audit IS SAS as Mgmt For For For Alternate Auditor 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 12 Authorize up to 1 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan (New Shares) 13 Authorize up to 1 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 14 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 15 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 16 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 17 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 18 Approve Employee Stock Purchase Mgmt For For For Plan 19 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 20 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 21 Add Article 10.6 to Bylaws Re: Mgmt For For For Censors 22 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Mgmt For For For Aud 19 Auth Issuance with Preemptive Rgts Mgmt For For For 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Program Mgmt For For For 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 24 Approve Stock-for-Salary/Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Mgmt For For For Aud 19 Auth Issuance with Preemptive Rgts Mgmt For For For 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Program Mgmt For For For 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 24 Approve Stock-for-Salary/Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLVB CUSIP 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes Mgmt For For For of Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Board and Committee Mgmt N/A N/A N/A Reports 8 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive CEO's Review 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.50 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Determine Number of Members (9) Mgmt For For For and Deputy Members (0) of Board 13 Approve Remuneration of Directors Mgmt For For For in the Amount of SEK 1.8 Million for the Chairman and SEK 600,000 for Other Members; Approve Remuneration for Committee Work 14 Reelect Peter Bijur, Mgmt For For For Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors 15 Elect Louis Schweitzer, Mgmt For For For Jean-Baptiste Duzan, Carl-Olof By, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee 16 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 17 Amend Articles Re: Share Classes ShrHldr N/A For N/A and Share Limits; Allow Voluntary Conversion of Class-A Shares into Class-B Shares 18.1 Approve 2011-2013 Share Matching Mgmt For For For Plan 18.2 Approve Transfer of Shares to Mgmt For For For Participants of the 2011-2013 Share Matching Plan --------------------------------------------------------------------------------------------------------------- WARTSILA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS WRT1V CUSIP X98155116 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.75 Per Share; Authorize Board to Distribute Special Dividend of EUR 1.00 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Annual Remuneration of Mgmt For For For Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Deputy Chairman, and EUR 60,000 for Other Directors; Approve Attendence Fee 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Maarit Aarni-Sirvio, Mgmt For For For Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Bertel Langenskiold, Mikael Lilius (Chair), and Matti Vuoria (Vice-Chair) as Directors; Elect Lars Josefsson and Markus Rauramo as New Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect KPMG as Auditor Mgmt For For For 15 Approve 1:2 Stock Split Mgmt For For For 16 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- WENDEL TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CINS F98370103 05/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.25 per Share 4 Approve Auditors' Special Report Mgmt For Against Against on Related-Party Transactions 5 Reelect Didier Cherpitel as Mgmt For Against Against Supervisory Board Member 6 Elect Humbert de Wendel as Mgmt For Against Against Supervisory Board Member 7 Elect Gerard Buffiere as Mgmt For For For Supervisory Board Member 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Authorize Issuance of Equity or Mgmt For Against Against Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 10 Authorize Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 11 Authorize Board to Increase Mgmt For Against Against Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Capital Increase of up Mgmt For Against Against to 10 Percent of Issued Capital for Future Acquisitions 13 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 14 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 15 Approve Employee Stock Purchase Mgmt For For For Plan 16 Authorize up to 0.8 Percent of Mgmt For Against Against Issued Capital for Use in Stock Option Plan 17 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 4000 2 Amend Articles To Restate Mgmt For For For Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors 3 Elect Director Yabuki, Shizuka Mgmt For For For 4.1 Appoint Statutory Auditor Koide, Mgmt For For For Noboru 4.2 Appoint Statutory Auditor Mgmt For For For Iwasaki, Tsutomu 4.3 Appoint Statutory Auditor Uno, Mgmt For Against Against Ikuo 4.4 Appoint Statutory Auditor Mgmt For For For Katsuki, Yasumi 5 Remove Director Nishikawa, Naoki ShrHldr Against Against For from Office --------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended Sept. 30, 2010 3.1 Elect Elizabeth Blomfield Bryan Mgmt For For For as a Director 3.2 Elect Peter John Oswin Hawkins as Mgmt For For For a Director 3.3 Elect Carolyn Judith Hewson as a Mgmt For For For Director 4 Approve the Grant of Up to A$1.44 Mgmt For For For Million Worth of Shares Under the CEO Restricted Rights Plan and 176,125 Performance Rights Under the CEO Performance Rights Plan to Gail Patricia Kelly, Managing Director and CEO --------------------------------------------------------------------------------------------------------------- WIENERBERGER AG, WIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A95384110 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the approved N/A N/A N/A N/A Annual Financial Statements for the 2010 financial year and Review of Operations for the company, which was combined with the Review of Operations for the group, as well as the Corporate Governance Report, the Consolidated Fin 2 Resolution on the use of profit Mgmt For For For as shown in the Annual Financial Statements for 2010 3 Resolution on the release of the Mgmt For For For members of the Managing Board from liability for the 2010 financial year 4 Resolution on the release of the Mgmt For For For members of the Supervisory Board from liability for the 2010 financial year 5 Amendment of the Articles of Mgmt For For For Association (article 15 - Remuneration of the Supervisory Board) 6 Resolution on the remuneration of Mgmt For For For the members of the Supervisory Board 7 Elections to the Supervisory Mgmt For For For Board: Dkfm. Fink 8 Elections to the Supervisory Mgmt For For For Board: Mag. Nograsek 9 Elections to the Supervisory Mgmt For For For Board: Dr. Rasinger 10 Elections to the Supervisory Mgmt For For For Board: DDr. Prehofer 11 Election of the auditor of the Mgmt For For For Annual Financial Statements and Consolidated Financial Statements for the 2011 financial year --------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Ian Gibson as Mgmt For For For Director 5 Re-elect Dalton Philips as Mgmt For For For Director 6 Re-elect Richard Pennycook as Mgmt For For For Director 7 Re-elect Philip Cox as Director Mgmt For For For 8 Re-elect Penny Hughes as Director Mgmt For For For 9 Re-elect Nigel Robertson as Mgmt For For For Director 10 Re-elect Johanna Waterous as Mgmt For For For Director 11 Reappoint KPMG Audit plc as Mgmt For For For Auditors 12 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 13 Authorise Market Purchase Mgmt For For For 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise the Company to Call EGM Mgmt For For For with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 27, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 27, 2010 3.1 Elect Jayne Hrdlicka as a Director Mgmt For For For 3.2 Elect Stephen Mayne as a Director ShrHldr Against Against For 3.3 Elect Ian John Macfarlane Mgmt For For For 4 Approve the Woolworths Long Term Mgmt For For For Incentive Plan 5 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions 6 Approve the Increase in the Mgmt For For For Remuneration of Non-Executive Directors to A$4 Million Per Annum --------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Approve the Corporate Mgmt For For For Responsibility Report 4 Amend Articles of Association Re: Mgmt For For For Annual Re-election of Directors 5 Elect Ruigang Li as Director Mgmt For For For 6 Elect Solomon Trujillo as Director Mgmt For For For 7 Re-elect Colin Day as Director Mgmt For For For 8 Re-elect Esther Dyson as Director Mgmt For For For 9 Re-elect Orit Gadiesh as Director Mgmt For For For 10 Re-elect Philip Lader as Director Mgmt For For For 11 Re-elect Stanley Morten as Mgmt For For For Director 12 Re-elect Koichiro Naganuma as Mgmt For For For Director 13 Re-elect Lubna Olayan as Director Mgmt For For For 14 Re-elect John Quelch as Director Mgmt For For For 15 Re-elect Mark Read as Director Mgmt For For For 16 Re-elect Paul Richardson as Mgmt For For For Director 17 Re-elect Jeffrey Rosen as Director Mgmt For For For 18 Re-elect Timothy Shriver as Mgmt For For For Director 19 Re-elect Sir Martin Sorrell as Mgmt For For For Director 20 Re-elect Paul Spencer as Director Mgmt For For For 21 Reappoint Deloitte LLP as Mgmt For For For Auditors and Authorise the Board to Determine Their Remuneration 22 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 23 Approve Increase in Maximum Mgmt For For For Annual Aggregate Fees of the Directors 24 Approve Scrip Dividend Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights --------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Further Deferral of Mgmt For For For Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005 2 Approve the Deferral at the Mgmt For For For Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005 3 Approve the Deferral of the UK Mgmt For For For Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006 4 Approve the Deferral at the Joint Mgmt For For For Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008 5 Approve the Deferral at the Joint Mgmt For For For Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009 6 Approve the Further Deferral of Mgmt For For For the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements --------------------------------------------------------------------------------------------------------------- WS ATKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9809D108 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Misc Proposal Company-Specific Mgmt For For For 4 Approve Dividends Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Mgmt For For For Aud 11 Appr Investmnt and Financing Pol. Mgmt For For For 12 Auth Issuance with Preemptive Rgts Mgmt For For For 13 Appr Issuance w/o Preemptive Rgts Mgmt For For For 14 Adopt New Articles/Charter Mgmt For For For 15 Authorize the Company to Call EGM Mgmt For For For with Two Weeks? Notice 16 Authorize Share Repurchase Program Mgmt For For For --------------------------------------------------------------------------------------------------------------- WYNN MACAU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 01128 CINS G98149100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2.1 Reelect Linda Chen as Executive Mgmt For For For Director 2.2 Reelect Allan Zeman as Mgmt For For For Non-Executive Director 2.3 Reelect Bruce Rockowitz as Mgmt For For For Independent Non-Executive Director 2.4 Authorize Board to Fix Mgmt For For For Remuneration of Directors 3 Reappoint Ernst & Young as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Against Against 4 Re-elect Mick Davis as Director Mgmt For For For 5 Re-elect Dr Con Fauconnier as Mgmt For For For Director 6 Re-elect Ivan Glasenberg as Mgmt For For For Director 7 Re-elect Peter Hooley as Director Mgmt For For For 8 Re-elect Claude Lamoureux as Mgmt For For For Director 9 Re-elect Trevor Reid as Director Mgmt For For For 10 Re-elect Sir Steve Robson as Mgmt For For For Director 11 Re-elect David Rough as Director Mgmt For For For 12 Re-elect Ian Strachan as Director Mgmt For For For 13 Re-elect Santiago Zaldumbide as Mgmt For For For Director 14 Elect Sir John Bond as Director Mgmt For For For 15 Elect Aristotelis Mistakidis as Mgmt For For For Director 16 Elect Tor Peterson as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 18 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 19 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 20 Authorise the Company to Call EGM Mgmt For For For with Not Less Than 20 Clear Days' Notice --------------------------------------------------------------------------------------------------------------- YIT OYJ, HELSINKI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X9862Q104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE N/A N/A N/A N/A OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R 2 Opening of the meeting N/A N/A N/A N/A 3 Election of the chairman and N/A N/A N/A N/A calling the secretary of the meeting 4 Election of persons to scrutinise N/A N/A N/A N/A the minutes and supervise the counting of votes 5 Adoption of the list of votes N/A N/A N/A N/A 6 Recording the legality of the N/A N/A N/A N/A meeting 7 Review by the president and CEO, N/A N/A N/A N/A presentation of the financial statements for 2010, the report of the board of directors, the consolidated financial statements and the auditor's report for the year 2010 8 Adoption of the financial Mgmt For For For statements and the consolidated financial statements 9 Resolution on the measures Mgmt For For For warranted by the profit shown on the adopted balance sheet. the board proposes a dividend of EUR 0.65 per share be paid 10 Decision on the record date and Mgmt For For For payment date for dividends 11 Discharge of the members of the Mgmt For For For board of directors and the president and CEO from liability 12 Resolution on the number of Mgmt For For For members of the board of directors. the board's nomination and rewards committee proposes that seven members be elected to the board 13 Resolution on the remuneration of Mgmt For For For the chairman, vice chairman and members of the board of directors 14 Decision on the remuneration of Mgmt For For For the auditor 15 Election of the chairman, the Mgmt For For For vice chairman and the members of the board of directors. the board's nomination and rewards committee proposes that H. Ehrnrooth be elected as the chairman and R. Hanhinen as the vice chairman of the board and K. Gran, E. Hal 16 Election of the auditor. the Mgmt For For For audit committee of the board proposes that PricewaterhouseCoopers Oy be elected as company's auditor 17 Authorising the board of Mgmt For For For directors to decide on the repurchase of the company's own shares 18 Amendment of the company's Mgmt For For For articles of association. the board proposes that sections 2, 4, 8 and 9 be amended 19 Closing of the meeting N/A N/A N/A N/A 20 PLEASE NOTE THAT THIS IS A N/A N/A N/A N/A REVISION DUE TO MODIFICATION IN RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. --------------------------------------------------------------------------------------------------------------- ZEHNDER GROUP AG, GRAENICHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H97354155 05/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS N/A N/A TNA N/A NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON 2 Approval of the 2010 annual Mgmt For TNA N/A report (parent company accounts, annual report, consolidated financial statements) 3 Discharge of the board of Mgmt For TNA N/A directors 4 Appropriation of balance sheet Mgmt For TNA N/A profit 5 Reduction of share capital and Mgmt For TNA N/A repayment of par value 6 Share split Mgmt For TNA N/A 7 Amendment of articles of Mgmt For TNA N/A association resulting from 3.2 and 3.3, and partial revision of the articles of association 8 Re-election of Thomas Benz Mgmt For TNA N/A 9 Re-election of Enrico Tissi Mgmt For TNA N/A 10 Re-election of Hans-Peter Zehnder Mgmt For TNA N/A 11 Election of the statutory auditor Mgmt For TNA N/A KPMG AG, Basel --------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CUSIP H9870Y105 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 2.2 Approve Transfer of CHF 2.49 Mgmt For For For Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4.1 Amend Articles Re: Election of Mgmt For For For Special Auditor for Capital Increases 4.2 Amend Articles Re: Contributions Mgmt For For For in Kind 5.1 Reelect Manfred Gentz as Director Mgmt For For For 5.2 Reelect Fred Kindle as Director Mgmt For For For 5.3 Reelect Tom de Swaan as Director Mgmt For For For 5.4 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner International Stock Portfolio --------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of Subsea 7 Mgmt For For For Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. 2 Elect Board of Combined Entity Mgmt For For For (Bundled) --------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 2.2 Transfer Total Dividend Amount Mgmt For For For from Capital Contribution Reserves to Free Reserves and Distribute Dividend of CHF 1.10 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Alexander Gut as Director Mgmt For For For 4.4 Reelect Andreas Jacobs as Mgmt For For For Director 4.5 Reelect Thomas O'Neill as Mgmt For For For Director 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Mgmt For For For Director 4.8 Elect Didier Lamouche as Director Mgmt For For For 5 Ratify Ernst & Young SA as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For Against Against 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU CUSIP 008916108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For For For 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 2.14 Elect Directors Mgmt For For For 2.15 Elect Directors Mgmt For For For 2.16 Elect Directors Mgmt For For For 2.17 Elect Directors Mgmt For For For 2.18 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 5 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AIXTRON SE TICKER SECURITY ID: MEETING DATE MEETING STATUS AIXA CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5.1 Elect Supervisory Board Member Mgmt For For For 5.2 Elect Supervisory Board Member Mgmt For For For 5.3 Elect Supervisory Board Member Mgmt For For For 5.4 Elect Supervisory Board Member Mgmt For For For 5.5 Elect Supervisory Board Member Mgmt For For For 5.6 Elect Supervisory Board Member Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Auth Rgts/Ltd Issue w/o Prmtve Mgmt For For For Rgts 10.1 Amend Articles Board-Related Mgmt For For For 10.2 Amnd Art/Byl/Chartr General Mgmt For For For Matters --------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CINS J01176114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors 4 Appoint Alternate Internal Mgmt For For For Statutory Auditor 5 Appr Retirement Bonuses for Dirs Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Remuneration Report Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Auth Brd to Fix Remuneration of Mgmt For For For Aud 14 Amend Restricted Stock Plan Mgmt For For For 15 Auth Issuance with Preemptive Mgmt For For For Rgts 16 Appr Issuance w/o Preemptive Rgts Mgmt For For For 17 Authorize Share Repurchase Mgmt For For For Program 18 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Auth Brd to Fix Remuneration of Mgmt For For For Aud 16 Approve Remuneration Report Mgmt For For For 17 Approve Restricted Stock Plan Mgmt For For For 18 Auth Issuance with Preemptive Mgmt For For For Rgts 19 Appr Issuance w/o Preemptive Rgts Mgmt For For For 20 Authorize Share Repurchase Mgmt For For For Program 21 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- ANRITSU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6754 CINS J01554104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For For For Auditors 3.3 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 5 Approve Stock Option Plan Mgmt For For For 6 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CINS G0483X122 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Mgmt For For For Aud 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- ARYZTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS YZA CINS H0336B110 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.48 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4 Reelect Owen Killian as Director Mgmt For For For 5 Elect Charles Adair as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZNl CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Auth Brd to Fix Remuneration of Mgmt For For For Aud 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 5.8 Elect Directors Mgmt For For For 5.9 Elect Directors Mgmt For For For 5.10 Elect Directors Mgmt For For For 5.11 Elect Directors Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Approve Political Donations Mgmt For For For 8 Auth Issuance with Preemptive Mgmt For For For Rgts 9 Appr Issuance w/o Preemptive Rgts Mgmt For For For 10 Authorize Share Repurchase Mgmt For For For Program 11 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCOA CINS W10020118 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Prepare and Appr List of Mgmt For For For Sharehldrs 3 Approve Minutes of Meeting Mgmt For For For 4 Designate Inspector of Mtg Mgmt For For For Minutes 5 Acknowledge Proper Convening of Mgmt For For For Mtg 6 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 7 Receive President's Report Mgmt N/A N/A N/A 8 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 9.1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 9.2 Appr Discharge of Board and Pres. Mgmt For For For 9.3 Appr Alloc of Income and Divs Mgmt For For For 9.4 Misc Proposal Company-Specific Mgmt For For For 10 Fix Number of Directors Mgmt For For For 11 Elect Directors (Bundled) Mgmt For Against Against 12 Approve Remuneration of Directors Mgmt For For For 13.1 Approve Remuneration Report Mgmt For For For 13.2 Approve Stock Option Plan Mgmt For For For 14.1 Company-Specific Compens-Related Mgmt For For For 14.2 Company-Specific Compens-Related Mgmt For For For 14.3 Company-Specific Compens-Related Mgmt For For For 14.4 Company-Specific Compens-Related Mgmt For For For 14.5 Company-Specific Compens-Related Mgmt For For For 15 Approve Reduction in Share Mgmt For For For Capital 16 Elect Members of Election Mgmt For For For Committee 17 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 2 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding Profits Test for Dividend Distribution 3 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended Sept. 30, 2010 4 Approve the Grant of Performance Mgmt For For For Rights Worth Up to A$3 Million to Michael Smith, Chief Executive Officer, Under the ANZ Share Option Plan 5.1 Elect G. J. Clark as a Director Mgmt For For For 5.2 Elect D. E. Meiklejohn as a Mgmt For For For Director 5.3 Elect R. J. Reeves as a Director ShrHldr Against Against For 5.4 Elect I. J. Macfarlane as a Mgmt For For For Director --------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Dividends of EUR 0.69 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions and Approve New Transaction 5 Reelect Jean-Martin Folz as Mgmt For For For Director 6 Reelect Giuseppe Mussari as Mgmt For For For Director 7 Elect Marcus Schenck as Director Mgmt For For For 8 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 9 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 12 Approve Issuance of Shares up to Mgmt For For For 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion 13 Authorize Board to Set Issue Mgmt For For For Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 14 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 15 Authorize Capital Increase of Up Mgmt For For For to EUR 1 Billion for Future Exchange Offers 16 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 17 Authorize Issuance of Equity Mgmt For For For upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion 18 Approve Issuance of Securities Mgmt For For For Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion 19 Approve Employee Stock Purchase Mgmt For For For Plan 20 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 21 Authorize up to 2 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan 22 Authorize up to 1 Percent of Mgmt For Against Against Issued Capital for Use in Restricted Stock Plan 23 Authorize up to 0.4 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 24 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 25 Amend Article 23 of Bylaws to Mgmt For For For Comply with New Legislation Re: General Meetings 26 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Elect Archie Bethel as Director Mgmt For For For 3 Elect Kevin Thomas as Director Mgmt For For For 4 Re-elect Lord Alexander Hesketh Mgmt For For For as Director 5 Approve Remuneration Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 7 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 8 Amend the Approved Employee Mgmt For For For Share Ownership Plan 9 Authorise EU Political Donations Mgmt For For For and Expenditure 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Mgmt For For For Director 5 Re-elect Michael Hartnall as Mgmt For For For Director 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Mgmt For For For Director 9 Re-elect Richard Olver as Mgmt For For For Director 10 Re-elect Roberto Quarta as Mgmt For For For Director 11 Re-elect Nicholas Rose as Mgmt For For For Director 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Mgmt For For For Director 16 Reappoint KPMG Audit plc as Mgmt For For For Auditors of the Company 17 Authorise the Audit Committee to Mgmt For For For Fix Remuneration of Auditors 18 Authorise EU Political Donations Mgmt For For For and Expenditure 19 Approve Restricted Share Plan Mgmt For For For 2011 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Auth Brd to Fix Remuneration of Mgmt For For For Aud 18 Approve Political Donations Mgmt For For For 19 Approve Restricted Stock Plan Mgmt For For For 20 Auth Issuance with Preemptive Mgmt For For For Rgts 21 Appr Issuance w/o Preemptive Rgts Mgmt For For For 22 Authorize Share Repurchase Mgmt For For For Program 23 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements and Statutory Reports, Allocation of Income and Distribution of Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31, 2010 2.1 Reelect Tomas Alfaro Drake as Mgmt For For For Director 2.2 Reelect Juan Carlos Alvarez Mgmt For For For Mezquiriz as Director 2.3 Reelect Carlos Loring Martinez Mgmt For For For de Irujo as Director 2.4 Reelect Susana Rodriguez Vidarte Mgmt For For For as Director 2.5 Ratify and Reelect Jose Luis Mgmt For For For Palao Garcia-Suelto as Directors 3 Approve Merger by Absorption of Mgmt For For For Finanzia Banco de Credito SA (Unipersonal) 4 Authorize Increase in Capital up Mgmt For For For to 50 Percent via Issuance of New Shares without Preemptive Rights; Amend Article 5 of Company Bylaws 5.1 Authorize Increase in Capital Mgmt For For For via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves 5.2 Authorize Increase in Capital Mgmt For For For via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves 6 Authorize Issuance of Debt Mgmt For For For Securities up to EUR 250 Billion Within Five Years; Void Unused Part of Previous Authorization 7 Approve Variable Remuneration of Mgmt For For For Executives and Directors in Company Shares 8 Approve Extension of Deferred Mgmt For For For Share Remuneration Plan 9 Elect Auditors for Fiscal Year Mgmt For For For 2011 10 Amend Articles 1, 6, 9, 13 ter, Mgmt For For For 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws 11 Amend Articles 2, 3, 4, 5, 9, Mgmt For For For 10, 11, 18 and 20 of General Meeting Guidelines 12 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions 13 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Approve Discharge of Management Mgmt For For For and Supervisory Board 4 Amend Articles Mgmt For For For 4.1 Appoint Independent Auditor to ShrHldr N/A For N/A Appraise Increase in Capital 4.2 Approve Increase in Share Capital ShrHldr N/A For N/A 5 Authorize Capitalization of Mgmt For For For Reserves for a Bonus Issue 6 Approve Remuneration Policy for Mgmt For For For Chairman and Vice Chairman 7 Approve Remuneration Committee Mgmt For For For and Welfare Board Fees 8 Approve Remuneration Policy for Mgmt For For For the Supervisory Board 9 Approve Remuneration Policy for Mgmt For For For the Executive Committee 10 Approve Remuneration Policy for Mgmt For For For Senior Executives and Managers 11 Elect General Meeting Board for Mgmt For For For 2011-2013 12 Elect Remuneration Committee and Mgmt For For For Welfare Board for 2011-2013 13 Elect Board Members for 2011-2013 Mgmt For For For 14 Elect Executive Board for Mgmt For For For 2011-2013 15 Elect Statutory Auditor for Mgmt For For For 2011-2013 16 Appoint External Auditor for Mgmt For Against Against 2011-2013 17 Authorize the Repurchase and Mgmt For For For Reissuance of Shares 18 Authorize the Repurchase and Mgmt For For For Reissuance of Debt Instruments --------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Government Mgmt For For For Guarantee 2 Approve Suspension of Preemptive Mgmt For For For Rights for the Issuance of Shares in Connection with Government Guarantee --------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X0346X153 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify the Election of Directors Mgmt For For For 2 Accept Individual Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports for Fiscal 2010 4 Approve Allocation of Income and Mgmt For For For Dividends 5 Approve Discharge of Management Mgmt For For For and Supervisory Board 6 Approve Remuneration Policy Mgmt For For For 7 Authorize Repurchase and Mgmt For For For Reissuance of Shares 8 Amend Articles 14 and 16 Mgmt For For For 9 Amend Articles 4, 5, 10, 13, and Mgmt For For For 14 10 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X0346X153 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 4 Mgmt For For For 2 Approve Suspension of Preemptive Mgmt For For For Rights for the Issuance of Shares in Connection with Government Guarantee for Issuance of Convertible Debt 3 Ratify Vincent Pacaud as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANCO POPULAR ESPANOL S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Board of Directors for Fiscal Year 2010 2.1 Amend Articles 8, 13, 14, 23, Mgmt For For For and 31 of Bylaws Re: Transfer of Shares, General Shareholders' Meeting Announcement, Meeting Attendance, Audit and Control Committee, and Dissolution and Liquidation 2.2 Amend Article 17 and Remove Mgmt For For For Second Transitional Provision of Bylaws Re: Fix Number of Directors to 18, and Possible Inclusion of Remuneration in Shares 2.3 Amend Articles 25 and 26 of Mgmt For Against Against Bylaws Re: Composition and Functions of Management and Risk Assessment Committee 2.4 Amend Article 15 and First Mgmt For For For Transitional Provision Re: Table of the Meeting 2.5 Amend Articles 1, 7, 9, 10, 11, Mgmt For For For 12, 15, 18, 20, 21, 22, 28, and Final Article, Including Removal of Articles 30 and 32 of Company Bylaws 3 Amend Articles 8, 11, 12, 17, 23 Mgmt For For For and 24 of General Meeting Regulations 4 Elect Michael Lucas as Director Mgmt For Against Against 5 Reelect PricewaterhouseCoopers Mgmt For For For Auditores SL as Auditors of Individual and Consolidated Accounts 6 Authorize Increase in Capital up Mgmt For For For to 50 Percent via Issuance of New Shares without Preemptive Rights and Amend Articles Accordingly 7.1 Authorize Increase in Capital Mgmt For For For via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves 7.2 Authorize Increase in Capital Mgmt For For For via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves 8 Authorize Issuance of Non Mgmt For For For Convertible Bonds, Debentures, and Debt Securities up to EUR 100 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 9 Authorize Issuance of Mgmt For For For Convertible Debt Securities Without Preemptive Rights up to EUR 2.5 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 10 Advisory Vote on Company's Mgmt For For For Remuneration Report 11 Approve Restricted Stock Plan Mgmt For For For 12 Authorize Board to Enter into Mgmt For For For Activities in Accordance with the Company Objectives 13 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- BANGKOK BANK PUBLIC CO. LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BBL CINS Y0606R101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Operating Mgmt N/A N/A N/A Results 3 Acknowledge 2010 Audit Mgmt N/A N/A N/A Committee's Report 4 Accept Financial Statements and Mgmt For For For Statutory Reports 5 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 5.00 Per Share 6.1 Elect Prachet Siridej as Director Mgmt For For For 6.2 Elect Kovit Poshyananda as Mgmt For For For Director 6.3 Elect Singh Tangtatswas as Mgmt For For For Director 6.4 Elect Charn Sophonpanich as Mgmt For For For Director 6.5 Elect Kanung Luchai as Director Mgmt For For For 6.6 Elect Thaweelap Rittapirom as Mgmt For For For Director 7 Acknowledge Remuneration of Mgmt N/A N/A N/A Directors 8 Approve Deloitte Touche Tohmatsu Mgmt For For For Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CUSIP Y0698A107 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jackson Tai as Independent Mgmt For For For Non-Executive Director 2 Authorize Issuance of Renminbi Mgmt For For For Denominated Bonds for an Amount Not Exceeding RMB 20 Billion --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CINS Y0698A107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Report of Board of Mgmt For For For Directors 2 Approve Report of Board of Mgmt For For For Supervisors 3 Approve the Annual Financial Mgmt For For For Statements 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve the Annual Budget Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers Mgmt For For For Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Zhang Xiangdong as Mgmt For For For Non-Executive Director 7.2 Elect Zhang Qi as Non-Executive Mgmt For For For Director 8.1 Elect Mei Xingbao as External Mgmt For For For Supervisor 8.2 Elect Bao Guoming as External Mgmt For For For Supervisor 9 Approve Issuance of Ordinary Mgmt For For For Financial Bonds --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Mgmt For For For Rgts 1.2 Auth Issuance with Preemptive Mgmt For For For Rgts 1.3 Auth Issuance with Preemptive Mgmt For For For Rgts 1.4 Auth Issuance with Preemptive Mgmt For For For Rgts 1.5 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 1.6 Auth Issuance with Preemptive Mgmt For For For Rgts 1.7 Auth Issuance with Preemptive Mgmt For For For Rgts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 4 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Mgmt For For For Rgts 1.2 Auth Issuance with Preemptive Mgmt For For For Rgts 1.3 Auth Issuance with Preemptive Mgmt For For For Rgts 1.4 Auth Issuance with Preemptive Mgmt For For For Rgts 1.5 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 1.6 Auth Issuance with Preemptive Mgmt For For For Rgts 1.7 Auth Issuance with Preemptive Mgmt For For For Rgts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 4 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Supervisory Mgmt For For For Board 4 Appr Discharge of Management Mgmt For For For Board 5 Ratify Auditors Mgmt For For For 6 Elect Supervisory Board Member Mgmt For For For 7 Approve Remuneration of Directors Mgmt For For For 8 Appr Affiliation Agreements w/ Mgmt For For For Subs 9 Appr Affiliation Agreements w/ Mgmt For For For Subs --------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG. CINS G1245Z108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Auth Brd to Fix Remuneration of Mgmt For For For Aud 18 Approve Political Donations Mgmt For For For 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements Mgmt For For For and Statutory Reports for the Financial Year Ended June 30, 2010 2 Elect John Buchanan as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 4 Elect Keith Rumble as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect John Schubert as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Jacques Nasser as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 7 Elect Malcolm Broomhead as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 8 Elect Carolyn Hewson as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 9 Appoint KPMG Audit Plc as Mgmt For For For Auditors of BHP Billiton Plc 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million 12 Approve the Repurchase of Up to Mgmt For For For 223.11 Million Shares in BHP Billiton Plc 13 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 14 Approve the Amendments to the Mgmt For For For BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan 15 Approve the Grant of Deferred Mgmt For For For Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director 16 Approve the Amendments to Mgmt For For For Constitution of BHP Billiton Ltd 17 Approve the Amendments to the Mgmt For For For Articles of Association of BHP Billiton Plc --------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements Mgmt For For For and Statutory Reports for the Financial Year Ended June 30, 2010 2 Elect John Buchanan as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 4 Elect Keith Rumble as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect John Schubert as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Jacques Nasser as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 7 Elect Malcolm Broomhead as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 8 Elect Carolyn Hewson as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 9 Appoint KPMG Audit Plc as Mgmt For For For Auditors of BHP Billiton Plc 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million 12 Approve the Repurchase of Up to Mgmt For For For 223.11 Million Shares in BHP Billiton Plc 13 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 14 Approve the Amendments to the Mgmt For For For BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan 15 Approve the Grant of Deferred Mgmt For For For Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director 16 Approve the Amendments to Mgmt For For For Constitution of BHP Billiton Ltd 17 Approve the Amendments to the Mgmt For For For Articles of Association of BHP Billiton Plc --------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Dr John Buchanan as Mgmt For For For Director 3 Re-elect David Crawford as Mgmt For For For Director 4 Re-elect Keith Rumble as Director Mgmt For For For 5 Re-elect Dr John Schubert as Mgmt For For For Director 6 Re-elect Jacques Nasser as Mgmt For For For Director 7 Elect Malcolm Broomhead as Mgmt For For For Director 8 Elect Carolyn Hewson as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Mgmt For For For Auditors and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Amend Long Term Incentive Plan Mgmt For For For 15 Approve Grant of Share Awards to Mgmt For For For Marius Kloppers 16 Amend the Constitution of BHP Mgmt For For For Billiton Limited 17 Amend Articles of Association of Mgmt For For For BHP Billiton plc --------------------------------------------------------------------------------------------------------------- BMW GROUP BAYERISCHE MOTOREN WERKE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5 Ratify Auditors Mgmt For For For 6 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 10 2.1 Elect Director Arakawa, Shoshi Mgmt For For For 2.2 Elect Director Nishigai, Kazuhisa Mgmt For For For 2.3 Elect Director Tsuya, Masaaki Mgmt For For For 2.4 Elect Director Masunaga, Mikio Mgmt For For For 2.5 Elect Director Kakehi, Kazuo Mgmt For For For 2.6 Elect Director Tachibana Mgmt For For For Fukushima, Sakie 2.7 Elect Director Enkawa, Takao Mgmt For For For 2.8 Elect Director Murofushi, Kimiko Mgmt For For For 2.9 Elect Director Scott Trevor Davis Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For Masuda, Kenichi 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Auth Brd to Fix Remuneration of Mgmt For For For Aud 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Auth Issuance with Preemptive Mgmt For For For Rgts 18 Appr Issuance w/o Preemptive Rgts Mgmt For For For 19 Authorize Share Repurchase Mgmt For For For Program 20 Amend Restricted Stock Plan Mgmt For Against Against 21 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM.A CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration 3 Appr or Amnd Deferrd Compens Pln Mgmt For For For --------------------------------------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G16612106 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Michael Rake as Mgmt For For For Director 5 Re-elect Ian Livingston as Mgmt For For For Director 6 Re-elect Carl Symon as Director Mgmt For For For 7 Elect Anthony Ball as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 9 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 14 Authorise EU Political Donations Mgmt For For For and Expenditure --------------------------------------------------------------------------------------------------------------- CABLE & WIRELESS COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G17416127 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Sir Richard Lapthorne Mgmt For For For as Director 4 Elect Nick Cooper as Director Mgmt For For For 5 Re-elect Kate Nealon as Director Mgmt For For For 6 Reappoint KPMG Audit plc as Mgmt For For For Auditors 7 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 12 Approve Scrip Dividend Scheme Mgmt For For For 13 Authorise EU Political Donations Mgmt For For For and Expenditure 14 Authorise the Company to Use Mgmt For For For Electronic Communications 15 Approve Final Dividend Mgmt For For For --------------------------------------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS CM CUSIP 136069101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Auditors Mgmt For For For 2 Elect Directors (Bundled) Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 2.14 Elect Directors Mgmt For For For 2.15 Elect Directors Mgmt For For For 2.16 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4.1 Company-Specific -- Miscellaneous ShrHldr Against For Against 4.2 Board Diversity ShrHldr Against Against For 4.3 Report on Pay Disparity ShrHldr Against Against For 4.4 Company-Specific -- Miscellaneous ShrHldr Against Against For 4.5 Company-Specific--Compens-Relatd ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Ratify Auditors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For For For 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 1.14 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration --------------------------------------------------------------------------------------------------------------- CANON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CUSIP J05124144 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt N/A For N/A with a Final Dividend of JPY 65 2.1 Elect Director Mitarai, Fujio Mgmt N/A For N/A 2.2 Elect Director Uchida, Tsuneji Mgmt N/A For N/A 2.3 Elect Director Tanaka, Toshizo Mgmt N/A For N/A 2.4 Elect Director Ikoma, Toshiaki Mgmt N/A For N/A 2.5 Elect Director Watanabe, Kunio Mgmt N/A For N/A 2.6 Elect Director Adachi, Yoroku Mgmt N/A For N/A 2.7 Elect Director Mitsuhashi, Yasuo Mgmt N/A For N/A 2.8 Elect Director Iwashita, Tomonori Mgmt N/A For N/A 2.9 Elect Director Osawa, Masahiro Mgmt N/A For N/A 2.10 Elect Director Matsumoto, Mgmt N/A For N/A Shigeyuki 2.11 Elect Director Shimizu, Katsuichi Mgmt N/A For N/A 2.12 Elect Director Banba, Ryoichi Mgmt N/A For N/A 2.13 Elect Director Honma, Toshio Mgmt N/A For N/A 2.14 Elect Director Nakaoka, Masaki Mgmt N/A For N/A 2.15 Elect Director Honda, Haruhisa Mgmt N/A For N/A 2.16 Elect Director Ozawa, Hideki Mgmt N/A For N/A 2.17 Elect Director Maeda, Masaya Mgmt N/A For N/A 2.18 Elect Director Tani, Yasuhiro Mgmt N/A For N/A 2.19 Elect Director Araki, Makoto Mgmt N/A For N/A 3 Appoint Statutory Auditor Oe, Mgmt N/A For N/A Tadashi 4 Approve Annual Bonus Payment to Mgmt N/A For N/A Directors 5 Approve Stock Option Plan Mgmt N/A For N/A --------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Acknowledge Auditors' Special Mgmt For For For Report Mentioning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 5 Approve Remuneration of Mgmt For For For Directors in the Aggregate Amount of EUR 800,000 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 8 Approve Employee Stock Purchase Mgmt For For For Plan 9 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 10 Authorize Issuance of Warrants Mgmt For For For (BSAAR) Without Preemptive Rights up to Aggregate Nominal Amount EUR 8 Million Reserved for Employees and Corporate Officers 11 Authorize up to 1 Million Shares Mgmt For For For for Use in Restricted Stock Plan 12 Amend Article 11 of Bylaws Re: Mgmt For For For Election of Employee Shareholders Representatives 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- CARILLION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CLLN CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Auth Brd to Fix Remuneration of Mgmt For For For Aud 12 Approve Dividends Mgmt For For For 13 Auth Issuance with Preemptive Mgmt For For For Rgts 14 Approve Political Donations Mgmt For For For 15 Appr Issuance w/o Preemptive Rgts Mgmt For For For 16 Authorize Share Repurchase Mgmt For For For Program 17 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt N/A For N/A Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt N/A For N/A Dividends of DKK 5.00 per Share 4.1 Approve Remuneration of Mgmt N/A For N/A Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work 4.2 Approve Guidelines for Mgmt N/A For N/A Incentive-Based Compensation for Executive Management and Board 4.3 Amend Articles Re: Change of the Mgmt N/A For N/A Supervisory Board Members' Term of Office from Two to One Year 5.1 Reelect Povl Krogsgaard-Larsen Mgmt N/A Abstain N/A as Director 5.2 Reelect Cornelis Job van der Mgmt N/A For N/A Graaf as Director 5.3 Reelect Richard Burrows as Mgmt N/A For N/A Director 5.4 Reelect Niels Kaergard as Mgmt N/A Abstain N/A Director 6 Ratify KPMG as Auditor Mgmt N/A For N/A --------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Auth Brd to Fix Remuneration of Mgmt For For For Aud 18 Approve Political Donations Mgmt For For For 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- CGI GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GIB.A CUSIP 39945C109 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Claude Boivin Mgmt N/A For N/A 1.2 Elect Director Bernard Bourigeaud Mgmt N/A For N/A 1.3 Elect Director Jean Brassard Mgmt N/A For N/A 1.4 Elect Director Robert Chevrier Mgmt N/A For N/A 1.5 Elect Director Dominic Mgmt N/A For N/A D'Alessandro 1.6 Elect Director Thomas P. d'Aquino Mgmt N/A For N/A 1.7 Elect Director Paule Dore Mgmt N/A For N/A 1.8 Elect Director Richard B. Evans Mgmt N/A For N/A 1.9 Elect Director Serge Godin Mgmt N/A For N/A 1.10 Elect Director Andre Imbeau Mgmt N/A For N/A 1.11 Elect Director Gilles Labbe Mgmt N/A For N/A 1.12 Elect Director Eileen A. Mercier Mgmt N/A For N/A 1.13 Elect Director Michael E. Roach Mgmt N/A For N/A 2 Approve Ernst & Young LLP as Mgmt N/A For N/A Auditors and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt N/A For N/A Statutory Reports 2 Accept Consolidated Financial Mgmt N/A For N/A Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt N/A Against N/A on Related-Party Transactions 4 Approve Allocation of Income and Mgmt N/A For N/A Dividends of EUR 2.11 per Share 5 Elect Bernard Arnault as Director Mgmt N/A Against N/A 6 Elect Sidney Toledano as Director Mgmt N/A For N/A 7 Elect Pierre Gode as Director Mgmt N/A Against N/A 8 Authorize Repurchase of Up to 10 Mgmt N/A For N/A Percent of Issued Share Capital 9 Authorize Capitalization of Mgmt N/A For N/A Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 10 Approve Reduction in Share Mgmt N/A For N/A Capital via Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or Mgmt N/A For N/A Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million 12 Authorize Issuance of Equity or Mgmt N/A Against N/A Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million 13 Approve Issuance of Shares up to Mgmt N/A Against N/A 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Qualified Investors or Restricted Number of Investors 14 Authorize Board to Set Issue Mgmt N/A Against N/A Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 12 and 13 15 Authorize Board to Increase Mgmt N/A Against N/A Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11, 12 and 13 16 Authorize Capital Increase of Up Mgmt N/A Against N/A to EUR 80 Million for Future Exchange Offers 17 Authorize Capital Increase of up Mgmt N/A Against N/A to 10 Percent of Issued Capital for Future Acquisitions 18 Approve Employee Stock Purchase Mgmt N/A For N/A Plan 19 Set Total Limit for Capital Mgmt N/A For N/A Increase to Result from All Issuance Requests Above at EUR 80 Million 20 Authorize up to 1 Percent of Mgmt N/A Against N/A Issued Capital for Use in Restricted Stock Plan --------------------------------------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement Mgmt For Against Against with Sumitomo Trust & Banking 2 Amend Articles To Change Company Mgmt For Against Against Name - Change Location of Head Office - Increase Authorized Capital - Create New Classes of Preferred Shares 3.1 Elect Director Hitoshi Tsunekage Mgmt For Against Against 3.2 Elect Director Kiyoshi Mukouhara Mgmt For Against Against 3.3 Elect Director Akio Ohtsuka Mgmt For Against Against 3.4 Elect Director Junichi Sayato Mgmt For Against Against 3.5 Elect Director Tetsuo Ohkubo Mgmt For Against Against 4.1 Appoint Statutory Auditor Mgmt For Against Against Teruhiko Sugita 4.2 Appoint Statutory Auditor Mgmt For Against Against Hitoshi Maeda 4.3 Appoint Statutory Auditor Toshio Mgmt For Against Against Hoshino 5 Approve Special Payments in Mgmt For Against Against Connection with Abolition of Retirement Bonus System --------------------------------------------------------------------------------------------------------------- CLP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00002 CINS Y1660Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 4 Approve Aud and their Mgmt For For For Remuneration 5 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 6 Authorize Share Repurchase Mgmt For For For Program 7 Auth Reissuance of Repurchased Mgmt For Against Against Shrs --------------------------------------------------------------------------------------------------------------- COCHLEAR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CINS Q25953102 10/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended June 30, 2010 2.1 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 3.1 Elect Donal O'Dwyer as a Director Mgmt For For For 3.2 Elect Edward Byrne as a Director Mgmt For For For 3.3 Elect Yasmin Allen as a Director Mgmt For For For 4 Approve the Grant of Up to Mgmt For For For 86,272 Options Exercisable at A$69.69 to Christopher Roberts, CEO/President Under the Cochlear Executive Long Term Incentive Plan --------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.15 per Share 4 Elect Anne-Marie Idrac as Mgmt For For For Director 5 Elect Jacques Pestre as Director Mgmt For Against Against 6 Elect Olivia Qiu as Director Mgmt For For For 7 Reelect Gerard Mestrallet as Mgmt For Against Against Director 8 Reelect Denis Ranque as Director Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million 12 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 14 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value 15 Approve Employee Stock Purchase Mgmt For For For Plan 16 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 17 Authorize Board to Issue Free Mgmt For Against Against Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CUSIP G23296182 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt N/A For N/A Statutory Reports 2 Approve Remuneration Report Mgmt N/A For N/A 3 Approve Final Dividend Mgmt N/A For N/A 4 Re-elect Sir Roy Gardner as Mgmt N/A For N/A Director 5 Re-elect Richard Cousins as Mgmt N/A For N/A Director 6 Re-elect Gary Green as Director Mgmt N/A For N/A 7 Re-elect Andrew Martin as Mgmt N/A For N/A Director 8 Re-elect Sir James Crosby as Mgmt N/A For N/A Director 9 Re-elect Steve Lucas as Director Mgmt N/A For N/A 10 Re-elect Susan Murray as Director Mgmt N/A For N/A 11 Re-elect Don Robert as Director Mgmt N/A For N/A 12 Re-elect Sir Ian Robinson as Mgmt N/A For N/A Director 13 Reappoint Deloitte LLP as Mgmt N/A For N/A Auditors of the Company 14 Authorise Board to Fix Mgmt N/A For N/A Remuneration of Auditors 15 Authorise EU Political Donations Mgmt N/A For N/A and Expenditure 16 Authorise Issue of Equity with Mgmt N/A For N/A Pre-emptive Rights 17 Authorise Issue of Equity Mgmt N/A For N/A without Pre-emptive Rights 18 Authorise Market Purchase Mgmt N/A For N/A 19 Authorise the Company to Call Mgmt N/A For N/A EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- CREDIT SAISON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 3.10 Elect Directors Mgmt For For For 3.11 Elect Directors Mgmt For For For 3.12 Elect Directors Mgmt For For For 3.13 Elect Directors Mgmt For For For 3.14 Elect Directors Mgmt For For For 4.1 Appoint Internal Statutory Mgmt For For For Auditors 4.2 Appoint Internal Statutory Mgmt For For For Auditors 4.3 Appoint Internal Statutory Mgmt For For For Auditors 4.4 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 3.2 Approve Allocation of Dividend Mgmt For For For of CHF 1.30 per Registered Share from Share Premium Reserve 4.1 Approve Creation of CHF 16 Mgmt For For For Million Pool of Capital without Preemptive Rights 4.2 Approve Creation of CHF 4 Mgmt For For For Million Pool of Capital without Preemptive Rights 5.1 Amend Articles Re: Voting Mgmt For For For Procedures for the General Meeting 5.2 Amend Articles Re: Contributions Mgmt For For For in Kind 6.1 Reelect Peter Brabeck-Letmathe Mgmt For For For as Director 6.2 Reelect Jean Lanier as Director Mgmt For For For 6.3 Reelect Anton van Rossum as Mgmt For For For Director 6.4 Ratify KPMG AG as Auditors Mgmt For For For 6.5 Ratify BDO AG as Special Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDA CINS G25536106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Auth Brd to Fix Remuneration of Mgmt For For For Aud 14 Auth Issuance with Preemptive Mgmt For For For Rgts 15 Appr Issuance w/o Preemptive Rgts Mgmt For For For 16 Authorize Share Repurchase Mgmt For For For Program 17 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 18 Amend Restricted Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CINS J08484149 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 4 Appoint Internal Statutory Mgmt For For For Auditors 5 Appoint Alternate Internal Mgmt For For For Statutory Auditor 6 Adopt/Amnd Shareholder Rights Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For Against Against 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For Against Against Auditors 3.3 Appoint Internal Statutory Mgmt For Against Against Auditors 3.4 Appoint Internal Statutory Mgmt For For For Auditors 4 Appoint Alternate Internal Mgmt For For For Statutory Auditor 5 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud --------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 30 2.1 Elect Director Shoda, Takashi Mgmt For For For 2.2 Elect Director Nakayama, Joji Mgmt For For For 2.3 Elect Director Une, Tsutomu Mgmt For For For 2.4 Elect Director Ogita, Takeshi Mgmt For For For 2.5 Elect Director Hirokawa, Kazunori Mgmt For For For 2.6 Elect Director Okimoto, Takashi Mgmt For For For 2.7 Elect Director Hirabayashi, Mgmt For For For Hiroshi 2.8 Elect Director Ishihara, Kunio Mgmt For For For 2.9 Elect Director Anzai, Yuuichiro Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2.1 Elect Director Sato, Yuuki Mgmt For For For 3.1 Appoint Statutory Auditor Koike, Mgmt For For For Kazuo 3.2 Appoint Statutory Auditor Chiba, Mgmt For For For Takashi 4 Approve Annual Bonus Payment to Mgmt For For For Directors --------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5 Approve Remuneration Report Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For For For 8.1 Elect Supervisory Board Member Mgmt For For For 8.2 Elect Supervisory Board Member Mgmt For For For 8.3 Elect Supervisory Board Member Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAINIPPON SUMITOMO PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4506 CINS J10542116 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For Against Against 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 3.10 Elect Directors Mgmt For For For 3.11 Elect Directors Mgmt For For For 3.12 Elect Directors Mgmt For For For 4 Amend Terms of Severance Mgmt For For For Payments to Executives 5 Approve Restricted Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzuki, Shigeharu Mgmt For For For 1.2 Elect Director Hibino, Takashi Mgmt For For For 1.3 Elect Director Iwamoto, Nobuyuki Mgmt For For For 1.4 Elect Director Shirakawa, Makoto Mgmt For For For 1.5 Elect Director Wakabayashi, Mgmt For For For Takatoshi 1.6 Elect Director Oda, Kazuo Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uno, Koichi Mgmt For For For 1.9 Elect Director Matsubara, Nobuko Mgmt For For For 1.10 Elect Director Tadaki, Keiichi Mgmt For For For 1.11 Elect Director Onishi, Toshihiko Mgmt For For For 1.12 Elect Director Ito, Kensuke Mgmt For For For 2 Approve Stock Option Plan and Mgmt For For For Deep Discount Stock Option Plan --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Related Party Transaction Mgmt N/A For N/A 2 Indicate Personal Interest in Mgmt N/A Against N/A Proposed Agenda Item --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt N/A For N/A from 15 Million to 20 Million Shares 2 Adopt New By-Laws Mgmt N/A For N/A --------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 10/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus of Board Chairman Mgmt For For For --------------------------------------------------------------------------------------------------------------- DENA CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2432 CINS J1257N107 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 4.1 Appoint Internal Statutory Mgmt For For For Auditors 4.2 Appoint Internal Statutory Mgmt For Against Against Auditors 4.3 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For Against Against Auditors 3.2 Appoint Internal Statutory Mgmt For For For Auditors 3.3 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud --------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Mgmt For For For Board for Fiscal 2010 4 Approve Discharge of Supervisory Mgmt For For For Board for Fiscal 2010 5 Approve Creation of EUR 5.2 Mgmt For For For Million Pool of Capital without Preemptive Rights 6 Authorize Share Repurchase Mgmt For For For Program and Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Mgmt For For For Derivatives when Repurchasing Shares 8 Amend Articles Re: Majority Mgmt For Against Against Voting Requirements for General Meeting 9 Ratify KPMG AG as Auditors for Mgmt For For For Fiscal 2011 --------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Peggy Bruzelius as Mgmt For For For Director 5 Re-elect Laurence Danon as Mgmt For For For Director 6 Re-elect Betsy Holden as Director Mgmt For For For 7 Re-elect Lord (Clive) Hollick of Mgmt For For For Notting Hill as Director 8 Re-elect Franz Humer as Director Mgmt For For For 9 Re-elect Philip Scott as Director Mgmt For For For 10 Re-elect Todd Stitzer as Director Mgmt For For For 11 Re-elect Paul Walker as Director Mgmt For For For 12 Re-elect Paul Walsh as Director Mgmt For For For 13 Elect Lord (Mervyn) Davies of Mgmt For For For Abersoch as Director 14 Elect Deirdre Mahlan as Director Mgmt For For For 15 Reappoint KPMG Audit plc as Mgmt For For For Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Amend Diageo 2001 Share Mgmt For For For Incentive Plan 22 Approve Diageo 2010 Sharesave Mgmt For For For Plan 23 Authorise the Company to Mgmt For For For Establish International Share Plans 24 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- DIASORIN S.P.A TICKER SECURITY ID: MEETING DATE MEETING STATUS DIA CINS T3475Y104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir --------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 55 2 Amend Articles To Streamline Mgmt For For For Board Structure 3 Elect Director Takahashi, Makoto Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For Hoshino, Shigeo 4.2 Appoint Statutory Auditor Mgmt For For For Higashikawa, Hajime 4.3 Appoint Statutory Auditor Mgmt For For For Harayama, Kiyomi 5 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 6 Amend Articles to Authorize ShrHldr Against Against For Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees 7 Direct Dept Store Subsidiary to ShrHldr Against Against For Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops 8 Direct Dept Store Subsidiary to ShrHldr Against Against For Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops --------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS EKTA B CINS W2479G107 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Bertil Villard as Chairman Mgmt For For For of Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Mgmt For For For Minutes of Meeting 6 Acknowledge Proper Convening of Mgmt For For For Meeting 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 8 Receive CEO's and Chairman's Mgmt N/A N/A N/A Reports 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.00 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Receive Report on Nominating Mgmt N/A N/A N/A Committee's Work 13 Determine Number of Members (8) Mgmt For For For and Deputy Members (0) of Board 14 Approve Remuneration of Mgmt For For For Directors in the Aggregate Amount of SEK 2.89 Million; Approve Remuneration of Auditors 15 Reelect Akbar Seddigh Mgmt For For For (Chairman), Hans Barella, Luciano Cattani, Vera Kallmeyer, Tommy Karlsson, Laurent Leksell, and BirgittaGoransson as Directors; Elect Jan Secher as New Director 16 Approve Remuneration Policy And Mgmt For For For Other Terms of Employment For Executive Management 17.1 Authorize Repurchase of Issued Mgmt For For For Shares 17.2 Authorize Reissuance of Mgmt For For For Repurchased Shares 17.3 Approve Transfer of Shares to Mgmt For For For Participants in Performance Share Program 2010 17.4 Approve Transfer of Shares to Mgmt For For For Cover Certain Expenditures in Connection with Performance Share Program 2009 18 Approve Performance Share Plan Mgmt For For For 2010 19 Authorize Chairman of Board and Mgmt For Against Against Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee 20 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For For For 5 Adopt/Amnd Shareholder Rights Mgmt For For For Plan 6 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Italian Mgmt N/A Do Not Vote N/A Ministry of Economy and Finance 5.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 6 Elect Chairman of the Board of Mgmt For For For Directors 7 Approve Remuneration of Directors Mgmt For Against Against 8 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENERPLUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 292766102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Ministry Mgmt N/A Do Not Vote N/A of Economics and Finance 5.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 6 Elect Chairman of the Board of Mgmt For For For Directors 7 Approve Remuneration of Directors Mgmt For Against Against 8.1 Slate Submitted by the Ministry Mgmt N/A Against N/A of Economics and Finance 8.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors (Assogestioni) 9 Appoint Internal Statutory Mgmt For For For Auditors' Chairman 10 Approve Internal Auditors' Mgmt For For For Remuneration 11 Approve Compensation of the Mgmt For For For Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control --------------------------------------------------------------------------------------------------------------- FAMILYMART CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8028 CINS J13398102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 2.1 Appoint Internal Statutory Mgmt For Against Against Auditors 2.2 Appoint Internal Statutory Mgmt For For For Auditors 3 Amend Terms of Severance Mgmt For Against Against Payments to Executives --------------------------------------------------------------------------------------------------------------- FAURECIA TICKER SECURITY ID: MEETING DATE MEETING STATUS EO CINS F3445A108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Board-Related Mgmt For For For 2 Approve Restricted Stock Plan Mgmt For Against Against 3 Authorize Filing of Documents Mgmt For For For 4 Accept Fin Statmnts & Statut Rpts Mgmt For For For 5 Appr Alloc of Income and Divs Mgmt For For For 6 Approve Dividends Mgmt For For For 7 Approve Special Auditors Report Mgmt For For For 8 Elect Directors Mgmt For Against Against 9 Elect Directors Mgmt For Against Against 10 Elect Directors Mgmt For Against Against 11 Elect Directors Mgmt For Against Against 12 Authorize Share Repurchase Mgmt For Against Against Program 13 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- FINNING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTT CUSIP 318071404 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration 3 Adopt/Amnd Shareholder Rights Mgmt For For For Plan 4 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 2 Elect Mark Barnaba as a Director Mgmt For For For 3 Elect Geoff Brayshaw as a Mgmt For For For Director 4 Elect Russell Scrimshaw as a Mgmt For For For Director 5 Approve the Grant of Up to Mgmt For For For 18,608 Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 6 Approve the Grant of Up to Mgmt For For For 89,526 Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 7 Approve the Grant of Up to Mgmt For For For 31,832 Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan 8 Approve the Grant of Up to Mgmt For For For 20,221 Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company's Performance Share Plan 9 Approve the Increase in the Mgmt For For For Remuneration of Non-Executive Directors to A$2 Million Per Annum --------------------------------------------------------------------------------------------------------------- FRASER AND NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F99 CUSIP Y2642C155 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt N/A For N/A Directors' and Auditors' Reports 2 Declare Final Dividend of SGD Mgmt N/A For N/A 0.12 Per Share 3.1 Reelect Lee Hsien Yang as Mgmt N/A For N/A Director 3.2 Reelect Soon Tit Koon as Director Mgmt N/A For N/A 3.3 Reelect Ho Tian Yee as Director Mgmt N/A For N/A 3.4 Reelect Maria Mercedes Corrales Mgmt N/A For N/A as Director 3.5 Reelect Hirotake Kobayashi as Mgmt N/A For N/A Director 4 Approve Directors' Fees of SGD Mgmt N/A For N/A 2.7 Million for the Year Ending Sept. 30, 2011 5 Reappoint Auditors and Authorize Mgmt N/A For N/A Board to Fix Their Remuneration 6 Authorize Issuance of Equity or Mgmt N/A For N/A Equity-Linked Securities with Preemptive Rights 7 Approve Issuance of Shares and Mgmt N/A Against N/A Grant of Options Pursuant to the Fraser and Neave, Ltd. Executives' Share Option Scheme 1999 8 Approve Issuance of Shares and Mgmt N/A For N/A Grant of Awards Pursuant to the F&N Restricted Share Plan and/or the F&N Performance Share Plan 9 Approve Issuance of Shares Mgmt N/A For N/A Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Mgmt N/A For N/A Program 11 Other Business (Voting) Mgmt N/A Against N/A --------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CUSIP H3238Q102 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For StatutoryReports 2 Approve Compensation Policy Mgmt For For For 3 Approve Discharge of the Board Mgmt For For For of Directors 4 Approve Allocation of Income and Mgmt For For For Dividends of CHF 21.50 per Share 5.1 Amend Articles Re: Board Size Mgmt For For For 5.2 Amend Articles Re: Term of Mgmt For For For Office for Board Members 6.1 Elect Lilian Fossum Biner as Mgmt For For For Director 6.2 Reelect Henner Schierenbeck as Mgmt For For For Director 6.3 Reelect Nabil Sakkab as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Simon Dingemans as Director Mgmt For For For 4 Elect Stacey Cartwright as Mgmt For For For Director 5 Elect Judy Lewent as Director Mgmt For For For 6 Re-elect Sir Christopher Gent as Mgmt For For For Director 7 Re-elect Andrew Witty as Director Mgmt For For For 8 Re-elect Sir Roy Anderson as Mgmt For For For Director 9 Re-elect Dr Stephanie Burns as Mgmt For For For Director 10 Re-elect Larry Culp as Director Mgmt For For For 11 Re-elect Sir Crispin Davis as Mgmt For For For Director 12 Re-elect Sir Deryck Maughan as Mgmt For For For Director 13 Re-elect James Murdoch as Mgmt For For For Director 14 Re-elect Dr Daniel Podolsky as Mgmt For For For Director 15 Re-elect Dr Moncef Slaoui as Mgmt For For For Director 16 Re-elect Tom de Swaan as Director Mgmt For For For 17 Re-elect Sir Robert Wilson as Mgmt For For For Director 18 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 19 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise EU Political Donations Mgmt For For For and Expenditure 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 23 Authorise Market Purchase Mgmt For For For 24 Approve the Exemption from Mgmt For For For Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- GRANDE CACHE COAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCE CUSIP 38655X105 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Six Mgmt For For For 2 Elect Robert H. Stan, Robert G. Mgmt For For For Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors 3 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Stock Option Plan Mgmt For Against Against 5 Approve All Unallocated Mgmt For Against Against Restricted Share Units Under the Share Unit Plan --------------------------------------------------------------------------------------------------------------- HITACHI LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6501 CINS J20454112 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For Against Against 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 2 Remove Existing Directors ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- HOLCIM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For Against Against 2 Approve Discharge of Board and Mgmt For For For Senior Management 3.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 3.2 Approve Dividends of CHF 1.50 Mgmt For For For per Share from Capital Contribution Reserves 4.1 Reelect Christine Binswanger as Mgmt For For For Director 4.2 Reelect Andreas von Planta as Mgmt For For For Director 4.3 Reelect Erich Hunziker as Mgmt For Against Against Director 4.4 Elect Alexander Gut as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 3.10 Elect Directors Mgmt For For For 3.11 Elect Directors Mgmt For For For 3.12 Elect Directors Mgmt For For For 4.1 Appoint Internal Statutory Mgmt For For For Auditors 4.2 Appoint Internal Statutory Mgmt For Against Against Auditors 5 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 6 Appr Incr in Comp Mgmt For For For Ceiling/Dirs/Aud --------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00006 CINS Y33549117 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve JV Transaction and Mgmt For For For Related Transactions --------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Mgmt For For For Director 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Mgmt For For For Director 3.6 Re-elect Douglas Flint as Mgmt For For For Director 3.7 Re-elect Alexander Flockhart as Mgmt For For For Director 3.8 Re-elect Stuart Gulliver as Mgmt For For For Director 3.9 Re-elect James Hughes-Hallett as Mgmt For For For Director 3.10 Re-elect William Laidlaw as Mgmt For For For Director 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Mgmt For For For Director 3.15 Re-elect Sir Simon Robertson as Mgmt For For For Director 3.16 Re-elect John Thornton as Mgmt For For For Director 3.17 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Mgmt For For For Auditors and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Mgmt For For For Non-Executive Directors 9 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 3.10 Elect Directors Mgmt For For For 3.11 Elect Directors Mgmt For For For 3.12 Elect Directors Mgmt For For For 3.13 Elect Directors Mgmt For For For 3.14 Elect Directors Mgmt For For For 3.15 Elect Directors Mgmt For For For 3.16 Elect Directors Mgmt For For For 3.17 Elect Directors Mgmt For For For 4 Approve Aud and their Mgmt For For For Remuneration 5 Auth Issuance with Preemptive Mgmt For For For Rgts 6 Appr Issuance w/o Preemptive Rgts Mgmt For For For 7 Approve Restricted Stock Plan Mgmt For For For 8 Approve Remuneration of Directors Mgmt For For For 9 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CUSIP Y3744A105 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Connected Transaction Mgmt For For For with a Related Party and Related Annual Caps --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Mgmt For For For Board of Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Audited Financial Mgmt For For For Statements 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 6 Approve Issuance of Short-Term Mgmt For For For Debentures 7 Approve Issuance of Super Mgmt For For For Short-Term Debentures 8 Approve Issuance of RMB Mgmt For For For Denominated Debt Instruments 9 Amend Articles of Association of Mgmt For For For the Company 10.1 Reelect Cao Peixi as Director Mgmt For For For 10.2 Reelect Huang Long as Director Mgmt For For For 10.3 Elect Li Shiqi as Director Mgmt For For For 10.4 Reelect Huang Jian as Director Mgmt For For For 10.5 Reelect Liu Guoyue as Director Mgmt For For For 10.6 Reelect Fan Xiaxia as Director Mgmt For For For 10.7 Reelect Shan Qunying as Director Mgmt For For For 10.8 Reelect Liu Shuyuan as Director Mgmt For For For 10.9 Reelect Xu Zujian as Director Mgmt For For For 10.10 Reelect Huang Mingyuan as Mgmt For For For Director 10.11 Reelect Shao Shiwei as Mgmt For For For Independent Non-Executive Director 10.12 Reelect Wu Liansheng as Mgmt For For For Independent Non-Executive Director 10.13 Elect Li Zhensheng as Mgmt For For For Independent Non-Executive Director 10.14 Elect Qi Yudong as Independent Mgmt For For For Non-Executive Director 10.15 Elect Zhang Shouwen as Mgmt For For For Independent Non-Executive Director 11.1 Reelect Guo Junming as Supervisor Mgmt For For For 11.2 Elect Hao Tingwei as Supervisor Mgmt For For For 11.3 Elect Zhang Mengjiao as Mgmt For For For Supervisor 11.4 Reelect Gu Jianguo as Supervisor Mgmt For For For 12 Approve Non-Public Issuance of ShrHldr N/A For N/A Debt Financing Instruments --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.2 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.3 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.4 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.5 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.6 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.7 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.8 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.9 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.10 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.11 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 1.12 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.13 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.14 Appr Iss of Shrs for Priv Mgmt For For For Placement 2 Appr Iss of Shrs for Priv Mgmt For For For Placement 3 Appr Iss of Shrs for Priv Mgmt For For For Placement 4 Board to Execute Apprd Mgmt For For For Resolutions --------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.2 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.3 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.4 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.5 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.6 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.7 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.8 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.9 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.10 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.11 Approve Use of Proceeds from Mgmt For For For Fund Raising Activities 1.12 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.13 Appr Iss of Shrs for Priv Mgmt For For For Placement 1.14 Appr Iss of Shrs for Priv Mgmt For For For Placement 2 Appr Iss of Shrs for Priv Mgmt For For For Placement 3 Appr Iss of Shrs for Priv Mgmt For For For Placement 4 Board to Execute Apprd Mgmt For For For Resolutions --------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 13 CINS Y38024108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Fok Kin-ning, Canning as Mgmt For For For Director 3.2 Reelect Kam Hing Lam as Director Mgmt For Against Against 3.3 Reelect Holger Kluge as Director Mgmt For For For 3.4 Reelect William Shurniak as Mgmt For For For Director 3.5 Reelect Wong Chung Hin as Mgmt For For For Director 4 Appoint Auditor and Authorize Mgmt For For For Board to Fix Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 6 Approve Amendments to the Mgmt For For For Articles of Association --------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CINS J2388K103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 2 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- IHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 2.14 Elect Directors Mgmt For Against Against 2.15 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For Against Against Auditors --------------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) TICKER SECURITY ID: MEETING DATE MEETING STATUS ILU CINS Q4875J104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Remuneration of Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For 5 Approve or Amend Mgmt For Against Against Severance/Change-in-Control Agreements --------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Auth Brd to Fix Remuneration of Mgmt For For For Aud 15 Auth Issuance with Preemptive Mgmt For For For Rgts 16 Approve Political Donations Mgmt For For For 17 Approve/Amend All Employee Mgmt For For For Option Schemes 18 Approve Employee Stock Purchase Mgmt For For For Pln 19 Approve Employee Stock Purchase Mgmt For For For Pln --------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Issuance w/o Preemptive Rgts Mgmt For For For 2 Authorize Share Repurchase Mgmt For For For Program 3 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CUSIP G4721W102 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt N/A For N/A Statutory Reports 2 Approve Remuneration Report Mgmt N/A For N/A 3 Approve Final Dividend Mgmt N/A For N/A 4 Re-elect Ken Burnett as Director Mgmt N/A For N/A 5 Re-elect Alison Cooper as Mgmt N/A For N/A Director 6 Re-elect Robert Dyrbus as Mgmt N/A For N/A Director 7 Re-elect Michael Herlihy as Mgmt N/A For N/A Director 8 Re-elect Pierre Jungels as Mgmt N/A For N/A Director 9 Re-elect Susan Murray as Director Mgmt N/A For N/A 10 Re-elect Iain Napier as Director Mgmt N/A For N/A 11 Re-elect Berge Setrakian as Mgmt N/A For N/A Director 12 Re-elect Mark Williamson as Mgmt N/A For N/A Director 13 Reappoint PricewaterhouseCoopers Mgmt N/A For N/A LLP as Auditors 14 Authorise Board to Fix Mgmt N/A For N/A Remuneration of Auditors 15 Authorise EU Political Donations Mgmt N/A For N/A and Expenditure 16 Extend the Grant of Options Mgmt N/A For N/A under the French Appendix to the Imperial Tobacco Group International Sharesave Plan 17 Authorise Issue of Equity with Mgmt N/A For N/A Pre-emptive Rights 18 Authorise Issue of Equity Mgmt N/A For N/A without Pre-emptive Rights 19 Authorise Market Purchase Mgmt N/A For N/A 20 Authorise the Company to Call Mgmt N/A For N/A EGM with Two Weeks' Notice 21 Adopt New Articles of Association Mgmt N/A For N/A --------------------------------------------------------------------------------------------------------------- INDRA SISTEMAS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS BIDR CINS E6271Z155 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Mgmt For For For Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share 2 Approve Discharge of Directors Mgmt For For For 3.1 Fix Number of Directors at 15 Mgmt For For For 3.2 Elect Javier de AndrZs Gonz++lez Mgmt For For FOR as Director 3.3 Reelect Mediaci-n y Diagn-sticos Mgmt For For For SA as Director 3.4 Reelect Participaciones y Mgmt For For For Cartera de Inversi-n SL as Director 3.5 Reelect Isabel Aguilera Navarro Mgmt For For For as Director 3.6 Reelect Rosa Sugra-es Arimany as Mgmt For For For Director 3.7 Reelect Javier Monz-n de C++ceres Mgmt For For For as Director 3.8 Reelect Regino Moranchel Mgmt For For For Fern++ndez as Director 3.9 Elect Ignacio Santillana del Mgmt For For For Barrio as Director 4.1 Amend Several Articles to Adapt Mgmt For For For to Spanish Corporate Enterprises Act 4.2 Amend Article 30 Paragraph 3 Mgmt For For For (New Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee 4.3 Amend Article 14 Re: Elimination Mgmt For For For of Minimum Ownership Requirement to Attend the Shareholders' Meeting 4.4 Amend Article 2 Re: Corporate Mgmt For For For Purpose 4.5 Amend Article 27 Re: Mgmt For For For Remuneration of Board of Directors 4.6 Amend Several Articles Re: Mgmt For For For Changes in Stylistics 4.7 Approve Restated Bylaws Mgmt For For For 5.1 Amend Several Articles of Mgmt For For For General Meeting Regulations to Adapt to Spanish Corporate Enterprises Act 5.2 Amend Several Articles of Mgmt For For For General Meeting Regulations Re: Changes in Stylistics 5.3 Amend Article 6 (New Article 7) Mgmt For For For of General Meeting Regulations Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting 5.4 Approve Restated General Meeting Mgmt For For For Regulations 6 Receive Changes to Board of Mgmt N/A N/A N/A Directors' Guidelines 7 Advisory Vote on Remuneration Mgmt For For For Report 8 Approve Remuneration of Directors Mgmt For For For 9 Approve Restricted Share Plan Mgmt For For For 10 Reelect KPMG as Auditors Mgmt For For For 11 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL (INDITEX) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E6282J109 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Mgmt For For For Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 2 Approve Consolidated Financial Mgmt For For For Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 3 Approve Allocation of Income and Mgmt For For For Dividends 4.1 Re-elect Amancio Ortega Gaona as Mgmt For Against Against Director 4.2 Re-elect Pablo Isla Alvarez de Mgmt For For For Tejera as Director 4.3 Re-elect Juan Manuel Urgoiti as Mgmt For Against Against Director 5.1 Elect Nils Smedegaard Andersen Mgmt For For For as Director 5.2 Elect Emilio Saracho Rodriguez Mgmt For For For de Torres as Director 6 Amend Articles 12, 21, 31 and 32 Mgmt For For For of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee 7 Amend Article 15 of General Mgmt For For For Meeting Regulations 8 Re-elect Auditors Mgmt For For For 9 Authorize Repurchase of Shares Mgmt For For For 10 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- INMET MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Abstain Against 3.1 Elect Francesco Caio as Director Mgmt For For For 3.2 Re-elect Ulf Henriksson as Mgmt For For For Director 3.3 Elect Paul Lester as Director Mgmt For For For 3.4 Elect Dr Martin Read as Director Mgmt For For For 3.5 Re-elect Pat Zito as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Mgmt For For For Auditors 5 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 6 Approve Final Dividend Mgmt For For For 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 9 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 10 Authorise Market Purchase Mgmt For For For 11 Authorise EU Political Donations Mgmt For For For and Expenditure 12 Adopt New Articles of Association Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVEB CINS W48102128 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Prepare and Appr List of Mgmt For For For Sharehldrs 3 Approve Minutes of Meeting Mgmt For For For 4 Designate Inspector of Mtg Mgmt For For For Minutes 5 Acknowledge Proper Convening of Mgmt For For For Mtg 6 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 7 Receive President's Report Mgmt N/A N/A N/A 8 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 9 Accept Fin Statmnts & Statut Rpts Mgmt For For For 10 Appr Discharge of Board and Pres. Mgmt For For For 11 Appr Alloc of Income and Divs Mgmt For For For 12.1 Fix Number of Directors Mgmt For For For 12.2 Fix Number of Directors Mgmt For For For 13.1 Approve Remuneration of Directors Mgmt For For For 13.2 Auth Brd to Fix Remuneration of Mgmt For For For Aud 14 Elect Directors (Bundled) Mgmt For For For 15 Ratify Auditors Mgmt For For For 16.1 Approve Remuneration Report Mgmt For For For 16.2 Company-Specific Compens-Related Mgmt For For For 17.1 Auth Share Repurchase Mgmt For For For Prg/Reissuance of Repurchased Shares 17.2 Company-Specific Compens-Related Mgmt For For For 18 Elect Members of Election Mgmt For For For Committee 19 Amend Articles/Charter ShrHldr N/A For N/A Equity-Related 20.1 Miscellaneous -- Equity Related ShrHldr N/A For N/A 20.2 Company-Specific-Governance-Related ShrHldr N/A Against N/A 20.3 Company-Specific-Governance-Related ShrHldr N/A Against N/A 20.4 Approve Alternate Income ShrHldr N/A Against N/A Allocation Proposal 20.5 Approve Alternate Income ShrHldr N/A Against N/A Allocation Proposal 20.6 Approve Alternate Income ShrHldr N/A Against N/A Allocation Proposal 20.7 Initiate Share Repurchase Program ShrHldr N/A Against N/A 20.8 Hire Advisor/Maximize Shldr Value ShrHldr N/A Against N/A 20.9 Hire Advisor/Maximize Shldr Value ShrHldr N/A Against N/A 20.10 Company-Specific -- Miscellaneous ShrHldr N/A Against N/A 20.11 Company-Specific - Shareholder ShrHldr N/A Against N/A Misc 20.12 Company-Specific-Governance-Related ShrHldr N/A Against N/A 20.13 Company-Specific-Governance-Related ShrHldr N/A Against N/A 21 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For 3.10 Elect Directors Mgmt For For For 3.11 Elect Directors Mgmt For For For 3.12 Elect Directors Mgmt For For For 3.13 Elect Directors Mgmt For For For 3.14 Elect Directors Mgmt For For For 4.1 Appoint Internal Statutory Mgmt For For For Auditors 4.2 Appoint Internal Statutory Mgmt For For For Auditors 5 Appr Incr in Comp Ceiling for Mgmt For For For Dirs --------------------------------------------------------------------------------------------------------------- ITV PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITV CINS G4984A110 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Auth Brd to Fix Remuneration of Mgmt For For For Aud 7 Auth Issuance with Preemptive Mgmt For For For Rgts 8 Appr Issuance w/o Preemptive Rgts Mgmt For For For 9 Approve Political Donations Mgmt For For For 10 Authorize Share Repurchase Mgmt For For For Program 11 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CUSIP X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Mgmt N/A For N/A Statements and Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and Mgmt N/A For N/A Dividends 3 Accept Consolidated Financial Mgmt N/A For N/A Statements and Statutory Reports for Fiscal 2010 4 Approve Discharge of Management Mgmt N/A For N/A and Supervisory Board 5 Approve Remuneration Policy Mgmt N/A For N/A 6 Approve Decrease in Size of Board Mgmt N/A For N/A 7 Elect Audit Committee Member Mgmt N/A For N/A 8 Amend Articles 23 and 25 Mgmt N/A For N/A 9 Amend Pension Plan Mgmt N/A For N/A 10 Shareholder Proposal: Approve ShrHldr N/A For N/A Remuneration of Remuneration Committee Members --------------------------------------------------------------------------------------------------------------- JTEKT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6473 CINS J2946V104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For Against Against 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 3 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 4 Appr Retirement Bonuses for Dirs Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CINS J36615102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 2.14 Elect Directors Mgmt For For For 2.15 Elect Directors Mgmt For For For 2.16 Elect Directors Mgmt For For For 2.17 Elect Directors Mgmt For For For 2.18 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For Against Against Auditors 3.3 Appoint Internal Statutory Mgmt For For For Auditors 4 Appr Retirement Bonuses for Dirs Mgmt For Against Against 5 Approve Stock Option Plan Mgmt For For For 6 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- KDDI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 3 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 4 Appr/Amnd Exec Incentive Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Tax-Exempt Mgmt For For For Dividend of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 3 Reelect Tony Chew Leong-Chee as Mgmt For For For Director 4 Reelect Tow Heng Tan as Director Mgmt For For For 5 Reelect Teo Soon Hoe as Director Mgmt For For For 6 Reelect Tan Ek Kia as Director Mgmt For For For 7 Reelect Danny Teoh as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Mgmt For For For Director 9 Approve Directors' Fees Mgmt For For For Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 10 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Mgmt For For For Program 13 Approve Mandate for Transactions Mgmt For For For with Related Parties --------------------------------------------------------------------------------------------------------------- KEPPEL LAND LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS K17 CINS V87778102 12/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Divestment by Bayfront Mgmt For For For Development Pte. Ltd. of One-Third Interest in Marina Bay Financial Centre Towers 1 & 2 and Marina Bay Link Mall 2 Approve Acquisition of Keppel Mgmt For For For Towers and GE Tower by Mansfield Developments Pte. Ltd. --------------------------------------------------------------------------------------------------------------- KESKO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KESBV CINS X44874109 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector of Mtg Mgmt For For For Minutes 4 Acknowledge Proper Convening of Mgmt For For For Mtg 5 Prepare and Appr List of Mgmt For For For Sharehldrs 6 Receive President's Report Mgmt N/A N/A N/A 7 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 8 Accept Fin Statmnts & Statut Rpts Mgmt For For For 9 Appr Alloc of Income and Divs Mgmt For For For 10 Appr Discharge of Board and Pres. Mgmt For For For 11 Approve Remuneration of Directors Mgmt For For For 12 Fix Number of Directors Mgmt For For For 13 Elect Directors (Bundled) Mgmt N/A N/A N/A 14 Auth Brd to Fix Remuneration of Mgmt For For For Aud 15 Ratify Auditors Mgmt For For For 16 Authorize Share Repurchase Mgmt For For For Program 17 Auth Reissuance of Repurchased Mgmt For For For Shrs 18 Approve Donations for Charitable Mgmt For For For Purpose 19 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Auth Brd to Fix Remuneration of Mgmt For For For Aud 15 Approve Political Donations Mgmt For For For 16 Auth Issuance with Preemptive Mgmt For For For Rgts 17 Appr Issuance w/o Preemptive Rgts Mgmt For For For 18 Authorize Share Repurchase Mgmt For For For Program 19 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 20 Amend Restricted Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KINROSS GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS K CINS 496902404 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Shares and Mgmt For Against Against Warrants in Connection with Acquisition --------------------------------------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 2 Appoint Internal Statutory Mgmt For Against Against Auditors 3 Adopt/Amnd Shareholder Rights Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CUSIP X4551T105 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt N/A For N/A Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt N/A For N/A Meeting 5 Prepare and Approve List of Mgmt N/A For N/A Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt N/A For N/A Statutory Reports 8 Approve Allocation of Income and Mgmt N/A For N/A Dividends of EUR 0.895 per Class A Share and EUR 0.90 per Class B Share 9 Approve Discharge of Board and Mgmt N/A For N/A President 10 Approve Remuneration of Mgmt N/A For N/A Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work 11 Fix Number of Directors at Mgmt N/A For N/A Eight; Fix Number of Deputy Members at One 12 Reelect Matti Alahuhta, Anne Mgmt N/A Against N/A Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Member 13 Approve Remuneration of Auditors Mgmt N/A For N/A 14 Fix Number of Auditors at Two Mgmt N/A For N/A 15 Ratify PricewaterhouseCoopers Oy Mgmt N/A For N/A and Heikki Lassila as Auditors 16 Authorize Repurchase of up to Mgmt N/A For N/A 3.8 Million Class A Shares and 21.8 Million Class B Shares 17 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 3 Accept Fin Statmnts & Statut Rpts Mgmt For For For 4.1 Misc Proposal Company-Specific Mgmt N/A N/A N/A 4.2 Approve Dividends Mgmt For For For 5.1 Appr Discharge of Management Mgmt For For For Board 5.2 Appr Discharge of Supervisory Mgmt For For For Board 6.1 Approve Executive Appointment Mgmt For For For 6.2 Approve Executive Appointment Mgmt For For For 7 Elect Supervisory Board Member Mgmt For For For 8 Approve Remuneration of Directors Mgmt For For For 9.1 Appr Issuance w/o Preemptive Rgts Mgmt For For For 9.2 Eliminate Preemptive Rights Mgmt For For For 10 Authorize Share Repurchase Mgmt For For For Program 11 Approve Reduction in Share Mgmt For For For Capital 12 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine 13 Transact Other Business Mgmt N/A N/A N/A 14 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 3 Accept Fin Statmnts & Statut Rpts Mgmt For For For 4 Misc Proposal Company-Specific Mgmt N/A N/A N/A 5 Approve Dividends Mgmt For For For 6 Appr Discharge of Management Mgmt For For For Board 7 Appr Discharge of Supervisory Mgmt For For For Board 8 Ratify Auditors Mgmt For For For 9 Approve Remuneration Report Mgmt For For For 10 Approve Remuneration of Directors Mgmt For For For 11 Company Specific--Board-Related Mgmt N/A N/A N/A 12 Elect Supervisory Board Member Mgmt For For For 13 Elect Supervisory Board Member Mgmt For For For 14 Elect Supervisory Board Member Mgmt For For For 15 Company Specific--Board-Related Mgmt N/A N/A N/A 16 Authorize Share Repurchase Mgmt For For For Program 17 Approve Reduction in Share Mgmt For For For Capital 18 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- KROSAKI HARIMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5352 CINS J37372109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Appoint Internal Statutory Mgmt For For For Auditors 2.2 Appoint Internal Statutory Mgmt For For For Auditors 2.3 Appoint Internal Statutory Mgmt For Against Against Auditors 2.4 Appoint Internal Statutory Mgmt For Against Against Auditors 3.1 Appoint Alternate Internal Mgmt For Against Against Statutory Auditor 3.2 Appoint Alternate Internal Mgmt For Against Against Statutory Auditor 4 Appr Ret Bonus/Dir & Stat Mgmt For Against Against Auditors --------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Auth Brd to Fix Remuneration of Mgmt For For For Aud 15 Approve Remuneration Report Mgmt For For For 16 Auth Issuance with Preemptive Mgmt For For For Rgts 17 Approve Political Donations Mgmt For For For 18 Approve Stock Dividend Program Mgmt For For For 19 Appr Issuance w/o Preemptive Rgts Mgmt For For For 20 Authorize Share Repurchase Mgmt For For For Program 21 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5 Approve Remuneration Report Mgmt For For For 6.1 Elect Supervisory Board Member Mgmt For For For 6.2 Elect Supervisory Board Member Mgmt For Against Against 6.3 Elect Supervisory Board Member Mgmt For Against Against 6.4 Elect Supervisory Board Member Mgmt For Against Against 6.5 Elect Supervisory Board Member Mgmt For For For 6.6 Elect Supervisory Board Member Mgmt For For For 6.7 Elect Supervisory Board Member Mgmt For Against Against 6.8 Elect Supervisory Board Member Mgmt For Against Against 6.9 Elect Alternate/Deputy Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For For For 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Stuart Rose as Mgmt For For For Director 5 Elect Marc Bolland as Director Mgmt For For For 6 Elect John Dixon as Director Mgmt For For For 7 Re-elect Martha Fox as Director Mgmt For For For 8 Re-elect Steven Holliday as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 10 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 15 Authorise EU Political Donations Mgmt For For For and Expenditure 16 Adopt New Articles of Association Mgmt For For For --------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir 2 Appr Discharge of Management Mgmt For For For Board 3 Appr Discharge of Supervisory Mgmt For For For Board 4 Approve Remuneration Report Mgmt For For For 5 Ratify Auditors Mgmt For For For 6.1 Elect Supervisory Board Member Mgmt For Against Against 6.2 Elect Supervisory Board Member Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6503 CINS J43873116 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For Against Against 1.11 Elect Directors Mgmt For Against Against 1.12 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J45745106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 27 2.1 Elect Director Egashira, Toshiaki Mgmt For For For 2.2 Elect Director Tateyama, Ichiro Mgmt For For For 2.3 Elect Director Karasawa, Mgmt For For For Yasuyoshi 2.4 Elect Director Suzuki, Hisahito Mgmt For For For 2.5 Elect Director Fujimoto, Susumu Mgmt For For For 2.6 Elect Director Horimoto, Shuuhei Mgmt For For For 2.7 Elect Director Yoneda, Masanori Mgmt For For For 2.8 Elect Director Tsuchiya, Mgmt For For For Mitsuhiro 2.9 Elect Director Iijima, Ichiro Mgmt For For For 2.10 Elect Director Seki, Toshihiko Mgmt For For For 2.11 Elect Director Watanabe, Akira Mgmt For For For 2.12 Elect Director Umezu, Mitsuhiro Mgmt For For For 2.13 Elect Director Tsunoda, Daiken Mgmt For For For 3.1 Appoint Statutory Auditor Ikeda, Mgmt For For For Katsuaki 3.2 Appoint Statutory Auditor Mgmt For For For Nakamura, Masayoshi --------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CINS J46840104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect Sir John Parker as Mgmt For For For Director 4 Re-elect Steve Holliday as Mgmt For For For Director 5 Re-elect Ken Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Mgmt For For For Director 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Re-elect Tom King as Director Mgmt For For For 11 Re-elect Maria Richter as Mgmt For For For Director 12 Re-elect John Allan as Director Mgmt For For For 13 Re-elect Linda Adamany as Mgmt For For For Director 14 Re-elect Mark Fairbairn as Mgmt For For For Director 15 Re-elect Philip Aiken as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 17 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 18 Approve Remuneration Report Mgmt For For For 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- NCC AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NCC B CINS W5691F104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Appr List of Mgmt For For For Sharehldrs 4 Approve Minutes of Meeting Mgmt For For For 5 Designate Inspector of Mtg Mgmt For For For Minutes 6 Acknowledge Proper Convening of Mgmt For For For Mtg 7 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 8 Receive President's Report Mgmt N/A N/A N/A 9 Accept Fin Statmnts & Statut Rpts Mgmt For For For 10 Appr Alloc of Income and Divs Mgmt For For For 11 Appr Discharge of Board and Pres. Mgmt For For For 12 Fix Number of Directors Mgmt For For For 13 Appr Remuneration of Dirs & Auds Mgmt For For For 14 Elect Directors (Bundled) Mgmt For For For 15 Elect Members of Election Mgmt For For For Committee 16 Approve Remuneration Report Mgmt For For For 17 Auth Reissuance of Repurchased Mgmt For For For Shrs 18 Transact Other Business Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTE OIL TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt For For For Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt For For For Meeting 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, the Auditor's Report, and the Supervisory Board's Statement; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Mgmt For For For Supervisory Board 11 Fix Number of Supervisory Board Mgmt For For For Members 12 Elect Supervisory Board Members Mgmt For For For 13 Approve Remuneration of Mgmt For For For Directors in the Amount of EUR 66,000 for Chairman, EUR 49,200 for Vice Chairman, and EUR 35,400 for Other Directors; Approve Additional Attendance Payment 14 Fix Number of Directors at Eight Mgmt For For For 15 Reelect Timo Peltola (Chair), Mgmt For For For Michiel Boersma,, Maija-Liisa Friman, Nina Linander, Hannu Ryopponen, and Markku Tapio as Directors; Elect Laura Raitio and Jorma Eloranta (Vice Chair) as New Directors 16 Approve Remuneration of Auditors Mgmt For For For 17 Ratify Ernst & Young Oy as Mgmt For For For Auditor 18 Abolish Supervisory Board; Amend ShrHldr N/A For N/A Articles Accordingly 19 Appoint Nomination Committee ShrHldr N/A For N/A 20 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Mgmt For For For Senior Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.85 per Share 4.1 Reelect Paul Bulcke as Director Mgmt For For For 4.2 Reelect Andreas Koopmann as Mgmt For For For Director 4.3 Reelect Rolf Haenggi as Director Mgmt For For For 4.4 Reelect Jean-Pierre Meyers as Mgmt For For For Director 4.5 Reelect Naina Lal Kidwai as Mgmt For For For Director 4.6 Reelect Beat Hess as Director Mgmt For For For 4.7 Elect Ann Veneman as Director Mgmt For For For 4.8 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 16.5 Million Mgmt For For For Reduction in Share Capital via Cancellation of 165 Million Shares --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00017 CINS Y63084126 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Transaction w/ a Related Mgmt For For For Party --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y63084126 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Company Assets Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17 CINS Y63084126 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Yu-Tung as Director Mgmt For For For 3.2 Reelect Ho Hau-Hay, Hamilton as Mgmt For For For Director 3.3 Reelect Lee Luen-Wai, John as Mgmt For For For Director 3.4 Reelect Liang Cheung-Biu, Thomas Mgmt For For For as Director 3.5 Reelect Cheng Chi-Kong, Adrian Mgmt For For For as Director 3.6 Reelect Cheng Chi-Heng as Mgmt For Against Against Director 3.7 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Joint Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to Mgmt For For For Ten Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares --------------------------------------------------------------------------------------------------------------- NEWCREST MINING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 30, 2010 2.1 Elect Richard Lee as a Director Mgmt For For For 2.2 Elect John Spark as a Director Mgmt For For For 2.3 Elect Tim Poole as a Director Mgmt For For For 2.4 Elect Greg Robinson as a Director Mgmt For For For 3 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 4 Approve the Increase in Mgmt For For For Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum --------------------------------------------------------------------------------------------------------------- NIKON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7731 CUSIP 654111103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 14 2.1 Elect Director Kariya, Michio Mgmt For For For 2.2 Elect Director Kimura, Makoto Mgmt For For For 2.3 Elect Director Ito, Junichi Mgmt For For For 2.4 Elect Director Suwa, Kyoichi Mgmt For For For 2.5 Elect Director Ushida, Kazuo Mgmt For For For 2.6 Elect Director Kumazawa, Masami Mgmt For For For 2.7 Elect Director Masai, Toshiyuki Mgmt For For For 2.8 Elect Director Okamoto, Yasuyuki Mgmt For For For 2.9 Elect Director Hashizume, Norio Mgmt For For For 2.10 Elect Director Matsuo, Kenji Mgmt For For For 2.11 Elect Director Higuchi, Kokei Mgmt For For For 2.12 Elect Director Kanazawa, Kenichi Mgmt For For For 3.1 Appoint Statutory Auditor Kawai, Mgmt For For For Yoshimichi 3.2 Appoint Statutory Auditor Mgmt For Against Against Uehara, Haruya 3.3 Appoint Statutory Auditor Mgmt For For For Hataguchi, Hiroshi 4 Approve Retirement Bonuses and Mgmt For Against Against Special Payments in Connection with Abolition of Retirement Bonus System 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- NIPPON YUSEN K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 5 Adopt/Amnd Shareholder Rights Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Approve Stock Option Plan Mgmt For Against Against 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For For For 3.5 Elect Directors Mgmt For For For 3.6 Elect Directors Mgmt For For For 3.7 Elect Directors Mgmt For For For 3.8 Elect Directors Mgmt For For For 3.9 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CUSIP W57996105 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claes Beyer as Chairman of Mgmt N/A For N/A Meeting 2 Prepare and Approve List of Mgmt N/A For N/A Shareholders 3 Approve Agenda of Meeting Mgmt N/A For N/A 4 Designate Inspector(s) of Mgmt N/A For N/A Minutes of Meeting 5 Acknowledge Proper Convening of Mgmt N/A For N/A Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech 7 Approve Financial Statements and Mgmt N/A For N/A Statutory Reports 8 Approve Allocation of Income and Mgmt N/A For N/A Dividends of EUR 0.29 per Share 9 Approve Discharge of Board and Mgmt N/A For N/A President 10 Amend Articles Re: Term of Mgmt N/A For N/A Auditor, Convocation of Meeting, Other Amendments 11 Determine Number of Members (9) Mgmt N/A For N/A and Deputy Members (0) of Board 12 Fix Number of Auditors at One Mgmt N/A For N/A 13 Approve Remuneration of Mgmt N/A For N/A Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors 14 Reelect Bjorn Wahlroos Mgmt N/A For N/A (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors 15 Ratify KPMG as Auditor Mgmt N/A For N/A 16 Authorize Chairman of Board and Mgmt N/A For N/A Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17.1 Authorize Share Repurchase Mgmt N/A For N/A Program 17.2 Authorize Reissuance of Mgmt N/A For N/A Repurchased Shares 18 Authorize Repurchase of Issued Mgmt N/A For N/A Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act 19 Approve Remuneration Policy And Mgmt N/A For N/A Other Terms of Employment For Executive Management 20.1 Approve 2011 Share Matching Plan Mgmt N/A For N/A 20.2 Approve Issuance of up to 4.7 Mgmt N/A For N/A Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.20 per Share 4 Approve Remuneration System Mgmt For Against Against 5.1 Reelect Ann Fudge as Director Mgmt For For For 5.2 Reelect Pierre Landolt as Mgmt For For For Director 5.3 Reelect Ulrich Lehner as Director Mgmt For For For 5.4 Elect Enrico Vanni as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Mgmt N/A For N/A Statements and Statutory Reports 3.1 Approve Remuneration of Mgmt N/A For N/A Directors for 2010 3.2 Approve Remuneration of Mgmt N/A For N/A Directors for 2011 4 Approve Allocation of Income and Mgmt N/A For N/A Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 5.1 Reelect Sten Scheibye as Director Mgmt N/A For N/A 5.2 Reelect Goran Ando as Director Mgmt N/A For N/A 5.3 Elect Bruno Angelici as New Mgmt N/A For N/A Director 5.4 Reelect Henrik Gurtler as Mgmt N/A For N/A Director 5.5 Elect Thomas Koestler as New Mgmt N/A For N/A Director 5.6 Reelect Kurt Nielsen as Director Mgmt N/A For N/A 5.7 Reelect Hannu Ryopponen as Mgmt N/A For N/A Director 5.8 Reelect Jorgen Wedel as Director Mgmt N/A For N/A 5.9 Elect Sten Scheibye as Chairman Mgmt N/A For N/A of the Board 5.10 Elect Goran Ando as Vice Mgmt N/A For N/A Chairman of the Board 6 Ratify PricewaterhouseCoopers as Mgmt N/A For N/A Auditor 7.1 Approve DKK 20.0 Million Mgmt N/A For N/A Reduction in Class B Share Capital via Share Cancellation 7.2 Authorize Repurchase up to 10 Mgmt N/A Against N/A Percent of Share Capital 7.3 Delete Article 2 Specifying Mgmt N/A For N/A Location of Registered Office 7.4 Amend Articles Re: Removal of Mgmt N/A For N/A the Requirement to Advertise the Notice in Two Daily Newspapers 7.5 Amend Articles Re: Introduce Age Mgmt N/A Against N/A Limit of 70 Years for Board Members 7.6 Amend Guidelines for Mgmt N/A For N/A Incentive-Based Compensation for Executive Management and Board 8 Other Business Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CUSIP N6509P102 03/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Supervisory Mgmt N/A N/A N/A Board (Non-Voting) 3 Receive Report of Management Mgmt N/A N/A N/A Board (Non-Voting) 4.1 Approve Financial Statements Mgmt N/A For N/A 4.2 Approve Dividends of 1.50 EUR Mgmt N/A For N/A Per Share 5.1 Approve Discharge of Management Mgmt N/A For N/A Board 5.2 Approve Discharge of Supervisory Mgmt N/A For N/A Board 6 Ratify KPMG Accountants as Mgmt N/A For N/A Auditors 7.1 Grant Board Authority to Issue Mgmt N/A For N/A Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 7.2 Authorize Board to Exclude Mgmt N/A For N/A Preemptive Rights from Issuance under Item 7.1 8 Authorize Repurchase of Up to 10 Mgmt N/A For N/A Percent of Issued Share Capital 9.1 Reelect J.M. de Jong to Mgmt N/A For N/A Supervisory Board 9.2 Accept Resignation of R. Mgmt N/A N/A N/A Zwartendijk as a Supervisory Board Member 10 Elect G. Boon to Executive Board Mgmt N/A For N/A 11 Other Business (Non-Voting) Mgmt N/A N/A N/A 12 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO ISIN NL0000375400 12/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Authorize Repurchase of All Mgmt For For For Outstanding Cumulative Preference A Shares 2.2 Authorize Cancellation of All Mgmt For For For Outstanding Cumulative Preference A Shares 3 Amend Articles Re: Acquisition Mgmt For For For of Own Shares 4 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Mgmt For For For Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Mgmt For For For Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company --------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reduction in Orica's Mgmt For For For Share Capital on the Demerger Implementation Date by A$215.9 Million 2 Approve the Terms of the Mgmt For For For DuluxGroup Long Term Equity Incentive Plan Re: Termination Benefit --------------------------------------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00316 CINS G67749153 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2.1 Approve Dividends Mgmt For For For 2.2 Approve Special/Interim Dividends Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For Against Against 4 Approve Remuneration of Directors Mgmt For For For 5 Approve Aud and their Mgmt For For For Remuneration 6.1 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 6.2 Authorize Share Repurchase Mgmt For For For Program 6.3 Auth Reissuance of Repurchased Mgmt For Against Against Shrs --------------------------------------------------------------------------------------------------------------- ORIX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to: (Japan) Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Amend Stock Option Plan Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Approve Dividends Mgmt For For For 6.1 Approve Remuneration of Directors Mgmt For For For 6.2 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 7 Approve Aud and their Mgmt For For For Remuneration 8.1 Auth Issuance with Preemptive Mgmt For For For Rgts 8.2 Appr Issuance w/o Preemptive Rgts Mgmt For For For 9 Approve Share Plan Grant Mgmt For For For 10 Approve Stock Dividend Program Mgmt For For For 11 Auth New Class of Preferred Stock Mgmt For For For --------------------------------------------------------------------------------------------------------------- PACIFIC RUBIALES ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP 69480U206 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For Withhold Against 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 3 Approve Aud and their Mgmt For For For Remuneration 4 Amend Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Mgmt For For For Director 4 Re-elect Patrick Cescau as Mgmt For For For Director 5 Re-elect Will Ethridge as Mgmt For For For Director 6 Re-elect Rona Fairhead as Mgmt For For For Director 7 Re-elect Robin Freestone as Mgmt For For For Director 8 Re-elect Susan Fuhrman as Mgmt For For For Director 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Mgmt For For For Director 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect Marjorie Scardino as Mgmt For For For Director 13 Elect Joshua Lewis as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 16 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 21 Renew Long-Term Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8295T213 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Kenneth Harvey as Mgmt For For For Director 5 Re-elect Gerard Connell as Mgmt For For For Director 6 Re-elect Christopher Loughlin as Mgmt For For For Director 7 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 8 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 9 Authorise EU Political Donations Mgmt For For For and Expenditure 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Approve Increase in Borrowing Mgmt For For For Powers 15 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 71654V408 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Mgmt For For For Companies 2 Designate Risk Assessment Mgmt For For For Companies 3 Board to Execute Apprd Mgmt For For For Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 71654V408 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Mgmt For For For Companies 2 Designate Risk Assessment Mgmt For For For Companies 3 Board to Execute Apprd Mgmt For For For Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Marlim Participacoes S.A. 2 Approve Agreement to Absorb Nova Mgmt For For For Marlim Participacoes S.A. 3 Appoint KPMG Auditores Mgmt For For For Independentes to Appraise Proposed Merger 4 Approve Appraisal of Proposed Mgmt For For For Merger 5 Approve Absorption of Marlim Mgmt For For For Participacoes S.A. and Nova Marlim Participacoes S.A. --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CUSIP P78331140 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Mgmt For For For Comperj Petroquimicos Basicos SA 2 Approve Agreement to Absorb Mgmt For For For Comperj PET SA 3 Appoint Independent Firm to Mgmt For For For Appraise Proposed Mergers 4 Approve Independent Firm's Mgmt For For For Appraisal 5 Approve Absorption of Comperj Mgmt For For For Petroquimicos Basicos SA and Comperj PET SA 6 Amend Articles to Reflect Mgmt For For For Changes in Capital 7 Amend Article 4 to Eliminate Mgmt For For For Authorized Capital Limit 8 Amend Article 4 to Specify that Mgmt For For For Share Issuances Will be Submitted to Shareholder Meetings 9 Renumber Articles Mgmt For For For 10 Renumber Articles Mgmt For For For 11 Amend Articles Mgmt For For For 12 Amend Articles Mgmt For For For 13 Amend Articles Mgmt For For For --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 20 Mgmt For For For 2.1 Approve Agreement to Absorb Mgmt For For For Companhia Mexilhao do Brasil 2.2 Appoint KPMG to Appraise Mgmt For For For Proposed Absorption 2.3 Approve KPMG's Appraisal Mgmt For For For 2.4 Approve Absorption of Companhia Mgmt For For For Mexilhao do Brasil 2.5 Authorize Board to Ratify and Mgmt For For For Execute Approved Resolutions --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Capital Budget for Mgmt For For For Upcoming Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For For For 7 Approve Remuneration of Mgmt For For For Executive Officers, Non-Executive Directors, and Fiscal Council Members --------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Mgmt For For For Reserves without Issuance of New Shares --------------------------------------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For For For 5 Elect Supervisory Board Member Mgmt For Against Against 6 Elect Supervisory Board Member Mgmt For Against Against 7 Elect Supervisory Board Member Mgmt For Against Against 8 Ratify Auditors Mgmt For For For 9 Ratify Alternate Auditor Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Ratify Alternate Auditor Mgmt For For For 12 Approve Remuneration of Directors Mgmt For For For 13 Authorize Share Repurchase Mgmt For For For Program 14 Approve Reduction in Share Mgmt For For For Capital 15 Auth Issuance with Preemptive Mgmt For Against Against Rgts 16 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 17 Appr Iss of Shrs for Priv Mgmt For Against Against Placement 18 Authorize Board to Increase Mgmt For Against Against Capital 19 Approve Employee Stock Purchase Mgmt For For For Pln 20 Adopt/Amnd Shareholder Rights Mgmt For Against Against Plan 21 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- POSCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Annual Dividend of KRW 10,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Nam Yong as Outside Mgmt For For For Director 3.2 Elect Byun Dae-Gyu as Outside Mgmt For For For Director 3.3 Elect Park Sang-Kil as Outside Mgmt For For For Director 3.4 Elect Kim Byung-Ki as Member of Mgmt For For For Audit Committee 3.5 Elect Park Sang-Kil as Member of Mgmt For For For Audit Committee 3.6 Reelect Choi Jong-Tae as Inside Mgmt For For For Director 4 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors --------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Stock Option Plan Mgmt For For For 4 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Elect Directors Mgmt For For For 18 Elect Directors Mgmt For For For 19 Elect Directors Mgmt For For For 20 Ratify Auditors Mgmt For For For 21 Auth Brd to Fix Remuneration of Mgmt For For For Aud 22 Approve Political Donations Mgmt For For For 23 Auth Issuance with Preemptive Mgmt For For For Rgts 24 Auth Issuance with Preemptive Mgmt For For For Rgts 25 Appr Issuance w/o Preemptive Rgts Mgmt For For For 26 Authorize Share Repurchase Mgmt For For For Program 27 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 28 Amend Employee Stock Purchase Mgmt For For For Plan 29 Amend Employee Stock Purchase Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report of the Mgmt For For For Company and Commissioners' Report 2 Approve Financial Statements of Mgmt For For For the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Mgmt For For For Directors and Commissioners 5 Appoint Auditors of the Company Mgmt For For For and Its PCDP 6 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against 2 Adjust the Term of Office of the Mgmt For For For Members of the Board of Directors and Board of Commissioners --------------------------------------------------------------------------------------------------------------- PTT PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTT CINS Y6883U105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Payment of Final Dividend of THB 5.50 Per Share 4 Approve Office of The Auditor Mgmt For For For General of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Naris Chaiyasoot as Mgmt For For For Director 6.2 Elect Bhusana Premanode as Mgmt For For For Director 6.3 Elect Anuwat Maytheewibulwut as Mgmt For For For Director 6.4 Elect Surapit Kirtiputra as Mgmt For For For Director 6.5 Elect Chulasingh Vasantasingh as Mgmt For For For Director 7 Approve Amalgamation between PTT Mgmt For For For Aromatics and Refining PCL and PTT Chemical PCL and Share Purchase from Dissenting Shareholders 8 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- RAMSAY HEALTH CARE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHC CINS Q7982Y104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 30, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 3.1 Elect Peter John Evans as a Mgmt For For For Director 3.2 Elect Anthony James Clark as a Mgmt For For For Director 3.3 Elect Bruce Roger Soden as a Mgmt For For For Director 4.1 Approve the Grant of Up to Mgmt For For For 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan 4.2 Approve the Grant of Up to Mgmt For For For 75,000 Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan 5 Approve to Freeze the Mgmt For For For Non-Executive Directors' Retirement Benefit Plan 6 Approve the Increase in the Mgmt For For For Non-Executive Directors' Remuneration to A$2 Million Per Annum 7 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding the Payment of Dividends --------------------------------------------------------------------------------------------------------------- REPSOL YPF S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir 2 Appr Discharge of Board and Pres. Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine 5 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine 6 Amend Articles Board-Related Mgmt For For For 7 Elect Directors Mgmt For Against Against 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Approve Share Matching Plan Mgmt For For For 15 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 16 Issue Warrants w/o Preempt Rgts Mgmt For For For 17 Board to Execute Apprd Mgmt For For For Resolutions --------------------------------------------------------------------------------------------------------------- RESOLUTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Auth Brd to Fix Remuneration of Mgmt For For For Aud 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Subsidiary Director Mgmt For For For 16 Elect Subsidiary Director Mgmt For For For 17 Elect Subsidiary Director Mgmt For For For 18 Elect Subsidiary Director Mgmt For For For 19 Elect Subsidiary Director Mgmt For For For 20 Elect Subsidiary Director Mgmt For For For 21 Elect Subsidiary Director Mgmt For For For 22 Elect Subsidiary Director Mgmt For For For 23 Elect Subsidiary Director Mgmt For For For 24 Approve Dividends Mgmt For For For 25 Auth Issuance with Preemptive Mgmt For For For Rgts 26 Appr Issuance w/o Preemptive Rgts Mgmt For For For 27 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 16 Approve Aud and their Mgmt For For For Remuneration 17 Appr/Amnd Exec Incentive Bonus Mgmt For For For Plan 18 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 16 Approve Aud and their Mgmt For For For Remuneration 17 Amend Restricted Stock Plan Mgmt For For For 18 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS REI.UN CUSIP 766910103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration 3 Amend Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROUND ONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4680 CINS J6548T102 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For Against Against Auditors 3.3 Appoint Internal Statutory Mgmt For Against Against Auditors 4.1 Appoint Alternate Internal Mgmt For For For Statutory Auditor 4.2 Appoint Alternate Internal Mgmt For Against Against Statutory Auditor --------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For For For 5 Company Specific--Board-Related Mgmt For Against Against 6 Adopt New Articles/Charter Mgmt For Against Against 7 Appr/Amnd Stck Ownrship Mgmt For Against Against Limitations 8 Elect Directors Mgmt For Against Against 9 Elect Directors Mgmt For Against Against 10 Elect Directors Mgmt For Against Against 11 Elect Directors Mgmt For Against Against 12 Elect Directors Mgmt For Against Against 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For Against Against 15 Elect Directors Mgmt For Against Against 16 Elect Directors Mgmt For Against Against 17 Elect Directors (Bundled) Mgmt For Against Against 18 Elect Directors Mgmt For Against Against 19 Elect Directors Mgmt For Against Against 20 Appoint Censor(s) Mgmt For For For 21 Approve Remuneration of Directors Mgmt For For For 22 Authorize Share Repurchase Mgmt For Against Against Program 23 Auth Issuance with Preemptive Mgmt For For For Rgts 24 Appr Issuance w/o Preemptive Rgts Mgmt For For For 25 Increase Capital/Share Exch Offer Mgmt For For For 26 Appr Iss of Shrs for Priv Mgmt For For For Placement 27 Authorize Board to Increase Mgmt For For For Capital 28 Authorize Management Board to Mgmt For Against Against Set Issue Price for 10 Percent 29 Authorize Capital Increase of up Mgmt For Against Against to 10 Percent of Issued Cap 30 Capitalize Reserves for Bonus Mgmt For For For Issue/Increase in Par Value 31 Approve Employee Stock Purchase Mgmt For Against Against Pln 32 Approve Stock Option Plan Mgmt For For For 33 Set Limit for Capital Increases Mgmt For Against Against 34 Approve Restricted Stock Plan Mgmt For Against Against 35 Approve Reduction in Share Mgmt For For For Capital 36 Adopt/Amnd Shareholder Rights Mgmt For Against Against Plan 37 Company-Specific Board-Related ShrHldr For For For 38 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 39 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3.1 Elect Directors (Bundled) and Mgmt N/A N/A N/A Approve Their Remuneration 3.2 Elect Directors (Bundled) and Mgmt N/A For N/A Approve Their Remuneration 4.1 Appoint Mgmt N/A Against N/A Auditors(Bundled)/Approve Auditors Remuneration 4.2 Appoint Mgmt N/A For N/A Auditors(Bundled)/Approve Auditors Remuneration --------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine --------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector of Mtg Mgmt For For For Minutes 4 Acknowledge Proper Convening of Mgmt For For For Mtg 5 Prepare and Appr List of Mgmt For For For Sharehldrs 6 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 7 Accept Fin Statmnts & Statut Rpts Mgmt For For For 8 Appr Alloc of Income and Divs Mgmt For For For 9 Appr Discharge of Board and Pres. Mgmt For For For 10 Approve Remuneration of Directors Mgmt For For For 11 Fix Number of Directors Mgmt For For For 12 Elect Directors (Bundled) Mgmt For For For 13 Auth Brd to Fix Remuneration of Mgmt For For For Aud 14 Ratify Auditors Mgmt For For For 15 Authorize Share Repurchase Mgmt For For For Program 16 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Alloc of Income and Divs Mgmt For For For 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5 Ratify Auditors Mgmt For For For 6 Company Specific Equity Related Mgmt For For For 7 Issue Warrants w/o Preempt Rgts Mgmt For For For 8 Appr Affiliation Agreements w/ Mgmt For For For Subs --------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For For For 5 Elect Supervisory Board Member Mgmt For Against Against 6 Elect Supervisory Board Member Mgmt For For For 7 Elect Supervisory Board Member Mgmt For For For 8 Elect Supervisory Board Member Mgmt For For For 9 Approve Remuneration of Directors Mgmt For For For 10 Authorize Share Repurchase Mgmt For For For Program 11 Amend Articles Board-Related Mgmt For For For 12 Amend Articles Board-Related Mgmt For For For 13 Elim/Adjust Par Value of Commn Mgmt For For For Stk 14 Auth Issuance with Preemptive Mgmt For For For Rgts 15 Capitalize Reserves for Bonus Mgmt For For For Issue/Increase in Par Value 16 Appr Issuance w/o Preemptive Rgts Mgmt For For For 17 Authorize Board to Increase Mgmt For For For Capital 18 Increase Capital/Share Exch Offer Mgmt For For For 19 Appr Iss of Shrs for Priv Mgmt For For For Placement 20 Approve Stock Option Plan Mgmt For For For 21 Approve Restricted Stock Plan Mgmt For For For 22 Approve Employee Stock Purchase Mgmt For For For Pln 23 Approve Employee Stock Purchase Mgmt For For For Pln 24 Approve Reduction in Share Mgmt For For For Capital 25 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- SECOM CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 90 2 Amend Articles To Indemnify Mgmt For For For Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors 3.1 Elect Director Iida, Makoto Mgmt For For For 3.2 Elect Director Toda, Juichi Mgmt For For For 3.3 Elect Director Kimura, Shohei Mgmt For For For 3.4 Elect Director Haraguchi, Mgmt For For For Kanemasa 3.5 Elect Director Maeda, Shuuji Mgmt For For For 3.6 Elect Director Sato, Koichi Mgmt For For For 3.7 Elect Director Obata, Fumio Mgmt For For For 3.8 Elect Director Kuwahara, Mgmt For For For Katsuhisa 3.9 Elect Director Nakayama, Yasuo Mgmt For For For 3.10 Elect Director Ito, Hiroshi Mgmt For For For 3.11 Elect Director Ito, Takayuki Mgmt For For For 4.1 Appoint Statutory Auditor Ogino, Mgmt For For For Teruo 4.2 Appoint Statutory Auditor Mgmt For Against Against Tsunematsu, Ken 4.3 Appoint Statutory Auditor Mgmt For Against Against Yasuda, Hiroshi 4.4 Appoint Statutory Auditor Mgmt For For For Yamashita, Kohei 4.5 Appoint Statutory Auditor Mgmt For For For Sakamoto, Seiji 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors --------------------------------------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to: (Japan) Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve Aud and their Mgmt For For For Remuneration 8 Auth Rgts/Ltd Issue w/o Prmtve Mgmt For For For Rgts 9 Approve Share Plan Grant Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Transaction w/ a Related Mgmt For For For Party 2 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Auth Brd to Fix Remuneration of Mgmt For For For Aud 13 Auth Issuance with Preemptive Mgmt For For For Rgts 14 Appr Issuance w/o Preemptive Rgts Mgmt For For For 15 Authorize Share Repurchase Mgmt For For For Program 16 Adopt New Articles/Charter Mgmt For For For 17 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- SHOPPERS DRUG MART CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SC CUSIP 82509W103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For Withhold Against Remuneration 3 Adopt/Amnd Shareholder Rights Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP D69671218 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Mgmt N/A N/A N/A Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009/2010 (Non-Voting) 3 Approve Allocation of Income and Mgmt N/A For N/A Dividends of EUR 2.70 per Share 4 Approve Discharge of Management Mgmt N/A For N/A Board for Fiscal 2009/2010 5 Approve Discharge of Supervisory Mgmt N/A For N/A Board for Fiscal 2009/2010 6 Approve Remuneration System for Mgmt N/A For N/A Management Board Members 7 Ratify Ernst & Young GmbH as Mgmt N/A For N/A Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 8 Authorize Share Repurchase Mgmt N/A For N/A Program and Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Mgmt N/A For N/A Derivatives when Repurchasing Shares 10 Approve Creation of EUR 90 Mgmt N/A For N/A Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees 11 Approve Remuneration of Mgmt N/A For N/A Supervisory Board 12 Approve Affiliation Agreements Mgmt N/A For N/A with Siemens Finance GmbH 13 Approve Issuance of Mgmt N/A For N/A Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights 14 Amend Corporate Purpose ShrHldr N/A Against N/A --------------------------------------------------------------------------------------------------------------- SILVER WHEATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLW CUSIP 828336107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration --------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Mgmt For For For Program 2 Appr Transaction w/ a Related Mgmt For For For Party --------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Aud and their Mgmt For For For Remuneration 7.1 Auth Rgts/Ltd Issue w/o Prmtve Mgmt For For For Rgts 7.2 Approve Share Plan Grant Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SJM HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00880 CINS Y8076V106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 3.4 Elect Directors Mgmt For Against Against 3.5 Elect Directors Mgmt For For For 4 Approve Remuneration of Directors Mgmt For For For 5 Approve Aud and their Mgmt For For For Remuneration 6 Authorize Share Repurchase Mgmt For For For Program --------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17670 CUSIP Y4935N104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Final Dividend of KRW 8,400 per Share 2 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors 3 Amend Terms of Severance Mgmt For For For Payments to Executives 4.1 Elect Two Inside Directors Mgmt For For For (Bundled) 4.2 Reelect Three Outside Directors Mgmt For For For (Bundled) 4.3 Reelect Two Members of Audit Mgmt For For For Committee (Bundled) --------------------------------------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 1.14 Elect Directors Mgmt For For For 1.15 Elect Directors Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Approve Remuneration Report Mgmt For Abstain Against 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Elect Directors Mgmt For For For 18 Elect Directors Mgmt For For For 19 Elect Directors Mgmt For For For 20 Ratify Auditors Mgmt For For For 21 Auth Brd to Fix Remuneration of Mgmt For For For Aud 22 Approve Political Donations Mgmt For For For 23 Auth Issuance with Preemptive Mgmt For For For Rgts 24 Auth Issuance with Preemptive Mgmt For For For Rgts 25 Approve Omnibus Compensation Plan Mgmt For For For 26 Appr Issuance w/o Preemptive Rgts Mgmt For For For 27 Authorize Share Repurchase Mgmt For For For Program 28 Authorize Share Repurchase Mgmt For For For Program 29 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chairman Mgmt For For For of Meeting 3 Approve Notice of Meeting and Mgmt For For For Agenda 4 Registration of Attending Mgmt N/A N/A N/A Shareholders and Proxies 5 Designate Inspector(s) of Mgmt For For For Minutes of Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share 7 Approve Remuneration Policy And Mgmt For Against Against Other Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9 Approve Remuneration of Mgmt For For For Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members 10 Elect Ingrid Rasmussen as Member Mgmt For For For of Nominating Committee 11 Approve Remuneration of Mgmt For For For Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members 12 Authorize Repurchase and Mgmt For Against Against Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 13 Authorize Repurchase of Shares Mgmt For For For up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares 14 Adjustments in the Marketing Mgmt For For For Instructions for Statoil ASA 15 Amend Articles Re: Number of Mgmt For For For Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee 16 Approve Guidelines for Mgmt For For For Nominating Committee 17 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada --------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 3 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 4.1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 4.2 Approve Dividends Mgmt For For For 4.3 Appr Discharge of Management Mgmt For For For Board 4.4 Appr Discharge of Supervisory Mgmt For For For Board 5 Approve Executive Appointment Mgmt For For For 6 Appr Stock/Cash Award to Mgmt For Against Against Executive 7.1 Elect Supervisory Board Member Mgmt For Against Against 7.2 Elect Supervisory Board Member Mgmt For Against Against 7.3 Elect Supervisory Board Member Mgmt For Against Against 7.4 Elect Supervisory Board Member Mgmt For Against Against 7.5 Elect Supervisory Board Member Mgmt For For For 7.6 Elect Supervisory Board Member Mgmt For Against Against 8 Ratify Auditors Mgmt For For For 9 Approve Non-Emp Director Option Mgmt For Against Against Pln 10 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 11 Authorize Share Repurchase Mgmt For For For Program 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Combination Agreement Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For with Acergy SA 2 Authorize Share Repurchase Mgmt For For For Program and Cancellation of Repurchased Shares 3 Amend Articles of Association Mgmt For For For Re: Adoption and Inclusion of a New Article 9A 4 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 20 2.1 Elect Director Oka, Motoyuki Mgmt For For For 2.2 Elect Director Kato, Susumu Mgmt For For For 2.3 Elect Director Omori, Kazuo Mgmt For For For 2.4 Elect Director Arai, Shunichi Mgmt For For For 2.5 Elect Director Moriyama, Takahiro Mgmt For For For 2.6 Elect Director Hamada, Toyosaku Mgmt For For For 2.7 Elect Director Nakamura, Kuniharu Mgmt For For For 2.8 Elect Director Kawahara, Takuro Mgmt For For For 2.9 Elect Director Osawa, Yoshio Mgmt For For For 2.10 Elect Director Abe, Yasuyuki Mgmt For For For 2.11 Elect Director Sasaki, Shinichi Mgmt For For For 2.12 Elect Director Doi, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors 4 Approve Stock Option Plan Mgmt For For For 5 Approve Deep Discount Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Appoint Internal Statutory Mgmt For For For Auditors 2.2 Appoint Internal Statutory Mgmt For For For Auditors 3 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud --------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, Mgmt For For For with a Final Dividend of JPY 4 2 Approve Reduction in Capital Mgmt For Against Against Reserves 3.1 Elect Director Tsunekage, Hitoshi Mgmt For For For 3.2 Elect Director Tanabe, Kazuo Mgmt For For For 3.3 Elect Director Mukohara, Kiyoshi Mgmt For For For 3.4 Elect Director Kitamura, Kunitaro Mgmt For For For 3.5 Elect Director Iwasaki, Nobuo Mgmt For For For 3.6 Elect Director Sayato, Jyunichi Mgmt For For For 3.7 Elect Director Ochiai, Shinji Mgmt For For For 3.8 Elect Director Okubo, Tetsuo Mgmt For For For 3.9 Elect Director Okuno, Jun Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3.1 Elect Director Otsuka, Akio Mgmt For For For 4 Appoint External Audit Firm Mgmt For For For 5 Approve Stock Option Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement Mgmt For For For with Chuo Mitsui Trust Holdings 2 Amend Articles To Delete Mgmt For For For References to Record Date 3 Approve Share Exchange Agreement Mgmt For For For with Chuo Mitsui Trust Holdings --------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 2 Approve Aud and their Mgmt For For For Remuneration 3 Approve Remuneration Report Mgmt For For For --------------------------------------------------------------------------------------------------------------- SUZUKI MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7269 CINS J78529138 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 3 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud --------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00019 CINS Y83310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 3 Approve Aud and their Mgmt For For For Remuneration 4 Authorize Share Repurchase Mgmt For For For Program 5 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 6 Approve Remuneration of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud --------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CINS J82141136 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 3.1 Appoint Internal Statutory Mgmt For For For Auditors 3.2 Appoint Internal Statutory Mgmt For For For Auditors 3.3 Appoint Internal Statutory Mgmt For For For Auditors 3.4 Appoint Internal Statutory Mgmt For Against Against Auditors 3.5 Appoint Internal Statutory Mgmt For For For Auditors 4 Approve Annual Bonus Payment for Mgmt For For For Directors and Statutory Aud 5 Amend Articles to: (Japan) Mgmt For For For 6 Amend Terms of Severance Mgmt For Against Against Payments to Executives 7 Appr Ret Bonuses for Statutory Mgmt For For For Auds 8 Appr Ret Bonuses for Statutory Mgmt For For For Auds --------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Hydon as Director Mgmt For For For 5 Re-elect Tim Mason as Director Mgmt For For For 6 Re-elect Lucy Neville-Rolfe as Mgmt For For For Director 7 Re-elect David Potts as Director Mgmt For For For 8 Re-elect David Reid as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 10 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise EU Political Donations Mgmt For For For and Expenditure 15 Approve Share Incentive Plan Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice --------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Mgmt For For For Aud 11 Auth Issuance with Preemptive Mgmt For For For Rgts 12 Appr Issuance w/o Preemptive Rgts Mgmt For For For 13 Authorize Share Repurchase Mgmt For For For Program 14 Appr Investmnt and Financing Pol. Mgmt For For For 15 Approve Stock-for-Salary/Bonus Mgmt For For For Plan 16 Adopt New Articles/Charter Mgmt For For For 17 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- TOKYU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9005 CINS J88720123 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 2.8 Elect Directors Mgmt For For For 2.9 Elect Directors Mgmt For For For 2.10 Elect Directors Mgmt For For For 2.11 Elect Directors Mgmt For For For 2.12 Elect Directors Mgmt For For For 2.13 Elect Directors Mgmt For For For 2.14 Elect Directors Mgmt For For For 2.15 Elect Directors Mgmt For For For 2.16 Elect Directors Mgmt For For For 2.17 Elect Directors Mgmt For For For 2.18 Elect Directors Mgmt For For For 2.19 Elect Directors Mgmt For For For 2.20 Elect Directors Mgmt For For For 3 Appoint Internal Statutory Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- TOSHIBA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 1.12 Elect Directors Mgmt For For For 1.13 Elect Directors Mgmt For For For 2 Company-Specific Board-Related ShrHldr Against Against For 3 Company-Specific Board-Related ShrHldr Against Against For 4 Company-Specific Board-Related ShrHldr Against Against For 5 Company-Specific Board-Related ShrHldr Against Against For 6 Company-Specific Board-Related ShrHldr Against Against For 7 Company-Specific Board-Related ShrHldr Against Against For 8 Company-Specific Board-Related ShrHldr Against Against For 9 Company-Specific Board-Related ShrHldr Against Against For 10 Company-Specific Board-Related ShrHldr Against Against For 11 Company-Specific Board-Related ShrHldr Against Against For 12 Company-Specific Board-Related ShrHldr Against Against For 13 Company-Specific Board-Related ShrHldr Against For Against 14 Company-Specific Board-Related ShrHldr Against Against For 15 Company-Specific Board-Related ShrHldr Against Against For 16 Company-Specific Board-Related ShrHldr Against Against For 17 Company-Specific Board-Related ShrHldr Against Against For 18 Company-Specific Board-Related ShrHldr Against Against For 19 Company-Specific Board-Related ShrHldr Against Against For 20 Approve Alternate Income ShrHldr Against Against For Allocation Proposal 21.1 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.2 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.3 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.4 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.5 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.6 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.7 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.8 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.9 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.10 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.11 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.12 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.13 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.14 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For 21.15 Elect a Shrhldr-Nominee to Board ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Patricia Barbizet as Mgmt For Against Against Director 7 Reelect Paul Desmarais Jr. as Mgmt For Against Against Director 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Mgmt For For For Director 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 12 Amend Article 9 of Bylaws Re: ShrHldr Against Against For Share Ownership Disclosure Threshold Publication --------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For For For 5 Authorize Share Repurchase Mgmt For For For Program 6 Elect Directors Mgmt For Against Against 7 Elect Directors Mgmt For Against Against 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Approve Restricted Stock Plan Mgmt For For For 12 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Non-Routine --------------------------------------------------------------------------------------------------------------- TRICAN WELL SERVICE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCW CUSIP 895945103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Elect Directors Mgmt For For For 2.5 Elect Directors Mgmt For For For 2.6 Elect Directors Mgmt For For For 2.7 Elect Directors Mgmt For For For 3 Approve Aud and their Mgmt For For For Remuneration --------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 2 Appr Stats, Allocate Inc, Disch Mgmt For For For Dir 3 Appr Discharge of Management Mgmt For For For Board 4 Appr Discharge of Supervisory Mgmt For For For Board 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Authorize Share Repurchase Mgmt For For For Program 18 Approve Reduction in Share Mgmt For For For Capital 19 Appr Issuance w/o Preemptive Rgts Mgmt For For For 20 Ratify Auditors Mgmt For For For 21 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Auth Brd to Fix Remuneration of Mgmt For For For Aud 17 Auth Issuance with Preemptive Mgmt For For For Rgts 18 Appr Issuance w/o Preemptive Rgts Mgmt For For For 19 Authorize Share Repurchase Mgmt For For For Program 20 Approve Political Donations Mgmt For For For 21 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 22 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine --------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OY (FORMERLY KYMMENE CORP.) TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector of Mtg Mgmt For For For Minutes 4 Acknowledge Proper Convening of Mgmt For For For Mtg 5 Prepare and Appr List of Mgmt For For For Sharehldrs 6 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 7 Accept Fin Statmnts & Statut Rpts Mgmt For For For 8 Appr Alloc of Income and Divs Mgmt For For For 9 Appr Discharge of Board and Pres. Mgmt For For For 10 Approve Remuneration of Directors Mgmt For For For 11 Fix Number of Directors Mgmt For For For 12 Elect Directors (Bundled) Mgmt For For For 13 Auth Brd to Fix Remuneration of Mgmt For For For Aud 14 Ratify Auditors Mgmt For For For 15 Authorize Share Repurchase Mgmt For For For Program 16 Amend Stock Option Plan Mgmt For For For 17 Approve Donations for Charitable Mgmt For For For Purpose 18 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911K102 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Compensation Plan Mgmt For For For 5 Amend Omnibus Compensation Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Approve or Amend Mgmt For Against Against Severance/Change-in-Control Agreements 13 Approve Special Auditors Report Mgmt For For For 14 Appr Alloc of Income and Divs Mgmt For For For 15 Authorize Share Repurchase Mgmt For For For Program 16 Amend Articles Board-Related Mgmt For For For 17 Amend Articles Board-Related Mgmt For For For 18 Amend Art/Bylaws/Chartr Mgmt For For For Non-Routine 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Capitalize Reserves for Bonus Mgmt For For For Issue/Increase in Par Value 22 Authorize Board to Increase Mgmt For For For Capital 23 Approve Reduction in Share Mgmt For For For Capital 24 Approve Employee Stock Purchase Mgmt For For For Pln 25 Approve Stock Option Plan Mgmt For For For 26 Approve Restricted Stock Plan Mgmt For Against Against 27 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- VITERRA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VT CUSIP 92849T108 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Birks as Director Mgmt N/A For N/A 1.2 Elect Vic Bruce as Director Mgmt N/A For N/A 1.3 Elect Thomas Chambers as Director Mgmt N/A For N/A 1.4 Elect Paul Daniel as Director Mgmt N/A For N/A 1.5 Elect Bonnie DuPont as Director Mgmt N/A For N/A 1.6 Elect Perry Gunner as Director Mgmt N/A For N/A 1.7 Elect Tim Hearn as Director Mgmt N/A For N/A 1.8 Elect Dallas Howe as Director Mgmt N/A For N/A 1.9 Elect Kevin Osborn as Director Mgmt N/A For N/A 1.10 Elect Herb Pinder Jr. as Director Mgmt N/A For N/A 1.11 Elect Larry Ruud as Director Mgmt N/A For N/A 1.12 Elect Mayo Schmidt as Director Mgmt N/A For N/A 1.13 Elect Max Venning as Director Mgmt N/A For N/A 2 Ratify Deloitte & Touche LLP as Mgmt N/A For N/A Auditors 3 Approve Key Employee Share Unit Mgmt N/A For N/A Plan --------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For on Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.40 per Share 5 Reelect Jean Yves Charlier as Mgmt For For For Supervisory Board Member 6 Reelect Henri Lachmann as Mgmt For For For Supervisory Board Member 7 Reelect Pierre Rodocanachi as Mgmt For For For Supervisory Board Member 8 Appoint KPMG SA as Auditor Mgmt For For For 9 Appoint KPMG Audit IS SAS as Mgmt For For For Alternate Auditor 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Mgmt For For For Capital via Cancellation of Repurchased Shares 12 Authorize up to 1 Percent of Mgmt For For For Issued Capital for Use in Stock Option Plan (New Shares) 13 Authorize up to 1 Percent of Mgmt For For For Issued Capital for Use in Restricted Stock Plan 14 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion 15 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 16 Authorize Board to Increase Mgmt For For For Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 17 Authorize Capital Increase of up Mgmt For For For to 10 Percent of Issued Capital for Future Acquisitions 18 Approve Employee Stock Purchase Mgmt For For For Plan 19 Approve Stock Purchase Plan Mgmt For For For Reserved for Employees of International Subsidiaries 20 Authorize Capitalization of Mgmt For For For Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 21 Add Article 10.6 to Bylaws Re: Mgmt For For For Censors 22 Authorize Filing of Required Mgmt For For For Documents/Other Formalities --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Mgmt For For For Aud 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 24 Approve Stock-for-Salary/Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Mgmt For For For Aud 19 Auth Issuance with Preemptive Mgmt For For For Rgts 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Mgmt For For For Program 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice 24 Approve Stock-for-Salary/Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLVB CUSIP 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Appr List of Mgmt For For For Sharehldrs 4 Approve Minutes of Meeting Mgmt For For For 5 Designate Inspector of Mtg Mgmt For For For Minutes 6 Acknowledge Proper Convening of Mgmt For For For Mtg 7 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 8 Rec Fin Statmnts and Statutory Mgmt N/A N/A N/A Rpts 9 Accept Fin Statmnts & Statut Rpts Mgmt For For For 10 Appr Alloc of Income and Divs Mgmt For For For 11 Appr Discharge of Board and Pres. Mgmt For For For 12 Fix Number of Directors Mgmt For For For 13 Approve Remuneration of Directors Mgmt For For For 14 Elect Directors (Bundled) Mgmt For For For 15 Elect Members of Election Mgmt For For For Committee 16 Approve Remuneration Report Mgmt For For For 17 Miscellaneous -- Equity Related ShrHldr N/A For N/A 18.1 Approve Share Matching Plan Mgmt For For For 18.2 Company-Specific Compens-Related Mgmt For For For --------------------------------------------------------------------------------------------------------------- WARTSILA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS WRT1V CUSIP X98155116 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Mgmt N/A For N/A Shareholder Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Mgmt N/A For N/A Meeting 5 Prepare and Approve List of Mgmt N/A For N/A Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt N/A For N/A Statutory Reports 8 Approve Allocation of Income and Mgmt N/A For N/A Dividends of EUR 1.75 Per Share; Authorize Board to Distribute Special Dividend of EUR 1.00 Per Share 9 Approve Discharge of Board and Mgmt N/A For N/A President 10 Approve Annual Remuneration of Mgmt N/A For N/A Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Deputy Chairman, and EUR 60,000 for Other Directors; Approve Attendence Fee 11 Fix Number of Directors at Nine Mgmt N/A For N/A 12 Reelect Maarit Aarni-Sirvio, Mgmt N/A For N/A Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Bertel Langenskiold, Mikael Lilius (Chair), and Matti Vuoria (Vice-Chair) as Directors; Elect Lars Josefsson and Markus Rauramo as New Directors 13 Approve Remuneration of Auditors Mgmt N/A For N/A 14 Reelect KPMG as Auditor Mgmt N/A For N/A 15 Approve 1:2 Stock Split Mgmt N/A For N/A 16 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- WENDEL TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CINS F98370103 05/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For Against Against 5 Elect Supervisory Board Member Mgmt For Against Against 6 Elect Supervisory Board Member Mgmt For Against Against 7 Elect Supervisory Board Member Mgmt For For For 8 Authorize Share Repurchase Mgmt For For For Program 9 Auth Issuance with Preemptive Mgmt For Against Against Rgts 10 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 11 Authorize Board to Increase Mgmt For Against Against Capital 12 Authorize Capital Increase of up Mgmt For Against Against to 10 Percent of Issued Cap 13 Capitalize Reserves for Bonus Mgmt For For For Issue/Increase in Par Value 14 Approve Reduction in Share Mgmt For For For Capital 15 Approve Employee Stock Purchase Mgmt For For For Pln 16 Approve Stock Option Plan Mgmt For Against Against 17 Authorize Filing of Documents Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Alloc of Income and Divs Mgmt For For For 2 Amend Articles to: (Japan) Mgmt For For For 3 Elect Directors Mgmt For For For 4.1 Appoint Internal Statutory Mgmt For For For Auditors 4.2 Appoint Internal Statutory Mgmt For For For Auditors 4.3 Appoint Internal Statutory Mgmt For Against Against Auditors 4.4 Appoint Internal Statutory Mgmt For For For Auditors 5 Remove Existing Directors ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended Sept. 30, 2010 3.1 Elect Elizabeth Blomfield Bryan Mgmt For For For as a Director 3.2 Elect Peter John Oswin Hawkins Mgmt For For For as a Director 3.3 Elect Carolyn Judith Hewson as a Mgmt For For For Director 4 Approve the Grant of Up to Mgmt For For For A$1.44 Million Worth of Shares Under the CEO Restricted Rights Plan and 176,125 Performance Rights Under the CEO Performance Rights Plan to Gail Patricia Kelly, Managing Director and CEO --------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Auth Brd to Fix Remuneration of Mgmt For For For Aud 13 Authorize Share Repurchase Mgmt For For For Program 14 Auth Issuance with Preemptive Mgmt For For For Rgts 15 Appr Issuance w/o Preemptive Rgts Mgmt For For For 16 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements Mgmt N/A N/A N/A and Statutory Reports for the Fiscal Year Ended June 27, 2010 2 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 27, 2010 3.1 Elect Jayne Hrdlicka as a Mgmt For For For Director 3.2 Elect Stephen Mayne as a Director ShrHldr Against Against For 3.3 Elect Ian John Macfarlane Mgmt For For For 4 Approve the Woolworths Long Term Mgmt For For For Incentive Plan 5 Approve the Amendments to the Mgmt For For For Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions 6 Approve the Increase in the Mgmt For For For Remuneration of Non-Executive Directors to A$4 Million Per Annum --------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Approve the Corporate Mgmt For For For Responsibility Report 4 Amend Articles of Association Mgmt For For For Re: Annual Re-election of Directors 5 Elect Ruigang Li as Director Mgmt For For For 6 Elect Solomon Trujillo as Mgmt For For For Director 7 Re-elect Colin Day as Director Mgmt For For For 8 Re-elect Esther Dyson as Director Mgmt For For For 9 Re-elect Orit Gadiesh as Director Mgmt For For For 10 Re-elect Philip Lader as Director Mgmt For For For 11 Re-elect Stanley Morten as Mgmt For For For Director 12 Re-elect Koichiro Naganuma as Mgmt For For For Director 13 Re-elect Lubna Olayan as Director Mgmt For For For 14 Re-elect John Quelch as Director Mgmt For For For 15 Re-elect Mark Read as Director Mgmt For For For 16 Re-elect Paul Richardson as Mgmt For For For Director 17 Re-elect Jeffrey Rosen as Mgmt For For For Director 18 Re-elect Timothy Shriver as Mgmt For For For Director 19 Re-elect Sir Martin Sorrell as Mgmt For For For Director 20 Re-elect Paul Spencer as Director Mgmt For For For 21 Reappoint Deloitte LLP as Mgmt For For For Auditors and Authorise the Board to Determine Their Remuneration 22 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 23 Approve Increase in Maximum Mgmt For For For Annual Aggregate Fees of the Directors 24 Approve Scrip Dividend Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights --------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Further Deferral of Mgmt For For For Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005 2 Approve the Deferral at the Mgmt For For For Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005 3 Approve the Deferral of the UK Mgmt For For For Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006 4 Approve the Deferral at the Mgmt For For For Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008 5 Approve the Deferral at the Mgmt For For For Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009 6 Approve the Further Deferral of Mgmt For For For the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements --------------------------------------------------------------------------------------------------------------- WS ATKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9809D108 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Accept Corporate Responsibility Mgmt For For For Review 4 Approve Final Dividend Mgmt For For For 5 Elect Allan Cook as Director Mgmt For For For 6 Re-elect Fiona Clutterbuck as Mgmt For For For Director 7 Re-elect Alun Griffiths as Mgmt For For For Director 8 Re-elect Sir Peter Williams as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors 10 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 11 Authorise EU Political Donations Mgmt For For For and Expenditure 12 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 13 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call Mgmt For For For EGM with Two Weeks' Notice 16 Authorise Market Purchase Mgmt For For For --------------------------------------------------------------------------------------------------------------- WYNN MACAU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 01128 CINS G98149100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 2.4 Approve Remuneration of Directors Mgmt For For For 3 Approve Aud and their Mgmt For For For Remuneration 4 Authorize Share Repurchase Mgmt For For For Program 5 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 6 Auth Reissuance of Repurchased Mgmt For Against Against Shrs --------------------------------------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3 Approve Remuneration Report Mgmt For Against Against 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Elect Directors Mgmt For For For 16 Elect Directors Mgmt For For For 17 Approve Aud and their Mgmt For For For Remuneration 18 Auth Issuance with Preemptive Mgmt For For For Rgts 19 Appr Issuance w/o Preemptive Rgts Mgmt For For For 20 Authorize the Company to Call Mgmt For For For EGM with Two Weeks? Notice --------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CUSIP H9870Y105 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Mgmt For For For Omission of Dividends 2.2 Approve Transfer of CHF 2.49 Mgmt For For For Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share 3 Approve Discharge of Board and Mgmt For For For Senior Management 4.1 Amend Articles Re: Election of Mgmt For For For Special Auditor for Capital Increases 4.2 Amend Articles Re: Contributions Mgmt For For For in Kind 5.1 Reelect Manfred Gentz as Director Mgmt For For For 5.2 Reelect Fred Kindle as Director Mgmt For For For 5.3 Reelect Tom de Swaan as Director Mgmt For For For 5.4 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Socially Responsible Stock Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Linda G. Alvarado Mgmt For For For 2 Elect Director George W. Buckley Mgmt For For For 3 Elect Director Vance D. Coffman Mgmt For For For 4 Elect Director Michael L. Eskew Mgmt For For For 5 Elect Director W. James Farrell Mgmt For For For 6 Elect Director Herbert L. Henkel Mgmt For For For 7 Elect Director Edward M. Liddy Mgmt For For For 8 Elect Director Robert S. Morrison Mgmt For For For 9 Elect Director Aulana L. Peters Mgmt For For For 10 Elect Director Robert J. Ulrich Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Report on Political Contributions ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- ACME PACKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APKT CUSIP 004764106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary J. Bowen Mgmt For Withhold Against 1.2 Elect Director Robert C. Hower Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Daniel P. Amos Mgmt For For For 2 Elect Director John Shelby Amos Mgmt For Against Against II 3 Elect Director Paul S. Amos II Mgmt For For For 4 Elect Director Michael H. Mgmt For For For Armacost 5 Elect Director Kriss Cloninger Mgmt For For For III 6 Elect Director Elizabeth J. Mgmt For For For Hudson 7 Elect Director Douglas W. Johnson Mgmt For For For 8 Elect Director Robert B. Johnson Mgmt For For For 9 Elect Director Charles B. Knapp Mgmt For For For 10 Elect Director E. Stephen Purdom Mgmt For For For 11 Elect Director Barbara K. Rimer Mgmt For For For 12 Elect Director Marvin R. Schuster Mgmt For For For 13 Elect Director David Gary Mgmt For For For Thompson 14 Elect Director Robert L. Wright Mgmt For For For 15 Elect Director Takuro Yoshida Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 18 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Deborah Dunsire Mgmt For Against Against 2 Elect Director Trevor M. Jones Mgmt For Against Against 3 Elect Director Louis J. Lavigne, Mgmt For Against Against Jr. 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Approve Executive Incentive Mgmt For For For Bonus Plan 8 Approve Omnibus Stock Plan Mgmt For Against Against 9 Declassify the Board of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey P. Bezos Mgmt For Against Against 2 Elect Director Tom A. Alberg Mgmt For Against Against 3 Elect Director John Seely Brown Mgmt For Against Against 4 Elect Director William B. Gordon Mgmt For Against Against 5 Elect Director Alain Monie Mgmt For Against Against 6 Elect Director Jonathan J. Mgmt For Against Against Rubinstein 7 Elect Director Thomas O. Ryder Mgmt For Against Against 8 Elect Director Patricia Q. Mgmt For Against Against Stonesifer 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 12 Amend Bylaws-- Call Special ShrHldr Against For Against Meetings 13 Report on Climate Change ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Mgmt For For For Campbell 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Mgmt For For For Jr. 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For Withhold Against 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Ronald D. Sugar Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Adopt Policy on Succession ShrHldr Against For Against Planning 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert Ezrilov Mgmt For Against Against 2 Elect Director Wayne M. Fortun Mgmt For Against Against 3 Elect Director Brian P. Short Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For 7 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For Against Against 2 Elect Director Jack B. Moore Mgmt For Against Against 3 Elect Director David Ross Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Approve Executive Incentive Mgmt For For For Bonus Plan 6 Amend Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- CARMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMX CUSIP 143130102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas J. Folliard Mgmt For For For 1.2 Elect Director Rakesh Gangwal Mgmt For For For 1.3 Elect Director Shira Goodman Mgmt For For For 1.4 Elect Director W. Robert Grafton Mgmt For For For 1.5 Elect Director Edgar H. Grubb Mgmt For For For 1.6 Elect Director Mitchell D. Mgmt For For For Steenrod 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John S. Mgmt For Withhold Against Charlesworth 1.2 Elect Director Montgomery F. Mgmt For Withhold Against Moran 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Mgmt For For For Capellas 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Mgmt For For For Kovacevich 9 Elect Director Roderick C. Mgmt For For For Mcgeary 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Ratify Auditors Mgmt For For For 16 Amend Bylaws to Establish a ShrHldr Against For Against Board Committee on Environmental Sustainability 17 Report on Internet Fragmentation ShrHldr Against For Against 18 Adopt Policy Prohibiting Sale of ShrHldr Against For Against Products in China if they Contribute to Human Rights Abuses --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert W. Howe Mgmt For For For 2 Elect Director Robert E. Weissman Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Increase Authorized Common Stock Mgmt For For For 6 Reduce Supermajority Vote Mgmt For For For Requirement 7 Reduce Supermajority Vote Mgmt For For For Requirement 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24140108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda A. Hill as Director Mgmt For For For 2 Elect James J. Postl as Director Mgmt For For For 3 Elect Mark S. Thompson as Mgmt For Against Against Director 4 Accept Financial Statements and Mgmt For For For Statutory Reports 5 Approve Ernst & Young as Mgmt For For For Auditors and Authorize the Audit Committee to Fix Their Remuneration 6 Approve Omnibus Stock Plan Mgmt For Against Against 7 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 9 Authorize Share Repurchase by Mgmt For For For any Subsidiary of the Company 10 Authorize the Reissue Price Mgmt For For For Range of Treasury Shares --------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Susan L. Decker Mgmt For For For 1.2 Elect Director Richard M. Mgmt For For For Libenson 1.3 Elect Director John W. Meisenbach Mgmt For For For 1.4 Elect Director Charles T. Munger Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edwin M. Banks Mgmt For For For 2 Elect Director C. David Brown II Mgmt For For For 3 Elect Director David W. Dorman Mgmt For For For 4 Elect Director Anne M. Finucane Mgmt For For For 5 Elect Director Kristen Gibney Mgmt For For For Williams 6 Elect Director Marian L. Heard Mgmt For For For 7 Elect Director Larry J. Merlo Mgmt For For For 8 Elect Director Jean-Pierre Millon Mgmt For For For 9 Elect Director Terrence Murray Mgmt For For For 10 Elect Director C.A. Lance Piccolo Mgmt For For For 11 Elect Director Richard J. Swift Mgmt For Against Against 12 Elect Director Tony L. White Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Report on Political Contributions ShrHldr Against For Against 17 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Lawrence Culp, Mgmt For For For Jr. 1.2 Elect Director Mitchell P. Rales Mgmt For For For 1.3 Elect Director Elias A. Zerhouni Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors Mgmt For For For 4 Provide Right to Call Special Mgmt For For For Meeting 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Douglas M. Baker, Mgmt For Against Against Jr. 2 Elect Director Barbara J. Beck Mgmt For Against Against 3 Elect Director Jerry W. Levin Mgmt For Against Against 4 Elect Director Robert L. Lumpkins Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Amend Nonqualified Employee Mgmt For For For Stock Purchase Plan 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Adopt Policy on Human Right to ShrHldr Against For Against Water 10 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark A. Emmert Mgmt For Against Against 2 Elect Director R. Jordan Gates Mgmt For Against Against 3 Elect Director Dan P. Mgmt For Against Against Kourkoumelis 4 Elect Director Michael J. Malone Mgmt For Against Against 5 Elect Director John W. Meisenbach Mgmt For Against Against 6 Elect Director Peter J. Rose Mgmt For Against Against 7 Elect Director James L.k. Wang Mgmt For Against Against 8 Elect Director Robert R. Wright Mgmt For Against Against 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 11 Approve Stock Option Plan Mgmt For For For 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel H. Armacost Mgmt For Against Against 2 Elect Director Charles Crocker Mgmt For For For 3 Elect Director Joseph R. Hardiman Mgmt For For For 4 Elect Director Charles B. Johnson Mgmt For For For 5 Elect Director Gregory E. Johnson Mgmt For For For 6 Elect Director Rupert H. Mgmt For For For Johnson, Jr. 7 Elect Director Mark C. Pigott Mgmt For For For 8 Elect Director Chutta Ratnathicam Mgmt For For For 9 Elect Director Peter M. Sacerdote Mgmt For For For 10 Elect Director Laura Stein Mgmt For For For 11 Elect Director Anne M. Tatlock Mgmt For Against Against 12 Elect Director Geoffrey Y. Yang Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Cogan Mgmt For For For 1.2 Elect Director Etienne F. Mgmt For For For Davignon 1.3 Elect Director James M. Denny Mgmt For For For 1.4 Elect Director Carla A. Hills Mgmt For For For 1.5 Elect Director Kevin E. Lofton Mgmt For For For 1.6 Elect Director John W. Madigan Mgmt For For For 1.7 Elect Director John C. Martin Mgmt For For For 1.8 Elect Director Gordon E. Moore Mgmt For For For 1.9 Elect Director Nicholas G. Moore Mgmt For For For 1.10 Elect Director Richard J. Whitley Mgmt For For For 1.11 Elect Director Gayle E. Wilson Mgmt For For For 1.12 Elect Director Per Wold-Olsen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Reduce Supermajority Vote Mgmt For For For Requirement 5 Provide Right to Call Special Mgmt For For For Meeting 6 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Larry Page Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Eric E. Schmidt Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Mgmt For For For Tilghman 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Amend Bylaws to Establish a ShrHldr Against For Against Board Committee on Environmental Sustainability 7 Reduce Supermajority Vote ShrHldr Against Against For Requirement 8 Report on Code of Conduct ShrHldr Against Against For Compliance --------------------------------------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMCR CUSIP 393122106 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence J. Mgmt For Withhold Against Blanford 1.2 Elect Director Michael J. Mardy Mgmt For Withhold Against 1.3 Elect Director David E. Moran Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director M. L. Andreessen Mgmt For For For 2 Elect Director L. Apotheker Mgmt For For For 3 Elect Director L.T. Babbio, Jr. Mgmt For Against Against 4 Elect Director S.M. Baldauf Mgmt For Against Against 5 Elect Director S. Banerji Mgmt For For For 6 Elect Director R.L. Gupta Mgmt For For For 7 Elect Director J.H. Hammergren Mgmt For For For 8 Elect Director R.J. Lane Mgmt For For For 9 Elect Director G.M. Reiner Mgmt For For For 10 Elect Director P.F. Russo Mgmt For For For 11 Elect Director D. Senequier Mgmt For For For 12 Elect Director G.K. Thompson Mgmt For Against Against 13 Elect Director M.C. Whitman Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 18 Amend Executive Incentive Bonus Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Crandall C. Bowles Mgmt For For For 2 Elect Director Stephen B. Burke Mgmt For For For 3 Elect Director David M. Cote Mgmt For For For 4 Elect Director James S. Crown Mgmt For For For 5 Elect Director James Dimon Mgmt For For For 6 Elect Director Ellen V. Futter Mgmt For For For 7 Elect Director William H. Gray, Mgmt For For For III 8 Elect Director Laban P. Jackson, Mgmt For For For Jr. 9 Elect Director David C. Novak Mgmt For For For 10 Elect Director Lee R. Raymond Mgmt For For For 11 Elect Director William C. Weldon Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Amend Omnibus Stock Plan Mgmt For Against Against 16 Affirm Political Non-Partisanship ShrHldr Against For Against 17 Provide Right to Act by Written ShrHldr Against For Against Consent 18 Report on Loan Modifications ShrHldr Against For Against 19 Report on Political Contributions ShrHldr Against For Against 20 Institute Procedures to Prevent ShrHldr Against For Against Investments in Companies that Contribute to Genocide or Crimes Against Humanity 21 Require Independent Board ShrHldr Against For Against Chairman --------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter Boneparth Mgmt For For For 2 Elect Director Steven A. Burd Mgmt For For For 3 Elect Director John F. Herma Mgmt For For For 4 Elect Director Dale E. Jones Mgmt For For For 5 Elect Director William S. Kellogg Mgmt For For For 6 Elect Director Kevin Mansell Mgmt For For For 7 Elect Director Frank V. Sica Mgmt For For For 8 Elect Director Peter M. Mgmt For For For Sommerhauser 9 Elect Director Stephanie A. Mgmt For For For Streeter 10 Elect Director Nina G. Vaca Mgmt For For For 11 Elect Director Stephen E. Watson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Director Elections 14 Reduce Supermajority Vote Mgmt For For For Requirement 15 Amend Executive Incentive Bonus Mgmt For For For Plan 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 18 Provide Right to Act by Written ShrHldr Against Against For Consent 19 Adopt Policy on Succession ShrHldr Against For Against Planning --------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CINS G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth M. Jacobs as Mgmt For For For Director 1.2 Elect Philip A. Laskawy as Mgmt For Withhold Against Director 1.3 Elect Michael J. Turner as Mgmt For For For Director 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Mgmt For Withhold Against Swanson, Jr. 1.2 Elect Director Lothar Maier Mgmt For Withhold Against 1.3 Elect Director Arthur C. Agnos Mgmt For Withhold Against 1.4 Elect Director John J. Gordon Mgmt For Withhold Against 1.5 Elect Director David S. Lee Mgmt For Withhold Against 1.6 Elect Director Richard M. Moley Mgmt For Withhold Against 1.7 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2 Reduce Supermajority Vote Mgmt For For For Requirement 3 Amend Board Qualifications Mgmt For For For 4 Amend Stock Ownership Limitations Mgmt For For For 5 Adjourn Meeting Mgmt For For For 6.1 Elect Director Nancy J. Karch Mgmt For Withhold Against 6.2 Elect Director Jose Octavio Mgmt For For For Reyes Lagunes 6.3 Elect Director Edward Suning Tian Mgmt For Withhold Against 6.4 Elect Director Silvio Barzi Mgmt For For For 7 Approve Executive Incentive Mgmt For For For Bonus Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anton J. Levy Mgmt For Withhold Against 1.2 Elect Director Michael Spence Mgmt For Withhold Against 1.3 Elect Director Mario Eduardo Mgmt For For For Vazquez 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven A. Ballmer Mgmt For Against Against 2 Elect Director Dina Dublon Mgmt For Against Against 3 Elect Director William H. Gates Mgmt For Against Against III 4 Elect Director Raymond V. Mgmt For Against Against Gilmartin 5 Elect Director Reed Hastings Mgmt For Against Against 6 Elect Director Maria M. Klawe Mgmt For Against Against 7 Elect Director David F. Marquardt Mgmt For Against Against 8 Elect Director Charles H. Noski Mgmt For Against Against 9 Elect Director Helmut Panke Mgmt For Against Against 10 Ratify Auditors Mgmt For For For 11 Amend Bylaws to Establish a ShrHldr Against For Against Board Committee on Environmental Sustainability --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Reed Hastings Mgmt For Withhold Against 1.2 Elect Director Jay C. Hoag Mgmt For Withhold Against 1.3 Elect Director A. George (Skip) Mgmt For Withhold Against Battle 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS N0L CINS H5833N103 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence J. Chazen Mgmt For Withhold Against 1.2 Elect Director Jon A. Marshall Mgmt For Withhold Against 1.3 Elect Director Mary P. Mgmt For Withhold Against Ricciardello 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve Creation of Reserve Mgmt For For For Through Appropriation of Retained Earnings. 4 Approve CHF 38.4 Million Mgmt For For For Reduction in Share Capital 5 Approve Extension of CHF 133 Mgmt For For For Million Pool of Capital without Preemptive Rights 6 Approve CHF 143 Million Mgmt For For For Reduction in Share Capital and Repayment of CHF 0.13 per Share 7 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor 8 Approve Discharge of Board and Mgmt For For For Senior Management 9 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Linda Walker Bynoe Mgmt For For For 1.2 Elect Director Nicholas D. Mgmt For For For Chabraja 1.3 Elect Director Susan Crown Mgmt For For For 1.4 Elect Director Dipak C. Jain Mgmt For For For 1.5 Elect Director Robert W. Lane Mgmt For For For 1.6 Elect Director Robert C. Mgmt For For For McCormack 1.7 Elect Director Edward J. Mooney Mgmt For Withhold Against 1.8 Elect Director John W. Rowe Mgmt For Withhold Against 1.9 Elect DirectorMartin P. Slark Mgmt For Withhold Against 1.10 Elect Director David H.B. Smith, Mgmt For For For Jr. 1.11 Elect Director Enrique J. Sosa Mgmt For For For 1.12 Elect Director Charles A. Mgmt For For For Tribbett, III 1.13 Elect Director Frederick H. Mgmt For For For Waddell 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.20 per Share 4 Approve Remuneration System Mgmt For Against Against 5.1 Reelect Ann Fudge as Director Mgmt For For For 5.2 Reelect Pierre Landolt as Mgmt For Against Against Director 5.3 Reelect Ulrich Lehner as Director Mgmt For For For 5.4 Elect Enrico Vanni as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG Mgmt For For For as Auditors 7 Additional And/or Mgmt For Against Against Counter-proposals Presented At The Meeting --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CINS H5820Q150 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Merger Agreement with Mgmt For For For Alcon Inc. 1.2 Approve Creation of CHF 54 Mgmt For For For Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. 2 Additional And/or Mgmt For Against Against Counter-proposals Presented At The Meeting --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director S.L. Brown Mgmt For For For 2 Elect Director I.M. Cook Mgmt For For For 3 Elect Director D. Dublon Mgmt For For For 4 Elect Director V.J. Dzau Mgmt For For For 5 Elect Director R.L. Hunt Mgmt For For For 6 Elect Director A. Ibarguen Mgmt For For For 7 Elect Director A.C. Martinez Mgmt For Against Against 8 Elect Director I.K. Nooyi Mgmt For For For 9 Elect Director S.P. Rockefeller Mgmt For For For 10 Elect Director J.J. Schiro Mgmt For For For 11 Elect Director L.G. Trotter Mgmt For For For 12 Elect Director D. Vasella Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 15 Ratify Auditors Mgmt For For For 16 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 17 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 18 Report on Political Contributions ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffery H. Boyd Mgmt For Withhold Against 1.2 Elect Director Ralph M. Bahna Mgmt For Withhold Against 1.3 Elect Director Howard W. Barker, Mgmt For Withhold Against Jr. 1.4 Elect Director Jan L. Docter Mgmt For Withhold Against 1.5 Elect Director Jeffrey E. Epstein Mgmt For Withhold Against 1.6 Elect Director James M. Guyette Mgmt For Withhold Against 1.7 Elect Director Nancy B. Peretsman Mgmt For Withhold Against 1.8 Elect Director Craig W. Rydin Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- QEP RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QEP CUSIP 74733V100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith O. Rattie Mgmt For Withhold Against 1.2 Elect Director David A. Trice Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Mgmt For For For Alexander 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Mgmt For For For Cruickshank 1.4 Elect Director Raymond V. Mgmt For For For Dittamore 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Francisco Ros Mgmt For For For 1.12 Elect Director Brent Scowcroft Mgmt For For For 1.13 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Marc Benioff Mgmt For For For 2 Elect Director Craig Conway Mgmt For For For 3 Elect Director Alan Hassenfeld Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard R. Mgmt For Against Against Devenuti 2 Elect Director Thomas H. Mgmt For Against Against Garrett, III 3 Elect Director Wendy L. Yarno Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Declassify the Board of Directors ShrHldr N/A For N/A 8 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Howard Schultz Mgmt For For For 2 Elect Director William W. Bradley Mgmt For For For 3 Elect Director Mellody Hobson Mgmt For For For 4 Elect Director Kevin R. Johnson Mgmt For For For 5 Elect Director Olden Lee Mgmt For For For 6 Elect Director Sheryl Sandberg Mgmt For For For 7 Elect Director James G. Shennan, Mgmt For For For Jr. 8 Elect Director Javier G. Teruel Mgmt For For For 9 Elect Director Myron E. Ullman, Mgmt For For For III 10 Elect Director Craig E. Weatherup Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Amend Omnibus Stock Plan Mgmt For Against Against 14 Amend Omnibus Stock Plan Mgmt For Against Against 15 Ratify Auditors Mgmt For For For 16 Adopt Comprehensive Recycling ShrHldr Against For Against Strategy for Beverage Containers --------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard E. Cox, Jr. Mgmt For For For 1.2 Elect Director Srikant M. Datar Mgmt For For For 1.3 Elect Director Roch Doliveux Mgmt For For For 1.4 Elect Director Louise L. Mgmt For For For Francesconi 1.5 Elect Director Allan C. Golston Mgmt For For For 1.6 Elect Director Howard L. Lance Mgmt For Withhold Against 1.7 Elect Director Stephen P. Mgmt For For For MacMillan 1.8 Elect Director William U. Parfet Mgmt For For For 1.9 Elect Director Ronda E. Stryker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Approve Restricted Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings --------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For Withhold Against 1.2 Elect Director Dominic Mgmt For Withhold Against D'Alessandro 1.3 Elect Director John T. Ferguson Mgmt For Withhold Against 1.4 Elect Director W. Douglas Ford Mgmt For Withhold Against 1.5 Elect Director Richard L. George Mgmt For Withhold Against 1.6 Elect Director Paul Haseldonckx Mgmt For Withhold Against 1.7 Elect Director John R. Huff Mgmt For Withhold Against 1.8 Elect Director Jacques Lamarre Mgmt For Withhold Against 1.9 Elect Director Brian F. MacNeill Mgmt For Withhold Against 1.10 Elect Director Maureen McCaw Mgmt For Withhold Against 1.11 Elect Director Michael W. O'Brien Mgmt For Withhold Against 1.12 Elect Director James W. Simpson Mgmt For Withhold Against 1.13 Elect Director Eira Thomas Mgmt For Withhold Against 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, Mgmt For For For II 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Blake P. Garrett, Mgmt For For For Jr. 5 Elect Director David H. Hughes Mgmt For For For 6 Elect Director M. Douglas Ivester Mgmt For For For 7 Elect Director J. Hicks Lanier Mgmt For Against Against 8 Elect Director Kyle Prechtl Legg Mgmt For For For 9 Elect Director William A. Mgmt For For For Linnenbringer 10 Elect Director G. Gilmer Minor, Mgmt For For For III 11 Elect Director Frank S. Royal Mgmt For For For 12 Elect Director Thomas R. Watjen Mgmt For For For 13 Elect Director James M. Wells, Mgmt For For For III 14 Elect Director Phail Wynn, Jr. Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 18 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 19 Prepare Sustainability Report ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward C. Bernard Mgmt For For For 2 Elect Director James T. Brady Mgmt For For For 3 Elect Director J. Alfred Mgmt For For For Broaddus, Jr. 4 Elect Director Donald B. Hebb, Mgmt For For For Jr. 5 Elect Director James A.C. Kennedy Mgmt For For For 6 Elect Director Robert F. Mgmt For For For MacLellan 7 Elect Director Brian C. Rogers Mgmt For For For 8 Elect Director Alfred Sommer Mgmt For For For 9 Elect Director Dwight S. Taylor Mgmt For For For 10 Elect Director Anne Marie Mgmt For For For Whittemore 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank C. Herringer Mgmt For For For 2 Elect Director Stephen T. McLin Mgmt For For For 3 Elect Director Charles R. Schwab Mgmt For For For 4 Elect Director Roger O. Walther Mgmt For For For 5 Elect Director Robert N. Wilson Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Amend Omnibus Stock Plan Mgmt For Against Against 8 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 9 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 10 Report on Political Contributions ShrHldr Against For Against 11 Declassify the Board of Directors ShrHldr N/A For N/A --------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Angela F. Braly Mgmt For For For 2 Elect Director Kenneth I. Mgmt For Against Against Chenault 3 Elect Director Scott D. Cook Mgmt For For For 4 Elect Director Rajat K. Gupta Mgmt For For For 5 Elect Director Robert A. Mcdonald Mgmt For For For 6 Elect Director W. James Mgmt For Against Against Mcnerney, Jr. 7 Elect Director Johnathan A. Mgmt For For For Rodgers 8 Elect Director Mary A. Mgmt For Against Against Wilderotter 9 Elect Director Patricia A. Woertz Mgmt For For For 10 Elect Director Ernesto Zedillo Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Provide for Cumulative Voting ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Renee J. James Mgmt For Against Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director John D. Baker Mgmt For For For II 2 Election Director John S. Chen Mgmt For Against Against 3 Election Director Lloyd H. Dean Mgmt For For For 4 Election Director Susan E. Engel Mgmt For For For 5 Election Director Enrique Mgmt For For For Hernandez, Jr. 6 Election Director Donald M. James Mgmt For Against Against 7 Election Director Mackey J. Mgmt For For For McDonald 8 Election Director Cynthia H. Mgmt For For For Milligan 9 Elect Director Nicholas G. Moore Mgmt For For For 10 Elect Director Philip J. Quigley Mgmt For Against Against 11 Elect Director Judith M. Runstad Mgmt For For For 12 Elect Director Stephen W. Sanger Mgmt For For For 13 Elect Director John G. Stumpf Mgmt For For For 14 Elect Director an G. Swenson Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Ratify Auditors Mgmt For For For 18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 19 Provide for Cumulative Voting ShrHldr Against For Against 20 Require Independent Board ShrHldr Against For Against Chairman 21 Advisory Vote to Ratify ShrHldr Against Against For Directors' Compensation 22 Require Audit Committee Review ShrHldr Against For Against and Report on Controls Related to Loans, Foreclosure and Securitizations --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jerry C. Atkin Mgmt For Against Against 2 Elect Director Roger B. Porter Mgmt For Against Against 3 Elect Director Stephen D. Quinn Mgmt For Against Against 4 Elect Director L.E. Simmons Mgmt For Against Against 5 Elect Director Shelley Thomas Mgmt For Against Against Williams 6 Elect Director Steven C. Mgmt For Against Against Wheelwright 7 Ratify Auditors Mgmt For For For 8 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 9 Claw-back of Payments under ShrHldr Against For Against Restatements --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Growth Portfolio --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF ISIN US0028962076 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: LAUREN J. Mgmt For For For BRISKY (CLASS OF 2014) 2 ELECTION OF DIRECTOR: ARCHIE M. Mgmt For For For GRIFFIN (CLASS OF 2014) 3 ELECTION OF DIRECTOR: ELIZABETH Mgmt For For For M. LEE (CLASS OF 2014) 4 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For GREENLEES (CLASS OF 2013) 5 ELECTION OF DIRECTOR: KEVIN S. Mgmt For For For HUVANE (CLASS OF 2013) 6 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 7 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For For COMPENSATION 8 APPROVE AMENDMENTS TO THE Mgmt For For For COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY BOARD OF DIRECTORS 9 RATIFY APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING JAN 28, 2012 10 RE-APPROVE THE PERFORMANCE GOALS Mgmt For For For UNDER THE ABERCROMBIE & FITCH CO. 2005 LONG-TERM INCENTIVE PLAN 11 APPROVE THE AMENDMENT AND Mgmt For For For RESTATEMENT OF THE ABERCROMBIE & FITCH CO. 2007 LONG-TERM INCENTIVE PLAN 12 APPROVE THE STOCKHOLDER PROPOSAL Mgmt Against Against For DESCRIBED IN THE PROXY STATEMENT, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING --------------------------------------------------------------------------------------------------------------- AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU ISIN CA0089161081 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 THE APPOINTMENT OF KPMG LLP, Mgmt For For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR ISIN US0214411003 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JOHN P. Mgmt For For For DAANE 2 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For FINOCCHIO, JR. 3 ELECTION OF DIRECTOR: KEVIN Mgmt For For For MCGARITY 4 ELECTION OF DIRECTOR: T. MICHAEL Mgmt For For For NEVENS 5 ELECTION OF DIRECTOR: KRISH A. Mgmt For For For PRABHU 6 ELECTION OF DIRECTOR: JOHN Mgmt For For For SHOEMAKER 7 ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For For 8 TO APPROVE AN AMENDMENT TO THE Mgmt For For For 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 10,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 9 TO APPROVE AN AMENDMENT TO THE Mgmt For For For 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 10 TO APPROVE AN AMENDMENT TO OUR Mgmt For For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING. 11 TO APPROVE AN AMENDMENT TO OUR Mgmt For For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ADD A FORUM SELECTION CLAUSE. 12 TO APPROVE AN AMENDMENT TO OUR Mgmt For For For BY-LAWS TO PROVIDE THAT STOCKHOLDERS HOLDING OVER 20% OF OUR SHARES MAY CALL A SPECIAL MEETING OF STOCKHOLDERS. 13 TO APPROVE, BY NON-BINDING VOTE, Mgmt For For For EXECUTIVE COMPENSATION. 14 TO RECOMMEND, BY NON-BINDING Mgmt 1 Year 1 Year For VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 15 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN ISIN US0231351067 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JEFFREY P. Mgmt For For For BEZOS 2 ELECTION OF DIRECTOR: TOM A. Mgmt For For For ALBERG 3 ELECTION OF DIRECTOR: JOHN SEELY Mgmt For For For BROWN 4 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For GORDON 5 ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For For 6 ELECTION OF DIRECTOR: JONATHAN Mgmt For For For J. RUBINSTEIN 7 ELECTION OF DIRECTOR: THOMAS O. Mgmt For For For RYDER 8 ELECTION OF DIRECTOR: PATRICIA Mgmt For For For Q. STONESIFER 9 RATIFY THE APPOINTMENT OF ERNST Mgmt For For For & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION. 11 ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years 3 Years For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 12 SHAREHOLDER PROPOSAL REGARDING Mgmt Against Against For SHAREHOLDER OWNERSHIP THRESHOLD FOR CALLING A SPECIAL MEETING OF SHAREHOLDERS. 13 SHAREHOLDER PROPOSAL REGARDING Mgmt Against Against For AN ASSESSMENT AND REPORT CONCERNING CLIMATE CHANGE. --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA ISIN US0374111054 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: G. STEVEN Mgmt For For For FARRIS 2 ELECTION OF DIRECTOR: RANDOLPH Mgmt For For For M. FERLIC 3 ELECTION OF DIRECTOR: A.D. Mgmt For For For FRAZIER, JR. 4 ELECTION OF DIRECTOR: JOHN A. Mgmt For For For KOCUR 5 RATIFICATION OF ERNST & YOUNG AS Mgmt For For For APACHE'S INDEPENDENT AUDITORS 6 ADVISORY VOTE ON COMPENSATION OF Mgmt For For For APACHE'S NAMED EXECUTIVE OFFICERS 7 TO RECOMMEND THE FREQUENCY OF Mgmt 1 Year 1 Year For ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS 8 APPROVAL OF AMENDMENT TO Mgmt For For For APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK 9 APPROVAL OF AMENDMENT TO Mgmt For For For APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK 10 APPROVAL OF APACHE'S 2011 Mgmt For For For OMNIBUS EQUITY COMPENSATION PLAN --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL ISIN US0378331005 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors N/A For For For 1.2 Election of Directors N/A For For For 1.3 Election of Directors N/A For For For 1.4 Election of Directors N/A For For For 1.5 Election of Directors N/A For For For 1.6 Election of Directors N/A For For For 1.7 Election of Directors N/A For For For 2 Ratify Appointment of N/A For For For Independent Auditors 3 14A Executive Compensation N/A For For For 4 14A Executive Compensation Vote N/A 1 Year 1 Year For Frequency 5 S/H Proposal - Board Compensation N/A Against Against For 6 S/H Proposal - Election of N/A Against Against For Directors By Majority Vote --------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARMH ISIN US0420681068 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2010 2 TO DECLARE A FINAL DIVIDEND Mgmt For For For 3 TO APPROVE THE DIRECTORS' Mgmt For For For REMUNERATION REPORT 4 TO ELECT LARRY HIRST AS A Mgmt For For For DIRECTOR 5 TO ELECT JANICE ROBERTS AS A Mgmt For For For DIRECTOR 6 TO ELECT ANDY GREEN AS A DIRECTOR Mgmt For For For 7 TO RE-ELECT DOUG DUNN AS A Mgmt For For For DIRECTOR 8 TO RE-ELECT WARREN EAST AS A Mgmt For For For DIRECTOR 9 TO RE-ELECT TUDOR BROWN AS A Mgmt For For For DIRECTOR 10 TO RE-ELECT MIKE INGLIS AS A Mgmt For For For DIRECTOR 11 TO RE-ELECT MIKE MULLER AS A Mgmt For For For DIRECTOR 12 TO RE-ELECT KATHLEEN O'DONOVAN Mgmt For For For AS A DIRECTOR 13 TO RE-ELECT PHILIP ROWLEY AS A Mgmt For For For DIRECTOR 14 TO RE-ELECT TIM SCORE AS A Mgmt For For For DIRECTOR 15 TO RE-ELECT SIMON SEGARS AS A Mgmt For For For DIRECTOR 16 TO RE-ELECT YOUNG SOHN AS A Mgmt For For For DIRECTOR 17 TO RE-APPOINT Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY 18 TO AUTHORISE THE DIRECTORS TO Mgmt For For For FIX THE REMUNERATION OF THE AUDITORS 19 TO GRANT THE DIRECTORS AUTHORITY Mgmt For For For TO ALLOT SHARES 20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For For 21 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For For MARKET PURCHASES OF ITS OWN SHARES 22 TO AUTHORISE THE COMPANY TO HOLD Mgmt For For For GENERAL MEETINGS ON 14 DAYS' NOTICE --------------------------------------------------------------------------------------------------------------- ASML HOLDINGS N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML ISIN USN070591862 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DISCUSSION OF THE ANNUAL REPORT Mgmt For For For 2010 AND PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR (FY") 2010, AS PREPARED IN ACCORDANCE WITH DUTCH LAW. " 2 PROPOSAL TO DISCHARGE THE Mgmt For For For MEMBERS OF THE BOARD OF MANAGEMENT (BOM") FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2010. " 3 PROPOSAL TO DISCHARGE THE Mgmt For For For MEMBERS OF THE SUPERVISORY BOARD (SB") FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2010. " 4 PROPOSAL TO ADOPT A DIVIDEND OF Mgmt For For For EUR 0.40 PER ORDINARY SHARE OF EUR 0.09. 5 PROPOSAL TO AMEND THE ARTICLES Mgmt For For For OF ASSOCIATION OF THE COMPANY. 6 APPROVAL OF THE NUMBER OF STOCK Mgmt For For For OPTIONS, RESPECTIVELY STOCK, AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TO ISSUE THE STOCK OPTIONS OR STOCK. 7 PROPOSAL TO REAPPOINT MR. W.T. Mgmt For For For SIEGLE AS MEMBER OF THE SB EFFECTIVE APRIL 20, 2011. 8 PROPOSAL TO REAPPOINT MR. J.W.B. Mgmt For For For WESTERBURGEN AS MEMBER OF THE SB EFFECTIVE APRIL 20, 2011. 9 PROPOSAL TO ADJUST THE Mgmt For For For REMUNERATION OF THE SUPERVISORY BOARD. 10 PROPOSAL TO AUTHORIZE THE BOM Mgmt For For For FOR A PERIOD OF 18 MONTHS FROM APRIL 20, 2011, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARE CAPITAL AT THE TIME OF THE AUTHORIZATION. 11 PROPOSAL TO AUTHORIZE THE BOM Mgmt For For For FOR A PERIOD OF 18 MONTHS FROM APRIL 20, 2011, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 13A. 12 PROPOSAL TO AUTHORIZE THE BOM Mgmt For For For FOR A PERIOD OF 18 MONTHS FROM APRIL 20, 2011, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THE CAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL AT THE TIME OF THE AUTHORIZATION, WHICH 5% CAN ONLY BE U 13 PROPOSAL TO AUTHORIZE THE BOM Mgmt For For For FOR A PERIOD OF 18 MONTHS FROM APRIL 20, 2011, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 13C. 14 PROPOSAL TO AUTHORIZE THE BOM Mgmt For For For FOR A PERIOD OF 18 MONTHS FROM APRIL 20, 2011, TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL. 15 PROPOSAL TO CANCEL ORDINARY Mgmt For For For SHARES. 16 PROPOSAL TO CANCEL ADDITIONAL Mgmt For For For ORDINARY SHARES. --------------------------------------------------------------------------------------------------------------- AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK ISIN US0527691069 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CARL BASS Mgmt For For For 2 ELECTION OF DIRECTOR: CRAWFORD Mgmt For For For W. BEVERIDGE 3 ELECTION OF DIRECTOR: J. HALLAM Mgmt For For For DAWSON 4 ELECTION OF DIRECTOR: Mgmt For For For PER-KRISTIAN HALVORSEN 5 ELECTION OF DIRECTOR: SEAN M. Mgmt For For For MALONEY 6 ELECTION OF DIRECTOR: MARY T. Mgmt For For For MCDOWELL 7 ELECTION OF DIRECTOR: LORRIE M. Mgmt For For For NORRINGTON 8 ELECTION OF DIRECTOR: CHARLES J. Mgmt For For For ROBEL 9 ELECTION OF DIRECTOR: STEVEN M. Mgmt For For For WEST 10 RATIFY THE APPOINTMENT OF ERNST Mgmt For For For & YOUNG LLP AS AUTODESK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012. 11 APPROVE, ON AN ADVISORY Mgmt For For For (NON-BINDING) BASIS, THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. 12 APPROVE THE FREQUENCY WITH WHICH Mgmt 1 Year 1 Year For STOCKHOLDERS ARE PROVIDED AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS. --------------------------------------------------------------------------------------------------------------- BABCOCK & WILCOX CO TICKER SECURITY ID: MEETING DATE MEETING STATUS BWC ISIN US05615F1021 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION. 3 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF THE VOTE ON EXECUTIVE COMPENSATION. 4 APPROVAL OF THE AMENDED AND Mgmt For For For RESTATED 2010 LONG-TERM COMPENSATION PLAN. 5 APPROVAL OF THE AMENDED AND Mgmt For For For RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN. 6 RATIFICATION OF APPOINTMENT OF Mgmt For For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABX ISIN CA0679011084 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR Mgmt For For For 1.2 DIRECTOR Mgmt For Withhold Against 2 RESOLUTION APPROVING THE Mgmt For For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 3 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For For COMPENSATION APPROACH. --------------------------------------------------------------------------------------------------------------- BRUKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKR ISIN US1167941087 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO CONSIDER AND ACT UPON A Mgmt For For For PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL 2011. 3 TO APPROVE, BY NON-BINDING Mgmt For For For ADVISORY VOTE, COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4 TO RECOMMEND, BY NON-BINDING Mgmt 3 Years 3 Years For ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. --------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHKP ISIN IL0010824113 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 RE-ELECTION OF TWO OUTSIDE Mgmt For For For DIRECTORS: IRWIN FEDERMAN AND RAY ROTHROCK. 3 TO RATIFY THE APPOINTMENT AND Mgmt For For For COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 4 TO AMEND THE FEE STRUCTURE FOR Mgmt For For For CHECK POINT'S DIRECTORS. 5 TO APPROVE COMPENSATION TO CHECK Mgmt For For For POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS. --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO ISIN US17275R1023 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CAROL A. Mgmt For For For BARTZ 2 ELECTION OF DIRECTOR: M. MICHELE Mgmt For For For BURNS 3 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For CAPELLAS 4 ELECTION OF DIRECTOR: LARRY R. Mgmt For For For CARTER 5 ELECTION OF DIRECTOR: JOHN T. Mgmt For For For CHAMBERS 6 ELECTION OF DIRECTOR: BRIAN L. Mgmt For For For HALLA 7 ELECTION OF DIRECTOR: DR. JOHN Mgmt For For For L. HENNESSY 8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For KOVACEVICH 9 ELECTION OF DIRECTOR: RODERICK Mgmt For For For C. MCGEARY 10 ELECTION OF DIRECTOR: MICHAEL K. Mgmt For For For POWELL 11 ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For For 12 ELECTION OF DIRECTOR: STEVEN M. Mgmt For For For WEST 13 ELECTION OF DIRECTOR: JERRY YANG Mgmt For For For 14 TO APPROVE A NON-BINDING Mgmt For For For ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. 15 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. 16 PROPOSAL SUBMITTED BY A Mgmt Against Against For SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. 17 PROPOSAL SUBMITTED BY Mgmt Against Against For SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICE 18 PROPOSAL SUBMITTED BY A Mgmt Against Against For SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES --------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF ISIN US18683K1016 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: J.A. Mgmt For For For CARRABBA 2 ELECTION OF DIRECTOR: S.M. Mgmt For For For CUNNINGHAM 3 ELECTION OF DIRECTOR: B.J. Mgmt For For For ELDRIDGE 4 ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For For 5 ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For For 6 ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For For 7 ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For For 8 ELECTION OF DIRECTOR: F.R. Mgmt For For For MCALLISTER 9 ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For For 10 ELECTION OF DIRECTOR: R.K. Mgmt For For For RIEDERER 11 ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For For 12 ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For For 13 A PROPOSAL TO AMEND THE SECOND Mgmt For For For AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES 14 ADVISORY VOTE ON NAMED EXECUTIVE Mgmt For For For OFFICER COMPENSATION, COMMONLY KNOWN AS SAY ON PAY" " 15 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF SHAREHOLDER VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION 16 A SHAREHOLDER PROPOSAL REGARDING Mgmt Against Against For MAJORITY VOTING IN DIRECTOR ELECTIONS 17 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR --------------------------------------------------------------------------------------------------------------- CME GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CME ISIN US12572Q1058 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3 ADVISORY VOTE ON THE Mgmt For For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. --------------------------------------------------------------------------------------------------------------- CNOOC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CEO ISIN US1261321095 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 RECEIVE AND CONSIDER AUDITED Mgmt For For For STATEMENT OF ACCOUNTS TOGETHER WITH THE REPORT OF DIRECTORS & INDEPENDENT AUDITORS' REPORT THEREON. 2 TO DECLARE A FINAL DIVIDEND FOR Mgmt For For For THE YEAR ENDED 31 DECEMBER 2010. 3 TO RE-ELECT MR. WANG YILIN AS Mgmt For For For NON-EXECUTIVE DIRECTOR. 4 TO RE-ELECT MR. LI FANRONG AS Mgmt For For For EXECUTIVE DIRECTOR. 5 TO RE-ELECT MR. LAWRENCE J. LAU Mgmt For For For AS INDEPENDENT NON-EXECUTIVE DIRECTOR. 6 TO RE-ELECT MR. WANG TAO AS Mgmt For For For INDEPENDENT NON-EXECUTIVE DIRECTOR. 7 TO AUTHORISE THE BOARD OF Mgmt For For For DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS. 8 TO RE-APPOINT THE COMPANY'S Mgmt For For For INDEPENDENT AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. 9 TO GRANT A GENERAL MANDATE TO Mgmt For For For THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY. 10 TO GRANT A GENERAL MANDATE TO Mgmt For For For THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY. 11 TO EXTEND THE GENERAL MANDATE Mgmt For For For GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES IN THE CAPITAL OF THE COMPANY. --------------------------------------------------------------------------------------------------------------- CNOOC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CEO ISIN US1261321095 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO APPROVE THE NON-EXEMPT Mgmt For For For CONTINUING CONNECTED TRANSACTIONS 2 TO APPROVE THE PROPOSED CAPS FOR Mgmt For For For EACH CATEGORY OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS --------------------------------------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH ISIN US1897541041 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR LEW FRANKFORT Mgmt For For For 1.2 DIRECTOR SUSAN KROPF Mgmt For For For 1.3 DIRECTOR GARY LOVEMAN Mgmt For For For 1.4 DIRECTOR IVAN MENEZES Mgmt For For For 1.5 DIRECTOR IRENE MILLER Mgmt For For For 1.6 DIRECTOR MICHAEL MURPHY Mgmt For For For 1.7 DIRECTOR JIDE ZEITLIN Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011 3 TO APPROVE THE COACH, INC. 2010 Mgmt For For For STOCK INCENTIVE PLAN 4 TO VOTE ON A STOCKHOLDER PROPOSAL Mgmt Against Against For --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH ISIN US1924461023 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For HOWE 2 ELECTION OF DIRECTOR: ROBERT E. Mgmt For For For WEISSMAN 3 APPROVAL OF THE COMPENSATION OF Mgmt For For For OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. 4 ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years 3 Years For OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 5 TO AMEND OUR RESTATED Mgmt For For For CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 6 TO AMEND OUR CERTIFICATE OF Mgmt For For For INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. 7 TO AMEND OUR AMENDED AND Mgmt For For For RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL 8 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV TICKER SECURITY ID: MEETING DATE MEETING STATUS ABV ISIN US20441W2035 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF THE MEMBERS OF THE Mgmt N/A For N/A FISCAL COUNCIL: MARIO FERNANDO ENGELKE 2 ELECTION OF THE MEMBERS OF THE Mgmt N/A For N/A FISCAL COUNCIL: EURIPEDES DE FREITAS --------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX ISIN US20453E1091 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. 3 ADVISORY VOTE TO APPROVE THE Mgmt For For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4 ADVISORY VOTE ON HOLDING FUTURE Mgmt 1 Year 1 Year For ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS, AS INDICATED. --------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK ISIN US2435371073 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 3 TO RE-APPROVE THE MATERIAL TERMS Mgmt For For For OF THE PERFORMANCE GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN. 4 TO APPROVE, BY ADVISORY VOTE, Mgmt For For For OUR EXECUTIVE COMPENSATION PROGRAM. 5 TO RECOMMEND, BY ADVISORY VOTE, Mgmt 1 Year 1 Year For THE FREQUENCY OF EXECUTIVE COMPENSATION PROGRAM VOTES. --------------------------------------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV ISIN US2600031080 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: D.H. BENSON Mgmt For For For 2 ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For For 3 ELECTION OF DIRECTOR: J-P.M. Mgmt For For For ERGAS 4 ELECTION OF DIRECTOR: P.T. Mgmt For For For FRANCIS 5 ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For For 6 ELECTION OF DIRECTOR: R.A. Mgmt For For For LIVINGSTON 7 ELECTION OF DIRECTOR: R.K. Mgmt For For For LOCHRIDGE 8 ELECTION OF DIRECTOR: B.G. Mgmt For For For RETHORE 9 ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For For 10 ELECTION OF DIRECTOR: S.M. TODD Mgmt For For For 11 ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For For 12 ELECTION OF DIRECTOR: M.A. Mgmt For For For WINSTON 13 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 14 TO APPROVE THE ADVISORY Mgmt For For For RESOLUTION ON EXECUTIVE COMPENSATION. 15 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. --------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN ISIN US2780581029 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: GEORGE S. Mgmt For For For BARRETT 2 ELECTION OF DIRECTOR: TODD M. Mgmt For For For BLUEDORN 3 ELECTION OF DIRECTOR: NED C. Mgmt For For For LAUTENBACH 4 ELECTION OF DIRECTOR: GREGORY R. Mgmt For For For PAGE 5 APPROVING AMENDMENTS TO THE Mgmt For For For AMENDED REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 3. 6 APPROVING AMENDMENTS TO THE Mgmt For For For AMENDED AND RESTATED ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. 7 RATIFYING THE APPOINTMENT OF Mgmt For For For ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2011. 8 APPROVING, BY NON-BINDING VOTE, Mgmt For For For EXECUTIVE COMPENSATION. 9 TO RECOMMEND, BY NON-BINDING Mgmt 1 Year 1 Year For VOTE, THE FREQUENCY OF FUTURE NON-BINDING EXECUTIVE COMPENSATION VOTES. --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC ISIN US2686481027 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For For For BROWN 2 ELECTION OF DIRECTOR: RANDOLPH Mgmt For For For L. COWEN 3 ELECTION OF DIRECTOR: MICHAEL J. Mgmt For For For CRONIN 4 ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For For 5 ELECTION OF DIRECTOR: JAMES S. Mgmt For For For DISTASIO 6 ELECTION OF DIRECTOR: JOHN R. Mgmt For For For EGAN 7 ELECTION OF DIRECTOR: EDMUND F. Mgmt For For For KELLY 8 ELECTION OF DIRECTOR: WINDLE B. Mgmt For For For PRIEM 9 ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For For 10 ELECTION OF DIRECTOR: DAVID N. Mgmt For For For STROHM 11 ELECTION OF DIRECTOR: JOSEPH M. Mgmt For For For TUCCI 12 RATIFICATION OF THE SELECTION BY Mgmt For For For THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT. 13 APPROVAL OF THE EMC CORPORATION Mgmt For For For AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 14 APPROVAL OF AN AMENDMENT TO Mgmt For For For EMC'S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY STATEMENT. 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. 16 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. --------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV ISIN US3156161024 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors (Majority N/A For For For Voting) 1.2 Election of Directors (Majority N/A For For For Voting) 1.3 Election of Directors (Majority N/A For For For Voting) 2 Ratify Appointment of N/A For For For Independent Auditors 3 14A Executive Compensation N/A For For For 4 14A Executive Compensation Vote N/A 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- FIRST SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSLR ISIN US3364331070 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3 APPROVAL, ON AN ADVISORY BASIS, Mgmt 3 Years 3 Years For OF THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 5 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For ARIZONA IMMIGRATION REFORM. --------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR ISIN US3434121022 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: PETER J. Mgmt For For For FLUOR 2 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For For For PRUEHER 3 ELECTION OF DIRECTOR: SUZANNE H. Mgmt For For For WOOLSEY 4 AN ADVISORY VOTE ON THE Mgmt For For For COMPANY'S EXECUTIVE COMPENSATION. 5 AN ADVISORY VOTE ON THE Mgmt N/A 1 Year N/A FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 6 THE AMENDMENT OF OUR AMENDED AND Mgmt For For For RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 7 THE AMENDMENT OF OUR AMENDED AND Mgmt For For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AND REPLACE THE SUPERMAJORITY VOTING PROVISIONS. 8 THE RATIFICATION OF THE Mgmt For For For APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- FORTINET INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTNT ISIN US34959E1091 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: JOHN Mgmt For For For WALECKA 2 ELECTION OF DIRECTOR: MICHAEL XIE Mgmt For For For 3 TO RATIFY THE APPOINTMENT OF Mgmt For For For DELOITTE & TOUCHE LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 4 TO APPROVE THE FORTINET, INC. Mgmt For For For 2011 EMPLOYEE STOCK PURCHASE PLAN. 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION. 6 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. --------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN ISIN US3546131018 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors (Majority N/A For For For Voting) 1.2 Election of Directors (Majority N/A For For For Voting) 1.3 Election of Directors (Majority N/A For For For Voting) 1.4 Election of Directors (Majority N/A For For For Voting) 1.5 Election of Directors (Majority N/A For For For Voting) 1.6 Election of Directors (Majority N/A For For For Voting) 1.7 Election of Directors (Majority N/A For For For Voting) 1.8 Election of Directors (Majority N/A For For For Voting) 1.9 Election of Directors (Majority N/A For For For Voting) 1.10 Election of Directors (Majority N/A For For For Voting) 1.11 Election of Directors (Majority N/A For For For Voting) 1.12 Election of Directors (Majority N/A For For For Voting) 2 Ratify Appointment of N/A For For For Independent Auditors 3 Amend Stock Compensation Plan N/A For For For 4 14A Executive Compensation N/A For For For 5 14A Executive Compensation Vote N/A 3 Years 3 Years For Frequency --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX ISIN US35671D8570 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR Mgmt For For For 1.2 DIRECTOR Mgmt For Withhold Against 2 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3 APPROVAL, ON AN ADVISORY BASIS, Mgmt 1 Year 1 Year For OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS. --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO ISIN US35914P1057 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For DELOITTE & TOUCHE LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. 3 TO VOTE, ON AN ADVISORY BASIS, Mgmt For For For ON THE COMPENSATION OF THE COMPANY'S NEOS FOR FISCAL YEAR 2010. 4 TO VOTE, ON AN ADVISORY BASIS, Mgmt 3 Years 1 Year Against ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. --------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO ISIN US35914P1057 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO APPROVE THE AGREEMENT AND Mgmt For For For PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2011, BY AND AMONG HOLLY CORPORATION, A DELAWARE CORPORATION, NORTH ACQUISITION, INC., A WYOMING CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF HOLLY CORPORATION, AND FRONTIER OIL CORPORA 2 TO AUTHORIZE THE FRONTIER OIL Mgmt For For For CORPORATION BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1. --------------------------------------------------------------------------------------------------------------- GEN-PROBE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GPRO ISIN US36866T1034 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO APPROVE THE AMENDMENT AND Mgmt For For For RESTATEMENT OF THE 2003 INCENTIVE AWARD PLAN OF GEN-PROBE INCORPORATED. 3 ADVISORY VOTE ON THE Mgmt For For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF GEN-PROBE INCORPORATED. 4 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF GEN-PROBE INCORPORATED. 5 TO RATIFY THE SELECTION OF ERNST Mgmt For For For & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GEN-PROBE INCORPORATED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG ISIN US38259P5089 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 THE RATIFICATION OF ERNST & Mgmt For For For YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 THE APPROVAL OF AN AMENDMENT TO Mgmt For For For GOOGLE'S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 1,500,000. 4 THE APPROVAL OF 2010 Mgmt For For For COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 5 THE FREQUENCY OF FUTURE Mgmt 3 Years 3 Years For STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 6 A STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For THE FORMATION OF A BOARD COMMITTEE ON SUSTAINABILITY, IF PROPERLY PRESENTED AT THE MEETING. 7 A STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. 8 A STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For A CONFLICT OF INTEREST AND CODE OF CONDUCT COMPLIANCE REPORT, IF PROPERLY PRESENTED AT THE MEETING. --------------------------------------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS ISIN US4113101053 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 PROPOSAL TO RATIFY THE Mgmt For For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 PROPOSAL TO APPROVE THE HANSEN Mgmt For For For NATURAL CORPORATION 2011 OMNIBUS INCENTIVE PLAN. 4 PROPOSAL TO APPROVE, ON A Mgmt For For For NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5 PROPOSAL TO APPROVE, ON A Mgmt 3 Years 3 Years For NON-BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 6 STOCKHOLDER PROPOSAL REGARDING Mgmt Against Against For THE AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. --------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP ISIN US4234521015 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors N/A For For For 1.2 Election of Directors N/A For For For 2 Ratify Appointment of N/A For For For Independent Auditors 3 Approve Stock Compensation Plan N/A For For For 4 14A Executive Compensation N/A For For For 5 14A Executive Compensation Vote N/A 3 Years 3 Years For Frequency 6 S/H Proposal - Declassify Board N/A Against Against For --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF ISIN KYG4412G1010 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 VOTE TO APPROVE AN AMENDMENT TO Mgmt For For For THE COMPANY'S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTO 3 VOTE TO EFFECT A TWO-FOR-ONE Mgmt For For For STOCK SPLIT OF THE COMPANY'S COMMON SHARES 4 VOTE TO ADVISE AS TO THE Mgmt For For For COMPANY'S EXECUTIVE COMPENSATION 5 VOTE TO ADVISE AS TO THE Mgmt 1 Year 1 Year For FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION 6 VOTE TO RATIFY THE APPOINTMENT Mgmt For For For OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 7 VOTE TO RE-APPROVE THE Mgmt For For For PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE --------------------------------------------------------------------------------------------------------------- ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN ISIN US4523271090 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 1, 2012 3 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For OF EXECUTIVE COMPENSATION 4 AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION --------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMAX ISIN CA45245E1097 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 IN RESPECT OF THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 3 ADVISORY RESOLUTION TO APPROVE Mgmt For For For THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY STATEMENT. 4 ADVISORY RESOLUTION ON THE Mgmt 2 Years 2 Years For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. --------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMAX ISIN CA45245E1097 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR ERIC A. DEMIRIAN Mgmt For For For 1.2 DIRECTOR I. MARTIN POMPADUR Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC ISIN US4581401001 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CHARLENE Mgmt For For For BARSHEFSKY 2 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For DECKER 3 ELECTION OF DIRECTOR: JOHN J. Mgmt For For For DONAHOE 4 ELECTION OF DIRECTOR: REED E. Mgmt For For For HUNDT 5 ELECTION OF DIRECTOR: PAUL S. Mgmt For For For OTELLINI 6 ELECTION OF DIRECTOR: JAMES D. Mgmt For For For PLUMMER 7 ELECTION OF DIRECTOR: DAVID S. Mgmt For For For POTTRUCK 8 ELECTION OF DIRECTOR: JANE E. Mgmt For For For SHAW 9 ELECTION OF DIRECTOR: FRANK D. Mgmt For For For YEARY 10 ELECTION OF DIRECTOR: DAVID B. Mgmt For For For YOFFIE 11 RATIFICATION OF SELECTION OF Mgmt For For For ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 12 AMENDMENT AND EXTENSION OF THE Mgmt For For For 2006 EQUITY INCENTIVE PLAN 13 AMENDMENT AND EXTENSION OF THE Mgmt For For For 2006 STOCK PURCHASE PLAN 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 ADVISORY VOTE ON THE FREQUENCY Mgmt N/A 1 Year N/A OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE ISIN US45865V1008 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: CHARLES R. Mgmt For For For CRISP 2 ELECTION OF DIRECTOR: JEAN-MARC Mgmt For For For FORNERI 3 ELECTION OF DIRECTOR: SENATOR Mgmt For For For JUDD A. GREGG 4 ELECTION OF DIRECTOR: FRED W. Mgmt For For For HATFIELD 5 ELECTION OF DIRECTOR: TERRENCE Mgmt For For For F. MARTELL 6 ELECTION OF DIRECTOR: SIR CALLUM Mgmt For For For MCCARTHY 7 ELECTION OF DIRECTOR: SIR ROBERT Mgmt For For For REID 8 ELECTION OF DIRECTOR: FREDERIC Mgmt For For For V. SALERNO 9 ELECTION OF DIRECTOR: JEFFREY C. Mgmt For For For SPRECHER 10 ELECTION OF DIRECTOR: JUDITH A. Mgmt For For For SPRIESER 11 ELECTION OF DIRECTOR: VINCENT Mgmt For For For TESE 12 TO APPROVE, BY NON-BINDING VOTE, Mgmt For For For EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. 13 TO RECOMMEND, BY NON-BINDING Mgmt 3 Years 3 Years For VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 14 APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- INTUIT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTU ISIN US4612021034 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors (Majority N/A For For For Voting) 1.2 Election of Directors (Majority N/A For For For Voting) 1.3 Election of Directors (Majority N/A For For For Voting) 1.4 Election of Directors (Majority N/A For For For Voting) 1.5 Election of Directors (Majority N/A For For For Voting) 1.6 Election of Directors (Majority N/A For For For Voting) 1.7 Election of Directors (Majority N/A For For For Voting) 1.8 Election of Directors (Majority N/A For For For Voting) 1.9 Election of Directors (Majority N/A For For For Voting) 1.10 Election of Directors (Majority N/A For For For Voting) 2 Ratify Appointment of N/A For For For Independent Auditors 3 Amend Stock Compensation Plan N/A For For For 4 Approve Compensation Discussion N/A For For For and Analysis Report --------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG ISIN US46120E6023 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: FLOYD D. Mgmt For For For LOOP 2 ELECTION OF DIRECTOR: GEORGE Mgmt For For For STALK JR. 3 ELECTION OF DIRECTOR: CRAIG H. Mgmt For For For BARRATT 4 TO APPROVE THE AMENDMENT AND Mgmt For For For RESTATEMENT TO THE COMPANY'S 2010 INCENTIVE AWARD PLAN 5 TO APPROVE, BY NON-BINDING VOTE, Mgmt For For For THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 6 TO RECOMMEND, BY NON-BINDING Mgmt 3 Years 3 Years For VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 7 THE RATIFICATION OF THE Mgmt For For For APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 --------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL ISIN US4663131039 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors N/A For For For 1.2 Election of Directors N/A For For For 1.3 Election of Directors N/A For For For 1.4 Election of Directors N/A For For For 1.5 Election of Directors N/A For For For 1.6 Election of Directors N/A For For For 1.7 Election of Directors N/A For For For 1.8 Election of Directors N/A For For For 2 Ratify Appointment of N/A For For For Independent Auditors 3 Approve Stock Compensation Plan N/A For For For 4 Amend Stock Compensation Plan N/A For For For 5 Adopt Employee Stock Purchase N/A For For For Plan 6 Transact Other Business N/A For For For --------------------------------------------------------------------------------------------------------------- KOMATSU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMTUY ISIN US5004584018 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 APPROPRIATION OF SURPLUS Mgmt N/A For N/A 2 ELECTION OF DIRECTOR: MASAHIRO Mgmt N/A For N/A SAKANE 3 ELECTION OF DIRECTOR: KUNIO NOJI Mgmt N/A For N/A 4 ELECTION OF DIRECTOR: YOSHINORI Mgmt N/A For N/A KOMAMURA 5 ELECTION OF DIRECTOR: TETSUJI Mgmt N/A For N/A OHASHI 6 ELECTION OF DIRECTOR: KENSUKE Mgmt N/A For N/A HOTTA 7 ELECTION OF DIRECTOR: NORIAKI Mgmt N/A For N/A KANO 8 ELECTION OF DIRECTOR: KOUICHI Mgmt N/A For N/A IKEDA 9 ELECTION OF DIRECTOR: MAMORU Mgmt N/A For N/A HIRONAKA 10 ELECTION OF DIRECTOR: MIKIO Mgmt N/A For N/A FUJITSUKA 11 ELECTION OF DIRECTOR: FUJITOSHI Mgmt N/A For N/A TAKAMURA 12 ELECTION OF ONE (1) CORPORATE Mgmt N/A For N/A AUDITOR: HIROYUKI KAMANO 13 PAYMENT OF BONUSES FOR DIRECTORS. Mgmt N/A For N/A 14 GIVING BOARD THE AUTHORITY TO Mgmt N/A For N/A ISSUE STOCK ACQUISITION RIGHTS TO EMPLOYEES OF COMPANY AND DIRECTORS OF MAJOR SUBSIDIARIES. --------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM ISIN US5249011058 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR Mgmt For For For 1.2 DIRECTOR Mgmt For For For 1.3 DIRECTOR Mgmt For For For 1.4 DIRECTOR Mgmt For For For 1.5 DIRECTOR Mgmt For For For 2 AMENDMENT TO THE LEGG MASON, Mgmt For For For INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. 3 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For THE EXECUTIVE INCENTIVE COMPENSATION PLAN. 5 STOCKHOLDER PROPOSAL REGARDING ShrHldr Against Against For INDEPENDENT CHAIRMAN. --------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC ISIN US5356781063 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR ROBERT H. SWANSON, JR. Mgmt For For For 1.2 DIRECTOR LOTHAR MAIER Mgmt For For For 1.3 DIRECTOR ARTHUR C. AGNOS Mgmt For For For 1.4 DIRECTOR JOHN J. GORDON Mgmt For For For 1.5 DIRECTOR DAVID S. LEE Mgmt For For For 1.6 DIRECTOR RICHARD M. MOLEY Mgmt For For For 1.7 DIRECTOR THOMAS S. VOLPE Mgmt For For For 2 TO APPROVE THE COMPANY'S 2010 Mgmt For For For EQUITY INCENTIVE PLAN. 3 TO RATIFY THE APPOINTMENT OF Mgmt For For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY 3, 2011. --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL ISIN BMG5876H1051 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: DR. TA-LIN Mgmt For For For HSU 2 ELECTION OF DIRECTOR: DR. JOHN Mgmt For For For G. KASSAKIAN 3 TO APPROVE AMENDMENT TO BYE-LAW Mgmt For For For 12 OF THE COMPANY'S BYE-LAWS. 4 TO APPROVE AMENDMENT TO BYE-LAW Mgmt For For For 44 OF THE COMPANY'S BYE-LAWS. 5 TO APPROVE THE EXECUTIVE Mgmt For For For PERFORMANCE INCENTIVE PLAN. 6 TO APPROVE AMENDMENT TO AMENDED Mgmt For For For AND RESTATED 1995 STOCK OPTION PLAN. 7 TO RE-APPOINT Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERE --------------------------------------------------------------------------------------------------------------- MCDERMOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDR ISIN PA5800371096 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION. 3 ADVISORY VOTE TO DETERMINE THE Mgmt 1 Year 1 Year For FREQUENCY WITH WHICH TO HOLD ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4 APPROVAL OF OUR EXECUTIVE Mgmt For For For INCENTIVE COMPENSATION PLAN FOR TAX DEDUCTIBILITY REASONS. 5 RATIFICATION OF APPOINTMENT OF Mgmt For For For MCDERMOTT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT ISIN US5850551061 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR RICHARD H. ANDERSON Mgmt For For For 1.2 DIRECTOR DAVID L. CALHOUN Mgmt For For For 1.3 DIRECTOR VICTOR J. DZAU, M.D. Mgmt For For For 1.4 DIRECTOR WILLIAM A. HAWKINS Mgmt For For For 1.5 DIRECTOR SHIRLEY A. JACKSON, PHD Mgmt For For For 1.6 DIRECTOR JAMES T. LENEHAN Mgmt For For For 1.7 DIRECTOR DENISE M. O'LEARY Mgmt For For For 1.8 DIRECTOR KENDALL J. POWELL Mgmt For For For 1.9 DIRECTOR ROBERT C. POZEN Mgmt For For For 1.10 DIRECTOR JEAN-PIERRE ROSSO Mgmt For For For 1.11 DIRECTOR JACK W. SCHULER Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. --------------------------------------------------------------------------------------------------------------- MELCO CROWN ENTERTAINMENT LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL ISIN US5854641009 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 RATIFICATION OF THE AUDITED Mgmt N/A For N/A FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2010 AND THE INCLUSION THEREOF IN THE ANNUAL REPORT ON FORM 20-F FILED WITH THE U.S SECURITIES AND EXCHANGE COMMISSION. 2 RATIFICATION OF THE APPOINTMENT Mgmt N/A For N/A OF THE INDEPENDENT AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL YEAR 2010. --------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI ISIN US58733R1023 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Argentina ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR Mgmt For Withhold Against 1.2 DIRECTOR Mgmt For For For 2 ADVISORY VOTE ON THE Mgmt For For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 3 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 4 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF DELOITTE & CO. S.R.L. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV ISIN US6370711011 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: ROBERT E. Mgmt For For For BEAUCHAMP 2 ELECTION OF DIRECTOR: JEFFERY A. Mgmt For For For SMISEK 3 RATIFICATION OF INDEPENDENT Mgmt For For For AUDITORS. 4 APPROVE, BY NON-BINDING VOTE, Mgmt For For For THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5 RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year 1 Year For THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. 6 APPROVE AN AMENDMENT TO OUR Mgmt For For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. 7 APPROVE AN AMENDMENT TO OUR Mgmt For For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO 1,000,000,000. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST" THE FOLL 8 STOCKHOLDER PROPOSAL. Mgmt Against Against For --------------------------------------------------------------------------------------------------------------- NETAPP, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP ISIN US64110D1046 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR JEFFRY R. ALLEN Mgmt For For For 1.2 DIRECTOR ALAN L. EARHART Mgmt For For For 1.3 DIRECTOR THOMAS GEORGENS Mgmt For For For 1.4 DIRECTOR GERALD HELD Mgmt For For For 1.5 DIRECTOR NICHOLAS G. MOORE Mgmt For For For 1.6 DIRECTOR T. MICHAEL NEVENS Mgmt For For For 1.7 DIRECTOR GEORGE T. SHAHEEN Mgmt For For For 1.8 DIRECTOR ROBERT T. WALL Mgmt For For For 1.9 DIRECTOR DANIEL J. WARMENHOVEN Mgmt For For For 2 TO APPROVE AN AMENDMENT TO THE Mgmt For For For 1999 STOCK OPTION PLAN (THE 1999 PLAN") TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 7,000,000 SHARES OF COMMON STOCK. " 3 TO APPROVE AN AMENDMENT TO THE Mgmt For For For COMPANY'S EMPLOYEE STOCK PURCHASE PLAN (PURCHASE PLAN") TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 5,000,000 SHARES OF COMMON STOCK, TO CLARIFY THE DISCRETION OF THE PURCHASE PLAN ADMINISTRATOR TO DETERMINE ELIGIBILITY R 4 TO RATIFY THE APPOINTMENT OF Mgmt For For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 29, 2011. --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX ISIN US64110L1061 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX ISIN US64110L1061 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For Withhold Against 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 3 TO APPROVE OUR 2011 STOCK PLAN. Mgmt For For For 4 TO RECEIVE A NON-BINDING Mgmt For For For ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. 5 TO RECEIVE, BY NON-BINDING VOTE, Mgmt 1 Year 1 Year For THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 6 CONSIDERATION OF A STOCKHOLDER Mgmt Against Against For PROPOSAL IF PROPERLY BROUGHT BEFORE THE MEETING REGARDING MAJORITY VOTING. --------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL ISIN US64118B1008 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 RATIFICATION OF THE AUDIT Mgmt For For For COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO APPROVE, BY NON-BINDING VOTE, Mgmt For For For 2010 EXECUTIVE COMPENSATION. 4 TO RECOMMEND, BY NON-BINDING Mgmt 3 Years 3 Years For VOTE, THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. 5 APPROVAL OF A STOCKHOLDER Mgmt Against Against For PROPOSAL TO REQUEST THE BOARD OF DIRECTORS TO INITIATE AN APPROPRIATE PROCESS TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION AND/OR BYLAWS TO PROVIDE THAT UNCONTESTED DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOT --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD ISIN US62913F2011 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 A NON-BINDING STOCKHOLDER Mgmt For For For ADVISORY VOTE ON EXECUTIVE COMPENSATION. 3 A NON-BINDING STOCKHOLDER Mgmt 1 Year 1 Year For ADVISORY VOTE ON FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4 RATIFICATION OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. --------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE ISIN CH0033347318 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 APPROVAL OF THE 2010 ANNUAL Mgmt For For For REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 3 APPROVAL OF THE CREATION OF A Mgmt For For For RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS 4 APPROVAL OF A CAPITAL REDUCTION Mgmt For For For BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY 5 APPROVAL OF AN EXTENSION OF Mgmt For For For BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 6 APPROVAL OF A RETURN OF CAPITAL Mgmt For For For IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE 7 APPROVAL OF THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM 8 APPROVAL OF THE DISCHARGE OF THE Mgmt For For For MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 9 APPROVAL, ON AN ADVISORY BASIS, Mgmt For For For OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 10 ADVISORY VOTE ON FREQUENCY OF Mgmt 3 Years 3 Years For THE EXECUTIVE COMPENSATION ADVISORY VOTE --------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA ISIN US67066G1040 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: HARVEY C. Mgmt For For For JONES 2 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For MILLER 3 TO AMEND OUR CERTIFICATE OF Mgmt For For For INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS SUCH THAT ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS BY 2014. 4 AN ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION. 5 AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 6 TO RATIFY THE SELECTION OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29, 2012. --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL ISIN US68389X1054 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR JEFFREY S. BERG Mgmt For For For 1.2 DIRECTOR H. RAYMOND BINGHAM Mgmt For For For 1.3 DIRECTOR MICHAEL J. BOSKIN Mgmt For For For 1.4 DIRECTOR SAFRA A. CATZ Mgmt For For For 1.5 DIRECTOR BRUCE R. CHIZEN Mgmt For For For 1.6 DIRECTOR GEORGE H. CONRADES Mgmt For For For 1.7 DIRECTOR LAWRENCE J. ELLISON Mgmt For For For 1.8 DIRECTOR HECTOR GARCIA-MOLINA Mgmt For For For 1.9 DIRECTOR JEFFREY O. HENLEY Mgmt For For For 1.10 DIRECTOR MARK V. HURD Mgmt For For For 1.11 DIRECTOR DONALD L. LUCAS Mgmt For For For 1.12 DIRECTOR NAOMI O. SELIGMAN Mgmt For For For 2 APPROVE THE ORACLE CORPORATION Mgmt For For For EXECUTIVE BONUS PLAN. 3 APPROVE THE ORACLE CORPORATION Mgmt For For For AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. 4 RATIFY THE SELECTION OF ERNST & Mgmt For For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. 5 ACT ON A STOCKHOLDER PROPOSAL TO Mgmt Against Against For AMEND THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. 6 ACT ON A STOCKHOLDER PROPOSAL Mgmt Against Against For REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. 7 ACT ON A STOCKHOLDER PROPOSAL Mgmt Against Against For REGARDING EQUITY RETENTION. --------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAAS ISIN CA6979001089 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 REAPPOINTMENT OF DELOITTE & Mgmt For For For TOUCHE LLP AS AUDITORS OF THE CORPORATION. 3 TO AUTHORIZE THE DIRECTORS TO Mgmt For For For FIX THE AUDITOR'S REMUNERATION. 4 TO CONSIDER AND, IF THOUGHT Mgmt For For For APPROPRIATE, TO PASS AN ORDINARY ADVISORY RESOLUTION APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT OF WHICH IS SET OUT ON PAGE 8 OF THE INFORMATION CIRCULAR FOR THE MEETING. --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH ISIN US7010941042 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR ROBERT G. BOHN Mgmt For For For 1.2 DIRECTOR LINDA S. HARTY Mgmt For For For 1.3 DIRECTOR WILLIAM E. KASSLING Mgmt For For For 1.4 DIRECTOR ROBERT J. KOHLHEPP Mgmt For For For 1.5 DIRECTOR KLAUS-PETER MULLER Mgmt For For For 1.6 DIRECTOR CANDY M. OBOURN Mgmt For For For 1.7 DIRECTOR JOSEPH M. SCAMINACE Mgmt For For For 1.8 DIRECTOR WOLFGANG R. SCHMITT Mgmt For For For 1.9 DIRECTOR AKE SVENSSON Mgmt For For For 1.10 DIRECTOR MARKOS I. TAMBAKERAS Mgmt For For For 1.11 DIRECTOR JAMES L. WAINSCOTT Mgmt For For For 1.12 DIRECTOR DONALD E. WASHKEWICZ Mgmt For For For 2 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011. 3 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For For CORPORATION 2010 PERFORMANCE BONUS PLAN. 4 SHAREHOLDER PROPOSAL TO AMEND Mgmt Against Against For THE CODE OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. --------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN ISIN US7034811015 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 APPROVAL OF THE MATERIAL TERMS Mgmt For For For OF THE PERFORMANCE CRITERIA UNDER PATTERSON-UTI'S LONG-TERM INCENTIVE PLAN. 3 APPROVAL OF AN ADVISORY Mgmt For For For RESOLUTION ON EXECUTIVE COMPENSATION. 4 ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5 RATIFICATION OF THE SELECTION OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- PLANTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT ISIN US7274931085 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR MARV TSEU Mgmt For For For 1.2 DIRECTOR KEN KANNAPPAN Mgmt For For For 1.3 DIRECTOR BRIAN DEXHEIMER Mgmt For For For 1.4 DIRECTOR GREGG HAMMANN Mgmt For For For 1.5 DIRECTOR JOHN HART Mgmt For For For 1.6 DIRECTOR MARSHALL MOHR Mgmt For For For 1.7 DIRECTOR ROGER WERY Mgmt For For For 2 RATIFY AND APPROVE AMENDMENTS TO Mgmt For For For THE 2003 STOCK PLAN. 3 RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS FOR FISCAL 2011. --------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM ISIN US73172K1043 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO APPROVE AN AMENDMENT TO Mgmt For For For POLYCOM'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 175,000,000 TO 350,000,000. 3 TO APPROVE POLYCOM'S 2011 EQUITY Mgmt For For For INCENTIVE PLAN. 4 TO APPROVE AN AMENDMENT TO Mgmt For For For POLYCOM'S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 3,500,000. 5 TO CONDUCT A NON-BINDING Mgmt For For For ADVISORY VOTE ON EXECUTIVE COMPENSATION. 6 TO CONDUCT A NON-BINDING Mgmt 3 Years 3 Years For ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 7 TO RATIFY THE APPOINTMENT OF Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN ISIN US7415034039 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE SELECTION OF Mgmt For For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO CAST A NON-BINDING ADVISORY Mgmt For For For VOTE ON THE COMPENSATION PAID BY THE COMPANY TO OUR NAMED EXECUTIVE OFFICERS. 4 TO CAST A NON-BINDING ADVISORY Mgmt 1 Year 1 Year For VOTE ON THE FREQUENCY OF CASTING FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO OUR NAMED EXECUTIVE OFFICERS. 5 TO CONSIDER AND VOTE UPON A Mgmt Against Against For STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT. --------------------------------------------------------------------------------------------------------------- QUALCOMM, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM ISIN US7475251036 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors N/A For For For 1.2 Election of Directors N/A For For For 1.3 Election of Directors N/A For For For 1.4 Election of Directors N/A For For For 1.5 Election of Directors N/A For For For 1.6 Election of Directors N/A For For For 1.7 Election of Directors N/A For For For 1.8 Election of Directors N/A For For For 1.9 Election of Directors N/A For For For 1.10 Election of Directors N/A For For For 1.11 Election of Directors N/A For For For 1.12 Election of Directors N/A For For For 1.13 Election of Directors N/A For For For 2 Amend Stock Compensation Plan N/A For For For 3 Amend Employee Stock Purchase N/A For For For Plan 4 Ratify Appointment of N/A For For For Independent Auditors 5 14A Executive Compensation N/A For For For 6 14A Executive Compensation Vote N/A 3 Years 3 Years For Frequency 7 S/H Proposal - Election of N/A Against Against For Directors By Majority Vote --------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD ISIN US7685731074 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: MICHAEL R. Mgmt For For For KOUREY 2 ELECTION OF DIRECTOR: MARK S. Mgmt For For For LEWIS 3 ELECTION OF DIRECTOR: STEVEN Mgmt For For For MCCANNE, PH.D. 4 TO RATIFY THE APPOINTMENT OF Mgmt For For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. 5 TO APPROVE, ON A NON-BINDING Mgmt For For For ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 6 TO RECOMMEND, ON A NON-BINDING Mgmt 3 Years 3 Years For ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB ISIN AN8068571086 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: P. CAMUS Mgmt For For For 2 ELECTION OF DIRECTOR: P. CURRIE Mgmt For For For 3 ELECTION OF DIRECTOR: A. GOULD Mgmt For For For 4 ELECTION OF DIRECTOR: T. ISAAC Mgmt For For For 5 ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For For 6 ELECTION OF DIRECTOR: N. Mgmt For For For KUDRYAVTSEV 7 ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For For 8 ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For For 9 ELECTION OF DIRECTOR: E. MOLER Mgmt For For For 10 ELECTION OF DIRECTOR: L.R. REIF Mgmt For For For 11 ELECTION OF DIRECTOR: T.I. Mgmt For For For SANDVOLD 12 ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For For 13 ELECTION OF DIRECTOR: P. Mgmt For For For KIBSGAARD 14 ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For For 15 TO APPROVE THE ADVISORY Mgmt For For For RESOLUTION ON EXECUTIVE COMPENSATION. 16 ADVISORY VOTE ON THE FREQUENCY Mgmt 2 Years 2 Years For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 17 TO APPROVE THE AMENDMENT TO THE Mgmt For For For COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. 18 TO APPROVE THE AMENDMENTS TO THE Mgmt For For For COMPANY'S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. 19 TO APPROVE THE COMPANY'S Mgmt For For For FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. 20 TO APPROVE THE APPOINTMENT OF Mgmt For For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. --------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI ISIN US8110651010 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX ISIN US8552441094 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors (Majority N/A For For For Voting) 1.2 Election of Directors (Majority N/A For For For Voting) 1.3 Election of Directors (Majority N/A For For For Voting) 1.4 Election of Directors (Majority N/A For For For Voting) 1.5 Election of Directors (Majority N/A For For For Voting) 1.6 Election of Directors (Majority N/A For For For Voting) 1.7 Election of Directors (Majority N/A For For For Voting) 1.8 Election of Directors (Majority N/A For For For Voting) 1.9 Election of Directors (Majority N/A For For For Voting) 1.10 Election of Directors (Majority N/A For For For Voting) 2 14A Executive Compensation N/A For For For 3 14A Executive Compensation Vote N/A 1 Year 1 Year For Frequency 4 Amend Stock Compensation Plan N/A For For For 5 Amend Stock Compensation Plan N/A For For For 6 Ratify Appointment of N/A For For For Independent Auditors 7 S/H Proposal - Environmental N/A Against Against For --------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW ISIN US74144T1088 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ELECTION OF DIRECTOR: EDWARD C. Mgmt For For For BERNARD 2 ELECTION OF DIRECTOR: JAMES T. Mgmt For For For BRADY 3 ELECTION OF DIRECTOR: J. ALFRED Mgmt For For For BROADDUS, JR. 4 ELECTION OF DIRECTOR: DONALD B. Mgmt For For For HEBB, JR. 5 ELECTION OF DIRECTOR: JAMES A.C. Mgmt For For For KENNEDY 6 ELECTION OF DIRECTOR: ROBERT F. Mgmt For For For MACLELLAN 7 ELECTION OF DIRECTOR: BRIAN C. Mgmt For For For ROGERS 8 ELECTION OF DIRECTOR: DR. ALFRED Mgmt For For For SOMMER 9 ELECTION OF DIRECTOR: DWIGHT S. Mgmt For For For TAYLOR 10 ELECTION OF DIRECTOR: ANNE MARIE Mgmt For For For WHITTEMORE 11 TO APPROVE, BY A NON-BINDING Mgmt For For For ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 12 RECOMMEND, BY NON-BINDING Mgmt 1 Year 1 Year For ADVISORY VOTE, FREQUENCY OF VOTING BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE OFFICERS. 13 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. --------------------------------------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO ISIN US87424N1046 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 DIRECTOR Mgmt For Withhold Against 1.2 DIRECTOR Mgmt For For For 2 AN ADVISORY VOTE ON THE APPROVAL Mgmt For For For OF EXECUTIVE COMPENSATION. 3 AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year 1 Year For OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4 PROPOSAL TO RATIFY THE Mgmt For For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TALEO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK ISIN CA8787422044 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO APPOINT Mgmt For For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. 3 TO APPROVE THE ADVISORY Mgmt For For For RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. --------------------------------------------------------------------------------------------------------------- TRIMBLE NAVIGATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMB ISIN US8962391004 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO RATIFY THE APPOINTMENT OF Mgmt For For For ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 30, 2011. 3 TO APPROVE, BY NON-BINDING VOTE, Mgmt For For For THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. 4 TO RECOMMEND, BY NON-BINDING Mgmt 3 Years 3 Years For VOTE, THE FREQUENCY OF HOLDING A VOTE ON THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. --------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR ISIN US91307C1027 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 APPROVAL OF AN ADVISORY Mgmt For For For RESOLUTION ON EXECUTIVE COMPENSATION 3 ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 4 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR ISIN US92220P1057 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Election of Directors N/A For For For 1.2 Election of Directors N/A For For For 1.3 Election of Directors N/A For For For 2 14A Executive Compensation N/A For For For 3 14A Executive Compensation Vote N/A 3 Years 3 Years For Frequency 4 Ratify Appointment of N/A For For For Independent Auditors --------------------------------------------------------------------------------------------------------------- VEECO INSTRUMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VECO ISIN US9224171002 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 APPROVAL OF THE ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION. 3 THE FREQUENCY OF HOLDING AN Mgmt 3 Years 3 Years For ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4 APPROVAL OF THE VEECO MANAGEMENT Mgmt For For For BONUS PLAN. 5 RATIFICATION OF THE APPOINTMENT Mgmt For For For OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY ISIN US92342Y1091 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 DIRECTOR Mgmt For For For 2 TO APPROVE CERTAIN AMENDMENTS TO Mgmt For For For THE VERIFONE 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED THEREUNDER AND TO EFFECT CERTAIN OTHER CHANGES THEREUNDER. 3 TO APPROVE THE AMENDED AND Mgmt For For For RESTATED VERIFONE BONUS PLAN. 4 TO HOLD AN ADVISORY VOTE ON Mgmt For For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5 TO HOLD AN ADVISORY VOTE ON THE Mgmt 1 Year 1 Year For FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 6 TO RATIFY THE SELECTION OF ERNST Mgmt For For For & YOUNG LLP AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2011. --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Value Portfolio --------------------------------------------------------------------------------------------------------------- ADECOAGRO S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGRO CINS L00849106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Financial Mgmt For For For Statements and Statutory Reports for FY 2010, 2009, and 2008 (Non-Voting) 2 Accept Consolidated Financial Mgmt For For For Statements for FY 2010, 2009, and 2008 3 Accept Financial Statements for Mgmt For For For FY 2010 4 Approve Allocation of Income for Mgmt For For For FY 2010 5 Approve Discharge of Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For Against Against 7 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- AERCAP HOLDINGS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AER CINS N00985106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Board of Mgmt N/A N/A N/A Directors 3 Adopt Financial Statements Mgmt For For For 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Discharge of Board of Mgmt For For For Directors 6.1 Elect Homaid Abdulla Al Shemmari Mgmt For Against Against as Director 6.2 Elect Salem Rashed Abdulla Ali Mgmt For Against Against Al Noaimi as Director 6.3 Elect Aengus Kelly as Director Mgmt For For For 6.4 Reelect Pieter Korteweg as Mgmt For Against Against Director 7 Designate CFO to Represent the Mgmt For For For Management in case All Directors are Absent or Prevented from Acting 8 Ratify PricewaterhouseCoopers Mgmt For For For Accountants N.V. as Auditors 9.1 Grant Board Authority to Issue Mgmt For Against Against All Shares Comprised in the Authorized Share Capital 9.2 Authorize Board to Exclude Mgmt For Against Against Preemptive Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Amend Articles Re: Increase Mgmt For For For Authorised Share Capital 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David Baltimore Mgmt For For For 2 Elect Director Frank J. Biondi, Mgmt For For For Jr. 3 Elect Director Francois De Mgmt For For For Carbonnel 4 Elect Director Vance D. Coffman Mgmt For For For 5 Elect Director Rebecca M. Mgmt For For For Henderson 6 Elect Director Frank C. Herringer Mgmt For For For 7 Elect Director Gilbert S. Omenn Mgmt For For For 8 Elect Director Judith C. Pelham Mgmt For For For 9 Elect Director J. Paul Reason Mgmt For For For 10 Elect Director Leonard D. Mgmt For For For Schaeffer 11 Elect Director Kevin W. Sharer Mgmt For For For 12 Elect Director Ronald D. Sugar Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director G. Steven Farris Mgmt For For For 2 Elect Director Randolph M. Ferlic Mgmt For For For 3 Elect Director A.D. Frazier, Jr. Mgmt For For For 4 Elect Director John A. Kocur Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 8 Increase Authorized Common Stock Mgmt For For For 9 Increase Authorized Preferred Mgmt For For For Stock 10 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Randall L. Mgmt For For For Stephenson 2 Elect Director Gilbert F. Amelio Mgmt For For For 3 Elect Director Reuben V. Anderson Mgmt For For For 4 Elect Director James H. Blanchard Mgmt For For For 5 Elect Director Jaime Chico Pardo Mgmt For For For 6 Elect Director James P. Kelly Mgmt For For For 7 Elect Director Jon C. Madonna Mgmt For For For 8 Elect Director Lynn M. Martin Mgmt For For For 9 Elect Director John B. McCoy Mgmt For For For 10 Elect Director Joyce M. Roche Mgmt For For For 11 Elect Director Matthew K. Rose Mgmt For For For 12 Elect Director Laura D Andrea Mgmt For For For Tyson 13 Ratify Auditors Mgmt For For For 14 Approve Omnibus Stock Plan Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 17 Report on Political Contributions ShrHldr Against For Against 18 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 19 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- BILL BARRETT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBG CUSIP 06846N104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Fredrick J. Mgmt For For For Barrett 1.2 Elect Director Jim W. Mogg Mgmt For For For 1.3 Elect Director Michael E. Wiley Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Executive Incentive Mgmt For For For Bonus Plan 5 Ratify Auditors Mgmt For For For 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Martin G. McGuinn Mgmt For For For 2 Elect Director Daniel S. Sanders Mgmt For For For 3 Elect Director John K. Wulff Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director L.F. Deily Mgmt For For For 2 Elect Director R.E. Denham Mgmt For For For 3 Elect Director R.J. Eaton Mgmt For For For 4 Elect Director C. Hagel Mgmt For For For 5 Elect Director E. Hernandez Mgmt For For For 6 Elect Director G.L. Kirkland Mgmt For For For 7 Elect Director D.B. Rice Mgmt For For For 8 Elect Director K.W. Sharer Mgmt For For For 9 Elect Director C.R. Shoemate Mgmt For For For 10 Elect Director J.G. Stumpf Mgmt For For For 11 Elect Director R.D. Sugar Mgmt For For For 12 Elect Director C. Ware Mgmt For For For 13 Elect Director J.S. Watson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Request Director Nominee with ShrHldr Against For Against Environmental Qualifications 18 Amend Bylaws to Establish a ShrHldr Against Abstain N/A Board Committee on Human Rights 19 Include Sustainability as a ShrHldr Against Abstain N/A Performance Measure for Senior Executive Compensation 20 Adopt Guidelines for Country ShrHldr Against For Against Selection 21 Report on Financial Risks of ShrHldr Against Abstain N/A Climate Change 22 Report on Environmental Impacts ShrHldr Against For Against of Natural Gas Fracturing 23 Report on Offshore Oil Wells and ShrHldr Against Abstain N/A Spill Mitigation Measures --------------------------------------------------------------------------------------------------------------- CHIQUITA BRANDS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CQB CUSIP 170032809 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Fernando Aguirre Mgmt For For For 1.2 Elect Director Kerrii B. Anderson Mgmt For For For 1.3 Elect Director Howard W. Barker, Mgmt For For For Jr. 1.4 Elect Director William H. Camp Mgmt For For For 1.5 Elect Director Clare M. Mgmt For For For Hasler-Lewis 1.6 Elect Director Jaime Serra Mgmt For For For 1.7 Elect Director Jeffrey N. Simmons Mgmt For For For 1.8 Elect Director Steven P. Mgmt For For For Stanbrook 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jose B. Alvarez Mgmt For For For 1.2 Elect Director James R. Craigie Mgmt For For For 1.3 Elect Director Rosina B. Dixon Mgmt For For For 1.4 Elect Director Robert D. LeBlanc Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIT GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIT CUSIP 125581801 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John A. Thain Mgmt For For For 2 Elect Director Michael J. Embler Mgmt For For For 3 Elect Director William M. Freeman Mgmt For For For 4 Elect Director David M. Moffett Mgmt For For For 5 Elect Director R. Brad Oates Mgmt For For For 6 Elect Director Marianne Miller Mgmt For For For Parrs 7 Elect Director Gerald Rosenfeld Mgmt For For For 8 Elect Director John R. Ryan Mgmt For For For 9 Elect Director Seymour Sternberg Mgmt For For For 10 Elect Director Peter J. Tobin Mgmt For For For 11 Elect Director Laura S. Unger Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S. Decker Anstrom Mgmt For For For 1.2 Elect Director Kenneth J. Bacon Mgmt For For For 1.3 Elect Director Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Director Edward D. Breen Mgmt For For For 1.5 Elect Director Joseph J. Collins Mgmt For For For 1.6 Elect Director J. Michael Cook Mgmt For For For 1.7 Elect Director Gerald L. Hassell Mgmt For For For 1.8 Elect Director Jeffrey A. Mgmt For For For Honickman 1.9 Elect Director Eduardo G. Mestre Mgmt For For For 1.10 Elect Director Brian L. Roberts Mgmt For For For 1.11 Elect Director Ralph J. Roberts Mgmt For For For 1.12 Elect Director Judith Rodin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Nonqualified Employee Mgmt For For For Stock Purchase Plan 4 Amend Restricted Stock Plan Mgmt For For For 5 Amend Stock Option Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 8 Provide for Cumulative Voting ShrHldr Against Against For 9 Require Independent Board ShrHldr Against For Against Chairman --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Breyer Mgmt For For For 1.2 Elect Director Donald J. Carty Mgmt For Withhold Against 1.3 Elect Director Michael S. Dell Mgmt For Withhold Against 1.4 Elect Director William H. Gray, Mgmt For Withhold Against III 1.5 Elect Director Judy C. Lewent Mgmt For For For 1.6 Elect Director Thomas W. Luce, Mgmt For Withhold Against III 1.7 Elect Director Klaus S. Luft Mgmt For For For 1.8 Elect Director Alex J. Mandl Mgmt For For For 1.9 Elect Director Shantanu Narayen Mgmt For For For 1.10 Elect Director Sam Nunn Mgmt For Withhold Against 1.11 Elect Director H. Ross Perot, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Reduce Supermajority Vote Mgmt For For For Requirement 4 Reimburse Proxy Contest Expenses ShrHldr Against For Against 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation --------------------------------------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246401 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frederick W. Mgmt For For For Kanner 2 Elect Director Joseph M. Velli Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jagjeet S. Bindra Mgmt For For For 2 Elect Director Vanessa C.L. Chang Mgmt For For For 3 Elect Director France A. Cordova Mgmt For For For 4 Elect Director Theodore F. Mgmt For For For Craver, Jr. 5 Elect Director Charles B. Curtis Mgmt For For For 6 Elect Director Bradford M. Mgmt For For For Freeman 7 Elect Director Luis G. Nogales Mgmt For For For 8 Elect Director Ronald L. Olson Mgmt For For For 9 Elect Director James M. Rosser Mgmt For For For 10 Elect Director Richard T. Mgmt For For For Schlosberg, III 11 Elect Director Thomas C. Sutton Mgmt For For For 12 Elect Director Brett White Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Maureen Scannell Mgmt For For For Bateman 2 Elect Director Gary W. Edwards Mgmt For For For 3 Elect Director Alexis M. Herman Mgmt For For For 4 Elect Director Donald C. Hintz Mgmt For For For 5 Elect Director J. Wayne Leonard Mgmt For For For 6 Elect Director Stuart L. Levenick Mgmt For For For 7 Elect Director Blanche L. Lincoln Mgmt For For For 8 Elect Director Stewart C. Myers Mgmt For For For 9 Elect Director William A. Percy, Mgmt For For For II 10 Elect Director W.J. Tauzin Mgmt For For For 11 Elect Director Steven V. Mgmt For For For Wilkinson 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENERAL CABLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BGC CUSIP 369300108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory B. Kenny Mgmt For For For 1.2 Elect Director Charles G. Mgmt For For For McClure, Jr. 1.3 Elect Director Patrick M. Prevost Mgmt For For For 1.4 Elect Director Robert L. Smialek Mgmt For For For 1.5 Elect Director John E. Welsh, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Cogan Mgmt For For For 1.2 Elect Director Etienne F. Mgmt For For For Davignon 1.3 Elect Director James M. Denny Mgmt For For For 1.4 Elect Director Carla A. Hills Mgmt For For For 1.5 Elect Director Kevin E. Lofton Mgmt For For For 1.6 Elect Director John W. Madigan Mgmt For For For 1.7 Elect Director John C. Martin Mgmt For For For 1.8 Elect Director Gordon E. Moore Mgmt For For For 1.9 Elect Director Nicholas G. Moore Mgmt For For For 1.10 Elect Director Richard J. Whitley Mgmt For For For 1.11 Elect Director Gayle E. Wilson Mgmt For For For 1.12 Elect Director Per Wold-Olsen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Reduce Supermajority Vote Mgmt For For For Requirement 5 Provide Right to Call Special Mgmt For For For Meeting 6 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alan M. Bennett Mgmt For For For 2 Elect Director James R. Boyd Mgmt For For For 3 Elect Director Milton Carroll Mgmt For For For 4 Elect Director Nance K. Dicciani Mgmt For For For 5 Elect Director S. Malcolm Gillis Mgmt For For For 6 Elect Director Abdallah S. Jum'ah Mgmt For For For 7 Elect Director David J. Lesar Mgmt For For For 8 Elect Director Robert A. Malone Mgmt For For For 9 Elect Director J Landis Martin Mgmt For For For 10 Elect Director Debra L. Reed Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Review and Assess Human Rights ShrHldr Against For Against Policies 15 Report on Political Contributions ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Howard L. Lance Mgmt For For For 2 Elect Director Thomas A. Dattilo Mgmt For For For 3 Elect Director Terry D. Growcock Mgmt For For For 4 Elect Director Leslie F. Kenne Mgmt For For For 5 Elect Director David B. Rickard Mgmt For For For 6 Elect Director James C. Stoffel Mgmt For For For 7 Elect Director Gregory T. Mgmt For For For Swienton 8 Ratify Auditors Mgmt For For For 9 Approve Executive Incentive Mgmt For For For Bonus Plan 10 Amend Omnibus Stock Plan Mgmt For For For 11 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank A. D'Amelio Mgmt For For For 2 Elect Director W. Roy Dunbar Mgmt For For For 3 Elect Director Kurt J. Hilzinger Mgmt For For For 4 Elect Director David A. Jones, Mgmt For For For Jr. 5 Elect Director Michael B. Mgmt For For For McCallister 6 Elect Director William J. Mgmt For For For McDonald 7 Elect Director William E. Mgmt For For For Mitchell 8 Elect Director David B. Nash Mgmt For For For 9 Elect Director James J. O'Brien Mgmt For For For 10 Elect Director Marissa T. Mgmt For For For Peterson 11 Ratify Auditors Mgmt For For For 12 Approve Omnibus Stock Plan Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CINS G47791101 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ann C. Berzin Mgmt For For For 2 Elect Director John Bruton Mgmt For For For 3 Elect Director Jared L. Cohon Mgmt For For For 4 Elect Director Gary D. Forsee Mgmt For For For 5 Elect Director Peter C. Godsoe Mgmt For For For 6 Elect Director Edward E. Mgmt For For For Hagenlocker 7 Elect Director Constance J. Mgmt For For For Horner 8 Elect Director Michael W. Lamach Mgmt For For For 9 Elect Director Theodore E. Martin Mgmt For For For 10 Elect Director Richard J. Swift Mgmt For For For 11 Elect Director Tony L. White Mgmt For For For 12 Approve Executive Incentive Mgmt For For For Scheme 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Authorize Market Purchase Mgmt For For For 16 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625h100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Crandall C. Bowles Mgmt For For For 2 Elect Director Stephen B. Burke Mgmt For For For 3 Elect Director David M. Cote Mgmt For For For 4 Elect Director James S. Crown Mgmt For For For 5 Elect Director James Dimon Mgmt For For For 6 Elect Director Ellen V. Futter Mgmt For For For 7 Elect Director William H. Gray, Mgmt For For For III 8 Elect Director Laban P. Jackson, Mgmt For For For Jr. 9 Elect Director David C. Novak Mgmt For For For 10 Elect Director Lee R. Raymond Mgmt For For For 11 Elect Director William C. Weldon Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Amend Omnibus Stock Plan Mgmt For For For 16 Affirm Political Non-Partisanship ShrHldr Against Against For 17 Provide Right to Act by Written ShrHldr Against For Against Consent 18 Report on Loan Modifications ShrHldr Against Against For 19 Report on Political Contributions ShrHldr Against For Against 20 Institute Procedures to Prevent ShrHldr Against Against For Investments in Companies that Contribute to Genocide or Crimes Against Humanity 21 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas P. Capo Mgmt For For For 2 Elect Director Curtis J. Clawson Mgmt For For For 3 Elect Director Jonathon F. Foster Mgmt For For For 4 Elect Director Conrad L. Mgmt For For For Mallett, Jr. 5 Elect Director Robert E. Rossiter Mgmt For For For 6 Elect Director Donald L. Runkle Mgmt For For For 7 Elect Director Gregory C. Smith Mgmt For For For 8 Elect Director Henry D.G. Wallace Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES NV TICKER SECURITY ID: MEETING DATE MEETING STATUS LYB CINS N53745100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Discussion on Company's Mgmt N/A N/A N/A Corporate Governance Structure 3.1 Elect J.S. Bindra as Class I Mgmt For For For Directors to the Supervisory Board 3.2 Reelect M. Carroll as Class I Mgmt For For For Directors to the Supervisory Board 3.3 Reelect R. van der Meer as Class Mgmt For For For I Directors to the Supervisory Board 4 Elect R. Buchanan as Class II Mgmt For For For Director to the Supervisory Board 5 Elect J. Aigrain as Class III Mgmt For For For Director to the Supervisory Board 6 Adopt Financial Statements and Mgmt For For For Statutory Reports 7 Approve Discharge of Management Mgmt For For For Board 8 Approve Discharge of Supervisory Mgmt For For For Board 9 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 10 Approve Remuneration of Mgmt For Against Against Supervisory Board 11 Amend Articles Re: Removal of Mgmt For For For References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law 12 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 13 Approve Dividends of USD 0.10 Mgmt For For For Per Share 14 Advisory Vote to Approve Mgmt For Against Against Remuneration Report Containing Remuneration Policy for Management Board Members 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Elect G. Gwin as Class II Mgmt For For For Director to the Supervisory Board 17 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brent D. Baird Mgmt For For For 1.2 Elect Director Robert J. Bennett Mgmt For For For 1.3 Elect Director C. Angela Bontempo Mgmt For For For 1.4 Elect Director Robert T. Brady Mgmt For Withhold Against 1.5 Elect Director Michael D. Buckley Mgmt For For For 1.6 Elect Director T. Jefferson Mgmt For For For Cunningham, III 1.7 Elect Director Mark J. Czarnecki Mgmt For For For 1.8 Elect Director Gary N. Geisel Mgmt For For For 1.9 Elect Director Patrick W.E. Mgmt For For For Hodgson 1.10 Elect Director Richard G. King Mgmt For For For 1.11 Elect Director Jorge G. Pereira Mgmt For For For 1.12 Elect Director Michael P. Pinto Mgmt For For For 1.13 Elect Director Melinda R. Rich Mgmt For For For 1.14 Elect Director Robert E. Sadler, Mgmt For For For Jr. 1.15 Elect Director Herbert L. Mgmt For For For Washington 1.16 Elect Director Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven A. Mgmt For For For Kandarian 1.2 Elect Director Sylvia Mathews Mgmt For For For Burwell 1.3 Elect Director Eduardo Mgmt For For For Castro-Wright 1.4 Elect Director Cheryl W. Grise Mgmt For For For 1.5 Elect Director Lulu C. Wang Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Karen A. Smith Mgmt For For For Bogart 1.2 Elect Director John F. Fiedler Mgmt For For For 1.3 Elect Director Richard C. Ill Mgmt For For For 1.4 Elect Director Jeffrey S. Mgmt For For For Lorberbaum 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James H. Keyes Mgmt For For For 1.2 Elect Director John D. Correnti Mgmt For For For 1.3 Elect Director Daniel C. Ustian Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Submit Severance Agreement ShrHldr Against For Against (Change-in-Control) to Shareholder Vote --------------------------------------------------------------------------------------------------------------- NISOURCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard A. Abdoo Mgmt For For For 2 Elect Director Steven C. Beering Mgmt For For For 3 Elect Director Michael E. Jesanis Mgmt For For For 4 Elect Director Marty R. Kittrell Mgmt For For For 5 Elect Director W. Lee Nutter Mgmt For For For 6 Elect Director Deborah S. Parker Mgmt For For For 7 Elect Director Ian M. Rolland Mgmt For For For 8 Elect Director Robert C. Skaggs, Mgmt For For For Jr. 9 Elect Director Richard L. Mgmt For For For Thompson 10 Elect Director Carolyn Y. Woo Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Provide Right to Act by Written ShrHldr Against For Against Consent --------------------------------------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey L. Mgmt For For For Berenson 2 Elect Director Michael A. Cawley Mgmt For For For 3 Elect Director Edward F. Cox Mgmt For For For 4 Elect Director Charles D. Mgmt For For For Davidson 5 Elect Director Thomas J. Edelman Mgmt For For For 6 Elect Director Eric P. Grubman Mgmt For For For 7 Elect Director Kirby L. Hedrick Mgmt For For For 8 Elect Director Scott D. Urban Mgmt For For For 9 Elect Director William T. Van Mgmt For For For Kleef 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PENN WEST PETROLEUM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWT CUSIP 707887105 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify KPMG LLP as Auditors Mgmt For For For 2.1 Elect Director James E. Allard Mgmt For For For 2.2 Elect Director William E. Andrew Mgmt For For For 2.3 Elect Director George H. Brookman Mgmt For For For 2.4 Elect Director John A. Brussa Mgmt For For For 2.5 Elect Director Daryl Gilbert Mgmt For For For 2.6 Elect Director Shirley A. Mgmt For For For McClellan 2.7 Elect Director Murray R. Nunns Mgmt For For For 2.8 Elect Director Frank Potter Mgmt For For For 2.9 Elect Director Jack Schanck Mgmt For For For 2.10 Elect Director James C. Smith Mgmt For For For --------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis A. Ausiello Mgmt For For For 2 Elect Director Michael S. Brown Mgmt For For For 3 Elect Director M. Anthony Burns Mgmt For For For 4 Elect Director W. Don Cornwell Mgmt For For For 5 Elect Director Frances D. Mgmt For For For Fergusson 6 Elect Director William H. Gray Mgmt For For For III 7 Elect Director Constance J. Mgmt For For For Horner 8 Elect Director James M. Kilts Mgmt For For For 9 Elect Director George A. Lorch Mgmt For For For 10 Elect Director John P. Mascotte Mgmt For For For 11 Elect Director Suzanne Nora Mgmt For For For Johnson 12 Elect Director Ian C. Read Mgmt For For For 13 Elect Director Stephen W. Sanger Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 17 Publish Political Contributions ShrHldr Against Against For 18 Report on Public Policy Advocacy ShrHldr Against Against For Process 19 Adopt Policy to Restrain ShrHldr Against Against For Pharmaceutical Price Increases 20 Provide Right to Act by Written ShrHldr Against For Against Consent 21 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 22 Report on Animal Testing and ShrHldr Against Against For Plans for Reduction --------------------------------------------------------------------------------------------------------------- PHH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PHH CUSIP 693320202 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Brinkley Mgmt For For For 1.2 Elect Director Jerome J. Selitto Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect Director Gordon M. Bethune Mgmt For For For 3 Elect Director Gaston Caperton Mgmt For For For 4 Elect Director Gilbert F. Mgmt For For For Casellas 5 Elect Director James G. Cullen Mgmt For For For 6 Elect Director William H. Gray, Mgmt For For For III 7 Elect Director Mark B. Grier Mgmt For For For 8 Elect Director Constance J. Mgmt For For For Horner 9 Elect Director Martina Mgmt For For For Hund-Mejean 10 Elect Director Karl J. Krapek Mgmt For For For 11 Elect Director Christine A. Poon Mgmt For For For 12 Elect Director John R. Mgmt For For For Strangfield 13 Elect Director James A. Unruh Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Reduce Supermajority Vote ShrHldr For For For Requirement 18 Report on Lobbying Contributions ShrHldr Against Abstain N/A and Expenses --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Mgmt For For For Alexander 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Mgmt For For For Cruickshank 1.4 Elect Director Raymond V. Mgmt For For For Dittamore 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Francisco Ros Mgmt For For For 1.12 Elect Director Brent Scowcroft Mgmt For For For 1.13 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A118 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Linda Stuntz as Director Mgmt For For For 4 Re-elect Josef Ackermann as Mgmt For For For Director 5 Re-elect Malcolm Brinded as Mgmt For For For Director 6 Elect Guy Elliott as Director Mgmt For For For 7 Re-elect Simon Henry as Director Mgmt For For For 8 Re-elect Charles Holliday as Mgmt For For For Director 9 Re-elect Lord Kerr of Kinlochard Mgmt For For For as Director 10 Elect Gerard Kleisterlee as Mgmt For For For Director 11 Re-elect Christine Morin-Postel Mgmt For For For as Director 12 Re-elect Jorma Ollila as Director Mgmt For For For 13 Re-elect Jeroen van der Veer as Mgmt For For For Director 14 Re-elect Peter Voser as Director Mgmt For For For 15 Re-elect Hans Wijers as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors of the Company 17 Authorise Board to Fix Mgmt For For For Remuneration of Auditors 18 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 19 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 20 Authorise Market Purchase Mgmt For For For 21 Authorise EU Political Donations Mgmt For For For and Expenditure --------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director K. Burnes Mgmt For For For 2 Elect Director P. Coym Mgmt For For For 3 Elect Director P. De Saint-Aignan Mgmt For For For 4 Elect Director A. Fawcett Mgmt For For For 5 Elect Director D. Gruber Mgmt For For For 6 Elect Director L. Hill Mgmt For For For 7 Elect Director J. Hooley Mgmt For For For 8 Elect Director R. Kaplan Mgmt For For For 9 Elect Director C. LaMantia Mgmt For For For 10 Elect Director R. Sergel Mgmt For For For 11 Elect Director R. Skates Mgmt For For For 12 Elect Director G. Summe Mgmt For For For 13 Elect Director R. Weissman Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Approve Executive Incentive Mgmt For For For Bonus Plan 17 Ratify Auditors Mgmt For For For 18 Report on Political Contributions ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- TENNECO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles W. Cramb Mgmt For For For 2 Elect Director Dennis J. Letham Mgmt For For For 3 Elect Director Hari N. Nair Mgmt For For For 4 Elect Director Roger B. Porter Mgmt For For For 5 Elect Director David B. Price, Mgmt For For For Jr. 6 Elect Director Gregg M. Sherrill Mgmt For For For 7 Elect Director Paul T. Stecko Mgmt For For For 8 Elect Director Mitsunobu Takeuchi Mgmt For For For 9 Elect Director Jane L. Warner Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE BABCOCK & WILCOX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BWC CUSIP 05615F102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brandon C. Mgmt For For For Bethards 1.2 Elect Director D. Bradley Mgmt For For For McWilliams 1.3 Elect Director Anne R. Mgmt For For For Pramaggiore 1.4 Elect Director Larry L. Weyers Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Herbert A. Allen Mgmt For For For 2 Elect Director Ronald W. Allen Mgmt For For For 3 Elect Director Howard G. Buffett Mgmt For For For 4 Elect Director Barry Diller Mgmt For For For 5 Elect Director Evan G. Greenberg Mgmt For For For 6 Elect Director Alexis M. Herman Mgmt For For For 7 Elect Director Muhtar Kent Mgmt For For For 8 Elect Director Donald R. Keough Mgmt For For For 9 Elect Director Maria Elena Mgmt For For For Lagomasino 10 Elect Director Donald F. McHenry Mgmt For For For 11 Elect Director Sam Nunn Mgmt For For For 12 Elect Director James D. Robinson Mgmt For For For III 13 Elect Director Peter V. Ueberroth Mgmt For For For 14 Elect Director Jacob Wallenberg Mgmt For Against Against 15 Elect Director James B. Williams Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Amend Executive Incentive Bonus Mgmt For For For Plan 18 Amend Restricted Stock Plan Mgmt For For For 19 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 20 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 21 Publish Report on Chemical ShrHldr Against For Against Bisphenol-A (BPA) --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lloyd C. Blankfein Mgmt For For For 2 Elect Director John H. Bryan Mgmt For For For 3 Elect Director Gary D. Cohn Mgmt For For For 4 Elect Director Claes Dahlback Mgmt For For For 5 Elect Director Stephen Friedman Mgmt For For For 6 Elect Director William W. George Mgmt For For For 7 Elect Director James A. Johnson Mgmt For For For 8 Elect Director Lois D. Juliber Mgmt For For For 9 Elect Director Lakshmi N. Mittal Mgmt For For For 10 Elect Director James J. Schiro Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For 14 Provide for Cumulative Voting ShrHldr Against Against For 15 Amend Bylaws-- Call Special ShrHldr Against For Against Meetings 16 Stock Retention/Holding Period ShrHldr Against For Against 17 Review Executive Compensation ShrHldr Against Abstain N/A 18 Report on Climate Change ShrHldr Against Abstain N/A Business Risks 19 Report on Political Contributions ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard O. Berndt Mgmt For For For 2 Elect Director Charles E. Bunch Mgmt For For For 3 Elect Director Paul W. Chellgren Mgmt For For For 4 Elect Director Kay Coles James Mgmt For For For 5 Elect Director Richard B. Kelson Mgmt For Against Against 6 Elect Director Bruce C. Lindsay Mgmt For For For 7 Elect Director Anthony A. Massaro Mgmt For For For 8 Elect Director Jane G. Pepper Mgmt For For For 9 Elect Director James E. Rohr Mgmt For For For 10 Elect Director Donald J. Shepard Mgmt For For For 11 Elect Director Lorene K. Steffes Mgmt For For For 12 Elect Director Dennis F. Strigl Mgmt For For For 13 Elect Director Thomas J. Usher Mgmt For For For 14 Elect Director George H. Walls, Mgmt For For For Jr. 15 Elect Director Helge H. Wehmeier Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Amend Omnibus Stock Plan Mgmt For For For 18 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 19 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE TALBOTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLB CUSIP 874161102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marjorie L. Bowen Mgmt For For For 1.2 Elect Director John W. Gleeson Mgmt For For For 1.3 Elect Director Andrew H. Madsen Mgmt For For For 1.4 Elect Director Gary M. Pfeiffer Mgmt For For For 1.5 Elect Director Trudy F. Sullivan Mgmt For For For 1.6 Elect Director Susan M. Swain Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Douglas M. Baker, Mgmt For For For Jr. 2 Elect Director Y. Marc Belton Mgmt For For For 3 Elect Director Victoria Buyniski Mgmt For For For Gluckman 4 Elect Director Arthur D. Mgmt For For For Collins, Jr. 5 Elect Director Richard K. Davis Mgmt For For For 6 Elect Director Joel W. Johnson Mgmt For For For 7 Elect Director Olivia F. Kirtley Mgmt For For For 8 Elect Director Jerry W. Levin Mgmt For For For 9 Elect Director David B. O'Maley Mgmt For For For 10 Elect Director O Dell M. Owens Mgmt For For For 11 Elect Director Richard G. Reiten Mgmt For For For 12 Elect Director Craig D. Schnuck Mgmt For For For 13 Elect Director Patrick T. Stokes Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 17 Advisory Vote to Ratify ShrHldr Against Against For Directors' Compensation --------------------------------------------------------------------------------------------------------------- UNITED CONTINENTAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UAL CUSIP 910047109 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kirbyjon H. Mgmt For For For Caldwell 1.2 Elect Director Carolyn Corvi Mgmt For For For 1.3 Elect Director W. James Farrell Mgmt For For For 1.4 Elect Director Jane C. Garvey Mgmt For For For 1.5 Elect Director Walter Isaacson Mgmt For For For 1.6 Elect Director Henry L. Meyer III Mgmt For For For 1.7 Elect Director Oscar Munoz Mgmt For For For 1.8 Elect Director James J. O'Connor Mgmt For For For 1.9 Elect Director Laurence E. Mgmt For For For Simmons 1.10 Elect Director Jeffery A. Smisek Mgmt For For For 1.11 Elect Director Glenn F. Tilton Mgmt For For For 1.12 Elect Director David J. Vitale Mgmt For For For 1.13 Elect Director John H. Walker Mgmt For For For 1.14 Elect Director Charles A. Mgmt For For For Yamarone 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David J. Brailer Mgmt For For For 2 Elect Director Steven A. Davis Mgmt For For For 3 Elect Director William C. Foote Mgmt For For For 4 Elect Director Mark P. Frissora Mgmt For For For 5 Elect Director Ginger L. Graham Mgmt For For For 6 Elect Director Alan G. McNally Mgmt For For For 7 Elect Director Nancy M. Mgmt For For For Schlichting 8 Elect Director David Y. Schwartz Mgmt For For For 9 Elect Director Alejandro Silva Mgmt For For For 10 Elect Director James A. Skinner Mgmt For For For 11 Elect Director Gregory D. Wasson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Articles of Incorporation Mgmt For For For to Revise the Purpose Clause 14 Reduce Supermajority Vote Mgmt For For For Requirement 15 Rescind Fair Price Provision Mgmt For For For 16 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 17 Performance-Based Equity Awards ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner All Cap Portfolio --------------------------------------------------------------------------------------------------------------- AEGON NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 007924103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Presentation on the Course of Mgmt N/A N/A N/A Business and Significant Events in 2010 3.1 Receive Report of Management Mgmt N/A N/A N/A Board (Non-Voting) 3.2 Adopt Financial Statements Mgmt For For For 4 Omission of Dividends on Fiscal Mgmt N/A N/A N/A Year 2010 5 Approve Discharge of Management Mgmt For For For Board 6 Approve Discharge of Supervisory Mgmt For For For Board 7 Ratify Ernst and Young as Mgmt For For For Auditors 8 Adopt Remuneration Policy for Mgmt For For For Management Board Members 9 Reelect A.R. Wynaendts to Mgmt For For For Management Board 10 Reelect A. Burgmans to Mgmt For For For Supervisory Board 11 Reelect K.M.H. Peijs to Mgmt For For For Supervisory Board 12 Reelect L.M. van Wijk to Mgmt For For For Supervisory Board 13 Grant Board Authority to Issue Mgmt For For For Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger 14 Authorize Board to Exclude Mgmt For For For Preemptive Rights from Issuance under Item 13 15 Authorize Board to Issue Shares Mgmt For For For Up To One Percent of Issued Capital Under Incentive Plans 16 Authorize Repurchase of Up to Mgmt For For For Ten Percent of Issued Share Capital 17 Other Business (Non-Voting) Mgmt N/A N/A N/A 18 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- ALCON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACL CUSIP H01301102 08/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Enrico Vanni as Director Mgmt For TNA N/A 1.2 Elect Norman Walker as Director Mgmt For TNA N/A 1.3 Elect Paul Choffat as Director Mgmt For TNA N/A 1.4 Elect Urs Baerlocher as Director Mgmt For TNA N/A 1.5 Elect Jacques Seydoux as Director Mgmt For TNA N/A --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Deborah Dunsire Mgmt For For For 2 Elect Director Trevor M. Jones Mgmt For For For 3 Elect Director Louis J. Lavigne, Mgmt For For For Jr. 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Approve Executive Incentive Mgmt For For For Bonus Plan 8 Approve Omnibus Stock Plan Mgmt For For For 9 Declassify the Board of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Quillen Mgmt For For For 1.2 Elect Director William J. Mgmt For For For Crowley, Jr. 1.3 Elect Director Kevin S. Mgmt For For For Crutchfield 1.4 Elect Director E. Linn Draper, Mgmt For For For Jr. 1.5 Elect Director Glenn A. Eisenberg Mgmt For For For 1.6 Elect Director P. Michael Giftos Mgmt For For For 1.7 Elect Director Joel Richards, III Mgmt For For For 1.8 Elect Director James F. Roberts Mgmt For For For 1.9 Elect Director Ted G. Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For 5 Report on Efforts to Reduce ShrHldr Against Abstain N/A Pollution From Products and Operations --------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Increase Authorized Mgmt For For For Common Stock 2 Issue Shares in Connection with Mgmt For For For Acquisition 3 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey P. Bezos Mgmt For For For 2 Elect Director Tom A. Alberg Mgmt For For For 3 Elect Director John Seely Brown Mgmt For For For 4 Elect Director William B. Gordon Mgmt For For For 5 Elect Director Alain Monie Mgmt For For For 6 Elect Director Jonathan J. Mgmt For For For Rubinstein 7 Elect Director Thomas O. Ryder Mgmt For For For 8 Elect Director Patricia Q. Mgmt For For For Stonesifer 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 12 Amend Bylaws-- Call Special ShrHldr Against Against For Meetings 13 Report on Climate Change ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David J. Anderson Mgmt For For For 2 Elect Director James F. Cordes Mgmt For For For 3 Elect Director Ralph D. Crosby, Mgmt For For For Jr. 4 Elect Director Linda A. Goodspeed Mgmt For For For 5 Elect Director Thomas E. Hoaglin Mgmt For For For 6 Elect Director Lester A. Hudson, Mgmt For For For Jr. 7 Elect Director Michael G. Morris Mgmt For For For 8 Elect Director Richard C. Mgmt For For For Notebaert 9 Elect Director Lionel L. Nowell Mgmt For For For III 10 Elect Director Richard L. Sandor Mgmt For For For 11 Elect Director Kathryn D. Mgmt For For For Sullivan 12 Elect Director Sara Martinez Mgmt For For For Tucker 13 Elect Director John F. Turner Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond P. Dolan Mgmt For For For 2 Elect Director Ronald M. Dykes Mgmt For For For 3 Elect Director Carolyn F. Katz Mgmt For For For 4 Elect Director Gustavo Lara Cantu Mgmt For For For 5 Elect Director Joann A. Reed Mgmt For For For 6 Elect Director Pamela D.A. Reeve Mgmt For For For 7 Elect Director David E. Sharbutt Mgmt For For For 8 Elect Director James D. Taiclet, Mgmt For For For Jr. 9 Elect Director Samme L. Thompson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Reduce Supermajority Vote Mgmt For For For Requirement 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stephen P. Adik Mgmt For For For 2 Elect Director Martha Clark Goss Mgmt For For For 3 Elect Director Julie A. Dobson Mgmt For For For 4 Elect Director Richard R. Grigg Mgmt For For For 5 Elect Director Julia L. Johnson Mgmt For For For 6 Elect Director George Mackenzie Mgmt For For For 7 Elect Director William J. Mgmt For For For Marrazzo 8 Election Of Director: Jeffry E. Mgmt For For For Sterba 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Mgmt For For For Campbell 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Mgmt For For For Jr. 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Ronald D. Sugar Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Adopt Policy on Succession ShrHldr Against Against For Planning 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Randall L. Mgmt For For For Stephenson 2 Elect Director Gilbert F. Amelio Mgmt For For For 3 Elect Director Reuben V. Anderson Mgmt For For For 4 Elect Director James H. Blanchard Mgmt For For For 5 Elect Director Jaime Chico Pardo Mgmt For For For 6 Elect Director James P. Kelly Mgmt For For For 7 Elect Director Jon C. Madonna Mgmt For For For 8 Elect Director Lynn M. Martin Mgmt For For For 9 Elect Director John B. McCoy Mgmt For For For 10 Elect Director Joyce M. Roche Mgmt For For For 11 Elect Director Matthew K. Rose Mgmt For For For 12 Elect Director Laura D Andrea Mgmt For For For Tyson 13 Ratify Auditors Mgmt For For For 14 Approve Omnibus Stock Plan Mgmt For Against Against 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 17 Report on Political Contributions ShrHldr Against Abstain N/A 18 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 19 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- AVAGO TECHNOLOGIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AVGO CUSIP Y0486S104 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect Hock E. Tan as Director Mgmt For For For 1.2 Reelect Adam H. Clammer as Mgmt For For For Director 1.3 Reelect James A. Davidson as Mgmt For For For Director 1.4 Reelect James V. Diller as Mgmt For For For Director 1.5 Reelect Kenneth Y. Hao as Mgmt For For For Director 1.6 Reelect John M. Hsuan as Director Mgmt For For For 1.7 Reelect David Kerko as Director Mgmt For For For 1.8 Reelect Justine F. Lien as Mgmt For For For Director 1.9 Reelect Donald Macleod as Mgmt For For For Director 1.10 Reelect Bock Seng Tan as Director Mgmt For For For 2 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Cash Compensation to Mgmt For For For Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 7 Approve Repurchase of Up to 10 Mgmt For For For Percent of Issued Capital --------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Don Cornwell Mgmt For For For 1.2 Elect Director V. Ann Hailey Mgmt For For For 1.3 Elect Director Fred Hassan Mgmt For For For 1.4 Elect Director Andrea Jung Mgmt For For For 1.5 Elect Director Maria Elena Mgmt For For For Lagomasino 1.6 Elect Director Ann S. Moore Mgmt For For For 1.7 Elect Director Paul S. Pressler Mgmt For For For 1.8 Elect Director Gary M. Rodkin Mgmt For For For 1.9 Elect Director Paula Stern Mgmt For For For 1.10 Elect Director Lawrence A. Mgmt For For For Weinbach 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Reduce Supermajority Vote Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Caroline D. Dorsa Mgmt For For For 2 Elect Director Stelios Mgmt For For For Papadopoulos 3 Elect Director George A. Scangos Mgmt For For For 4 Elect Director Lynn Schenk Mgmt For For For 5 Elect Director Alexander J. Mgmt For For For Denner 6 Elect Director Nancy L. Leaming Mgmt For For For 7 Elect Director Richard C. Mgmt For For For Mulligan 8 Elect Director Robert W. Pangia Mgmt For For For 9 Elect Director Brian S. Posner Mgmt For For For 10 Elect Director Eric K. Rowinsky Mgmt For For For 11 Elect Director Stephen A. Sherwin Mgmt For For For 12 Elect Director William D. Young Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Declassify the Board of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian M. NeSmith Mgmt For For For 1.2 Elect Director David W. Hanna Mgmt For For For 1.3 Elect Director James A. Barth Mgmt For For For 1.4 Elect Director Keith Geeslin Mgmt For For For 1.5 Elect Director James R. Tolonen Mgmt For For For 1.6 Elect Director Carol G. Mills Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Katharine T. Mgmt For For For Bartlett 1.2 Elect Director Bruce L. Byrnes Mgmt For For For 1.3 Elect Director Nelda J. Connors Mgmt For For For 1.4 Elect Director J. Raymond Elliott Mgmt For For For 1.5 Elect Director Kristina M. Mgmt For For For Johnson 1.6 Elect Director Ernest Mario Mgmt For For For 1.7 Elect Director N.J. Nicholas, Jr. Mgmt For For For 1.8 Elect Director Pete M. Nicholas Mgmt For For For 1.9 Elect Director Uwe E. Reinhardt Mgmt For For For 1.10 Elect Director John E. Sununu Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nancy H. Handel Mgmt For For For 1.2 Elect Director Eddy W. Mgmt For Withhold Against Hartenstein 1.3 Elect Director Maria Klawe Mgmt For For For 1.4 Elect Director John E. Major Mgmt For Withhold Against 1.5 Elect Director Scott A. McGregor Mgmt For For For 1.6 Elect Director William T. Morrow Mgmt For Withhold Against 1.7 Elect Director Henry Samueli Mgmt For For For 1.8 Elect Director John A.C. Swainson Mgmt For For For 1.9 Elect Director Robert E. Switz Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David L. Calhoun Mgmt For For For 1.2 Elect Director Daniel M. Mgmt For For For Dickinson 1.3 Elect Director Eugene V. Fife Mgmt For For For 1.4 Elect Director Juan Gallardo Mgmt For For For 1.5 Elect Director David R. Goode Mgmt For For For 1.6 Elect Director Jesse J. Greene, Mgmt For For For Jr. 1.7 Elect Director Peter A. Magowan Mgmt For For For 1.8 Elect Director Dennis A. Mgmt For For For Muilenburg 1.9 Elect Director Douglas R. Mgmt For For For Oberhelman 1.10 Elect Director William A. Osborn Mgmt For For For 1.11 Elect Director Charles D. Powell Mgmt For For For 1.12 Elect Director Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Director Susan C. Schwab Mgmt For For For 1.14 Elect Director Joshua I. Smith Mgmt For For For 1.15 Elect Director Miles D. White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Report on Political Contributions ShrHldr Against Abstain N/A 7 Stock Retention/Holding Period ShrHldr Against Against For 8 Require a Majority Vote for the ShrHldr Against Against For Election of Directors 9 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 10 Require Independent Board ShrHldr Against Against For Chairman 11 Review and Assess Human Rights ShrHldr Against Abstain N/A Policies 12 Adopt a Policy in which the ShrHldr Against Against For Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives --------------------------------------------------------------------------------------------------------------- CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Blum Mgmt For For For 1.2 Elect Director Curtis F. Feeny Mgmt For For For 1.3 Elect Director Bradford M. Mgmt For For For Freeman 1.4 Elect Director Michael Kantor Mgmt For For For 1.5 Elect Director Frederic V. Malek Mgmt For For For 1.6 Elect Director Jane J. Su Mgmt For For For 1.7 Elect Director Laura D. Tyson Mgmt For For For 1.8 Elect Director Brett White Mgmt For For For 1.9 Elect Director Gary L. Wilson Mgmt For For For 1.10 Elect Director Ray Wirta Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Martin G. McGuinn Mgmt For For For 2 Elect Director Daniel S. Sanders Mgmt For For For 3 Elect Director John K. Wulff Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen R. Wilson Mgmt For For For 1.2 Elect Director Wallace W. Creek Mgmt For For For 1.3 Elect Director William Davisson Mgmt For For For 1.4 Elect Director Robert G. Kuhbach Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- CHELSEA THERAPEUTICS INTERNATIONAL, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHTP CUSIP 163428105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Simon Pedder Mgmt For For For 1.2 Elect Director Michael Weiser Mgmt For For For 1.3 Elect Director Kevan Clemens Mgmt For For For 1.4 Elect Director Norman Hardman Mgmt For For For 1.5 Elect Director Johnson Y.N. Lau Mgmt For For For 1.6 Elect Director Roger Stoll Mgmt For For For 1.7 Elect Director William Rueckert Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director L.F. Deily Mgmt For For For 2 Elect Director R.E. Denham Mgmt For For For 3 Elect Director R.J. Eaton Mgmt For For For 4 Elect Director C. Hagel Mgmt For For For 5 Elect Director E. Hernandez Mgmt For For For 6 Elect Director G.L. Kirkland Mgmt For For For 7 Elect Director D.B. Rice Mgmt For For For 8 Elect Director K.W. Sharer Mgmt For For For 9 Elect Director C.R. Shoemate Mgmt For For For 10 Elect Director J.G. Stumpf Mgmt For For For 11 Elect Director R.D. Sugar Mgmt For For For 12 Elect Director C. Ware Mgmt For For For 13 Elect Director J.S. Watson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications 18 Amend Bylaws to Establish a ShrHldr Against Abstain N/A Board Committee on Human Rights 19 Include Sustainability as a ShrHldr Against Against For Performance Measure for Senior Executive Compensation 20 Adopt Guidelines for Country ShrHldr Against Abstain N/A Selection 21 Report on Financial Risks of ShrHldr Against Abstain N/A Climate Change 22 Report on Environmental Impacts ShrHldr Against Abstain N/A of Natural Gas Fracturing 23 Report on Offshore Oil Wells and ShrHldr Against Abstain N/A Spill Mitigation Measures --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Mgmt For For For Capellas 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Mgmt For For For Kovacevich 9 Elect Director Roderick C. Mgmt For For For Mcgeary 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Ratify Auditors Mgmt For For For 16 Amend Bylaws to Establish a ShrHldr Against Abstain N/A Board Committee on Environmental Sustainability 17 Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Adopt Policy Prohibiting Sale of ShrHldr Against Abstain N/A Products in China if they Contribute to Human Rights Abuses --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alain J.P. Belda Mgmt For For For 2 Elect Director Timothy C. Collins Mgmt For For For 3 Elect Director Jerry A. Mgmt For For For Grundhofer 4 Elect Director Robert L. Joss Mgmt For For For 5 Elect Director Michael E. O'Neill Mgmt For For For 6 Elect Director Vikram S. Pandit Mgmt For For For 7 Elect Director Richard D. Parsons Mgmt For For For 8 Elect Director Lawrence R. Mgmt For For For Ricciardi 9 Elect Director Judith Rodin Mgmt For For For 10 Elect Director Robert L. Ryan Mgmt For For For 11 Elect Director Anthony M. Mgmt For For For Santomero 12 Elect Director Diana L. Taylor Mgmt For For For 13 Elect Director William S. Mgmt For For For Thompson, Jr. 14 Elect Director Ernesto Zedillo Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Amend Omnibus Stock Plan Mgmt For Against Against 17 Approve Executive Incentive Mgmt For For For Bonus Plan 18 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 19 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 20 Approve Reverse Stock Split Mgmt For For For 21 Affirm Political Non-Partisanship ShrHldr Against Abstain N/A 22 Report on Political Contributions ShrHldr Against Abstain N/A 23 Report on Restoring Trust and ShrHldr Against Against For Confidence in the Financial System 24 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 25 Require Audit Committee Review ShrHldr Against Against For and Report on Controls Related to Loans, Foreclosure and Securitizations --------------------------------------------------------------------------------------------------------------- CME GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig S. Donohue Mgmt For For For 1.2 Elect Director Timothy S. Mgmt For For For Bitsberger 1.3 Elect Director Jackie M. Clegg Mgmt For For For 1.4 Elect Director James A. Donaldson Mgmt For For For 1.5 Elect Director J. Dennis Hastert Mgmt For For For 1.6 Elect Director William P. Miller Mgmt For For For II 1.7 Elect Director Terry L. Savage Mgmt For For For 1.8 Elect Director Christopher Mgmt For For For Stewart 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Mgmt For For For Lochner, Jr 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Report on Financial Risks of ShrHldr Against Abstain N/A Coal Reliance --------------------------------------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lew Frankfort Mgmt For For For 1.2 Elect Director Susan Kropf Mgmt For For For 1.3 Elect Director Gary Loveman Mgmt For For For 1.4 Elect Director Ivan Menezes Mgmt For For For 1.5 Elect Director Irene Miller Mgmt For For For 1.6 Elect Director Michael Murphy Mgmt For For For 1.7 Elect Director Jide Zeitlin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Adopt Policy on Ending Use of ShrHldr Against Abstain N/A Animal Fur in Products --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roger A. Cregg Mgmt For For For 2 Elect Director T. Kevin DeNicola Mgmt For For For 3 Elect Director Alfred A. Mgmt For For For Piergallini 4 Elect Director Nina G. Vaca Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Approve Executive Incentive Mgmt For For For Bonus Plan 7 Reduce Supermajority Vote Mgmt For For For Requirement 8 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 9 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mogens C. Bay Mgmt For For For 1.2 Elect Director Stephen G. Butler Mgmt For For For 1.3 Elect Director Steven F. Mgmt For For For Goldstone 1.4 Elect Director Joie A. Gregor Mgmt For For For 1.5 Elect Director Rajive Johri Mgmt For For For 1.6 Elect Director W.G. Jurgensen Mgmt For For For 1.7 Elect Director Richard H. Lenny Mgmt For For For 1.8 Elect Director Ruth Ann Marshall Mgmt For For For 1.9 Elect Director Gary M. Rodkin Mgmt For For For 1.10 Elect Director Andrew J. Mgmt For For For Schindler 1.11 Elect Director Kenneth E. Stinson Mgmt For For For 2 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Craig Arnold Mgmt For For For 2 Elect Director Robert H. Brust Mgmt For For For 3 Elect Director John M. Connors, Mgmt For For For Jr. 4 Elect Director Christopher J. Mgmt For For For Coughlin 5 Elect Director Timothy M. Donahue Mgmt For For For 6 Elect Director Kathy J. Herbert Mgmt For For For 7 Elect Director Randall J. Hogan Mgmt For For For III 8 Elect Director Richard J. Meelia Mgmt For For For 9 Elect Director Dennis H. Reilley Mgmt For For For 10 Elect Director Tadataka Yamada Mgmt For For For 11 Elect Director Joseph A. Mgmt For For For Zaccagnino 12 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 13 Approve Reverse Stock Split Mgmt For For For Immediately Followed by a Forward Stock Split 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Donna M. Alvarado Mgmt For For For 2 Elect Director John B. Breaux Mgmt For For For 3 Elect Director Pamela L. Carter Mgmt For For For 4 Elect Director Steven T. Mgmt For For For Halverson 5 Elect Director Edward J. Kelly, Mgmt For For For III 6 Elect Director Gilbert H. Mgmt For For For Lamphere 7 Elect Director John D. McPherson Mgmt For For For 8 Elect Director Timothy T. O'Toole Mgmt For For For 9 Elect Director David M. Ratcliffe Mgmt For For For 10 Elect Director Donald J. Shepard Mgmt For For For 11 Elect Director Michael J. Ward Mgmt For For For 12 Elect Director J.C. Watts, Jr. Mgmt For For For 13 Elect Director J. Steven Whisler Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Theodore M. Solso Mgmt For For For 2 Elect Director N. Thomas Mgmt For For For Linebarger 3 Elect Director William I. Miller Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director Georgia R. Nelson Mgmt For For For 6 Elect Director Carl Ware Mgmt For For For 7 Elect Director Robert K. Herdman Mgmt For For For 8 Elect Director Robert J. Bernhard Mgmt For For For 9 Elect Director Franklin R. Mgmt For For For Chang-Diaz 10 Elect Director Stephen B. Dobbs Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edwin M. Banks Mgmt For For For 2 Elect Director C. David Brown II Mgmt For For For 3 Elect Director David W. Dorman Mgmt For For For 4 Elect Director Anne M. Finucane Mgmt For For For 5 Elect Director Kristen Gibney Mgmt For For For Williams 6 Elect Director Marian L. Heard Mgmt For For For 7 Elect Director Larry J. Merlo Mgmt For For For 8 Elect Director Jean-Pierre Millon Mgmt For For For 9 Elect Director Terrence Murray Mgmt For For For 10 Elect Director C.A. Lance Piccolo Mgmt For For For 11 Elect Director Richard J. Swift Mgmt For For For 12 Elect Director Tony L. White Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Report on Political Contributions ShrHldr Against Abstain N/A 17 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles O. Mgmt For For For Holliday, Jr. 2 Elect Director Dipak C. Jain Mgmt For For For 3 Elect Director Joachim Milberg Mgmt For For For 4 Elect Director Richard B. Myers Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAL CUSIP 247361702 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard H. Mgmt For For For Anderson 2 Elect Director Edward H. Bastian Mgmt For For For 3 Elect Director Roy J. Bostock Mgmt For For For 4 Elect Director John S. Brinzo Mgmt For For For 5 Elect Director Daniel A. Carp Mgmt For For For 6 Elect Director John M. Engler Mgmt For For For 7 Elect Director Mickey P. Foret Mgmt For For For 8 Elect Director David R. Goode Mgmt For For For 9 Elect Director Paula Rosput Mgmt For For For Reynolds 10 Elect Director Kenneth C. Rogers Mgmt For For For 11 Elect Director Kenneth B. Woodrow Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Ratify Auditors Mgmt For For For 15 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- DENTSPLY INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRAY CUSIP 249030107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael C. Alfano Mgmt For For For 1.2 Elect Director Eric K. Brandt Mgmt For For For 1.3 Elect Director William F. Hecht Mgmt For For For 1.4 Elect Director Francis J. Lunger Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Henry Mgmt For For For 1.2 Elect Director John A. Hill Mgmt For For For 1.3 Elect Director Michael M. Mgmt For For For Kanovsky 1.4 Elect Director Robert A. Mgmt For For For Mosbacher, Jr 1.5 Elect Director J. Larry Nichols Mgmt For For For 1.6 Elect Director Duane C. Radtke Mgmt For For For 1.7 Elect Director Mary P. Mgmt For For For Ricciardello 1.8 Elect Director John Richels Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Reduce Supermajority Vote Mgmt For For For Requirement 5 Amend Certificate of Mgmt For For For Incorporation 6 Ratify Auditors Mgmt For For For 7 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert R. Bennett Mgmt For For For 1.2 Elect Director John C. Malone Mgmt For For For 1.3 Elect Director David M. Zaslav Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Joyce M. Roche Mgmt For For For 2 Elect Director Wayne R. Sanders Mgmt For For For 3 Elect Director Jack L. Stahl Mgmt For For For 4 Elect Director Larry D. Young Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael W. Brown Mgmt For For For 2 Elect Director Randolph L. Cowen Mgmt For For For 3 Elect Director Michael J. Cronin Mgmt For For For 4 Elect Director Gail Deegan Mgmt For For For 5 Elect Director James S. DiStasio Mgmt For For For 6 Elect Director John R. Egan Mgmt For For For 7 Elect Director Edmund F. Kelly Mgmt For For For 8 Elect Director Windle B. Priem Mgmt For For For 9 Elect Director Paul Sagan Mgmt For For For 10 Elect Director David N. Strohm Mgmt For For For 11 Elect Director Joseph M. Tucci Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Omnibus Stock Plan Mgmt For Against Against 14 Provide Right to Call Special Mgmt For For For Meeting 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 11/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Fred B. Cox Mgmt For For For 1.2 Elect Director Michael P. Downey Mgmt For For For 1.3 Elect Director Bruce C. Edwards Mgmt For For For 1.4 Elect Director Paul F. Folino Mgmt For For For 1.5 Elect Director Robert H. Goon Mgmt For For For 1.6 Elect Director Don M. Lyle Mgmt For For For 1.7 Elect Director James M. McCluney Mgmt For For For 1.8 Elect Director Dean A. Yoost Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-elect J. Roderick Clark as Mgmt For For For Director 2 Re-elect Daniel W. Rabun as Mgmt For For For Director 3 Re-elect Keith O. Rattie as Mgmt For For For Director 4 Appoint KPMG LLP as Independent Mgmt For For For Registered Auditors of the Company 5 Reappoint KPMG Audit Plc as Mgmt For For For Auditors of the Company 6 Authorize Board to Fix Mgmt For For For Remuneration of Auditors 7 Approve Special Dividends Mgmt For For For 8 Authorize Associated Deed of Mgmt For For For Release for Historic Dividends 9 Authorize Release All Claims Mgmt For For For Against Directors for Historic Dividends 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition --------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M.J. Boskin Mgmt For For For 1.2 Elect Director P. Mgmt For For For Brabeck-Letmathe 1.3 Elect Director L.R. Faulkner Mgmt For For For 1.4 Elect Director J.S. Fishman Mgmt For For For 1.5 Elect Director K.C. Frazier Mgmt For For For 1.6 Elect Director W.W. George Mgmt For For For 1.7 Elect Director M.C. Nelson Mgmt For For For 1.8 Elect Director S.J. Palmisano Mgmt For For For 1.9 Elect Director S.S. Reinemund Mgmt For For For 1.10 Elect Director R.W. Tillerson Mgmt For For For 1.11 Elect Director E.E. Whitacre, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Require Independent Board ShrHldr Against Against For Chairman 6 Report on Political Contributions ShrHldr Against Abstain N/A 7 Amend EEO Policy to Prohibit ShrHldr Against Against For Discrimination based on Sexual Orientation and Gender Identity 8 Adopt Policy on Human Right to ShrHldr Against Abstain N/A Water 9 Report on Environmental Impact ShrHldr Against Abstain N/A of Oil Sands Operations in Canada 10 Report on Environmental Impacts ShrHldr Against Abstain N/A of Natural Gas Fracturing 11 Report on Energy Technologies ShrHldr Against Abstain N/A Development 12 Adopt Quantitative GHG Goals for ShrHldr Against Abstain N/A Products and Operations --------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For For For 2 Elect Director Joseph W. Prueher Mgmt For For For 3 Elect Director Suzanne H. Woolsey Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 6 Declassify the Board of Directors Mgmt For For For 7 Reduce Supermajority Vote Mgmt For For For Requirement 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stephen G. Butler Mgmt For For For 2 Elect Director Kimberly A. Mgmt For For For Casiano 3 Elect Director Anthony F. Mgmt For For For Earley, Jr. 4 Elect Director Edsel B. Ford II Mgmt For For For 5 Elect Director William Clay Mgmt For For For Ford, Jr. 6 Elect Director Richard A. Mgmt For For For Gephardt 7 Elect Director James H. Hance, Mgmt For For For Jr. 8 Elect Director Irvine O. Mgmt For For For Hockaday, Jr. 9 Elect Director Richard A. Mgmt For For For Manoogian 10 Elect Director Ellen R. Marram Mgmt For For For 11 Elect Director Alan Mulally Mgmt For For For 12 Elect Director Homer A. Neal Mgmt For For For 13 Elect Director Gerald L. Shaheen Mgmt For For For 14 Elect Director John L. Thornton Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 18 Publish Political Contributions ShrHldr Against Abstain N/A 19 Approve Recapitalization Plan ShrHldr Against For Against for all Stock to have One-vote per Share 20 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings --------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Craig Clark Mgmt For For For 1.2 Elect Director James H. Lee Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Mgmt For For For Adkerson 1.2 Elect Director Robert J. Mgmt For For For Allison, Jr. 1.3 Elect Director Robert A. Day Mgmt For For For 1.4 Elect Director Gerald J. Ford Mgmt For For For 1.5 Elect Director H. Devon Graham, Mgmt For For For Jr. 1.6 Elect Director Charles C. Krulak Mgmt For For For 1.7 Elect Director Bobby Lee Lackey Mgmt For For For 1.8 Elect Director Jon C. Madonna Mgmt For For For 1.9 Elect Director Dustan E. McCoy Mgmt For For For 1.10 Elect Director James R. Moffett Mgmt For For For 1.11 Elect Director B.M. Rankin, Jr. Mgmt For For For 1.12 Elect Director Stephen H. Siegele Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director W. Geoffrey Mgmt For For For Beattie 2 Elect Director James I. Cash, Jr. Mgmt For For For 3 Elect Director Ann M. Fudge Mgmt For For For 4 Elect Director Susan Hockfield Mgmt For For For 5 Elect Director Jeffrey R. Immelt Mgmt For For For 6 Elect Director Andrea Jung Mgmt For For For 7 Elect Director Alan G. Lafley Mgmt For For For 8 Elect Director Robert W. Lane Mgmt For For For 9 Elect Director Ralph S. Larsen Mgmt For For For 10 Elect Director Rochelle B. Mgmt For For For Lazarus 11 Elect Director James J. Mulva Mgmt For For For 12 Elect Director Sam Nunn Mgmt For For For 13 Elect Director Roger S. Penske Mgmt For For For 14 Elect Director Robert J. Mgmt For For For Swieringa 15 Elect Director James S. Tisch Mgmt For For For 16 Elect Director Douglas A. Warner Mgmt For For For III 17 Ratify Auditors Mgmt For For For 18 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 19 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 20 Provide for Cumulative Voting ShrHldr Against Against For 21 Performance-Based Equity Awards ShrHldr Against Against For 22 Withdraw Stock Options Granted ShrHldr Against Against For to Executive Officers 23 Report on Climate Change ShrHldr Against Abstain N/A Business Risk 24 Report on Animal Testing and ShrHldr Against Abstain N/A Plans for Reduction --------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Cogan Mgmt For For For 1.2 Elect Director Etienne F. Mgmt For For For Davignon 1.3 Elect Director James M. Denny Mgmt For For For 1.4 Elect Director Carla A. Hills Mgmt For For For 1.5 Elect Director Kevin E. Lofton Mgmt For For For 1.6 Elect Director John W. Madigan Mgmt For For For 1.7 Elect Director John C. Martin Mgmt For For For 1.8 Elect Director Gordon E. Moore Mgmt For For For 1.9 Elect Director Nicholas G. Moore Mgmt For For For 1.10 Elect Director Richard J. Whitley Mgmt For For For 1.11 Elect Director Gayle E. Wilson Mgmt For For For 1.12 Elect Director Per Wold-Olsen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Reduce Supermajority Vote Mgmt For For For Requirement 5 Provide Right to Call Special Mgmt For For For Meeting 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- GOLDCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CUSIP 380956409 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian W. Telfer as Director Mgmt For For For 1.2 Elect Douglas M. Holtby as Mgmt For For For Director 1.3 Elect Charles A. Jeannes as Mgmt For For For Director 1.4 Elect John P. Bell as Director Mgmt For For For 1.5 Elect Lawrence I. Bell as Mgmt For For For Director 1.6 Elect Beverley A. Briscoe as Mgmt For For For Director 1.7 Elect Peter J. Dey as Director Mgmt For For For 1.8 Elect P. Randy Reifel as Director Mgmt For For For 1.9 Elect A. Dan Rovig as Director Mgmt For For For 1.10 Elect Kenneth F. Williamson as Mgmt For For For Director 2 Approve Deloitte & Touche LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan Mgmt For For For 4 Approve Increase in Size of Mgmt For For For Board from 10 to 12 5 Improve Human Rights Standards ShrHldr Against Against For or Policies --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Larry Page Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Eric E. Schmidt Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Mgmt For For For Tilghman 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Amend Bylaws to Establish a ShrHldr Against Abstain N/A Board Committee on Environmental Sustainability 7 Reduce Supermajority Vote ShrHldr Against For Against Requirement 8 Report on Code of Conduct ShrHldr Against Against For Compliance --------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alan M. Bennett Mgmt For For For 2 Elect Director James R. Boyd Mgmt For For For 3 Elect Director Milton Carroll Mgmt For For For 4 Elect Director Nance K. Dicciani Mgmt For For For 5 Elect Director S. Malcolm Gillis Mgmt For For For 6 Elect Director Abdallah S. Jum'ah Mgmt For For For 7 Elect Director David J. Lesar Mgmt For For For 8 Elect Director Robert A. Malone Mgmt For For For 9 Elect Director J Landis Martin Mgmt For For For 10 Elect Director Debra L. Reed Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Review and Assess Human Rights ShrHldr Against Abstain N/A Policies 15 Report on Political Contributions ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Irving W. Bailey, Mgmt For For For II 2 Elect Director F. Michael Ball Mgmt For For For 3 Elect Director Jacque J. Sokolov Mgmt For For For 4 Reduce Supermajority Vote Mgmt For For For Requirement to Remove Directors for Cause 5 Reduce Supermajority Vote Mgmt For For For Requirement for By-law Amendments 6 Reduce Supermajority Vote Mgmt For For For Requirement for Certificate of Incorporation Amendments 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKR CUSIP 45841N107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas Peterffy Mgmt For For For 2 Elect Director Earl H. Nemser Mgmt For For For 3 Elect Director Paul J. Brody Mgmt For For For 4 Elect Director Milan Galik Mgmt For For For 5 Elect Director Lawrence E. Harris Mgmt For For For 6 Elect Director Hans R. Stoll Mgmt For For For 7 Elect Director Ivers W. Riley Mgmt For For For 8 Elect Director Robert W. Trudeau Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For Against Against 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Ratify Auditors Mgmt For For For 12 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paget L. Alves Mgmt For For For 1.2 Elect Director Janice Chaffin Mgmt For For For 1.3 Elect Director Greg Creed Mgmt For For For 1.4 Elect Director Patti S. Hart Mgmt For For For 1.5 Elect Director Robert J. Miller Mgmt For For For 1.6 Elect Director David E. Roberson Mgmt For For For 1.7 Elect Director Vincent L. Sadusky Mgmt For For For 1.8 Elect Director Philip G. Satre Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rex D. Adams Mgmt For For For 1.2 Elect Director John Banham Mgmt For For For 1.3 Elect Director Denis Kessler Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For Against Against 5 Ratify Ernst & Young LLP as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mary Sue Coleman Mgmt For For For 2 Elect Director James G. Cullen Mgmt For For For 3 Elect Director Ian E.L. Davis Mgmt For For For 4 Elect Director Michael M.e. Johns Mgmt For For For 5 Elect Director Susan L. Lindquist Mgmt For For For 6 Elect Director Anne M. Mulcahy Mgmt For For For 7 Elect Director Leo F. Mullin Mgmt For For For 8 Elect Director William D. Perez Mgmt For For For 9 Elect Director Charles Prince Mgmt For For For 10 Elect Director David Satcher Mgmt For For For 11 Elect Director William C. Weldon Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Adopt Policy to Restrain ShrHldr Against Against For Pharmaceutical Price Increases 16 Amend EEO Policy to Prohibit ShrHldr Against Abstain N/A Discrimination Based on Applicant's Health Status 17 Adopt Animal-Free Training ShrHldr Against Abstain N/A Methods --------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven L. Gerard Mgmt For For For 1.2 Elect Director John Nils Hanson Mgmt For For For 1.3 Elect Director Ken C. Johnsen Mgmt For For For 1.4 Elect Director Gale E. Klappa Mgmt For For For 1.5 Elect Director Richard B. Loynd Mgmt For For For 1.6 Elect Director P. Eric Siegert Mgmt For For For 1.7 Elect Director Michael W. Mgmt For For For Sutherlin 1.8 Elect Director James H. Tate Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Crandall C. Bowles Mgmt For For For 2 Elect Director Stephen B. Burke Mgmt For For For 3 Elect Director David M. Cote Mgmt For For For 4 Elect Director James S. Crown Mgmt For For For 5 Elect Director James Dimon Mgmt For For For 6 Elect Director Ellen V. Futter Mgmt For For For 7 Elect Director William H. Gray, Mgmt For For For III 8 Elect Director Laban P. Jackson, Mgmt For For For Jr. 9 Elect Director David C. Novak Mgmt For For For 10 Elect Director Lee R. Raymond Mgmt For For For 11 Elect Director William C. Weldon Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Amend Omnibus Stock Plan Mgmt For For For 16 Affirm Political Non-Partisanship ShrHldr Against Abstain N/A 17 Provide Right to Act by Written ShrHldr Against Against For Consent 18 Report on Loan Modifications ShrHldr Against Against For 19 Report on Political Contributions ShrHldr Against Abstain N/A 20 Institute Procedures to Prevent ShrHldr Against Abstain N/A Investments in Companies that Contribute to Genocide or Crimes Against Humanity 21 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter Boneparth Mgmt For For For 2 Elect Director Steven A. Burd Mgmt For For For 3 Elect Director John F. Herma Mgmt For For For 4 Elect Director Dale E. Jones Mgmt For For For 5 Elect Director William S. Kellogg Mgmt For For For 6 Elect Director Kevin Mansell Mgmt For For For 7 Elect Director Frank V. Sica Mgmt For For For 8 Elect Director Peter M. Mgmt For For For Sommerhauser 9 Elect Director Stephanie A. Mgmt For For For Streeter 10 Elect Director Nina G. Vaca Mgmt For For For 11 Elect Director Stephen E. Watson Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Director Elections 14 Reduce Supermajority Vote Mgmt For For For Requirement 15 Amend Executive Incentive Bonus Mgmt For For For Plan 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 18 Provide Right to Act by Written ShrHldr Against Against For Consent 19 Adopt Policy on Succession ShrHldr Against Against For Planning --------------------------------------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David P. King Mgmt For For For 2 Elect Director Kerrii B. Anderson Mgmt For For For 3 Elect Director Jean-luc Belingard Mgmt For For For 4 Elect Director N. Anthony Coles, Mgmt For For For Jr. 5 Elect Director Wendy E. Lane Mgmt For For For 6 Elect Director Thomas P. Mac Mgmt For For For Mahon 7 Elect Director Robert E. Mgmt For For For Mittelstaedt, Jr. 8 Elect Director Arthur H. Mgmt For For For Rubenstein 9 Elect Director M. Keith Weikel Mgmt For For For 10 Elect Director R. Sanders Mgmt For For For Williams 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis R. Glass Mgmt For For For 2 Elect Director Gary C. Kelly Mgmt For For For 3 Elect Director Michael F. Mee Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Articles of Incorporation Mgmt For For For Allowing Shareholders to Amend the Bylaws 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Mgmt For For For Bollenbach 1.2 Elect Director Deirdre P. Mgmt For For For Connelly 1.3 Elect Director Meyer Feldberg Mgmt For For For 1.4 Elect Director Sara Levinson Mgmt For For For 1.5 Elect Director Terry J. Lundgren Mgmt For For For 1.6 Elect Director Joseph Neubauer Mgmt For For For 1.7 Elect Director Joseph A. Pichler Mgmt For For For 1.8 Elect Director Joyce M. Roche Mgmt For For For 1.9 Elect Director Craig E. Weatherup Mgmt For For For 1.10 Elect Director Marna C. Mgmt For For For Whittington 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kuo Wei (Herbert) Mgmt For For For Chang 2 Elect Director Juergen Gromer Mgmt For For For 3 Elect Director Arturo Krueger Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Approve Reduction of Share Mgmt For For For Premium Account 7 Amend Non-Employee Director Mgmt For For For Omnibus Stock Plan 8 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 11/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Susan E. Arnold Mgmt For For For 2 Elect Director Richard H. Lenny Mgmt For For For 3 Elect Director Cary D. McMillan Mgmt For For For 4 Elect Director Sheila A. Penrose Mgmt For For For 5 Elect Director James A. Skinner Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Reduce Supermajority Vote Mgmt For For For Requirement for Transactions With Interested Shareholders 10 Reduce Supermajority Vote Mgmt For For For Requirement Relating to the Board of Directors 11 Reduce Supermajority Vote Mgmt For For For Requirement for Shareholder Action 12 Declassify the Board of Directors ShrHldr Against For Against 13 Require Suppliers to Adopt CAK ShrHldr Against Abstain N/A 14 Report on Policy Responses to ShrHldr Against Abstain N/A Children's Health Concerns and Fast Food 15 Report on Beverage Container ShrHldr Against Abstain N/A Environmental Strategy --------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leslie A. Brun Mgmt For For For 2 Elect Director Thomas R. Cech Mgmt For For For 3 Elect Director Richard T. Clark Mgmt For For For 4 Elect Director Kenneth C. Frazier Mgmt For For For 5 Elect Director Thomas H. Glocer Mgmt For For For 6 Elect Director Steven F. Mgmt For For For Goldstone 7 Elect Director William B. Mgmt For For For Harrison. Jr. 8 Elect Director Harry R. Jacobson Mgmt For For For 9 Elect Director William N. Kelley Mgmt For For For 10 Elect Director C. Robert Kidder Mgmt For For For 11 Elect Director Rochelle B. Mgmt For Against Against Lazarus 12 Elect Director Carlos E. Represas Mgmt For For For 13 Elect Director Patricia F. Russo Mgmt For For For 14 Elect Director Thomas E. Shenk Mgmt For For For 15 Elect Director Anne M. Tatlock Mgmt For For For 16 Elect Director Craig B. Thompson Mgmt For For For 17 Elect Director Wendell P. Weeks Mgmt For For For 18 Elect Director Peter C. Wendell Mgmt For For For 19 Ratify Auditors Mgmt For For For 20 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 21 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Baldwin Mgmt For For For 1.2 Elect Director William A. Bible Mgmt For For For 1.3 Elect Director Burton M. Cohen Mgmt For For For 1.4 Elect Director Willie D. Davis Mgmt For Withhold Against 1.5 Elect Director Alexis M. Herman Mgmt For For For 1.6 Elect Director Roland Hernandez Mgmt For For For 1.7 Elect Director Anthony Mandekic Mgmt For Withhold Against 1.8 Elect Director Rose Mgmt For Withhold Against McKinney-James 1.9 Elect Director James J. Murren Mgmt For For For 1.10 Elect Director Daniel J. Taylor Mgmt For Withhold Against 1.11 Elect Director Melvin B. Mgmt For Withhold Against Wolzinger 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Increase Authorized Common Stock Mgmt For For For 6 Amend Executive Incentive Bonus Mgmt For For For Plan 7 Prepare Sustainability Report ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven A. Ballmer Mgmt For For For 2 Elect Director Dina Dublon Mgmt For For For 3 Elect Director William H. Gates Mgmt For For For III 4 Elect Director Raymond V. Mgmt For For For Gilmartin 5 Elect Director Reed Hastings Mgmt For For For 6 Elect Director Maria M. Klawe Mgmt For For For 7 Elect Director David F. Marquardt Mgmt For For For 8 Elect Director Charles H. Noski Mgmt For For For 9 Elect Director Helmut Panke Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Bylaws to Establish a ShrHldr Against Abstain N/A Board Committee on Environmental Sustainability --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roy J. Bostock Mgmt For For For 2 Elect Director Erskine B. Bowles Mgmt For For For 3 Elect Director Howard J. Davies Mgmt For For For 4 Elect Director James P. Gorman Mgmt For For For 5 Elect Director James H. Hance Jr. Mgmt For For For 6 Elect Director C. Robert Kidder Mgmt For For For 7 Elect Director John J. Mack Mgmt For For For 8 Elect Director Donald T. Mgmt For For For Nicolaisen 9 Elect Director Hutham S. Olayan Mgmt For For For 10 Elect Director James. W. Owens Mgmt For For For 11 Elect Director O. Griffith Sexton Mgmt For For For 12 Elect Director Masaaki Tanaka Mgmt For For For 13 Elect Director Laura D. Tyson Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For Against Against 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert E. Mgmt For For For Beauchamp 2 Elect Director Jeffery A. Smisek Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Declassify the Board of Directors Mgmt For For For 7 Increase Authorized Common Stock Mgmt For For For 8 Report on Political Contributions ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lee K. Boothby Mgmt For For For 2 Elect Director Philip J. Mgmt For For For Burguieres 3 Elect Director Pamela J. Gardner Mgmt For For For 4 Elect Director John Randolph Mgmt For For For Kemp, lll 5 Elect Director J. Michael Lacey Mgmt For For For 6 Elect Director Joseph H. Mgmt For For For Netherland 7 Elect Director Howard H. Newman Mgmt For For For 8 Elect Director Thomas G. Ricks Mgmt For For For 9 Elect Director Juanita F. Romans Mgmt For For For 10 Elect Director C. E. (Chuck) Mgmt For For For Shultz 11 Elect Director J. Terry Strange Mgmt For For For 12 Approve Omnibus Stock Plan Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles M. Mgmt For For For Herington 1.2 Elect Director Rosendo G. Parra Mgmt For For For 1.3 Elect Director John W. Risner Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Abraham Mgmt For For For 2 Elect Director Howard I. Atkins Mgmt For For For 3 Elect Director Stephen I. Chazen Mgmt For For For 4 Elect Director Edward P. Mgmt For For For Djerejian 5 Elect Director John E. Feick Mgmt For For For 6 Elect Director Margaret M. Foran Mgmt For For For 7 Elect Director Carlos M. Mgmt For For For Gutierrez 8 Elect Director Ray R. Irani Mgmt For For For 9 Elect Director Avedick B. Mgmt For For For Poladian 10 Elect Director Rodolfo Segovia Mgmt For For For 11 Elect Director Aziz D. Syriani Mgmt For For For 12 Elect Director Rosemary Tomich Mgmt For For For 13 Elect Director Walter L. Weisman Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 17 Review Political Expenditures ShrHldr Against Abstain N/A and Processes 18 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications --------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John G. Figueroa Mgmt For For For 2 Elect Director Steven J. Heyer Mgmt For For For 3 Elect Director Andrea R. Lindell Mgmt For For For 4 Elect Director James D. Shelton Mgmt For For For 5 Elect Director Amy Wallman Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director N. Anthony Coles Mgmt For For For 1.2 Elect Director Magnus Lundberg Mgmt For For For 1.3 Elect Director William R. Ringo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory H. Boyce Mgmt For For For 1.2 Elect Director William A. Coley Mgmt For For For 1.3 Elect Director William E. James Mgmt For For For 1.4 Elect Director Robert B. Karn III Mgmt For For For 1.5 Elect Director M. Frances Keeth Mgmt For For For 1.6 Elect Director Henry E. Lentz Mgmt For For For 1.7 Elect Director Robert A. Malone Mgmt For For For 1.8 Elect Director William C. Rusnack Mgmt For For For 1.9 Elect Director John F. Turner Mgmt For For For 1.10 Elect Director Sandra A. Van Mgmt For For For Trease 1.11 Elect Director Alan H. Washkowitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 5 Approve Omnibus Stock Plan Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis A. Ausiello Mgmt For For For 2 Elect Director Michael S. Brown Mgmt For For For 3 Elect Director M. Anthony Burns Mgmt For For For 4 Elect Director W. Don Cornwell Mgmt For For For 5 Elect Director Frances D. Mgmt For For For Fergusson 6 Elect Director William H. Gray Mgmt For For For III 7 Elect Director Constance J. Mgmt For For For Horner 8 Elect Director James M. Kilts Mgmt For For For 9 Elect Director George A. Lorch Mgmt For For For 10 Elect Director John P. Mascotte Mgmt For For For 11 Elect Director Suzanne Nora Mgmt For For For Johnson 12 Elect Director Ian C. Read Mgmt For For For 13 Elect Director Stephen W. Sanger Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 17 Publish Political Contributions ShrHldr Against Abstain N/A 18 Report on Public Policy Advocacy ShrHldr Against Abstain N/A Process 19 Adopt Policy to Restrain ShrHldr Against Against For Pharmaceutical Price Increases 20 Provide Right to Act by Written ShrHldr Against Against For Consent 21 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 22 Report on Animal Testing and ShrHldr Against Abstain N/A Plans for Reduction --------------------------------------------------------------------------------------------------------------- PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David R. Andrews Mgmt For For For 2 Elect Director Lewis Chew Mgmt For For For 3 Elect Director C. Lee Cox Mgmt For For For 4 Elect Director Peter A. Darbee Mgmt For For For 5 Elect Director Maryellen C. Mgmt For For For Herringer 6 Elect Director Roger H. Kimmel Mgmt For For For 7 Elect Director Richard A. Meserve Mgmt For For For 8 Elect Director Forrest E. Miller Mgmt For For For 9 Elect Director Rosendo G. Parra Mgmt For For For 10 Elect Director Barbara L. Rambo Mgmt For For For 11 Elect Director Barry Lawson Mgmt For For For Williams 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Require Independent Board ShrHldr Against Against For Chairman 16 Formulate EEO Policy That Does ShrHldr Against Against For Not Include Sexual Orientation --------------------------------------------------------------------------------------------------------------- PHARMASSET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRUS CUSIP 71715N106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Carney Mgmt For For For 1.2 Elect Director P. Schaefer Price Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Angel Mgmt For For For 1.2 Elect Director Oscar Bernardes Mgmt For For For 1.3 Elect Director Nance K. Dicciani Mgmt For For For 1.4 Elect Director Edward G. Galante Mgmt For For For 1.5 Elect Director Claire W. Gargalli Mgmt For For For 1.6 Elect Director Ira D. Hall Mgmt For For For 1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For 1.8 Elect Director Larry D. McVay Mgmt For For For 1.9 Elect Director Wayne T. Smith Mgmt For For For 1.10 Elect Director Robert L. Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Executive Incentive Bonus Mgmt For For For Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRIDE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDE CUSIP 74153Q102 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Trustee B. Wayne Hughes Mgmt For For For 1.2 Elect Trustee Ronald L. Havner, Mgmt For For For Jr. 1.3 Elect Trustee Tamara Hughes Mgmt For For For Gustavson 1.4 Elect Trustee Uri P. Harkham Mgmt For For For 1.5 Elect Trustee B. Wayne Hughes, Mgmt For For For Jr. 1.6 Elect Trustee Avedick B. Mgmt For For For Poladian 1.7 Elect Trustee Gary E. Pruitt Mgmt For For For 1.8 Elect Trustee Ronald P. Spogli Mgmt For For For 1.9 Elect Trustee Daniel C. Staton Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Mgmt For For For Alexander 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Mgmt For For For Cruickshank 1.4 Elect Director Raymond V. Mgmt For For For Dittamore 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Francisco Ros Mgmt For For For 1.12 Elect Director Brent Scowcroft Mgmt For For For 1.13 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Require a Majority Vote for the ShrHldr Against Against For Election of Directors --------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel W. Mgmt For For For Bartholomew, Jr. 2 Elect Director George W. Bryan Mgmt For For For 3 Elect Director Carolyn H. Byrd Mgmt For For For 4 Elect Director David J. Cooper, Mgmt For Against Against Sr. 5 Elect Director Earnest W. Mgmt For For For Deavenport, Jr. 6 Elect Director Don DeFosset Mgmt For Against Against 7 Elect Director Eric C. Fast Mgmt For For For 8 Elect Director O.B. Grayson Mgmt For For For Hall, Jr. 9 Elect Director Charles D. McCrary Mgmt For For For 10 Elect Director James R. Malone Mgmt For Against Against 11 Elect Director Susan W. Matlock Mgmt For Against Against 12 Elect Director John E. Maupin, Mgmt For For For Jr. 13 Elect Director John R. Roberts Mgmt For For For 14 Elect Director Lee J. Styslinger Mgmt For Against Against III 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratify Auditors Mgmt For For For 17 Report on Political Contributions ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald R. Parfet Mgmt For For For 1.2 Elect Director Steven R. Mgmt For For For Kalmanson 1.3 Elect Director James P. Keane Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ROWAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDC CUSIP 779382100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director R. G. Croyle Mgmt For For For 2 Elect Director Lord Moynihan Mgmt For For For 3 Elect Director W. Matt Ralls Mgmt For For For 4 Elect Director John J. Quicke Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Donald E. Hess Mgmt For For For 1.3 Elect Director Jerry W. Levin Mgmt For For For 1.4 Elect Director Michael S. Gross Mgmt For For For 1.5 Elect Director Nora P. McAniff Mgmt For For For 1.6 Elect Director Stephen I. Sadove Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Marks Mgmt For For For 1.2 Elect Director Kevin DeNuccio Mgmt For For For 1.3 Elect Director Irwin Federman Mgmt For For For 1.4 Elect Director Steven J. Gomo Mgmt For For For 1.5 Elect Director Eddy W. Mgmt For For For Hartenstein 1.6 Elect Director Chenming Hu Mgmt For For For 1.7 Elect Director Catherine P. Lego Mgmt For For For 1.8 Elect Director Sanjay Mehrotra Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SAPIENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SAPE CUSIP 803062108 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James M. Benson Mgmt For For For 1.2 Elect Director Hermann Buerger Mgmt For For For 1.3 Elect Director Darius W. Mgmt For For For Gaskins, Jr. 1.4 Elect Director Jerry A. Greenberg Mgmt For For For 1.5 Elect Director Alan J. Herrick Mgmt For For For 1.6 Elect Director J. Stuart Moore Mgmt For For For 1.7 Elect Director Ashok Shah Mgmt For For For 1.8 Elect Director Vijay Singal Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philippe Camus Mgmt For For For 1.2 Elect Director Peter L.S. Currie Mgmt For For For 1.3 Elect Director Andrew Gould Mgmt For For For 1.4 Elect Director Tony Isaac Mgmt For For For 1.5 Elect Director K. Vaman Kamath Mgmt For For For 1.6 Elect Director Nikolay Mgmt For For For Kudryavtsev 1.7 Elect Director Adrian Lajous Mgmt For For For 1.8 Elect Director Michael E. Marks Mgmt For For For 1.9 Elect Director Elizabeth Moler Mgmt For For For 1.10 Elect Director Leo Rafael Reif Mgmt For For For 1.11 Elect Director Tore I. Sandvold Mgmt For For For 1.12 Elect Director Henri Seydoux Mgmt For For For 1.13 Elect Director Paal Kibsgaard Mgmt For For For 1.14 Elect Director Lubna S. Olayan Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 4 Increase Authorized Common Stock Mgmt For Against Against 5 Adopt Plurality Voting for Mgmt For For For Contested Election of Directors 6 Adopt and Approve Financials and Mgmt For For For Dividends 7 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors --------------------------------------------------------------------------------------------------------------- SOLARWINDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWI CUSIP 83416B109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Bonham Mgmt For For For 1.2 Elect Director Steven M. Mgmt For For For Cakebread 1.3 Elect Director Roger J. Sippl Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lewis E. Epley, Mgmt For For For Jr. 2 Elect Director Robert L. Howard Mgmt For For For 3 Elect Director Greg D. Kerley Mgmt For For For 4 Elect Director Harold M. Korell Mgmt For For For 5 Elect Director Vello A. Kuuskraa Mgmt For For For 6 Elect Director Kenneth R. Mourton Mgmt For For For 7 Elect Director Steven L. Mueller Mgmt For For For 8 Elect Director Charles E. Mgmt For For For Scharlau 9 Elect Director Alan H. Stevens Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Provide Right to Call Special Mgmt For For For Meeting 14 Report on Political Contributions ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Basil L. Anderson Mgmt For For For 2 Elect Director Arthur M. Blank Mgmt For For For 3 Elect Director Mary Elizabeth Mgmt For For For Burton 4 Elect Director Justin King Mgmt For For For 5 Elect Director Carol Meyrowitz Mgmt For For For 6 Elect Director Rowland T. Mgmt For For For Moriarty 7 Elect Director Robert C. Nakasone Mgmt For For For 8 Elect Director Ronald L. Sargent Mgmt For For For 9 Elect Director Elizabeth A. Smith Mgmt For For For 10 Elect Director Robert E. Sulentic Mgmt For For For 11 Elect Director Vijay Vishwanath Mgmt For For For 12 Elect Director Paul F. Walsh Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- SWIFT TRANSPORTATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWFT CUSIP 87074U101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William Post Mgmt For For For 1.2 Elect Director Jerry Moyes Mgmt For For For 1.3 Elect Director Richard Dozer Mgmt For For For 1.4 Elect Director David Vander Ploeg Mgmt For For For 1.5 Elect Director Glenn Brown Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roxanne S. Austin Mgmt For For For 2 Elect Director Calvin Darden Mgmt For For For 3 Elect Director Mary N. Dillon Mgmt For For For 4 Elect Director James A. Johnson Mgmt For For For 5 Elect Director Mary E. Minnick Mgmt For For For 6 Elect Director Anne M. Mulcahy Mgmt For For For 7 Elect Director Derica W. Rice Mgmt For For For 8 Elect Director Stephen W. Sanger Mgmt For For For 9 Elect Director Gregg W. Mgmt For For For Steinhafel 10 Elect Director John G. Stumpf Mgmt For For For 11 Elect Director Solomon D. Mgmt For For For Trujillo 12 Ratify Auditors Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 16 Adopt Compensation Benchmarking ShrHldr Against Against For Policy 17 Report on Electronics Recycling ShrHldr Against Abstain N/A and Preventing E-Waste Export --------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Joe Ricketts Mgmt For For For 1.2 ElectDirector Dan W. Cook III Mgmt For For For 1.3 Elect Director Joseph H. Moglia Mgmt For For For 1.4 Elect Director Wilbur J. Prezzano Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TEX CUSIP 880779103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald M. Defeo Mgmt For For For 1.2 Elect Director G. Chris Andersen Mgmt For For For 1.3 Elect Director Paula H.J. Mgmt For For For Cholmondeley 1.4 Elect Director Don Defosset Mgmt For For For 1.5 Elect Director Thomas J. Hansen Mgmt For For For 1.6 Elect Director David A. Sachs Mgmt For For For 1.7 Elect Director Oren G. Shaffer Mgmt For For For 1.8 Elect Director David C. Wang Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- THE AES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel W. Bodman, Mgmt For For For III 1.2 Elect Director Paul Hanrahan Mgmt For For For 1.3 Elect Director Kristina M. Mgmt For For For Johnson 1.4 Elect Director Tarun Khanna Mgmt For For For 1.5 Elect Director John A. Koskinen Mgmt For For For 1.6 Elect Director Philip Lader Mgmt For For For 1.7 Elect Director Sandra O. Moose Mgmt For For For 1.8 Elect Director John B. Morse, Jr. Mgmt For For For 1.9 Elect Director Philip A. Odeen Mgmt For For For 1.10 Elect Director Charles O. Mgmt For For For Rossotti 1.11 Elect Director Sven Sandstrom Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ruth E. Bruch Mgmt For For For 2 Elect Director Nicholas M. Mgmt For For For Donofrio 3 Elect Director Gerald L. Hassell Mgmt For For For 4 Elect Director Edmund F. Kelly Mgmt For For For 5 Elect Director Robert P. Kelly Mgmt For For For 6 Elect Director Richard J. Kogan Mgmt For For For 7 Elect Director Michael J. Mgmt For For For Kowalski 8 Elect Director John A. Luke, Jr. Mgmt For For For 9 Elect Director Mark A. Nordenberg Mgmt For For For 10 Elect Director Catherine A. Rein Mgmt For For For 11 Elect Director William C. Mgmt For For For Richardson 12 Elect Director Samuel C. Scott Mgmt For For For III 13 Elect Director John P. Surma Mgmt For For For 14 Elect Director Wesley W. von Mgmt For For For Schack 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 17 Amend Omnibus Stock Plan Mgmt For Against Against 18 Amend Executive Incentive Bonus Mgmt For For For Plan 19 Ratify Auditors Mgmt For For For 20 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank C. Herringer Mgmt For For For 2 Elect Director Stephen T. McLin Mgmt For For For 3 Elect Director Charles R. Schwab Mgmt For For For 4 Elect Director Roger O. Walther Mgmt For For For 5 Elect Director Robert N. Wilson Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Amend Omnibus Stock Plan Mgmt For Against Against 8 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 9 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 10 Report on Political Contributions ShrHldr Against Abstain N/A 11 Declassify the Board of Directors ShrHldr N/A For N/A --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Arnold A. Allemang Mgmt For For For 2 Elect Director Jacqueline K. Mgmt For For For Barton 3 Elect Director James A. Bell Mgmt For For For 4 Elect Director Jeff M. Fettig Mgmt For For For 5 Elect Director Barbara H. Mgmt For For For Franklin 6 Elect Director Jennifer M. Mgmt For For For Granholm 7 Elect Director John B. Hess Mgmt For For For 8 Elect Director Andrew N. Liveris Mgmt For For For 9 Elect Director Paul Polman Mgmt For For For 10 Elect Director Dennis H. Reilley Mgmt For For For 11 Elect Director James M. Ringler Mgmt For For For 12 Elect Director Ruth G. Shaw Mgmt For For For 13 Elect Director Paul G. Stern Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 17 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPG CUSIP 460690100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Reginald K. Brack Mgmt For For For 2 Elect Director Jocelyn Mgmt For For For Carter-Miller 3 Elect Director Jill M. Considine Mgmt For For For 4 Elect Director Richard A. Mgmt For For For Goldstein 5 Elect Director H. John Greeniaus Mgmt For For For 6 Elect Director Mary J. Steele Mgmt For For For 7 Elect Director William T. Kerr Mgmt For For For 8 Elect Director Michael I. Roth Mgmt For For For 9 Elect Director David M. Thomas Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Amend Bylaws-- Call Special ShrHldr Against Against For Meetings --------------------------------------------------------------------------------------------------------------- THE KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Reuben V. Anderson Mgmt For For For 2 Elect Director Robert D. Beyer Mgmt For For For 3 Elect Director David B. Dillon Mgmt For For For 4 Elect Director Susan J. Kropf Mgmt For For For 5 Elect Director John T. Lamacchia Mgmt For For For 6 Elect Director David B. Lewis Mgmt For For For 7 Elect Director W. Rodney Mcmullen Mgmt For For For 8 Elect Director Jorge P. Montoya Mgmt For For For 9 Elect Director Clyde R. Moore Mgmt For For For 10 Elect Director Susan M. Phillips Mgmt For For For 11 Elect Director Steven R. Rogel Mgmt For For For 12 Elect Director James A. Runde Mgmt For For For 13 Elect Director Ronald L. Sargent Mgmt For For For 14 Elect Director Bobby S. Shackouls Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For Against Against 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 18 Ratify Auditors Mgmt For For For 19 Adopt ILO Based Code of Conduct ShrHldr Against Abstain N/A --------------------------------------------------------------------------------------------------------------- THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Angela F. Braly Mgmt For For For 2 Elect Director Kenneth I. Mgmt For For For Chenault 3 Elect Director Scott D. Cook Mgmt For For For 4 Elect Director Rajat K. Gupta Mgmt For For For 5 Elect Director Robert A. Mcdonald Mgmt For For For 6 Elect Director W. James Mgmt For For For Mcnerney, Jr. 7 Elect Director Johnathan A. Mgmt For For For Rodgers 8 Elect Director Mary A. Mgmt For For For Wilderotter 9 Elect Director Patricia A. Woertz Mgmt For For For 10 Elect Director Ernesto Zedillo Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas J. Lynch Mgmt For For For 2 Elect Director William G. Parrett Mgmt For For For 3 Elect Director Michael E. Porter Mgmt For For For 4 Elect Director Scott M. Sperling Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 7 Ratify Auditors Mgmt For For For 8 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- TRANSOCEAN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIGN CUSIP H8817H100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For Against Against Senior Management 3 Approve Allocation of Income and Mgmt For For For Omission of Dividends 4 Approve Re-allocation of Free Mgmt For For For Reserves to Legal Reserves from Capital Contribution 5 Approve Reduction in Share Mgmt For For For Capital and Repayment of $3.11 per Share 6 Approve Release and Mgmt For For For Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions 7 Approve Creation of CHF 67 Mgmt For For For Million Pool of Capital without Preemptive Rights 8 Approve Decrease in Size of Board Mgmt For For For 9.1 Reelect Jagjeet S. Bindra as Mgmt For For For Director 9.2 Reelect Steve Lucas as Director Mgmt For For For 9.3 Reelect Tan Ek Kia as Director Mgmt For For For 9.4 Reelect Martin B. McNamara as Mgmt For For For Director 9.5 Reelect Ian C. Strachan as Mgmt For For For Director 10 Appointment Of Ernst & Young LLP Mgmt For For For as Independent Registered Public Accounting Firm for Fiscal Year 2010 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew H. Card, Mgmt For For For Jr. 1.2 Elect Director Erroll B. Davis, Mgmt For For For Jr. 1.3 Elect Director Thomas J. Donohue Mgmt For For For 1.4 Elect Director Archie W. Dunham Mgmt For For For 1.5 Elect Director Judith Richards Mgmt For For For Hope 1.6 Elect Director Charles C. Krulak Mgmt For For For 1.7 Elect Director Michael R. Mgmt For For For McCarthy 1.8 Elect Director Michael W. Mgmt For For For McConnell 1.9 Elect Director Thomas F. McLarty Mgmt For For For III 1.10 Elect Director Steven R. Rogel Mgmt For For For 1.11 Elect Director Jose H. Villarreal Mgmt For For For 1.12 Elect Director James R. Young Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5.1 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Preference Rights of Preferred Stock 5.2 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Removal of Directors 5.3 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Amendments to Authorized Capital Stock 6 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS X CUSIP 912909108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard A. Mgmt For For For Gephardt 1.2 Elect Director Glenda G. McNeal Mgmt For For For 1.3 Elect Director Graham B. Spanier Mgmt For For For 1.4 Elect Director Patricia A. Tracey Mgmt For For For 1.5 Elect Director John J. Engel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Louis R. Chenevert Mgmt For For For 2 Elect Director John V. Faraci Mgmt For For For 3 Elect Director Jean-Pierre Mgmt For For For Garnier 4 Elect Director Jamie S. Gorelick Mgmt For For For 5 Elect Director Edward A. Kangas Mgmt For For For 6 Elect Director Ellen J. Kullman Mgmt For For For 7 Elect Director Charles R. Lee Mgmt For For For 8 Elect Director Richard D. Mgmt For For For McCormick 9 Elect Director Harold McGraw III Mgmt For For For 10 Elect Director Richard B. Myers Mgmt For For For 11 Elect Director H. Patrick Swygert Mgmt For For For 12 Elect Director Andre Villeneuve Mgmt For For For 13 Elect Director Christine Todd Mgmt For For For Whitman 14 Ratify Auditors Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 18 Stock Retention/Holding Period ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William C. Mgmt For For For Ballard, Jr. 2 Elect Director Richard T. Burke Mgmt For For For 3 Elect Director Robert J. Darretta Mgmt For For For 4 Elect Director Stephen J. Hemsley Mgmt For For For 5 Elect Director Michele J. Hooper Mgmt For For For 6 Elect Director Rodger A. Lawson Mgmt For For For 7 Elect Director Douglas W. Mgmt For For For Leatherdale 8 Elect Director Glenn M. Renwick Mgmt For For For 9 Elect Director Kenneth I. Shine Mgmt For For For 10 Elect Director Gail R. Wilensky Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Approve Omnibus Stock Plan Mgmt For Against Against 14 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 15 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911X104 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911K102 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert A. Ingram as Mgmt For For For Director 1.2 Elect Theo Melas-Kyriazi as Mgmt For For For Director 1.3 Elect G. Mason Morfit as Director Mgmt For For For 1.4 Elect Laurence E. Paul as Mgmt For For For Director 1.5 Elect J. Michael Pearson as Mgmt For For For Director 1.6 Elect Robert N. Power as Director Mgmt For For For 1.7 Elect Norma A. Provencio as Mgmt For For For Director 1.8 Elect Lloyd M. Segal as Director Mgmt For For For 1.9 Elect Katharine Stevenson as Mgmt For For For Director 1.10 Elect Michael R. Van Every as Mgmt For For For Director 2 Advisory Vote on Executive Mgmt For For For Compensation Approach 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 3.1 Elect Director Gary P. Coughlan Mgmt For For For 3.2 Elect Director Mary B. Cranston Mgmt For For For 3.3 Elect Director Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Director Robert W. Mgmt For For For Matschullat 3.5 Elect Director Cathy E. Minehan Mgmt For For For 3.6 Elect Director Suzanne Nora Mgmt For For For Johnson 3.7 Elect Director David J. Pang Mgmt For For For 3.8 Elect Director Joseph W. Saunders Mgmt For For For 3.9 Elect Director William S. Mgmt For For For Shanahan 3.10 Elect Director John A. Swainson Mgmt For For For 4.1 Elect Director Suzanne Nora Mgmt For For For Johnson 4.2 Elect Director Joseph W. Saunders Mgmt For For For 4.3 Elect Director John A. Swainson Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Amend Executive Incentive Bonus Mgmt For For For Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Omnibus Stock Plan Mgmt For Against Against 2 Elect Katryn Blake as Director Mgmt For For For 3 Elect Donald Nelson as Director Mgmt For For For 4 Elect Nicholas Ruotolo as Mgmt For For For Director 5 Elect Ernst Teunissen as Director Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael J. Fedida Mgmt For For For 2 Elect Director Albert F. Hummel Mgmt For For For 3 Elect Director Catherine M. Klema Mgmt For For For 4 Elect Director Anthony Selwyn Mgmt For For For Tabatznik 5 Declassify the Board of Directors Mgmt For For For 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Mgmt For For For Senior Management 3.1 Reelect Bernard Duroc-Danner as Mgmt For For For Director 3.2 Reelect Samuel Bodman, III as Mgmt For Against Against Director 3.3 Reelect Nicholas Brady as Mgmt For For For Director 3.4 Reelect David Butters as Director Mgmt For For For 3.5 Reelect William Macaulay as Mgmt For Against Against Director 3.6 Reelect Robert Millard as Mgmt For For For Director 3.7 Reelect Robert Moses, Jr. as Mgmt For Against Against Director 3.8 Reelect Guilliermo Ortiz as Mgmt For For For Director 3.9 Reelect Emyr Parry as Director Mgmt For For For 3.10 Reelect Robert Rayne as Director Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Growth Portfolio II --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Growth Portfolio --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMD CUSIP 007903107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For For For 4 Elect Henry Chow Mgmt For For For 5 Elect Craig Conway Mgmt For For For 6 Elect Nicholas Donofrio Mgmt For For For 7 Elect H. Paulett Eberhart Mgmt For For For 8 Elect Waleed Al Mokarrab Al Mgmt For For For Muhairi 9 Elect Robert Palmer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2011 Executive Incentive Plan Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For Against Against 2 Elect Frank Biondi, Jr. Mgmt For Against Against 3 Elect Francois de Carbonnel Mgmt For Against Against 4 Elect Vance Coffman Mgmt For Against Against 5 Elect Rebecca Henderson Mgmt For Against Against 6 Elect Frank Herringer Mgmt For Against Against 7 Elect Gilbert Omenn Mgmt For Against Against 8 Elect Judith Pelham Mgmt For Against Against 9 Elect J. Paul Reason Mgmt For Against Against 10 Elect Leonard Schaeffer Mgmt For Against Against 11 Elect Kevin Sharer Mgmt For Against Against 12 Elect Ronald Sugar Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald James Mgmt For For For 1.2 Elect Sanjay Khosla Mgmt For For For 1.3 Elect George Mikan III Mgmt For For For 1.4 Elect Matthew Paull Mgmt For For For 1.5 Elect Richard Schulze Mgmt For For For 1.6 Elect Hatim Tyabji Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authorization of Board to Set Mgmt For Against Against Board Size 4 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 5 Executive Short-term Incentive Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For Against Against 15 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Mgmt For For For Option Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Theodore Solso Mgmt For For For 2 Elect N. Thomas Linebarger Mgmt For For For 3 Elect William Miller Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Georgia Nelson Mgmt For For For 6 Elect Carl Ware Mgmt For For For 7 Elect Robert Herdman Mgmt For For For 8 Elect Robert Bernhard Mgmt For For For 9 Elect Franklin Chang-Diaz Mgmt For For For 10 Elect Stephen Dobbs Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Lawrence Culp Mgmt For For For 2 Elect Mitchell Rales Mgmt For For For 3 Elect Elias Zerhouni Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect Nicholas LaHowchic Mgmt For For For 4 Elect Thomas Mac Mahon Mgmt For For For 5 Elect Frank Mergenthaler Mgmt For For For 6 Elect Woodrow Myers, Jr. Mgmt For For For 7 Elect John Parker, Jr. Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Samuel Skinner Mgmt For For For 10 Elect Seymour Sternberg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Bylaws to Permit Mgmt For For For Shareholders to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 2011 Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- GENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GNTX CUSIP 371901109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arlyn Lanting Mgmt For For For 1.2 Elect Mark Newton Mgmt For For For 1.3 Elect Richard Schaum Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For Withhold Against 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Mgmt For For For Plan 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- KBR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KBR CUSIP 48242W106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Huff Mgmt For For For 1.2 Elect Lester Lyles Mgmt For For For 1.3 Elect Richard Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cahill Mgmt For For For 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Nelson Peltz Mgmt For For For 1.4 Elect W. Allen Reed Mgmt For For For 1.5 Elect Nicholas St. George Mgmt For For For 2 Amendment to the Executive Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Glauber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Elect Jorge Bermudez Mgmt For For For --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Keyes Mgmt For For For 1.2 Elect John Correnti Mgmt For For For 1.3 Elect Daniel Ustian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 1.4 Elect Phyllis Wise Mgmt For For For 2 Amendment to the Executive Mgmt For For For Performance Sharing Plan 3 Amendment to the 1990 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- OFFICEMAX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS OMX CUSIP 67622P101 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Bryant Mgmt For For For 2 Elect Joseph DePinto Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 6 Elect Ravichandra Saligram Mgmt For For For 7 Elect David Szymanski Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Floyd Wilson Mgmt For For For 1.2 Elect Gary Merriman Mgmt For For For 1.3 Elect Robert Stone, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Employee Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edison Buchanan Mgmt For Withhold Against 1.2 Elect R. Hartwell Gardner Mgmt For Withhold Against 1.3 Elect Jim Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- POLO RALPH LAUREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For For For 1.3 Elect Steven Murphy Mgmt For For For 2 2010 Long-Term Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Richard Sergel Mgmt For For For 11 Elect Ronald Skates Mgmt For For For 12 Elect Gregory Summe Mgmt For For For 13 Elect Robert Weissman Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 2011 Senior Executive Annual Mgmt For For For Incentive Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Amendment to the Long-Term Mgmt For For For Incentive Plan 18 Amendment to the Executive Mgmt For Against Against Incentive Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Howard Buffett Mgmt For For For 4 Elect Barry Diller Mgmt For For For 5 Elect Evan Greenberg Mgmt For For For 6 Elect Alexis Herman Mgmt For Against Against 7 Elect Muhtar Kent Mgmt For For For 8 Elect Donald Keough Mgmt For For For 9 Elect Maria Lagomasino Mgmt For For For 10 Elect Donald McHenry Mgmt For For For 11 Elect Sam Nunn Mgmt For For For 12 Elect James Robinson III Mgmt For For For 13 Elect Peter Ueberroth Mgmt For For For 14 Elect Jacob Wallenberg Mgmt For For For 15 Elect James Williams Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Performance Mgmt For For For Incentive Plan 18 Amendment to the 1989 Restricted Mgmt For For For Stock Award Plan 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Bisphenol-A --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect Richard Kramer Mgmt For For For 6 Elect W. Alan McCollough Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Electioneering Expenditure --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Elimination of Absolute Majority Mgmt For For For Voting Requirement 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Actions adversely affecting Mgmt For For For preferred stock 17 Removal of directors Mgmt For For For 18 Changing the authorized amount Mgmt For For For of capital stock. 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Mgmt For For For Obsolete Provisions 10 Amendments Deleting Certain Mgmt For For For Obsolete Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Partner Growth Stock Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Linda G. Alvarado Mgmt For For For 2 Elect Director George W. Buckley Mgmt For For For 3 Elect Director Vance D. Coffman Mgmt For For For 4 Elect Director Michael L. Eskew Mgmt For For For 5 Elect Director W. James Farrell Mgmt For For For 6 Elect Director Herbert L. Henkel Mgmt For For For 7 Elect Director Edward M. Liddy Mgmt For For For 8 Elect Director Robert S. Morrison Mgmt For For For 9 Elect Director Aulana L. Peters Mgmt For For For 10 Elect Director Robert J. Ulrich Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 14 Report on Political Contributions ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSA CINS G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Reelect Charles H. Giancarlo as Mgmt For For For a Director 3 Reelect Dennis F. Hightower as a Mgmt For For For Director 4 Reelect Blythe J. McGarvie as a Mgmt For For For Director 5 Reelect Mark Moody-Stuart as a Mgmt For For For Director 6 Reelect Pierre Nanterme as a Mgmt For For For Director 7 Ratify Auditors Mgmt For For For 8 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 9 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 10 Authorize the Holding of the Mgmt For For For 2012 AGM at a Location Outside Ireland 11 Authorize Open-Market Purchases Mgmt For For For of Class A Ordinary Shares 12 Determine the Price Range at Mgmt For For For which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock --------------------------------------------------------------------------------------------------------------- AGNICO-EAGLE MINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AEM CUSIP 008474108 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leanne M. Baker as Director Mgmt For For For 1.2 Elect Douglas R. Beaumont as Mgmt For For For Director 1.3 Elect Sean Boyd as Director Mgmt For For For 1.4 Elect Martine A. Celej as Mgmt For For For Director 1.5 Elect Clifford J. Davis as Mgmt For For For Director 1.6 Elect Robert J. Gemmell as Mgmt For For For Director 1.7 Elect Bernard Kraft as Director Mgmt For For For 1.8 Elect Mel Leiderman as Director Mgmt For For For 1.9 Elect James D.Nasso as Director Mgmt For For For 1.10 Elect Sean Riley as Director Mgmt For For For 1.11 Elect J. Merfyn Roberts as Mgmt For For For Director 1.12 Elect Eberhard Scherkus as Mgmt For For For Director 1.13 Elect Howard R. Stockford as Mgmt For For For Director 1.14 Elect Pertti Voutilainen as Mgmt For For For Director 2 Approve Ernst & Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chadwick C. Deaton Mgmt For For For 1.2 Elect Director Michael J. Donahue Mgmt For For For 1.3 Elect Director Ursula O. Mgmt For For For Fairbairn 1.4 Elect Director Lawrence S. Smith Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 5 Approve Executive Incentive Mgmt For For For Bonus Plan --------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard Bell Mgmt For For For 1.2 Elect Director Max Link Mgmt For For For 1.3 Elect Director William R. Keller Mgmt For For For 1.4 Elect Director Joseph A. Madri Mgmt For For For 1.5 Elect Director Larry L. Mathis Mgmt For For For 1.6 Elect Director R. Douglas Norby Mgmt For For For 1.7 Elect Director Alvin S. Parven Mgmt For For For 1.8 Elect Director Andreas Rummelt Mgmt For For For 1.9 Elect Director Ann M. Veneman Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Deborah Dunsire Mgmt For For For 2 Elect Director Trevor M. Jones Mgmt For For For 3 Elect Director Louis J. Lavigne, Mgmt For For For Jr. 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Approve Executive Incentive Mgmt For For For Bonus Plan 8 Approve Omnibus Stock Plan Mgmt For For For 9 Declassify the Board of Directors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey P. Bezos Mgmt For For For 2 Elect Director Tom A. Alberg Mgmt For For For 3 Elect Director John Seely Brown Mgmt For For For 4 Elect Director William B. Gordon Mgmt For For For 5 Elect Director Alain Monie Mgmt For For For 6 Elect Director Jonathan J. Mgmt For For For Rubinstein 7 Elect Director Thomas O. Ryder Mgmt For For For 8 Elect Director Patricia Q. Mgmt For For For Stonesifer 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 11 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 12 Amend Bylaws-- Call Special ShrHldr Against Against For Meetings 13 Report on Climate Change ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel F. Akerson Mgmt For For For 1.2 Elect Director Charlene Mgmt For For For Barshefsky 1.3 Elect Director Ursula M. Burns Mgmt For For For 1.4 Elect Director Kenneth I. Mgmt For For For Chenault 1.5 Elect Director Peter Chernin Mgmt For For For 1.6 Elect Director Theodore J. Mgmt For For For Leonsis 1.7 Director Jan Leschly Mgmt For For For 1.8 Director Richard C. Levin Mgmt For For For 1.9 Director Richard A. McGinn Mgmt For For For 1.10 Director Edward D. Miller Mgmt For For For 1.11 Director Steven S. Reinemund Mgmt For For For 1.12 Director Robert D. Walter Mgmt For For For 1.13 Director Ronald A. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Provide for Cumulative Voting ShrHldr Against Against For 6 Amend Bylaws-- Call Special ShrHldr Against Against For Meetings --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond P. Dolan Mgmt For For For 2 Elect Director Ronald M. Dykes Mgmt For For For 3 Elect Director Carolyn F. Katz Mgmt For For For 4 Elect Director Gustavo Lara Cantu Mgmt For For For 5 Elect Director Joann A. Reed Mgmt For For For 6 Elect Director Pamela D.A. Reeve Mgmt For For For 7 Elect Director David E. Sharbutt Mgmt For For For 8 Elect Director James D. Taiclet, Mgmt For For For Jr. 9 Elect Director Samme L. Thompson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Reduce Supermajority Vote Mgmt For For For Requirement 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Mgmt For For For Campbell 1.2 Elect Director Millard S. Drexler Mgmt For For For 1.3 Elect Director Albert A. Gore, Mgmt For For For Jr. 1.4 Elect Director Steven P. Jobs Mgmt For For For 1.5 Elect Director Andrea Jung Mgmt For For For 1.6 Elect Director Arthur D. Levinson Mgmt For For For 1.7 Elect Director Ronald D. Sugar Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Adopt Policy on Succession ShrHldr Against Against For Planning 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- ASML HOLDING NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Discuss the Company's Business Mgmt N/A N/A N/A and Finacial Situation 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4 Approve Discharge of Management Mgmt For For For Board 5 Approve Discharge of Supervisory Mgmt For For For Board 6 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 7 Approve Dividends of EUR 0.40 Mgmt For For For Per Share 8 Amend Articles Re: Legislative Mgmt For For For Changes 9 Approve the Numbers of Stock Mgmt For For For Options, Respectively Shares for Employees 10.1 Reelect W.T. Siegle to Mgmt For For For Supervisory Board 10.2 Reelect J.W.B. Westerburgen to Mgmt For For For Supervisory Board 11 Announcement of Retirement of Mgmt N/A N/A N/A Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. 12 Approve Remuneration of Mgmt For For For Supervisory Board 13.1 Grant Board Authority to Issue Mgmt For For For Shares Up to 5 Percent of Issued Capital 13.2 Authorize Board to Exclude Mgmt For For For Preemptive Rights from Issuance under Item 13a 13.3 Grant Board Authority to Issue Mgmt For For For Additional Shares of up to 5 Percent in Case of Takeover/Merger 13.4 Authorize Board to Exclude Mgmt For For For Preemptive Rights from Issuance under Item 13c 14 Authorize Repurchase Shares Mgmt For For For 15 Authorize Cancellation of Mgmt For For For Repurchased Shares 16 Authorize Additionnal Mgmt For For For Cancellation of Repurchased Shares 17 Other Business Mgmt N/A N/A N/A 18 Close Meeting Mgmt N/A N/A N/A --------------------------------------------------------------------------------------------------------------- AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carl Bass Mgmt For For For 2 Elect Director Crawford W. Mgmt For For For Beveridge 3 Elect Director J. Hallam Dawson Mgmt For For For 4 Elect Director Per-Kristian Mgmt For For For Halvorsen 5 Elect Director Sean M. Maloney Mgmt For For For 6 Elect Director Mary T. McDowell Mgmt For For For 7 Elect Director Lorrie M. Mgmt For For For Norrington 8 Elect Director Charles J. Robel Mgmt For For For 9 Elect Director Steven M. West Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory D. Mgmt For For For Brenneman 1.2 Elect Director Leslie A. Brun Mgmt For For For 1.3 Elect Director Gary C. Butler Mgmt For For For 1.4 Elect Director Leon G. Cooperman Mgmt For For For 1.5 Elect Director Eric C. Fast Mgmt For For For 1.6 Elect Director Linda R. Gooden Mgmt For For For 1.7 Elect Director R. Glenn Hubbard Mgmt For For For 1.8 Elect Director John P. Jones Mgmt For For For 1.9 Elect Director Sharon T. Rowlands Mgmt For For For 1.10 Elect Director Enrique T. Salem Mgmt For For For 1.11 Elect Director Gregory L. Summe Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- AUTOZONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William C. Crowley Mgmt For For For 1.2 Elect Director Sue E. Gove Mgmt For For For 1.3 Elect Director Earl G. Graves, Mgmt For For For Jr. 1.4 Elect Director Robert R. Grusky Mgmt For For For 1.5 Elect Director . R. Hyde, III Mgmt For For For 1.6 Elect Director W. Andrew McKenna Mgmt For For For 1.7 Elect Director George R. Mgmt For For For Mrkonic, Jr. 1.8 Elect Director Luis P. Nieto Mgmt For For For 1.9 Elect Director William C. Mgmt For For For Rhodes, III 1.10 Elect Director Theodore W. Ullyot Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements Mgmt For For For and Statutory Reports for the Financial Year Ended June 30, 2010 2 Elect John Buchanan as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 3 Elect David Crawford as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 4 Elect Keith Rumble as a Director Mgmt For For For of BHP Billiton Ltd and BHP Billiton Plc 5 Elect John Schubert as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 6 Elect Jacques Nasser as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 7 Elect Malcolm Broomhead as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 8 Elect Carolyn Hewson as a Mgmt For For For Director of BHP Billiton Ltd and BHP Billiton Plc 9 Appoint KPMG Audit Plc as Mgmt For For For Auditors of BHP Billiton Plc 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million 11 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million 12 Approve the Repurchase of Up to Mgmt For For For 223.11 Million Shares in BHP Billiton Plc 13 Approve the Remuneration Report Mgmt For For For for the Fiscal Year Ended June 30, 2010 14 Approve the Amendments to the Mgmt For For For BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan 15 Approve the Grant of Deferred Mgmt For For For Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director 16 Approve the Amendments to Mgmt For For For Constitution of BHP Billiton Ltd 17 Approve the Amendments to the Mgmt For For For Articles of Association of BHP Billiton Plc --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nancy H. Handel Mgmt For For For 1.2 Elect Director Eddy W. Mgmt For For For Hartenstein 1.3 Elect Director Maria Klawe Mgmt For For For 1.4 Elect Director John E. Major Mgmt For For For 1.5 Elect Director Scott A. McGregor Mgmt For For For 1.6 Elect Director William T. Morrow Mgmt For For For 1.7 Elect Director Henry Samueli Mgmt For For For 1.8 Elect Director John A.C. Swainson Mgmt For For For 1.9 Elect Director Robert E. Switz Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For For For 2 Elect Director Jack B. Moore Mgmt For For For 3 Elect Director David Ross Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Executive Incentive Mgmt For For For Bonus Plan 6 Amend Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency --------------------------------------------------------------------------------------------------------------- CARMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMX CUSIP 143130102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas J. Folliard Mgmt For For For 1.2 Elect Director Rakesh Gangwal Mgmt For For For 1.3 Elect Director Shira Goodman Mgmt For For For 1.4 Elect Director W. Robert Grafton Mgmt For For For 1.5 Elect Director Edgar H. Grubb Mgmt For For For 1.6 Elect Director Mitchell D. Mgmt For For For Steenrod 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS G19081101 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-elect Micky Arison as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 2 Re-elect Sir Jonathon Band as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 3 Re-elect Robert Dickinson as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 4 Re-elect Arnold Donald as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 5 Re-elect Pier Foschi as Director Mgmt For For For of Carnival Corporation and as a Director of Carnival plc 6 Re-elect Howard Frank as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 7 Re-elect Richard Glasier as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 8 Re-elect Modesto Maidique as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 9 Re-elect Sir John Parker as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 10 Re-elect Peter Ratcliffe as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 11 Re-elect Stuart Subotnick as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 12 Re-elect Laura Weil as Director Mgmt For For For of Carnival Corporation and as a Director of Carnival plc 13 Re-elect Randall Weisenburger as Mgmt For For For Director of Carnival Corporation and as a Director of Carnival plc 14 Re-elect Uzi Zucker as Director Mgmt For For For of Carnival Corporation and as a Director of Carnival plc 15 Reappoint PricewaterhouseCoopers Mgmt For For For LLP as Auditors of Carnival plc; Ratify the Selection of PricewaterhouseCoopers LLP as Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorise the Audit Committee of Mgmt For For For Carnival plc to Fix Remuneration of Auditors 17 Accept Financial Statements and Mgmt For For For Statutory Reports 18 Advisory Vote to Approve Mgmt For For For Compensation of the Named Executive Officers 19 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 20 Approve Remuneration Report Mgmt For For For 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity Mgmt For For For without Pre-emptive Rights 23 Authorise Market Purchase Mgmt For For For 24 Approve 2011 Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David L. Calhoun Mgmt For Withhold Against 1.2 Elect Director Daniel M. Mgmt For For For Dickinson 1.3 Elect Director Eugene V. Fife Mgmt For For For 1.4 Elect Director Juan Gallardo Mgmt For For For 1.5 Elect Director David R. Goode Mgmt For For For 1.6 Elect Director Jesse J. Greene, Mgmt For For For Jr. 1.7 Elect Director Peter A. Magowan Mgmt For For For 1.8 Elect Director Dennis A. Mgmt For For For Muilenburg 1.9 Elect Director Douglas R. Mgmt For For For Oberhelman 1.10 Elect Director William A. Osborn Mgmt For For For 1.11 Elect Director Charles D. Powell Mgmt For For For 1.12 Elect Director Edward B. Rust, Mgmt For For For Jr. 1.13 Elect Director Susan C. Schwab Mgmt For For For 1.14 Elect Director Joshua I. Smith Mgmt For For For 1.15 Elect Director Miles D. White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Report on Political Contributions ShrHldr Against Against For 7 Stock Retention/Holding Period ShrHldr Against Against For 8 Require a Majority Vote for the ShrHldr Against For Against Election of Directors 9 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings 10 Require Independent Board ShrHldr Against Against For Chairman 11 Review and Assess Human Rights ShrHldr Against Against For Policies 12 Adopt a Policy in which the ShrHldr Against Against For Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Hugin Mgmt For For For 1.2 Elect Director Michael D. Casey Mgmt For For For 1.3 Elect Director Carrie S. Cox Mgmt For For For 1.4 Elect Director Rodman L. Drake Mgmt For For For 1.5 Elect Director Michael A. Mgmt For For For Friedman 1.6 Elect Director Gilla Kaplan Mgmt For For For 1.7 Elect Director James J. Loughlin Mgmt For For For 1.8 Elect Director Ernest Mario Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John S. Mgmt For For For Charlesworth 1.2 Elect Director Montgomery F. Mgmt For For For Moran 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CIMAREX ENERGY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEC CUSIP 171798101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David A. Hentschel Mgmt For For For 2 Elect Director F.H. Merelli Mgmt For For For 3 Elect Director L. Paul Teague Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Approve Omnibus Stock Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Carol A. Bartz Mgmt For For For 2 Elect Director M. Michele Burns Mgmt For For For 3 Elect Director Michael D. Mgmt For For For Capellas 4 Elect Director Larry R. Carter Mgmt For For For 5 Elect Director John T. Chambers Mgmt For For For 6 Elect Director Brian L. Halla Mgmt For For For 7 Elect Director John L. Hennessy Mgmt For For For 8 Elect Director Richard M. Mgmt For For For Kovacevich 9 Elect Director Roderick C. Mgmt For For For Mcgeary 10 Elect Director Michael K. Powell Mgmt For For For 11 Elect Director Arun Sarin Mgmt For For For 12 Elect Director Steven M. West Mgmt For For For 13 Elect Director Jerry Yang Mgmt For For For 14 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 15 Ratify Auditors Mgmt For For For 16 Amend Bylaws to Establish a ShrHldr Against Against For Board Committee on Environmental Sustainability 17 Report on Internet Fragmentation ShrHldr Against Against For 18 Adopt Policy Prohibiting Sale of ShrHldr Against Against For Products in China if they Contribute to Human Rights Abuses --------------------------------------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lew Frankfort Mgmt For For For 1.2 Elect Director Susan Kropf Mgmt For For For 1.3 Elect Director Gary Loveman Mgmt For For For 1.4 Elect Director Ivan Menezes Mgmt For For For 1.5 Elect Director Irene Miller Mgmt For For For 1.6 Elect Director Michael Murphy Mgmt For For For 1.7 Elect Director Jide Zeitlin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Adopt Policy on Ending Use of ShrHldr Against Against For Animal Fur in Products --------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John T. Cahill Mgmt For For For 2 Elect Director Ian Cook Mgmt For For For 3 Elect Director Helene D. Gayle Mgmt For For For 4 Elect Director Ellen M. Hancock Mgmt For For For 5 Elect Director Joseph Jimenez Mgmt For For For 6 Elect Director Richard J. Kogan Mgmt For For For 7 Elect Director Delano E. Lewis Mgmt For For For 8 Elect Director J. Pedro Reinhard Mgmt For For For 9 Elect Director Stephen I. Sadove Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 13 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings --------------------------------------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLR CUSIP 212015101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. R. Sanders, Jr. Mgmt For For For 1.2 Elect Director Robert J. Grant Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24140108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda A. Hill as Director Mgmt For For For 2 Elect James J. Postl as Director Mgmt For For For 3 Elect Mark S. Thompson as Mgmt For For For Director 4 Accept Financial Statements and Mgmt For For For Statutory Reports 5 Approve Ernst & Young as Mgmt For For For Auditors and Authorize the Audit Committee to Fix Their Remuneration 6 Approve Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 9 Authorize Share Repurchase by Mgmt For For For any Subsidiary of the Company 10 Authorize the Reissue Price Mgmt For For For Range of Treasury Shares --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John Seely Brown Mgmt For Against Against 2 Elect Director John A. Canning, Mgmt For For For Jr. 3 Elect Director Gordon Gund Mgmt For Against Against 4 Elect Director Kurt M. Landgraf Mgmt For Against Against 5 Elect Director H. Onno Ruding Mgmt For Against Against 6 Elect Director Glenn F. Tilton Mgmt For For For 7 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 8 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 9 Ratify Auditors Mgmt For For For 10 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings --------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Susan L. Decker Mgmt For For For 1.2 Elect Director Richard M. Mgmt For For For Libenson 1.3 Elect Director John W. Meisenbach Mgmt For For For 1.4 Elect Director Charles T. Munger Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dale N. Hatfield Mgmt For For For 1.2 Elect Director Lee W. Hogan Mgmt For For For 1.3 Elect Director Robert F. Mckenzie Mgmt For For For 1.4 Elect Director David C. Abrams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Theodore M. Solso Mgmt For For For 2 Elect Director N. Thomas Mgmt For For For Linebarger 3 Elect Director William I. Miller Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director Georgia R. Nelson Mgmt For For For 6 Elect Director Carl Ware Mgmt For For For 7 Elect Director Robert K. Herdman Mgmt For For For 8 Elect Director Robert J. Bernhard Mgmt For For For 9 Elect Director Franklin R. Mgmt For For For Chang-Diaz 10 Elect Director Stephen B. Dobbs Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Lawrence Culp, Mgmt For For For Jr. 1.2 Elect Director Mitchell P. Rales Mgmt For For For 1.3 Elect Director Elias A. Zerhouni Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors Mgmt For For For 4 Provide Right to Call Special Mgmt For For For Meeting 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles O. Mgmt For For For Holliday, Jr. 2 Elect Director Dipak C. Jain Mgmt For For For 3 Elect Director Joachim Milberg Mgmt For For For 4 Elect Director Richard B. Myers Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jeffrey S. Aronin Mgmt For For For 2 Elect Director Mary K. Bush Mgmt For For For 3 Elect Director Gregory C. Case Mgmt For For For 4 Elect Director Robert M. Devlin Mgmt For For For 5 Elect Director Cynthia A. Mgmt For For For Glassman 6 Elect Director Richard H. Lenny Mgmt For For For 7 Elect Director Thomas G. Maheras Mgmt For For For 8 Elect Director Michael H. Moskow Mgmt For For For 9 Elect Director David W. Nelms Mgmt For For For 10 Elect Director E. Follin Smith Mgmt For For For 11 Elect Director Lawrence Mgmt For For For A.Weinbach 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 14 Amend Non-Employee Director Mgmt For For For Omnibus Stock Plan 15 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert R. Bennett Mgmt For Withhold Against 1.2 Elect Director John C. Malone Mgmt For Withhold Against 1.3 Elect Director David M. Zaslav Mgmt For Withhold Against 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLB CUSIP 25659T107 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin Yeaman Mgmt For For For 1.2 Elect Director Peter Gotcher Mgmt For For For 1.3 Elect Director David Dolby Mgmt For For For 1.4 Elect Director Nicholas Mgmt For For For Donatiello, Jr 1.5 Elect Director Ted W. Hall Mgmt For For For 1.6 Elect Director Bill Jasper Mgmt For For For 1.7 Elect Director Sanford Robertson Mgmt For For For 1.8 Elect Director Roger Siboni Mgmt For For For 1.9 Elect Director Avadis Tevanian, Mgmt For For For Jr. 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Fred D. Anderson Mgmt For For For 2 Elect Director Edward W. Barnholt Mgmt For For For 3 Elect Director Scott D. Cook Mgmt For For For 4 Elect Director John J. Donahoe Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For 8 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EW CUSIP 28176E108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John T. Cardis Mgmt For For For 2 Elect Director David E.I. Pyott Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael W. Brown Mgmt For For For 2 Elect Director Randolph L. Cowen Mgmt For For For 3 Elect Director Michael J. Cronin Mgmt For For For 4 Elect Director Gail Deegan Mgmt For For For 5 Elect Director James S. DiStasio Mgmt For For For 6 Elect Director John R. Egan Mgmt For For For 7 Elect Director Edmund F. Kelly Mgmt For For For 8 Elect Director Windle B. Priem Mgmt For For For 9 Elect Director Paul Sagan Mgmt For For For 10 Elect Director David N. Strohm Mgmt For For For 11 Elect Director Joseph M. Tucci Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Amend Omnibus Stock Plan Mgmt For For For 14 Provide Right to Call Special Mgmt For For For Meeting 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director D.N. Farr Mgmt For For For 1.2 Elect Director H. Green Mgmt For For For 1.3 Elect Director C.A. Peters Mgmt For For For 1.4 Elect Director J.W. Prueher Mgmt For For For 1.5 Elect Director R.L. Ridgway Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Approve Stock Option Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Report on Sustainability ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George A. Alcorn Mgmt For For For 2 Elect Director Charles R. Crisp Mgmt For For For 3 Elect Director James C. Day Mgmt For For For 4 Elect Director Mark G. Papa Mgmt For For For 5 Elect Director H. Leighton Mgmt For For For Steward 6 Elect Director Donald F. Textor Mgmt For For For 7 Elect Director Frank G. Wisner Mgmt For For For 8 Ratify Auditors Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 11 Pro-Rata Vesting on Equity Plans ShrHldr Against For Against 12 Report on Political Contributions ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark A. Emmert Mgmt For For For 2 Elect Director R. Jordan Gates Mgmt For For For 3 Elect Director Dan P. Mgmt For For For Kourkoumelis 4 Elect Director Michael J. Malone Mgmt For For For 5 Elect Director John W. Meisenbach Mgmt For For For 6 Elect Director Peter J. Rose Mgmt For For For 7 Elect Director James L.k. Wang Mgmt For For For 8 Elect Director Robert R. Wright Mgmt For For For 9 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 10 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 11 Approve Stock Option Plan Mgmt For For For 12 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary G. Benanav Mgmt For For For 1.2 Elect Director Maura C. Breen Mgmt For For For 1.3 Elect Director Nicholas J. Mgmt For For For LaHowchic 1.4 Elect Director Thomas P. Mac Mgmt For For For Mahon 1.5 Elect Director Frank Mergenthaler Mgmt For For For 1.6 Elect Director Woodrow A. Myers Mgmt For For For Jr. 1.7 Elect Director John O. Parker, Mgmt For For For Jr. 1.8 Elect Director George Paz Mgmt For For For 1.9 Elect Director Samuel K. Skinner Mgmt For For For 1.10 Elect Director Seymour Sternberg Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Mgmt For For For Meeting 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Approve Omnibus Stock Plan Mgmt For For For 7 Report on Political Contributions ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James L. Barksdale Mgmt For For For 2 Elect Director John A. Edwardson Mgmt For For For 3 Elect Director J.R. Hyde, III Mgmt For For For 4 Elect Director Shirley A. Jackson Mgmt For For For 5 Elect Director Steven R. Loranger Mgmt For For For 6 Elect Director Gary W. Loveman Mgmt For For For 7 Elect Director Susan C. Schwab Mgmt For For For 8 Elect Director Frederick W. Smith Mgmt For For For 9 Elect Director Joshua I. Smith Mgmt For For For 10 Elect Director David P. Steiner Mgmt For For For 11 Elect Director Paul S. Walsh Mgmt For For For 12 Approve Omnibus Stock Plan Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Require Independent Board ShrHldr Against For Against Chairman 15 Provide Right to Act by Written ShrHldr Against Against For Consent 16 Adopt Policy on Succession ShrHldr Against Against For Planning --------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For For For 2 Elect Director Joseph W. Prueher Mgmt For For For 3 Elect Director Suzanne H. Woolsey Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 6 Declassify the Board of Directors Mgmt For For For 7 Reduce Supermajority Vote Mgmt For For For Requirement 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director C. Maury Devine Mgmt For For For 2 Elect Director John T. Gremp Mgmt For For For 3 Elect Director Thomas M. Hamilton Mgmt For For For 4 Elect Director Richard A. Mgmt For For For Pattarozzi 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 7 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 8 Increase Authorized Common Stock Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine Agather Mgmt For For For 1.2 Elect Director Jeffrey N. Boyer Mgmt For For For 1.3 Elect Director Kosta N. Kartsotis Mgmt For For For 1.4 Elect Director Elysia Holt Ragusa Mgmt For For For 1.5 Elect Director Jal S. Shroff Mgmt For For For 1.6 Elect Director James E. Skinner Mgmt For For For 1.7 Elect Director Michael Steinberg Mgmt For For For 1.8 Elect Director Donald J. Stone Mgmt For For For 1.9 Elect Director James M. Zimmerman Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Samuel H. Armacost Mgmt For For For 2 Elect Director Charles Crocker Mgmt For For For 3 Elect Director Joseph R. Hardiman Mgmt For For For 4 Elect Director Charles B. Johnson Mgmt For For For 5 Elect Director Gregory E. Johnson Mgmt For For For 6 Elect Director Rupert H. Mgmt For For For Johnson, Jr. 7 Elect Director Mark C. Pigott Mgmt For For For 8 Elect Director Chutta Ratnathicam Mgmt For For For 9 Elect Director Peter M. Sacerdote Mgmt For For For 10 Elect Director Laura Stein Mgmt For For For 11 Elect Director Anne M. Tatlock Mgmt For Against Against 12 Elect Director Geoffrey Y. Yang Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Mgmt For For For Adkerson 1.2 Elect Director Robert J. Mgmt For For For Allison, Jr. 1.3 Elect Director Robert A. Day Mgmt For For For 1.4 Elect Director Gerald J. Ford Mgmt For For For 1.5 Elect Director H. Devon Graham, Mgmt For For For Jr. 1.6 Elect Director Charles C. Krulak Mgmt For For For 1.7 Elect Director Bobby Lee Lackey Mgmt For For For 1.8 Elect Director Jon C. Madonna Mgmt For For For 1.9 Elect Director Dustan E. McCoy Mgmt For For For 1.10 Elect Director James R. Moffett Mgmt For For For 1.11 Elect Director B.M. Rankin, Jr. Mgmt For For For 1.12 Elect Director Stephen H. Siegele Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For 5 Request Director Nominee with ShrHldr Against For Against Environmental Qualifications --------------------------------------------------------------------------------------------------------------- GENERAL MOTORS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GM CUSIP 37045V100 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Daniel F. Akerson Mgmt For For For 2 Elect Director David Bonderman Mgmt For For For 3 Elect Director Erroll B. Davis, Mgmt For For For Jr. 4 Elect Director Stephen J. Girsky Mgmt For For For 5 Elect Director E. Neville Isdell Mgmt For For For 6 Elect Director Robert D. Krebs Mgmt For For For 7 Elect Director Philip A. Laskawy Mgmt For For For 8 Elect Director Kathryn V. Mgmt For For For Marinello 9 Elect Director Patricia F. Russo Mgmt For For For 10 Elect Director Carol M. Mgmt For For For Stephenson 11 Elect Director Cynthia A. Telles Mgmt For Against Against 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Larry Page Mgmt For For For 1.2 Elect Director Sergey Brin Mgmt For For For 1.3 Elect Director Eric E. Schmidt Mgmt For For For 1.4 Elect Director L. John Doerr Mgmt For For For 1.5 Elect Director John L. Hennessy Mgmt For For For 1.6 Elect Director Ann Mather Mgmt For For For 1.7 Elect Director Paul S. Otellini Mgmt For For For 1.8 Elect Director K. Ram Shriram Mgmt For For For 1.9 Elect Director Shirley M. Mgmt For For For Tilghman 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Amend Bylaws to Establish a ShrHldr Against Against For Board Committee on Environmental Sustainability 7 Reduce Supermajority Vote ShrHldr Against Against For Requirement 8 Report on Code of Conduct ShrHldr Against Against For Compliance --------------------------------------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGSI CUSIP 444903108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard J. Danzig Mgmt For For For 1.2 Elect Director Colin Goddard Mgmt For For For 1.3 Elect Director Maxine Gowen Mgmt For For For 1.4 Elect Director Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Director A. N. 'Jerry' Mgmt For For For Karabelas 1.6 Elect Director John L. LaMattina Mgmt For For For 1.7 Elect Director Augustine Lawlor Mgmt For For For 1.8 Elect Director George J. Morrow Mgmt For For For 1.9 Elect Director Gregory Norden Mgmt For For For 1.10 Elect Director H. Thomas Watkins Mgmt For For For 1.11 Elect Director Robert C. Young Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel M. Bradbury Mgmt For For For 1.2 Elect Director Roy A. Whitfield Mgmt For For For 1.3 Elect Director Gerald Moller Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles R. Crisp Mgmt For For For 2 Elect Director Jean-Marc Forneri Mgmt For For For 3 Elect Director Senator Judd A. Mgmt For For For Gregg 4 Elect Director Fred W. Hatfield Mgmt For For For 5 Elect Director Terrence F. Mgmt For For For Martell 6 Elect Director Callum Mccarthy Mgmt For For For 7 Elect Director Sir Robert Reid Mgmt For For For 8 Elect Director Frederic V. Mgmt For For For Salerno 9 Elect Director Jeffrey C. Mgmt For For For Sprecher 10 Elect Director Judith A. Sprieser Mgmt For For For 11 Elect Director Vincent Tese Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 14 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CINS G491BT108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rex D. Adams Mgmt For For For 1.2 Elect Director John Banham Mgmt For For For 1.3 Elect Director Denis Kessler Mgmt For Against Against 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Ernst & Young LLP as Mgmt For For For Auditors --------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven L. Gerard Mgmt For For For 1.2 Elect Director John Nils Hanson Mgmt For For For 1.3 Elect Director Ken C. Johnsen Mgmt For For For 1.4 Elect Director Gale E. Klappa Mgmt For For For 1.5 Elect Director Richard B. Loynd Mgmt For For For 1.6 Elect Director P. Eric Siegert Mgmt For For For 1.7 Elect Director Michael W. Mgmt For For For Sutherlin 1.8 Elect Director James H. Tate Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Approve Qualified Employee Stock Mgmt For For For Purchase Plan --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Crandall C. Bowles Mgmt For For For 2 Elect Director Stephen B. Burke Mgmt For For For 3 Elect Director David M. Cote Mgmt For For For 4 Elect Director James S. Crown Mgmt For For For 5 Elect Director James Dimon Mgmt For For For 6 Elect Director Ellen V. Futter Mgmt For For For 7 Elect Director William H. Gray, Mgmt For For For III 8 Elect Director Laban P. Jackson, Mgmt For For For Jr. 9 Elect Director David C. Novak Mgmt For For For 10 Elect Director Lee R. Raymond Mgmt For For For 11 Elect Director William C. Weldon Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 15 Amend Omnibus Stock Plan Mgmt For For For 16 Affirm Political Non-Partisanship ShrHldr Against Against For 17 Provide Right to Act by Written ShrHldr Against Against For Consent 18 Report on Loan Modifications ShrHldr Against Against For 19 Report on Political Contributions ShrHldr Against Against For 20 Institute Procedures to Prevent ShrHldr Against For Against Investments in Companies that Contribute to Genocide or Crimes Against Humanity 21 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mary B. Cranston Mgmt For For For 1.2 Elect Director Kevin R. Johnson Mgmt For For For 1.3 Elect Director J. Michael Lawrie Mgmt For For For 1.4 Elect Director David Mgmt For For For Schlotterbeck 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Mgmt For For For Bonus Plan 4 Amend Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Declassify the Board of Directors ShrHldr N/A For N/A --------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LVS CUSIP 517834107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles D. Forman Mgmt For Withhold Against 1.2 Elect Director George P. Koo Mgmt For For For 1.3 Elect Director Irwin A. Siegel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director J.W. Marriott, Jr. Mgmt For For For 2 Elect Director John W. Marriott, Mgmt For For For III 3 Elect Director Mary K. Bush Mgmt For For For 4 Elect Director Lawrence W. Mgmt For For For Kellner 5 Elect Director Debra L. Lee Mgmt For For For 6 Elect Director George Munoz Mgmt For For For 7 Elect Director Harry J. Pearce Mgmt For For For 8 Elect Director Steven S Reinemund Mgmt For For For 9 Elect Director Lawrence M. Small Mgmt For For For 10 Elect Director Arne M. Sorenson Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CINS G5876H105 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ta-lin Hsu as Director Mgmt For For For 1.2 Elect John G. Kassakian as Mgmt For For For Director 2 Declassify the Board of Directors Mgmt For For For 3 Adopt Simple Majority Vote for Mgmt For For For Election of Directors 4 Approve Executive Incentive Mgmt For For For Bonus Plan 5 Amend Omnibus Stock Plan Mgmt For Against Against 6 Approve Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Marc Olivie Mgmt For For For 2 Elect Director Rima Qureshi Mgmt For For For 3 Elect Director Mark Schwartz Mgmt For For For 4 Elect Director Jackson P. Tai Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2 Reduce Supermajority Vote Mgmt For For For Requirement 3 Amend Board Qualifications Mgmt For For For 4 Amend Stock Ownership Limitations Mgmt For For For 5 Adjourn Meeting Mgmt For For For 6.1 Elect Director Nancy J. Karch Mgmt For For For 6.2 Elect Director Jose Octavio Mgmt For For For Reyes Lagunes 6.3 Elect Director Edward Suning Tian Mgmt For For For 6.4 Elect Director Silvio Barzi Mgmt For For For 7 Approve Executive Incentive Mgmt For For For Bonus Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCDERMOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDR CUSIP 580037109 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Panama ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Bookout, Mgmt For For For III 1.2 Elect Director Roger A. Brown Mgmt For For For 1.3 Elect Director Stephen G. Hanks Mgmt For For For 1.4 Elect Director Stephen M. Johnson Mgmt For For For 1.5 Elect Director D. Bradley Mgmt For For For McWilliams 1.6 Elect Director Thomas C. Mgmt For For For Schievelbein 1.7 Elect Director Mary Mgmt For For For Shafer-Malicki 1.8 Elect Director David A. Trice Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Approve Executive Incentive Mgmt For For For Bonus Plan 5 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Andy D. Bryant Mgmt For For For 2 Elect Director Wayne A. Budd Mgmt For For For 3 Elect Director John H. Hammergren Mgmt For For For 4 Elect Director Alton F. Irby III Mgmt For Against Against 5 Elect Director M. Christine Mgmt For Against Against Jacobs 6 Elect Director Marie L. Knowles Mgmt For For For 7 Elect Director David M. Lawrence Mgmt For Against Against 8 Elect Director Edward A. Mueller Mgmt For Against Against 9 Elect Director Jane E. Shaw Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Amend Executive Incentive Bonus Mgmt For For For Plan 12 Ratify Auditors Mgmt For For For 13 Stock Retention/Holding Period ShrHldr Against Against For 14 Report on Pay Disparity ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Baldwin Mgmt For For For 1.2 Elect Director William A. Bible Mgmt For For For 1.3 Elect Director Burton M. Cohen Mgmt For For For 1.4 Elect Director Willie D. Davis Mgmt For For For 1.5 Elect Director Alexis M. Herman Mgmt For For For 1.6 Elect Director Roland Hernandez Mgmt For Withhold Against 1.7 Elect Director Anthony Mandekic Mgmt For For For 1.8 Elect Director Rose Mgmt For For For McKinney-James 1.9 Elect Director James J. Murren Mgmt For For For 1.10 Elect Director Daniel J. Taylor Mgmt For For For 1.11 Elect Director Melvin B. Mgmt For For For Wolzinger 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Increase Authorized Common Stock Mgmt For For For 6 Amend Executive Incentive Bonus Mgmt For For For Plan 7 Prepare Sustainability Report ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director F.W. Blue Mgmt For For For 2 Elect Director C.P. Deming Mgmt For For For 3 Elect Director R.A. Hermes Mgmt For For For 4 Elect Director J.V. Kelley Mgmt For For For 5 Elect Director R.M. Murphy Mgmt For For For 6 Elect Director W.C. Nolan, Jr. Mgmt For For For 7 Elect Director N.E. Schmale Mgmt For For For 8 Elect Director D.J.H. Smith Mgmt For For For 9 Elect Director C.G. Theus Mgmt For For For 10 Elect Director D.M. Wood Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Reed Hastings Mgmt For For For 1.2 Elect Director Jay C. Hoag Mgmt For For For 1.3 Elect Director A. George (Skip) Mgmt For For For Battle 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement --------------------------------------------------------------------------------------------------------------- NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jill K. Conway Mgmt For For For 1.2 Elect Director Alan B. Graf, Jr. Mgmt For For For 1.3 Elect Director John C. Lechleiter Mgmt For For For 1.4 Elect Director Phyllis M. Wise Mgmt For For For 2 Amend Executive Incentive Bonus Mgmt For For For Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Linda Walker Bynoe Mgmt For For For 1.2 Elect Director Nicholas D. Mgmt For For For Chabraja 1.3 Elect Director Susan Crown Mgmt For For For 1.4 Elect Director Dipak C. Jain Mgmt For For For 1.5 Elect Director Robert W. Lane Mgmt For For For 1.6 Elect Director Robert C. Mgmt For For For McCormack 1.7 Elect Director Edward J. Mooney Mgmt For For For 1.8 Elect Director John W. Rowe Mgmt For For For 1.9 Elect DirectorMartin P. Slark Mgmt For For For 1.10 Elect Director David H.B. Smith, Mgmt For For For Jr. 1.11 Elect Director Enrique J. Sosa Mgmt For For For 1.12 Elect Director Charles A. Mgmt For For For Tribbett, III 1.13 Elect Director Frederick H. Mgmt For For For Waddell 2 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 67103H107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David E. O?Reilly Mgmt For For For 2 Elect Director Jay D. Burchfield Mgmt For For For 3 Elect Director Paul R. Lederer Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Abraham Mgmt For For For 2 Elect Director Howard I. Atkins Mgmt For For For 3 Elect Director Stephen I. Chazen Mgmt For For For 4 Elect Director Edward P. Mgmt For Against Against Djerejian 5 Elect Director John E. Feick Mgmt For For For 6 Elect Director Margaret M. Foran Mgmt For For For 7 Elect Director Carlos M. Mgmt For For For Gutierrez 8 Elect Director Ray R. Irani Mgmt For Against Against 9 Elect Director Avedick B. Mgmt For For For Poladian 10 Elect Director Rodolfo Segovia Mgmt For Against Against 11 Elect Director Aziz D. Syriani Mgmt For Against Against 12 Elect Director Rosemary Tomich Mgmt For Against Against 13 Elect Director Walter L. Weisman Mgmt For Against Against 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt N/A 1 Year N/A Frequency 17 Review Political Expenditures ShrHldr Against Against For and Processes 18 Request Director Nominee with ShrHldr Against Against For Environmental Qualifications --------------------------------------------------------------------------------------------------------------- PACCAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PCAR CUSIP 693718108 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John M. Fluke, Jr. Mgmt For For For 1.2 Elect Director Kirk S. Hachigian Mgmt For For For 1.3 Elect Director Stephen F. Page Mgmt For For For 1.4 Elect Director Thomas E. Plimpton Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Reduce Supermajority Vote ShrHldr Against For Against Requirement 7 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory H. Boyce Mgmt For For For 1.2 Elect Director William A. Coley Mgmt For For For 1.3 Elect Director William E. James Mgmt For For For 1.4 Elect Director Robert B. Karn III Mgmt For For For 1.5 Elect Director M. Frances Keeth Mgmt For For For 1.6 Elect Director Henry E. Lentz Mgmt For For For 1.7 Elect Director Robert A. Malone Mgmt For For For 1.8 Elect Director William C. Rusnack Mgmt For For For 1.9 Elect Director John F. Turner Mgmt For For For 1.10 Elect Director Sandra A. Van Mgmt For For For Trease 1.11 Elect Director Alan H. Washkowitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 5 Approve Omnibus Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director S.L. Brown Mgmt For For For 2 Elect Director I.M. Cook Mgmt For For For 3 Elect Director D. Dublon Mgmt For For For 4 Elect Director V.J. Dzau Mgmt For For For 5 Elect Director R.L. Hunt Mgmt For For For 6 Elect Director A. Ibarguen Mgmt For For For 7 Elect Director A.C. Martinez Mgmt For For For 8 Elect Director I.K. Nooyi Mgmt For For For 9 Elect Director S.P. Rockefeller Mgmt For For For 10 Elect Director J.J. Schiro Mgmt For For For 11 Elect Director L.G. Trotter Mgmt For For For 12 Elect Director D. Vasella Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 15 Ratify Auditors Mgmt For For For 16 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 17 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 18 Report on Political Contributions ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. M. Burley Mgmt For For For 1.2 Elect Director W. J. Doyle Mgmt For For For 1.3 Elect Director J. W. Estey Mgmt For For For 1.4 Elect Director C. S. Hoffman Mgmt For For For 1.5 Elect Director D. J. Howe Mgmt For For For 1.6 Elect Director A. D. Laberge Mgmt For For For 1.7 Elect Director K. G. Martell Mgmt For For For 1.8 Elect Director J. J. McCaig Mgmt For For For 1.9 Elect Director M. Mogford Mgmt For For For 1.10 Elect Director P. J. Schoenhals Mgmt For For For 1.11 Elect Director E. R. Stromberg Mgmt For For For 1.12 Elect Director E. Viyella de Mgmt For For For Paliza 2 Ratify Deloitte & Touche LLP as Mgmt For For For Auditors 3 Approve 2011 Performance Option Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen F. Angel Mgmt For For For 1.2 Elect Director Oscar Bernardes Mgmt For For For 1.3 Elect Director Nance K. Dicciani Mgmt For For For 1.4 Elect Director Edward G. Galante Mgmt For For For 1.5 Elect Director Claire W. Gargalli Mgmt For For For 1.6 Elect Director Ira D. Hall Mgmt For For For 1.7 Elect Director Raymond W. LeBoeuf Mgmt For For For 1.8 Elect Director Larry D. McVay Mgmt For For For 1.9 Elect Director Wayne T. Smith Mgmt For For For 1.10 Elect Director Robert L. Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Executive Incentive Bonus Mgmt For For For Plan 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel J. Murphy Mgmt For For For 1.2 Elect Director Steven G. Mgmt For For For Rothmeier 1.3 Elect Director Richard L. Wambold Mgmt For For For 1.4 Elect Director Timothy A. Wicks Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffery H. Boyd Mgmt For For For 1.2 Elect Director Ralph M. Bahna Mgmt For For For 1.3 Elect Director Howard W. Barker, Mgmt For For For Jr. 1.4 Elect Director Jan L. Docter Mgmt For For For 1.5 Elect Director Jeffrey E. Epstein Mgmt For For For 1.6 Elect Director James M. Guyette Mgmt For For For 1.7 Elect Director Nancy B. Peretsman Mgmt For For For 1.8 Elect Director Craig W. Rydin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5 Provide Right to Act by Written ShrHldr Against Against For Consent --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barbara T. Mgmt For For For Alexander 1.2 Elect Director Stephen M. Bennett Mgmt For For For 1.3 Elect Director Donald G. Mgmt For For For Cruickshank 1.4 Elect Director Raymond V. Mgmt For For For Dittamore 1.5 Elect Director Thomas W. Horton Mgmt For For For 1.6 Elect Director Irwin Mark Jacobs Mgmt For For For 1.7 Elect Director Paul E. Jacobs Mgmt For For For 1.8 Elect Director Robert E. Kahn Mgmt For For For 1.9 Elect Director Sherry Lansing Mgmt For For For 1.10 Elect Director Duane A. Nelles Mgmt For For For 1.11 Elect Director Francisco Ros Mgmt For For For 1.12 Elect Director Brent Scowcroft Mgmt For For For 1.13 Elect Director Marc I. Stern Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Require a Majority Vote for the ShrHldr Against For Against Election of Directors --------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald R. Parfet Mgmt For For For 1.2 Elect Director Steven R. Mgmt For For For Kalmanson 1.3 Elect Director James P. Keane Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard F. Wallman Mgmt For For For 1.2 Elect Director Christopher Wright Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 4 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George P. Orban Mgmt For For For 1.2 Elect Director Donald H. Seiler Mgmt For For For 2 Approve Executive Incentive Mgmt For For For Bonus Plan 3 Declassify the Board of Directors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROVI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ROVI CUSIP 779376102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alfred J. Amoroso Mgmt For For For 1.2 Elect Director Alan L. Earhart Mgmt For For For 1.3 Elect Director Andrew K. Ludwick Mgmt For For For 1.4 Elect Director James E. Meyer Mgmt For For For 1.5 Elect Director James P. Mgmt For For For O?Shaughnessy 1.6 Elect Director Ruthann Quindlen Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V7780T103 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Liberia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Laura D.B. Laviada as Mgmt For For For Director 2 Elect Eyal M. Ofer as Director Mgmt For For For 3 Elect William K. Relly as Mgmt For For For Director 4 Elect A. Alexander Wihelmsen as Mgmt For For For Director 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 7 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors 8 Advisory Vote to Ratify ShrHldr Against Against For Directors' Compensation --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Marc Benioff Mgmt For For For 2 Elect Director Craig Conway Mgmt For For For 3 Elect Director Alan Hassenfeld Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 005930 CINS Y74718100 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income Mgmt For For For and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share 2 Approve Total Remuneration of Mgmt For For For Inside Directors and Outside Directors --------------------------------------------------------------------------------------------------------------- SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Marks Mgmt For For For 1.2 Elect Director Kevin DeNuccio Mgmt For For For 1.3 Elect Director Irwin Federman Mgmt For For For 1.4 Elect Director Steven J. Gomo Mgmt For For For 1.5 Elect Director Eddy W. Mgmt For For For Hartenstein 1.6 Elect Director Chenming Hu Mgmt For For For 1.7 Elect Director Catherine P. Lego Mgmt For For For 1.8 Elect Director Sanjay Mehrotra Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual NetherlandsAntilles ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philippe Camus Mgmt For For For 1.2 Elect Director Peter L.S. Currie Mgmt For For For 1.3 Elect Director Andrew Gould Mgmt For For For 1.4 Elect Director Tony Isaac Mgmt For For For 1.5 Elect Director K. Vaman Kamath Mgmt For For For 1.6 Elect Director Nikolay Mgmt For For For Kudryavtsev 1.7 Elect Director Adrian Lajous Mgmt For For For 1.8 Elect Director Michael E. Marks Mgmt For For For 1.9 Elect Director Elizabeth Moler Mgmt For For For 1.10 Elect Director Leo Rafael Reif Mgmt For For For 1.11 Elect Director Tore I. Sandvold Mgmt For For For 1.12 Elect Director Henri Seydoux Mgmt For For For 1.13 Elect Director Paal Kibsgaard Mgmt For For For 1.14 Elect Director Lubna S. Olayan Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 2 Years 1 Year Against Frequency 4 Increase Authorized Common Stock Mgmt For For For 5 Adopt Plurality Voting for Mgmt For For For Contested Election of Directors 6 Adopt and Approve Financials and Mgmt For For For Dividends 7 Ratify PricewaterhouseCoopers Mgmt For For For LLP as Auditors --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Howard Schultz Mgmt For For For 2 Elect Director William W. Bradley Mgmt For For For 3 Elect Director Mellody Hobson Mgmt For For For 4 Elect Director Kevin R. Johnson Mgmt For For For 5 Elect Director Olden Lee Mgmt For For For 6 Elect Director Sheryl Sandberg Mgmt For For For 7 Elect Director James G. Shennan, Mgmt For For For Jr. 8 Elect Director Javier G. Teruel Mgmt For For For 9 Elect Director Myron E. Ullman, Mgmt For For For III 10 Elect Director Craig E. Weatherup Mgmt For For For 11 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 12 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 13 Amend Omnibus Stock Plan Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Adopt Comprehensive Recycling ShrHldr Against Against For Strategy for Beverage Containers --------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam M. Aron Mgmt For For For 1.2 Elect Director Charlene Mgmt For For For Barshefsky 1.3 Elect Director Thomas E. Clarke Mgmt For For For 1.4 Elect Director Clayton C. Daley, Mgmt For For For Jr. 1.5 Elect Director Bruce W. Duncan Mgmt For For For 1.6 Elect Director Lizanne Galbreath Mgmt For For For 1.7 Elect Director Eric Hippeau Mgmt For For For 1.8 Elect Director Stephen R. Quazzo Mgmt For For For 1.9 Elect Director Thomas O. Ryder Mgmt For For For 1.10 Elect Director Frits van Mgmt For For For Paasschen 1.11 Elect Director Kneeland C. Mgmt For For For Youngblood 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard E. Cox, Jr. Mgmt For For For 1.2 Elect Director Srikant M. Datar Mgmt For For For 1.3 Elect Director Roch Doliveux Mgmt For For For 1.4 Elect Director Louise L. Mgmt For For For Francesconi 1.5 Elect Director Allan C. Golston Mgmt For For For 1.6 Elect Director Howard L. Lance Mgmt For For For 1.7 Elect Director Stephen P. Mgmt For For For MacMillan 1.8 Elect Director William U. Parfet Mgmt For For For 1.9 Elect Director Ronda E. Stryker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Restricted Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Amend Articles/Bylaws/Charter -- ShrHldr Against For Against Call Special Meetings --------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Dominic Mgmt For For For D'Alessandro 1.3 Elect Director John T. Ferguson Mgmt For For For 1.4 Elect Director W. Douglas Ford Mgmt For For For 1.5 Elect Director Richard L. George Mgmt For For For 1.6 Elect Director Paul Haseldonckx Mgmt For For For 1.7 Elect Director John R. Huff Mgmt For For For 1.8 Elect Director Jacques Lamarre Mgmt For For For 1.9 Elect Director Brian F. MacNeill Mgmt For For For 1.10 Elect Director Maureen McCaw Mgmt For For For 1.11 Elect Director Michael W. O'Brien Mgmt For For For 1.12 Elect Director James W. Simpson Mgmt For For For 1.13 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers Mgmt For For For LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Mgmt For For For Compensation Approach --------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00700 CINS G87572148 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Lau Chi Ping Martin as Mgmt For For For Director 3.2 Reelect Antonie Andries Roux as Mgmt For For For Director 3.3 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Mgmt For Against Against Repurchased Shares 8 Authorize Board to Establish Mgmt For Against Against Further Employee Incentive Schemes --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James T. Conway Mgmt For For For 2 Elect Director Paul E. Gagne Mgmt For For For 3 Elect Director Dain M. Hancock Mgmt For For For 4 Elect Director Lloyd G. Trotter Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Provide Right to Call Special Mgmt For For For Meeting 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BABCOCK & WILCOX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BWC CUSIP 05615F102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brandon C. Mgmt For For For Bethards 1.2 Elect Director D. Bradley Mgmt For For For McWilliams 1.3 Elect Director Anne R. Mgmt For For For Pramaggiore 1.4 Elect Director Larry L. Weyers Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John E. Bryson Mgmt For For For 2 Elect Director David L. Calhoun Mgmt For For For 3 Elect Director Arthur D. Mgmt For For For Collins, Jr. 4 Elect Director Linda Z. Cook Mgmt For For For 5 Elect Director Kenneth M. Mgmt For For For Duberstein 6 Elect Director Edmund P. Mgmt For For For Giambastiani, Jr. 7 Elect Director Edward M. Liddy Mgmt For For For 8 Elect Director John F. McDonnell Mgmt For For For 9 Elect Director W. James Mgmt For For For McNerney, Jr. 10 Elect Director Susan C. Schwab Mgmt For For For 11 Elect Director Ronald A. Williams Mgmt For For For 12 Elect Director Mike S. Zafirovski Mgmt For For For 13 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 14 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 15 Ratify Auditors Mgmt For For For 16 Implement Third-Party Supply ShrHldr Against Against For Chain Monitoring 17 Report on Political Contributions ShrHldr Against Against For 18 Provide Right to Act by Written ShrHldr Against Against For Consent 19 Amend Articles/Bylaws/Charter -- ShrHldr Against Against For Call Special Meetings 20 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Angela F. Braly Mgmt For For For 2 Elect Director Kenneth I. Mgmt For For For Chenault 3 Elect Director Scott D. Cook Mgmt For For For 4 Elect Director Rajat K. Gupta Mgmt For For For 5 Elect Director Robert A. Mcdonald Mgmt For For For 6 Elect Director W. James Mgmt For For For Mcnerney, Jr. 7 Elect Director Johnathan A. Mgmt For For For Rodgers 8 Elect Director Mary A. Mgmt For For For Wilderotter 9 Elect Director Patricia A. Woertz Mgmt For For For 10 Elect Director Ernesto Zedillo Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Provide for Cumulative Voting ShrHldr Against Against For --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Susan E. Arnold Mgmt For For For 2 Elect Director John E. Bryson Mgmt For For For 3 Elect Director John S. Chen Mgmt For For For 4 Elect Director Judith L. Estrin Mgmt For For For 5 Elect Director Robert A. Iger Mgmt For For For 6 Elect Director Steven P. Jobs Mgmt For For For 7 Elect Director Fred H. Langhammer Mgmt For For For 8 Elect Director Aylwin B. Lewis Mgmt For For For 9 Elect Director Monica C. Lozano Mgmt For For For 10 Elect Director Robert W. Mgmt For For For Matschullat 11 Elect Director John E. Pepper, Mgmt For For For Jr. 12 Elect Director Sheryl Sandberg Mgmt For For For 13 Elect Director Orin C. Smith Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For For For 16 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 17 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 18 Prohibit Retesting Performance ShrHldr Against For Against Goals --------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Hikmet Ersek Mgmt For For For 2 Elect Director Jack M. Greenberg Mgmt For For For 3 Elect Director Linda Fayne Mgmt For For For Levinson 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Declassify the Board of Directors ShrHldr Against For Against --------------------------------------------------------------------------------------------------------------- TRIMBLE NAVIGATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TRMB CUSIP 896239100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven W. Berglund Mgmt For For For 1.2 Elect Director John B. Goodrich Mgmt For For For 1.3 Elect Director William Hart Mgmt For For For 1.4 Elect Director Merit E. Janow Mgmt For For For 1.5 Elect Director Ulf J. Johansson Mgmt For For For 1.6 Elect Director Bradford W. Mgmt For For For Parkinson 1.7 Elect Director Mark S. Peek Mgmt For For For 1.8 Elect Director Nickolas W. Vande Mgmt For For For Steeg 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency --------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Douglas M. Baker, Mgmt For For For Jr. 2 Elect Director Y. Marc Belton Mgmt For For For 3 Elect Director Victoria Buyniski Mgmt For For For Gluckman 4 Elect Director Arthur D. Mgmt For For For Collins, Jr. 5 Elect Director Richard K. Davis Mgmt For For For 6 Elect Director Joel W. Johnson Mgmt For For For 7 Elect Director Olivia F. Kirtley Mgmt For For For 8 Elect Director Jerry W. Levin Mgmt For For For 9 Elect Director David B. O'Maley Mgmt For For For 10 Elect Director O Dell M. Owens Mgmt For For For 11 Elect Director Richard G. Reiten Mgmt For For For 12 Elect Director Craig D. Schnuck Mgmt For For For 13 Elect Director Patrick T. Stokes Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 16 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 17 Advisory Vote to Ratify ShrHldr Against Against For Directors' Compensation --------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew H. Card, Mgmt For For For Jr. 1.2 Elect Director Erroll B. Davis, Mgmt For For For Jr. 1.3 Elect Director Thomas J. Donohue Mgmt For For For 1.4 Elect Director Archie W. Dunham Mgmt For For For 1.5 Elect Director Judith Richards Mgmt For For For Hope 1.6 Elect Director Charles C. Krulak Mgmt For For For 1.7 Elect Director Michael R. Mgmt For For For McCarthy 1.8 Elect Director Michael W. Mgmt For For For McConnell 1.9 Elect Director Thomas F. McLarty Mgmt For For For III 1.10 Elect Director Steven R. Rogel Mgmt For For For 1.11 Elect Director Jose H. Villarreal Mgmt For For For 1.12 Elect Director James R. Young Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 5.1 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Preference Rights of Preferred Stock 5.2 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Removal of Directors 5.3 Reduce Supermajority Vote Mgmt For For For Requirement Relating to Amendments to Authorized Capital Stock 6 Require Independent Board ShrHldr Against Against For Chairman --------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director F. Duane Ackerman Mgmt For For For 2 Elect Director Michael J. Burns Mgmt For For For 3 Elect Director D. Scott Davis Mgmt For For For 4 Elect Director Stuart E. Mgmt For For For Eizenstat 5 Elect Director Michael L. Eskew Mgmt For For For 6 Elect Director William R. Johnson Mgmt For For For 7 Elect Director Ann M. Livermore Mgmt For For For 8 Elect Director Rudy H.P. Markham Mgmt For For For 9 Elect Director Clark T. Randt, Mgmt For For For Jr. 10 Elect Director John W. Thompson Mgmt For For For 11 Elect Director Carol B. Tome Mgmt For For For 12 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 13 Advisory Vote on Say on Pay Mgmt 3 Years 1 Year Against Frequency 14 Ratify Auditors Mgmt For For For 15 Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert W. Alspaugh Mgmt For For For 1.2 Elect Director Douglas G. Mgmt For For For Bergeron 1.3 Elect Director Leslie G. Denend Mgmt For For For 1.4 Elect Director Alex W. Hart Mgmt For For For 1.5 Elect Director Robert B. Henske Mgmt For For For 1.6 Elect Director Richard A. McGinn Mgmt For For For 1.7 Elect Director Eitan Raff Mgmt For For For 1.8 Elect Director Charles R. Mgmt For For For Rinehart 1.9 Elect Director Jeffrey E. Mgmt For For For Stiefler 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 6 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 3.1 Elect Director Gary P. Coughlan Mgmt For For For 3.2 Elect Director Mary B. Cranston Mgmt For For For 3.3 Elect Director Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Director Robert W. Mgmt For For For Matschullat 3.5 Elect Director Cathy E. Minehan Mgmt For For For 3.6 Elect Director Suzanne Nora Mgmt For For For Johnson 3.7 Elect Director David J. Pang Mgmt For For For 3.8 Elect Director Joseph W. Saunders Mgmt For For For 3.9 Elect Director William S. Mgmt For For For Shanahan 3.10 Elect Director John A. Swainson Mgmt For For For 4.1 Elect Director Suzanne Nora Mgmt For For For Johnson 4.2 Elect Director Joseph W. Saunders Mgmt For For For 4.3 Elect Director John A. Swainson Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency 7 Amend Executive Incentive Bonus Mgmt For For For Plan 8 Ratify Auditors Mgmt For For For --------------------------------------------------------------------------------------------------------------- W.W. GRAINGER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWW CUSIP 384802104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian P. Anderson Mgmt For For For 1.2 Elect Director Wilbur H. Gantz Mgmt For For For 1.3 Elect Director V. Ann Hailey Mgmt For For For 1.4 Elect Director William K. Hall Mgmt For For For 1.5 Elect Director Stuart L. Levenick Mgmt For For For 1.6 Elect Director John W. McCarter, Mgmt For For For Jr. 1.7 Elect Director Neil S. Novich Mgmt For For For 1.8 Elect Director Michael J. Roberts Mgmt For For For 1.9 Elect Director Gary L. Rogers Mgmt For For For 1.10 Elect Director James T. Ryan Mgmt For For For 1.11 Elect Director E. Scott Santi Mgmt For For For 1.12 Elect Director James D. Slavik Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote on Say on Pay Mgmt 1 Year 1 Year For Frequency --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Value Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Mgmt For For For Financial Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF Mgmt For For For DIRECTORS 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Ehud Houminer Mgmt For For For 1.4 Elect Frank Noonan Mgmt For For For 1.5 Elect Ray Robinson Mgmt For For For 1.6 Elect William Schumann III Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 2010 Stock Compensation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Mgmt For For For Term Cash Incentive Plan --------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Galtney, Jr. Mgmt For Withhold Against 1.2 Elect John Phelan Mgmt For For For 1.3 Elect Roger Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emission Goals --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For For For 4 Elect William Fricks Mgmt For For For 5 Elect Jay Johnson Mgmt For For For 6 Elect George Joulwan Mgmt For For For 7 Elect Paul Kaminski Mgmt For For For 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect William Osborn Mgmt For For For 11 Elect Robert Walmsley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Mgmt For For For Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Designation of Delaware Chancery Mgmt For Against Against Court as Forum for Derivative Actions 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 2 Ratification of Executive Mgmt For For For Directors' Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights 19 Questions; Closing Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Stock Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Flavored Tobacco --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Mgmt For For For Annual Meeting 2 Amendment Regarding Executive Mgmt For Against Against Compensation 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Mgmt For Against Against Rights 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital Mgmt For Against Against with Regards to Issuance 13 Authority to Issue Warrants to Mgmt For Against Against Independent Directors 14 Authority to Carry Out Mgmt For Against Against Formalities 15 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Mgmt For Against Against Grants 25 Approval of Change in Control Mgmt For For For Provision Relating to EMTN Program 26 Change of Control Provision Mgmt For For For Relating to the US Dollar Notes 27 Change of Control Provisions Mgmt For For For Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 28 Change of Control Provision Mgmt For For For Relating to the Canadian Dollar Notes Issued Via Private Placement 29 Authority to Carry Out Mgmt For For For Formalities --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Mgmt For For For Authority to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authorisation of Political Mgmt For For For Donations 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Mgmt For For For Incentive Compensation Plan 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For --------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Mgmt For For For Claims Regarding Historic Dividends 9 Release of Shareholders from Mgmt For For For Claims Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHldr Against Against For Beverage Containers --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Mgmt For Against Against Counter-Proposals --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Mgmt For For For Board Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Increase in Authorized Capital Mgmt For For For for Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Mgmt Against Against For Board Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends) --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Mgmt For For For Executive Officers 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 20 Dividend Payment/Reduction of Mgmt For For For Par Value 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under Mgmt For For For the Share Repurchase Program 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For and Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Large Cap Index Portfolio --------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lauren Brisky Mgmt For For For 2 Elect Archie Griffin Mgmt For For For 3 Elect Elizabeth Lee Mgmt For For For 4 Elect Michael Greenlees Mgmt For For For 5 Elect Kevin Huvane Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Repeal of Classified Board Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 11 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Mgmt For For For Financial Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF Mgmt For For For DIRECTORS 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation --------------------------------------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Burgess Mgmt For For For 2 Elect Daniel Rosensweig Mgmt For For For 3 Elect Robert Sedgewick Mgmt For For For 4 Elect John Warnock Mgmt For For For 5 Amendment to the 1997 Employee Mgmt For For For Stock Purchase Plan 6 2011 Executive Cash Performance Mgmt For For For Bonus Plan 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS A CUSIP 00846U101 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Heidi Fields Mgmt For For For 2 Elect David Lawrence Mgmt For For For 3 Elect A. Barry Rand Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chadwick Deaton Mgmt For For For 1.2 Elect Michael Donahue Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Lawrence Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 5 Approval of the Annual Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 09/15/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Clancey Mgmt N/A TNA N/A 1.2 Elect Robert Lumpkins Mgmt N/A TNA N/A 1.3 Elect Ted Miller, Jr. Mgmt N/A TNA N/A 2 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Director Eligibility Requirements 3 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Annual Meeting Date 4 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Repeal of Bylaw Amendments 5 Ratification of Auditor Mgmt N/A TNA N/A 6 Amendment to the 2003 Employee Mgmt N/A TNA N/A Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter McCausland Mgmt For For For 1.2 Elect W. Thacher Brown Mgmt For For For 1.3 Elect Richard Ill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Employee Mgmt For For For Stock Purchase Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Director Eligibility Requirements 5 Shareholder Proposal Regarding ShrHldr Against Against For Annual Meeting Date 6 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments --------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect John Brinzo Mgmt For For For 3 Elect Dennis Cuneo Mgmt For For For 4 Elect William Gerber Mgmt For For For 5 Elect Bonnie Hill Mgmt For For For 6 Elect Robert Jenkins Mgmt For For For 7 Elect Ralph Michael III Mgmt For Against Against 8 Elect Shirley Peterson Mgmt For For For 9 Elect James Thomson Mgmt For For For 10 Elect James Wainscott Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALCOA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AA CUSIP 013817101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Klaus Kleinfeld Mgmt For For For 2 Elect James Owens Mgmt For For For 3 Elect Ratan Tata Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Annual Cash Incentive Plan Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 9 Elimination of Supermajority Mgmt For For For Requirement Relating to the Board of Directors 10 Elimination of Supermajority Mgmt For For For Requirement Relating to the Removal of Directors 11 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 12 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- ALLEGHENY ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AYE CUSIP 017361106 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Flavored Tobacco --------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change --------------------------------------------------------------------------------------------------------------- AMEREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Patrick Stokes Mgmt For For For 1.8 Elect Thomas Voss Mgmt For For For 1.9 Elect Stephen Wilson Mgmt For For For 1.10 Elect Jack Woodard Mgmt For For For 2 Amendment to Articles of Mgmt For Against Against Incorporation Regarding Liability of Directors 3 Re-Approval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste --------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For For For 1.6 Elect Theodore Leonsis Mgmt For For For 1.7 Elect Jan Leschly Mgmt For For For 1.8 Elect Richard Levin Mgmt For For For 1.9 Elect Richard McGinn Mgmt For For For 1.10 Elect Edward Miller Mgmt For For For 1.11 Elect Steven Reinemund Mgmt For For For 1.12 Elect Robert Walter Mgmt For For For 1.13 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 6 Sharehoholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIG CUSIP 026874784 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Benmosche Mgmt For For For 2 Elect W. Don Cornwell Mgmt For For For 3 Elect John Fitzpatrick Mgmt For For For 4 Elect Laurette Koellner Mgmt For For For 5 Elect Donald Layton Mgmt For For For 6 Elect Christopher Lynch Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect George Miles, Jr. Mgmt For For For 9 Elect Henry Miller Mgmt For For For 10 Elect Robert Miller Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Morris Offit Mgmt For For For 13 Elect Ronald Rittenmeyer Mgmt For For For 14 Elect Douglas Steenland Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Adoption of Protective Amendment Mgmt For For For to the Certificate of Incorporation 17 Adoption of Tax Asset Protection Mgmt For Against Against Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against For Against Responsible Use of Company Stock --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For Against Against 2 Elect Frank Biondi, Jr. Mgmt For Against Against 3 Elect Francois de Carbonnel Mgmt For Against Against 4 Elect Vance Coffman Mgmt For Against Against 5 Elect Rebecca Henderson Mgmt For Against Against 6 Elect Frank Herringer Mgmt For Against Against 7 Elect Gilbert Omenn Mgmt For Against Against 8 Elect Judith Pelham Mgmt For Against Against 9 Elect J. Paul Reason Mgmt For Against Against 10 Elect Leonard Schaeffer Mgmt For Against Against 11 Elect Kevin Sharer Mgmt For Against Against 12 Elect Ronald Sugar Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Badie Mgmt For For For 1.2 Elect R. Adam Norwitt Mgmt For For For 1.3 Elect Dean Secord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Mgmt For Against Against Plan --------------------------------------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to Existing Ownership Mgmt For For For Limits --------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Victoria Haynes Mgmt For For For 6 Elect Antonio Maciel Neto Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Prohibiting Corporate Political Spending 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- ASSURANT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIZ CUSIP 04621X108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elaine Rosen Mgmt For For For 2 Elect Howard Carver Mgmt For For For 3 Elect Juan Cento Mgmt For For For 4 Elect Lawrence Jackson Mgmt For For For 5 Elect David Kelso Mgmt For For For 6 Elect Charles Koch Mgmt For For For 7 Elect H. Carroll Mackin Mgmt For For For 8 Elect Robert Pollock Mgmt For For For 9 Elect John Swainson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For For For 5 Elect Sean Maloney Mgmt For For For 6 Elect Mary McDowell Mgmt For For For 7 Elect Lorrie Norrington Mgmt For For For 8 Elect Charles Robel Mgmt For For For 9 Elect Steven West Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AUTOZONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZO CUSIP 053332102 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2011 Equity Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Barker Mgmt For For For 2 Elect Ken Hicks Mgmt For For For 3 Elect Debra Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect George Smart Mgmt For Withhold Against 1.3 Elect Theodore Solso Mgmt For Withhold Against 1.4 Elect Stuart Taylor II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Shareholder Rights Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wayne Hockmeyer Mgmt For For For 2 Elect Robert Parkinson, Jr. Mgmt For For For 3 Elect Thomas Stallkamp Mgmt For For For 4 Elect Albert Stroucken Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Employee Stock Purchase Plan Mgmt For For For 9 2011 Incentive Plan Mgmt For For For 10 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- BB&T CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect J. Littleton Glover, Jr. Mgmt For For For 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For For For 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For For For 2 Amendment to the short-term Mgmt For Against Against incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Henry Becton, Jr. Mgmt For For For 1.3 Elect Edward DeGraan Mgmt For For For 1.4 Elect Claire Fraser-Liggett Mgmt For For For 1.5 Elect Christopher Jones Mgmt For For For 1.6 Elect Marshall Larsen Mgmt For For For 1.7 Elect Edward Ludwig Mgmt For For For 1.8 Elect Adel Mahmoud Mgmt For For For 1.9 Elect Gary Mecklenburg Mgmt For For For 1.10 Elect Cathy Minehan Mgmt For For For 1.11 Elect James Orr Mgmt For For For 1.12 Elect Willard Overlock, Jr. Mgmt For For For 1.13 Elect Bertram Scott Mgmt For For For 1.14 Elect Alfred Sommer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting --------------------------------------------------------------------------------------------------------------- BED BATH & BEYOND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Perry Mgmt For For For 1.2 Elect William Scholle Mgmt For For For 1.3 Elect Timothy Manganello Mgmt For For For 1.4 Elect Philip Weaver Mgmt For For For 1.5 Elect Henry Theisen Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.A CUSIP 084670702 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For Withhold Against 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For For For 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald James Mgmt For For For 1.2 Elect Sanjay Khosla Mgmt For For For 1.3 Elect George Mikan III Mgmt For For For 1.4 Elect Matthew Paull Mgmt For For For 1.5 Elect Richard Schulze Mgmt For For For 1.6 Elect Hatim Tyabji Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authorization of Board to Set Mgmt For Against Against Board Size 4 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 5 Executive Short-term Incentive Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- BIG LOTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIG CUSIP 089302103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Papadopoulos Mgmt For For For 3 Elect George Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander Denner Mgmt For For For 6 Elect Nancy Leaming Mgmt For For For 7 Elect Richard Mulligan Mgmt For For For 8 Elect Robert Pangia Mgmt For For For 9 Elect Brian Posner Mgmt For For For 10 Elect Eric Rowinsky Mgmt For For For 11 Elect Stephen Sherwin Mgmt For For For 12 Elect William Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BMC SOFTWARE, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Zoe Baird Mgmt For For For 3 Elect Alan Patricof Mgmt For For For 4 Elect Martin Turchin Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Mgmt For For For Ownership Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Elliott Sigal Mgmt For For For 11 Elect Togo West, Jr. Mgmt For For For 12 Elect R. Sanders Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Ezrilov Mgmt For For For 2 Elect Wayne Fortun Mgmt For For For 3 Elect Brian Short Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Bromark Mgmt For For For 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect Richard Sulpizio Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For For For 9 Elect Ron Zambonini Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Adoption of Stockholder Mgmt For Against Against Protection Rights Agreement 12 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation --------------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVC CUSIP 12686C109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zachary Carter Mgmt For Withhold Against 1.2 Elect Thomas Reifenheiser Mgmt For Withhold Against 1.3 Elect John Ryan Mgmt For Withhold Against 1.4 Elect Vincent Tese Mgmt For Withhold Against 1.5 Elect Leonard Tow Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Cash Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Fluor Mgmt For For For 2 Elect Jack Moore Mgmt For For For 3 Elect David Ross III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect Denise Morrison Mgmt For For For 1.11 Elect William Perez Mgmt For For For 1.12 Elect Charles Perrin Mgmt For For For 1.13 Elect A. Barry Rand Mgmt For For For 1.14 Elect Nick Shreiber Mgmt For For For 1.15 Elect Archbold van Beuren Mgmt For For For 1.16 Elect Les Vinney Mgmt For For For 1.17 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan --------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For Against Against 15 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- CAREFUSION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CFN CUSIP 14170T101 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Schlotterbeck Mgmt For For For 2 Elect J. Michael Losh Mgmt For For For 3 Elect Edward Miller Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2009 Long-Term Incentive Plan Mgmt For For For 6 Management Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CARMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMX CUSIP 143130102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Folliard Mgmt For For For 1.2 Elect Rakesh Gangwal Mgmt For For For 1.3 Elect Shira Goodman Mgmt For For For 1.4 Elect W. Robert Grafton Mgmt For For For 1.5 Elect Edgar Grubb Mgmt For For For 1.6 Elect Mitchell Steenrod Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CBS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS cusip 124857202 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Douglas Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CUSIP 15189T107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect O. Holcombe Crosswell Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect Janiece Longoria Mgmt For For For 6 Elect David McClanahan Mgmt For For For 7 Elect Susan Rheney Mgmt For For For 8 Elect R. A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Elect Sherman Wolff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Approval of Performance Goals Mgmt For For For under the Short Term Incentive Plan 15 Amendment to the Stock Plan for Mgmt For For For Outside Directors --------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virginia Boulet Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 1.3 Elect Richard Gephardt Mgmt For Withhold Against 1.4 Elect Gregory McCray Mgmt For For For 1.5 Elect Michael Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kevin Buchi Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Charles Homcy Mgmt For For For 5 Elect Vaughn Kailian Mgmt For For For 6 Elect Kevin Moley Mgmt For For For 7 Elect Charles Sanders Mgmt For For For 8 Elect Gail Wilensky Mgmt For For For 9 Elect Dennis Winger Mgmt For For For 10 Amendment to 2011 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CERNER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CERN CUSIP 156782104 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Denis Cortese Mgmt For For For 2 Elect John Danforth Mgmt For For For 3 Elect Neal Patterson Mgmt For For For 4 Elect William Zollars Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 2011 Omnibus Equity Incentive Mgmt For For For Plan 9 Amendment to the Associate Stock Mgmt For For For Purchase Plan 10 Increase of Authorized Common Mgmt For For For Stock 11 Amendment to Authorized Mgmt For Against Against Preferred Stock --------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHK CUSIP 165167107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINF CUSIP 172062101 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Lichtendahl Mgmt For For For 1.2 Elect W. Rodney McMullen Mgmt For For For 1.3 Elect Thomas Schiff Mgmt For For For 1.4 Elect John Steele, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Reapproval of the 2006 Stock Mgmt For For For Compensation Plan --------------------------------------------------------------------------------------------------------------- CINTAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTAS CUSIP 172908105 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gerald Adolph Mgmt For For For 2 Elect Richard Farmer Mgmt For Against Against 3 Elect Richard Farmer Mgmt For Against Against 4 Elect James Johnson Mgmt For For For 5 Elect Robert Kohlhepp Mgmt For Against Against 6 Elect David Phillips Mgmt For Against Against 7 Elect Joseph Scaminace Mgmt For For For 8 Elect Ronald Tysoe Mgmt For For For 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Restricting Sales to China --------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 24 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTXS CUSIP 177376100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Murray Demo Mgmt For For For 2 Elect Asiff Hirji Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Reapproval of Performance Goals Mgmt For For For Under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For For For 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Ricardo Gluski Mgmt For For For Weilert 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Roger Phillips Mgmt For For For 10 Elect Richard Riederer Mgmt For For For 11 Elect Richard Ross Mgmt For For For 12 Elect Alan Schwartz Mgmt For For For 13 Increase of Authorized Common Mgmt For Against Against Stock 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CME GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CME CUSIP 12572Q105 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Donohue Mgmt For For For 1.2 Elect Timothy Bitsberger Mgmt For For For 1.3 Elect Jackie Clegg Mgmt For For For 1.4 Elect James Donaldson Mgmt For For For 1.5 Elect J. Dennis Hastert Mgmt For For For 1.6 Elect William Miller II Mgmt For For For 1.7 Elect Terry Savage Mgmt For For For 1.8 Elect Christopher Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products --------------------------------------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 10/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Business Separation and Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- COCA-COLA ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 19122T109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Bennink Mgmt For For For 1.2 Elect John Brock Mgmt For For For 1.3 Elect Calvin Darden Mgmt For For For 1.4 Elect L. Phillip Humann Mgmt For For For 1.5 Elect Orrin Ingram II Mgmt For For For 1.6 Elect Donna James Mgmt For For For 1.7 Elect Thomas Johnson Mgmt For Withhold Against 1.8 Elect Suzanne Labarge Mgmt For For For 1.9 Elect Veronique Morali Mgmt For For For 1.10 Elect Garry Watts Mgmt For For For 1.11 Elect Curtis Welling Mgmt For For For 1.12 Elect Phoebe Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements --------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Supermajority Requirement 7 Amendment to the Bylaws to Mgmt For For For Reduce Supermajority Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Mgmt N/A For N/A Compensation 12 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 13 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Mgmt For For For Option Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- COMPUTER SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSC CUSIP 205363104 08/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bailey, II Mgmt For For For 1.2 Elect David Barram Mgmt For For For 1.3 Elect Stephen Baum Mgmt For For For 1.4 Elect Rodney Chase Mgmt For For For 1.5 Elect Judith Haberkorn Mgmt For For For 1.6 Elect Michael Laphen Mgmt For For For 1.7 Elect F. Warren McFarlan Mgmt For For For 1.8 Elect Chong Sup Park Mgmt For For For 1.9 Elect Thomas Patrick Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 2010 Non-Employee Director Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For Withhold Against 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Mgmt For For For Performance Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations --------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ED CUSIP 209115104 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kevin Burke Mgmt For Against Against 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For For For 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation --------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STZ CUSIP 21036P108 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Fowden Mgmt For For For 1.2 Elect Barry Fromberg Mgmt For For For 1.3 Elect Jeananne Hauswald Mgmt For For For 1.4 Elect James Locke III Mgmt For For For 1.5 Elect Richard Sands Mgmt For For For 1.6 Elect Robert Sands Mgmt For For For 1.7 Elect Paul Smith Mgmt For For For 1.8 Elect Mark Zupan Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect James Curtiss Mgmt For For For 5 Elect Freeman Hrabowski, III Mgmt For For For 6 Elect Nancy Lampton Mgmt For Against Against 7 Elect Robert Lawless Mgmt For For For 8 Elect Mayo Shattuck III Mgmt For For For 9 Elect John Skolds Mgmt For For For 10 Elect Michael Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Decker Mgmt For For For 1.2 Elect Richard Libenson Mgmt For For For 1.3 Elect John Meisenbach Mgmt For For For 1.4 Elect Charles Munger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Say When on Pay Mgmt 3 Years 3 Years For --------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Theodore Solso Mgmt For For For 2 Elect N. Thomas Linebarger Mgmt For For For 3 Elect William Miller Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Georgia Nelson Mgmt For For For 6 Elect Carl Ware Mgmt For For For 7 Elect Robert Herdman Mgmt For For For 8 Elect Robert Bernhard Mgmt For For For 9 Elect Franklin Chang-Diaz Mgmt For For For 10 Elect Stephen Dobbs Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Horton Mgmt For For For 2 Elect Bradley Anderson Mgmt For For For 3 Elect Michael Buchanan Mgmt For For For 4 Elect Michael Hewatt Mgmt For For For 5 Elect Bob Scott Mgmt For For For 6 Elect Donald Tomnitz Mgmt For For For 7 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Lawrence Culp Mgmt For For For 2 Elect Mitchell Rales Mgmt For For For 3 Elect Elias Zerhouni Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DAVITA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DVA CUSIP 23918K108 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pamela Arway Mgmt For Against Against 2 Elect Charles Berg Mgmt For Against Against 3 Elect Willard Brittain, Jr. Mgmt For Against Against 4 Elect Carol Anthony Davidson Mgmt For Against Against 5 Elect Paul Diaz Mgmt For Against Against 6 Elect Peter Grauer Mgmt For Against Against 7 Elect John Nehra Mgmt For Against Against 8 Elect William Roper Mgmt For Against Against 9 Elect Kent Thiry Mgmt For Against Against 10 Elect Roger Valine Mgmt For Against Against 11 2011 Incentive Award Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- DEAN FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DF CUSIP 242370104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Green Mgmt For For For 2 Elect Joseph Hardin, Jr. Mgmt For For For 3 Elect John Muse Mgmt For For For 4 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-Up Payments --------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) --------------------------------------------------------------------------------------------------------------- DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wieland Wettstein Mgmt For For For 1.2 Elect Michael Beatty Mgmt For For For 1.3 Elect Michael Decker Mgmt For For For 1.4 Elect Ronald Greene Mgmt For For For 1.5 Elect David Heather Mgmt For For For 1.6 Elect Gregory McMichael Mgmt For For For 1.7 Elect Gareth Roberts Mgmt For For For 1.8 Elect Phil Rykhoek Mgmt For For For 1.9 Elect Randy Stein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DENTSPLY INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XRAY CUSIP 249030107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Alfano Mgmt For For For 2 Elect Eric Brandt Mgmt For For For 3 Elect William Hecht Mgmt For For For 4 Elect Francis Lunger Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Henry Mgmt For For For 1.2 Elect John Hill Mgmt For For For 1.3 Elect Michael Kanovsky Mgmt For For For 1.4 Elect Robert Mosbacher, Jr. Mgmt For For For 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane Radtke Mgmt For For For 1.7 Elect Mary Ricciardello Mgmt For For For 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Supermajority Mgmt For For For Requirement 5 Technical Amendments to Mgmt For For For Certificate of Incorporation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Connie Curran Mgmt For Withhold Against 1.2 Elect Daniel Hamburger Mgmt For Withhold Against 1.3 Elect Harold Shapiro Mgmt For Withhold Against 1.4 Elect Ronald Taylor Mgmt For Withhold Against 1.5 Elect Gary Butler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan Mgmt For For For of 2005 4 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Tisch Mgmt For Against Against 2 Elect Lawrence Dickerson Mgmt For Against Against 3 Elect John Bolton Mgmt For Against Against 4 Elect Charles Fabrikant Mgmt For Against Against 5 Elect Paul Gaffney II Mgmt For Against Against 6 Elect Edward Grebow Mgmt For Against Against 7 Elect Herbert Hofmann Mgmt For Against Against 8 Elect Andrew Tisch Mgmt For Against Against 9 Elect Raymond Troubh Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Directors' Mgmt For For For Compensation Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bennett Mgmt For Withhold Against 1.2 Elect John Malone Mgmt For Withhold Against 1.3 Elect David Zaslav Mgmt For Withhold Against 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOMINION RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS D CUSIP 25746U109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Helen Dragas Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect John Harris Mgmt For For For 7 Elect Robert Jepson, Jr. Mgmt For For For 8 Elect Mark Kington Mgmt For For For 9 Elect Margaret McKenna Mgmt For For For 10 Elect Frank Royal Mgmt For For For 11 Elect Robert Spilman, Jr. Mgmt For For For 12 Elect David Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Mountaintop Removal Coal Mining 17 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of 20% Renewable Energy Goal 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Risk 19 Shareholder Proposal Regarding ShrHldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 22 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Benefits --------------------------------------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joyce Roche Mgmt For For For 2 Elect Wayne Sanders Mgmt For For For 3 Elect Jack Stahl Mgmt For For For 4 Elect Larry Young Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lillian Bauder Mgmt For For For 1.2 Elect W. Frank Fountain, Jr. Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Risk 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246401 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Druskin Mgmt For For For 2 Elect Frederick Kanner Mgmt For For For 3 Elect Joseph Velli Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EMN CUSIP 277432100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Humberto Alfonso Mgmt For For For 2 Elect Michael Connors Mgmt For For For 3 Elect Howard Lance Mgmt For For For 4 Elect James Rogers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Barbara Beck Mgmt For For For 3 Elect Jerry Levin Mgmt For For For 4 Elect Robert Lumpkins Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 10 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Voting --------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jagjeet Bindra Mgmt For For For 2 Elect Vanessa Chang Mgmt For For For 3 Elect France Cordova Mgmt For For For 4 Elect Theodore Craver, Jr. Mgmt For For For 5 Elect Charles Curtis Mgmt For For For 6 Elect Bradford Freeman Mgmt For For For 7 Elect Luis Nogales Mgmt For For For 8 Elect Ronald Olson Mgmt For For For 9 Elect James Rosser Mgmt For For For 10 Elect Richard Schlosberg, III Mgmt For For For 11 Elect Thomas Sutton Mgmt For For For 12 Elect Brett White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Amendment to the 2007 Mgmt For For For Performance Incentive Plan --------------------------------------------------------------------------------------------------------------- EL PASO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EP CUSIP 28336L109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For For For 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For Against Against 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 12 Amendment to the 2000 Employee Mgmt For For For Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Mgmt For For For Special Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Mgmt For For For Term Cash Incentive Plan --------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Thorington Mgmt For For For 1.2 Elect David Porges Mgmt For For For 1.3 Elect James Rohr Mgmt For Withhold Against 1.4 Elect David Shapira Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Short-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Adoption of Majority Vote for Mgmt For For For Election of Directors 7 Amendment to Articles of Mgmt For For For Incorporation Concerning the Process for Board Vacancies 8 Elimination of Preemptive Rights Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUIFAX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EFX CUSIP 294429105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Copeland, Jr. Mgmt For For For 2 Elect Robert Daleo Mgmt For For For 3 Elect Walter Driver, Jr. Mgmt For For For 4 Elect L. Phillip Humann Mgmt For For For 5 Elect Siri Marshall Mgmt For For For 6 Elect Mark Templeton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect Nicholas LaHowchic Mgmt For For For 4 Elect Thomas Mac Mahon Mgmt For For For 5 Elect Frank Mergenthaler Mgmt For For For 6 Elect Woodrow Myers, Jr. Mgmt For For For 7 Elect John Parker, Jr. Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Samuel Skinner Mgmt For For For 10 Elect Seymour Sternberg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Bylaws to Permit Mgmt For For For Shareholders to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 2011 Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emission Goals --------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDO CUSIP 307000109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Approval of Performance Measures Mgmt For For For under the 2006 Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Hunt Mgmt For For For 2 Elect Richard Massey Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Annual Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FHN CUSIP 320517105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Carter Mgmt For For For 2 Elect John Compton Mgmt For For For 3 Elect Mark Emkes Mgmt For For For 4 Elect Vicky Gregg Mgmt For For For 5 Elect James Haslam III Mgmt For For For 6 Elect D. Bryan Jordan Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Vicki Palmer Mgmt For For For 9 Elect Colin Reed Mgmt For For For 10 Elect Michael Rose Mgmt For For For 11 Elect William Sansom Mgmt For Against Against 12 Elect Luke Yancy III Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Julia Johnson Mgmt For Withhold Against 1.8 Elect Ted Kleisner Mgmt For Withhold Against 1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.10 Elect Catherine Rein Mgmt For Withhold Against 1.11 Elect George Smart Mgmt For Withhold Against 1.12 Elect Wesley Taylor Mgmt For Withhold Against 1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Right to Call a Mgmt For For For Special Meeting 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste 7 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Risk --------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- FISERV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FISV CUSIP 337738108 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Dillon Mgmt For For For 1.2 Elect Denis O'Leary Mgmt For For For 1.3 Elect Glenn Renwick Mgmt For For For 1.4 Elect Carl Stern Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLIR SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLIR CUSIP 302445101 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Crouch Mgmt For For For 1.2 Elect Angus Macdonald Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Friedery Mgmt For For For 1.2 Elect Joe Harlan Mgmt For For For 1.3 Elect Michael Johnston Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Certain Mgmt For For For Supermajority Requirements 5 Amendments to Supermajority Mgmt For For For Provisions for Related Corporation Transactions 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Fluor Mgmt For For For 2 Elect Joseph Prueher Mgmt For For For 3 Elect Suzanne Woolsey Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mooney Mgmt For For For 2 Elect Enrique Sosa Mgmt For For For 3 Elect Vincent Volpe Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Maury Devine Mgmt For For For 2 Elect John Gremp Mgmt For For For 3 Elect Thomas Hamilton Mgmt For For For 4 Elect Richard Pattarozzi Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Increase of Authorized Common Mgmt For For For Stock --------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- FOREST LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRX CUSIP 345838106 08/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses --------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FO CUSIP 349631101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Goldstein Mgmt For For For 2 Elect Pierre Leroy Mgmt For For For 3 Elect David Mackay Mgmt For For For 4 Elect Anne Tatlock Mgmt For For For 5 Elect Norman Wesley Mgmt For For For 6 Elect Peter Wilson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Right to Call a Special Meeting Mgmt For For For 11 2011 Long-Term Incentive Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Jr. Mgmt For For For 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Peter Sacerdote Mgmt For For For 10 Elect Laura Stein Mgmt For For For 11 Elect Anne Tatlock Mgmt For For For 12 Elect Geoffrey Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James Kahan Mgmt For For For 1.6 Elect Pamela Reeve Mgmt For For For 1.7 Elect Howard Schrott Mgmt For For For 1.8 Elect Larraine Segil Mgmt For For For 1.9 Elect Mark Shapiro Mgmt For For For 1.10 Elect Myron Wick III Mgmt For For For 1.11 Elect Mary Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GANNETT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCI CUSIP 364730101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cody Mgmt For For For 1.2 Elect Craig Dubow Mgmt For For For 1.3 Elect Howard Elias Mgmt For For For 1.4 Elect Arthur Harper Mgmt For For For 1.5 Elect John Louis Mgmt For For For 1.6 Elect Marjorie Magner Mgmt For For For 1.7 Elect Scott McCune Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For For For 4 Elect William Fricks Mgmt For For For 5 Elect Jay Johnson Mgmt For For For 6 Elect George Joulwan Mgmt For For For 7 Elect Paul Kaminski Mgmt For For For 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect William Osborn Mgmt For For For 11 Elect Robert Walmsley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Alesio Mgmt For For For 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For For For 10 Elect James Riepe Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For Withhold Against 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Mgmt For For For Plan 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GOODRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect Harris DeLoach, Jr. Mgmt For For For 1.4 Elect James Griffith Mgmt For For For 1.5 Elect William Holland Mgmt For For For 1.6 Elect John Jumper Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Lloyd Newton Mgmt For For For 1.9 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report --------------------------------------------------------------------------------------------------------------- H&R BLOCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect Richard Breeden Mgmt For For For 3 Elect William Cobb Mgmt For For For 4 Elect Robert Gerard Mgmt For For For 5 Elect Len Lauer Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect Bruce Rohde Mgmt For For For 8 Elect Tom Seip Mgmt For For For 9 Elect L. Edward Shaw, Jr. Mgmt For For For 10 Elect Christianna Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Amendment to the 2003 Long-Term Mgmt For For For Executive Compensation Plan 13 Amendment to the Executive Mgmt For For For Performance Plan 14 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote 15 Amendment to Supermajority Mgmt For For For Requirement to Call a Special Meeting 16 Amendment to Supermajority Mgmt For For For Requirement Relating to Removal of Directors 17 Amendment to Supermajority Mgmt For For For Requirement Relating to Amendments to the Articles and Bylaws 18 Amendment to Supermajority Mgmt For For For Requirement Relating to Related Person Transaction Provision 19 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect Abdallah Jum'ah Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect R. John Anderson Mgmt For For For 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect George Conrades Mgmt For For For 1.5 Elect Judson Green Mgmt For For For 1.6 Elect Sara Levinson Mgmt For For For 1.7 Elect N. Thomas Linebarger Mgmt For For For 1.8 Elect George Miles, Jr. Mgmt For For For 1.9 Elect Jochen Zeitz Mgmt For Withhold Against 2 Elimination of Supermajority Mgmt For For For Requirement for Transactions with an Interested Shareholder 3 Elimination of Supermajority Mgmt For For For Requirement for Special Meetings of Shareholders 4 Elimination of Supermajority Mgmt For For For Requirement for Approval of Certain Matters 5 Short-Term Incentive Plan for Mgmt For Against Against Senior Executives 6 Ratification of Auditor Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harald Einsmann Mgmt For For For 1.2 Elect Ann Korologos Mgmt For For For 1.3 Elect Kenneth Reiss Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Option and Incentive Plan --------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Lance Mgmt For For For 2 Elect Thomas Dattilo Mgmt For For For 3 Elect Terry Growcock Mgmt For For For 4 Elect Leslie Kenne Mgmt For For For 5 Elect David Rickard Mgmt For For For 6 Elect James Stoffel Mgmt For For For 7 Elect Gregory Swienton Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Annual Incentive Plan Mgmt For For For 10 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 11 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Mgmt For For For Stock 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Zeglis Mgmt For For For 1.2 Elect William Armstrong Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edith Holiday Mgmt For For For 2 Elect John Mullin, III Mgmt For For For 3 Elect F. Borden Walker Mgmt For For For 4 Elect Robert Wilson Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Amendment to the Performance Mgmt For For For Incentive Plan for Senior Officers --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrell Crews Mgmt For For For 2 Elect Jeffrey Ettinger Mgmt For For For 3 Elect Jody Feragen Mgmt For For For 4 Elect Susan Marvin Mgmt For For For 5 Elect John Morrison Mgmt For For For 6 Elect Elsa Murano Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Susan Nestegard Mgmt For For For 9 Elect Ronald Pearson Mgmt For For For 10 Elect Dakota Pippins Mgmt For For For 11 Elect Hugh Smith Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Increase of Authorized Common Mgmt For Against Against Stock 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 2 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Hermance, Jr. Mgmt For For For 2 Elect William Bardel Mgmt For For For 3 Elect Scott Belair Mgmt For For For 4 Elect Cornelius Golding Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Stock Incentive Plan Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank D'Amelio Mgmt For For For 2 Elect W. Roy Dunbar Mgmt For For For 3 Elect Kurt Hilzinger Mgmt For For For 4 Elect David Jones Jr. Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Stock Incentive Plan Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HBAN CUSIP 446150104 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Casto III Mgmt For For For 1.2 Elect Ann Crane Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Michael Endres Mgmt For For For 1.5 Elect John Gerlach, Jr. Mgmt For For For 1.6 Elect D. James Hilliker Mgmt For For For 1.7 Elect David Lauer Mgmt For For For 1.8 Elect Jonathan Levy Mgmt For For For 1.9 Elect Gerard Mastroianni Mgmt For For For 1.10 Elect Richard Neu Mgmt For For For 1.11 Elect David Porteous Mgmt For For For 1.12 Elect Kathleen Ransier Mgmt For For For 1.13 Elect William Robertson Mgmt For For For 1.14 Elect Stephen Steinour Mgmt For For For 2 Amendment to the Management Mgmt For For For Incentive Plan for Covered Employees 3 Supplemental Stock Purchase and Mgmt For For For Tax Savings Plan and Trust 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect William Brodsky Mgmt For For For 1.3 Elect Albert Budney, Jr. Mgmt For For For 1.4 Elect Pastora Cafferty Mgmt For For For 1.5 Elect Ellen Carnahan Mgmt For For For 1.6 Elect Michelle Collins Mgmt For For For 1.7 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 1.9 Elect James Kemerling Mgmt For For For 1.10 Elect Michael Lavin Mgmt For For For 1.11 Elect William Protz, Jr. Mgmt For For For 1.12 Elect Charles Schrock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Mgmt For For For Purchase Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Mgmt For For For Trevino 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Andreas Fibig Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas Tough Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Inventive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- INTERPUBLIC GROUP OF COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPG CUSIP 460690100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- INTUIT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTU CUSIP 461202103 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Batchelder Mgmt For For For 2 Elect Christopher Brody Mgmt For For For 3 Elect William Campbell Mgmt For For For 4 Elect Scott Cook Mgmt For For For 5 Elect Diane Greene Mgmt For For For 6 Elect Michael Hallman Mgmt For For For 7 Elect Edward Kangas Mgmt For For For 8 Elect Suzanne Nora Johnson Mgmt For For For 9 Elect Dennis Powell Mgmt For For For 10 Elect Brad Smith Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation --------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Floyd Loop Mgmt For For For 2 Elect George Stalk Jr. Mgmt For For For 3 Elect Craig Barratt Mgmt For For For 4 Amendment to the 2010 Incentive Mgmt For Against Against Award Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rex Adams Mgmt For For For 2 Elect John Banham Mgmt For For For 3 Elect Denis Kessler Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS IRM CUSIP 462846106 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarke Bailey Mgmt For For For 1.2 Elect Kent Dauten Mgmt For For For 1.3 Elect Paul Deninger Mgmt For For For 1.4 Elect Per-Kristian Halvorsen Mgmt For For For 1.5 Elect Michael Lamach Mgmt For For For 1.6 Elect Arthur Little Mgmt For For For 1.7 Elect Allan Loren Mgmt For For For 1.8 Elect C. Richard Reese Mgmt For For For 1.9 Elect Vincent Ryan Mgmt For For For 1.10 Elect Laurie Tucker Mgmt For For For 1.11 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2011 Omnibus Incentive Plan Mgmt For For For 4 Right to Call a Special Meeting Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies --------------------------------------------------------------------------------------------------------------- J.C. PENNEY COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ackman Mgmt For For For 2 Elect Colleen Barrett Mgmt For For For 3 Elect Thomas Engibous Mgmt For For For 4 Elect Kent Foster Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For For For 6 Elect Burl Osborne Mgmt For For For 7 Elect Leonard Roberts Mgmt For For For 8 Elect Steven Roth Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For For For 11 Elect Mary Beth West Mgmt For For For 12 Elect Myron Ullman III Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Elimination of Supermajority Mgmt For For For Requirement 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Award and Incentive Mgmt For For For Plan 4 Short-Term Incentive Plan Mgmt For For For 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JEC CUSIP 469814107 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Coyne Mgmt For For For 2 Elect Linda Levinson Mgmt For For For 3 Elect Craig Martin Mgmt For For For 4 Elect John Jumper Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Global Employee Mgmt For For For Stock Purchase Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Balser Mgmt For For For 2 Elect Jeffrey Diermeier Mgmt For For For 3 Elect Glenn Schafer Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Mgmt For For For Incentive Performance Plan 5 Amendment to the Long-Term Mgmt For For For Incentive Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Genocide-Free Investing 21 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Lead Director --------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Declassification of the Board --------------------------------------------------------------------------------------------------------------- KELLOGG COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 487836108 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bryant Mgmt For For For 1.2 Elect Rogelio Rebolledo Mgmt For For For 1.3 Elect Sterling Speirn Mgmt For For For 1.4 Elect John Zabriskie Mgmt For For For 2 Senior Executive Annual Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect H. James Dallas Mgmt For For For 1.6 Elect Elizabeth Gile Mgmt For For For 1.7 Elect Ruth Ann Gillis Mgmt For For For 1.8 Elect Kristen Manos Mgmt For For For 1.9 Elect Beth Mooney Mgmt For For For 1.10 Elect Bill Sanford Mgmt For For For 1.11 Elect Barbara Snyder Mgmt For For For 1.12 Elect Edward Stack Mgmt For For For 1.13 Elect Thomas Stevens Mgmt For For For 2 2011 Annual Performance Plan Mgmt For For For 3 Amendment to Remove Mgmt For For For Supermajority Requirement 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Mgmt For For For Compensation Plan 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe Nicholas Mgmt For For For 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning --------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Shelton Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For For For 4 Elect N. Anthony Coles, Jr. Mgmt For For For 5 Elect Wendy Lane Mgmt For For For 6 Elect Thomas Mac Mahon Mgmt For For For 7 Elect Robert Mittelstaedt, Jr. Mgmt For For For 8 Elect Arthur Rubenstein Mgmt For For For 9 Elect M. Keith Weikel Mgmt For For For 10 Elect R. Sanders Williams Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cahill Mgmt For For For 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Nelson Peltz Mgmt For For For 1.4 Elect W. Allen Reed Mgmt For For For 1.5 Elect Nicholas St. George Mgmt For For For 2 Amendment to the Executive Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy --------------------------------------------------------------------------------------------------------------- LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Theron Gilliam Mgmt For For For 1.4 Elect Sherrill Hudson Mgmt For For For 1.5 Elect R. Kirk Landon Mgmt For For For 1.6 Elect Sidney Lapidus Mgmt For For For 1.7 Elect Stuart Miller Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendments to Bylaws Concerning Mgmt For For For the Separation of President and CEO Roles 5 Amendment to Bylaws Concerning Mgmt For For For Board's Authority to Amend Bylaws 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- LEUCADIA NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LUK CUSIP 527288104 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Cumming Mgmt For Withhold Against 1.2 Elect Paul Dougan Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect James Jordan Mgmt For For For 1.5 Elect Jeffrey Keil Mgmt For For For 1.6 Elect Jesse Nichols III Mgmt For For For 1.7 Elect Michael Sorkin Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Senior Executive Warrant Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Rooke Mgmt For For For 2 Elect Ralph Gomory Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect J. Edward Coleman Mgmt For For For 5 Elect Sandra Helton Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- LIMITED BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTD CUSIP 532716107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna James Mgmt For For For 2 Elect Jeffrey Miro Mgmt For For For 3 Elect Raymond Zimmerman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Option Performance Mgmt For For For and Incentive Plan 6 2011 Cash Incentive Compensation Mgmt For For For Performance Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Glass Mgmt For For For 2 Elect Gary Kelly Mgmt For For For 3 Elect Michael Mee Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Restated Mgmt For For For Articles of Incorporation to Allow Shareholders to Amend the Bylaws 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For For For 1.6 Elect Richard Moley Mgmt For For For 1.7 Elect Thomas Volpe Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LOEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS L CUSIP 540424108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For For For 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For For For 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For Against Against 12 Elect Jonathan Tisch Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- LSI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LSI CUSIP 502161102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Haggerty Mgmt For Against Against 2 Elect Richard Hill Mgmt For Against Against 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Charles Pope Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Pierre Brondeau Mgmt For Against Against 3 Elect Clarence Cazalot, Jr. Mgmt For Against Against 4 Elect David Daberko Mgmt For Against Against 5 Elect William Davis, III Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For Against Against 7 Elect Philip Lader Mgmt For Against Against 8 Elect Charles Lee Mgmt For Against Against 9 Elect Michael Phelps Mgmt For Against Against 10 Elect Dennis Reilley Mgmt For Against Against 11 Elect Seth Schofield Mgmt For Against Against 12 Elect John Snow Mgmt For Against Against 13 Elect Thomas Usher Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report --------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect Lawrence Small Mgmt For For For 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verne Istock Mgmt For For For 2 Elect J. Michael Losh Mgmt For For For 3 Elect Timothy Wadhams Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 4 Elimination of Supermajority Mgmt For For For Requirement Related to Business Combinations 5 Restoration of Right to Call a Mgmt For For For Special Meeting 6 Increase of Authorized Common Mgmt For Against Against Stock --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Olivie Mgmt For For For 2 Elect Rima Qureshi Mgmt For For For 3 Elect Mark Schwartz Mgmt For For For 4 Elect Jackson Tai Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Mgmt For For For Limitations 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Mgmt For For For Executive Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 11/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MCCORMICK & COMPANY, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MKC CUSIP 579780206 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bilbrey Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Michael Fitzpatrick Mgmt For For For 4 Elect Freeman Hrabowski, III Mgmt For For For 5 Elect Patricia Little Mgmt For For For 6 Elect Michael Mangan Mgmt For For For 7 Elect Margaret Preston Mgmt For For For 8 Elect George Roche Mgmt For For For 9 Elect Gordon Stetz, Jr. Mgmt For For For 10 Elect William Stevens Mgmt For For For 11 Elect Alan Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHldr Against Against For Beverage Containers --------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For For For 5 Elect M. Christine Jacobs Mgmt For For For 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Reapproval of Performance Goals Mgmt For For For Under the 2005 Stock Plan 11 Reapproval of Performance Goals Mgmt For For For Under the 2005 Management Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay --------------------------------------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect Kimberly Casiano Mgmt For For For 1.5 Elect Anna Catalano Mgmt For For For 1.6 Elect Celeste Clark Mgmt For For For 1.7 Elect James Cornelius Mgmt For For For 1.8 Elect Peter Ratcliffe Mgmt For For For 1.9 Elect Elliott Sigal Mgmt For For For 1.10 Elect Robert Singer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEADWESTVACO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MWV CUSIP 583334107 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Jane Warner Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Mgmt For For For Performance Incentive Plan 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirements 12 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEMC ELECTRONIC MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFR CUSIP 552715104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Blackmore Mgmt For For For 2 Elect Ahmad Chatila Mgmt For For For 3 Elect Marshall Turner, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MEREDITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MDP CUSIP 589433101 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Sue Coleman Mgmt For For For 1.2 Elect D. Mell Meredith Frazier Mgmt For For For 1.3 Elect Joel Johnson Mgmt For For For 1.4 Elect Stephen Lacy Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- METROPCS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCS CUSIP 591708102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roger Linquist Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCHP CUSIP 595017104 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MU CUSIP 595112103 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Birck Mgmt For For For 1.2 Elect Anirudh Dhebar Mgmt For For For 1.3 Elect Frederick Krehbiel Mgmt For For For 1.4 Elect Martin Slark Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For --------------------------------------------------------------------------------------------------------------- MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives --------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Glauber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Elect Jorge Bermudez Mgmt For For For --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MOTOROLA MOBILITY HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMI CUSIP 620097105 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sanjay Jha Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Jeanne Jackson Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Daniel Ninivaggi Mgmt For Against Against 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Andrew Viterbi Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSI CUSIP 620076307 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect William Bratton Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Michael Hayden Mgmt For For For 5 Elect Vincent Intrieri Mgmt For Against Against 6 Elect Judy Lewent Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect John White Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the Omnibus Mgmt For For For Incentive Plan of 2006 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards --------------------------------------------------------------------------------------------------------------- MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 11/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reverse Stock Split Mgmt For For For 2 Amendment to Certificate of Mgmt For For For Incorporation to Effect Reverse Stock Split --------------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Blue Mgmt For For For 2 Elect Claiborne Deming Mgmt For For For 3 Elect Robert Hermes Mgmt For For For 4 Elect James Kelley Mgmt For For For 5 Elect R. Madison Murphy Mgmt For For For 6 Elect William Nolan, Jr. Mgmt For For For 7 Elect Neal Schmale Mgmt For For For 8 Elect David Smith Mgmt For For For 9 Elect Caroline Theus Mgmt For For For 10 Elect David Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Petrello Mgmt For Withhold Against 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 2 Appointment of Auditor & Mgmt For For For Authorization of Audit Committee to Set Auditor's Renumeration 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NATIONAL SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSM CUSIP 637640103 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSM CUSIP 637640103 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Amelio Mgmt For For For 2 Elect Steven Appleton Mgmt For For For 3 Elect Gary Arnold Mgmt For For For 4 Elect Richard Danzig Mgmt For For For 5 Elect Robert Frankenberg Mgmt For For For 6 Elect Donald Macleod Mgmt For For For 7 Elect Edward McCracken Mgmt For For For 8 Elect Roderick McGeary Mgmt For For For 9 Elect William Mitchell Mgmt For For For 10 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Option Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kevin Conroy Mgmt For For For 2 Elect Michael Cowhig Mgmt For For For 3 Elect Mark Ketchum Mgmt For For For 4 Elect Raymond Viault Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2011 Omnibus Stock Plan Mgmt For Against Against 13 Performance Goals for Mgmt For For For Performance Awards Under the 2011 Omnibus Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEE CUSIP 65339F101 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, III Mgmt For For For 1.4 Elect Norman Bobins Mgmt For Withhold Against 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For For For 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 1.4 Elect Phyllis Wise Mgmt For For For 2 Amendment to the Executive Mgmt For For For Performance Sharing Plan 3 Amendment to the 1990 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NISOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Mike Jesanis Mgmt For For For 4 Elect Marty Kittrell Mgmt For For For 5 Elect W. Lee Nutter Mgmt For For For 6 Elect Deborah Parker Mgmt For For For 7 Elect Ian Rolland Mgmt For For For 8 Elect Robert Skaggs, Jr. Mgmt For For For 9 Elect Richard Thompson Mgmt For For For 10 Elect Carolyn Woo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lawrence Chazen Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 1.3 Elect Mary Ricciardello Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For For For 8 Discharge of the Board of Mgmt For For For Directors from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the 1992 Stock Mgmt For For For Option and Restricted Stock Plan --------------------------------------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For Against Against 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSC CUSIP 655844108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gerald Baliles Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect J. Paul Reason Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- NOVELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVL CUSIP 670006105 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- NOVELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVL CUSIP 670006105 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For Withhold Against 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Glen Possley Mgmt For For For 1.5 Elect Ann Rhoads Mgmt For For For 1.6 Elect Krishna Saraswat Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Coben Mgmt For For For 2 Elect Paul Hobby Mgmt For For For 3 Elect Gerald Luterman Mgmt For For For 4 Elect Herbert Tate Mgmt For For For 5 Elect Walter Young Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kirbyjon Caldwell Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Stephen Cropper Mgmt For For For 4 Elect Kathleen McGinty Mgmt For For For 5 Elect Thomas Weidemeyer Mgmt For For For 6 Amendment to the Long-Term Mgmt For Against Against Incentive Plan 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NYSE EURONEXT TICKER SECURITY ID: MEETING DATE MEETING STATUS NYX CUSIP 629491101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andre Bergen Mgmt For For For 2 Elect Ellyn Brown Mgmt For For For 3 Elect Marshall Carter Mgmt For For For 4 Elect Dominique Cerutti Mgmt For For For 5 Elect Patricia Cloherty Mgmt For For For 6 Elect George Cox Mgmt For For For 7 Elect Sylvain Hefes Mgmt For For For 8 Elect Jan-Michiel Hessels Mgmt For For For 9 Elect Duncan McFarland Mgmt For For For 10 Elect James McNulty Mgmt For For For 11 Elect Duncan Niederauer Mgmt For For For 12 Elect Ricardo Espirito Santo Mgmt For For For Salgado 13 Elect Robert Scott Mgmt For For For 14 Elect Jackson Tai Mgmt For For For 15 Elect Rijnhard van Tets Mgmt For For For 16 Elect Brian Williamson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to Supermajority Mgmt For For For Requirement 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 21 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 67103H107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David O'Reilly Mgmt For For For 2 Elect Jay Burchfield Mgmt For For For 3 Elect Paul Lederer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For Against Against 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement --------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Hellman Mgmt For For For 1.2 Elect Anastasia Kelly Mgmt For For For 1.3 Elect John McMackin, Jr. Mgmt For For For 1.4 Elect Hugh Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PACCAR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PCAR CUSIP 693718108 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Fluke, Jr. Mgmt For For For 1.2 Elect Kirk Hachigian Mgmt For For For 1.3 Elect Stephen Page Mgmt For For For 1.4 Elect Thomas Plimpton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Long Term Mgmt For For For Incentive Plan 5 Amendment to the Senior Mgmt For For For Executive Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 11/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Amy Alving Mgmt For For For 2 Elect Daniel Carroll, Jr. Mgmt For For For 3 Elect Robert Coutts Mgmt For For For 4 Elect Cheryl Grise Mgmt For For For 5 Elect Ronald Hoffman Mgmt For For For 6 Elect Eric Krasnoff Mgmt For For For 7 Elect Dennis Longstreet Mgmt For For For 8 Elect Edwin Martin, Jr. Mgmt For For For 9 Elect Katharine Plourde Mgmt For For For 10 Elect Edward Snyder Mgmt For For For 11 Elect Edward Travaglianti Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Allow Company to Deliver Proxy Mgmt For For For Materials via the Internet 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Amendment to the Management Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDCO CUSIP 703395103 09/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Buck Mgmt For For For 1.2 Elect Peter Frechette Mgmt For For For 1.3 Elect Charles Reich Mgmt For For For 1.4 Elect Brian Tyler Mgmt For For For 1.5 Elect Scott Anderson Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Joseph Tucci Mgmt For For For 6 Elect Joseph Velli Mgmt For For For 7 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Mgmt For For For Plan --------------------------------------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBCT CUSIP 712704105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Barnes Mgmt For For For 1.2 Elect Collin Baron Mgmt For For For 1.3 Elect Richard Hoyt Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Dunn, IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures --------------------------------------------------------------------------------------------------------------- PERKINELMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKI CUSIP 714046109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For For For 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding ShrHldr Against For Against the Right to Act by Written Consent 21 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research --------------------------------------------------------------------------------------------------------------- PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Removing Sexual Orientation from Anti-Bias Policy --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Dale Klein Mgmt For For For 1.9 Elect Humberto Lopez Mgmt For For For 1.10 Elect Kathryn Munro Mgmt For For For 1.11 Elect Bruce Nordstrom Mgmt For For For 1.12 Elect W. Douglas Parker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edison Buchanan Mgmt For Withhold Against 1.2 Elect R. Hartwell Gardner Mgmt For Withhold Against 1.3 Elect Jim Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PITNEY BOWES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBI CUSIP 724479100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rodney Adkins Mgmt For For For 2 Elect Murray Martin Mgmt For For For 3 Elect Michael Roth Mgmt For For For 4 Elect Robert Weissman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors from Office 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions 9 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Alteration, Adoption, Amendment or Repeal 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the Key Employees Mgmt For For For Incentive Plan 13 Amendment to the 2007 Stock Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- POLO RALPH LAUREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For For For 1.3 Elect Steven Murphy Mgmt For For For 2 2010 Long-Term Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Michele Hooper Mgmt For Withhold Against 1.4 Elect Robert Mehrabian Mgmt For For For 2 Reapproval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Plan 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report --------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Nance Dicciani Mgmt For For For 1.4 Elect Edward Galante Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Ira Hall Mgmt For For For 1.7 Elect Raymond LeBoeuf Mgmt For For For 1.8 Elect Larry McVay Mgmt For For For 1.9 Elect Wayne Smith Mgmt For For For 1.10 Elect Robert Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Approval of Performance Goals Mgmt For For For Under the 162(m) Plan 5 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROGRESS ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach, Jr. Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report --------------------------------------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PULTEGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHM CUSIP 745867101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Cheryl Grise Mgmt For For For 1.3 Elect Patrick O'Leary Mgmt For For For 1.4 Elect Thomas Schoewe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting --------------------------------------------------------------------------------------------------------------- QEP RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QEP CUSIP 74733V100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Rattie Mgmt For For For 1.2 Elect David Trice Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For Against Against Incentive Plan 3 Amendment to the 2001 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Ball Mgmt For For For 2 Elect John Colson Mgmt For For For 3 Elect John Conaway Mgmt For For For 4 Elect Ralph DiSibio Mgmt For For For 5 Elect Bernard Fried Mgmt For For For 6 Elect Louis Golm Mgmt For For For 7 Elect Worthing Jackman Mgmt For For For 8 Elect James O'Neil III Mgmt For For For 9 Elect Bruce Ranck Mgmt For For For 10 Elect Pat Wood, III Mgmt For For For 11 Increase of Authorized Common Mgmt For Against Against Stock 12 Conversion of Limited Vote Mgmt For For For Common Stock 13 Adoption of Removal for Cause Mgmt For For For Amendment to Company's Certificate of Incorporation 14 Deletion of Indemnification Mgmt For For For Provisions in Certificate of Incorporation 15 Deletion of Quorum Provisions in Mgmt For Against Against Certificate of Incorporation 16 Amendment to Authorization of Mgmt For Against Against Preferred Stock 17 2011 Omnibus Equity Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For For For 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For For For 9 Elect Oliver Sockwell Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Report 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Political Expenditures 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- RADIOSHACK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RSH CUSIP 750438103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Belatti Mgmt For For For 2 Elect Daniel Feehan Mgmt For For For 3 Elect James Gooch Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For Against Against 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Amendment to the 2005 Mgmt For Against Against Equity-Based Compensation Plan 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For Against Against 2 Elect John Deutch Mgmt For Against Against 3 Elect Stephen Hadley Mgmt For Against Against 4 Elect Frederic Poses Mgmt For Against Against 5 Elect Michael Ruettgers Mgmt For Against Against 6 Elect Ronald Skates Mgmt For Against Against 7 Elect William Spivey Mgmt For Against Against 8 Elect Linda Stuntz Mgmt For Against Against 9 Elect William Swanson Mgmt For Against Against 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 14 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 15 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 16 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans --------------------------------------------------------------------------------------------------------------- RED HAT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHT CUSIP 756577102 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Clarke Mgmt For For For 2 Elect Henry Shelton Mgmt For For For 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bartholomew, Jr. Mgmt For For For 2 Elect George Bryan Mgmt For For For 3 Elect Carolyn Hogan Byrd Mgmt For For For 4 Elect David Cooper, Sr. Mgmt For For For 5 Elect Earnest Deavenport, Jr. Mgmt For For For 6 Elect Don DeFosset Mgmt For For For 7 Elect Eric Fast Mgmt For For For 8 Elect O. B. Grayson Hall, Jr. Mgmt For For For 9 Elect Charles McCrary Mgmt For For For 10 Elect James Malone Mgmt For For For 11 Elect Susan Matlock Mgmt For For For 12 Elect John Maupin, Jr. Mgmt For For For 13 Elect John Roberts Mgmt For For For 14 Elect Lee Styslinger III Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAI CUSIP 761713106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Luc Jobin Mgmt For For For 1.2 Elect Nana Mensah Mgmt For For For 1.3 Elect John Zillmer Mgmt For For For 1.4 Elect John Daly Mgmt For For For 1.5 Elect Daniel Delen Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 7 Shareholder Proposal Regarding ShrHldr Against Against For Flavored Tobacco 8 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Reporting on Company's Compliance with International Human Rights Standards --------------------------------------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Berwick, Jr. Mgmt For For For 1.2 Elect Edward Gibbons Mgmt For Withhold Against 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For For For 1.7 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Parfet Mgmt For For For 1.2 Elect Steven Kalmanson Mgmt For For For 1.3 Elect James Keane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chris Davis Mgmt For For For 1.2 Elect Ralph Eberhart Mgmt For For For 1.3 Elect David Lilley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Wallman Mgmt For For For 1.2 Elect Christopher Wright Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Mgmt For For For Compensation Plan 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROWAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDC CUSIP 779382100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Croyle Mgmt For For For 2 Elect Lord Moynihan Mgmt For For For 3 Elect W. Matt Ralls Mgmt For For For 4 Elect John Quicke Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Beard Mgmt For For For 2 Elect L. Patrick Hassey Mgmt For For For 3 Elect Lynn Martin Mgmt For For For 4 Elect Hansel Tookes II Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect T. Gary Rogers Mgmt For For For 8 Elect Arun Sarin Mgmt For For For 9 Elect Michael Shannon Mgmt For For For 10 Elect William Tauscher Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Equity and Incentive Award Mgmt For For For Plan 14 Re-approval of the 2001 Mgmt For For For Operating Performance Bonus Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- SAIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAI CUSIP 78390X101 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect France Cordova Mgmt For For For 2 Elect Jere Drummond Mgmt For For For 3 Elect Thomas Frist III Mgmt For For For 4 Elect John Hamre Mgmt For For For 5 Elect Walter Havenstein Mgmt For For For 6 Elect Miriam John Mgmt For For For 7 Elect Anita Jones Mgmt For For For 8 Elect John Jumper Mgmt For For For 9 Elect Harry Kraemer, Jr. Mgmt For For For 10 Elect Lawrence Nussdorf Mgmt For For For 11 Elect Edward Sanderson, Jr. Mgmt For For For 12 Elect Louis Simpson Mgmt For For For 13 Elect A. Thomas Young Mgmt For For For 14 Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Marks Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Sanjay Mehrotra Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Mgmt For For For Plan 4 Amendment to the 2005 Employee Mgmt For For For Stock Purchase Plans 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Christopher Begley Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Virgis Colbert Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect Laurette Koellner Mgmt For For For 6 Elect Cornelis van Lede Mgmt For For For 7 Elect John McAdam Mgmt For For For 8 Elect Ian Prosser Mgmt For For For 9 Elect Norman Sorensen Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Elect Jonathan Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bill Amick Mgmt For For For 1.2 Elect Sharon Decker Mgmt For For For 1.3 Elect D. Maybank Hagood Mgmt For For For 1.4 Elect William Timmerman Mgmt For For For 1.5 Elect Kevin Marsh Mgmt For For For 2 Amendment to the Director Mgmt For For For Compensation and Deferral Plan 3 Increase of Authorized Common Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Increase of Authorized Common Mgmt For For For Stock 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements Mgmt For For For and Dividends 20 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect William Hickey Mgmt For For For 7 Elect Jacqueline Kosecoff Mgmt For For For 8 Elect Kenneth Manning Mgmt For For For 9 Elect William Marino Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the 2005 Contingent Mgmt For Against Against Stock Plan 13 Amendment to the 2002 Stock Plan Mgmt For For For for Non-Employee Directors 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLD CUSIP 812350106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis D'Ambrosio Mgmt For For For 1.2 Elect William Kunkler III Mgmt For For For 1.3 Elect Edward Lampert Mgmt For For For 1.4 Elect Steven Mnuchin Mgmt For For For 1.5 Elect Ann Reese Mgmt For For For 1.6 Elect Emily Scott Mgmt For For For 1.7 Elect Thomas Tisch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Boeckmann Mgmt For For For 2 Elect James Brocksmith, Jr. Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Wilford Godbold, Jr. Mgmt For For For 5 Elect William Jones Mgmt For For For 6 Elect William Ouchi Mgmt For For For 7 Elect Carlos Ruiz Sacristan Mgmt For For For 8 Elect William Rusnack Mgmt For For For 9 Elect William Rutledge Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Neal Schmale Mgmt For For For 12 Elect Luis Tellez Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 18 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rebecca Bergman Mgmt For For For 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Avi Nash Mgmt For For For 6 Elect Steven Paul Mgmt For For For 7 Elect J. Pedro Reinhard Mgmt For For For 8 Elect Rakesh Sachdev Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For For For 11 Approval of the Material Terms Mgmt For For For of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For Against Against 13 Elimination of Supermajority Mgmt For For For Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement for Business Combinations 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For For For 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SMITH INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SII CUSIP 832110100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2.1 Elect James Gibbs Mgmt For For For 2.2 Elect Duane Radtke Mgmt For For For 2.3 Elect John Yearwood Mgmt For For For 3 Amendment to the 1989 Long-Term Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roxanne Decyk Mgmt For For For 2 Elect Nicholas Pinchuk Mgmt For For For 3 Elect Gregg Sherrill Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Incentive Stock and Awards Mgmt For For For Plan 6 Amendment to the Employee Stock Mgmt For For For Ownership Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- SOUTHERN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SO CUSIP 842587107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect Thomas Fanning Mgmt For For For 1.5 Elect H. William Habermeyer, Jr. Mgmt For For For 1.6 Elect Veronica Hagen Mgmt For For For 1.7 Elect Warren Hood, Jr. Mgmt For For For 1.8 Elect Donald James Mgmt For For For 1.9 Elect Dale Klein Mgmt For For For 1.10 Elect J. Neal Purcell Mgmt For For For 1.11 Elect William Smith, Jr. Mgmt For For For 1.12 Elect Steven Specker Mgmt For For For 1.13 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Omnibus Incentive Mgmt For For For Compensation Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste --------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUV CUSIP 844741108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Biegler Mgmt For For For 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Gary Kelly Mgmt For For For 6 Elect Nancy Loeffler Mgmt For For For 7 Elect John Montford Mgmt For For For 8 Elect Thomas Nealon Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Greg Kerley Mgmt For For For 4 Elect Harold Korell Mgmt For For For 5 Elect Vello Kuuskraa Mgmt For For For 6 Elect Kenneth Mourton Mgmt For For For 7 Elect Steven Mueller Mgmt For For For 8 Elect Charles Scharlau Mgmt For For For 9 Elect Alan Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Mgmt For For For Reduce the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS SE CUSIP 847560109 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Austin Adams Mgmt For For For 1.4 Elect Paul Anderson Mgmt For For For 1.5 Elect Pamela Carter Mgmt For For For 1.6 Elect F. Anthony Comper Mgmt For For For 1.7 Elect Peter Hamilton Mgmt For For For 1.8 Elect Dennis Hendrix Mgmt For For For 1.9 Elect Michael McShane Mgmt For For For 1.10 Elect Joseph Netherland Mgmt For For For 1.11 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Long-Term Mgmt For For For Incentive PLan 4 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority --------------------------------------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854502101 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS --------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Richard Sergel Mgmt For For For 11 Elect Ronald Skates Mgmt For For For 12 Elect Gregory Summe Mgmt For For For 13 Elect Robert Weissman Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 2011 Senior Executive Annual Mgmt For For For Incentive Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Miller Mgmt For For For 2 Elect Jack Schuler Mgmt For For For 3 Elect Thomas Brown Mgmt For For For 4 Elect Rod Dammeyer Mgmt For For For 5 Elect William Hall Mgmt For For For 6 Elect Jonathan Lord Mgmt For For For 7 Elect John Patience Mgmt For For For 8 Elect James Reid-Anderson Mgmt For For For 9 Elect Ronald Spaeth Mgmt For For For 10 2011 Incentive Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Roch Doliveux Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Allan Golston Mgmt For For For 1.6 Elect Howard Lance Mgmt For For For 1.7 Elect Stephen MacMillan Mgmt For For For 1.8 Elect William Parfet Mgmt For For For 1.9 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 2011 Performance Incentive Award Mgmt For For For Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chris Casciato Mgmt For For For 1.2 Elect Gary Edwards Mgmt For For For 1.3 Elect Lynn Elsenhans Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control --------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beall II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Blake Garrett, Jr. Mgmt For For For 5 Elect David Hughes Mgmt For For For 6 Elect M. Douglas Ivester Mgmt For For For 7 Elect J. Hicks Lanier Mgmt For For For 8 Elect Kyle Legg Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor III Mgmt For For For 11 Elect Frank Royal Mgmt For For For 12 Elect Thomas Watjen Mgmt For For For 13 Elect James Wells III Mgmt For For For 14 Elect Phail Wynn, Jr. Mgmt For For For 15 Amendment to 2009 Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bennett Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect William Coleman, III Mgmt For For For 4 Elect Franck Dangeard Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For For For 6 Elect David Mahoney Mgmt For For For 7 Elect Robert Miller Mgmt For For For 8 Elect Enrique Salem Mgmt For For For 9 Elect Daniel Schulman Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect V. Paul Unruh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 14 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan --------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward C. Bernard Mgmt For For For 2 Elect James T. Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect James A.C. Kennedy Mgmt For For For 6 Elect Robert F. MacLellan Mgmt For For For 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Dr. Alfred Sommer Mgmt For For For 9 Elect Dwight S. Taylor Mgmt For For For 10 Elect Anne Marie Whittemore Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Electronic Waste --------------------------------------------------------------------------------------------------------------- TECO ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TE CUSIP 872375100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect DuBose Ausley Mgmt For For For 2 Elect James Ferman, Jr. Mgmt For For For 3 Elect Paul Whiting Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TELLABS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLAB CUSIP 879664100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Ianna Mgmt For For For 2 Elect Stephanie Marshall Mgmt For For For 3 Elect William Souders Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Approval of the Material Terms Mgmt For For For of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TESORO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TSO CUSIP 881609101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rodney Chase Mgmt For For For 2 Elect Gregory Goff Mgmt For For For 3 Elect Robert Goldman Mgmt For For For 4 Elect Steven Grapstein Mgmt For For For 5 Elect Jim Nokes Mgmt For For For 6 Elect Susan Tomasky Mgmt For For For 7 Elect Michael Wiley Mgmt For For For 8 Elect Patrick Yang Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Long-Term Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report --------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Stephen MacMillan Mgmt For For For 5 Elect Pamela Patsley Mgmt For For For 6 Elect Robert Sanchez Mgmt For For For 7 Elect Wayne Sanders Mgmt For For For 8 Elect Ruth Simmons Mgmt For For For 9 Elect Richard Templeton Mgmt For For For 10 Elect Christine Whitman Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE AES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AES CUSIP 00130H105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Kristina Johnson Mgmt For For For 1.4 Elect Tarun Khanna Mgmt For For For 1.5 Elect John Koskinen Mgmt For For For 1.6 Elect Philip Lader Mgmt For For For 1.7 Elect Sandra Moose Mgmt For For For 1.8 Elect John Morse, Jr. Mgmt For For For 1.9 Elect Philip Odeen Mgmt For For For 1.10 Elect Charles Rossotti Mgmt For For For 1.11 Elect Sven Sandstrom Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Designation of Delaware Chancery Mgmt For Against Against Court as Forum for Derivative Actions 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Amendment to the Long-Term Mgmt For For For Incentive Plan 18 Amendment to the Executive Mgmt For Against Against Incentive Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Herringer Mgmt For For For 2 Elect Stephen McLin Mgmt For For For 3 Elect Charles Schwab Mgmt For For For 4 Elect Roger Walther Mgmt For For For 5 Elect Robert Wilson Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Material Terms Mgmt For For For of the Performance Goals under the 2005 Stock Incentive Plan 14 Approval of the Material Terms Mgmt For For For of the Performance Goals under the Executive Incentive Compensation Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Howard Buffett Mgmt For For For 4 Elect Barry Diller Mgmt For For For 5 Elect Evan Greenberg Mgmt For For For 6 Elect Alexis Herman Mgmt For Against Against 7 Elect Muhtar Kent Mgmt For For For 8 Elect Donald Keough Mgmt For For For 9 Elect Maria Lagomasino Mgmt For For For 10 Elect Donald McHenry Mgmt For For For 11 Elect Sam Nunn Mgmt For For For 12 Elect James Robinson III Mgmt For For For 13 Elect Peter Ueberroth Mgmt For For For 14 Elect Jacob Wallenberg Mgmt For For For 15 Elect James Williams Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Performance Mgmt For For For Incentive Plan 18 Amendment to the 1989 Restricted Mgmt For For For Stock Award Plan 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Bisphenol-A --------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE DUN & BRADSTREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNB CUSIP 26483E100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naomi Seligman Mgmt For For For 2 Elect Michael Winkler Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Covered Mgmt For For For Employee Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Elimination of Supermajority Mgmt For For For Requirement 8 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aerin Lauder Mgmt For For For 1.2 Elect William Lauder Mgmt For For For 1.3 Elect Lynn Forester de Rothschild Mgmt For For For 1.4 Elect Richard Parsons Mgmt For For For 1.5 Elect Richard Zannino Mgmt For For For 2 Amendment to the 2002 Share Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect Mayo Shattuck III Mgmt For For For 1.9 Elect Katherine Tsang Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect Richard Kramer Mgmt For For For 6 Elect W. Alan McCollough Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Kathryn Mikells Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For For For 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Mead Mgmt For For For 1.5 Elect James Nevels Mgmt For For For 1.6 Elect Anthony Palmer Mgmt For For For 1.7 Elect Thomas Ridge Mgmt For Withhold Against 1.8 Elect David Shedlarz Mgmt For For For 1.9 Elect David West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the Equity and Mgmt For For For Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Electioneering Expenditure --------------------------------------------------------------------------------------------------------------- THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathryn Dindo Mgmt For For For 2 Elect Richard Smucker Mgmt For For For 3 Elect William Steinbrink Mgmt For For For 4 Elect Paul Smucker Wagstaff Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity and Incentive Mgmt For Against Against Compensation Plan --------------------------------------------------------------------------------------------------------------- THE KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 2011 Long-Term Incentive and Mgmt For For For Cash Bonus Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A ILO Conventions --------------------------------------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Bischoff Mgmt For For For 3 Elect Douglas Daft Mgmt For For For 4 Elect Willaim Green Mgmt For For For 5 Elect Linda Lorimer Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect Robert McGraw Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Sir Michael Rake Mgmt For For For 10 Elect Edward Rust, Jr. Mgmt For For For 11 Elect Kurt Schmoke Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- THE NASDAQ OMX GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For Against Against 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting --------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PGR CUSIP 743315103 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Charles Davis Mgmt For For For 3 Amendment to Code of Regulations Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SHW CUSIP 824348106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendments to Code of Regulations Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For One Test Performance Assessment --------------------------------------------------------------------------------------------------------------- THE WASHINGTON POST COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WPO CUSIP 939640108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Davis Mgmt For Withhold Against 1.2 Elect John Dotson, Jr. Mgmt For Withhold Against 1.3 Elect Anne Mulcahy Mgmt For Withhold Against --------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Armstrong Mgmt For For For 2 Elect Joseph Cleveland Mgmt For For For 3 Elect Juanita Hinshaw Mgmt For For For 4 Elect Frank MacInnis Mgmt For For For 5 Elect Janice Stoney Mgmt For For For 6 Elect Laura Sugg Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- TIFFANY & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIF CUSIP 886547108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Elimination of Absolute Majority Mgmt For For For Voting Requirement 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- TITANIUM METALS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TIE CUSIP 888339207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For For For 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TORCHMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMK CUSIP 891027104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark McAndrew Mgmt For For For 2 Elect Sam Perry Mgmt For For For 3 Elect Lamar Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSS CUSIP 891906109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kriss Cloninger III Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect H. Lynn Page Mgmt For For For 5 Elect John Turner Mgmt For For For 6 Elect Philip Tomlinson Mgmt For For For 7 Elect Richard Ussery Mgmt For For For 8 Elect M. Troy Woods Mgmt For For For 9 Elect James Yancey Mgmt For For For 10 Elect Rebecca Yarbrough Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Mgmt For For For Dividend 9 Renewal of Authorized Share Mgmt For For For Capital 10 Cancellation of Repurchased Mgmt For For For Treasury Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- TYSON FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSN CUSIP 902494103 02/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Jim Kever Mgmt For For For 1.4 Elect Kevin McNamara Mgmt For For For 1.5 Elect Brad Sauer Mgmt For For For 1.6 Elect Robert Thurber Mgmt For For For 1.7 Elect Barbara Tyson Mgmt For For For 1.8 Elect Albert Zapanta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation --------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Actions adversely affecting Mgmt For For For preferred stock 17 Removal of directors Mgmt For For For 18 Changing the authorized amount Mgmt For For For of capital stock. 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares --------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Mgmt For For For Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Mgmt For For For Scheme 2011 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Antoian Mgmt For For For 1.2 Elect Joel Lawson III Mgmt For For For 1.3 Elect Glen Senk Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Board Diversity --------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Stephen Waters Mgmt For For For 3 Elect Randall Weisenburger Mgmt For For For 4 Elect Rayford Wilkins Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2011 Omnibus Stock Incentive Mgmt For For For Plan 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report (2) 12 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report --------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Debra Cafaro Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Ronald Geary Mgmt For For For 4 Elect Jay Gellert Mgmt For For For 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Robert Reed Mgmt For For For 7 Elect Sheli Rosenberg Mgmt For For For 8 Elect Glenn Rufrano Mgmt For For For 9 Elect James Shelton Mgmt For For For 10 Elect Thomas Theobald Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- VERISIGN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRSN CUSIP 92343E102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect D. James Bidzos Mgmt For For For 2 Elect William Chenevich Mgmt For For For 3 Elect Kathleen Cote Mgmt For For For 4 Elect Mark McLaughlin Mgmt For For For 5 Elect Roger Moore Mgmt For For For 6 Elect John Roach Mgmt For For For 7 Elect Louis Simpson Mgmt For For For 8 Elect Timothy Tomlinson Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald James Mgmt For For For 1.2 Elect Ann Korologos Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Kathleen Wilson-Thompson Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- W.W. GRAINGER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWW CUSIP 384802104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 21 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHldr Against Against For Supplier Sustainability Reports 23 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Risk Report --------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David J. Brailer Mgmt For For For 2 Elect Steven Davis Mgmt For For For 3 Elect William Foote Mgmt For For For 4 Elect Mark Frissora Mgmt For For For 5 Elect Ginger Graham Mgmt For For For 6 Elect Alan McNally Mgmt For For For 7 Elect Nancy Schlichting Mgmt For For For 8 Elect David Schwartz Mgmt For For For 9 Elect Alejandro Silva Mgmt For For For 10 Elect James Skinner Mgmt For For For 11 Elect Gregory Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Revision to the Purpose Clause Mgmt For For For 14 Elimination of Supermajority Mgmt For For For Requirement 15 Repeal of Fair Price Provision Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation --------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WM CUSIP 94106L109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Mgmt For For For Obsolete Provisions 10 Amendments Deleting Certain Mgmt For For For Obsolete Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations --------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Len Lauer Mgmt For For For 8 Elect Matthew Massengill Mgmt For For For 9 Elect Roger Moore Mgmt For For For 10 Elect Thomas Pardun Mgmt For For For 11 Elect Arif Shakeel Mgmt For For For 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WEYERHAEUSER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WY CUSIP 962166104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wayne Murdy Mgmt For For For 2 Elect John Kieckhefer Mgmt For For For 3 Elect Charles Williamson Mgmt For For For 4 Right to Call a Special Meeting Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- WHIRLPOOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Allen Mgmt For For For 2 Elect Jeff Fettig Mgmt For For For 3 Elect Michael Johnston Mgmt For For For 4 Elect William Kerr Mgmt For For For 5 Elect John Liu Mgmt For For For 6 Elect Miles Marsh Mgmt For For For 7 Elect William Perez Mgmt For For For 8 Elect Michael White Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 13 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements --------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Walter Robb Mgmt For Withhold Against 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For Withhold Against 1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Chairman --------------------------------------------------------------------------------------------------------------- WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Armitage Mgmt For For For 2 Elect Samuel Beall, III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffery Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Elect Alan Wells Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- WISCONSIN ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WEC CUSIP 976657106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors in Uncontested Elections 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1993 Omnibus Mgmt For Against Against Stock Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Buckman Mgmt For For For 1.2 Elect George Herrera Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- WYNN RESORTS, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WYNN CUSIP 983134107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Goldsmith Mgmt For For For 1.2 Elect Robert Miller Mgmt For For For 1.3 Elect Kazuo Okada Mgmt For Withhold Against 1.4 Elect Allan Zeman Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Mgmt For For For Qualified Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- XL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98290102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Haag Mgmt For For For 2 Elect Michael McGavick Mgmt For For For 3 Elect Ellen Thrower Mgmt For For For 4 Elect John Vereker Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 1991 Mgmt For Against Against Performance Incentive Program --------------------------------------------------------------------------------------------------------------- YAHOO! INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YHOO CUSIP 984332106 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Susan James Mgmt For For For 5 Elect Vyomesh Joshi Mgmt For For For 6 Elect David Kenny Mgmt For For For 7 Elect Arthur Kern Mgmt For For For 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China --------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Right to Call a Special Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) --------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Series Fund, Inc. Fund Name : Thrivent Equity Income Plus Portfolio --------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints --------------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Bane Mgmt For For For 1.2 Elect Anthony Fernandes Mgmt For For For 1.3 Elect Maryellen Herringer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Mgmt For For For Reissued Treasury Shares --------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect Gustav Boel Mgmt For For For 1.4 Elect Thomas Fischer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect R. Alan Hunter, Jr. Mgmt For For For 1.7 Elect Robert Peterson Mgmt For For For 1.8 Elect Holly Van Deursen Mgmt For For For 1.9 Elect Dennis Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Arthur Johnson Mgmt For For For 1.4 Elect Dean O'Hare Mgmt For For For 1.5 Elect James Rubright Mgmt For For For 1.6 Elect John Somerhalder II Mgmt For For For 1.7 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Performance Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Farris Kalil Mgmt For For For 1.2 Elect Gene Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For --------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- AMEREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Patrick Stokes Mgmt For For For 1.8 Elect Thomas Voss Mgmt For For For 1.9 Elect Stephen Wilson Mgmt For For For 1.10 Elect Jack Woodard Mgmt For For For 2 Amendment to Articles of Mgmt For Against Against Incorporation Regarding Liability of Directors 3 Re-Approval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste --------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AINV CUSIP 03761U106 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elliot Stein, Jr. Mgmt For Withhold Against 1.2 Elect Bradley Wechsler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares of Mgmt For For For Common Stock Below Net Asset Value --------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Campbell Mgmt For Withhold Against 1.2 Elect David Lilley Mgmt For Withhold Against 2 Amendment to the 1999 Stock Plan Mgmt For For For for Non-Employee Directors 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ARTIO GLOBAL INVESTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ART CUSIP 04315B107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elizabeth Buse Mgmt For For For 1.2 Elect Francis Ledwidge Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Mgmt For For For Classification of the Board 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote --------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives --------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerrold Harris Mgmt For Withhold Against 2 Authorization to Sell Shares Mgmt For For For Below Net Asset Value 3 Authorization to Issue Warrants, Mgmt For For For Options or Rights 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Zoe Baird Mgmt For For For 3 Elect Alan Patricof Mgmt For For For 4 Elect Martin Turchin Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 1.8 Elect James Diggs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Christopher McGurk Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Constance Moore Mgmt For For For 1.6 Elect Jeanne Myerson Mgmt For For For 1.7 Elect Jeffrey Pero Mgmt For For For 1.8 Elect Thomas Robinson Mgmt For For For 1.9 Elect Dennis Singleton Mgmt For For For 1.10 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Board Size Mgmt For For For 2 Change of Company Name Mgmt For For For 3.1 Elect Gordon Arnell Mgmt For For For 3.2 Elect William Cahill Mgmt For For For 3.3 Elect Richard Clark Mgmt For For For 3.4 Elect Jack Cockwell Mgmt For For For 3.5 Elect Bruce Flatt Mgmt For For For 3.6 Elect Michael Hegarty Mgmt For For For 3.7 Elect F. McDonald Mgmt For For For 3.8 Elect Allan Olson Mgmt For For For 3.9 Elect Robert Stelzl Mgmt For For For 3.10 Elect Diana Taylor Mgmt For For For 3.11 Elect John E. Zuccotti Mgmt For For For 4 Appointment of Auditor and Mgmt For For For Authority to Set Fees --------------------------------------------------------------------------------------------------------------- BUCKLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKE CUSIP 118440106 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For For For 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For 4 Amendment to 2005 Restricted Mgmt For For For Stock Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Bromark Mgmt For For For 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect Richard Sulpizio Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For For For 9 Elect Ron Zambonini Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Adoption of Stockholder Mgmt For Against Against Protection Rights Agreement 12 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation --------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect Scott Ingraham Mgmt For For For 1.3 Elect Lewis Levey Mgmt For For For 1.4 Elect William McGuire, Jr. Mgmt For For For 1.5 Elect William Paulsen Mgmt For For For 1.6 Elect D. Keith Oden Mgmt For For For 1.7 Elect F. Gardner Parker Mgmt For For For 1.8 Elect Steven Webster Mgmt For Withhold Against 1.9 Elect Kelvin Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Texas to Mgmt For Against Against Maryland 4 2011 Share Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) --------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Lebovitz Mgmt For For For 1.2 Elect Gary Bryenton Mgmt For For For 1.3 Elect Gary Nay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors --------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report --------------------------------------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHH CUSIP 169905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stewart Bainum, Jr. Mgmt For For For 1.2 Elect Ervin Shames Mgmt For For For 1.3 Elect Gordon Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Coal Risk Report --------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Mgmt N/A For N/A Compensation 12 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 13 Shareholder Proposal Regarding ShrHldr N/A Against N/A the Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- COMPASS DIVERSIFIED HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS CODI CUSIP 20451Q104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bottiglieri Mgmt For For For 1.2 Elect Gordon Burns Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Richard Grant Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- CORE LABORATORIES N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLB CUSIP N22717107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Demshur Mgmt For For For 1.2 Elect Rene Joyce Mgmt For For For 1.3 Elect Michael Kearney Mgmt For For For 1.4 Elect Jan Sodderland Mgmt For For For 2 Accounts and Reports Mgmt For Abstain Against 3 Authority to Cancel Shares Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Authority to Issue Common and Mgmt For For For Preference Shares w/ Preemptive Rights 6 Elimination of Preemptive Rights Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Randall Griffin Mgmt For For For 1.6 Elect Elizabeth Hight Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Richard Szafranski Mgmt For For For 1.10 Elect Kenneth Wethe Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Decker Mgmt For For For 1.2 Elect Richard Libenson Mgmt For For For 1.3 Elect John Meisenbach Mgmt For For For 1.4 Elect Charles Munger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Say When on Pay Mgmt 3 Years 3 Years For --------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Mgmt For For For Authority to Set Fees 13 Reverse Stock Split Followed by Mgmt For For For a Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For Withhold Against 1.6 Elect Raymond Greer Mgmt For For For 1.7 Elect Tripp Hardin Mgmt For For For 1.8 Elect John O'Keeffe Mgmt For For For 1.9 Elect Bruce Warwick Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEL MONTE FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DLM CUSIP 24522P103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Victor Lund Mgmt For For For 2 Elect Joe Morgan Mgmt For For For 3 Elect David Williams Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For For For 4 Elect Harold MacKay Mgmt For For For 5 Elect David Maffucci Mgmt For For For 6 Elect W. Henson Moore Mgmt For For For 7 Elect Michael Onustock Mgmt For For For 8 Elect Robert Steacy Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For For For 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Appointment of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Barbas Mgmt For For For 1.2 Elect Barbara Graham Mgmt For For For 1.3 Elect Glenn Harder Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2006 Equity Mgmt For For For Performance and Incentive Plan 6 Ratification of Auditor Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lillian Bauder Mgmt For For For 1.2 Elect W. Frank Fountain, Jr. Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Coke Mgmt For For For 1.2 Elect Lammot du Pont Mgmt For For For 1.3 Elect Thomas Eckert Mgmt For For For 1.4 Elect Hossein Fateh Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect John Roberts, Jr. Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randy Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report --------------------------------------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing --------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Mgmt For For For Term Cash Incentive Plan --------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2000 Executive Mgmt For Against Against Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Mgmt For For For Ownership Limits 2 Amendment to Existing Ownership Mgmt For For For Limits 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 7 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability --------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emission Goals --------------------------------------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDS CUSIP 303075105 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Option Plan --------------------------------------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDO CUSIP 307000109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Approval of Performance Measures Mgmt For For For under the 2006 Incentive Plan 3 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Sharpe Mgmt For For For 1.2 Elect Bruce Duncan Mgmt For For For 1.3 Elect Kevin Lynch Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Jr. Mgmt For For For 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Peter Sacerdote Mgmt For For For 10 Elect Laura Stein Mgmt For For For 11 Elect Anne Tatlock Mgmt For For For 12 Elect Geoffrey Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Carter Mgmt For Withhold Against 1.2 Elect Georgia Murray Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leo Liebowitz Mgmt For For For 2 Elect Milton Cooper Mgmt For For For 3 Elect Philip Coviello Mgmt For For For 4 Elect David Driscoll Mgmt For For For 5 Elect Richard Montag Mgmt For For For 6 Elect Howard Safenowitz Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Celeste Mgmt For For For 1.2 Elect Wayne Doran Mgmt For For For 1.3 Elect Michael Glimcher Mgmt For For For 1.4 Elect Alan Weiler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Somers Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Mgmt For For For Stock 7 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTLD CUSIP 422347104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Gerdin Mgmt For Withhold Against 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For For For 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan --------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For Against Against Pay-for-Results Plan --------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Adler Mgmt For For For 1.2 Elect Gene Anderson Mgmt For For For 1.3 Elect Edward Fritsch Mgmt For For For 1.4 Elect David Hartzell Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 1.7 Elect O. Temple Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Golden Mgmt For For For 1.2 Elect W. August Hillenbrand Mgmt For For For 1.3 Elect Joanne Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Short-term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Camp Mgmt For For For 1.2 Elect Edward Cloues II Mgmt For For For 1.3 Elect W. August Hillenbrand Mgmt For For For 1.4 Elect Thomas Johnson Mgmt For For For 1.5 Elect Neil Novich Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against --------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect R. Kevin Hardage Mgmt For For For 1.5 Elect Robert McKenzie Mgmt For For For 1.6 Elect Jack Reid Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Long-Term Mgmt For For For Incentive Compensation Plan --------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock and Company Name Change 3 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrell Crews Mgmt For For For 2 Elect Jeffrey Ettinger Mgmt For For For 3 Elect Jody Feragen Mgmt For For For 4 Elect Susan Marvin Mgmt For For For 5 Elect John Morrison Mgmt For For For 6 Elect Elsa Murano Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Susan Nestegard Mgmt For For For 9 Elect Ronald Pearson Mgmt For For For 10 Elect Dakota Pippins Mgmt For For For 11 Elect Hugh Smith Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Increase of Authorized Common Mgmt For Against Against Stock 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 2 Years For Executive Compensation --------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For Against Against 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect William Brodsky Mgmt For For For 1.3 Elect Albert Budney, Jr. Mgmt For For For 1.4 Elect Pastora Cafferty Mgmt For For For 1.5 Elect Ellen Carnahan Mgmt For For For 1.6 Elect Michelle Collins Mgmt For For For 1.7 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 1.9 Elect James Kemerling Mgmt For For For 1.10 Elect Michael Lavin Mgmt For For For 1.11 Elect William Protz, Jr. Mgmt For For For 1.12 Elect Charles Schrock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Andreas Fibig Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas Tough Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare --------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For --------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Barents Mgmt For For For 1.2 Elect George Minnich Mgmt For For For 1.3 Elect Thomas Rabaut Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe Nicholas Mgmt For For For 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KRO CUSIP 50105F105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Coogan Mgmt For Withhold Against 1.2 Elect Cecil Moore, Jr. Mgmt For Withhold Against 1.3 Elect George Poston Mgmt For Withhold Against 1.4 Elect Glenn Simmons Mgmt For Withhold Against 1.5 Elect Harold Simmons Mgmt For Withhold Against 1.6 Elect R. Gerald Turner Mgmt For Withhold Against 1.7 Elect Steven Watson Mgmt For Withhold Against 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cahill Mgmt For For For 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Nelson Peltz Mgmt For For For 1.4 Elect W. Allen Reed Mgmt For For For 1.5 Elect Nicholas St. George Mgmt For For For 2 Amendment to the Executive Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Theron Gilliam Mgmt For For For 1.4 Elect Sherrill Hudson Mgmt For For For 1.5 Elect R. Kirk Landon Mgmt For For For 1.6 Elect Sidney Lapidus Mgmt For For For 1.7 Elect Stuart Miller Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendments to Bylaws Concerning Mgmt For For For the Separation of President and CEO Roles 5 Amendment to Bylaws Concerning Mgmt For For For Board's Authority to Amend Bylaws 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions --------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 2011 Equity-Based Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Leanne Lachman Mgmt For For For 1.2 Elect Stephen Steinour Mgmt For For For 1.3 Elect Frederick Buchholz Mgmt For For For 1.4 Elect Thomas DeLoach, Jr. Mgmt For For For 1.5 Elect Daniel Garton Mgmt For For For 1.6 Elect Stephen Siegel Mgmt For For For 1.7 Elect Katherine Dietze Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Mgmt For For For Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent --------------------------------------------------------------------------------------------------------------- LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For Withhold Against 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Mack Mgmt For For For 1.2 Elect Nathan Gantcher Mgmt For For For 1.3 Elect David Mack Mgmt For For For 1.4 Elect Alan Philibosian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect Lawrence Small Mgmt For For For 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect Kimberly Casiano Mgmt For For For 1.5 Elect Anna Catalano Mgmt For For For 1.6 Elect Celeste Clark Mgmt For For For 1.7 Elect James Cornelius Mgmt For For For 1.8 Elect Peter Ratcliffe Mgmt For For For 1.9 Elect Elliott Sigal Mgmt For For For 1.10 Elect Robert Singer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Davidson Mgmt For For For 2 Elect Stuart Diamond Mgmt For For For 3 Elect Peter Knight Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Amendment to the 2006 Incentive Mgmt For For For Award Plan --------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Environmental Sustainability Committee --------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Blue Mgmt For For For 2 Elect Claiborne Deming Mgmt For For For 3 Elect Robert Hermes Mgmt For For For 4 Elect James Kelley Mgmt For For For 5 Elect R. Madison Murphy Mgmt For For For 6 Elect William Nolan, Jr. Mgmt For For For 7 Elect Neal Schmale Mgmt For For For 8 Elect David Smith Mgmt For For For 9 Elect Caroline Theus Mgmt For For For 10 Elect David Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Andrew Adams Mgmt For For For 1.2 Elect Robert McCabe, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Mgmt For For For Stock 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report --------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect David Fick Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For For For 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Mary Puma Mgmt For For For 1.3 Elect William Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For Against Against 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bernstock Mgmt For For For 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For For For 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board --------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For Against Against 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Richard Fogg Mgmt For For For 1.4 Elect John Gerdelman Mgmt For For For 1.5 Elect Lemuel Lewis Mgmt For For For 1.6 Elect G. Gilmer Minor III Mgmt For For For 1.7 Elect Eddie Moore, Jr. Mgmt For For For 1.8 Elect Peter Redding Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Robert Sledd Mgmt For For For 1.11 Elect Craig Smith Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angel Cabrera Mgmt For For For 2 Elect Philip Francis Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Gregory Josefowicz Mgmt For For For 5 Elect Richard Lochridge Mgmt For For For 6 Elect Robert Moran Mgmt For For For 7 Elect Barbara Munder Mgmt For For For 8 Elect Thomas Stemberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2011 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman --------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Omnibus Mgmt For For For Performance Equity Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Amendment to 2007 Omnibus Mgmt For For For Incentive Plan 3 Amendment to Long Term Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerome Knoll Mgmt For For For 2 Elect John Moody Mgmt For For For 3 Elect Lawrence Peiros Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting --------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For --------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Teresa Beck Mgmt For For For 2 Elect R. D. Cash Mgmt For For For 3 Elect Laurence Downes Mgmt For For For 4 Elect Ronald Jibson Mgmt For For For 5 Elect Gary Michael Mgmt For For For 6 Elect Bruce Williamson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Goldberg Mgmt For For For 1.2 Elect Mark Rosenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation --------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board --------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Mgmt For For For Compensation Plan 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lampkin Butts Mgmt For For For 1.2 Elect Beverly Hogan Mgmt For For For 1.3 Elect Phil Livingston Mgmt For For For 1.4 Elect Charles Ritter, Jr. Mgmt For For For 1.5 Elect Joe Sanderson, Jr. Mgmt For For For 2 Amendment to the Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Christopher Begley Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Virgis Colbert Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect Laurette Koellner Mgmt For For For 6 Elect Cornelis van Lede Mgmt For For For 7 Elect John McAdam Mgmt For For For 8 Elect Ian Prosser Mgmt For For For 9 Elect Norman Sorensen Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Elect Jonathan Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXT CUSIP 81725T100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For For For 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rebecca Bergman Mgmt For For For 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Avi Nash Mgmt For For For 6 Elect Steven Paul Mgmt For For For 7 Elect J. Pedro Reinhard Mgmt For For For 8 Elect Rakesh Sachdev Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For For For 11 Approval of the Material Terms Mgmt For For For of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For Against Against 13 Elimination of Supermajority Mgmt For For For Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement for Business Combinations 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation --------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For --------------------------------------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David Smith Mgmt For For For 1.4 Elect William Brooks Mgmt For For For 1.5 Elect William Belk Mgmt For For For 1.6 Elect H. Robert Heller Mgmt For For For 1.7 Elect Robert Rewey Mgmt For For For 1.8 Elect Victor Doolan Mgmt For For For 1.9 Elect David Vorhoff Mgmt For For